TITLE 1.ADMINISTRATION

Part 15. TEXAS HEALTH AND HUMAN SERVICES COMMISSION

Chapter 371. MEDICAID AND OTHER HEALTH AND HUMAN SERVICES FRAUD AND ABUSE PROGRAM INTEGRITY

Subchapter C. UTILIZATION REVIEW

1 TAC §371.204, §371.208

The Health and Human Services Commission (HHSC) proposes to amend Chapter 371, §371.204 and §371.208, concerning Medicaid and other Health and Human Services Fraud and Abuse Program Integrity. Chapter 371 describes the Hospital Screening Criteria for Texas Medical Review Program (TMRP), Tax Equity and Fiscal Responsibility Act (TEFRA), and LoneSTAR Select II Contract Reviews and Appeals Related to Utilization Review Department Review Decisions.

Background and Justification

Currently, §371.204, Hospital Screening Criteria for Texas Medical Review Program (TMRP), Tax Equity and Fiscal Responsibility Act (TEFRA), and LoneSTAR Select II Contract Reviews, makes references to utilization review criteria. The Office of the Inspector General performs Utilization Reviews of inpatient hospital stays based on "physician-developed and physician-approved inpatient hospital" criteria. The amendment is necessary to establish new criteria for utilization review because the existing criteria is no longer available for use.

Rule 371.208, the Appeals Related to Utilization Review Department Decisions, allows a hospital that receives a notice from HHSC of an adverse decisions regarding medical necessity of admission, to appeal to the responsible area within HHSC. The written notification of the adverse decision sets out the time frame for the appeal process. HHSC is revising language to clarify the appropriate section within the agency that is responsible for reviewing the appeal.

Section-by-Section Summary

Rule 371.204, Hospital Screening Criteria for Texas Medical Review Program (TMRP), Tax Equity and Fiscal Responsibility Act (TEFRA), and LoneSTAR Select II Contract Reviews, describes the criteria used for utilization review of inpatient hospital stays. The revisions to the rule include replacing references from "physician-developed and physician-approved inpatient hospital" criteria to "recognized evidence-based guideline" utilization review criteria.

Rule 371.208, Appeals Related To Utilization Review Department Review Decisions, describes the provider's appeal process of utilization review decisions made by HHSC. The proposed amendment changes references from "Department" to "Unit" and from "Resolution Services, Medical/Administrative Appeals" to the "responsible area in HHSC."

Fiscal Note

Tom Suehs, Deputy Commissioner for Financial Services, has determined that during the initial implementation period the proposed amendment is in effect there will be a cost to the state. For state fiscal years 2006 - 2010, the state will incur a cost of $65,600 per year. For state fiscal year 2006, the state may experience a cost of $786,400, a federal cost of $1,213,600 and total cost of $2,000,000. Local governments will not incur additional costs. The proposed amendment will not have an affect on the local health and human service agencies.

Small and Micro-Business Impact Analysis

Mr. Suehs has also determined that there will be no effect on small businesses or micro-businesses to comply with this amendment as proposed. This was determined by interpretation of the rule that small businesses and micro-businesses will not be required to alter their business practices in order to comply with the proposed amendment. There are no anticipated economic costs to persons who are required to comply with the amendment as proposed. There is no anticipated negative impact on local employment.

Public Benefit

Mr. Brian Flood, Inspector General, has determined that for the initial implementation period the amendment is in effect, the public will benefit from adoption of the amendment. The anticipated public benefit, as a result of implementing the amendment, will be a more efficient utilization review process due to the modification to the guideline criteria.

Regulatory Analysis

HHSC has determined that the proposed amendment is not a "major environmental rule," as defined by §2001.0225 of the Texas Government Code. "Major environmental rule" is defined to mean a rule the specific intent of which is to protect the environment or reduce risk to human health from environmental exposure and that may adversely affect, in a material way, the economy, a sector of the economy, productivity, competition, jobs, the environment or the public health and safety of a state or a sector of the state. The proposed amendment is not specifically intended to protect the environment or reduce risks to human health from environmental exposure.

Takings Impact Assessment

HHSC has determined that the proposed amendment does not restrict or limit an owner's right to his or her property that would otherwise exist in the absence of government action and, therefore, does not constitute a taking under §2007.043 of the Government Code.

Public Comment

Written comments on the proposal may be submitted to Judy Knobloch, Quality Nurse Specialist, Office of the Inspector General Division, Texas Health and Human Services Commission, P.O. Box 85200, MC-1324, Austin, Texas 78708-5200, within 30 days of publication of this proposal in the Texas Register .

Public Hearing

A public hearing is scheduled for May 24, 2006, at 2:00 p.m. in the Lone Star Conference Room at 11209 Metric Boulevard, Building H, Austin, Texas. Persons requiring further information, special assistance, or accommodations should contact Kyna Belcher at (512) 491-1884.

To comply with federal regulations, a copy of the proposal is being sent to each Texas Department of Aging and Disability Services (DADS) office where it will be available for public review upon request.

Statutory Authority

The amendments are proposed under the Texas Government Code, §531.033, which provides the Executive Commissioner of HHSC with broad rulemaking authority; the Human Resources Code, §32.021, and the Texas Government Code, §531.021(a), which provide HHSC with the authority to administer the Texas Medicaid program; and Government Code §2001.006, which allows state agencies to adopt rules in preparation for the implementation of legislation. HHSC has the authority to obtain any information or technology necessary to enable the office to meet its responsibilities, §531.102(a) OFFICE OF INSPECTOR GENERAL.

The proposed rules affect the Human Resources Code, Chapter 32, and the Texas Government Code, Chapter 531. No other statutes, articles, or codes are affected by the proposed amendment.

§371.204.Hospital Screening Criteria for Texas Medical Review Program (TMRP), Tax Equity and Fiscal Responsibility Act (TEFRA), and LoneSTAR Select II Contract Reviews.

(a) The Texas Health and Human Services Commission (Commission) uses recognized evidence-based guidelines for [ physician-developed and physician-approved ] inpatient hospital screening criteria. Non-physician [ The criteria included Indicators for Hospitalization (IH) and Treatment (T) criteria. Nonphysician ] reviewers use the criteria as guidelines for the initial approval or for the referral of inpatient reviews for medical necessity decisions. If the [ IH or T ] criteria are not met, or if the non-physician [ nonphysician ] reviewer has any questions concerning the appropriateness of coding or quality of care, the nonphysician reviewer will refer the medical record to a physician consultant under contract with the Commission for a decision. Even if the [ IH or T ] criteria are met, the physician consultant may determine that an inpatient admission was not medically necessary and the Commission will issue an admission denial. If a hospital claim is denied for lack of medical necessity or for being provided in an inappropriate setting, the Commission will consider for denial physician claims associated with the hospital admission or service when such claims can be identified and are deemed to be the result of inappropriate admission orders. A physician consultant may determine that an inpatient admission was not medically necessary if a physician admitted a patient in observation status and the patient was discharged within twenty-four hours from that outpatient status.

(b) For the purposes of the TMRP, TEFRA, and LoneSTAR Select II Contract reviews, medical necessity means that the patient has a condition requiring treatment that can be safely provided only in the inpatient setting.

§371.208.Appeals Related To Utilization Review Department Review Decisions

If a hospital receives notification from the Texas Health and Human Services Commission (HHSC) Utilization Review Unit [ Department ] of an adverse decision regarding medical necessity of admission, days of stay, diagnosis related group (DRG) validation, or a final technical denial, the hospital may appeal to [ the ] HHSC [ Resolution Services, Medical/Administrative Appeals Unit ]. The written notification of adverse decision will set out the responsible area and time frame within which the appeal must be received by [ the ] HHSC . The Texas Medicaid Policy and Procedure Manual provides additional information on the appeal process. [ Resolution Services, Medical/Administrative Appeals Unit. ]

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 1, 2006.

TRD-200602408

Steve Aragón

Chief Counsel

Texas Health and Human Services Commission

Earliest possible date of adoption: June 11, 2006

For further information, please call: (512) 424-6576