TITLE 34.PUBLIC FINANCE

Part 1. COMPTROLLER OF PUBLIC ACCOUNTS

Chapter 3. TAX ADMINISTRATION

Subchapter F. MOTOR VEHICLE SALES TAX

34 TAC §3.74

The Comptroller of Public Accounts proposes an amendment to §3.74, concerning seller responsibility. This amendment implements House Bill 2424, 78th Legislature, 2003. This legislation added Tax Code §152.106 providing for the prohibition of certain advertising and penalties. A new subsection (h) is added to address the change.

John Heleman, Chief Revenue Estimator, has determined that for the first five-year period the rule will be in effect, there will be no significant revenue impact on the state or units of local government.

Mr. Heleman also has determined that for each year of the first five years the rule is in effect, the rule would benefit the public by prohibiting dealers from making certain advertising claims that might confuse the public with regard to their tax responsibilities on the purchase of a motor vehicle . This rule is adopted under Tax Code, Title 2, and does not require a statement of fiscal implications for small businesses. There is no significant anticipated economic cost to individuals who are required to comply with the proposed rule.

Comments on the proposal may be submitted to Bryant K. Lomax, Manager, Tax Policy Division, P.O. Box 13528, Austin, Texas 78711.

This section is proposed under Tax Code, §111.002, which provides the comptroller with the authority to prescribe, adopt, and enforce rules relating to the administration and enforcement of the provisions of Tax Code, Title 2.

This amended section implements Tax Code, §152.106.

§3.74.Seller Responsibility

(a) Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Date of sale--The day the motor vehicle is delivered to the purchaser unless otherwise specified by written agreement.

(2) Dealer--A person who holds a license issued pursuant to [ the ]Transportation Code, Chapter 503. The term includes a dealer authorized by law and by franchise agreement to offer for sale a new motor vehicle. The term also includes an independent dealer authorized by law to offer for sale a motor vehicle other than a new motor vehicle.

(3) New motor vehicle--A motor vehicle that, without regard to mileage, has not been the subject of a retail sale.

(4) Retail sale--A sale of a motor vehicle other than:

(A) a sale of a new motor vehicle in which the purchaser is a franchised dealer who is authorized by law and by franchise agreement to offer the vehicle for sale as a new motor vehicle and who acquires the vehicle to sell in a manner provided by law or for purposes allowed under [ the ]Transportation Code, Chapter 503;

(B) a sale of a vehicle other than a new motor vehicle in which the purchaser is a dealer who holds a dealer's license issued under [ the ]Transportation Code, Chapter 503, and who acquires the vehicle either for the exclusive purpose of resale in the manner provided by law or for purposes allowed under [ the ]Transportation Code, Chapter 503; or

(C) a sale to a franchised dealer of a new motor vehicle removed from the franchised dealer's inventory for the purpose of entering into a contract to lease the vehicle to another person if, immediately after executing the lease contract, the franchised dealer transfers title of the vehicle and assigns the lease contract to the lessor of the vehicle.

(5) Seller-financed sale--A retail sale of a motor vehicle by a dealer in which the selling dealer collects all or part of the total consideration in periodic payments and retains a lien on the motor vehicle until all payments have been received. The term does not include a:

(A) retail sale of a motor vehicle in which a person other than the seller provides the consideration for the sale and retains a lien on the motor vehicle as collateral;

(B) lease; or

(C) rental.

(6) Total consideration--The amount paid or to be paid for a motor vehicle and its accessories attached on or before the sale. The term does not include separately stated finance or interest charges on credit extended under a conditional sale or other deferred payment contract, or the value of a motor vehicle taken by a seller as all or a part of the consideration for sale of another motor vehicle.

(b) Tax permit. Every dealer making seller-financed sales must apply to the comptroller for a tax permit. Each entity (corporation, partnership, sole proprietor, etc.) must apply for its own permit. The permit application will be furnished by the comptroller. The permit cannot be transferred from one owner to another.

(c) Collection of the tax.

(1) Seller-financed sales. The selling dealer must collect tax on the total consideration paid as the payments are received. The tax is a debt of the purchaser to the seller until paid. The total downpayment is subject to tax unless the payment is itemized to indicate nontaxable charges. If the finance agreement bears interest, it is conclusively presumed that interest accrues and is paid by the purchaser on a straight line basis.

(2) Retail sales other than seller-financed sales. Unless the sale is exempt, the selling dealer must collect the tax on the total consideration paid for the motor vehicle. The tax is a debt of the purchaser to the seller until paid. This section does not apply to the sale of a motor vehicle with a gross weight in excess of 11,000 pounds; however, the seller must provide the purchaser with a completed tax statement and all other documents necessary to title and register the motor vehicle.

(d) Remittance of the tax.

(1) Seller-financed sales.

(A) Each selling dealer must remit the tax due to the comptroller as the payments are received. On or before the 20th day of the month following each reporting period, each selling dealer shall file a consolidated return with the comptroller, together with the tax payment for all locations operated by the entity.

(B) The returns must be signed by the person required to file the report or by the person's duly authorized agent.

(C) The returns will be filed on forms prescribed by the comptroller. The fact that the dealer does not receive the form or does not receive the correct forms from the comptroller for the filing of the return does not relieve the selling dealer of the responsibility of filing a return and payment.

(D) The return should be completed attributing the receipts to the county in which the dealer applied for a motor vehicle certificate of title.

(E) Selling dealers owing tax of less than $1,500 per quarter may file returns quarterly. The quarterly reporting periods end on March 31st, June 30th, September 30th, and December 31st.

(F) Selling dealers owing $1,500 or more in tax per quarter must file monthly returns unless a seller prepays the tax.

(G) Discounts and prepaying the tax.

(i) Each dealer may retain 0.5% of the amount of tax due as reimbursement for the expense of collecting the tax.

(ii) A dealer who makes a prepayment based upon an estimate of tax liability may retain an additional 1.25% of the amount due. The prepayment must be made on or before the 15th day of the second month of the quarter for which the tax is due. Monthly prepayments are due on or before the 15th day of the month and are also entitled to the additional 1.25% deduction.

(iii) On or before the 20th day of the month following the quarter or month for which a prepayment was made, the dealer must file a return showing the actual liability and remit any amount due in excess of the prepayment. If there is an additional amount due, the dealer may retain the 0.5% reimbursement provided that both the return and the additional amount due are timely filed. If the prepayment exceeded the actual liability, the selling dealer will be mailed an overpayment notice or refund warrant.

(iv) If a dealer does not file a quarterly or monthly return together with payment on or before the due date, the dealer forfeits all discounts and incurs a mandatory 5.0% penalty. After the first 30 days delinquency, an additional mandatory penalty of 5.0% is assessed against the selling dealer. After the first 60 days delinquency, interest begins to accrue at the prime rate plus 1.0% as published in the Wall Street Journal on the first business day of each calendar year. For taxes due on or before December 31, 1999, interest is assessed at the rate of 12% annually.

(2) Retail sales other than seller-financed sales.

(A) Except for sales of motor vehicles with a gross weight in excess of 11,000 pounds and for sales of motor vehicles that fall within subparagraph (B) of this paragraph, the selling dealer must remit the tax, along with the properly completed tax statement, to the county tax assessor- collector by the 20th working day following the date of sale.

(B) If a dealer sells a commercial motor vehicle that is required to be equipped with a body or other necessary equipment before the motor vehicle can be registered under the Transportation Code, then the selling dealer must remit the tax, along with the properly completed tax statement, to the county tax assessor-collector by the 20th working day following the date on which the motor vehicle becomes eligible for registration.

(C) Documentation must be retained to indicate that the proper amount of tax was submitted to the county tax assessor-collector. A copy of the receipt for taxes issued by the county tax assessor-collector will satisfy this requirement.

(e) General principles of seller-financed sales.

(1) A transaction is considered paid in full when the purchaser of the motor vehicle provides that motor vehicle to the seller as consideration for the purchase of another motor vehicle from the same seller. The remainder of any tax owed on the initial sale must be reported in the report period in which the motor vehicle is traded in.

(2) Tax remitted to the county tax assessor-collector at the time of registration and title transfer will be considered to be intended to satisfy the tax liability for that transaction and no refund will be available if the purchaser fails to satisfy his total liability to the dealer.

(3) If the selling dealer fails to apply for certificate of title and registration within 60 days of the date of sale, the seller becomes liable for all unremitted tax on the total consideration and must remit that amount on the first return due after the expiration of the 60 days.

(4) If the selling dealer transfers the right to receive payments on a sale, the dealer is liable for the unpaid tax due on the total consideration and must report and remit that amount in the report for the period in which the transfer of the right to receive payments is made. The dealer may not take a deduction in the amount of tax due even if the dealer sells the right to receive payments at a discount. The right to receive payments is transferred and the tax remittance accelerated regardless of recourse to the seller or any other condition.

(5) If the selling dealer remits the unpaid tax due in accordance with paragraph (4) of this subsection, and the motor vehicle purchaser fails to make payments to the dealer's transferee or assignee, then no bad debt deduction for any amount that the transferee or assignee determines to be uncollectible on the purchaser's account may be taken against any motor vehicle sales tax that the transferee or assignee may owe.

(f) Resale certificates and exemption documentation.

(1) A seller may accept a motor vehicle resale certificate only from a dealer as defined in this section. A resale certificate for the sale of a new motor vehicle purchased for resale may only be accepted from a franchised dealer who is authorized by law and by franchise agreement to offer the vehicle for sale as a new motor vehicle. To be valid, the motor vehicle resale certificate must show the dealer license issued pursuant to [ the ]Transportation Code, Chapter 503. See §3.95 of this title (relating to Motor Vehicle Sales Tax Resale Certificate; Sales for Resale).

(2) A seller may accept a properly completed Texas Motor Vehicle Sales Tax Exemption Certificate--For Vehicles Taken Out of State, in lieu of collecting tax on motor vehicles that will be removed from this state without being operated other than to remove the motor vehicle from this state. See §3.90 of this title (relating to Motor Vehicles Purchased for Use Outside of Texas).

(3) Exemptions provided for in the Tax Code, Chapter 152, Subchapter E, other than those discussed in paragraphs (1) and (2) of this subsection, shall be indicated on the tax statement provided to the county tax assessor-collector at the time of title application.

(g) Unremitted tax paid to seller, transfer of certificate of title.

(1) A county tax assessor-collector may accept an application for certificate of title without the payment of tax from a purchaser who paid the tax as described in subsection (c) of this section to a seller who failed to remit the tax as described in subsection (d) of this section.

(2) The purchaser must present acceptable evidence of tax payment at the time of title application. Acceptable evidence includes, but is not limited to, a sales contract or bill of sale that identifies the amount of tax paid.

(3) The application for certificate of title and receipt should indicate "tax paid to seller," a zero in the space labeled amount of tax due, and the seller's motor vehicle seller-finance tax permit number (if appropriate and available).

(4) The county tax assessor-collector shall notify the comptroller of the seller's failure to remit the tax through the automated Registration-Title System (RTS) and include the document indicating tax paid to the selling dealer in the title application material.

(h) Prohibited advertising. A dealer may not directly or indirectly advertise, hold out or state to a customer or the public that he will assume, absorb or refund a part of the tax imposed on the sale of a motor vehicle, or will not add tax to the sales price.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 26, 2005.

TRD-200500353

Martin Cherry

Chief Deputy General Counsel

Comptroller of Public Accounts

Earliest possible date of adoption: March 13, 2005

For further information, please call: (512) 475-0387