TITLE 10.COMMUNITY DEVELOPMENT

Part 7. TEXAS RESIDENTIAL CONSTRUCTION COMMISSION

Chapter 300. ADMINISTRATION

10 TAC §300.5

The Texas Residential Construction Commission (the "commission") proposes a new rule at Title 10, Part 7, Chapter 300, §300.5, regarding the establishment of statutorily mandated task forces pursuant to provisions of the Property Code Chapters 430 and 436 and in accordance with Government Code Chapter 2110, regarding advisory committees.

Section 300.5, relating to Task Forces, provides for the commission's appointment of members to three separate task forces for purposes of obtaining advice in areas of mold reduction and remediation, rain harvesting and water recycling, and residential arbitrators and arbitration. The rule further provides for the composition, responsibilities, meeting requirements and reporting requirements for each task force.

Stephen D. Thomas, Executive Director, has determined that for each year of the first five-year period that the new rule is in effect there will be no fiscal implications for local governments as a result of enforcing or administering the new rule. There will be a minimal fiscal implication to the state due to the reimbursement of travel expenses for task force members.

Mr. Thomas has also determined that for each year of the first five-year period the new rule is in effect the public will benefit from the knowledge that the commission gains through the work of each task force in their respective areas of expertise. Such advice from the task forces will lead to actionable recommendations for the commission's consideration with the aim toward the reduction of mold exposure, water conservation, and cost-effective dispute resolution.

Mr. Thomas has also determined that there will be no impact on large, small and micro-businesses as a result of the adoption of this rule.

Mr. Thomas has also determined that for each year of the first five-year period the proposed rule is in effect there should be no effect on a local economy; and therefore, no local employment impact statement is required under Administrative Procedure Act §2001.022.

Interested persons may submit written comments (16 copies) on the proposed rule to Susan K. Durso, General Counsel, Texas Residential Construction Commission, P.O. Box 13144, Austin, Texas 78711. The deadline for submission of comments is thirty (30) days from the date of publication of the proposed rules in the Texas Register . Comments should be organized in a manner consistent with the organization of the proposed rule.

The new rule is proposed to establish statutorily mandated task forces to advise the commission in areas of mold reduction and remediation, rain harvesting and water recycling, and residential arbitrators and arbitration. The rule further provides for the composition, responsibilities, meeting requirements and reporting requirements for each task force. The new section is adopted under Property Code §408.001, which provides general authority for the commission to adopt rules necessary for the implementation of Title 16; Property Code §430.003, which provides for the establishment of a task force concerning mold reduction and remediation; Property Code §430.004, which provides for the establishment of a task force to develop design recommendations for rain harvesting and water recycling; Property Code §436.004, which provides for the establishment of a task force concerning residential arbitrators and arbitration; and Gov't Code Chapter 2110, which relates to agency advisory committees.

The statutory provisions affected by the proposal are set forth in the Title 16, Property Code §§408.001, 430.003, 430.004, and 436.004 and Gov't Code Chapter 2110.

No other statutes, articles, or codes are affected by the proposal.

§300.5.Task Forces.

(a) The commission shall appoint three separate task forces to be referred to as the Mold Reduction and Remediation Task Force, the Rain Harvesting and Water Recycling Task Force, and the Residential Arbitrators and Arbitration Task Force.

(b) Composition. The commission shall appoint a reasonable number of task force members to each task force, not to exceed twenty-four members on each task force. The commission may appoint one or more commissioners to participate as a member of any task force. The membership of each task force must reflect a balanced representation between the affected industry and consumers and include any express statutory membership representations as further described in this section. Each task force shall select a presiding officer from among its members. Notwithstanding the above provisions of this subsection, the Mold Reduction and Remediation Task Force must include representation by public health officers of this state, health and medical experts, mold abatement experts and representatives of affected consumers and industries.

(c) Duration. The Rain Harvesting and Water Recycling Task shall be abolished on the fourth anniversary of the date of creation, unless the commission affirmatively votes to continue the task force in existence. The Mold Reduction and Remediation Task Force shall be abolished on December 31, 2005. The Residential Arbitrators and Arbitration Task Force shall be abolished on September 1, 2007, as prescribed by the Act.

(d) Conditions of membership. The term of office for each member shall be two years. A member whose term has expired shall continue to serve until a qualified replacement is appointed by the commission. In the event a member cannot complete his or her term, the commission shall appoint a qualified replacement to serve the remainder of the term. Task force members shall serve without compensation but shall be entitled to reimbursement at rates established for state employees for travel and per diem incurred in the performance of their official duties, provided such reimbursement is authorized by the Texas Legislature in the General Appropriations Act.

(e) Responsibilities. Each task force shall undertake the following responsibilities as statutorily required:

(1) the Mold Reduction and Remediation Task Force shall advise the commission regarding the adoption of standards that are designed to reduce the general population's exposure to mold and shall consider the feasibility of adopting permissible limits for exposure to mold in indoor environments;

(2) the Rain Harvesting and Water Recycling Task Force shall advise the commission and assist in the development of design recommendations for residential construction that encourages rain harvesting and water recycling; and

(3) the Residential Arbitrators and Arbitration Task Force shall study and advise the commission regarding residential arbitrators and arbitration.

(f) Meetings. Task force meetings may be conducted by telephone conference. Each task force shall be subject to meeting at the call of the presiding member. A quorum shall consist of a majority of the task force membership.

(g) Reports. After each task force meeting, the presiding member shall prepare a report to the commission regarding its activities and recommendations.

(1) The presiding member shall file with the commission, a report containing:

(A) the minutes of the meeting;

(B) a memo summarizing the meeting; and

(C) a list of its recommendations, if any.

(2) Within 20 days after a report is filed, any commissioner may request that one or more items described in the report be placed on an agenda to be discussed during an open meeting of the commission. If no commissioner requests that the list be placed on an agenda for an open meeting, the report is deemed approved by the commission.

(h) Evaluation of costs and effectiveness. The commission shall evaluate each task force annually. Evaluation shall be conducted by an evaluation team appointed by the Executive Director. The evaluation team will report to the commission in open meeting each August of its findings regarding:

(1) each task force's work;

(2) each task force's usefulness; and

(3) the costs related to each task force's existence, including the cost of agency staff time spent in support of each task force's activities.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 26, 2004.

TRD-200402744

Susan Durso

General Counsel

Texas Residential Construction Commission

Earliest possible date of adoption: June 6, 2004

For further information, please call: (512) 475-0595


Chapter 302. FEES

10 TAC §302.2

The Texas Residential Construction Commission (the "commission") proposes a new rule at Title 10, Part 7, Chapter 302, §302.2, regarding fees for providing copies of public information pursuant to provisions of the Texas Government Code Chapter 552.

Section 302.2, relating to Fees for Public Information, provides that the commission will determine the fees for providing copies of public information in accordance with the rules adopted by the Texas Building and Procurement Commission.

Stephen D. Thomas, Executive Director, has determined that for each year of the first five-year period that the new rule is in effect there will be no fiscal implications for state or local governments as a result of enforcing or administering the new rule.

Mr. Thomas has also determined that for each year of the first five-year period the new rule is in effect, the public will benefit from the agency's consistent application of the rules related to fees for copies of public information adopted by the Texas Building and Procurement Commission.

Mr. Thomas has also determined that there will be no impact on large, small and micro-businesses as a result of the adoption of this rule.

Mr. Thomas has also determined that for each year of the first five-year period the proposed rule is in effect there should be no effect on a local economy; and therefore no local employment impact statement is required under Administrative Procedure Act §2001.022.

Interested persons may submit written comments (16 copies) on the proposed rule to Susan K. Durso, General Counsel, Texas Residential Construction Commission, P.O. Box 13144, Austin, Texas 78711. The deadline for submission of comments is thirty (30) days from the date of publication of the proposed rules in the Texas Register . Comments should be organized in a manner consistent with the organization of the proposed rule.

The new rule is proposed to notify the public that the agency will charge fees for copies of public information consistent with the rules adopted by the Texas Building and Procurement Commission on the subject. The new section is adopted under Property Code §408.001, which provides general authority for the commission to adopt rules necessary for the implementation of Title 16, Property Code and Government Code §552.262, which requires that governmental bodies use the rules adopted by the Texas Building and Procurement Commission to determine charges for making copies of public information.

The statutory provisions affected by the proposal are set forth in the Title 16, Property Code, §408.001 and Government Code §552.262.

No other statutes, articles, or codes are affected by the proposal.

§302.2.Fees for Public Information.

The commission's fees for providing public information will be determined in accordance with the rules promulgated by the Texas Building and Procurement Commission under Title 1, Texas Administrative Code, §§111.61 - 111.70 (Cost of Public Information).

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 26, 2004.

TRD-200402742

Susan Durso

General Counsel

Texas Residential Construction Commission

Earliest possible date of adoption: June 6, 2004

For further information, please call: (512) 475-0595


Chapter 303. REGISTRATION

Subchapter C. REGISTRATION OF THIRD-PARTY INSPECTORS

10 TAC §§303.200 - 303.210

The Texas Residential Construction Commission (the "commission") proposes for comment new rules at Title 10, Part 7, Chapter 303, Subchapter C, §§303.200, 303.201, 303.202, 303.203, 303.204, 303.205, 303.206, 303.207, 303.208, 303.209 and 303.210, regarding the registration and qualification of third-party inspectors who take part in the state-sponsored inspection and dispute resolution process described in Title 16, Property Code.

The rules are proposed to comply with new legislation, House Bill 730 (Act effective Sept. 1, 2003, 78th Leg., R.S., ch. 458, §1.01). The new rules are proposed under new Chapter 427, Property Code (Act effective Sept. 1, 2003, 78th Leg., R.S., ch. 458, §1.01), which provides, in part, that third-party inspectors who take part in the state-sponsored inspection and dispute resolution process must be registered with the state and must meet certain statutory qualifications to serve in that capacity.

Section 303.200 states the commission will register two types of inspectors to serve as neutral third parties in the state-sponsored inspection and dispute resolution process.

Section 303.201 provides that the commission will conduct background checks on individuals who apply under this subchapter to serve as third-party inspectors.

Section 303.202 provides that individuals seeking to register as third-party inspectors must submit a completed application on a commission-prescribed form accompanied by the appropriate fee and must meet the qualifications required under the Act for the type of inspections they wish to perform and provide evidence of their qualifications.

Section 303.203 states that the commission shall utilize information gleaned from the application and the applicant's background check to determine if an applicant is fit to carry out the duties of serving as an inspector under the Act. It further lists certain factors that the commission will review in determining the fitness of applicants who have a criminal history to serve as third-party inspectors.

Section 303.204 provides that after an applicant has been approved to serve as a third-party inspector, the commission will promptly notify the applicant and provide a certificate of registration, which shall be effective for one year from the date on the certificate.

Section 303.205 addresses the procedure and requirements for denying an application for registration.

Section 303.206 provides the process and requirements for appealing the denial of an application under §303.205.

Section 303.207 addresses the statutorily-required commission-developed training program for third-party inspectors and the requirement that registered third-party inspectors complete the commission-developed training prior to participation in the state-sponsored inspection and dispute resolution process.

Section 303.208 provides that registered third-party inspectors notify the commission in writing of material changes in the information provided as a part of the application within thirty (30) days of the change. It further provides that a material change includes, but is not limited to, a change of address or a change in criminal history as a result of a previously unadjudicated or undisclosed criminal charge other than traffic tickets or Class C misdemeanors that are not of crimes involving moral turpitude.

Section 303.209 addresses the renewal of third-party inspector registration.

Section 303.210 provides that the commission may revoke a registration approved under this subchapter if the commission determines that the registrant is no longer qualified or fit to serve or if the registrant fails to timely disclose to the commission a relationship that could reasonably be considered to create a conflict of interest or impair the inspector's neutrality in serving as a third-party inspector under the Act.

Stephen D. Thomas, Executive Director, has determined that for each year of the first five-year period the proposed rule is in effect there will be no fiscal implications for state or local governments as a result of enforcing or administering the proposed rule.

Mr. Thomas has also determined that for each year of the first five-year period the proposed rule is in effect the public will benefit from the registration of inspectors who will participate in the state-sponsored inspection and dispute resolution process as a neutral third-party to assist homeowners and builders in resolving disputes related to alleged construction defects.

Mr. Thomas has also determined that there will be no effect on large, small and micro-businesses as a result of the adoption of the proposed rule.

Mr. Thomas has also determined that for each year of the first five-year period the proposed rule is in effect there should be no effect on a local economy; therefore, no local employment impact statement is required under Administrative Procedure Act §2001.022.

Interested persons may submit written comments (16 copies) on the proposed rule to Susan K. Durso, General Counsel, Texas Residential Construction Commission, P.O. Box 13144, Austin, Texas 78711. The deadline for submission of comments is twenty-one (21) days from the date of publication of the proposed rules in the Texas Register . Comments should be organized in a manner consistent with the organization of the proposed rule. Comments received after that date will not be considered.

The commission is particularly interested in receiving comments on the proposed text of §303.202(c)(3) and (d)(3) in so far as the statute expresses an intent to preclude from registration those inspectors who earn their living by providing expert witness services to such a degree that more than ten (10) percent of their gross income is derived from providing such services. The commission is seeking input on the language that would best solicit the appropriate information from all applicants regardless of the method by which they are compensated, including those inspectors who are salaried employees, those who are in partnerships and those who are sole proprietors.

The new rule is proposed to implement new legislation enacted during the 78th Legislative Session, Regular Session, House Bill 730 (Act effective Sept. 1, 2003, 78th Leg., R.S., ch. 458, §1.01), including Title 16, Property Code. Section 408.001 of the Property Code provides general authority for the commission to adopt rules necessary for the implementation of Title 16. Property Code Chapter 427 provides for the registration and qualification of persons who will participate in the state-sponsored inspection and dispute resolution process as third-party inspectors.

The statutory provisions affected by the proposed rule are those set forth in the Title 16, Property Code and House Bill 730, 78th Legislature, R.S.

No other statutes, articles, or codes are affected by the adoption.

§303.200.Inspector Registration.

(a) The commission shall accept applications for two types of third-party inspectors to participate in the state-sponsored inspection and dispute resolution process.

(b) The commission shall accept applications for:

(1) individuals who qualify under this subchapter to serve as inspectors on issues involving workmanship and materials; and

(2) individuals who qualify under this subchapter to serve as inspectors on issues involving a structural matter.

§303.201.Criminal Background Check.

In addition to reviewing other qualifications for individuals seeking to register as a third-party inspector under this subchapter, the commission shall conduct a criminal background check on each applicant.

§303.202.Application.

(a) An individual seeking to register with the commission as a third-party inspector to participate in the state-sponsored inspection and dispute resolution process must submit a completed application on a commission-prescribed form accompanied by the appropriate fee.

(b) An individual may submit an application to register with the commission to serve as both a workmanship and materials inspector and a structural inspector. The individual seeking to serve as both a workmanship and materials inspector and a structural inspector must qualify to serve as both.

(c) An individual who seeks to register as a third-party inspector for issues related to workmanship and materials shall:

(1) provide evidence that the individual has acquired a minimum of five (5) years of experience working in the field of residential construction;

(2) provide evidence that the individual holds a current ICC certification as a residential combination inspector;

(3) attest that the individual has not received more than ten (10) percent of the individual’s gross income, as reported on the last federal income tax return filed by that individual, from providing expert witness services, including any retainer fee accepted for the purpose of providing testimony, evidence, or consultation in connection with a pending or threatened legal action. Fees for expert witness services, including providing testimony or evidence in a legal action, received by the individual as a result of having served in the capacity of a registered third-party inspector may be excluded when calculating the percentage of gross income received from providing expert witness services under this subsection; and

(4) provide other information requested by the commission that the commission has determined is necessary to assess the applicant's qualifications and fitness to serve as a third-party inspector under the Act.

(d) An individual who seeks to register as a third-party inspector for issues involving a structural matter shall:

(1) provide evidence that the individual is a state-licensed professional engineer or a state-licensed architect;

(2) provide evidence that the individual has acquired a minimum of ten (10) years of experience working in the field of residential construction;

(3) attest that the individual has not received more than ten (10) percent of the individual’s gross income, as reported on the last federal income tax return filed by that individual, from providing expert witness services, including retainer fees accepted for the purpose of providing testimony, evidence, or consultation in connection with a pending or threatened legal action. Fees for expert witness services, including providing testimony or evidence in a legal action, received by the individual as a result of having served in the capacity of a registered third-party inspector may be excluded when calculating the percentage of gross income received for providing expert witness services under this subsection; and

(4) provide other information requested by the commission that the commission has determined is necessary to assess the applicant's qualifications and fitness to serve as a third-party inspector under the Act.

§303.203.Determination of Qualifications and Fitness.

(a) The commission shall review each application to determine if the applicant is qualified to serve as the type of inspector for which the individual has submitted an application and shall utilize all the information received as a result of the application, including the results of a criminal background check, to determine whether the applicant is fit to carry out the duties of a third-party inspector under the Act.

(b) In reviewing an application to determine if an applicant is fit to carry out the duties of serving as an inspector under this subchapter, the commission shall consider, among other things, whether the applicant has a criminal history and if so:

(1) the nature and seriousness of any crimes for which the applicant has a prior conviction or convictions, including whether a prior conviction is for a crime involving moral turpitude;

(2) the extent to which service as a registered inspector might offer the applicant an opportunity to engage in further criminal activity of a same or similar nature as that for which the applicant has a prior conviction;

(3) the extent and nature of the applicant's past criminal activity;

(4) the age of the applicant when any criminal activity discovered occurred;

(5) the remoteness in time between the submission of the application and the date of the applicant's last criminal conviction;

(6) the applicant's overall work history in relation to the dates of any criminal convictions;

(7) evidence of the applicant's successful rehabilitation efforts while incarcerated or after release, including but not limited to, restitution to the victim, completion of probationary requirements and completion of community service; and

(8) other evidence of the applicant's fitness to serve as a third-party inspector, as requested by the commission.

(c) An applicant must respond to a commission request for information on whether the applicant is qualified and fit to serve as a third-party inspector in order to complete the application process.

§303.204.Notice of Approved Registration.

(a) The commission shall notify individuals of its approval of their applications after the commission has made its determination under this subchapter no later than fifteen (15) days of receipt of a completed application accompanied by the appropriate fee.

(b) The commission shall provide registered inspectors with evidence of registration, which shall remain effective for at least one year from the effective date shown on the certificate of registration as determined by the commission, unless otherwise revoked or suspended.

§303.205.Denial of Registration.

(a) The commission shall deny an application for registration or for renewal of a registration if the commission is not satisfied that the applicant is qualified or fit to carry out the duties of serving as a third-party inspector under the Act.

(b) If the commission denies an application for a registration or a renewal, the commission shall provide written notice detailing its reason(s) for denial to the applicant not later than the 15th day after the date the commission receives the completed application and fee.

§303.206.Appeal of Denial.

(a) A person who receives a notice of denial under §303.205 may appeal the decision to the Executive Director by submitting a written request for appeal not later than thirty (30) days after receipt of the notice of denial.

(b) The decision of the Executive Director is a final agency decision not subject to further administrative appeal.

§303.207.Training.

(a) The commission shall develop an initial training program for third-party inspectors who conduct inspections under the Act.

(b) Individuals registered as third-party inspectors must complete the commission-developed training prior to participation in the state-sponsored inspection and dispute resolution process.

§303.208.Material Change in Information.

(a) Each individual who is registered as a third-party inspector under this subchapter shall report to the commission in writing any material change in the information provided to the commission pursuant to this subchapter within thirty (30) days of the change.

(b) A material change includes but is not limited to a change of address or contact information or a criminal charge made or adjudicated against the registered inspector since the date of the last application made to the commission other than a traffic ticket or a Class C misdemeanor charge that is not for a crime involving moral turpitude.

§303.209.Renewal.

(a) A registered third-party inspector may apply annually to renew the inspector's registration.

(b) A registered third-party inspector who seeks to renew a previously granted registration shall file an application for renewal on a commission-prescribed application accompanied by the appropriate fee as adopted by the commission.

(c) Applications for renewal shall be reviewed to determine whether the applicant continues to be qualified and fit to serve as a third-party inspector under the Act.

§303.210.Revocation of Registration.

(a) After notice and opportunity to be heard, the commission shall revoke the registration certificate of any person registered under this subchapter who is determined to be unfit or unqualified to continue serving as a third-party inspector under this subchapter.

(b) The commission may revoke a registration certificate approved under this subchapter if the commission determines that a third-party inspector knowingly failed to timely disclose to the commission a financial or personal relationship with a party to a dispute to which the inspector has been appointed under the state-sponsored inspection and dispute resolution process if that relationship could reasonably be considered by the another party to the dispute to create an incurable conflict of interest for the inspector or otherwise substantially impair the inspector's ability to serve as a neutral third-party in the dispute.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 26, 2004.

TRD-200402740

Susan Durso

General Counsel

Texas Residential Construction Commission

Earliest possible date of adoption: June 6, 2004

For further information, please call: (512) 475-0595


Chapter 313. STATE-SPONSORED INSPECTION AND DISPUTE RESOLUTION PROCESS (SIRP)

10 TAC §§313.1 - 313.26

The Texas Residential Construction Commission (the "commission") proposes for comment new rules at Title 10, Part 7, Chapter 313, Subchapter C, §§313.1-313.26 regarding the state-sponsored inspection and dispute resolution process (SIRP) as provided for in Title 16, Property Code and in Property Code Chapter 27, as amended by House Bill 730 (Act effective Sept. 1, 2003, 78th Leg. R.S., ch. 458, §101).

The rules are proposed to comply with new legislation including House Bill 730 (Act effective Sept. 1, 2003, 78th Leg., R.S., ch. 458, §1.01) and new Chapter 426, Property Code, which provide in part for an informal inspection and dispute resolution process to assist homeowners and builders in resolving post-construction disputes for alleged construction defects discovered after September 1, 2003.

Section 313.1 states the applicability of the state-sponsored inspection and dispute resolution process (SIRP) to post-construction disputes regarding alleged construction defects.

Section 313.2 describes the notice and opportunity to inspect required as a prerequisite to making a request to initiate the SIRP.

Section 313.3 describes the relevant time periods for a timely request for the SIRP.

Section 313.4 describes the process for making a request to participate in the SIRP.

Section 313.5 describes the information that must be included in a request to initiate the SIRP.

Section 313.6 provides information on the required notice of the initiation of the SIRP to other interested parties.

Section 313.7 provides information on a builder’s obligations and potential liability as a result of receipt of notice of a request alleging a threat to health or safety.

Section 313.8 provides information regarding the required fees for inspection.

Section 313.9 describes the commission’s initial review of the request.

Section 313.10 describes the builder’s continuing right to inspect the affected home.

Section 313.11 describes the appointment process for the third-party inspector.

Section 313.12 describes the process by which a party to a dispute can object to the appointment of a third-party inspector.

Section 313.13 describes the process for conducting a home inspection.

Section 313.14 describes the third-party inspector’s report.

Section 313.15 describes the requirements and procedures for requesting an extension of time.

Section 313.16 describes the form of the third-party inspector’s report.

Section 313.17 provides for the delivery of the third-party inspector’s report to the commission and to the parties to the dispute.

Section 313.18 provides for the reimbursement of inspection fees and costs under certain circumstances.

Section 313.19 provides for the time to appeal the third-party inspector’s report.

Section 313.20 describes the appeals process.

Section 313.21 provides for an offer of repair.

Section 313.22 provides a procedure for responding to the offer of repair.

Section 313.23 provides for a supplemental offer of repair if the original offer is rejected.

Section 313.24 provides that an offer not accepted is deemed rejected after a period of twenty-five (25) days.

Section 313.25 describes the procedures for repair and inspection that follow acceptance of an offer of repair.

Section 313.26 provides for the establishment and payment of fees to third-party inspectors who are subpoenaed to provide expert witness services.

Stephen D. Thomas, Executive Director, has determined that for each year of the first five-year period the proposed rules are in effect there will be no fiscal implications for local governments as a result of enforcing or administering the proposed rules. The fees collected by the commission under these rules will provide for the cost of providing the inspection and administrative costs to the commission in implementing and administering the SIRP.

Mr. Thomas has also determined that for each year of the first five-year period the proposed rules are in effect the public will benefit from the implementation of the state-sponsored inspection and dispute resolution process in that it will assist homeowners and builders in resolving disputes related to alleged construction defects in a manner that is less costly and more efficient than other legal dispute resolution procedures.

Mr. Thomas has also determined that there will be no effect on large, small and micro-businesses as a result of the adoption of the proposed rules.

Mr. Thomas has also determined that for each year of the first five-year period the proposed rules are in effect there should be no effect on a local economy; therefore, no local employment impact statement is required under Administrative Procedure Act §2001.022.

Interested persons may submit written comments (16 copies) on the proposed rules to Susan K. Durso, General Counsel, Texas Residential Construction Commission, P.O. Box 13144, Austin, Texas 78711. The deadline for submission of comments is twenty-one (21) days from the date of publication of the proposed rules in the Texas Register . Comments received after that date will not be considered. Comments should be organized in a manner consistent with the organization of the proposed rules.

The new rules are proposed to implement new legislation enacted during the 78th Legislative Session, Regular Session, House Bill 730 (Act effective Sept. 1, 2003, 78th Leg., R.S., ch. 458, §1.01), including Title 16, Property Code, Chapter 426 and Property Code Chapter 27 as amended. Section 408.001 of the Property Code provides general authority for the commission to adopt rules necessary for the implementation of Title 16, Property Code. Property Code Chapter 426 provides for the implementation of the SIRP and Property Code Chapter 27 includes statutory requirements that affect users of the SIRP.

The statutory provisions affected by the proposed rules are those set forth in the Title 16, Property Code Chapter 426, Property Code Chapter 27 and House Bill 730, 78th Legislature, R.S.

No other statutes, articles, or codes are affected by the adoption.

§313.1.Purpose.

(a) The state-sponsored inspection and dispute resolution process (SIRP) described in this chapter applies to a dispute that:

(1) is between a homeowner and a builder;

(2) arises from a transaction governed by the Act;

(3) is a result of alleged construction defect(s) that were discovered on or after September 1, 2003; and

(4) is the basis for a claim other than a claim solely for personal injury, survival, wrongful death or damage to goods.

(b) The commission will provide any person who contacts the commission to initiate the SIRP with information on the requirements and procedures for the SIRP covered by this chapter.

§313.2.Prerequisite to State-sponsored Inspection and Dispute Resolution Process (SIRP).

(a) Prior to filing a request to initiate the SIRP, a homeowner must give a builder a minimum of thirty (30) days written notice of any alleged construction defect(s).

(b) After notice has been provided in accordance with subsection (a) of this section, the homeowner must provide the builder or its designated consultants a reasonable opportunity to inspect the affected home, if the builder requests such an opportunity.

(c) If a homeowner contacts the commission to initiate the SIRP prior to having provided the builder with the written notice and the inspection opportunity required in this section, the homeowner will be provided with information regarding the requirements and the procedures for filing a request to initiate the SIRP and instructions on how to initiate the SIRP if the dispute is not resolved as a result of the thirty (30) day notice and opportunity to inspect provided for in this section.

§313.3.Notice of Defect Alleging Threat to Health or Safety.

A builder who receives written notice of an alleged construction defect that creates an imminent threat to the health or safety of the inhabitants of the residence shall take reasonable steps to cure the defect as soon as practicable. A builder who fails to respond in a reasonable time to a notice described in this section may be found liable in a civil proceeding for the homeowner’s reasonable costs to cure the defect plus reasonable attorney's fees and expenses associated with curing the defect in addition to other damages that may be available to the homeowner.

§313.4.Timely Filing a Request to Initiate the SIRP.

A person must file a request to initiate the SIRP:

(1) on or before the second anniversary of the date of the discovery of the alleged construction defects, but not later than the thirtieth day after the expiration date of any warranty period applicable to the alleged construction defects(s); and

(2) on or before the tenth anniversary of

(A) the date of the initial transfer of title from the builder to the initial owner of the affected home, or

(B) if the transaction the subject of the dispute did not involve a title transfer, the date the construction commenced or the date on which the agreement describing the transaction was signed, whichever was earlier.

§313.5.Filing a Request to Initiate the SIRP.

(a) Either the homeowner or the builder may initiate the SIRP by filing a request with the commission.

(b) At the time the request is filed, if the affected home is not registered with the commission pursuant to Part 7, Chapter 303, Subchapter B, of this Title, the requesting party must also register the home with the commission on a commission-prescribed form, accompanied by the appropriate fee.

(c) If a person contacts the commission to initiate the SIRP, the commission will provide the person with information on how to file a request, including information on the applicable fees for conducting a third-party inspection, and with information on whether the affected home is registered and how to register the home if it is not.

§313.6.Information Required for the Request.

(a) The request shall be submitted on a commission-prescribed form and must include:

(1) a description of the transaction giving rise to the dispute, including,

(A) the date on which the title transferred from the builder to the initial homeowner, if the transaction giving rise to the dispute was for new home construction on the builder’s lot; or

(B) the date on which the agreement describing the transaction was signed or work commenced, whichever is earlier, if the transaction giving rise to the dispute did not involve a title transfer, including new home construction on the homeowner’s lot, a material improvement to an existing home or an improvement to the interior of an existing home when the cost of the work exceeds $20,000.

(2) evidence that the homeowner provided the builder with written notice of the alleged construction defect(s) pursuant to §313.2(a) of this chapter, or that the builder received such notice from the homeowner of the alleged construction defect(s) at least thirty (30) days prior to filing the request;

(3) a general description of the builder’s response to notice of the alleged construction defect(s) provided pursuant to §313.2(a) of this chapter, and if any portion of the builder’s response was provided in writing, a copy of that response;

(4) a reasonably detailed description of the alleged construction defect(s);

(5) an itemization of the amounts of any known out-of-pocket expenses and engineering or consulting fees incurred by the homeowner in connection with the alleged construction defect(s);

(6) a list of the names and addresses of all professionals or other persons, known to the requestor, who have inspected the alleged construction defect(s) on behalf of the requestor and who have prepared any written materials regarding their inspection, if any; and

(7) any documents or other tangible things that depict the nature and cause of the alleged construction defect(s) and that depict the nature and extent of repairs necessary to remedy the construction defect(s), including, expert reports, photographs, and videotapes, if these documents and tangible things are either within the requestor’s physical possession or if the requestor has the right to obtain the document or tangible thing from a third party, such as an agent or a representative of the requestor, and if those documents or other tangible things exist at the time the request is made.

(8) Notwithstanding the provisions of subsections (a)(6) and (a)(7) of this section, a requestor does not need to include with the request:

(A) any documents or tangible things that were prepared or developed in anticipation of litigation, for trial or for an arbitration proceeding by the requestor’s attorneys or by the attorneys’ representatives or agents for the requestor;

(B) any documents or tangible things that reflect communications between a requestor and the requestor’s attorneys or the attorneys’ representatives or agents on behalf of the requestor and that were made in anticipation of litigation, for trial or for an arbitration proceeding; or

(C) the name of any person who, before the request is submitted to the commission, inspected the home on behalf of the requestor in connection with a construction defect alleged in the request, so long as the requestor will not call upon this person as an expert or use any of the materials prepared by this person during either the SIRP or any action between the builder and the homeowner that arises out of an alleged construction defect that is the subject of the request.

(b) With regard to information provided under subsection (a)(6) and (a)(7), the party making the request who fails to submit the name of any person who inspected the home in connection with the alleged construction defect(s) that are the subject of the SIRP request on behalf of the requestor prior to the request being made may be prohibited from later designating that person who performed the inspection as an expert or from using any materials prepared by such person performing the inspection in the SIRP or any action arising out of any alleged construction defect(s) that is the subject of the request.

§313.7.Notice of the Request.

(a) The party who initiates the SIRP by filing a request shall send notice of the request, by certified mail, return receipt requested, to all other interested parties to the dispute and shall include a copy of the request and all information submitted with the request.

(b) Notice mailed to other interested parties under this section must be mailed to counsel for any interested party represented by counsel, if the requestor knows that the party is represented by counsel.

§313.8.Inspection fees.

(a) The commission will establish fees that are commensurate with the scope of the requested inspection and the type of construction defect(s) alleged and shall publish the fees established on its website and otherwise make it available to the public, including providing the information in writing to those who contact the commission to initiate the SIRP.

(b) The request to initiate the SIRP shall be accompanied by the appropriate inspection fees established by the commission.

(c) A homeowner who is able to show financial need may submit a request to reduce or waive the inspection fees.

(1) To submit a request to reduce or waive the inspection fees, the homeowner must file with the request to initiate an SIRP a sworn affidavit of inability to pay costs on a commission-prescribed form.

(2) The Executive Director will review any fee reduction or waiver request and affidavit submitted under this section and shall approve it or deny it.

(3) The Executive Director’s decision on such a request is a final agency decision and is not subject to further administrative appeal.

§313.9.Initial Request Review.

(a) Upon receipt of a request to initiate the SIRP, the commission shall review the request to determine if it contains information alleging or otherwise demonstrating:

(1) that the dispute arises from a transaction governed by the Act;

(2) that the request is complete and includes the required attachments and the payment of the appropriate fees;

(3) that the affected home is registered with the commission;

(4) that the alleged construction defect(s) were discovered on or after September 1, 2003;

(5) that the request is timely under §313.4 of this chapter; and

(6) that the request involves a dispute between a homeowner and a builder regarding alleged construction defect(s) giving rise to a claim that is not:

(A) solely for personal injury, survival, wrongful death; or

(B) solely for damage to goods not including damage to the home; or

(C) for an alleged violation of §27.01, Business & Commerce Code, regarding Fraud in Real Estate and Stock Transactions; or

(D) based solely on a builder’s wrongful abandonment of an improvement project before completion; or

(E) for an alleged violation of Property Code, Chapter 162, regarding Construction Payments, Loan Receipts, and Misapplication of Trust Funds.

(b) If the commission determines that the request received is not complete or that the claim is not eligible for the SIRP, the commission shall so advise the homeowner and builder in writing, specifying in detail the reason(s) why the request is not complete or is not eligible for the SIRP.

(c) A requestor who has submitted an incomplete request will be provided an opportunity to supplement the request to cure its deficiencies.

(d) If the commission determines that the claim is not eligible for the SIRP, the commission will return the materials submitted to the requestor and will refund any inspection fees paid.

§313.10.Builder’s Continuing Right to Inspect.

(a) In addition to the right to inspect under §313.2(b) of this chapter, at any time after a request to initiate the SIRP has been filed with the commission and prior to the conclusion of the SIRP, and upon written request from the builder, a builder shall be given a reasonable opportunity to inspect the affected home, or to have the home inspected, to determine the nature and cause of the alleged construction defect(s) and the nature and extent of repairs necessary to remedy the alleged construction defect(s).

(b) The builder may take reasonable steps during an inspection to document the alleged construction defect(s) and the condition of the home.

(c) If the homeowner delays the inspection for more than five (5) days after receipt of the builder’s request to inspect under this subsection, any period for subsequent action to be taken by the builder or a registered third-party inspector as prescribed by this chapter shall be extended one day for each day the inspection is delayed by the homeowner beyond the fifth day.

§313.11.Appointment of Third-Party Inspector.

(a) No later than fifteen (15) days after a review under §313.9 of this chapter and a determination that the request is complete and contains information that the dispute is eligible for the SIRP, the commission shall appoint a third-party inspector to conduct an inspection and shall notify the homeowner and builder of the appointment in writing.

(1) Written notification under this subsection will be provided by the most expedient and effective means available to both parties to provide timely notice, including facsimile or electronic transmission.

(2) The commission, in its sole discretion, shall determine the most expedient and effective means available to both parties for transmission of the written notice of the appointment.

(b) The commission shall appoint a third-party inspector from the list of registered third-party inspectors maintained by the commission. The inspector appointed shall be the next available inspector on the list who performs inspections in affected home’s geographic region and who has been qualified by the commission to perform the type of inspection required for the construction defect(s) alleged.

§313.12.Objection to the Third-Party Inspector Appointed.

(a) Each party shall have one opportunity to object to the third-party inspector appointed, with or without cause. The objection shall be submitted to the commission in writing and can be transmitted to the commission by mail, facsimile or electronic transmission within two (2) business days of receipt of notice of the appointment.

(b) Failure to timely notify the commission that a party objects to the third-party inspector appointed will serve as waiver of that party’s right to object unless the party is able to show that it has acquired material information regarding a conflict of interest between the inspector appointed and the other party to the dispute that forms the basis for the objection that could not reasonably have been discovered prior to the expiration of the objection period.

(c) Following receipt of a party’s objection, the commission shall appoint the next available third-party inspector from the list of registered third-party inspectors, who performs inspections in the home’s geographic region and who has been qualified by the commission to perform the type of inspection required for the construction defect(s) alleged, and the commission shall notify the interested parties of the new appointment in accordance with §313.11 of this chapter.

§313.13.Home Inspection.

(a) If the commission does not receive a timely written objection to the third-party inspector appointed pursuant to this chapter, the commission shall contact the third-party inspector with information regarding the dispute, including the names of the interested parties and their counsel, if any. Unless the third-party inspector advises the commission of a conflict of interest with either of the parties to the dispute, the commission shall forward to the appointed third-party inspector a copy of the SIRP request and all documentation submitted with the request.

(b) As soon as practicable but no later than two (2) business days after receipt of the SIRP request, the appointed third-party inspector shall contact the homeowner to arrange a mutually convenient time to inspect the affected home. The third-party inspector shall notify the builder and the homeowner of the date and time of the inspection. The homeowner and builder, including any of their consultants or representatives, may be present at the inspection.

(c) The third-party inspector shall gather all information and other data that the third-party inspector, in his sole professional judgment, deems relevant to the inspection and shall gather it by any reasonable means including taking photographs and measurements and interviewing the homeowner, the builder, and any consultants present. An interview under this subsection may take place outside the presence of others not aligned with the party subject to the interview, if the third-party inspector in his sole discretion deems it preferable for the orderly conduct of the inspection.

(d) The third-party inspector may suspend the inspection if a party interferes with the inspection in such a manner as to prohibit the third-party inspector from performing his duties in an impartial and professional manner.

(e) The third-party inspector shall not engage or employ the services of any testing company or any consultant.

(f) The builder shall submit to the third-party inspector any documentation or tangible things created or generated as a result of having received a notice of alleged defects under §313.2 of this chapter in order that the third-party inspector may consider that information when making findings and recommendations.

§313.14.The Third-Party Inspector’s Report.

(a) If the alleged construction defect(s) described in the request involve workmanship and materials but do not include a structural matter, the third-party inspector shall submit a report with recommendations to the commission as soon as practicable after the inspection but not later than the 12th day after the date the third-party inspector receives the SIRP request and materials submitted by the requestor from the commission, except as otherwise provided by this chapter.

(b) If the alleged construction defect(s) described in the request involve a structural matter, the third-party inspector shall inspect the home as soon as practicable after receipt of the request from the commission but not later than the 12th day after the date the third-party inspector receives the request and materials submitted by the requestor from the commission. The third-party inspector shall submit a report with recommendations to the commission as soon as practicable after the inspection given the inspector’s findings and recommendations but not later than the 45th day after the date the third-party inspector receives the request and materials submitted by the requestor from the commission, except as otherwise provided by this chapter.

(c) The third-party inspector’s report shall set forth the inspector’s findings based on applicable warranty and building and performance standards; and shall include the inspector’s recommendation for repairs, if any. Third-party inspectors shall consider a range of repair or remediation options to address the alleged construction defect(s).

(d) A third-party inspector’s report shall not include a recommendation for payment of monetary damages, a price for the repairs recommended, or a determination of the value of any loss allegedly suffered by the homeowner.

§313.15.Extension of Time.

(a) A third-party inspector who conducts a structural inspection may request from the Executive Director an extension of time for a period of no longer than five (5) days for any deadline imposed on the third-party inspector under §313.14 of this chapter.

(b) A party to a dispute involving a claim related to an alleged structural defect may request an extension of time from the Executive Director for any deadline imposed on the third-party inspector under §313.14 of this chapter.

(c) The Executive Director shall grant an extension of time requested under subsection (a) of this section upon a showing of that the cause for the delay was not reasonably foreseeable by the third-party inspector when the appointment was made.

(d) The Executive Director shall grant an extension under subsection (b) of this section as follows:

(1) for a period of no longer than five (5) days without regard to cause if the extension is agreed to in writing by the other party to the dispute; or

(2) upon a showing of good cause if the request is made for an extension of greater than five (5) days; or

(3) upon a showing of good cause by the requesting party if not agreed to in writing by the other party to the dispute.

(e) The Executive Director’s decision on whether to grant or deny an extension of time requested under this section is a final agency decision not subject to further administrative appeal.

§313.16.Form of Third-party Inspector’s Report.

The third-party inspector’s report shall be submitted to the commission on a commission-prescribed form, which shall include sufficient space for the third-party inspector to adequately explain his findings and recommendations.

§313.17.Delivery of the Third-party Inspector’s Report.

The third-party inspector shall submit his report to the commission and the commission shall promptly transmit the report to the homeowner and the builder.

§313.18.Reimbursement of Fees and Costs.

If the third-party inspector’s findings support all or a portion of the allegations of the requesting party, the commission may order the other party to reimburse all or part of the fees or costs of inspection paid by the requestor.

§313.19.Time to Appeal of the Third-party Inspector’s Report.

(a) A homeowner or builder may appeal the third-party inspector's report and recommendation on or before the 15th day after receipt of the report by the appealing party.

(b) A party to the dispute may request an extension of time to file a notice of appeal of the third-party inspector’s report.

(1) Upon a showing of good cause for an extension of time to file a notice of appeal, the Executive Director may extend the deadline by no more than five (5) days.

(2) The Executive Director’s determination of good cause to grant or deny an extension under this subsection is a final agency decision and is not subject to further administrative appeal.

§313.20.Appeal Process.

(a) If a homeowner or builder appeals the findings or recommendations in a third-party inspector's report, the Executive Director shall refer the appeal to a three-person panel made up of state inspectors. If the request involves a structural matter, one of the state inspectors on the panel shall be a licensed professional engineer.

(b) The appellate panel shall conduct a review of the third party inspector’s report and the written documents and tangible things considered by the third-party inspector in making the findings and recommendations, including but not limited to materials submitted with the request, any information or data gathered by the third-party inspector and documentation or tangible things provided to the third-party inspector by one of the parties during the SIRP and prior to the issuance of the report.

(c) The appellate panel shall make written findings of fact and shall recommend approval, rejection or modifications to the findings and recommendations of the third-party inspector or shall recommend that the matter be remanded to the third-party inspector for further action as directed by the appellate panel.

(d) The appellate panel shall report its findings and recommendations to the Executive Director not later than the 25th day after the notice of appeal is filed with the commission.

(e) The Executive Director shall review the report and shall transmit the appellate panel’s rulings to the parties to the appeal not later than the 30th day after the date the notice of appeal is filed with the commission.

(f) A ruling by an appellate panel under this section is a final agency decision not subject to further administrative appeal.

§313.21.Offer to Repair.

(a) Not later than the 15th day after the third-party inspector’s report has been transmitted to the parties by the commission, or if the third-party inspector’s report has been appealed, not later than the 15th date following the date that the appellate panel’s ruling has been transmitted to the parties, a builder may make a written offer of settlement to the homeowner to repair the alleged construction defect(s).

(b) The offer must be sent by certified mail, return receipt requested, to the homeowner at the homeowner’s last known address or the homeowner’s attorney, if the homeowner is represented by counsel.

(c) The offer may include either an agreement by the builder to repair or to have repaired by an independent contractor, partially or totally at the builder’s expense, or at a reduced rate to the homeowner, any construction defect(s) included in the SIRP request.

(d) The offer shall include in reasonable detail the repairs to be made and shall provide that the repairs will be made within forty-five (45) days after the date the builder receives written notice of the homeowner’s acceptance of the offer, except as delayed by the homeowner or by the occurrence of events beyond the builder’s control.

§313.22.Response to Offer to Repair.

If the homeowner considers the builder’s offer to repair under §313.21 of this chapter to be unreasonable, the homeowner shall notify the builder in writing on or before the 25th day after the date the homeowner receives the offer why the homeowner considers the offer to be unreasonable. The homeowner shall describe in reasonable detail the homeowner’s reasons for concluding that the offer is unreasonable.

§313.23.Supplemental Written Offer to Repair.

Not later than the tenth day after the date the builder receives a written response from the homeowner under §313.22 of this chapter, the builder may make a supplemental written offer of settlement. The builder shall send any such supplemental written offer by certified mail, return receipt requested, to the homeowner, or if the homeowner is represented by counsel, to the homeowner’s attorney.

§313.24.Offer Rejected.

An offer of repair made under this chapter that is not accepted by the 25th day after the date of receipt, is deemed rejected.

§313.25.Procedures Following Acceptance of Offer of Repair.

(a) If a homeowner accepts a builder’s offer to repair under this chapter, the builder, upon completion of the repairs, shall engage, at the builder’s expense, the third-party inspector who provided the report and recommendation under §313.14 to inspect the repairs and to determine whether the home, as repaired, complies with the applicable statutory warranty and building and performance standards adopted by the commission.

(b) Following the third-party inspector’s post-repair inspection, the builder shall have a reasonable period, not to exceed fifteen (15) days, to address any minor cosmetic deficiencies necessary to fully complete the repairs.

§313.26.Third-Party Inspectors as Witnesses.

(a) If a commission-appointed third-party inspector who has conducted an inspection pursuant to this chapter is subpoenaed by a party to the dispute that was the subject of the inspection to provide testimony by deposition, in court or in any alternative form of dispute resolution proceeding, or to provide other expert witness services, the party who issues the subpoena must pay to the third-party inspector a reasonable fee and related expenses for the services requested.

(b) The commission shall establish reasonable fees for witness services performed by a registered third-party inspector who is subpoenaed to provide services as described in subsection (a) of this section.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 26, 2004.

TRD-200402743

Susan Durso

General Counsel

Texas Residential Construction Commission

Earliest possible date of adoption: June 6, 2004

For further information, please call: (512) 475-0595