TITLE 40.SOCIAL SERVICES AND ASSISTANCE

Part 7. TEXAS COUNCIL ON PURCHASING FROM PEOPLE WITH DISABILITIES

Chapter 189. PURCHASES OF PRODUCTS AND SERVICES FROM PEOPLE WITH DISABILITIES

40 TAC §189.6

The Texas Council on Purchasing from People with Disabilities (Council) proposes amendments to §189.6, concerning Criteria for Recognition and Approval of Community Rehabilitation Programs. The section name is changing from "Criteria for Recognition and Approval of Community Rehabilitation Programs" to "Certification and Re-Certification of Community Rehabilitation Programs".

During its rule review, published in the July 1, 2005, issue of the Texas Register (30 TexReg 3881), the Texas Council on Purchasing from People with Disabilities has reviewed and considered Texas Administrative Code, Title 40, §189.6 for readoption, revision, or repeal, in accordance with the Texas Government Code §2001.039 (Vernon 2000). The Council determined that 40 Texas Administrative Code §189.6, which governs certification and re-certification of community rehabilitation programs (CRPs), is also still necessary, but requires further substantive revision. In a concurrent miscellaneous notice, the Council announces its intent to readopt 40 Texas Administrative Code §189.6 with amendment. The amendment is proposed pursuant to the rulemaking authority granted to the Council in Texas Human Resources Code, §122.003(j) and §122.013(c)(2) (Vernon Supp. 2005).

The proposed amendment clarifies the statutory requirements and the Council's requirements related to eligibility to participate as a CRP in the State Use Program and applications for CRP certification and recertification. The proposed amendment permits the Council to delegate, to a central nonprofit agency, administrative duties related to the certification and recertification process; however the Council retains sole authority to vote on CRP applications or to take action regarding a CRP's continued participation in the State Use Program. The proposed amendment also explain in more detail required CRP recordkeeping. The proposed amendment further addresses the approval process of applications for CRP certification and recertification and retains the right to protest a recommendation of non-approval by the Council's Certification Subcommittee. The proposed amendment delineates required CRP reporting to a central nonprofit agency and to the Council. The proposed amendment discusses the Council's right to review a CRP's performance and compliance with the laws governing the State Use Program and the Council's right to suspend or revoke a CRP's certification. Finally, the proposed amendment emphasizes existing standards of conduct for CRPs during the application process and while certified to participate in the State Use Program.

Mr. John W. Luna, Chairman of the Council, has determined that for each year of the first five-year period the proposed rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the proposed rule.

Mr. Luna has also determined that for each year of the first five-year period the proposed rule is in effect the public will benefit from the clarification of eligibility and application requirements for CRPs.

Mr. Luna has also determined that there will be no effect on individuals or large, small, and micro-businesses as a result of the adoption of the proposed rule.

Mr. Luna has also determined that for each year of the first five-year period the proposed rule is in effect there should be no effect on a local economy; therefore, no local employment impact statement is required under Administrative Procedure Act, Texas Government Code, §2001.022 (Vernon Supp. 2005).

Interested persons may submit written comments on the proposal may be submitted to Rules Coordinator, Legal Services Division, Texas Building and Procurement Commission, P.O. Box 13047, Austin, TX 78711-3047. Comments may also be sent via email to: rulescomments@tbpc.state.tx.us. For comments submitted electronically, please include "Proposed Certification and Re-Certification of CRPs" in the subject line. Comments must be received no later than thirty days from the date of publication of the proposal to the Texas Register . Comments should be organized in a manner consistent with the organization of the proposed rule. Questions concerning this proposed amendment may be directed to Ms. Susan Maldonado at (512) 463-3960.

The amendment is proposed under Texas Human Resources Code, §122.003(j) and §122.013(c)(2), which require the Council to adopt rules to establish a process for the certification of CRPs.

The statutory provisions affected by the proposed rule are those set forth in Chapter 122 of the Texas Human Resources Code.

§189.6. Certification and Re-Certification [ Criteria for Recognition and Approval ] of Community Rehabilitation Programs.

(a) No applicant for certification may participate in the State Use Program prior to the Council's approval of certification.

(b) The Council may recognize programs that are accredited by national accepted vocational rehabilitation accrediting organizations and approve CRPs that have been approved by a state's habilitation or rehabilitation agency.

(c) The Council may delegate the administration of the certification process for CRPs to a CNA.

(d) [ (a) ] An applicant for [ A ] CRP certification must be a governmental entity ; a public or private nonprofit unincorporated entity , which has its own nonprofit status and federal tax identification number and has among its purposes the employment of persons with disabilities to produce products or perform services for compensation ; [ , ]or a public or private nonprofit incorporated entity with its own federal tax identification number, articles of incorporation and bylaws that state among its purposes the employment of [ establish its existence for the primary purpose of employing ] persons with disabilities to produce products or perform services for compensation.

(e) [ (b) ] A certified CRP must :

(1) maintain payroll, human resource functions, accounting , and all relevant documentation showing that the employees who produce products or perform services [ of disability for people employed to produce goods or services ] under the State Use Program are persons with disabilities; [ state use program .]

(2) maintain records, including contracts with other entities, in accordance with generally accepted accounting principles, and all laws relevant to the records; and

(3) maintain any other records or documents required by the Council.

[ (c) A CRP must maintain contracts and billing and payment records if it contracts with outside entities for services of any kind.]

[ (d) Procedures for Certification]

[ (1) To qualify for participation in the State Use Program under Human Resource Code Chapter 122, an]

(f) An applicant for certification must submit a completed [ required ] application and the required [ following ] documents to the Certification Subcommittee, through the CNA for the State Use Program [ State Use Program's CNA, transmitted by a letter signed by an officer of the corporation, and/or chief administrator for the corporation ]. Upon receipt, the CNA will verify the completeness and accuracy of the [ each ] application. No application will be considered without the following documents:

(1) [ (A) ] [ A legible ] copy of the IRS non-profit determination under Section 501(c)[ (3) ] , when required by law ; [ . ]

(2) [ (B) ] [ A legible ] copy of the Articles [ Certification ] of Incorporation issued [ granted ] by the Secretary of State , when required by law ; [ . ]

[ (C) A list of each service or product you propose to offer, and the location(s) where it will be produced.]

(3) [ (D) ] list of the [ A roster of your ] board of directors and officers with [ , including ] names , [ and ] addresses , and telephone numbers; [ . ]

(4) [ (E) ] [ A legible ] copy of the [ your ] organizational chart with job titles and names; [ title. ]

(5) [ (F) ] [ A legible ] copy of the [ your ] current liability insurance for the CRP; [ each location where clients will be served. ]

(6) [ (G) ] current [ Current ] fire inspection certificate , if required [ awarded ] by [ the ] city, county, or state regulations, [ fire marshal ] for each location where clients will be served or where persons with disabilities will be employed, or a statement of unavailability from the appropriate city, county, or state entity; [ . ]

(7) [ (H) ] [ A legible ] copy of the building inspection certificate or certificate of occupancy [ certificate ], if required by city , county, or state regulations [ regulation ], for each location where clients will be served or where persons with disabilities will be employed, or a statement of unavailability from the appropriate city, county, or state entity; [ . ]

(8) [ (I) ] copy of the wage [ Wage ] exemption certificate (WH-228)[ , ] if below minimum wages will be paid [ you will be paying sub-minimum wages ] to clients or to persons with disabilities who will be employed and a statement of explanation of circumstances requiring sub-minimum wages; and [ . ]

(9) [ (J) ] [ A CRP must provide a ] notarized statement that the CRP agrees to maintain compliance with the requirement that at least seventy-five percent (75%) of the CRP's total hours of direct labor necessary to perform services or reform raw materials, assemble components, manufacture, prepare, process and/ or package products will be performed by persons with documented disabilities consistent with the following definition set forth in this Chapter: Disability--a mental or physical impairment, including blindness, that impedes a person who is seeking, entering, or maintaining gainful employment. A waiver may be granted only with Council approval .

(g) [ (2) ] The CNA will submit the [ all new CRP's ] completed application and required [ necessary ] documents to the Certification Subcommittee [ of the Texas Council on Purchasing from People with Disabilities. The CNA will deliver a copy of the application to the Certification Subcommittee ] not less than fifteen (15) days prior to the regularly scheduled Certification Subcommittee meeting.

[ (A) The Certification Subcommittee is composed of three Council members appointed by the presiding officer to review applications of the Community Rehabilitation Programs.]

(h) [ (B) ] The Certification Subcommittee shall review each application and documentation and, if acceptable, forward its [ the ] recommendations to the Council for approval. Once approved, the Council will notify the CRP in writing [ of their approved designation ] and assign the CRP [ present each with ] a certification number. [ Only the Council can approve eligibility. A CRP shall not participate in the State Use Program prior to the Council's certification. ]

(i) [ (C) ] A CRP may protest a recommendation of non-approval [ non-approval recommendation ] at the next scheduled Certification Subcommittee meeting in accordance with the provisions of this Chapter .

(j) [ (D) ] [ To maintain its certification, each CRP must meet the requirements as set forth in this chapter and Chapter 122 of the Human Resources Code. ] Each CRP must be re-certified every three (3) years by the Council. The re-certification procedure will require submission of all previously requested documentation, a review of submitted reports to the CNA, and a determination that the CRP has maintained compliance with the stated requirements of the State Use Program and the rules as stated in the Texas Administrative Code, Title 40, Chapter 189. The [ staff of the ] Council shall establish a schedule for the re-certification [ recertification ] process and the [ for all CRPs. The ] CNA shall assist each CRP as necessary to attain re-certification. It is imperative that the CRP, after notification, submit within thirty (30) days the application for re-certification and required documents to the CNA. If the CRP fails to do so, the Council may request a written explanation and/or the appearance of a representative of the CRP before the Council. If the CRP fails to respond in a timely manner, the Council may consider the suspension of all State Use Program contracts until the re-certification process has been completed and approval has been attained [ facilitate the recertification of the CRPs ].

(k) The CRP will submit quarterly wage and hour reports to the CNA. These reports are due no later than the last day of the month following the end of the quarter. If the CRP fails to submit reports on time, the Council will send a warning letter and a representative of the CRP may be requested to appear before the Council. If compliance is not achieved in a consistent and timely manner, the Council, at its discretion, may consider the suspension of the CRP's State Use Program contracts.

(l) It is imperative that CRPs maintain compliance with the State Use Program in regard to percentage requirements related to administrative costs, supplies cost, wages, and hours of direct labor necessary to perform services and/or produce products. Compliance will be monitored by the CNA and violations will be reported promptly to the Council. A violation will result in a warning letter from the Council and the CNA will offer assistance as needed to achieve compliance. A CRP that fails to meet compliance requirements, without a waiver from the Council, for two quarters in any four quarter period must submit a written explanation and a representative of the CRP will be requested to appear before the Council. State Use Program contracts may be suspended and/or certification revoked if compliance is not immediately and consistently maintained. In order to attain re-instatement, the CRP must apply for re-certification following the procedures outlined in this chapter.

[ (e) The organization must not serve, in whole or in part, as an outlet or front for any entity whose primary purpose is not the employment of people with disabilities. ]

[ (f) The council may:]

[ (1) recognize a CRP that maintains accreditation by a nationally accepted vocational rehabilitation accrediting organization, and ]

[ (2) approve CRP services that have been approved for a purchase by a state habilitation or rehabilitation agency.]

(m) [ (g) ] The Council [ council ], at its sole discretion, may review[ , ] or have reviewed[ , ] any CRP participating in the State Use Program [ approved to participate in this program ] to verify that the CRP meets and maintains the requirements outlined [ the applicable qualifications contained ] in this chapter. A CRP shall not submit any false statement relating to certification requirements, employment of and/or number of persons with disabilities, and nature and/or quality of products and services offered through the State Use Program. A CRP must not serve, in whole or part, as an outlet or front for any entity whose purpose is not the employment of people with disabilities. A CRP shall promptly report any conflict of interest or receipt of benefit or promise of benefit to the Council. The Council will consider such reports on an individual basis.

[ (h) ] Verified [ Violation of any of the requirements of his chapter, or verified ] instances of conflict of interest by a CRP may result in suspension of the [ approval or in disapproval of a ] CRP's eligibility to participate in the State Use Program [ this program, ] and/or revocation of certification [ may result in suspension or disqualification of any product or service ].

(n) [ (i) ] The Council, individual Council members, the State of Texas, or any other Texas state agency [ Neither the council, nor any individual member, the State of Texas, nor any other Texas state agency ] will not be responsible for any loss or losses, financial or otherwise, incurred by a [ any ] CRP should its product or services not be approved for the State Use Program [ state use program ] as provided by law.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 30, 2006.

TRD-200603557

John W. Luna

Chairman

Texas Council on Purchasing from People with Disabilities

Earliest possible date of adoption: August 13, 2006

For further information, please call: (512) 463-3562