TITLE 1.ADMINISTRATION

Part 4. OFFICE OF THE SECRETARY OF STATE

Chapter 81. ELECTIONS

Subchapter D. VOTING SYSTEM CERTIFICATION

1 TAC §81.60

The Office of the Secretary of State, Elections Division, proposes an amendment to §81.60, concerning voting system examinations to require vendors to submit change logs with the application for certification of previously-certified voting systems and to provide that examiner reports shall be posted on the agency's website.

Ann McGeehan, Director of Elections, has determined that for the first five-year period the amended section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the amended section.

Ms. McGeehan has determined that for the first five-year period the amended section is in effect the public benefits expected as a result of adoption of the amended section will be to give voting system examiners more information with which to review changes to previously-certified voting systems and to increase public awareness of the voting system certification process. There will be no effect on small businesses, micro-businesses or individuals.

Comments on the proposal may be submitted to the Office of the Secretary of State, Ann McGeehan, Director of Elections, P.O. Box 12060, Austin, Texas 78711.

The amendment is proposed under the Texas Election Code, §31.003, which provides the Office of the Secretary of State with the authority to obtain and maintain uniformity in the application, interpretation, and operation of provisions under the Texas Election Code and other election laws.

Statutory Authority: Texas Election Code, Chapter 31, Subchapter A, §31.003.

Texas Election Code, §122.001 is affected by this amendment.

§81.60.Voting System Certification Procedures.

In addition to the procedures prescribed by the Texas Election Code, Chapter 122, compliance with the following procedures is required for certification of a voting system.

(1) The entity applying for certification must complete Forms 100 and 101 prescribed by the Secretary of State [ secretary of state ], and deliver them to the Secretary of State [ secretary of state ] no later than 45 days prior to examination.

(2) The applicant must deliver four copies of all relevant software and source codes, and six copies of any user and/or reference manuals, and six copies of the summary report(s) for all examinations conducted by a Nationally Recognized Test Laboratory (NRTL), declaring that the item meets the Federal Election Commission's minimum voting system requirements to the Office of the Secretary of State no later than 45 days prior to the examination. Applications for modifications to previously-certified voting systems must include a log detailing the changes from the previously-certified version of the system.

(3) The certification fee for a new system is $3,000 and must be received by the Secretary of State [ secretary of state ] 45 days prior to examination. The certification fee for a modification of a voting system shall be determined by the Secretary of State [ secretary of state ] according to the complexity of the modification and must be received by the Secretary of State [ secretary of state ] 45 days prior to the examination.

(4) - (5) (No change.)

(6) All physical examinations of voting systems will take place at the Office of the Secretary of State, Elections Division, in Austin, unless extenuating circumstances require otherwise.

(7) - (8) (No change.)

(9) Each examiner must submit a written report to the secretary of state stating his or her findings for each voting system no later than the 30th day after examination. Upon receipt, each examiner report shall be posted on the Secretary of State's website.

(10) - (11) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on March 22, 2005.

TRD-200501241

Ann McGeehan

Director of Elections

Office of the Secretary of State

Earliest possible date of adoption: May 1, 2005

For further information, please call: (512) 475-2821


1 TAC §81.63

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the Office of the Secretary of State, Texas Register Division, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Office of the Secretary of State proposes the repeal of §81.63, concerning the review of previously-certified voting systems under House Bill 1419, 77th Session, 2001. The repeal will delete a section whose provisions already have been carried out by the Secretary of State. The rule had set the time frame and procedures for the mandated re-review of voting systems.

Ann McGeehan, Director of Elections, has determined that for the first five-year period the repeal is in effect, there will be no fiscal implications for state or local government as a result of enforcing or administering the repeal.

Ms. McGeehan has determined also that for each year of the first five years the repeal is in effect, the public benefit anticipated as a result of enforcing the repeal will be to eliminate an outdated rule. There will be no effect on small businesses, micro-businesses or individuals.

Comments on the proposal may be submitted to the Office of the Secretary of State, Ann McGeehan, Director of Elections, P.O. Box 12060, Austin, Texas 78711.

The repeal is proposed under the Texas Election Code, §31.003, which provides the Office of the Secretary of State with the authority to obtain and maintain uniformity in the application, interpretation, and operation of provisions under the Texas Election Code and other election laws.

Statutory Authority: Texas Election Code, §31.003.

Texas Election Code, §31.003, is affected by this proposed repeal.

§81.63.Review of Previously-Certified Voting Systems under §122.001 of the Texas Election Code.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on March 22, 2005.

TRD-200501242

Ann McGeehan

Director of Elections

Office of the Secretary of State

Earliest possible date of adoption: May 1, 2005

For further information, please call: (512) 475-2821


1 TAC §81.65

The Office of the Secretary of State, Elections Division, proposes new §81.65, concerning administrative certifications of minor modifications to previously certified voting systems.

Ann McGeehan, Director of Elections, has determined that for the first five-year period that the new section is in effect, there will be no fiscal implications for state or local governments as a result of enforcing or administering the section.

Ms. McGeehan has also determined that for each year of the first five years that the new section is in effect, the public benefit anticipated as a result of enforcing the section will be for the Secretary of State to codify procedures for requested administrative certification of minor modifications to previously certified voting systems as authorized under §122.064 of the Texas Election Code. There will be no effect on small businesses, micro-businesses or individuals.

Comments on the proposal may be submitted to Ann McGeehan, Director of Elections, Office of the Secretary of State, P.O. Box 12060, Austin, Texas 78711-2060.

The new section is proposed pursuant to Texas Elections Code, §122.064(a), which requires the Secretary of State to review applications for approval of a modified design to a previously certified voting system and under Texas Election Code, Chapter 31, Subchapter A, §31.003, which authorizes the Office of the Secretary of State to promulgate rules to obtain uniformity in the interpretation and application of the Code.

Statutory Authority: Texas Elections Code, §31.003 and §122.064(a).

No other sections are affected by the proposed section.

§81.65.Procedure for Administrative Certification of Minor Modifications to Previously-Certified Voting Systems.

(a) A voting system vendor who wishes to request administrative certification of minor modifications to a previously certified voting system shall submit the request to the Secretary of State in writing. The request also may be submitted by e-mail. The submission must contain sufficient information to identify the changes to the system's most recently certified version. The submission must contain either a statement from an independent testing authority (ITA) approving the proposed minor modifications or that the proposed minor modifications do not warrant examination by the ITA. The Secretary of State shall retain sole discretion in making the determination if the proposed minor modification qualifies for the administrative certification process described herein.

(b) In the event that the Secretary of State deems the proposed minor modification qualifies for the administrative certification process described herein, the Secretary of State shall forward a copy of the submitted materials to its employee voting systems examiner and one of the non-employee voting systems examiners, requesting an opinion on whether the proposed minor modifications warrant additional examination. The response from the two examiners must be in writing.

(c) Upon receipt of the two voting system examiners' responses, the Secretary of State shall make a prompt determination of whether or not to certify the proposed minor modifications without further examination. If the Secretary of State determines the proposed minor modifications may be certified without further examination, a letter to that effect shall be forwarded to the vendor. If the Secretary of State determines that the proposed minor modifications warrant further examination, the vendor shall be notified in writing or by e-mail.

(d) The Secretary of State shall forward a copy of the vendor's original request and the Secretary of State's final determination with respect to the vendor's request for administrative certification pursuant to the terms of this rule to the remaining voting systems examiners.

(e) A copy of the vendor's request for administrative certification shall be posted on the agency website immediately upon receipt. The Secretary of State shall accept written public comment on applications for administrative certification submitted in accordance with this rule. Comments shall be accepted by e-mail at elections@sos.state.tx.us or by regular mail at: Elections Division, Secretary of State, P.O. Box 12060, Austin, Texas 78711-2060.

(f) Copies of the examiners' reports related administrative certification shall be posted on the agency's website immediately upon receipt.

(g) A copy of the Secretary of State's final determination with respect to the vendor's request for administrative certification shall be posted on the agency's website within 5 business days after it is signed.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on March 22, 2005.

TRD-200501243

Ann McGeehan

Director of Elections

Office of the Secretary of State

Earliest possible date of adoption: May 1, 2005

For further information, please call: (512) 475-2821


Subchapter I. IMPLEMENTATION OF THE HELP AMERICA VOTE ACT OF 2002

1 TAC §§81.172 - 81.174

The Office of the Secretary of State, Elections Division, proposes amendments to §§81.172 - 81.174, concerning procedures for provisional balloting as required under Section 302 of the federal Help America Vote Act of 2002 ("HAVA").

Ann McGeehan, Director of Elections, has determined that for the first five-year period the amended sections are in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the amended sections.

Ms. McGeehan has determined that for the first five-year period the amended sections are in effect the public benefits expected as a result of adoption of the amended sections will be to harmonize the provisional voting procedures with one another, adopt further changes suggested by counties and local political subdivisions, clarify the transfer responsibilities and procedures between the custodian of election records (and/or early voting ballot board judge) and voter registrar, address transfer procedures between voter registrars when provisional ballots are cast in the wrong precinct, add language from the late ballot counting rules of 1 TAC §81.37 to ensure consistency when provisional ballots are counted electronically, and harmonize the rules with changes in the provisional voting forms that have been created by the Secretary of State. There will be no effect on individuals, small businesses or micro-businesses. There will be no anticipated economic cost to the state or local governments.

Comments on the proposal may be submitted to the Office of the Secretary of State, Ann McGeehan, Director of Elections, P.O. Box 12060, Austin, Texas 78711.

The amendments are proposed under the Texas Election Code, §31.010, which provides the Office of the Secretary of State with the authority to adopt rules as necessary to implement the federal Help America Vote Act of 2002.

Statutory Authority: Texas Election Code, Chapter 31, Subchapter A, §31.003.

Texas Election Code §63.011 is affected by the amendments.

§81.172.Provisional Voting Procedures: Paper Ballot.

(a) (No change.)

(b) Eligibility to vote provisional ballots.

(1) At all elections, the following individuals shall be eligible to cast a provisional ballot:

(A) - (B) (No change.)

(C) A Voter who has applied for a ballot by mail, but has not returned the ballot by mail or cancelled the ballot with the main early voting clerk ; or

(D) - (G) (No change.)

(H) A Voter who voted in another party's primary.

(2) (No change.)

(c) Polling Place Procedures for Hand-Counted Paper Ballot.

(1) - (4) (No change.)

(5) The Election Judge shall enter the Provisional Voter's name on the List [ list ] of Provisional Voter's form.

(6) - (7) (No change.)

(8) The Election Judge shall check the reason under which the Voter voted provisionally on the provisional ballot envelope. The reasons include:

(A) - (D) (No change.)

(E) Voter on list of persons who voted early by mail, Voter says he/she did not receive or return the ballot and refuses to cancel the ballot with the Early Voting Clerk; [ or ]

(F) First time Voter without any identification ; [ . ]

(G) Voter who voted after 7:00 p.m. due to court order; or

(H) Voter who voted in another party's primary.

(9) - (13) (No change.)

(d) Early Voting By Personal Appearance Provisional Ballot Procedures.

(1) - (2) (No change.)

(3) When the Early Voting Ballot Board convenes, the early voting ballot board shall separate the provisional ballot envelopes from the regularly-cast [ regularly cast ] ballots and place them in a ballot box or transfer case for delivery to the Voter Registrar. The Voter Registrar shall sign the List of Early Voting Provisional Voters to verify receipt of the provisional ballot envelopes.

(4) (No change.)

(e) Provisional Ballot Affidavit Envelope transfer procedures

(1) (No change.)

(2) The Election Judge shall separate the Provisional Ballot Affidavit Envelopes from regular ballots during the counting phase, and shall secure the regularly-counted [ regular counted ] ballots in Ballot Box Number 3 and secure the provisional ballots in Ballot Box Number 4.

(3) - (8) (No change.)

(9) The General Custodian shall place the voted Provisional Ballot Affidavit Envelopes [ Envelope ] from all the election day precincts into a ballot box or transfer case with the corresponding List of Provisional Voters for each precinct.

(10) - (11) (No change.)

(12) A Poll Watcher , if available, may sign the Summary of Provisional Ballots.

(f) Transfer to Voter Registrar

(1) (No change.)

(2) If the Voter Registrar wishes to take possession of the ballot box(es) or transfer case(s) containing the Provisional Ballot Affidavit Envelopes [ Envelope ] from the General Custodian of election records on election night, the Voter Registrar must inform the General Custodian of election records and post a Notice of Election Night Transfer no later than 24 hours before election day. If the Voter Registrar makes this determination, the Voter Registrar must go to the General Custodian's office and take possession on election night.

(3) - (4) (No change.)

(5) The General Custodian of election records shall supply the Voter Registrar with a sufficient number of seals to re-seal the ballot box(es) or transfer case(s) containing the Provisional Ballot Affidavit Envelopes once his or her review is completed.

(6) - (7) (No change.)

(g) Voter Registrar Review of Provisional Ballot Affidavit Envelopes

(1) No later than the third business day after election day, the Voter Registrar shall complete the review of the Provisional Ballot Affidavit Envelopes. As part of the review, the Voter Registrar shall review information from the following sources to attempt to determine the Provisional Voter's registration status:

(A) the Department of Public Safety,

(B) Volunteer Deputy Registrars, and

(C) other records that may establish the Voter's eligibility. The Voter Registrar must examine each Provisional Ballot Affidavit Envelope, determine the Voter's registration status, and indicate the status on the face of the Provisional Ballot Affidavit Envelope as one of the following:

(i) [ (A) ] No record of voter registration application on file in this county;

(ii) [ (B) ] Registration cancelled on ________ (fill in date);

(iii) [ (C) ] Registered less than 30 days before the election;

(iv) [ (D) ] Incomplete registration received, but additional information not returned;

(v) [ (E) ] Voter rejected for registration due to ineligibility;

(vi) [ (F) ] Registered to vote, but erroneously listed in wrong precinct;

(vii) [ (G) ] Registered to vote in a different precinct within the county;

(viii) [ (H) ] Information on file indicating applicant completed a voter registration application, but it was never received in the Voter Registrar's office; [ and/or ]

(ix) [ (I) ] Voter erroneously removed from list of registered voters ; [ . ]

(x) Voter is registered;

(xi) Voter voted in another party's primary; or

(xii) Other: __________________ (with an explanation).

(2) (No change.)

(3) The Voter Registrar shall copy the Provisional Ballot Affidavit Envelope of each Voter who was not registered to vote, who was registered but whose information contains updated voter registration information, or who was erroneously cancelled or listed in the wrong precinct or for any other reason the Voter Registrar deems necessary .

(4) For purposes of voter registration, the copied Provisional Ballot Affidavit Envelope serves as an original voter registration application or change form; the effective date will be calculated as thirty days from the Election Date at which the Provisional Ballot Affidavit Envelope was submitted .

(5) If the residence address provided on the Provisional Ballot Affidavit Envelope falls outside the Voter Registrar's jurisdiction, the Voter Registrar shall forward a copy of the Provisional Ballot Affidavit Envelope to the appropriate Voter Registrar. The effective date of the transferred copy shall be calculated as thirty days from the election date on which the Provisional Ballot Affidavit Envelope was originally submitted. The original Provisional Ballot Affidavit Envelope shall be transferred to the appropriate Voter Registrar after the preservation period upon the Voter Registrar's request.

(6) [ (5) ] The Voter Registrar shall keep the Provisional Ballot Affidavit Envelopes separated by election precinct during the review. The Voter Registrar shall replace the Provisional Ballot Affidavit Envelopes in the same ballot boxes or other containers in which the Provisional Ballots Affidavit Envelopes were originally received for transfer to the Early Voting Ballot Board or General Custodian of election records, as designated by the General Custodian of election records , along with the List of Provisional Voters for each precinct. The copy of the Summary of Provisional Ballots is returned to the General Custodian. The box is relocked and resealed in the same manner in which it was received. The serial number of the seal shall be recorded on the Verification of Provisional Ballots and Serial Number form.

(7) The General Custodian of the election records or the Early Voting Ballot Board Judge shall pick up the secured ballot boxes or other containers and all other materials at the time, date, and location designated by the Voter Registrar.

(8) [ (6) ] The Voter Registrar shall sign the Verification of Provisional Ballots and Serial Numbers form verifying transfer, and the presiding judge of the Early Voting Ballot Board or General Custodian of election records shall sign indicating receipt of the Provisional Ballot Affidavit Envelopes and that the key and ballot box(es) was properly sealed.

(9) [ (7) ] Poll Watchers are not entitled to be present during the Voter Registrar's review.

(h) Early Voting Ballot Board defined . The authority appointing the Early Voting Ballot Board may determine which members of the board will review and count the provisional ballots. The entire ballot board is not required to be present. A minimum of three members of the board is required to conduct the review.

(i) Review of Provisional Ballot Affidavit Envelopes by Early Voting Ballot Board; Rules for Counting

(1) The presiding judge of the Early Voting Ballot Board shall take receipt of the Provisional Ballot Affidavit Envelopes from the Voter Registrar directly or via the General Custodian of election records at a time and place to be determined by the presiding judge.

(2) The presiding judge of the Early Voting Ballot Board may convene the board as soon as practicable after the Voter Registrar has completed the review of the provisional ballots. The judge must post a notice on the bulletin board used for posting notices of meetings of the governing body ordering the election no later than 24 hours before the board is scheduled to meet. The board may also convene while the Voter Registrar continues his or her [ the ] review.

(3) (No change.)

(4) The Early Voting Ballot Board shall review both the Election Judge's and the Voter Registrar's notation on each Provisional Ballot Affidavit Envelope to determine whether or not the ballot should be counted as indicated below:

(A) - (K) (No change.)

(L) If either the Election Judge or the Voter Registrar indicates that the voter voted in another party's primary, the ballot shall not be counted.

(M) [ (L) ] The Voter Registrar has information in the office that the Voter did complete an application, and the Voter is otherwise qualified, the ballot shall be counted.

(N) [ (M) ] If the Voter was erroneously removed from list and Voter is otherwise qualified to vote, the ballot shall be counted.

(O) If the Voter Registrar indicates that the Voter is registered, the ballot shall be counted.

(5) - (6) (No change.)

(7) The ballots to be counted shall be removed from their Provisional Ballot Affidavit Envelopes and counted under the normal procedure for counting ballots by mail in the election. The presiding judge of the Early Voting Ballot Board shall make a return sheet of the votes and record the votes by precinct.

(8) - (9) (No change.)

(10) The List of Provisional Voters for each precinct shall be delivered to the General Custodian of election records in the Envelope for Accepted Provisional Ballot Affidavit Envelopes.

(11) - (16) (No change.)

(j) Request for Return of Original Envelopes. Upon request of the Voter Registrar, the General Custodian of election records shall deliver the original Provisional Ballot Affidavit Envelopes to the Voter Registrar after the preservation period.

(k) (No change.)

§81.173.Provisional Voting Procedures for Electronic Voting System: Optical Scan Precinct Ballot Counters.

(a) Polling Place Preparation[ . ]

(1) - (2) (No change.)

(b) Eligibility to vote provisional ballot.

(1) At all elections, the following Voters shall be eligible to cast a provisional ballot:

(A) - (B) (No change.)

(C) A Voter who has applied for a ballot by mail, but has not returned the ballot by mail or cancelled the ballot with the main early voting clerk ; or

(D) - (G) (No change.)

(H) A Voter who voted in another party's primary.

(2) (No change.)

(c) Polling Place Procedures.

(1) - (4) (No change.)

(5) The Election Judge shall enter the Provisional Voter's name on the List [ list ] of Provisional Voter's form.

(6) - (7) (No change.)

(8) The Election Judge shall check the reason under which the Voter voted provisionally on the provisional ballot envelope. The reasons include:

(A) - (D) (No change.)

(E) Voter on list of persons who voted early by mail, Voter says he/she did not receive or return the ballot and refuses to cancel the ballot with the Early Voting Clerk; [ or ]

(F) First time Voter without any identification ; [ . ]

(G) Voter who voted after 7:00 p.m. due to court order; or

(H) Voter who voted in another party's primary.

(9) - (13) (No change.)

(d) Early Voting Provisional Ballot Procedures.

(1) - (2) (No change.)

(3) The presiding judge shall direct the provisional ballot envelopes to be separated from the regularly-cast [ regularly cast ] ballots and placed in a ballot box or transfer case for delivery to the General Custodian of election records. The General Custodian shall deliver the provisional ballots to the Voter Registrar. The Voter Registrar shall sign the List of Early Voting Provisional Voters to verify receipt of the provisional ballot envelopes.

(4) (No change.)

(e) (No change.)

(f) Transfer to Voter Registrar.

(1) - (4) (No change.)

(5) The General Custodian of election records shall supply the Voter Registrar with a sufficient number of seals to re-seal the ballot box(es) or transfer case(s) containing the provisional ballots once his or her review is completed.

(6) - (7) (No change.)

(g) Voter Registrar Review of Provisional Ballot Affidavit Envelopes

(1) No later than the third business day after election day, the Voter Registrar shall complete the review of the Provisional Ballot Affidavit Envelopes. As part of the review, the Voter Registrar shall review information from the following sources to attempt to determine the Provisional Voter's registration status:

(A) the Department of Public Safety,

(B) Volunteer Deputy Registrars, and

(C) other records that may establish the Voter's eligibility. The Voter Registrar must examine each Provisional Ballot Affidavit Envelope, determine the Voter's registration status, and indicate the status on the face of the Provisional Ballot Affidavit Envelope as one of the following:

(i) [ (A) ] No record of voter registration application on file in this county;

(ii) [ (B) ] Registration cancelled on ________ (fill in date);

(iii) [ (C) ] Registered less than 30 days before the election;

(iv) [ (D) ] Incomplete registration received, but additional information not returned;

(v) [ (E) ] Voter rejected for registration due to ineligibility;

(vi) [ (F) ] Registered to vote, but erroneously listed in wrong precinct;

(vii) [ (G) ] Registered to vote in a different precinct within the county;

(viii) [ (H) ] Information on file indicating applicant completed a voter registration application, but it was never received in the Voter Registrar's office; and/or

(ix) [ (I) ] Voter erroneously removed from list of registered voters.

(x) Voter is registered;

(xi) Voter voted in another party's primary; or

(xii) Other: __________________ (with explanation).

(2) (No change.)

(3) The Voter Registrar shall copy the Provisional Ballot Affidavit Envelope of each Voter who was not registered to vote, who was registered but whose information contains updated voter registration information, or who was erroneously cancelled or listed in the wrong precinct or for any other reason the Voter Registrar deems necessary .

(4) For purposes of voter registration, the copied Provisional Ballot Affidavit Envelope serves as an original voter registration application or change form; the effective date will be calculated as of the Election Date for which the Provisional Ballot Affidavit Envelope was submitted .

(5) If the residence address provided on the Provisional Ballot Affidavit Envelope falls outside the Voter Registrar's jurisdiction, the Voter Registrar shall forward a copy of the Provisional Ballot Affidavit Envelope to the appropriate Voter Registrar. The effective date of the transferred copy shall be calculated as thirty days from the election date on which the Provisional Ballot Affidavit Envelope was originally submitted. The original Provisional Ballot Affidavit Envelope shall be transferred to the appropriate Voter Registrar after the preservation period upon the Voter Registrar's request.

(6) [ (5) ] The Voter Registrar shall keep the Provisional Ballot Affidavit Envelopes separated by election precinct during the review. The Voter Registrar shall replace the Provisional Ballot Affidavit Envelopes in the same ballot boxes or other containers in which the Provisional Ballot Affidavit Envelopes were originally received for transfer to the Early Voting Ballot Board or General Custodian of election records, as designated by the General Custodian of election records , along with the List of Provisional Voters for each precinct. The copy of the Summary of Provisional Ballots is returned to the General Custodian. The box is relocked and resealed in the same manner in which it was received. The serial number of the seal shall be recorded on the Verification of Provisional Ballots and Serial Number form.

(7) The General Custodian of the election records or the Early Voting Ballot Board Judge shall pick up the secured ballot boxes or other containers and all other materials at the time, date, and location designated by the Voter Registrar.

(8) [ (6) ] The Voter Registrar shall sign the Verification of Provisional Ballots and Serial Numbers form verifying transfer, and the presiding judge of the Early Voting Ballot Board shall sign indicating receipt of the Provisional Ballot Affidavit Envelopes and that the key and ballot box(es) was properly sealed.

(9) [ (7) ] Poll Watchers are not entitled to be present during the Voter Registrar's review.

(h) (No change.)

(i) Review of Provisional Ballot Affidavit Envelopes by Early Voting Ballot Board; Counting Rules.

(1) The presiding judge of the Early Voting Ballot Board shall take receipt of the Provisional Ballot Affidavit Envelopes from the Voter Registrar directly or via the General Custodian of election records at a time and place to be determined by the presiding judge.

(2) The presiding judge of the Early Voting Ballot Board may convene the board as soon as practicable after the Voter Registrar has completed the review of the provisional ballots. The judge must post a notice on the bulletin board used for posting notices of meetings of the governing body ordering the election no later than 24 hours before the board is scheduled to meet. The board may also convene while the Voter Registrar continues his or her [ the ] review.

(3) (No change.)

(4) The Early Voting Ballot Board shall review both the Election Judge's and the Voter Registrar's notation on each Provisional Ballot Affidavit Envelope to determine whether or not the ballot should be counted as indicated below:

(A) - (K) (No change.)

(L) If either the Election Judge or the Voter Registrar indicates that the voter voted in another party's primary, the ballot shall not be counted.

(M) [ (L) ] The Voter Registrar has information in the office that the Voter did complete an application, and the Voter is otherwise qualified, the ballot shall be counted.

(N) [ (M) ] If the Voter was erroneously removed from list and Voter is otherwise qualified to vote, the ballot shall be counted.

(O) If the Voter Registrar indicates that the Voter is registered, the ballot shall be counted.

(5) - (6) (No change.)

(7) The ballots to be counted shall be removed from their Provisional Ballot Affidavit Envelopes and counted under the normal procedure for counting ballots by mail in the election, unless the manager of the central counting station [ presiding judge of the ballot board ] decides that the ballot board shall count the ballots manually and add the totals to the computer count for a canvass total [ to count ballots by hand ]. See paragraph (9) of this subsection for electronic procedures, if the manager decides to count ballots in regular manner. If counted by hand, the ballots are tallied by precinct in the regular manner. The board prepares the returns and submits the returns to the General Custodian of election records.

(8) (No change.)

(9) If the provisional ballots are to be counted electronically:

(A) The manager of the central counting station shall decide whether the ballot board shall manually count the ballots and be manually added to the computer count for a canvass total or whether the central counting station shall reconvene.

(B) The manager shall send notice to the presiding judge of the ballot board prior to reconvening the board as to whether the ballots are to be counted manually by the board or whether the ballots are merely to be prepared for delivery to the central counting station.

(C) The manager must order a second test to be conducted prior to the count. The test must be successful.

(D) After the second successful test is conducted, the unofficial election results, preserved by electronic means, shall be loaded in the tabulating equipment.

(E) Once the ballots have been counted, results shall be prepared in the regular manner. The manager shall prepare a certification and attach it to the returns, then place the certification and returns in envelope #1 to be delivered to the presiding officer of the canvassing board indicating that the result supersedes any returns printed prior to the reconvening of the central counting station after election day.

(F) After the results have been prepared, a successful third test must be performed.

(G) The results, ballots, and distribution of ballots and all records shall be made in the regular manner.

[(A) Prior to the beginning of the count at a central counting station, the manager shall run the required second logic and accuracy test using the same test deck as on Election Day. After the count is complete, the manager shall run the required third logic and accuracy test. If the test is not successful, the count is void.]

[(B) The central counting manager may add the provisional ballots to the original returns by hand in order to provide one complete return sheet or may provide a return sheet with just provisional ballot vote totals. The return sheets are distributed in the same manner as on Election Day.]

[(C) The counted Provisional Ballot Affidavit Envelopes are secured and returned to the General Custodian of election records to be retained for the appropriate preservation period.]

(10) (No change.)

(11) The List of Provisional Voters for each precinct shall be delivered to the General Custodian of election records in the Envelope for Accepted Provisional Ballot Affidavit Envelopes.

(12) - (16) (No change.)

(j) Request for Return of Original Envelopes. Upon request of the Voter Registrar, the General Custodian of election records shall deliver the original Provisional Ballot Affidavit Envelopes to the Voter Registrar after the preservation period.

(k) (No change.)

§81.174.Provisional Voting Procedures for Punch Card and Optical Scan Voting System Ballots Tabulated at a Central Counting Station.

(a) (No change.)

(b) Eligibility to vote provisional ballot

(1) At all elections, the following individuals shall be eligible to cast a provisional ballot:

(A) - (B) (No change.)

(C) A Voter who has applied for a ballot by mail, but has not returned the ballot by mail or cancelled the ballot with the mail early voting clerk ; or

(D) - (G) (No change.)

(H) A Voter who voted in another party's primary.

(2) (No change.)

(c) Polling Place Procedures.

(1) - (7) (No change.)

(8) The Election Judge shall check the reason under which the Voter voted provisionally on the provisional ballot envelope. The reasons include:

(A) - (D) (No change.)

(E) Voter on list of persons who voted early by mail, Voter says he/she did not receive or return the ballot and refuses to cancel the ballot with the Early Voting Clerk; [ or ]

(F) First time Voter without any identification ; [ . ]

(G) Voter voted after 7:00 p.m. due to court order; or

(H) Voter voted in another party's primary.

(9) - (13) (No change.)

(d) Early Voting By Personal Appearance Provisional Ballot Procedures.

(1) - (2) (No change.)

(3) The central counting station manager shall direct the provisional ballot envelopes to be separated from the regularly-cast [ regularly cast ] ballots and placed in a ballot box or transfer case for delivery to the Voter Registrar. The Voter Registrar shall sign the List of Early Voting Provisional Voters to verify receipt of the provisional ballot envelopes.

(4) (No change.)

(e) (No change.)

(f) Transfer to Voter Registrar.

(1) - (4) (No change.)

(5) The General Custodian of election records shall supply the Voter Registrar with a sufficient number of seals to re-seal the ballot box(es) or transfer case(s) containing the Provisional Ballot Affidavit Envelopes once his or her review is completed.

(6) - (8) (No change.)

(g) Voter Registrar Review of Provisional Ballot Affidavit Envelopes.

(1) No later than the third business day after election day, the Voter Registrar shall complete the review of the Provisional Ballot Affidavit Envelopes. As part of the review, the Voter Registrar shall review information from the following sources to attempt to determine the Provisional Voter's registration status:

(A) the Department of Public Safety,

(B) Volunteer Deputy Registrars, and

(C) other records that may establish the Voter's eligibility. The Voter Registrar must examine each Provisional Ballot Affidavit Envelope, determine the Voter's registration status, and indicate the status on the face of the Provisional Ballot Affidavit Envelope as one of the following:

(i) [ (A) ] No record of voter registration application on file in this county;

(ii) [ (B) ] Registration cancelled on ________ (fill in date);

(iii) [ (C) ] Registered less than 30 days before the election;

(iv) [ (D) ] Incomplete registration received, but additional information not returned;

(v) [ (E) ] Voter rejected for registration due to ineligibility;

(vi) [ (F) ] Registered to vote, but erroneously listed in wrong precinct;

(vii) [ (G) ] Registered to vote in a different precinct within the county;

(viii) [ (H) ] Information on file indicating applicant completed a voter registration application, but it was never received in the Voter Registrar's office; and/or

(ix) [ (I) ] Voter erroneously removed from list of registered voters.

(x) Voter is registered;

(xi) Voter voted in another party's primary; or

(xii) Other: _______________ (with an explanation).

(2) (No change.)

(3) The Voter Registrar shall copy the Provisional Ballot Affidavit Envelope of each Voter who was not registered to vote, who was registered but whose information contains updated voter registration information, or who was erroneously cancelled or listed in the wrong precinct or for any other reason the Voter Registrar deems necessary .

(4) For purposes of voter registration, the copied Provisional Ballot Affidavit Envelope serves as an original voter registration application or change form; the effective date will be calculated as of the Election Date for which the Provisional Ballot Affidavit Envelope was submitted .

(5) If the residence address provided on the Provisional Ballot Affidavit Envelope falls outside the Voter Registrar's jurisdiction, the Voter Registrar shall forward a copy of the Provisional Ballot Affidavit Envelope to the appropriate Voter Registrar. The effective date of the transferred copy shall be calculated as thirty days from the election date on which the Provisional Ballot Affidavit Envelope was originally submitted. The original Provisional Ballot Affidavit Envelope shall be transferred to the appropriate Voter Registrar after the preservation period upon the Voter Registrar's request.

(6) [ (5) ] The Voter Registrar shall keep the envelopes separated by election precinct during the review. The Voter Registrar shall replace the Provisional Ballot Affidavit Envelopes in the same ballot boxes or other containers in which the Provisional Ballot Affidavit Envelopes were originally received for transfer to the Early Voting Ballot Board or General Custodian of election records , along with the List of Provisional Voters for each precinct. The copy of the Summary of Provisional Ballots is returned to the General Custodian. The box is relocked and resealed in the same manner in which it was received. The serial number of the seal shall be recorded on the Verification of Provisional Ballots and Serial Number form.

(7) The General Custodian of the election records or the Early Voting Ballot Board Judge shall pick up the secured ballot boxes or other containers and all other materials at the time, date, and location designated by the Voter Registrar.

(8) [ (6) ] The Voter Registrar shall sign the Verification of Provisional Ballots and Serial Numbers form verifying transfer, and the presiding judge of the Early Voting Ballot Board or General Custodian of election records shall sign indicating receipt of the Provisional Ballot Affidavit Envelopes and that the key and ballot box(es) was properly sealed.

(9) [ (7) ] Poll Watchers are not entitled to be present during the Voter Registrar's review.

(h) Early Voting Ballot Board defined . The authority appointing the Early Voting Ballot Board may determine which members of the board will review and count the provisional ballots. The entire ballot board is not required to be present. A minimum of three members of the board is required to conduct the review.

(i) Review of Provisional Ballot Affidavit Envelopes by Early Voting Ballot Board; Counting Rules.

(1) The presiding judge of the Early Voting Ballot Board shall take receipt of the Provisional Ballot Affidavit Envelopes from the Voter Registrar directly or via the General Custodian of election records at a time and place to be determined by the presiding judge.

(2) The presiding judge of the Early Voting Ballot Board may convene the board as soon as practicable after the Voter Registrar has completed the review of the provisional ballots. The judge must post a notice on the bulletin board used for posting notices of meetings of the governing body ordering the election no later than 24 hours before the board is scheduled to meet. The board may also convene while the Voter Registrar continues his or her [ the ] review.

(3) (No change.)

(4) The Early Voting Ballot Board shall review both the Election Judge's and the Voter Registrar's notation on each Provisional Ballot Affidavit Envelope to determine whether or not the ballot should be counted as indicated below:

(A) - (K) (No change.)

(L) If either the Election Judge or the Voter Registrar indicates that the Voter voted in another party's primary, the ballot shall not be counted.

(M) [ (L) ] The Voter Registrar has information in the office that the Voter did complete an application, and the Voter is otherwise qualified, the ballot shall be counted.

(N) [ (M) ] If the Voter was erroneously removed from list and Voter is otherwise qualified to vote, the ballot shall be counted

(O) If the Voter Registrar indicates that the Voter is registered, the ballot shall be counted.

(5) - (6) (No change.)

(7) The ballots to be counted shall be removed from their Provisional Ballot Affidavit Envelopes and counted in the regular manner, unless the manager of the central counting station decides that the ballot board shall count the ballots manually and add the totals to the computer count for a canvass total. See paragraph (9) of this subsection for electronic procedures, if the manager decides to count ballots in regular manner. [ presiding judge of the ballot board decides to count the ballots by hand. ] If counted by hand, the ballots are tallied by precinct in the regular manner. The board prepares the returns and submits the returns to the General Custodian of election records.

(8) (No change.)

(9) If the provisional ballots are to be counted electronically:

(A) The manager of the central counting station shall decide whether the ballot board shall manually count the ballots and be manually added to the computer count for a canvass total or whether the central counting station shall reconvene.

(B) The manager shall send notice to the presiding judge of the ballot board prior to reconvening the board as to whether the ballots are to be counted manually by the board or whether the ballots are merely to be prepared for delivery to the central counting station.

(C) The manager must order a second test to be conducted prior to the count. The test must be successful.

(D) After the second successful test is conducted, the unofficial election results, preserved by electronic means, shall be loaded in the tabulating equipment.

(E) Once the ballots have been counted, results shall be prepared in the regular manner. The manager shall prepare a certification and attach it to the returns, then place the certification and returns in envelope #1 to be delivered to the presiding officer of the canvassing board indicating that the result supersedes any returns printed prior to the reconvening of the central counting station after election day.

(F) After the results have been prepared, a successful third test must be performed.

(G) The results, ballots, and distribution of ballots and all records shall be made in the regular manner.

[(A) Prior to the beginning of the count at a central counting station, the manager shall run the required second logic and accuracy test using the same test deck as on Election Day. After the count is complete, the manager shall run the required third logic and accuracy test. If the test is not successful, the count is void.]

[(B) The central counting manager may add the provisional ballots to the original returns by hand in order to provide one complete return sheet or may provide a return sheet with just provisional ballot vote totals. The return sheets are distributed in the same manner as on Election Day.]

[(C) The counted provisional ballots are returned to the General Custodian of election records and retained for the appropriate preservation period.]

(10) The List of Provisional Voters for each precinct shall be delivered to the General Custodian of election records in the Envelope for Accepted and Provisional Ballot Affidavit Envelopes.

(11) - (15) (No change.)

(j) Request for Return of Original Envelopes. Upon request of the Voter Registrar, the General Custodian of election records shall deliver the original Provisional Ballot Affidavit Envelopes to the Voter Registrar after the preservation period.

(k) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on March 22, 2005.

TRD-200501244

Ann McGeehan

Director of Elections

Office of the Secretary of State

Earliest possible date of adoption: May 1, 2005

For further information, please call: (512) 475-2821