TITLE 43.TRANSPORTATION

Part 1. TEXAS DEPARTMENT OF TRANSPORTATION

Chapter 18. MOTOR CARRIERS

The Texas Department of Transportation (department) proposes amendments to §§18.2, 18.13, 18.14, 18.16, and 18.32 concerning motor carrier definitions, registration, records, and inspections.

EXPLANATION OF PROPOSED AMENDMENTS

The proposed amendments are necessary to implement the provisions of House Bill 2702 of the 79th Legislature, Regular Session, 2005. House Bill 2702, Article 6, amended Transportation Code, §643.051, Registration Requirements, to require all household good movers to register as motor carriers regardless of the weight of the vehicles they operate. The bill also deleted the alternative registration requirements for household goods carriers under Transportation Code, §643.153, Motor Carriers Transporting Household Goods. All household goods carriers must now register under the general motor carrier registration regardless of the size of vehicles they operate. The statutory changes eliminated the need for "Type A" and "Type B" household goods carrier classifications.

These amendments were initially proposed November 17, 2005, along with other rules regarding motor carrier registration issues. These amendments were removed from the rules as adopted during the April 27, 2006, Texas Transportation Commission (commission) meeting to allow the department time to further study the issue of minimum vehicle liability insurance requirements for household goods carriers who operate vehicles weighing 26,000 pounds or less. However, due to a clerical error the language filed with the Texas Register on April 28, 2006, for §18.16(a) Figure 1 was not amended to reflect the language adopted by the commission. The language in Figure 1, regarding the minimum liability insurance level for household goods carriers under 26,000 pounds was not approved by the commission and is not being enforced by the department. The language now being proposed for Figure 1 is the same language that is currently published in 43 TAC §18.16(a).

To study the minimum liability insurance issues, the department has contacted other states, gathered insurance information, reviewed traffic accident studies, contacted the Texas Department of Public Safety and the Department of Insurance regarding vehicle loss records, contacted the Federal Motor Carrier Safety Administration concerning crash data, collected data from the National Institute for Occupational Safety and Health and Insurance Institute for Highway Safety, and conducted a public hearing. The information gathered from these resources was used to draft these proposed amendments.

Throughout the proposed rules, all references to "Type A" and "Type B" household goods carriers are deleted.

The definition for "Type B" household goods carrier has been deleted from §18.2 as it is no longer necessary under Transportation Code, Chapter 643.

Amended language in §18.13(i) deletes the reference to the alternative registration process for Type B carriers. These alternatives are no longer authorized by the statute due to the changes in Transportation Code, §643.051 and §643.153.

Section 18.16(a), relating to automobile liability insurance requirements, is amended to establish a minimum liability insurance requirement for vehicles weighing 26,000 pounds or less that are operated by household goods carriers as required by the statutory changes. Transportation Code, §643.101 requires that a motor carrier required to register under Subchapter B shall maintain liability insurance in an amount set by the department for each vehicle the carrier operates requiring registration. Pursuant to Transportation Code, §643.101(b), the department is to consider the class and size of the vehicle and the persons or cargo transported in setting the insurance requirement. The rules set the minimum level of liability insurance for household goods carriers with gross weight of 26,000 pounds or less at $300,000 combined single limit (CSL). This figure was selected based on the research conducted by the Motor Carrier Division, which is summarized below.

In 1995 the department required motor carriers to maintain a minimum liability insurance of $500,000 CSL for commercial vehicles over 26,000 pounds operated in Texas. Household goods carriers operating vehicles 26,000 pounds or less were not required to register as motor carriers under the same provisions and therefore, the department was not required to establish a minimum insurance requirement. These types of household goods carriers were required to maintain the minimum liability insurance levels required of all vehicles under Transportation Code, §601.072. Transportation Code, §601.007 exempts vehicles that are required to register under Transportation Code, §643.051 from the liability requirements of Transportation Code, Chapter 601.

Pursuant to Transportation Code, Chapter 601, the state mandated minimum insurance coverage for vehicles that are not required to register under the motor carrier provisions is $20,000 for bodily injury or death to one person, $40,000 for bodily injury or death to two or more persons, and $15,000 for property damage. This minimum level of insurance is inadequate for a regulated commercial activity.

A look at 16 states revealed that only Florida has lower requirements than the current liability insurance limit for household goods carriers weighing 26,000 pounds or less. Several states have set their minimum limits by using the existing federal requirements. The federal regulations found at 49 CFR §387.303 set the minimum vehicle liability insurance amounts for motor carriers operating in interstate commerce by weight of the vehicle. The federal regulations require vehicles weighing under 10,000 pounds to have a minimum of $300,000 CSL. Vehicles weighing over 10,000 pounds have a minimum federal limit of $750,000 CSL. The department’s proposed rule that requires household goods carriers operating vehicles weighing 26,000 pounds or less, intrastate only, to carry a $300,000 CSL liability insurance policy complies with the state statute which mandates that the minimum liability levels not exceed the federal requirements.

Large amounts of crash data are available, but the department was unable to find any accident rate studies specific to household goods carriers; therefore, very limited financial loss information is available. National statistics between 1975-2004 support that vehicles weighing 26,000 pounds or less incur as high an incident rate as do the larger trucks. The Insurance Institute for Highway Safety shows that while the death rate for occupants in passenger cars has declined 12% in the last 30 years the death rate for occupants in light trucks has increased 57%. This indicates that light trucks are involved in serious accidents that result in significant loss to the injured party. The existing minimum liability insurance requirements of Transportation Code, §601.072, are not sufficient to cover the costs of the at-fault party involved in a serious accident.

As stated, the language setting the minimum liability insurance at $300,000 was incorrectly included in the adoption filed April 28, 2006. This amendment proposes the same language and provides the justification for how the minimum liability insurance level was selected.

Proposed amendments to §18.32(c) delete information regarding where and how Type B household goods carriers must carry registration certificates.

FISCAL NOTE

James Bass, Chief Financial Officer, has determined that for each year of the first five years the amendments as proposed are in effect, there will be minimal fiscal implications for state or local governments as a result of enforcing or administering the amendments. There may be a moderate economic cost for persons required to comply with the sections as proposed. The fiscal impact is due to the establishment of a new minimum liability insurance requirement as required by recently enacted legislation.

The possible economic cost to persons who are required to comply with the rule as proposed will be as follows. It is anticipated that, during the next five fiscal years, annual liability insurance premiums will be approximately 39% higher than the current rates. This figure is based on estimates the department received from insurance agents questioned during the drafting of the proposed amendments. Due to the many factors that affect insurance premiums it is difficult to give a firm premium figure. Some of the factors used to set the insurance premium include: location, type of vehicle, loss history, financial strength, longevity of the business, and safety procedures. Each of these factors can have a substantial impact to either decrease or increase the actual premium, therefore, the department's estimate of 39% will not necessarily translate to the cost of the additional insurance for the entities required to comply with these provisions. In addition, it is unknown if these entities currently carry only the minimum liability insurance required. The department received information during the public hearing that many household goods carriers maintained liability insurance in amounts above that required by rule.

Carol Davis, Director, Motor Carrier Division, has certified that there will be no impact on local economies or overall employment as a result of enforcing or administering the amendments.

PUBLIC BENEFIT

Ms. Davis has also determined that for each of the first five years the sections are in effect, the public benefit anticipated as a result of enforcing or administering the amendments will be the implementation of the legislation referenced in this preamble and increased protection to the traveling public. The costs involved for the traveling public who are involved in vehicle accidents include medical expenses, property damage, and loss of life. Additional insurance coverage is needed to offset the potential economic loss to the general public involved in an accident with household goods carriers.

There will be a moderate economic effect on small businesses. The department has reviewed the requirements of Government Code, §2006.002 and has determined that it is not feasible, considering the purpose of the statute under which these rules are proposed, to reduce the effect on small and micro-businesses. Transportation Code, §643.051 was amended to require all household goods carriers comply with the same motor carrier registration requirements. To provide an alternative reporting system, establish a separate compliance process, or exempt small and micro businesses from the requirements would be in effect returning to the process in place prior to the statutory change.

The insurance estimates obtained by the department show a $367 increase in the annual liability premium per vehicle as a result of raising the minimum requirement from $55,000 CSL to $300,000 CSL. Based on this figure the department has determined that a household goods carrier operating three vehicles weighing 26,000 pounds or less will have an approximately $1,100 annual increase in liability insurance premiums. A household goods carrier operating seven vehicles weighing 26,000 pounds or less will have an approximately $2,600 annual increase and a carrier with thirty vehicles will have an approximately $11,010 annual increase in premiums.

Pursuant to Government Code, §2006.002(c)(2), the department has compared the cost of compliance for the smallest businesses with the cost for the largest businesses affected by the proposed rule by using the cost for each $100 in sales. Each motor carrier, including all household goods carriers, is required to file an annual report that includes the total number of shipments transported by the carrier. Based on these figures, the department identified 23 small carriers that reported under 10 shipments and 47 large carriers that reported more than 1,450 shipments. The department contacted these 70 carriers to determine the number of vehicles they operate that will be affected by the proposed rule and their annual gross revenue. From the responses, the department determined the smallest and largest businesses affected by the proposed rule.

The three smallest businesses that will be affected by the proposed rule operate one vehicle that weighs less than 26,000 pounds. The cost to the smallest business per $100 of sales/gross revenue will be $8.09 based on a gross annual revenue of $4,537. The cost to the second smallest, with $13,800 in annual sales, will be $2.66 per $100 in sales. The third smallest business will have a cost of $.49 per $100 in sales based on their annual revenue of $75,000.

The largest businesses offer a wide variety of services related to the moving industry including household goods movers using vehicles that weigh less than 26,000 pounds. The three largest businesses identified include one that operates 31 trucks under 26,000 pounds and has an annual revenue of $4,190,894. The cost per $100 in sales for this company will be $.27. Another large company operates 30 vehicles affected by the proposed rule. The cost to this company will be $.09 based on annual sales of $12,000,000. The largest company reviewed has an annual gross revenue of $688,300,000. This company operates 21 qualifying vehicles and will see a cost of $.001 per $100 in sales.

PUBLIC HEARING

Pursuant to the Administrative Procedure Act, Government Code, Chapter 2001, the Texas Department of Transportation will conduct a public hearing to receive comments concerning the proposed rules. The public hearing will be held at 9:30 a.m. on August 22, 2006, in the first floor hearing room of the Dewitt C. Greer State Highway Building, 125 East 11th Street, Austin, Texas and will be conducted in accordance with the procedures specified in 43 TAC §1.5. Those desiring to make comments or presentations may register starting at 9:00 a.m. Any interested persons may appear and offer comments, either orally or in writing; however, questioning of those making presentations will be reserved exclusively to the presiding officer as may be necessary to ensure a complete record. While any person with pertinent comments will be granted an opportunity to present them during the course of the hearing, the presiding officer reserves the right to restrict testimony in terms of time and repetitive content. Organizations, associations, or groups are encouraged to present their commonly held views and identical or similar comments through a representative member when possible. Comments on the proposed text should include appropriate citations to sections, subsections, paragraphs, etc. for proper reference. Any suggestions or requests for alternative language or other revisions to the proposed text should be submitted in written form. Presentations must remain pertinent to the issues being discussed. A person may not assign a portion of his or her time to another speaker. Persons with disabilities who plan to attend this meeting and who may need auxiliary aids or services such as interpreters for persons who are deaf or hearing impaired, readers, large print or Braille, are requested to contact Randall Dillard, Director, Public Information Office, 125 East 11th Street, Austin, Texas 78701-2483, (512) 463-8588 at least two working days prior to the hearing so that appropriate services can be provided.

SUBMITTAL OF COMMENTS

Written comments on the amendments may be submitted to Carol Davis, Director, Motor Carrier Division, Texas Department of Transportation, 125 East 11th Street, Austin, Texas 78701-2483. The deadline for receipt of comments is 5:00 p.m. on September 11, 2006.

Subchapter A. GENERAL PROVISIONS

43 TAC §18.2

STATUTORY AUTHORITY

The amendments are proposed under Transportation Code, §201.101, which provides the commission with the authority to establish rules for the conduct of the work of the department, and more specifically, Transportation Code, §643.003, which authorizes the department to adopt rules to administer Chapter 643 regarding motor carrier registration.

CROSS REFERENCE TO STATUTE

Transportation Code, Chapter 643.

§18.2.Definitions.

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.

(1) - (5) (No change.)

(6) Commercial motor vehicle--

(A) (No change.)

(B) Does not include:

(i) - (ii) (No change.)

(iii) a vehicle registered with the Railroad Commission under [ Texas ] Natural Resources Code, §113.131 and §116.072;

(iv) - (vii) (No change.)

(7) Commercial school bus--A motor vehicle owned by a motor carrier that is:

(A) - (C) (No change.)

(D) complies with Transportation Code , Chapter 548; and

(E) (No change.)

(8) - (36) (No change.)

(37) Registration receipt--A receipt issued to the registrant by its registration state after the requirements of 49 CFR[ , ] Part 367 have been met.

(38) Registration state--A state where the registrant maintains a valid single state registration as defined in 49 CFR[ , ] Part 367.

(39) - (50) (No change.)

[ (51) Type B household goods carrier--A household goods carrier that does not use a motor vehicle or combination of vehicles with a gross weight, registered weight, or gross weight rating in excess of 26,000 pounds.]

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on July 28, 2006.

TRD-200603967

Bob Jackson

Interim General Counsel

Texas Department of Transportation

Earliest possible date of adoption: September 10, 2006

For further information, please call: (512) 463-8683


Subchapter B. MOTOR CARRIER REGISTRATION

43 TAC §§18.13, 18.14, 18.16

STATUTORY AUTHORITY

The amendments are proposed under Transportation Code, §201.101, which provides the commission with the authority to establish rules for the conduct of the work of the department, and more specifically, Transportation Code, §643.003, which authorizes the department to adopt rules to administer Chapter 643 regarding motor carrier registration.

CROSS REFERENCE TO STATUTE

Transportation Code, Chapter 643.

§18.13.Application for Motor Carrier Registration.

(a) Form of application. An application for motor carrier registration must be filed with the department's Motor Carrier Division and [ except as provided in subsection (i) of this section, ] must be in the form prescribed by the director and must contain, at a minimum, the following information.

(1) - (12) (No change.)

(b) - (c) (No change.)

(d) Disposition of application.

(1) Approval. An applicant meeting the requirements of this section and whose registration is approved will be issued the following documents.

(A) (No change.)

(B) Insurance cab card. The department will issue an original insurance cab card listing all vehicles to be operated under the carrier's certificate of registration. The insurance cab card shall be continuously maintained at the registrant's principal place of business. The insurance cab card will be valid for the same period as the motor carrier's certificate of registration and will contain information regarding each vehicle registered by the motor carrier. [ This subparagraph does not apply to Type B household goods carriers. ]

(i) - (vi) (No change.)

(2) (No change.)

(e) (No change.)

(f) Supplement to original application. A motor carrier required to register under this section shall submit a supplemental application under the following circumstances.

(1) (No change.)

(2) Change of name. A motor carrier that changes its name shall file a supplemental application for registration no later than the effective date of the change. The motor carrier shall include evidence of insurance or financial responsibility in the new name and in the amounts specified by §18.16 of this subchapter. A motor carrier that is a corporation must have its name change approved by the Texas Secretary of State before filing a supplemental application. A motor carrier incorporated outside the state [ State ] of Texas must complete the name change under the law of its state of incorporation before filing a supplemental application.

(3) - (7) (No change.)

(g) - (h) (No change.)

[(i) Type B household goods carriers. An application for motor carrier registration submitted by a Type B household goods carrier shall be in the form prescribed by the director. ]

[ (1) The carrier's application must contain all the information described in subsection (a) of this section, except for the information specified in subsection (a)(5) and (7) of this section.]

[ (2) The carrier's application must be accompanied by a $100 application fee.]

[ (3) The carrier's application must be accompanied by proof of financial responsibility for cargo loss or damage and by the filing fee specified in §18.16 of this subchapter.]

[ (4) The carrier's application must include a statement certifying that the carrier:]

[ (A) is in compliance with Transportation Code, Chapter 601; and]

[ (B) if the carrier maintains an automobile liability insurance policy to comply with Transportation Code, Chapter 601, then the policy is an enforceable commercial or business automobile liability insurance policy.]

[ (5) The department will issue an original certificate of registration, which must be continuously maintained at the registrant's principal place of business.]

[ (6) A carrier shall carry a copy of its certificate of registration either in the cab of each vehicle or in each trailer used for the transportation of household goods.]

[ (7) The carrier shall notify the department in writing when it discontinues operations as a transporter of household goods.]

[ (8) On demand by a department-certified inspector or any other authorized government personnel, the driver shall present the certificate of registration maintained in the vehicle.]

[ (9) The certificate of registration is continuously in effect until suspended or revoked by the department. A motor carrier may voluntarily cancel the certificate of registration by submitting a supplemental application or written request.]

[ (10) Any erasure, alteration, or unauthorized use of a certificate of registration renders it void.]

(i) [ (j) ] Substitute vehicles leased from leasing businesses. A registered motor carrier is not required to comply with the provisions of subsection (e) of this section for a substitute vehicle leased from a business registered under §18.19 of this subchapter. A motor carrier is not required to carry proof of registration as described in subsection (d) of this section if a copy of the lease agreement for the originally leased vehicle is carried in the cab of the temporary replacement vehicle.

§18.14.Expiration and Renewal of Commercial Motor Vehicle Registration.

(a) Expiration and renewal dates.

(1) A motor carrier with annual or biennial registration [ , other than a Type B household goods carrier, ] will be assigned a date for the expiration and renewal of its motor carrier registration according to the last digit of the carrier's certificate of registration number, as outlined in the following chart:

Figure: 43 TAC §18.14(a)(1) (No change.)

[ (2) Certificates of registration for Type B household goods carriers remain in effect until suspended or revoked.]

(2) [ (3) ] 90 day certificates of registration are valid for 90 calendar days from the effective date.

(3) [ (4) ] Seven day certificates of registration are valid for seven calendar days from the effective date.

(b) Registration renewal.

(1) Approximately 60 days before the expiration of registration, the department will mail or send electronically a renewal notice to each registered motor carrier with annual or biennial registration [ , other than a Type B household goods carrier ]. The notice will be mailed to the carrier's last known address according to the division's records. Failure to receive the notice does not relieve the registrant of the responsibility to renew. A motor carrier must ensure that the department receives the renewal at least 15 days prior to the renewal date specified in subsection (a) of this section. A supplement to an application for motor carrier registration renewal must:

(A) - (C) (No change.)

(2) - (5) (No change.)

§18.16.Insurance Requirements.

(a) Automobile liability insurance requirements.

[ (1) ] A motor carrier[ , other than a Type B household goods carrier, ] must file proof of commercial automobile liability insurance with the department on a form acceptable to the director for each vehicle required to be registered under this subchapter. The motor carrier must carry and maintain automobile liability insurance that is combined single limit liability for bodily injury to or death of an individual per occurrence, loss or damage to property (excluding cargo) per occurrence, or both. Extraneous information will not be considered acceptable, and the department may reject proof of commercial automobile liability insurance if it is provided in a format that includes information beyond what is required. Minimum insurance levels are indicated in the following table.

Figure: 43 TAC §18.16(a)

[ Figure: 43 TAC §18.16(a)(1) ]

[ (2) Type B household goods carriers shall comply with the applicable requirements of Transportation Code, Chapter 601. If a Type B household goods carrier maintains an automobile liability insurance policy to comply with Transportation Code, Chapter 601, the policy must be an enforceable commercial or business automobile liability insurance policy.]

(b) - (d) (No change.)

(e) Filing proof of insurance with the department.

(1) Forms.

(A) A motor carrier [ , other than a Type B household goods carrier, ] shall file and maintain proof of automobile liability insurance for all vehicles required to be registered under this subchapter at all times. This proof shall be filed on a form acceptable to the director.

(B) - (C) (No change.)

(2) - (3) (No change.)

(4) Acceptable filings. The department will not accept an insurance policy or certificate of insurance unless it is issued by an insurance company licensed and authorized to do business in the state [ State ] of Texas. It must be in a form prescribed or approved by the DOI and signed or countersigned by an authorized agent of the insurance company. The department will accept a certificate of insurance issued by a surplus lines insurer that meets the requirements of Insurance Code, Article 1.14-2, and rules adopted by the DOI under that article.

(f) - (i) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on July 28, 2006.

TRD-200603968

Bob Jackson

Interim General Counsel

Texas Department of Transportation

Earliest possible date of adoption: September 10, 2006

For further information, please call: (512) 463-8683


Subchapter C. RECORDS AND INSPECTIONS

43 TAC §18.32

STATUTORY AUTHORITY

The amendments are proposed under Transportation Code, §201.101, which provides the commission with the authority to establish rules for the conduct of the work of the department, and more specifically, Transportation Code, §643.003, which authorizes the department to adopt rules to administer Chapter 643 regarding motor carrier registration.

CROSS REFERENCE TO STATUTE

Transportation Code, Chapter 643.

§18.32.Motor Carrier Records.

(a) - (b) (No change.)

(c) Proof of motor carrier registration.

(1) Except as provided in paragraph [ paragraphs (1) and ] (2) of this subsection, every motor carrier shall maintain a copy of its current registration listing in the cab of each registered vehicle at all times. A motor carrier shall make available to a certified inspector or any law enforcement officer a copy of the current registration listing upon request.

[ (1) A Type B household goods carrier shall maintain a copy of its certificate of registration in either the cab of each power unit or each trailer operated on its behalf at all times. A Type B household goods carrier shall make available and accessible to a certified inspector or any law enforcement officer a copy of the current certificate of registration.]

(2) (No change.).

(d) - (e) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on July 28, 2006.

TRD-200603969

Bob Jackson

Interim General Counsel

Texas Department of Transportation

Earliest possible date of adoption: September 10, 2006

For further information, please call: (512) 463-8683


Chapter 31. PUBLIC TRANSPORTATION

The Texas Department of Transportation (department) proposes amendments to §31.3, definitions, new §31.17, concerning the job access and reverse commute program, and new §31.18 concerning the new freedom program.

EXPLANATION OF PROPOSED AMENDMENTS AND NEW SECTIONS

Title 49, USC §5316, as added by the Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users, (Pub. L. No. 109-59) (2005) (SAFETEA-LU), authorizes the U.S. Secretary of Transportation to make available grants to support employment and employment-related public transportation activities under a program called "Job Access and Reverse Commute" (JARC).

Title 49, USC §5317, as added by SAFETEA-LU, authorizes the U.S. Secretary of Transportation to make available grants for public transportation projects that provide new public transportation services and public transportation alternatives beyond those currently required by the Americans with Disabilities Act of 1990 (ADA) that assist individuals with disabilities with transportation including transportation to and from jobs and employment support services. The program is called New Freedom (NF).

For urbanized areas less than 200,000 population and for rural areas, the governor of Texas (governor) has delegated project selection and grant administration for these programs to the Texas Transportation Commission (commission). The commission proposes the adoption of rules concerning project selection and the administration of the JARC and NF programs to implement federal laws and regulations and permit the commission to award grants.

Existing §31.3, Definitions, is amended to include new terms used in §31.17 and §31.18. Definitions are taken from federal statute or other guidance published by the Federal Transit Administration. The definitions are renumbered to accommodate the alphabetical inclusion of the terms.

New §31.3(16), Employment-related transportation, describes assistance to individuals in job search (interviews, trips to employment offices), job preparation (college or vocational training classes) and support activities such as taking children to daycare.

New §31.3(30), Job access project, defines public transportation related to the development and maintenance of transportation services designed to transport welfare recipients and eligible low-income individuals to and from jobs and employment-related destinations.

New §31.3(36), Low-income individual, is a person whose family income is at or below 150 percent of the poverty line (as that term is defined in §673(2) of the Community Services Block Grant Act (42 USC §9902(2)) for a family of the size involved, or as otherwise defined by 49 USC §5316, the Job Access and Reverse Commute program.

New §31.3(37), Mobility management, means short-range planning and management activities and projects for improving coordination among public transportation and other transportation services providers. Typically these activities are carried out by transit agencies or their subcontractors through an agreement with a person, including a governmental entity. Mobility management excludes operating public transportation services.

New §31.3(40), New public transportation service, with respect to the NF program, defines new services that: (1) are targeted toward people with disabilities; (2) meet the intent of the NF program by removing barriers to transportation and assisting persons with disabilities with transportation, including transportation to and from jobs and employment services; and (3) were not included in a Transportation Improvement Program or Statewide Transportation Improvement Program prior to August 10, 2005.

New §31.3(63), Reverse commute project, defines transportation of residents of urbanized areas and other than urbanized areas to suburban employment opportunities, or as otherwise defined by 49 USC §5316, the Job Access and Reverse Commute program.

New §31.3(82), Welfare recipient, defines an individual who has received assistance under a state or tribal program funded under part A of Title IV of the Social Security Act at any time during the previous three-year period, or as otherwise defined by 49 USC §5316, the Job Access and Reverse Commute program.

In developing new §31.17 and new §31.18, the department draws from the federal statute, the Federal Transit Administration's Interim Guidance on Implementation, published in the Federal Register , 71 Fed. Reg. 13,456 (March 15, 2006), and the department's existing rules for federal program administration contained in Title 43, Chapter 31, Subchapter C.

Section 31.17(a), Purpose, identifies the JARC federal law, states it purpose, and also states that the commission has been designated by the governor to administer the program in areas less than 200,000 population.

Section 31.17(b), Goal and objectives, states the department's goals and objectives for promoting public transportation services targeted to employment transportation in accordance with the Federal Transit Administration's guidance on implementing the program.

Section 31.17(c), Department role, states that the department will act as the designated recipient for funds for areas less than 200,000 population, while allowing subrecipients to retain control over daily operations.

Section 31.17(d), Project types, provides an illustrative list of projects that JARC grants may fund. The JARC project types detail elements included in these programs so that project sponsors will have an understanding of eligible project types.

Section 31.17(e), Eligible subrecipients, mirrors the language in 49 USC §5316 which lists eligible subrecipients as state agencies, local governmental authorities, private nonprofit organizations, and operators of public transportation services. Private for-profit businesses may participate as a contractor to a subrecipient. Applicants who are subrecipients of public transportation funds through another department program must be in good standing with the department as defined in §31.3.

Section 31.17(f), Eligible assistance categories, lists state administrative expenses, capital expenses, project administration expenses, planning expenses, marketing expenses and operating expenses as eligible for reimbursement and gives the percentage of federal and non-federal match required for each category.

Section 31.17(g), Ineligible expenses, lists those costs that are not reimbursable, which includes construction expenses, except for minor passenger amenities, extended vehicle warranties, purchase and/or maintenance of vehicles for private use, and other expenses prohibited by the Federal Transit Administration.

Section 31.17(h), Local share requirements, states that other U.S. Department of Transportation funds cannot be used for the local (non-federal) match requirement. Eligible match sources include local, state and federal programs, including funds disbursed from the Texas Workforce Commission, local workforce development boards, human services agencies and the Medicaid Medical Transportation Program. Documented in-kind services related to a proposed JARC project are eligible with prior department approval. The subsection clarifies that fares cannot be used for local match but must, instead, reduce the net operating expense.

Section 31.17(i), Planning requirement, reflects the federal requirement for prioritized JARC projects to be derived from a locally developed, coordinated public transit-human services transportation plan. It is anticipated that the regional service planning process will be used to meet the requirements of the local coordinated planning process.

Section 31.17(j), Allocation of funds, allows the department to use up to 10% of the federal apportionment to urbanized areas less than 200,000 population and to nonurbanized areas for administrative, planning and technical assistance activities associated with JARC. The commission will competitively award the remaining funds. The department will issue a call for projects in the Texas Register . The subsection lists the content of the Texas Register notice. Funds from one category (urbanized area less than 200,000 population or nonurbanized area) shall not be moved to the other, without a certification from the governor. The origination location of the riders shall be the basis for determining which apportionment is used to fund a particular project.

Section 31.17(k), Grant award, states that the department will enter into a grant agreement with individual subrecipients. The commission has expressed its commitment to a plan to improve transportation in Texas. The plan has five goals: 1) reduce congestion; 2) enhance safety; 3) expand economic opportunity; 4) improve air quality; and, 5) increase the value of transportation assets. The subsection enumerates the criteria that the commission will use in awarding grant funds in a manner that facilitates the goals of the plan. Failure to expend funds in a timely manner may cause the department to terminate the grant and re-award the balance of funds to another project.

Section 31.17(l), Vehicle leasing, permits subrecipients to lease vehicles to other entities, with prior department approval, such as local public bodies or agencies, private non-profit organizations and private for-profit businesses, as long as the purpose of the JARC project is carried out by this entity. The subrecipient is responsible for ensuring the lessee follows all applicable laws and regulations.

Section 31.17(m), Incidental vehicle use, allows vehicles to be used for other purposes, and to accommodate riders not engaged in employment activities, when such activities/riders do not interfere with employment transportation purposes.

Section 31.17(n), Disposition of vehicles at end of the grant, states that vehicles purchased with JARC funds may be transferred to another subrecipient in accordance with state and federal disposition requirements.

Section 31.18(a), Purpose, identifies the New Freedom federal law, states its purpose, and also states that the commission has been designated by the governor to administer the program in areas with less than 200,000 population.

Section 31.18(b), Goal and objectives, states the department's goal and objectives for the NF program. These projects shall provide new public transportation services and public transportation alternatives beyond those currently required by the Americans with Disabilities Act of 1990 (ADA) that assist individuals with disabilities with transportation including transportation to and from jobs and employment support services.

Section 31.18(c), Department role, stipulates that the department will act as the designated recipient for funds for areas with less than 200,000 population, while allowing subrecipients to retain control over daily operations.

Section 31.18(d), Project types, provides an illustrative list of projects that NF grants may fund. The projects listed are examples of new public transportation services and public transportation alternatives beyond those currently required by the Americans with Disabilities Act of 1990 (ADA) that assist individuals with disabilities with transportation, including transportation to and from jobs and employment support services.

Section 31.18(e), Eligible subrecipients, mirrors the language in 49 USC §5317 which lists eligible subrecipients as state agencies, local governmental authorities, private nonprofit organizations, and operators of public transportation services. Private for-profit businesses may participate as a contractor to a subrecipient. Applicants who are subrecipients of public transportation funds through another department program must be in good standing with the department as defined in §31.3.

Section 31.18(f), Eligible assistance categories, lists state administrative expenses, capital expenses, project administration expenses, and operating expenses as eligible for reimbursement and gives the percentage of federal and non-federal match required for each category.

Section 31.18(g), Ineligible expenses, lists those costs that are not reimbursable, including extended vehicle warranties, purchase and/or maintenance of private use vehicles, and other FTA prohibited expenses.

Section 31.18(h), Local share requirements, states that other U.S. Department of Transportation funds cannot be used for the local (non-federal) match requirement. Eligible match sources include local, state, and federal programs, including funds disbursed from the Texas Workforce Commission, local workforce development boards, human services agencies and the Medicaid Medical Transportation Program. Documented in-kind services related to the NF project are eligible with prior department approval. The subsection clarifies that fares cannot be used for local match but must, instead, reduce the net operating expense.

Section 31.18(i), Planning requirement, reflects the federal requirement for prioritized NF projects to come from a locally developed, coordinated public transit-human services transportation plan. It is anticipated that the regional service planning process will be used to meet the requirements of the local coordinated planning process.

Section 31.18(j), Allocation of funds, allows the department to use up to 10% of the federal apportionment to urbanized areas with less than 200,000 population and to nonurbanized areas for administrative, planning, and technical assistance activities associated with NF. The commission will competitively award the remaining funds. The department will issue a call for projects in the Texas Register . The subsection lists the content of the Texas Register notice. Funds from one category (urbanized area less than 200,000 population or nonurbanized area) shall not be moved to the other. The origination location of the riders shall be the basis for determining which apportionment is used to fund a particular project.

Section 31.18(k), Grant award, states that the department will enter into a grant agreement with individual subrecipients. The commission has expressed its commitment to a plan to improve transportation in Texas. The plan has five goals: 1) reduce congestion; 2) enhance safety; 3) expand economic opportunity; 4) improve air quality; and, 5) increase the value of transportation assets. The subsection enumerates the criteria that the commission will use in awarding grant funds in a manner that facilitates the goals of the plan. Failure to expend funds in a timely manner may cause the department to terminate the grant and re-award the balance of funds to another project.

Section 31.18(l), Vehicle leasing, permits subrecipients to lease vehicles to other entities, with prior department approval, such as local public bodies or agencies, private non-profit organizations, and private for-profit businesses, as long as the purpose of the NF project is carried out by this entity. The subrecipient is responsible for ensuring the lessee follows all applicable laws and regulations.

Section 31.18(m), Incidental vehicle use, allows vehicles to be used for other purposes, and to accommodate able-bodied persons, when such activities/riders do not interfere with transportation opportunities specifically designed for persons with disabilities.

Section 31.18(n), Disposition of vehicles at end of the grant, states that vehicles purchased with NF funds may be transferred to another subrecipient in accordance with state and federal disposition requirements.

The Public Transportation Advisory Committee (PTAC) met on June 28, 2006 to review the draft rules. PTAC met on July 13, 2006 and by motion recommended to the commission that the proposed amended and new rules be published in the Texas Register .

FISCAL NOTE

James Bass, Chief Financial Officer, has determined that for each of the first five years the amendments and new sections as proposed are in effect, there will be fiscal implications for state or local governments as a result of enforcing or administering the amendments and new sections. SAFETEA-LU provides authorized funding for its formula programs, including JARC and NF programs, for federal fiscal years 2006 through 2009. These authorized levels will provide new federal funds of approximately $7.9 million to $9.2 million annually. With the exception of 10% of authorized funds used for department administration of the program, the funds will be made available to subrecipients in the form of competitive grants. Funds apportionment for FY 2006 will be combined and distributed along with funds for FY 2007. There are no anticipated economic costs for persons required to comply with the sections as proposed.

Eric Gleason, Director, Public Transportation Division, has certified that there will be no significant impact on local economies or overall employment as a result of enforcing or administering the amendments and new sections.

PUBLIC BENEFIT

Mr. Gleason has also determined that for each year of the first five years the sections are in effect, the public benefit anticipated as a result of enforcing or administering the amendments and new sections will be improved transportation services for welfare recipients and low income individuals for employment opportunities, including to suburban areas, and improved transportation services and facilities for persons with disabilities. There will be no adverse economic effect on small businesses.

PUBLIC HEARING

Pursuant to the Administrative Procedure Act, Government Code, Chapter 2001, the Texas Department of Transportation will conduct a public hearing to receive comments concerning the proposed rules. The public hearing will be held at 1:30 p.m. on August 30, 2006, in the first floor hearing room of the Dewitt C. Greer State Highway Building, 125 East 11th Street, Austin, Texas and will be conducted in accordance with the procedures specified in 43 TAC §1.5. Those desiring to make comments or presentations may register starting at 1:00 p.m. Any interested persons may appear and offer comments, either orally or in writing; however, questioning of those making presentations will be reserved exclusively to the presiding officer as may be necessary to ensure a complete record. While any person with pertinent comments will be granted an opportunity to present them during the course of the hearing, the presiding officer reserves the right to restrict testimony in terms of time and repetitive content. Organizations, associations, or groups are encouraged to present their commonly held views and identical or similar comments through a representative member when possible. Comments on the proposed text should include appropriate citations to sections, subsections, paragraphs, etc. for proper reference. Any suggestions or requests for alternative language or other revisions to the proposed text should be submitted in written form. Presentations must remain pertinent to the issues being discussed. A person may not assign a portion of his or her time to another speaker. Persons with disabilities who plan to attend this meeting and who may need auxiliary aids or services such as interpreters for persons who are deaf or hearing impaired, readers, large print or Braille, are requested to contact Randall Dillard, Director, Public Information Office, 125 East 11th Street, Austin, Texas 78701-2483, (512) 463-8588 at least two working days prior to the hearing so that appropriate services can be provided.

SUBMITTAL OF COMMENTS

Written comments on the amendments and new sections may be submitted to Eric Gleason, Director, Public Transportation Division, Texas Department of Transportation, 125 East 11th Street, Austin, Texas 78701-2483. The deadline for receipt of comments is 5:00 p.m. on September 11, 2006.

Subchapter A. GENERAL

43 TAC §31.3

STATUTORY AUTHORITY

The amendments are proposed under Transportation Code, §201.101, which provides the commission with the authority to establish rules for the conduct of the work of the department.

CROSS REFERENCE TO STATUTE

Transportation Code, §201.101 and Chapter 461.

§31.3.Definitions.

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise:

(1) - (6) (No change.)

(7) Common rule--49 CFR[ , ] Part 18, Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments.

(8) - (15) (No change.)

(16) Employment-related transportation--Transportation to support services that assist individuals in job search or job preparation. Trips to daycare centers, one-stop workforce centers, jobs interviews, and vocational training are examples.

(17) [ (16) ] Equipment--Tangible, nonexpendable, personal property having a useful life of more than one year and an acquisition cost of $5,000 or more per unit.

(18) [ (17) ] Executive director--The chief executive officer of the department.

(19) [ (18) ] Fatality--A death that results from an incident and that occurs within 30 days following the incident.

(20) [ (19) ] Federally funded project--A public transportation project that is being funded in part under the provisions of the Federal Transit Act, as amended, 49 USC §5301 et seq., the Federal-Aid Highway Act of 1973, as amended, 23 USC §101 et seq., or any other federal program for funding public transportation.

(21) [ (20) ] Fiscal year--The state accounting period of 12 months that begins on September 1 of each calendar year and ends on August 31 of the following calendar year.

(22) [ (21) ] FRA--The Federal Railroad Administration, an agency of the United States Department of Transportation.

(23) [ (22) ] FTA--The Federal Transit Administration, an agency of the United States Department of Transportation.

(24) [ (23) ] Good standing--A status indicating that the department's director of public transportation has not sent a letter to an entity signifying the entity is in noncompliance with any aspect of a program.

(25) [ (24) ] Hazard--Any real or potential condition (as defined in the rail transit agency's hazard management process) that can cause injury, illness, or death; damage to or loss of a system, equipment or property; or damage to the environment.

(26) [ (25) ] Incident--An intentional or unintentional act that occurs on or in association with transit-controlled property and that threatens or affects the safety or security of an individual or property.

(27) [ (26) ] Individual--A passenger; employee; contractor; other rail transit facility worker; pedestrian; trespasser; or any person on rail transit controlled property.

(28) [ (27) ] Injury--Any physical damage or harm that occurs to an individual as a result of an incident and that requires immediate medical attention away from the scene.

(29) [ (28) ] Investigation--The process used to determine the causal and contributing factors of an accident or hazard, so that actions can be identified to prevent recurrence.

(30) Job access project--A public transportation project relating to the development and maintenance of transportation services designed to transport welfare recipients and eligible low-income individuals to and from jobs and activities related to their employment, or as otherwise defined by 49 USC §5316, the Job Access and Reverse Commute program.

(31) [ (29) ] Like-kind exchange--The trade-in or sale of a transit vehicle before the end of its useful life to acquire a replacement vehicle of like kind.

(32) [ (30) ] Local funds--Directly generated funds, as defined in the latest edition of the Federal Transit Administration National Transit Database Reporting Manual. Examples include, but are not limited to, passenger fares, special transit fares, purchased transportation fares, park and ride revenue, other transportation revenue, charter service revenue, freight tariffs, station and vehicle concessions, advertising revenue, funds dedicated to transit at their source, taxes, cash contributions, contract revenue, general revenue, and in-kind contributions.

(33) [ (31) ] Local governmental entity--Any local unit of government including a city, town, village, municipality, county, city transit department, metropolitan transit authority, or regional transit authority.

(34) [ (32) ] Local public body--Includes cities, counties, and other political subdivisions of states; public agencies; and instrumentalities of one or more states, municipalities, or political subdivisions of states.

(35) [ (33) ] Local share requirement--The amount of funds required and eligible to match federally funded projects for the improvement of public transportation.

(36) Low income individual--An individual whose family income is at or below 150 percent of the poverty line (as that term is defined in section 673(2) of the Community Services Block Grant Act (42 USC §9902(2)), including any revision required by that section, for a family of the size involved, or as otherwise defined by 49 USC §5316, the Job Access and Reverse Commute program.

(37) Mobility management--Consists of short-range planning and management activities and projects for improving coordination among public transportation and other transportation services providers carried out by transit agencies or their subcontractors through an agreement with a person, including a government entity. Mobility management excludes operating public transportation services.

(38) [ (34) ] MPO--Metropolitan Planning Organization, the organization designated by the governor as the responsible entity for transportation planning in urbanized areas over 50,000 in population.

(39) [ (35) ] Net operating expenses--Those expenses that remain after operating revenues are subtracted from eligible operating expenses.

(40) New public transportation service--Service, with respect to the New Freedom program, that:

(A) is targeted toward people with disabilities;

(B) meets the intent of the program by removing barriers to transportation and assisting persons with disabilities with transportation, including transportation to and from jobs and employment services; and

(C) is not included in a Transportation Improvement Program or Statewide Transportation Improvement Program prior to August 10, 2005.

(41) [ (36) ] New starts project--Any rail fixed guideway system funded under FTA's 49 USC §5309 [ U.S.C. 5309 ] discretionary construction program.

(42) [ (37) ] Nonprofit organization--A corporation or association determined by the Secretary of the Treasury of the United States to be an organization described by 26 USC §501(c), one that is exempt from taxation under 26 USC §504(a) or §101, or one that has been determined under state law to be nonprofit and for which the state has received documentation certifying the status of the nonprofit organization.

(43) [ (38) ] Nonurbanized area--An area outside an urbanized area.

(44) [ (39) ] Obligated funds--Monies made available under a valid, unexpired contract between the department and a public transportation subrecipient.

(45) [ (40) ] Operating expenses--Costs directly related to system operations of a transit agency regardless of the category of funding. At a minimum, this definition includes:

(A) fuel, oil, replacement tires, replacement parts that do not meet the criteria for capital items, drivers' and mechanics' salaries and fringe benefits, dispatchers' salaries, and licenses;

(B) maintenance, repair, servicing, and inspection of transit agency property, including both vehicles and other property, whether routine or to remedy the effects of collision damage or vandalism; and

(C) expenses funded with capital or administrative funds, including preventative maintenance, provision of paratransit service under the Americans with Disability Act (ADA), capital cost of contracting, and insurance.

(46) [ (41) ] Passenger operations--The period of time when any aspects of rail transit agency operations are initiated with the intent to carry passengers.

(47) [ (42) ] Private--Pertaining to nonpublic entities. This definition does not include municipalities or other political subdivisions of the state; public agencies or instrumentalities of one or more states; Indian tribes (except private nonprofit corporations formed by Indian tribes); public corporations, boards, or commissions established under the law of any state; or entities subject to control by public authority, whether state or municipal.

(48) [ (43) ] Program standard--A written document developed and distributed by the oversight agency, that describes the policies, objectives, responsibilities, and procedures used to provide rail transit agency safety and security oversight.

(49) [ (44) ] Project--The public transportation activities to be carried out by a subrecipient, as described in its application for funding.

(50) [ (45) ] Property damage--The dollar amount required to replace any vehicle, whether transit or non-transit, and any property or facility damaged during an incident, or to repair it to the condition of the property or facility [ a state equivalent to the state ] that existed before the incident.

(51) [ (46) ] Public transportation--Transportation of passengers and their hand-carried packages or baggage on a regular or continuing basis by means of surface or water conveyance. This definition includes fixed guideway transportation and underground transportation, but excludes services provided by aircraft, taxicabs, ambulances, and emergency vehicles.

(52) [ (47) ] Rail transit accident--An incident involving a rail fixed guideway transit vehicle or taking place on rail fixed guideway transit controlled property where one or more of the following occurs:

(A) a [ A ] fatality at the scene; or where an individual is confirmed dead within thirty (30) days of a rail fixed guideway transit-related incident;

(B) injuries [ Injuries ] requiring immediate medical attention away from the scene for two or more individuals;

(C) property [ Property ] damage to rail fixed guideway transit vehicles, non-rail transit vehicles, other rail transit property or facilities and non-transit property that equals or exceeds $25,000;

(D) an [ An ] evacuation due to life safety reasons;

(E) a [ A ] collision at a grade crossing;

(F) a [ A ] main-line derailment;

(G) a [ A ] collision with an individual on a rail fixed guideway right of way; or

(H) a [ A ] collision between a rail fixed guideway transit vehicle and a second rail fixed guideway transit vehicle, or a rail fixed guideway transit non-revenue vehicle.

(53) [ (48) ] Rail transit agency--An entity operating a rail fixed guideway system.

(54) [ (49) ] Rail transit contractor--An entity that performs tasks required on behalf of the oversight or rail transit agency. The fixed guideway system may not be a contractor for the oversight agency.

(55) [ (50) ] Rail transit controlled property--Property that is used by the rail transit agency and may be owned, leased, or maintained by the rail transit agency.

(56) [ (51) ] Rail transit fixed guideway system--Any light, heavy, or rapid rail system, monorail, inclined plane, funicular, trolley, or automated guideway, as determined by the FTA, that:

(A) is not regulated by the Federal Railroad Administration; and

(B) is included in FTA's calculation of fixed guideway route miles or receives funding under FTA's formula program for urbanized areas (49 USC §5336 [ U.S.C. 5336 ]); or

(C) has submitted documentation to FTA indicating its intent to be included in FTA's calculation of fixed guideway route miles to receive funding under FTA's formula program for urbanized areas (49 USC §5336 [ U.S.C. 5336 ]).

(57) [ (52) ] Rail transit passenger--A person who is on board, boarding, or alighting from a rail transit vehicle for the purpose of travel.

(58) [ (53) ] Rail transit vehicle--The rail transit agency's rolling stock, including, but not limited to passenger and maintenance vehicles.

(59) [ (54) ] Real property--Land, including improvements, structures, and appurtenances, but excluding movable machinery and equipment.

(60) [ (55) ] Revenue service--Passenger transportation occurring when a vehicle is available to the general public and there is a reasonable expectation of carrying passengers that directly pay fares, are subsidized by public policy, or provide payment through some contractual agreement. This does not imply that a cash fare must be paid. Vehicles operated in free fare services are considered in revenue service.

(61) [ (56) ] Revenue vehicle--The rolling stock used in providing transit service for passengers. This definition does not include a vehicle used in connection with keeping revenue vehicles in operation, such as a tow truck or a staff car.

(62) [ (57) ] Revenues--Fares paid by riders, including those who are later reimbursed by a human service agency or other user-side subsidy arrangement. This definition includes subscription service fees, whether or not collected on-board a transit vehicle. Payments made directly to the transportation system by a human service agency are not considered to be revenues.

(63) Reverse commute project--A public transportation project designed to transport residents of urbanized areas and other than urbanized areas to suburban employment opportunities, or as otherwise defined by 49 USC §5316, the Job Access and Reverse Commute program.

(64) [ (58) ] Ridership--Unlinked passenger trips.

(65) [ (59) ] Ridesharing activities--Transportation provided by rubber-tired vehicles that carry no fewer than 10 nor more than 15 passengers and that are operated on a nonprofit basis.

(66) [ (60) ] Rural public transportation (RPT)--A generic term used to identify subrecipients who provide service in nonurbanized areas.

(67) [ (61) ] Rural transit district--A political subdivision of the state that provides and coordinates rural public transportation within its boundaries in accordance with the provisions of Transportation Code, Chapter 458.

(68) [ (62) ] Safety--Freedom from harm resulting from unintentional acts or circumstances.

(69) [ (63) ] Security--Freedom from harm resulting from intentional acts or circumstances. Intentional danger includes crimes and must be reported to the department if the intentional act meets the thresholds for notification.

(70) [ (64) ] Stakeholders--All individuals or groups that are potentially affected by transportation decisions. Examples include public agencies, representatives of transportation agency employees or other affected employees, private providers of transportation, non-governmental agencies, local businesses, persons in diverse and traditionally underserved communities, and other interested parties.

(71) [ (65) ] Strategic priorities--Projects that the commission has determined will:

(A) stabilize funding levels;

(B) increase transit operating efficiency or effectiveness as demonstrated by significant cost savings or substantial enhancements to service delivery; or

(C) advance the level of coordination among transportation service providers, and among transportation service providers and health and human services agencies.

(72) [ (66) ] Subrecipient--An entity that receives state or federal transportation funding [ FTA assistance ] from the department, rather than directly from FTA or other state or federal funding source .

(73) [ (67) ] System safety program plan--A document developed by the rail transit agency, describing its safety policies, objectives, responsibilities, and procedures.

(74) [ (68) ] System security plan--A document developed by the rail transit agency describing its security policies, objectives, responsibilities, and procedures.

(75) [ (69) ] Uniform grant and contract management standards--The standards contained in the Texas Administrative Code, Title 1, Chapter 5, Subchapter A, concerning uniform grant and contract management standards for state agencies.

(76) [ (70) ] Unlinked passenger trips--The number of passengers who board public transportation vehicles. A passenger is counted each time the passenger boards a vehicle even though the passenger might be on the same journey from origin to destination.

(77) [ (71) ] Urban transit district--In accordance with Transportation Code, Chapter 458, a local governmental body or a political subdivision of the state that operates a public transportation system in an urbanized area with a population between 50,000 and 200,000, according to the most recent federal census. This definition includes small urban transportation providers under Transportation Code, Chapter 456, that received state money through the department on September 1, 1994.

(78) [ (72) ] Urbanized area--A core area and the surrounding densely populated area with a population of 50,000 or more, with boundaries fixed by the United States Census Bureau.

(79) [ (73) ] Vehicle miles--The miles a vehicle travels while in revenue service, plus deadhead miles. This definition excludes miles a vehicle travels for charter service, school bus service, operator training, or maintenance testing.

(80) [ (74) ] Vehicle revenue hours or miles--The hours or miles a vehicle travels while in revenue service. This definition includes layover and recovery, but excludes travel to and from storage facilities, the training of operators prior to revenue service, road tests, deadhead travel, and school bus and charter service.

(81) [ (75) ] Vehicle utilization--Average daily passenger trips per revenue vehicle, divided by average revenue vehicle capacity. This definition provides a measure of an individual system's ability to use existing seating capacity.

(82) Welfare recipient--An individual who has received assistance under a state or tribal program funded under the Social Security Act, Title IV, Part A, at any time during the previous three year period, or as otherwise defined by 49 USC §5316, the Job Access and Reverse Commute program.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on July 28, 2006.

TRD-200603970

Bob Jackson

Interim General Counsel

Texas Department of Transportation

Earliest possible date of adoption: September 10, 2006

For further information, please call: (512) 463-8683


Subchapter C. FEDERAL PROGRAMS

43 TAC §31.17, §31.18

STATUTORY AUTHORITY

The new sections are proposed under Transportation Code, §201.101, which provides the commission with the authority to establish rules for the conduct of the work of the department.

CROSS REFERENCE TO STATUTE

Transportation Code, §201.101 and Chapter 461.

§31.17.Section 5316 Grant Program.

(a) Purpose. The Federal Transit Act, codified at 49 USC §5316, authorizes the Secretary of the United States Department of Transportation to make grants for public transportation projects for access to jobs and reverse commute purposes. The commission has been designated by the governor to administer the Section 5316 program, known as the Job Access and Reverse Commute program, or JARC, in areas less than 200,000 population.

(b) Goal and objectives. The department's goal in administering the Section 5316 program is to promote the availability of public transportation services targeted to employment and employment-related transportation needs. To achieve this goal, the department's objectives are to:

(1) promote the development of employment transportation services throughout the state, in partnership with local officials, public and private non-profit agencies, and operators of public transportation services;

(2) fully integrate the Section 5316 program with other federal and state programs supporting public, employment, and human service transportation;

(3) foster the development of local, coordinated public and human service transportation service plans from which JARC projects are derived;

(4) support local economic development; and

(5) improve the efficiency and effectiveness of the Section 5316 program through the provision of technical assistance.

(c) Department role. The department acts as the designated recipient for Section 5316 funds apportioned to the state for all urbanized areas less than 200,000 population and all nonurbanized areas. The subrecipient shall retain control of daily operations.

(d) Project types.

(1) Job access projects include:

(A) financing the eligible costs of projects that provide public transportation services targeted to welfare recipients and eligible low-income individuals;

(B) promoting public transportation use by low-income workers, including the use of public transportation by workers with nontraditional work schedules;

(C) promoting the use of employer-provided transportation, including the transit pass benefit program under Section 132 of the Internal Revenue Code of 1986;

(D) supporting mobility management and coordination programs among public transportation providers and other human service agencies providing employment or employment-related transportation services; and

(E) otherwise facilitating or providing transportation for employment or employment-related purposes by welfare recipients and low income persons.

(2) Reverse commute projects include:

(A) subsidizing the costs associated with adding reverse commute bus, train, carpool, van routes, or service from urbanized areas and other than urbanized areas to suburban workplaces;

(B) subsidizing the purchase or lease by a nonprofit organization or public agency of a van or bus dedicated to shuttling employees from their residences to a suburban workplace;

(C) supporting mobility management and coordination programs among public transportation providers and other human service agencies providing employment or employment-related transportation services; and

(D) otherwise facilitating or providing public transportation services to suburban employment opportunities.

(e) Eligible subrecipients.

(1) State agencies, local governmental authorities, private nonprofit organizations, and operators of public transportation services are eligible to receive Section 5316 funds through the department. Private for-profit operators of public transportation services may participate in the program through contracts with eligible subrecipients.

(2) Applicants who are subrecipients of public transportation funds through another program administered by the department must be in good standing with the department as defined in §31.3 of this chapter.

(f) Eligible assistance categories.

(1) State administrative expenses. The department may use up to 10% of the annual federal apportionment for urbanized areas less than 200,000 population and nonurbanized areas to defray the expenses incurred for the planning and administration of the Section 5316 program. State administrative and technical assistance expenses do not require a non-federal match.

(2) Capital expenses.

(A) Eligible items are:

(i) buses, vans, or other paratransit vehicles, fare boxes, wheelchair lifts and restraints;

(ii) equipment for transporting bicycles on public transit vehicles;

(iii) radios and communication equipment;

(iv) equipment installation costs;

(v) vehicle procurement, testing, inspection, and acceptance costs;

(vi) preventive maintenance, including all maintenance costs;

(vii) vehicle rebuilding or overhaul;

(viii) capital and operating support including computer hardware or software, with prior department approval;

(ix) transit-related intelligent transportation systems;

(x) the introduction of new technology, through innovative and improved products, into public transportation;

(xi) passenger shelters, bus stop signs, and similar passenger amenities, with prior department approval;

(xii) mobility management;

(xiii) the lease of vehicles or equipment, provided that the subrecipient, with the concurrence of the department, determines that a lease is more cost effective than purchase after considering management efficiency, availability of equipment, staffing capabilities, and guidelines on capital leases as contained in 49 CFR Part 639;

(xiv) the capital portions of costs for service under contract as described in FTA Circular 9030.1C or its latest published version; and

(xv) the provision of Americans with Disabilities Act of 1990 (ADA) paratransit service directly related to fixed route JARC services, which shall be used only by subrecipients that are in compliance with ADA requirements for both fixed route and demand responsive service.

(B) Reimbursement rates.

(i) federal funds may be used to reimburse up to 80% of eligible capital expenditures;

(ii) the federal share may increase to up to 90% for incremental costs related to compliance with the Clean Air Act or with the ADA; and

(iii) eligibility standards for the higher federal share are defined in FTA Circular 9030.1C, or its latest version.

(3) Project administration. Administrative costs associated with the JARC project are eligible for a federal reimbursement rate of 50%.

(4) Planning activities. The federal reimbursement rate is 80%. Planning activities may include:

(A) studies relating to management, operations, and capital requirements;

(B) evaluation of previously funded projects; and

(C) other similar or related activities prior to and in preparation for the undertaking or improvement of JARC-eligible services.

(5) Marketing projects. The federal reimbursement rate is 80%. Marketing activities may include:

(A) market research;

(B) production of route maps and schedules;

(C) information delivery;

(D) website development;

(E) advertising;

(F) promotion of the use of transit vouchers by welfare recipients and eligible low income individuals; and

(G) promotion of employer-provided transportation, including the Internal Revenue Service's transit pass benefit.

(6) Operating expenses. Operating expenses are reimbursed at 50% of net operating expenses. Operating expenses are those costs directly tied to systems operations. FTA Circular 9030.1C or its latest published version shall be the guide for determining eligible operating expenses. Examples are:

(A) fuel;

(B) oil;

(C) driver, dispatcher, and mechanic salaries; and

(D) purchase of service.

(g) Ineligible expenses include:

(1) construction, except for passenger shelters, signage, and similar passenger amenities specifically approved by the department;

(2) extended vehicle warranties;

(3) purchase and/or maintenance of vehicles intended for private use; and

(4) other FTA-prohibited expenses.

(h) Local share requirements.

(1) Eligible match sources include local, state, or federal programs, including funds disbursed from the Texas Workforce Commission, local workforce development boards, human service agencies, and the Medicaid Medical Transportation Program. Unrestricted federal funds are also eligible as match, such as Temporary Assistance for Needy Families (42 USC 603(a)(5)(C)(vii)). With prior department approval, in-kind contributions, volunteer services, and donations directly attributable to the project are eligible as local share if the value is documented.

(2) Other U.S. Department of Transportation program funds cannot be used as the local share required for Section 5316 grants. Fares cannot be used as match for any expense but must, instead, be used to determine the net operating expense to reduce the amount of requested reimbursement.

(i) Planning requirement.

(1) Projects submitted in response to the department's call for projects must be derived from a locally developed, coordinated public transit-human service transportation plan. The plan must be developed through a process that includes representatives of public, private, and nonprofit transportation and human service providers and participation by the public.

(2) The commission supports the development of regional service plans that respond to the department's charge in Transportation Code, §461.004 to identify:

(A) overlaps and gaps in the provision of public transportation services, including services that could be more effectively provided by existing, privately funded transportation resources;

(B) underused equipment owned by public transportation providers; and

(C) inefficiencies in the provision of public transportation services by any public transportation provider.

(3) The commission anticipates that the regional service planning process will be used to meet the requirements of the local coordinated planning process described in paragraph (1) of this subsection. Regions interested in participating in the JARC program shall develop and prioritize Section 5316 projects in response to the employment transportation deficiencies identified in the regional planning process and documented in the plan.

(4) A JARC project must:

(A) contain goals and objectives;

(B) discuss rider origination location and employment and employment-related destinations and how the project fills the transportation gap;

(C) describe how it implements the regional service plan;

(D) explain how the project will maximize use of existing transportation service providers;

(E) provide a cost estimate; and

(F) identify match sources including employer-provided or employer-assisted transportation service strategies incorporated in the project.

(j) Allocation of funds. As part of its administration of the Section 5316 program, the department is charged with ensuring that there is a fair and equitable distribution of program funds within the state (49 USC §5316(f)(2)).

(1) The department will act as the designated recipient for projects in urbanized areas of less than 200,000 population and in nonurbanized areas. Of the amount apportioned to these areas by FTA's annual publication in the Federal Register , the department may use up to 10% of the total for its administrative, planning, and technical assistance activities to support the JARC program statewide.

(2) The department will allocate the remaining Section 5316 funds to subrecipients through a statewide competitive selection process.

(3) Unless the governor certifies that all program objectives are being met, funds apportioned to urbanized areas with less than 200,000 population will be available only to fund projects in these geographic areas.

(4) Funds apportioned to nonurbanized areas will be available only for projects serving nonurbanized areas.

(5) The origination location of the riders, not their destination, shall be the basis for determining which apportionment the department uses to fund an approved project.

(6) At a minimum, the department will publish a notice in the Texas Register soliciting proposals for the award of Section 5316 JARC grants. An eligible entity may submit a proposal for an eligible project in response to the published notice.

(A) The proposal must include a detailed description of:

(i) the project and the need for the project;

(ii) how the award of transportation JARC funds will expand the availability of employment related transportation services;

(iii) how the project will:

(I) promote the development of employment transportation services;

(II) support local economic development and expand economic opportunity for economically disadvantaged individuals;

(III) fully integrate the JARC program with other federal and state programs supporting public, employment, and human service transportation; and

(IV) improve the efficiency and effectiveness of employment related transportation opportunities.

(B) must describe its relationship to the locally developed, coordinated public transit-human service transportation plan; and

(C) the department may require supplemental information to clarify the issues described in paragraph (6)(A) and (B) of this subsection.

(k) Grant award.

(1) After commission and FTA approval of the program of projects, the department will enter into grant agreements with individual subrecipients. A subrecipient must comply with all rules and regulations applicable to the Section 5316 program.

(2) The commission will make the final selection of projects and will select projects based on the potential of the project to:

(A) reduce congestion;

(B) expand economic opportunity;

(C) enhance safety;

(D) improve air quality; and

(E) increase the value of transportation assets.

(3) Failure to expend funds in a timely manner may cause the department to terminate the grant and re-award the unobligated balance to another project.

(l) Vehicle leasing. Vehicles acquired under the Section 5316 program may be leased to other entities, with prior department approval, such as local public bodies or agencies, private non-profit agencies, or private for-profit operators. The lessee shall operate the vehicles on behalf of the Section 5316 subrecipient and provide the transportation services as described in the grant application. The Section 5316 subrecipient is responsible for seeing that all federal and state rules and regulations are observed by the lessee.

(m) Incidental vehicle use. Vehicles purchased with Section 5316 funds may be used for incidental uses that do not conflict with their primary mission-employment and employment-related transportation. Examples are stopping for retail purchases enroute home from the workday, allowing riders not engaged in employment activities to occupy vacant seats, delivering meals, or using the vehicle for other public transportation activities when not required for its JARC project purposes. Vehicles shall not be altered in any way to accommodate incidental use.

(n) Disposition of vehicles at end of the grant. If a subrecipient is no longer receiving funds for a JARC project and has purchased a vehicle with JARC funds, the vehicle may be transferred to another subrecipient, in accordance with state and federal disposition requirements.

§31.18.Section 5317 Grant Program.

(a) Purpose. The Federal Transit Act, codified at 49 USC §5317, authorizes the Secretary of the United States Department of Transportation to make grants for public transportation projects that provide new public transportation services and public transportation alternatives beyond those currently required by the Americans with Disabilities Act of 1990 (ADA) that assist individuals with disabilities with transportation, including transportation to and from jobs and employment support services. The commission has been designated by the governor to administer the Section 5317 program, known as the New Freedom Program, or NF, in areas less than 200,000 population.

(b) Goal and objectives. The department's goal in administering the Section 5317 program is to provide new or improved public transportation services to assist individuals with disabilities. To achieve this goal, the department's objectives are to:

(1) promote the development and maintenance of a network of transportation services for persons with disabilities throughout the state, in partnership with local officials, public and private non-profit agencies, and operators of public transportation services;

(2) fully integrate the Section 5317 program with other federal, state, and local resources and programs that are designed to serve similar populations;

(3) foster the development of local, coordinated public and human service transportation service plans from which NF projects are derived;

(4) improve the efficiency, effectiveness, and safety of Section 5317 project providers through the provision of technical assistance; and

(5) include private sector operators in the overall plan to provide NF program transportation services for persons with disabilities.

(c) Department role. The department acts as the designated recipient for Section 5317 funds apportioned to the state for all urbanized areas less than 200,000 population and all nonurbanized areas. The subrecipient shall retain control of daily operations.

(d) Project types.

(1) New public transportation service projects include:

(A) purchasing vehicles and supporting accessible taxi, ride-sharing, and vanpooling programs;

(B) supporting voucher programs for transportation services offered by human service providers;

(C) supporting volunteer driver and aide programs;

(D) acquiring transportation services by a contract, lease, or other arrangement;

(E) supporting mobility management and coordination programs among public transportation providers and other human service agencies providing transportation; and

(F) otherwise facilitating or providing new transportation services for persons with disabilities, including transportation to and from employment and employment-related destinations.

(2) Public transportation alternatives "beyond ADA" projects include:

(A) providing paratransit services beyond minimum requirements (3/4 mile to either side of a fixed route) for a transit provider operating fixed route service;

(B) making accessibility improvements to existing transit and intermodal stations not designated as key stations; for example, adding an elevator or ramps, detectable warnings, improving signage;

(C) building an accessible path to a bus stop that is currently inaccessible, including curbcuts, sidewalks, pedestrian signals or other accessible features;

(D) implementing technology improvements that enhance accessibility for persons with disabilities;

(E) implementing of "same day" paratransit services; and

(F) otherwise facilitating or providing transportation services beyond ADA requirements, including transportation to and from employment and employment-related destinations.

(e) Eligible subrecipients.

(1) State agencies, local governmental authorities, private nonprofit organizations, and operators of public transportation services are eligible to receive Section 5317 funds through the department. Private for-profit operators of public transportation services may participate in the program through contracts with eligible subrecipients.

(2) Applicants who are subrecipients of public transportation funds through another program administered by the department must be in good standing with the department as defined §31.3 of this chapter.

(f) Eligible assistance categories include:

(1) State administrative expenses. The department may use up to 10% of the annual federal apportionment for urbanized areas less than 200,000 population and nonurbanized areas to defray its expenses incurred for the planning and administration of the Section 5317 program. State administrative and technical assistance expenses do not require a non-federal match.

(2) Capital expenses.

(A) Eligible items include:

(i) buses, vans, or other paratransit vehicles, fareboxes, wheelchair lifts and restraints;

(ii) radios and communications equipment;

(iii) accessibility aids;

(iv) equipment installation costs;

(v) vehicle procurement, testing, inspection, and acceptance costs;

(vi) vehicle rebuilding or overhaul;

(vii) capital and operational support including computer hardware or software, with prior department approval;

(viii) preventive maintenance, including all maintenance costs, with prior department approval;

(ix) transit-related intelligent transportation systems;

(x) the introduction of new technology, through innovative and improved products, into public transportation;

(xi) curbcuts, sidewalks, pedestrian signals or other accessible features;

(xii) mobility management;

(xiii) the lease of vehicles or equipment, provided that the subrecipient, with the concurrence of the department, determines that a lease is more cost effective than the purchase after considering management efficiency, availability of equipment, staffing capabilities, and guidelines on capital leases as contained in 49 CFR Part 639; and

(xiv) the capital portions of costs for service under contract as described in FTA Circular 9070.1E or its latest published version.

(B) Reimbursement rates.

(i) Federal funds may be used to reimburse up to 80% of eligible capital expenditures; and

(ii) the federal share may increase to up to 90% for incremental costs related to compliance with the Clean Air Act or with the ADA. Eligibility standards for the higher federal share are defined in FTA Circular 9070.1E, or its latest version.

(3) Project administration. Administrative costs associated with the NF project are eligible for a federal reimbursement rate of 50%.

(4) Operating expenses. Operating expenses are reimbursed at 50% of net operating expenses. Operating expenses are those costs directly tied to systems operations. FTA Circular 9030.1C, or its latest published version, shall be the guide for determining eligible operating expenses not specifically listed in this paragraph. Examples are:

(A) fuel and oil;

(B) engine parts and tires;

(C) driver, dispatcher, and mechanic salaries;

(D) purchase of service; and

(E) reimbursement of costs associated with a volunteer driver program.

(g) Ineligible expenses include:

(1) extended vehicle warranties;

(2) purchase and/or maintenance of vehicles intended for private use; and

(3) other FTA-prohibited expenses.

(h) Local share requirements.

(1) Eligible match sources include local, state, or federal program funds disbursed from the Texas Workforce Commission, local workforce development boards, human service agencies and the Medicaid Medical Transportation Program. Unrestricted federal funds are also eligible as match, such as Temporary Assistance for Needy Families (42 USC 603(a)(5)(C)(vii)). With prior department approval, in-kind contributions, volunteer services, and donations directly attributable to the project are eligible as local share if the value is documented.

(2) Other U.S. Department of Transportation program funds cannot be used as the local share required for Section 5317 grants. Fares cannot be used as match for any expense but must, instead, be used to determine the net operating expense to reduce the amount of requested reimbursement.

(i) Planning requirement.

(1) Projects submitted in response to the department's call for projects must be derived from a locally developed, coordinated public transit-human service transportation plan. The plan must be developed through a process that includes representatives of public, private, and nonprofit transportation and human service providers and participation by the public.

(2) The commission supports the development of regional service plans that respond to the department's charge in Transportation Code, §461.004 to identify:

(A) overlaps and gaps in the provision of public transportation services including services that could be more effectively provided by existing, privately funded transportation resources;

(B) underused equipment owned by public transportation providers; and

(C) inefficiencies in the provision of public transportation services by any public transportation provider.

(3) The commission anticipates that the regional service planning process will be used to meet the requirements of the local coordinated planning process defined in paragraph (1) of this subsection. Regions interested in participating in the NF program shall develop and prioritize Section 5317 projects in response to the opportunities to improve transportation for persons with disabilities uncovered in the regional planning process and documented in the plan.

(4) An NF project must:

(A) contain goals and objectives;

(B) discuss rider origination location and destinations and how the project fills the transportation gap by providing new transportation services or service beyond ADA requirements;

(C) describe how it implements the regional service plan;

(D) explain how the project will maximize use of existing transportation service providers;

(E) provide a cost estimate; and

(F) identify match sources.

(G) Where transportation to employment or employment-related destinations is part of the project, any employer-provided or employer-assisted transportation service strategies incorporated in the project must also be identified.

(j) Allocation of funds. As part of its administration of the Section 5317 program, the department is charged with ensuring that there is a fair and equitable distribution of program funds within the state (49 USC §5317(e)(2)).

(1) The department will act as the designated recipient for projects in urbanized areas of less than 200,000 population and in nonurbanized areas. Of the amount apportioned to these areas by FTA's annual publication in the Federal Register , the department may use up to 10% of the total for its administrative, planning, and technical assistance activities to support the NF program statewide.

(2) The department will allocate the remaining Section 5317 funds to subrecipients through a competitive selection process.

(3) Funds apportioned to urbanized areas less than 200,000 population will be available only to fund projects in these geographic areas.

(4) Funds apportioned to nonurbanized areas will be available only for projects serving nonurbanized areas.

(5) The origin of the riders, not their destination, shall be the basis for determining which apportionment the department uses to fund an approved project.

(6) At a minimum, the department will publish a notice in the Texas Register soliciting proposals for the award for Section 5317 NF grants.

(A) An eligible entity may submit a proposal for an eligible project in response to the published notice. The proposal must include a detailed description of:

(i) the project and the need for the project;

(ii) how the award of transportation NF funds will expand the availability of transportation services, or provide new transportation services, for persons with disabilities;

(iii) how the project will:

(I) promote the development and maintenance of a network of transportation services for persons with disabilities;

(II) expand economic opportunity for individuals with disabilities;

(III) fully integrate the NF program with other federal, state, and local resources and programs that are designed to serve similar populations; and

(IV) improve the efficiency, effectiveness, and safety of transportation services for persons with disabilities.

(B) must describe its relationship to the locally developed, coordinated public transit-human service transportation plan.

(C) The department may require supplemental information to clarify the issues described in paragraph (6)(A) and (B) of this subsection.

(k) Grant Award.

(1) After commission and FTA approval of the program of projects, the department will enter into grant agreements with individual subrecipients. A subrecipient must comply with all requirements, rules, and regulations applicable to the Section 5317 program.

(2) The commission will make the final selection of projects and will select projects based on the potential of the project to:

(A) reduce congestion;

(B) expand economic opportunity;

(C) enhance safety;

(D) improve air quality; and

(E) increase the value of transportation assets.

(3) Failure to expend funds in a timely manner may cause the department to terminate the grant and re-award the unobligated balance to another project.

(l) Vehicle leasing. Vehicles acquired under the Section 5317 program may be leased to other entities, with prior department approval, such as local public bodies or agencies, private non-profit agencies, or private for-profit operators. The lessee shall operate the vehicles on behalf of the Section 5317 recipient and provide the transportation services as described in the grant application. The Section 5317 recipient is responsible for seeing that all federal and state rules and regulations are observed by the lessee.

(m) Incidental vehicle use. Vehicles purchased with Section 5317 funds may be used for incidental use that does not conflict with their primary mission-providing new or beyond ADA service. Examples of incidental use are meal delivery, allowing able-bodied persons to occupy vacant seats or using the vehicle for other public transportation activities not required for its NF project purposes. Vehicles shall not be altered in any way to accommodate incidental uses.

(n) Disposition of vehicles at end of the grant. If a subrecipient is no longer receiving funds for an NF project and has purchased a vehicle with NF funds, the vehicle may be transferred to another subrecipient, in accordance with state and federal disposition requirements.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on July 28, 2006.

TRD-200603971

Bob Jackson

Interim General Counsel

Texas Department of Transportation

Earliest possible date of adoption: September 10, 2006

For further information, please call: (512) 463-8683