Emergency Sections
An agency may adopt a new or amended section or repeal an existing section on an
emergency basis if it determines that such action is necessary for the public
health, safety, or welfare of this state. The section may become effective
immediately upon filing with the Texas Register, or on a stated date less than
20 days after filing, for no more than 120 days. The emergency action is
renewable once for no more than 60 days.
Symbology in amended emergency sections. New language added to an existing
section is indicated by the use of bold text. [Brackets] indicate deletion of
existing material within a section.
TITLE 19. EDUCATION
Part II. Texas Education Agency
Chapter 63. Student Services
19 TAC sec.63.22
The Texas Education Agency (TEA) adopts on an emergency basis new sec.63.22,
concerning attendance services. House Bill 628, 72nd Legislature, amended the
Texas Education Code (the Code), sec.21.039(a)(6), regarding the duties of
public school attendance officers. The new section implements the requirements
that public school attendance officers must refer to juvenile court any truant
pupil who has unexcused voluntary absences for the amount of time specified
under the Texas Family Code, sec.51.03(b)(2), or file a complaint against any
recalcitrant person having parental control as provided in the Code, sec.4.25.
The new section is being adopted on an emergency basis to allow school districts
to comply with the legislative mandate which was effective September 1, 1991.
The new section is adopted on an emergency basis under the Code, sec.21.039(a)
(6), as amended by House Bill 628, 72nd Legislature, which provides public
school attendance officers with the authority to proceed in juvenile court
against any incorrigible pupil, or against any recalcitrant person having
parental control as provided in the Code, sec.4.25.
sec.63.22. Attendance Services.
School districts shall offer attendance
services as a part of the educational program of the district. The services
shall be provided by attendance officer(s) to students and parents or persons
having parental control as described in the Texas Education Code, sec.21. 039.
Issued in Austin, Texas on September 19, 1991.
TRD-9111896
Criss Cloudt
Director, Planning Coordination
Texas Education Agency
Effective date: September 27, 1991
Expiration date: January 25, 1992
For further information, please call: (512) 463-9701
Chapter 78. Vocational and Applied Technology Education
Subchapter B. Quality Work Force Planning
19 TAC sec.78.11
The Texas Education Agency (TEA) adopts on an emergency basis new sec.78.11,
concerning fiscal agents for quality work force planning committees. The new
section is adopted to allow private industry councils established under the Job
Training Partnership Act (Public Law 97-300) to serve as fiscal agents for
Quality Work Force Planning Committees. The 72nd Legislature, enacted the Texas
Education Code, sec.16.155(h), authorizing funds for the planning committees
established under sec.21.115(b). During the first special session, the
legislature in Rider 18, General Appropriations Act-1991, approved funding for
the staff and operating expenses of the committees. Since the Texas Education
Code, sec.31.40(a) specifies that only institutions and programs approved by the
State Board of Education and the Texas Higher Education Coordinating Board will
be eligible for the distribution of funds allocated by the legislature, the new
section is necessary to allow private industry councils to participate as fiscal
agents in quality work force planning. The new section is being adopted on an
emergency basis to allow the distribution of funds allocated by the legislature;
to allow private industry councils to participate as fiscal agents in quality
work force planning; and to allow councils to apply immediately for funds to
hire committee staff and pay-related costs.
The new section is adopted on an emergency basis under the Texas Education Code,
sec.31.40(a), which provides the State Board of Education with the authority to
allocate state and federal funds.
sec.78.11. Fiscal Agents for Quality Work Force Planning Committees. Public
independent school districts, education service centers, public institutions of
higher education, and private industry councils established under the Job
Training Partnership Act may serve as fiscal agents for Quality Work Force
Planning Committees established under the Texas Education Code, sec.21. 115.
Criteria for approval of fiscal agents shall be established by the agencies of
the tri-agency partnership established under sec.78.10(m) of this title
(relating to Integrated Vocational Technical Education and Training Delivery
System for a Quality Work Force).
Issued in Austin, Texas on September 19, 1991.
TRD-9111894
Criss Cloudt
Director, Planning Coordination
Texas Education Agency
Effective date: September 27, 1991
Expiration date: January 25, 1992
For further information, please call: (512) 463-9701
Chapter 89. Adaptations for Special Populations
Subchapter G. Special Education
Clarification of Provisions in Federal Regulations and State Law
19 TAC sec.89.211, sec.89.213
The Texas Education Agency (TEA) adopts on an emergency basis amendments to
sec.89.211 and sec.89.213, concerning eligibility criteria and qualifications of
special education personnel. The amendments implement the requirements of House
Bill 2277, s1, 72nd Legislature, relating to the education of students with
visual handicaps. The legislative action, effective September 1, 1991, adds
requirements for assessment and instruction in braille reading and writing, and
ensures literacy of "functionally blind" students. The legislation directs the
agency to determine the criteria for a student to be classified as functionally
blind. The amendments restructure existing eligibility requirements for students
with visual handicaps to include the definition and criteria for the new
category, and extend the requirement that a professional be certified to teach
students with visual handicaps to include infants and those who are deaf-blind.
The amendments are being adopted on an emergency basis to comply with the
legislation and to ensure that students with visual handicaps receive the
services to which they are entitled.
The amendments are adopted on an emergency basis under the Texas Education Code,
sec.11.052(b)(1) and (e)(2), as amended by House Bill 2227, sec.1, 72nd
Legislature, which provides the State Board of Education with the authority to
develop standards and guidelines for all special education services for the
visually handicapped.
sec.89.11. Eligibility Criteria.
(a) (No change.)
(d) Visually handicapped.
(1) A student who is visually handicapped is one who:
(A) has been determined by a licensed ophthalmologist or optometrist to have
no vision or to have a serious visual loss after correction. The visual loss
should be stated in exact measures of visual field and corrected visual acuity
at distance and near in each eye. The report should also include prognosis
whenever possible. If exact measures cannot be obtained, the eye specialist must
so state and give best estimates ; and
(B) has been determined by the following assessments to have a need for
special services:
(i) a functional vision evaluation by a professional certified in the
education of students with visual handicaps or a certified orientation and
mobility instructor. [For students having residual vision, a functional
vision evaluation shall be performed. Functional vision shall be evaluated by a
professional certified in the education of students with visual handicaps or a
certified orientation and mobility instructor.] The evaluation must include the
performance of tasks in a variety of environments requiring the use of both near
and distance vision and recommendations concerning the need for a clinical
low vision evaluation and an orientation and mobility evaluation; and
(ii) a learning media assessment by a professional certified in the
education of students with visual handicaps. The assessment must include
recommendations concerning which specific visual, tactual, and/or auditory
learning media are appropriate for the student and whether or not there is a
need for ongoing assessment in this area.
(2) A student who is visually handicapped is functionally blind if, based on
the preceding assessments, the student will use tactual media (which includes
Braille) as a primary tool for learning to be able to communicate in both
reading and writing at the same level of proficiency as other students of
comparable ability.
(e)-(k) (No change.)
sec.89.213. Qualifications of Special Education Personnel.
(a)-(b) (No change.)
(c) Teachers who hold a special education certificate, an academic teaching
field or specialization, or endorsement may be assigned to any level of a basic
special education instructional program serving students between the ages of
three and 22, except for the following.
(1)-(3) (No change.)
(4) Teachers certified in the education of students with visual
handicaps [deficient vision] shall be available to students who are visually
handicapped through one of the school district's instructional options or
through a cooperative arrangement with other school districts or an education
service center.
(5)-(8) (No change.)
Issued in Austin, Texas, on September 19, 1991.
TRD-9111898
Criss Cloudt
Director, Planning Coordination
Texas Education Agency
Effective date: September 27, 1991
Expiration date: January 25, 1992
For further information, please call: (512) 463-9701
TITLE 28. INSURANCE
Part I. Texas Department of Insurance
Chapter 5. Property and Casualty Insurance
Subchapter H. Cancellation, Denial, and Nonrenewal of Certain Property and
Casualty Insurance Coverage
28 TAC sec.5.7015
The State Board of Insurance adopts on an emergency basis new sec.5.7015
concerning an insurer's refusal to write private passenger automobile coverage
because the applicant did not have insurance prior to application. An imminent
peril to the public welfare and a new requirement of state law require adoption
of the new section on an emergency basis. Recent legislative amendments,
effective September 1, 1991, have made enforcement of the Texas Motor Vehicle
Safety-Responsibility Act (Texas Civil Statutes, Article 6701h) substantially
more stringent and have resulted in a greatly increased demand for private
automobile insurance. Unless insurers are prohibited from denying coverage at
the applicable rate, there will be a significant segment of the driving
population for which insurance will not be available at an affordable cost. As a
result, some people will remain uninsured and at risk under the new enforcement
provisions. At present, insurers are declining to write insurance because the
applicant had no automobile insurance at the time of application. Frequently,
justifiable reasons exist for an individual's not having had insurance coverage,
such as being in the armed services, being out of the country, or driving a
company-insured car. Further, the new requirement of state law makes it
essential that all drivers come into compliance with the law. The unavailability
of this insurance coverage on an affordable basis creates an imminent peril to
the public welfare requiring the adoption of the rule on an emergency basis. The
new section provides that it shall be an unfair or discriminatory act or
practice for an insurer to refuse to insure an applicant for private passenger
automobile insurance at the applicable rate classification because the applicant
had no such insurance coverage prior to the application.
The new section is adopted on an emergency basis under the Insurance Code,
Article 1.04, which provides the State Board of Insurance with the authority to
determine policy and rules in accordance with the laws of this state; the
Insurance Code, Article 5.01, which gives the board sole and exclusive authority
to determine and prescribe just, reasonable, and adequate rates and rating plans
for motor vehicle insurers; the Insurance Code, Article 5.09, which prohibits
discrimination or distinctions in favor of an insured having a like hazard, in
the charge of premiums for insurance; the Insurance Code, Article 5.10, which
authorizes the board to make and enforce rules and regulations not inconsistent
with the provisions of Subchapter A (Motor Vehicle or Automobile Insurance) of
Chapter 5 of the Insurance Code; and the Insurance Code, Article 21.21, which
regulates trade practices in the business of insurance, including unfair acts
and practices, and which gives the board authority to promulgate and enforce
reasonable rules and regulations and to order such provision as is necessary to
accomplish the purposes of this statute.
sec.5.7015. Unfairly Discriminatory Acts or Unfair Practices. The
following is hereby identified as an act or practice in the writing of motor
vehicle insurance which constitutes unfair discrimination between individuals of
the same class of hazard and an unfair practice: refusing to insure an
applicant, at the applicable rate classification, for a private passenger
automobile policy because the applicant had no motor vehicle insurance coverage
prior to the application. No insurer may engage in the act identified in this
section.
Issued in Austin, Texas, on September 27, 1991.
TRD-9111920
Angelia Johnson
Assistant Chief Clerk
Texas Department of Insurance
Effective date: September 27, 1991
Expiration date: January 25, 1992
For further information, please call: (512) 463-6327
TITLE 31. NATURAL RESOURCES AND CONSERVATION
Part IX. Texas Water Commission
Chapter 320. Regional Assessments of Water Quality
Program for Water Quality Assessment by Watershed
31 TAC sec.sec.320.1-320.9
The Texas Water Commission adopts on an emergency basis new sec.sec.320.1-320.
9, concerning regional assessment of water quality. These sections are adopted
on an emergency basis to implement a program as required by Senate Bill 818,
72nd Legislature, 1991, which will assess and respond to serious water quality
conditions existing in the state. The assessment and response to these
conditions will, by their nature be time intensive and go beyond traditional
approaches used to address water quality problems. Any further delay in
implementing the assessment and response process will result in worsening the
imminent peril to public health, safety, and welfare of citizens and the
environment of the State.
The purpose of these rules is to establish a program for the assessment of
historical, existing, and projected water quality conditions in order to meet
the goals of maintaining and improving the state's water resources. Water
quality assessments shall be performed and biennial assessment reports shall be
prepared for each watershed in the state. The assessment reports shall be
prepared by river authorities, the commission, and governmental entities which
have been designated by the commission to perform the assessments. The intent of
developing water quality assessments in each watershed is to encourage a
cooperative partnership and avoid duplication of efforts among the river
authorities, local governments, and the commission.
It is anticipated that this program will be implemented in two phases, with the
first phase focusing on information gathering, and the second phase requiring an
in-depth analysis of the information collected.
The new sections are adopted on an emergency basis under the Texas Water Code,
sec.sec.5.103, 5.105, and 26.011, which provides the Texas Water Commission with
the authority to adopt rules necessary to carry out its powers and duties under
the Code and all other laws of the State of Texas and to establish and approve
all general policies of the commission.
sec.320.1. Purpose.
(a) The purpose of this chapter is to assess historical, existing, and projected
water quality conditions in order to meet the goals of maintaining and improving
the quality of the states water resources. Regional assessments of water quality
shall be conducted pursuant to this chapter to provide the commission, river
authorities, and local governments with sufficient information to take
appropriate corrective action necessary to meet these goals. The intent of
developing water quality assessments in each watershed is to identify water
quality problem areas and to focus resources and future studies on these areas.
The assessments will be a result of a cooperative partnership between river
authorities, designated local governments, and the Texas Water Commission. The
assessments will be conducted in a manner which avoids duplication of efforts by
river authorities, local governments, and the Texas Water Commission.
Additionally, the regional assessment program is designed to allow citizens and
private organizations an opportunity for involvement in protecting the state's
water resources. It is not the intent of these rules to require river
authorities and designated local governments to reproduce information already
contained in the files of the commission; however, the performance of a
meaningful water quality assessment may require existing information to be
compiled in a format which will allow for a comprehensive evaluation of the
information.
(b) It is the intent of these rules that the fees collected under this chapter
recover no more than the actual costs of administering the new water quality
management programs incurred by river authorities and designated local
governments. Revenue generated by this chapter shall not be used by river
authorities and designated local governments, to fund their existing programs.
The commission shall ensure that water users and wastewater dischargers do not
pay excessive amounts; and that no municipality shall be assessed costs for any
efforts that duplicate water quality management activities carried out pursuant
to rules implementing the Texas Water Code, sec.26.177.
sec.320.2. Applicability.
(a) The regional assessments of water quality apply to water in the state as
defined in the Texas Water Code, sec.26. 001(5).
(b) Regional assessments shall be conducted by river authorities, designated
local governments or by the Texas Water Commission. The commission, either
directly or through cooperative agreements and contracts with local governments,
shall conduct regional assessments of watersheds where a river authority is
unable to perform an adequate assessment of its own watershed.
(c) This chapter may be periodically revised following the evaluation of
submitted regional assessments.
sec.320.3. Definitions and Abbreviations.
(a) Definitions. The following words and terms, when used in these sections,
shall have the following meanings, unless the context clearly indicates
otherwise.
(1) Aboveground storage tank-As defined in sec.334.122(b)(1) of this title
(relating to Definitions).
(2) Aquatic life-An indigenous species of aquatic or semi-aquatic life or
wildlife.
(3) Assessment report-A comprehensive record of historical, existing, and
projected water quality conditions of a watershed.
(4) Citizen monitoring-A program conducted by students or other volunteers
involving the collection, management, and dissemination of environmental
information.
(5) County baseline map-State Department of Highways and Public Transportation
county map in a digital format depicting site-specific locations in latitude and
longitude coordinates.
(6) Designated local government-A local government that has been designated
through cooperative agreement or contract with the commission to perform a
regional assessment pursuant to this chapter.
(7) Element-A component and constituent of the regional assessment report.
(8) Leaking petroleum storage tank-Those storage tanks which have been assigned
a leaking petroleum storage tank (LPST) number by the Texas Water Commission.
(9) Nonpoint source pollution-Human-made or human-induced pollution caused by
diffuse sources that are not regulated as point sources, resulting in the
alteration of the chemical, physical, biological, and/or radiological integrity
of the water.
(10) Outfall-A designated outfall pursuant to a commission issued discharge
permit or NPDES permit.
(11) Permit-As defined in the Texas Water Code, 26.001(18) (unless otherwise
specified).
(12) Petroleum product-As defined in 31 TAC sec.334.122(b)(12).
(13) Pollution-The alteration of the physical, thermal, chemical, or biological
quality of, or the contamination of, any water in the state that renders the
water harmful, detrimental, or injurious to humans, animal life, vegetation, or
property or to public health, safety, or welfare, or impairs the usefulness or
the public enjoyment of the water for any lawful or reasonable purpose.
(14) River authority (for purposes of this chapter only) -Any district or
authority created by the legislature which contains an area within its
boundaries of 10 or more counties and which is governed by a board of directors
appointed or designated in whole or in part by the governor, or by the Texas
Water Development Board, including without limitation the San Antonio River
Authority, and other river authority or special district created under Article
III, sec.52, subsection (b)(1) or (2), or Article XVI, sec.59, of the Texas
Constitution that is designated by rule of the commission to comply with this
chapter.
(15) River basins and coastal basins-The river basins and coastal basins now
defined and designated by the Texas Water Development Board as separate units
for the purposes of water development and inter-watershed transfers, and as they
are made certain by contour maps on file in the offices of the Texas Water
Development Board, including, but not limited to, the rivers and their
tributaries, streams, water, coastal water, sounds, estuaries, bays, lakes, and
portions of them, as well as the lands drained by them.
(16) Solid waste-As defined in sec.335.1 of this title (relating to
Definitions).
(17) Stream segment-The term "segment" refers to the surface waters of an
approved planning area exhibiting common biological, chemical, hydrological,
natural, and physical characteristics and processes. Segments will normally
exhibit common reactions to external stresses (e.g., discharge or pollutants).
Segments are enumerated using a four-digit number. The first two digits identify
the basin in which the segment is located. The last two digits distinguish the
segments within a particular river, coastal, or estuarine basin. Boundaries of
bay and estuarine segments (identified with the number 24 as the first two
digits) have not been precisely defined and are illustrated as approximations at
this time. All designated segments are listed in Appendix A of sec.307.10 of
this title (relating to Appendices A-D).
(18) Stormwater drainage system-Man-made and natural features which function as
a system to collect, convey, channel, hold, inhibit, retain, detain, infiltrate,
or divert stormwater runoff.
(19) Surface water-As defined in sec.307.3(a)(38) of this title (relating to
Definitions and Abbreviations).
(20) Superfund site-Any facilities identified in the State Registry pursuant to
the Texas Health and Safety Code, sec.361.181 or on the National Priorities List
pursuant to the Comprehensive Environmental Response Compensation and Liability
Act, 42 United States Code, sec.9601 et seq, as amended.
(21) Toxic materials-Any liquid, gaseous, or solid substance or substances in a
concentration which, when applied to, discharged to, or deposited in the waters
in the state, may exert a poisonous effect detrimental to man or to the
propagation, cultivation, or conservation of animals, fish, or other aquatic
life.
(22) Unclassified waters-Those waters for which no classification has been
assigned and which have not been identified in Appendix A of sec.307.10.
(23) Underground storage tank-As defined in sec.334.2 of this title (relating to
Definitions).
(24) Wetlands-As defined in sec.307.3(a)(45).
(25) Work plan-A document outlining the proposed scope of work, including a time
schedule and cost expenditures, from the river authority or designated local
government to perform a service and/or provide a comprehensive regional
assessment of the watershed.
(b) Abbreviations. The following abbreviations apply to this chapter:
(1) assessment-Regional Assessment Of Water Quality to be performed biennially;
(2) AST-aboveground storage tank;
(3) code-Texas Water Code;
(4) commission-Texas Water Commission;
(5) CWA-Clean Water Act;
(6) EPA-Environmental Protection Agency;
(7) LPST-leaking petroleum storage tank;
(8) NPDES-national pollutant discharge elimination system;
(9) river authority-river authorities as defined in sec.320.3(a)(14) of this
title (relating to Definitions) ;
(10) TAC-Texas Administrative Code;
(11) UST-underground storage tank;
sec.320.4. Overview. The purposes stated in sec.320.1 of this title (relating
to Purpose) shall be carried out by the performance of regional assessments of
water quality within each watershed. The results of the assessments shall be
provided to the governor, commission, and Texas Parks and Wildlife Department in
biennial regional assessment reports. Each assessment shall include a work plan,
draft assessment report, and final assessment report. In conducting the
assessments, river authorities, designated local governments, and the commission
shall create steering committees to assist in the coordination and development
of the assessment reports. Additionally, these entities shall develop a public
input process that provides for meaningful comments and review by private
citizens and organizations on the regional assessments and reports.
sec.320.5. Assessment Reports and Work Plans.
(a) Work plans. The work plan shall set forth in detail how the river authority
or designated local government proposes to develop the assessment as required by
this chapter. The work plan shall contain, at a minimum, the following:
(1) an introduction or summary of the work plan;
(2) a water quality needs assessment, a problem statement, and any proposed
solutions to address the problems;
(3) main water quality objectives of the assessment;
(4) the proposed methods or activities to be utilized in preparing the
assessment. This shall include, but shall not be limited to, a list of existing
information and sources to be used and any proposed new data or analyses to be
produced;
(5) a proposed budget, including an estimate of the costs which will be incurred
in preparing the assessments for each year from 1992-1995. The budget should
indicate whether any match of in-kind services will be provided by the river
authorities or designated local government and whether the river authority or
designated local government proposes to use existing staff, hire new staff, or
contract out to perform the assessment;
(6) a schedule outlining the major completion dates of the activities and
methods to be utilized in conducting the assessment. These dates shall be
depicted on a time-line chart; and
(7) prioritization of the assessment elements, as identified in sec.320.6(b) of
this title (relating to Elements of Assessment Reports).
(b) Assessment reports. The purpose of the assessment reports is to present in a
comprehensive format the results of the biennial regional assessments of water
quality. The reports shall address significant water quality problems facing the
watershed. Additionally, the reports shall focus on projected water quality
conditions. The assessment reports shall be prepared in accordance with these
rules. It is contemplated by these rules that the amount of detail in each
biennial report will vary according to the time allowed for preparation, the
resources available, the complexity of the issues facing the watershed, and the
amount of input received by the river authority or designated local government
from other local governments and individuals.
(1) Each river authority or designated local government has the discretion to
determine the extent to which a particular element needs to be discussed in the
assessment report. Where the items required to be addressed in a particular
element relate to things which do not present a threat of contamination to water
quality in a watershed, the river authority or designated entity may so state,
provide the reasons for that determination, and a brief description of the
evaluation data analyses or other pertinent documentation used in reaching the
decision.
(2) Any conclusions in the assessment reports that have been drawn by river
authorities and designated local governments shall be based on data,
evaluations, and other factual information. When necessary, additional data
collection will be part of the future overall assessment process.
(c) Time of performance. The work plans and assessment reports shall be
prepared in accordance with the following time schedule:
(1) January 31 of odd-numbered years: submittal of work plans to commission;
(2) July 1 of even-numbered years: submittal of draft regional assessment
reports to commission;
(3) October 1 of even-numbered years: submittal of final version of regional
assessment reports to governor, Texas Parks and Wildlife Department, and
commission.
sec.320.6. Elements of Assessment Reports.
(a) General requirements. The assessment reports shall be evaluated and
organized by stream segment. Unclassified surface waters shall be grouped with
the first downstream segment in the same watershed. All data and information
maintained by the commission and pertinent to the completion of this section
will be assembled by the commission and disseminated to those entities
conducting regional assessments of water quality as required by this chapter.
(1) Baseline maps shall be either a basin-wide surface water map, a basin-wide
groundwater map, or county map. If necessary, a larger-scaled map than the
county baseline map may be used, such as United States Geological Survey
(U.S.G.S.) quadrangle maps.
(2) All assessment report elements, as identified under subsection (b) of this
section, requiring a site-specific location (e.g., locations of municipal and
industrial wastewater discharges, superfund sites, etc.) shall be depicted on
maps according to the sites' longitudinal and latitudinal coordinates. These
coordinates with attributes sufficient to identify individual assessment
elements shall be provided in an ASCII file format and placed on micro computer
disks to be submitted to the commission. These files shall be consistent with
the commission's computer database, software, database format, and geographical
information system for a suitable importation of data.
(b) Specific elements. The assessment report elements to be addressed areas
follows:
(1) a review of historic and current water quality monitoring data, to include
the following:
(A) brief description and status of water quality monitoring programs currently
being conducted by the authority, other agencies, and any citizen monitoring;
(B) evaluation of the capability of existing monitoring programs to adequately
assess existing and potential water quality problems in the watershed;
(C) specific recommendations for additional monitoring and data management
needed to conduct future regional assessments;
(D) monitoring plan which describes how the river authority will implement
recommendations for additional monitoring in coordination with the commission;
(E) brief description of any monitoring to evaluate nonpoint source loadings;
and
(F) depiction of all existing and proposed monitoring sites on a county baseline
map;
(2) a formulation of goals and objectives that encourage and promote citizen
monitoring activities by the river authority or designated local government.
This shall include, but not be limited to, the discussion of existing citizen
monitoring programs and any measures taken by the river authority and local
governments to implement citizen monitoring programs;
(3) any measures taken by river authorities, cities, and others to promote
public awareness of water quality issues and the opportunity for public
involvement in water quality issues;
(4) existing population figures for incorporated entities, counties, and
special districts. Sources for population may be obtained through the Texas
Water Development Board, Texas Population Totals/Bureau of the Census,
Department of Commerce, Texas Natural Resources Information System, and
incorporated entities' records within the watershed;
(5) a basin-wide surface water baseline map of Texas depicting all segments,
significant waterways, lakes, reservoirs, wetlands, and significant geographical
features such as: city and county boundaries, and major roadways in a digital
format in latitude and longitude coordinates;
(6) a basin-wide groundwater baseline map depicting all minor and major
aquifers, and significant geographical features such as: city and county
boundaries, and major roadways in a digital format in latitude and longitude
coordinates;
(7) an identification and evaluation of wells (e. g., abandoned and/or
improperly plugged domestic drinking water wells, oil and gas wells) which could
lead to pollution of water in the state. Depict the identified well or field
location on a county baseline map;
(8) an inventory of permitted municipal wastewater disposal activities by:
(A) name of permittee and permit number;
(B) date of permit expiration and status of operations, (e.g., active, inactive,
or not constructed plant);
(C) brief description of facility operations and treatment processes (e. g.,
domestic wastewater treatment plant or dairy and treatment processes);
(D) effluent limits (BOD5/TSS/NH3-N/DO) and any other parameters listed in the
permit;
(E) effluent set in pounds/day;
(F) for agricultural facilities, estimated amount of waste produced (solids in
pounds/day and liquid in gallons/day); maximum number of animals allowed under
permit;
(G) permitted daily average flow;
(H) number/year of permit violations based on self-reporting data; and
(I) depiction of all permitted municipal facilities discharge points on a county
baseline map;
(9) an inventory of permitted industrial wastewater disposal activities by:
(A) name of permittee and permit number;
(B) date of permit expiration and status of operations (e.g., active, inactive,
or not constructed plant);
(C) brief description of facility operations (e.g., steam electric station or
organic chemical manufacturing plant) and treatment processes (e.g., disposal
method such as surface water discharge, subsurface disposal or, if land
disposal, include specific method such as irrigation, evaporation);
(D) effluent limits listed in the permit either in pounds/day or concentration
based;
(E) permitted daily average flow;
(F) number/year of permit violations based on self-reporting data; and
(G) depiction of all permitted industrial facilities' discharge points on a
county baseline map;
(10) an inventory of stormwater permits, as defined in the Clean Water Act of
1987, sec.402(p) (added by the Water Quality Act of 1987, sec.405) 40 Code of
Federal Regulations, Parts 122, 123, and 124, by:
(A) name of permittee and permit number;
(B) date of permit expiration and status of operations, (e.g., active, inactive,
or not constructed) ;
(C) publicly owned conveyances;
(D) privately owned conveyances;
(E) parameters listed in the permit;
(F) proposed stormwater pollution control;
(G) number/year of permit violations based on self-reported data; and
(H) depiction of all permitted stormwater monitoring outfall sites on a county
baseline map;
(11) an inventory of solid waste management facilities and superfund sites to
include the following, as applicable:
(A) name of permittee;
(B) hazardous waste permit number;
(C) solid waste registration number;
(D) solid waste management activities conducted at the site; and
(E) depiction of all solid waste management facilities or superfund sites on a
county baseline map. Distinguish federal and state superfund sites on the county
baseline map;
(12) an inventory by segment of aboveground storagetanks (ASTs) and petroleum
underground storage tanks (USTs) including:
(A) total number of ASTs and USTs in each segment;
(B) total number of leaking petroleum storage tanks (LPSTs) in each segment;
(C) storage tank registration numbers and location by street or other
identifying address;
(D) LPST registration numbers and location by street or other identifying
address; and
(E) location by street or identifying address of any known ASTs or USTs not
registered with the commission;
(13) identification and documentation of existing or potential water quality
problems caused by toxic materials that could adversely impact human health,
aquatic life, wildlife, or livestock; and an evaluation of the sources of toxic
substances which contribute to each water quality problem identified. Depiction
on a county baseline map the waters impacted by toxic materials and
identification of the possible sources of pollution and source if known;
(14) an evaluation of the health and integrity of aquatic life based on sampling
data for fish, benthic invertebrates, and any other forms of aquatic life which
may be of concern; identification of existing or potential conditions and
sources of pollution which adversely impact aquatic life, and identification of
threatened or endangered species which could be affected by diminished water
quality;
(15) sources of significant nonpoint source pollution which shall be depicted on
a county baseline map. Land use maps shall be developed for areas where nonpoint
source pollution has been identified as a threat to water quality. Best
professional judgment shall be utilized in determining an appropriate scale for
the land use maps. Principal pollutant(s) shall be identified and discussed in
the narrative portion of the assessment;
(16) identification and documentation of existing or potential water quality
problems or impediments to uses caused by excessive growth of aquatic
vegetation, and an evaluation of the factors contributing to the water quality
problem identified;
(17) identification and documentation of existing or potential water quality
problems caused by other forms of pollution -such as oxygen-demanding organic
materials, excessive particulate materials (suspended solids), elevated levels
of dissolved salts, or elevated levels of bacterial indicators of fecal
contamination; and an evaluation of the sources which contribute to each water
quality problem identified;
(18) an evaluation of the existing and proposed progress for collection and
disposal of household waste, pesticides and toxic agricultural products in the
watershed by the river authority or designated local government. The river
authority or designated local government shall formulate basin-wide goals and
objectives for use in the watershed to promote and encourage the development of
such programs. The river authority or designated local government shall identify
their perceived role in promoting these programs;
(19) an identification of issues or instances where enforcement of water quality
regulations by federal, state, or local governments is inadequate or has failed
to correct water quality problems by the river authority or designated local
government. The river authority or designated local government shall also
identify water quality issues which are not adequately addressed as a result of
the lack of authority on the part of state or local governments. The river
authority or designated local government is encouraged to suggest possible
solutions to any problems identified under this subsection, including the need
for legislative action;
(20) a description of federal, state, and local programs and/or actions that are
responding to identified water quality problems;
(21) any other water quality problems not previously identified pursuant to this
section of the rule;
(22) the regional assessment report which shall contain a brief narrative
discussing those waterbodies that are of water quality concern. This should
include, but not be limited to, the identification of high quality waters as
well as waterbodies not meeting water quality standards;
(23) a bibliography of previous water quality studies performed in the
watershed.
sec.320.7. Responsibilities of River Authorities and Designated Local
Governments.
(a) Steering committees. River authorities, designated local governments, or the
commission shall organize and lead one basin-wide steering committee. The
membership of the steering committees shall reflect a diversity of interests.
The committees shall be comprised of appropriate state agencies (e.g., Texas
Parks and Wildlife Department, General Land Office, Texas Department of Health,
Texas Department of Agriculture, State Department of Highways and Public
Transportation, Texas Water Commission, Texas Water Development Board, Texas
State Soil and Water Conservation Board, and Texas Railroad Commission),
political subdivisions, other governmental bodies, or individuals with an
expressed interest in water quality matters within each watershed.
(1) Size of committees. The steering committee should not be so small as to be
unrepresentative, or so large as to become unmanageable. The size of the
committee should be determined on a case-by-case basis by the complexity of the
job to be done and the number of interested individuals.
(2) Meetings. A regular schedule of committee meetings should be established as
soon as possible. Meetings should be held as needed, and should have an agenda.
River authorities are encouraged to involve the committee in the work plan
process, as described in sec.320.5(a) of this title (relating to Assessment
Report and Work Plans).
(b) Public participation. River authorities, designated local governments, or
the commission shall develop a public input process that provides for meaningful
comments and review by private citizens and organizations.
(c) Coordination. All local governments within the same watershed should
cooperate with river authorities, designated local governments, or the
commission in preparing the assessment.
(d) General responsibilities. The river authority or designated local
government shall be responsible for the professional quality, timely completion,
and coordination of all drawings, maps, assessment reports, and other services
required to be furnished by the river authority or designated local government
under this chapter. The commission may require the river authority or designated
local government to correct or revise any errors, omissions, or other
deficiencies in any assessment report or services provided by the river
authority or designated local government to ensure that such assessment reports
and services fulfill the purposes of this chapter.
(e) Distribution of report. The river authority or designated local government
shall be responsible for the printing of all assessment reports and maps
required by this chapter. The river authority or designated local government
shall provide, at a minimum, 25 copies of each to the commission and shall
provide sufficient copies for distribution and review under the river
authority's or designated local governments public participation program and
steering committee to fulfill the purposes of this chapter.
sec.320.8. Local Government Responsibilities.
(a) Local government responsibilities. Local government responsibilities are to
assist the river authority or designated local government within the watershed
in conducting the regional assessment information by providing data and other
relevant water quality information that pertains to the watershed.
(b) Designated local government. Where appropriate, the commission shall
designate a local government to perform a regional assessment pursuant to this
chapter. When this delegation occurs, the requirements under sec.320.7 of this
title (relating to Responsibilities of River Authorities and Designated Local
Governments) then apply to local governments.
sec.320.9. Basin-wide Steering Committee Members' Responsibilities.
(a) The committee's role is advisory in nature. Each committee member shall
assist in identifying significant water quality issues within the watershed.
(b) All agencies and organizations required to participate in the regional
assessment shall provide available relevant water quality data to the river
authorities, designated local governments, local governments, or the Texas Water
Commission, as appropriate.
Issued in Austin, Texas, on September 25, 1991.
TRD-9111831
Jim Haley
Director, Legal Division
Texas Water Commission
Effective date: September 25, 1991
Expiration date: January 23, 1992
For further information, please call: (512) 463-8069
Chapter 334. Underground and Aboveground Storage Tanks
Subchapter H. Interim Reimbursement Program
31 TAC sec.334.310, sec.334.322
The Texas Water Commission (TWC) adopts on an emergency basis amendments to
sec.334.310, and sec.334.322, concerning interim reimbursement program. The
sections are adopted on an emergency basis in order to implement portions of
House Bill 1214, 72nd Legislature, 1991. An emergency rules package implementing
the legally mandated portion of the bill was published in the August 9, 1991,
issue of the Texas Register (16 TexReg 4315) and this package will implement
the remaining provisions.
Section 334.310 has been amended to allow adjacent landowners to apply directly
for fund reimbursement if they own land which has been contaminated by a
petroleum product eligible for reimbursement under the petroleum storage tank
reimbursement program, and if they choose to perform emergency abatement actions
or choose to remediate the entire area contaminated by the spill. Hydraulic
fluid and waste oil contamination spills are also eligible for reimbursement,
but only if the landowner has an eligible petroleum storage tank on the site.
Section 334.322 has been amended to define adjacent landowner.
The amendments are adopted on an emergency basis under House Bill 1588 (71st
Legislature, 1989) and House Bill 1214 (72nd Legislature, 1991), which requires
the TWC to establish a Groundwater Protection Program, and to implement a
reimbursement program to responsible parties who cleanup sites on their own
initiative; and the Texas Water Code, sec.5.103 and sec.5.105, which provides
the Texas Water Commission with the authority to adopt any sections necessary to
carry out its powers and duties under the Texas Water Code and other laws of the
State of Texas, and to establish and approve all general policy of the
commission.
sec.334.310. Requirements for Eligibility-Interim Period.
(a) In order for a person to be an eligible owner or operator under this
subchapter:
(1) he/she must meet the other requirements of this chapter and must be:
(A)-(D) (No change.)
(E) a lender who forecloses and becomes the owner of property contaminated by a
release of petroleum products from a tank described in subparagraph (A) of
this paragraph [subsection (a)(iv)(B) of this section], and who performed
corrective action in response to a release of petroleum products from such tank.
(F) an adjacent landowner who can clearly prove that the land has been
contaminated by a release of petroleum products from a tank described in
subparagraph (A) of this paragraph which is not located on said land, and who
performed corrective action in response to a release of petroleum products from
such tank, and either:
(i) performed emergency abatement actions by completing all the
following:
(I) notifying the executive director within 24 hours of discovery that the
emergency condition exists;
(II) notifying the local fire marshall (or state fire marshall if no local
authority is available) within 24 hours;
(III) taking actions necessary to protect against imminent danger to human
health and safety by mitigating fire, explosion, and vapor hazards, by removing
free product from structures, basements, sumps, etc., or performing other
actions as deemed necessary by the executive director. Restoration of site to
pre-existing conditions, cost of relocating utility structures, site assessment,
and remediation are not considered part of emergency abatement activities. Any
expenses incurred after 48 hours from commencement of the action must be
approved by the executive director in writing; and
(IV) having the release and threat ultimately confirmed by the executive
director; or
(ii) committed to undertake the entire cleanup of the leak and
contamination from the tank on his property and on all other property by:
(I) obtaining prior approval in writing from the executive director;
(II) performing a site assessment to define the extent of the vertical and
horizontal contamination at the time of the agreement;
(III) entering into a legal agreement with the owner of the tank whereby the
adjacent landowner agrees to indemnify and hold harmless the owner, operator,
and other affected landowners for any corrective action or third party liability
effective from the date of the agreement; and
(IV) performing all corrective action in conformance with this chapter, and
all other applicable rules and regulations. The applicable deductible for
reimbursement under sec.334.312 of this title (relating to Owner/Operator
Contribution) for cleanups undertaken by adjacent landowners under this
subsection shall be the same as that applicable to the registered owner of the
tank.
(2)-(4) (No change.)
(b)-(d) (No change.)
(e) In no case will reimbursement be made under subsection (a)(1)(F) of
this section for duplication of assessment and remediation activities involving
the same contamination plume. There will be no reimbursement for adjacent
landowner cleanup allowed under subsection (a)(1)(F) of this section for
activities at a site which occur after the site has been designated for state
lead cleanup under sec.334.84 of this title (relating to Corrective Action by
the Commission).
sec.334.322. Subchapter H Definitions. The following words and terms, when used
in this subchapter, shall have the following meanings, unless the context
clearly indicates otherwise.
Adjacent landowner -A person who owns legal title to land which is within
reasonably close proximity to property where a regulated underground storage
tank or aboveground storage tank is located whether or not the land is
contiguous to the property containing the tank.
Issued in Austin, Texas, on September 25, 1991.
TRD-9111832
Jim Haley
Director, Legal Division
Texas Water Commission
Effective date: September 26, 1991
Expiration date: December 3, 1991
For further information, please call: (512) 463-8069
Chapter 334. Underground and Aboveground Storage Tanks
Subchapter H. Interim Reimbursement Program
31 TAC sec.334.319
The Texas Water Commission (TWC) adopts on an emergency basis an amendment to
sec.334.319, concerning interim reimbursement program. The section is adopted on
an emergency basis in order to implement portions of House Bill 1214, 72nd
Legislature, 1991.
The section implements new provisions limiting the liability of lenders who
exercise control over property involving an underground or aboveground storage
tank prior to foreclosure, or a lender who forecloses on property and with due
diligence removes the tank and remediates the property.
The section is adopted on an emergency basis under House Bill 1588 (71st
Legislature, 1989) and House Bill 1214 (72nd Legislature 1991), which requires
TWC to establish a Groundwater Protection Program, and to implement a
reimbursement program to responsible parties who cleanup sites on their own
initiative; and TWC, s5.103 and sec.5.105, which provides the Texas Water
Commission with the authority to adopt any sections necessary to carry out its
powers and duties under the Texas Water Code and other laws of the State of
Texas, and to establish and approve all general policy of the commission.
sec.334.319. Administrative Penalties and Other Actions-Initial Period.
(a) Nothing in this subschapter precludes the commission from issuing
orders, assessing administrative penalties, or taking any other action permitted
by law against any person for violation of any statute, any rule of the
commission, or any order of the commission.
(b) Notwithstanding subsection (a) of this section, a lender, as defined in
sec.334.322 of this title (relating to Subchapter H Definitions), is not liable
as an owner or operator under this subchapter solely because the lender holds
indicia of ownership to protect a security or lienhold interest in property. A
lender is not liable under this subsection if:
(1) the lender has a security or lienhold interest as security for a loan to
finance the acquisition or development of property, to finance the removal,
repair, replacement, or upgrading of a regulated tank, or to finance the
performance of corrective action in response to a release of a regulated
substance from a tank, and the security or lien-hold interest is in:
(A) an underground or aboveground storage tank;
(B) real property on which an underground or aboveground storage tank is
located; or
(C) in any other personal property attached to or located on property on
which an underground or aboveground storage tank is located; or
(2) the real or personal property described in paragraphs (1)(A)-(C) of this
subsection constitutes collateral for a commercial loan.
(c) A lender that exercises control over property described under subsection
(b) of this section before foreclosure to preserve the collateral or to retain
revenues from the property for the payment of debt, or that otherwise exercises
the control of a mortgagee in possession, is not liable as an owner or operator
under this subchapter unless that control leads to action that the executive
director finds is causing or exacerbating contamination associated with the
release of a regulated substance from a tank located on the property.
(d) A lender that has a bona fide security or lienhold interest in any real
or personal property as described under subsection (b) of this section and that
forecloses on or receives an assignment or deed in lieu of foreclosure and
becomes the owner of that real or personal property is not liable as an owner or
operator under this subchapter if the lender:
(1) removes from service any underground or aboveground storage tanks on the
property. A tank is removed from service when the actions defined in
sec.334.55(b) of this title (relating to Permanent Removal from Service) have
been properly completed;
(2) undertakes, and with due diligence in a timely and persistent manner
completes, corrective action in response to any release from those tanks. A
lender acts with due diligence when the lender executes the corrective action in
conformance with Subchapter D of this chapter (relating to Release Reporting and
Corrective Action), or as otherwise directed by the executive director; and
(3) performs the removal and corrective action in accordance with all
applicable commission rules.
(e) A lender acting under subsection (d) of this section must begin removal
of the tank from service or corrective action within 90 days after the date on
which the lender becomes the owner of the property.
(f) A coporate fiduciary or its agent is not liable in an individual
capacity as an owner or operator under this chapter solely because:
(1) the corporate fiduciary or its agent has legal title to real or personal
property for purposes of administering a trust or estate of which the property
is a part; or
(2) the corporate fiduciary or its agent does not have legal title to the
real or personal property but operates or manages the property under the terms
of an estate or trust of which the property is a part.
(g) Subsection (f) of this section does not relieve a trust, estate, or
beneficiary of any liability the trust, estate, or beneficiary may have as an
owner or operator under this chapter.
Issued in Austin, Texas, on September 25, 1991.
TRD-9111951
Jim Haley
Director, Legal Division
Texas Water Commission
Effective date: September 30, 1991
Expiration date: January 28, 1992
For further information, please call: (512) 463-8069
TITLE 34. PUBLIC FINANCE
Part I. Comptroller of Public Accounts
Chapter 3. Tax Administration
Subchapter A. General Rules
34 TAC sec.3.8
The Comptroller of Public Accounts adopts on an emergency basis an amendment to
sec.3.8, concerning informant's recovery payment limitations. This emergency
amendment is necessitated by Senate Bill 1108, adopted by the 72nd Legislature,
1991, which is effective September 1, 1991. This legislation allows the state to
pay a maximum of 5.0% to an informant from the funds recovered under the
contract by the state. The section is revised to eliminate the $10,000
limitation and states that any contract to pay an informant must be executed in
advance of any investigation or audit.
The amendment is adopted on an emergency basis under the Tax Code, sec.111.002,
which provides the comptroller with the authority to prescribe, adopt, and
enforce rules relating to the administration and enforcement of the provisions
of the Tax Code, Title 2.
sec.3.8. Informant's Recovery Payment Limitations.
(a) No payment may be paid to an informant without the execution of a contract
signed by both the informant and the comptroller. The contract must be
executed in advance of any investigation or audit activity by the comptroller.
(b)-(c) (No change.)
(d) The amount of the payment is limited to 5.0% of the revenue recovered
and applies only to amounts which are due to the state at the date the
contract is executed [, or $10,000, whichever is smaller, unless the
comptroller has negotiated with the claimant for an amount over $10,000 but in
no event in an amount over 5.0% of the revenue recovered]. This limitation
applies to the payment to be paid from all claims and causes of action
whatsoever as have arisen or may arise in connection with the information
provided to the state by the informant.
(e) (No change.)
(f) Payment will not be made to any informant before the expiration of six
months after the recovery of state money or property is complete and
uncontested [Any informant payments in an amount less than $10,000 will be
paid from the comptroller's appropriations if the information concerns tax
revenue and the money is available. Contracts for payment for information in
excess of $10,000 or as a result of information on funds or property unrelated
to tax revenue will be made subject to specific appropriation by the
legislature] .
(g)-(h) (No change.)
Issued in Austin, Texas, on September 25, 1991.
TRD-9111786
Martin Cherry
Chief, General Law Section
Comptroller of Public Accounts
Effective date: September 25, 1991
Expiration date: January 23, 1992
For further information, please call: (512) 463-4028
Subchapter O. State Sales and Use Tax
34 TAC sec.3.298
The Comptroller of Public Accounts adopts on an emergency basis an amendment to
sec.3.298, concerning amusement services. The amendment makes changes authorized
by the 72nd Legislature, 1991, First Called Session. Effective October 1, 1991,
nonprofit country clubs and other social and recreation clubs described by the
Internal Revenue Code of 1986, sec.501(c)(7), are required to collect sales tax
from their members on various fees and dues such as initiation fees, membership
dues, green fees, etc. Additionally, amusements provided jointly by the state, a
municipality, county, school district, special district, political subdivision
of the state or the United States and a for-profit group are subject to sales
tax. See subsection (g) of this section for specific exclusions from the
amusement services exemption.
The amendment is adopted on an emergency basis under the Tax Code, sec.111.002,
which provides the comptroller with the authority to prescribe, adopt, and
enforce rules relating to the administration and enforcement of the provisions
of the Tax Code, Title 2.
sec.3.298. Amusement Services.
(a) Definitions. The following words and terms, when used in this section, shall
have the following meanings, unless the context clearly indicates otherwise.
(1)-(5) (No change.)
(6) Sales price of membership to Private clubs, social clubs, and other
Internal Revenue Code of 1986, sec.501(c)(7), organizations -The sales price to
private and social clubs includes dues, initiation fees, and other charges,
assessments, and fees required for a special privilege, status, or membership
classification in a private club or organization. Whether or not the club has
its own facilities is not relevant. Receipts subject to tax under the Texas
Alcoholic Beverage Code, s202.02, are not included in the sales price of an
amusement service.
(7)[(6)] Seller of admissions to amusement services-A person who sells
more than 10 admissions to amusement services during a 12-month period and
includes those persons who hold themselves out as engaging, or who habitually
engage, in the selling of admissions to amusement services.
(8)[(7)] Sale of an amusement service admission-The transfer of title to
or possession of a ticket or other admission document for a consideration or the
collection of an admission, membership, or enrollment fee, whether by individual
performance, subscription series, or membership privilege, or through the use of
a coin-operated or credit-card-operated machine. The consideration paid may
secure the admission privilege for an individual or a group of individuals. The
contract or agreement whereby the right is secured for a provider to offer an
amusement, recreation, or entertainment as an amusement service is not the sale
of an admission to an amusement service and is not subject to sales tax, such as
the paying of a fee to a singer for a performance that will be provided by the
payer of the fee as an amusement service through the sales of tickets.
(b) Charges to private club members and guests. The membership dues, initiation
fees, and other assessments and fees charged for a special privilege, status, or
membership classification in a private club or organization, including
organizations designated as Internal Revenue Code of 1986, sec.501(c)(7),
are taxable. Taxable fees for special privileges in the organization include,
but are not limited to, liquor pool dues, boat slip rental fees, golf cart
storage fees, locker rental fees, locker room use fees, and fees for access to
the restaurant and bar. Separate charges for amusement services by persons
operating clubs or other facilities over and above amounts received for
membership or initiation fees, such as green fees or fees for admissions to
swimming pools, racketball courts, or tennis courts, are also taxable.
Initiation fees which are refundable, as evidenced by a written agreement, are
not taxable. [For charges for amusement services provided by nonprofit
organizations, see subsection (g) of this section.]
(c)-(f) (No change.)
(g) Exemptions.
(1) Sales tax is not due on the sale of an amusement service if the service is
provided exclusively:
(A) by a nonprofit organization, corporation, or association , other than
social and recreational clubs described by the Internal Revenue Code of 1986
sec.501(c)(7), if the proceeds do not go to the benefit of an individual,
except as a part of the services of a purely public charity. Initiation and
membership fees and other assorted fees charged by such a nonprofit
organization, corporation, or association are not taxable. Examples would
include: organizations, corporations, or associations recognized as nonprofit
organizations under the Internal Revenue Code, s501(c), [nonprofit country
clubs,] Kiwanis clubs, labor unions, and ex-students organizations. Social
and recreational clubs described by the Internal Revenue Code of 1986,
sec.501(c)(7), do not qualify for this exemption even though organized as
nonprofit organization;
(B)-(G) (No change.)
(2) (No change.)
(3) Except as provided by paragraph (8) of this subsection a [A]
nonprofit group may hire a for-profit organization to provide the expertise to
produce an event without loss of the exemption provided by paragraph (1)(A) of
this subsection. The nonprofit organization must hold itself out as the provider
of the amusement and may not be a joint venturer with the for-profit entity.
(4)-(7) (No change.)
(8) Unless the event is for educational purposes an agency of this state
city county school district special district political subdivision of this state
or the United States that hires a for-profit organization, or any other
organization not listed in the Tax Code sec.151.3101(a)(1) to provide the
expertise to produce or provide a musical concert or other amusement event loses
the exemption provided in paragraph (1) of this subsection. These organizations
must collect sales tax on admissions to amusement events provided by or in
conjunction with the for-profit organization or other organizations not listed
in the Tax Code, s151.3101(a)(1).
(h)-(j) (No change.)
Issued in Austin, Texas, on September 27, 1991.
TRD-9111921
Martin Cherry
Chief, General Law Section
Comptroller of Public Accounts
Effective date: October 1, 1991
Expiration date: January 29, 1992
For further information, please call: (512) 463-4028
Subchapter O. State Sales and Use Tax
34 TAC sec.3.314
The Comptroller of Public Accounts adopts an emergency the repeal of sec.3. 314,
concerning wrapping, packing, packaging supplies, containers, labels, tags, and
export packers. This section is being repealed on an emergency basis because of
extensive changes in the Tax Code that caused a new rule to be needed.
The repeal is adopted on an emergency basis under the Tax Code, sec.111.002,
which provides the comptroller with the authority to prescribe, adopt, and
enforce rules relating to the administration and enforcement of the provisions
of the Tax Code, Title 2.
sec.3.314. Wrapping, Packing, Packaging Supplies, Containers, Labels, Tags, and
Export Packers.
Issued in Austin, Texas, on September 30, 1991.
TRD-9111945
Martin Cherry
Chief, General Law Section
Comptroller of Public Accounts
Effective date: October 1, 1991
Expiration date: January 29, 1992
For further information, please call: (512) 463-4028
The Comptroller of Public Accounts adopts on an emergency basis new sec.3. 314,
concerning wrapping, packing, packaging supplies, containers, labels, tags, and
export packers. The rule is adopted on an emergency basis to provided notice to
affected persons about significant changes to the Tax Code that are effective
October 1, 1991. The 72nd Legislature, 1991, First Called Session repealed
sec.151.321, Tax Code, and amendments were made to other provisions of the Tax
Code regarding wrapping and packaging materials. The new section makes
distinctions between wrapping and packaging supplies purchased for use during
the manufacturing process, wrapping and packaging supplies used after the
manufacturing process is complete, and wrapping and packaging supplies used by
persons other than manufacturers in delivering or otherwise furthering the sales
of taxable items. Because of extensive changes to the rule, the current
sec.3.314 is being repealed on an emergency basis.
The new section is adopted on an emergency basis under the Tax Code, sec.111.
002, which provides the comptroller with the authority to prescribe, adopt, and
enforce rules relating to the administration and enforcement of the provisions
of the Tax Code, Title 2.
sec.3.314. Wrapping, Packing, Packaging Supplies, Containers, Labels, Tags, and
Export Packers.
(a) Definitions. The following words and terms, when used in this section, shall
have the following meanings, unless the context clearly indicates otherwise.
(1) Containers-Glass, plastic, or metal bottles, cans, barrels, and cylinders.
(2) Manufacturers-Those persons covered by the provisions of sec.3.300 of this
title (relating to Manufacturing; Custom Manufacturing; Fabricating;
Processing).
(3) Packaging supplies-All internal and external wrapping, packing, and
packaging supplies including wrapping paper, wrapping twine, bags, boxes,
cartons, crates, crating material, pallets, tape, rope, rubber bands, metal
bands, labels, staples, glue, mailing tubes, excelsior, straw, cardboard
fillers, separators, shredded paper, ice, dry ice, cotton batting, shirt boards,
and hay lath.
(4) Nonreturnable container-A container other than a returnable container.
(5) Returnable container-A container of a kind customarily returned for reuse by
the buyer of the contents.
(b) Manufacturers.
(1) Sales or use tax is not due on containers or packaging supplies purchased by
manufacturers for use as a part of the completion of the manufacturing process.
For the purposes of this section, the manufacturing process is complete when the
tangible personal property being produced has been packaged by the manufacturer
as it will be sold. For example, toothpaste may be sold at retail in a tube
enclosed in a box. Multiple units of the boxed toothpaste are placed in shipping
containers by the manufacturer. A label is placed on the shipping container
identifying the product. The manufacturer then places these labelled boxes on a
pallet and covers them with shrink-wrap for shipment, either to the
manufacturer's distribution center, the manufacturer's warehouse or to the
manufacturer's customer. The toothpaste manufacturer may purchase the tubes,
boxes, shipping containers, labels, pallets, and shrink-wrap tax free. Any
additional packaging necessary to transfer the product from the manufacturer's
distribution center, or from the manufacturer's warehouse to the manufacturer's
customer would also be exempt from tax.
(2) Packaging supplies do not include returnable containers. See subsection (e)
of this section.
(c) Sale of packaging supplies to persons other than manufacturers. Sales or use
tax is due on the sale of packaging supplies to persons who repack tangible
personal property prior to sale, produce shippers who are not original
producers, wholesalers, retailers, and service providers for use in delivering,
expediting, or furthering in any way:
(1) the performance of a taxable or nontaxable service;
(2) the rental of tangible personal property; or
(3) the sale of tangible personal property.
(d) Combination businesses. A business may process tangible personal property
for sale as well as purchase tangible personal property for resale that requires
no further processing. For example:
(1) a fast-food restaurant is considered to be processing tangible personal
property for sale. The restaurant may also sell tangible personal property
without further processing, such as soft drinks, doughnuts, or candy. The fast-
food restaurant may purchase all packaging supplies tax free even though a
portion of the packaging supplies are used in packaging or serving a
nonprocessed product;
(2) a grocery store purchases tangible personal property for resale, but also
processes food and food products. A grocery store's meat department or snack bar
may be processing as well as re-packaging food and food products. If the
packaging supplies used by the departments that process are clearly
distinguishable from those packaging supplies used in the nonprocessing
department, the processing department's packaging supplies may be purchased tax
free.
(e) Containers. Sales or use tax is not due on:
(1) containers when sold with the contents, if sales or use tax is not due on
the sales price of the contents;
(2) nonreturnable containers when sold without the contents to persons who place
the contents in the container and sell the contents together with the container.
Throwaway glass bottles are examples of nonreturnable containers;
(3) returnable containers when sold with the contents in connection with the
retail sale of the contents or when resold for refilling. An example would be an
oxygen cylinder. Sales or use tax is due when the oxygen cylinder is purchased
initially by the person who will fill it prior to the sale of the contents.
(f) Labels and tags. Sales or use tax is due on labels and tags unless they are
used as discussed in subsection (b) of this section.
(g) Export packers.
(1) An "export packer" is a person who packages property to be exported outside
the territorial limits of the United States.
(2) Crating and packaging supplies as listed in subsection (a)(3) of this
section, when purchased by an export packer to export personal property, are
exempt under the export clause of the United States Constitution, and the Texas
Tax Code, s151.307, whether used to package the export packer's property, that
of vendors shipping such property to their foreign customers, or that of
purchasers who contract and pay for such services.
(3) An export packer may give exemption certificates to suppliers on material
purchases, but must maintain records showing which materials were used for the
exempt purpose of exporting tangible personal property.
(4) The export packer need not obtain a sales or use tax permit if all crating
and packing supplies are purchased for exporting tangible personal property.
Issued in Austin, Texas, on September 30, 1991.
TRD-9111944
Martin Cherry
Chief, General Law Section
Comptroller of Public Accounts
Effective date: October 1, 1991
Expiration date: January 29, 1992
For further information, please call: (512) 463-4028
Subchapter BB. Battery Sales Fee
34 TAC sec.3.711
The Comptroller of Public Accounts adopts on an emergency basis new sec.3. 711,
concerning collection and reporting requirements. House Bill 1986, adopted in
the 72nd Legislature, 1991, requires the comptroller to administer and enforce
the collection of the battery fee beginning September 1, 1991, imposed on the
wholesale or retail sale of a lead-acid battery of six volts or more not sold
for resale. This emergency section provides for the collection and reporting of
the fee.
The new section is adopted on an emergency basis under the Tax Code, sec.111.
002, which provides the comptroller with the authority to prescribe, adopt, and
enforce rules relating to the administration and enforcement of the provisions
of the Tax Code, Title 2.
sec.3.711. Collection and Reporting Requirements.
(a) Definitions. The following words and terms, when used in this section,
shall have the following meanings, unless the context clearly indicates
otherwise.
(1) Dealer-A wholesaler, retailer, or any other person who sells or offers to
sell lead-acid batteries.
(2) Lead-acid battery-Any battery, new or used, which contains lead and sulfuric
acid, in liquid or gel form.
(3) Sale for resale-A sale of a lead-acid battery to a purchaser for the purpose
of reselling the battery in the normal course of business in the form or
condition in which it is acquired. A sale of a battery that is attached to or
becomes an integral part of a vehicle, boat, or other equipment that is being
sold, rented, or leased is not a sale for resale.
(b) Collection and remittance of the fee.
(1) Every dealer must collect the fee on each sale of a lead-acid battery of six
volts or more, except a sale for resale or a sale for disposal or reclamation. A
fee shall not be charged, collected, or allowed as an offset on a battery taken
as a trade-in.
(2) The fee is not due on the sale of a vehicle, boat, or other equipment that
has a battery as an integral part of it.
(3) The amount of the fee due must be separately stated on the invoice, bill, or
contract to the customer and shall be identified as the Texas battery sales fee.
(4) A dealer may not advertise, make public, indicate, or imply that the dealer
will absorb, assume, or refund any portion of the fee.
(c) Report forms. The battery sales fee is to be reported on the Texas battery
sales fee/waste tire recycling fee report form as prescribed by the comptroller.
The fact that the dealer does not receive the form or does not receive the
correct form from the comptroller for the filing of the return does not relieve
the dealer of the responsibility of filing a return and paying the required fee.
(d) Reporting period.
(1) Monthly filing. The battery sales fee is due and payable on or before the
20th day of the month following the end of each calendar month. Every dealer
also required to report the waste tire recycling fee must file at the same time
the battery sales fee is filed. Returns must be filed on a monthly basis unless
a dealer qualifies as a quarterly filer under paragraph (2) of this subsection.
(2) Quarterly filing. A dealer who owes an average, as computed for the year, of
less than $50 for a calendar month or less than $150 for a calendar quarter is
required to file a return and pay the fee on or before the 20th day of the month
following the end of the calendar quarter. The waste tire recycling fee
liability is not included in determining the requirement for quarterly filing;
however, a dealer required to file the waste tire recycling fee return on a
monthly basis must file the battery fee return at the same time.
(e) Payment of the fee.
(1) On or before the 20th day of the month following each reporting period,
every person subject to the fee shall file a consolidated return for all
businesses operating under the same fee payer number and remit the total fee
due.
(2) Every dealer may retain $ .025 for each fee (i.e., battery) reported and
paid on his return.
(3) The returns must be signed by the person required to file the return or by
the person's duly authorized agent, but need not be verified by oath.
(f) Records required.
(1) Invoices or other records must be kept for at least four years after the
date on which the invoices or records are prepared.
(2) The comptroller or an authorized representative has the right to examine any
records or equipment of any person liable for the fee in order to verify the
accuracy of any return made or to determine the fee liability in the event no
return is filed.
(g) Exemptions.
(1) Sales for resale are not subject to the fee.
(2) The sale of a battery that under the sales contract is shipped to a point
outside Texas is not subject to the fee imposed by this section if the shipment
is made by the seller by means of:
(A) the facilities of the seller;
(B) delivery by the seller to a carrier for shipment to a consignee at a point
outside this state; or
(C) delivery by the seller to a forwarding agent for shipment to a location in
another state of the United States or its territories or possessions.
(3) Exports beyond the territorial limits of the United States are not subject
to the fee. Proof of export may be shown only by:
(A) a copy of a bill of lading issued by a licensed and certificated carrier
showing the seller as consignor, the buyer or purchaser as consignee, and a
delivery point outside the territorial limits of the United States;
(B) documentation provided by a licensed United States customs broker certifying
that delivery was made to a point outside the territorial limits of the United
States;
(C) formal entry documents from the country of destination showing that the
battery was imported into a country other than the United States. For the
country of Mexico, the formal entry document would be the pedimento de
importaciones document with a computerized, certified number issued by Mexican
customs officials; or
(D) a copy of the original airway, ocean, or railroad bill of lading issued by a
licensed and certificated carrier which describes the items being exported and a
copy of the freight forwarder's receipt if the freight forwarder takes
possession of the property in Texas.
(h) Replacements covered by a warranty or service contract.
(1) The replacement of a battery under a manufacturer's warranty, without an
additional charge to the purchaser, is not the sale of a battery to the
purchaser. This replacement, therefore, is not subject to the fee.
(2) The replacement of a battery under an extended warranty or a service
contract depends on the terms of the contract.
(A) If the replacement is free of charge to the customer, the dealer is
responsible for paying the fee.
(B) If there is a charge to the customer for the replacement, the customer must
pay the fee.
Issued in Austin, Texas, on September 25, 1991.
TRD-9111785
Martin Cherry
Chief, General Law Section
Comptroller of Public Accounts
Effective date: September 25, 1991
Expiration date: January 23, 1992
For further information, please call: (512) 463-4028
Part IV. Employees Retirement System of Texas
Chapter 73. Benefits
34 TAC sec.73.11, sec.73.21
The Employees Retirement System of Texas (ERS) adopts on an emergency basis
amendments to sec.73.11 and sec.73.21, concerning Supplemental Retirement
Program and reduction factors for age and retirement option.
As a result of legislation passed by the 72nd Legislature and new actuarial
assumptions, it has been necessary to adopt these amendments on an emergency
basis in order to revise the factors used to calculate an optional annuity's
equivalent of the standard annuity and reserve tables used to determine the
amount necessary to fund retirement benefits.
The amendments are adopted on an emergency basis under Title 8, the Texas
Government Code, sec.815.105, which provides the Employees Retirement System of
Texas with the authority to adopt mortality, service, and other tables the board
considers necessary for the retirement system.
sec.73.11. Supplemental Retirement Program.
(a) For the purpose of this section:
(1) "Supplemental Program" is the program of retirement benefits for
commissioned peace officers and custodial officers established by Title 8, the
Texas Government Code, sec.824.107 [Title 110B, Texas Civil Statutes,
sec.24.107].
(2) (No change.)
(b)-(c) (No change.)
(d) The reserve factors for retirements with an effective date of January
31, 1991-August 31, 1991, [after December 31, 1990] shall be those developed
by the actuaries and based on the actuarial assumptions adopted by the board of
trustees in September 1990. Reserve factors for retirements after September
1, 1991, based on the actuarial assumptions adopted by the board of trustees in
September 1990, shall be those developed by the actuaries to recognize the pop-
up feature and optional disability retirement annuities. The reserve factors
are adopted by reference and made a part of this rule for all purposes. Copies
of these tables are available from the executive director of the Employees
Retirement System of Texas at 18th and Brazos Streets, P.O. Box 13207, Austin,
Texas 78711-3207.
(e)-(f) (No change.)
sec.73.21. Reduction Factor for Age and Retirement Option.
(a) Adoption of tables for calculation of benefits.
(1)-(3) (No change. )
(4) The 1992 reduction factors for optional forms of retirement annuities
are independent of the gender of the member and the beneficiary and are based on
the 1983 group annuity mortality table. The interest rate assumption is 8.5%.
(5) Copies of these tables are available from the executive director of the
Employees Retirement System of Texas at 18th and Brazos Streets, P.O. Box 13207,
Austin, Texas 78711-3207. [The GA-51 male mortality] [table] Tables ,
along with the adjustments described in paragraphs (1)- (4)[(3)] of this
subsection, are [is] adopted by reference and made a part of this rule
for all purposes.
(b) (No change.)
(c) Reduction factors for Options 1-5.
(1) Adoption of Tables. The option factors adopted by reference effective
September 21, 1981 are hereinafter called the 1981 factors and are retained for
the purposes described in this section. The [New option factors,
hereinafter called the] 1984 factors, effective December 19, 1983, [have
been developed by the actuaries and] are adopted by reference subject to the
limitations of this subsection. The 1992 option factors, developed by the
actuaries, are adopted by reference effective September 1, 1991. Sets [Both
sets] of factors are available from the executive director of the Employees
Retirement System at 18th and Brazos Streets, P.O. Box 13207, Austin, Texas
78711-3207.
(2) Factors for use by the Employees Retirement System of Texas.
(A)-(B) (No change.)
(C) All optional annuities for service retirements and death benefit plans
calculated with effective dates of January 1, 1984, through August 31, 1985,
will be based on the higher of the 1981 factors or the 1984 factors for the
option selected. All annuities for service retirement with effective dates
of September 1, 1985-August 31, 1991, and death benefit plans effective on
or after September 1, 1985, will be based on the 1984 factors. All service
and disability annuities with a retirement date of September 30, 1991 and
forward will be based on the 1992 factors.
[(3) Factors for use by the Judicial Retirement System. Optional retirement
annuities payable by the Judicial Retirement System are calculated using the
1981 factors.]
(d) Reserve factors.
(1) (No change.)
(2) The reserve factors for retirements with an effective date of January
31, 1991-August 31, 1991 [after December 31, 1990] shall be those developed
by the actuaries and based on the actuarial assumptions adopted by the Board of
Trustees in September 1990. Reserve factors for retirements after September
1, 1991, based on the actuarial assumptions adopted by the board of trustees in
September 1990, shall be those developed by the actuaries to recognize the pop-
up feature and optional disability retirement annuities. The reserve factors
are adopted by reference and made a part of this rule for all purposes. Copies
of these reserve [mortality] tables are available from the executive
director of the Employees Retirement System of Texas at 18th and Brazos Streets,
P.O. Box 13207, Austin, Texas 78711-3207.
(e) (No change.)
Issued in Austin, Texas, on September 26, 1991.
TRD-9111877
Charles D. Travis
Executive Director
Employees Retirement System of Texas
Effective date: September 26, 1991
Expiration date: January 24, 1992
For further information, please call: (512) 867-3336
Chapter 77. Judicial Retirement
34 TAC sec.77.11
The Employees Retirement System of Texas (ERS) adopts on an emergency basis an
amendment to sec.77.11, concerning Reduction Factors for Age and Retirement
Options-Judicial Retirement System of Texas Plan One and Judicial Retirement
System of Texas Plan Two.
As a result of legislation passed by the 72nd Legislature and new actuarial
assumptions, it has been necessary to adopt these amendments on an emergency
basis in order to revise the factors used to calculate an optional annuity's
equivalent of the standard annuity and reserve tables used to determine the
amount necessary to fund retirement benefits.
The amendment is adopted on an emergency basis under the Texas Government Code,
Title 8, sec.835.002 and sec.840.005, which provides the Employees Retirement
System of Texas with the authority to adopt mortality, service, and other tables
the board considers necessary for the retirement system.
sec.77.11. Reduction Factors For Age and Retirement Options-Judicial
Retirement System of Texas Plan One (JRS-I) and Judicial Retirement System
of Texas Plan Two (JRS-II).
(a) Tables for calculation of optional factors.
(1) The 1981 reduction factors for optional forms of retirement annuities
are independent of the sex of the member and of the nominee and are based on the
GA-51 Male Mortality Table projected with Scale C to 1970 with an age set
forward of one year for retiring members and an age set back of four years for
nominees. The interest assumption is 5.0%. [The service retirement reduction
factors for optional forms of service retirement annuities are independent of
the sex of the member and of the nominee and are based on the UP-1984 Table with
an age set back of one year for retiring members and an age set back of eight
years for nominees. The interest assumption is 8.5%.]
(2) The 1992 reduction factors for optional forms of retirement annuities
are independent of the gender of the member and the beneficiary and are based on
the 1983 Group Annuity Mortality Table. The interest rate assumption is 8.5%.
[The disability retirement reduction factors for optional forms of
disability retirement annuities are independent of the sex of the member and of
the nominee and are based on 85% of the 1965 Railroad Retirement Board Disabled
Annuitants Mortality Table for disability retirees and on the UP-1984 Table with
an age set back of eight years for nominees. The interest assumption is 8.5%.]
(3) Copies of these tables are available from the executive director of the
Employees Retirement System of Texas at 18th and Brazos Streets, P.O. Box 13207,
Austin, Texas 78711-3207. The option tables [UP-1984 Table], along with
the adjustments described in [paragraphs (1) and (2) of] this subsection [and
85% of the 1965 Railroad Retirement Board Disabled Annuitants Mortality Table]
are adopted by reference and made a part of this rule for all purposes.
(b) Option factors. All optional annuities for service retirement,
disability retirement, and death benefit plans under the JRS-I are calculated
using the 1981 factors. Option factors for service retirement , [and
option factors for] disability retirement, and for death benefit plans
for a member of the JRS-II are calculated using the 1992 factors. All option
factors have been developed by the actuaries and are adopted by reference
subject to the limitations of this subsection. Both sets of option factors are
available from the executive director of the Employees Retirement System of
Texas at 18th and Brazos Streets, P.O. Box 13207, Austin, Texas 78711-3207.
(c) Formula for JRS-II reduction factors for death before age 65.
(1)-(2) (No change.)
[(d) Reduction factors for death before age 65.]
(3) JRS-II reduction [Reduction] factors for death before age 65 have
been developed by the actuaries and are adopted by reference subject to
the limitations of this subsection. The set of reduction factors is available
from the executive director of the Employees Retirement System of Texas at 18th
and Brazos Streets, P.O. Box 13207, Austin, Texas 78711-3207.
(d)[(e)] Reserve factors.
[(1) The reserve factors vary by the age of the retiree and the age of the
nominee, if applicable. The mortality basis is the UP-1984 Table with an age set
back of one year for retirees and an age set back of eight years for nominees.
The interest assumption is 8.5%. Member contributions are assumed to be 25% of
the standard benefit reserve. For disability retirement, the mortality basis is
85% of the 1965 RRB Disabled Annuitant Mortality Table for disabled members.]
The reserve factors for JRS-II are adopted by reference and made a part
of this rule for all purposes. Copies of these tables are available from the
executive director of the Employees Retirement System of Texas at 18th and
Brazos Streets, P.O. Box 13207, Austin, Texas 78711-3207.
[(2) The reserve factors for retirements with an effective date after December
31, 1990 shall be those developed by the actuaries and based on the actuarial
assumptions adopted by the board of trustees in September 1990. The reserve
factors are adopted by reference and made a part of this rule for all purposes.
Copies of these tables are available from the executive director of the
Employees Retirement System of Texas at 18th and Brazos Streets, P.O. Box 13207,
Austin, Texas 78711-3207.]
(e)[(f)] Dollar limitations for maximum annual benefit. Service
retirement annuities shall conform to dollar limitations and applicable
adjustments under the Internal Revenue Code of 1986 sec.415 (26 United States
Code sec.415) as determined by the federal commissioner of internal revenue.
Issued in Austin, Texas, on September 26, 1991.
TRD-9111879
Charles D. Travis
Executive Director
Employees Retirement System of Texas
Effective date: September 26, 1991
Expiration date: January 24, 1992
For further information, please call: (512) 867-3336