TITLE 28.INSURANCE

Part 1. TEXAS DEPARTMENT OF INSURANCE

Chapter 26. SMALL EMPLOYER HEALTH INSURANCE REGULATIONS

Subchapter D. HEALTH GROUP COOPERATIVES

28 TAC §§26.401 - 26.405, 26.407 - 26.411

The Commissioner of Insurance adopts amendments to Subchapter D, §§26.401 - 26.405 and 26.407 - 26.411, concerning the establishment of, and provision of health benefit plan coverage to, health group cooperatives pursuant to Insurance Code, Title 8, Chapter 1501. Section 26.409 is adopted with a change to the proposed text published in the November 18, 2005, issue of the Texas Register (30 TexReg 7686). Sections 26.401 - 26.405, 26.407, 26.408, 26.410 and 26.411 are adopted without changes.

The adopted amendments are necessary to implement SB 805, 79th Legislature, Regular Session, which revised the standards by which insurance companies and health maintenance organizations (HMOs) provide group health benefit plan coverage to health group cooperatives comprised of small or large employers. SB 805 enacted §1501.0575, making participation by health benefit plan issuers in health group cooperatives generally voluntary. The bill also amended §1501.0581 to provide that a health group cooperative may be composed of small employers or large employers, but not both; and that a health group cooperative consisting only of small employers is not required to allow a small employer to join the cooperative under certain statutorily specified conditions and so long as the Commissioner has been timely notified of the cooperative's election. The bill also amended Insurance Code §1501.063 to provide that a health group cooperative is considered a single employer under the Insurance Code, and that a cooperative composed only of small employers that has made the election specified in Insurance Code §1501.0581(o) to restrict membership to no more than 50 employees is to be treated as a small employer for purposes of Chapter 1501, including for purposes of any provision relating to premium rates and the issuance and renewal of coverage. The adopted amendments also are necessary to address changes to requirements governing the formation and operation of health group cooperatives and the obligations of insurance companies and HMOs (hereinafter referred to collectively as "health carriers") that issue health benefit plan coverage for these entities.

The department made one change to the published proposed amendment to §26.409(a) by removing the deletion indicated for §26.409(a)(20), and by changing the Insurance Code reference in paragraph (20) from Article 21.53F to Chapter 1367, Subchapter E. Under §26.409(a)(20), a health benefit plan issued by a health carrier through a cooperative is not subject to the state mandate relating to the offer of coverage for therapies for children with developmental delays as required by Insurance Code 21.53F. The proposed amendment to §26.409(a)(20) as published was intended to make only necessary conforming changes to Insurance Code references based on the enactment of the nonsubstantive code revision by the 78th Legislature, Regular Session. The proposed deletion of subsection (a)(20) was inadvertent, and no substantive change was intended by any of the amendments to §26.409. The repeal of Article 21.53F by HB 2922, 78th Legislature, Regular Session, did not include §9 of that article. Section 9 was enacted in HB 2292, 78th Legislature, Regular Session, subsequent to the repeal of Article 21.53F, and for that reason was not part of the nonsubstantive code revision of the Insurance Code by the 78th Legislature, Regular Session. However, as part of the conforming codification of the Insurance Code enacted by the 79th Legislature, Regular Session, in HB 2018, §9 of Article 21.53F was repealed and enacted as Insurance Code, Chapter 1367, Subchapter E.

The adopted amendments to §26.401 add subsection (e), which requires that organizational documents otherwise required to be filed under the section include notification about whether the health group cooperative elects to restrict membership to 50 eligible employees. The adopted amendments also make conforming changes to Insurance Code references based on the enactment of the nonsubstantive code revision by the 78th Legislature, Regular Session.

The adopted amendments to §26.402 change provisions addressing authorized membership of a health group cooperative and add a new subsection (d) to conform the section to Insurance Code §1501.0581(a) - (c) and (o) - (p), as amended by SB 805. The adopted amendment to §26.403 provides that a health group cooperative may offer other ancillary products and services, in accord with provisions of Insurance Code §1501.058, relating to powers and duties of cooperatives.

The adopted amendments to §26.404 provide that a health group cooperative is considered a large employer for all purposes of Insurance Code, Chapter 1501 and associated rules, unless it has elected to limit participation in the cooperative to 50 eligible employees, in which case it is considered a small employer for all purposes of Insurance Code, Chapter 1501 and associated rules, including guaranteed issuance of coverage.

The adopted amendments to §26.405 make necessary conforming changes to Insurance Code references based on nonsubstantive additions to and corrections in enacted codes pursuant to HB 2018, 79th Legislature, Regular Session. The adopted amendment to §26.407(a) requires a health carrier to make an informational filing with the Commissioner concerning intended offers of coverage to a cooperative not later than 30 days before the initial open enrollment period for the cooperative. The adopted amendment to §26.407(b) revises the specific updated information concerning the health carrier's offer of coverage to the cooperative that the health carrier must provide as part of its §26.407(a) filing with the department.

The adopted amendments to §26.408 provide that, subject to the limitations of §26.411, which regulates health carrier service areas, a health carrier may elect not to offer or issue coverage to health group cooperatives or may elect to offer or issue coverage to one or more health group cooperatives of its choosing. The adopted amendments also clarify that a health carrier must comply with the specified guaranteed issuance requirements in offering and issuing coverage to health group cooperatives that have made the election to limit participation to 50 eligible employees.

The adopted amendments to §26.409 make necessary conforming changes to Insurance Code references, including elimination of references to repealed provisions, based on the enactment of the nonsubstantive code revision by the 78th Legislature, Regular Session.

The adopted amendments to §26.410 make necessary changes to reflect the adopted revision to the section title for §26.407 and also make conforming changes to Insurance Code references based on the enactment of the nonsubstantive code revision by the 78th Legislature, Regular Session.

The adopted amendments to §26.411 make necessary conforming changes to Insurance Code references based on the enactment of the nonsubstantive code revision by the 78th Legislature, Regular Session.

The enactment of SB 805 eliminates the need for §26.412, which addressed the refusal to renew employer health benefit plans delivered or issued to a health group cooperative. SB 805 directs a health carrier to treat a health group cooperative either as a large employer or as a small employer under the refusal-to-renew provisions of Insurance Code §1501.063. For this reason, the department has adopted the repeal of §26.412, which is also published in this issue of the Texas Register .

Comment: Two commenters objected to the proposed amendments in §26.404(b) and §26.408(b) that specify certain instances in which a small employer group plan issuer participating in the health group cooperative market would be required to issue coverage to certain cooperatives qualifying as small employers, even if the issuer did not want to select such cooperative for coverage. According to the commenters, the proposed amendments are contrary to the clearly stated intent in Insurance Code §1501.0575 as added by SB 805 that issuer participation in a cooperative or cooperatives is voluntary. The commenters emphasized that the language of the statute as amended clearly provides that a small employer group plan issuer may elect to participate in one or more cooperatives and may select the cooperatives in which it will participate. The commenters suggested revisions to §26.404(b) and §26.408(b) regarding voluntary participation in cooperatives by issuers.

Agency Response: The department agrees that the general provision set out in Insurance Code §1501.0575 as added by SB 805 indicates that issuer participation in a cooperative or cooperatives is voluntary, and that the issuer may elect to participate in one or more cooperatives and may select the cooperatives in which it will participate. However, the specific amendments to Insurance Code §1501.063 that were also enacted in SB 805 clearly provide (i) that a health group cooperative is considered a single employer under the Insurance Code, and (ii) that a cooperative composed only of small employers and that has made the election specified in Insurance Code §1501.0581(o) to restrict membership to no more than 50 employees is to be treated as a small employer for purposes of Chapter 1501, including for purposes of any provision relating to premium rates and the issuance and renewal of coverage. For these reasons, the department makes no changes to subsections §26.404(b) and §26.408(b) as proposed.

Neither for nor against, with recommended changes: Blue Cross Blue Shield of Texas; Texas Association of Life and Health Insurers.

The amendments are adopted under the Insurance Code §§1501.010, 1501.058, 1501.0581, and 36.001, and SECTION 7 of SB 805 as enacted by the 79th Legislature, Regular Session. Section 1501.010 authorizes the Commissioner of Insurance to adopt rules as necessary to implement Chapter 1501. Section 1501.058 requires compliance with federal laws applicable to cooperatives and health benefit plans issued through cooperatives, to the extent required by state law or rules adopted by the Commissioner. Section 1501.0581 requires a health carrier to make an informational filing with the Commissioner concerning intended offers of coverage to a cooperative and requires that the Commissioner by rule prescribe the form and the time of the filing. SECTION 7 of SB 805 directs the Commissioner, not later than January 1, 2006, to adopt rules under §1501.010 as necessary to implement the change in law made by SB 805. Section 36.001 provides that the Commissioner of Insurance may adopt any rules necessary and appropriate to implement the powers and duties of the Texas Department of Insurance under the Insurance Code and other laws of this state.

§26.409.Health Benefit Plans Offered Through Health Group Cooperatives.

(a) A health benefit plan issued by a health carrier through a health group cooperative is not subject to the following state mandates:

(1) the offer of in vitro fertilization coverage as required by Insurance Code §§1366.001 and 1366.003;

(2) coverage of HIV, AIDS, or HIV-related illnesses as required by Insurance Code §§1364.001 and 1364.003;

(3) coverage of chemical dependency and stays in a chemical dependency treatment facility as required by Insurance Code Chapter 1368;

(4) coverage or offer of coverage of serious mental illness as required by Insurance Code §§1355.001 - 1355.007;

(5) the offer of mental or emotional illness coverage as required by Insurance Code §1355.106;

(6) coverage of inpatient mental health and stays in a psychiatric day treatment facility as required by Insurance Code §1355.104;

(7) the offer of speech and hearing coverage as required by Insurance Code Chapter 1365;

(8) coverage of mammography screening for the presence of occult breast cancer as required by Insurance Code §1356.005;

(9) standards for proof of Alzheimer's disease as required by Insurance Code §1354.002;

(10) coverage of stays in a crisis stabilization unit and/or residential treatment center for children and adolescents as required by Insurance Code §§1355.055 and 1355.056;

(11) continuation of coverage of certain drugs under a drug formulary as required by Insurance Code §1369.055;

(12) coverage of off-label drugs as required by Insurance Code §§1369.001 - 1369.005;

(13) coverage for formulas necessary for the treatment of phenylketonuria as required by Insurance Code Chapter 1359;

(14) coverage of contraceptive drugs and devices as required by Insurance Code §§1369.101 - 1369.109 and §21.404(3) of this title (relating to Underwriting);

(15) coverage of diagnosis and treatment affecting temporomandibular joint and treatment for a person unable to undergo dental treatment in an office setting or under local anesthesia as required by Insurance Code Chapter 1360;

(16) coverage of bone mass measurement for osteoporosis as required by Insurance Code §1361.003;

(17) coverage of diabetes care as required by Insurance Code Chapter 1358;

(18) coverage of childhood immunizations as required by Insurance Code §§1367.051 - 1367.055 and 1367.053;

(19) coverage for screening tests for hearing loss in children and related diagnostic follow-up care as required by Insurance Code §§1367.101 - 1367.105;

(20) offer of coverage for therapies for children with developmental delays as required by Insurance Code Chapter 1367, Subchapter E;

(21) coverage of certain tests for detection of prostate cancer as required by Insurance Code Chapter 1362;

(22) coverage of acquired brain injury treatment/services as required by Insurance Code Chapter 1352;

(23) coverage of certain tests for detection of colorectal cancer as required by Insurance Code Chapter 1363;

(24) coverage for reconstructive surgery for craniofacial abnormalities in a child as required by Insurance Code §§1367.151 - 1367.154;

(25) coverage of rehabilitation therapies as required by Insurance Code §1271.156;

(26) limitations on the treatment of complications in pregnancy established by §21.405 of this title (relating to Policy Terms and Conditions);

(27) coverage for services related to immunizations and vaccinations under managed care plans as required by Insurance Code Chapter 1353;

(28) limitations or restrictions on copayments and deductibles imposed by §11.506(2)(A) and (B) of this title (relating to Mandatory Contractual Provisions: Group, Individual and Conversion Agreement and Group Certificate);

(29) coverage of a minimum stay for maternity as required by Insurance Code §§1366.051 - 1366.059;

(30) coverage of reconstructive surgery incident to mastectomy as required by Insurance Code §§1357.001 - 1357.007; and

(31) coverage of a minimum stay for mastectomy treatment/services as required by Insurance Code §§1357.051 - 1357.057.

(b) A health benefit plan issued by an HMO through a health group cooperative must provide for the basic health care services as provided in §11.508 or §11.509 of this title (relating to Mandatory Benefit Standards: Group, Individual and Conversion Agreements and Additional Mandatory Benefit Standards, Group Agreement Only):

(c) A health benefit plan offered by an insurer through a health group cooperative is not subject to §3.3704(a)(6) of this title (relating to Freedom of Choice: Availability of Preferred Providers).

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 11, 2006.

TRD-200600176

Gene C. Jarmon

General Counsel and Chief Clerk

Texas Department of Insurance

Effective date: January 31, 2006

Proposal publication date: November 18, 2005

For further information, please call: (512) 463-6327


28 TAC §26.412

The Commissioner of Insurance adopts the repeal of §26.412, concerning the refusal of a health carrier to renew employer health benefit plans delivered or issued to a health group cooperative. The repeal of this section is adopted without changes to the proposal published in the November 18, 2005, issue of the Texas Register (30 TexReg 7690).

Section 26.412 regulated a health carrier's election to refuse to renew employer health benefit plans delivered or issued to a health group cooperative. Repeal of §26.412 is necessary because the enactment of SB 805, 79th Legislature, Regular Session, obviates the need for the section. Under SB 805, health carriers issuing employer health benefit plans to health group cooperatives are to treat such cooperatives as either large employers or small employers pursuant to the refusal-to-renew provisions of Insurance Code §1501.063.

The adoption of the repeal will result in consistency between the Chapter 26 administrative rules regulating health care cooperatives with regard to refusal-to-renew provisions and the amendments to Insurance Code Chapter 1501 enacted in SB 805.

The department did not receive any comments on the proposed repeal.

The repeal is adopted pursuant to the Insurance Code §§1501.010, 1501.058, 1501.0581, and 36.001, and SECTION 7 of SB 805 as enacted by the 79th Legislature, Regular Session. Section 1501.010 authorizes the Commissioner of Insurance to adopt rules as necessary to implement Chapter 1501. Section 1501.058 requires compliance with federal laws applicable to cooperatives and health benefit plans issued through cooperatives, to the extent required by state law or rules adopted by the Commissioner. Section 1501.0581 requires a carrier to make an informational filing with the Commissioner concerning intended offers of coverage to a cooperative and requires that the Commissioner by rule prescribe the form and the time of the filing. SECTION 7 of SB 805 directs the Commissioner, not later than January 1, 2006, to adopt rules under §1501.010 as necessary to implement the change in law made by SB 805. Section 36.001 provides that the Commissioner of Insurance may adopt any rules necessary and appropriate to implement the powers and duties of the Texas Department of Insurance under the Insurance Code and other laws of this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 11, 2006.

TRD-200600175

Gene C. Jarmon

General Counsel and Chief Clerk

Texas Department of Insurance

Effective date: January 31, 2006

Proposal publication date: November 18, 2005

For further information, please call: (512) 463-6327