TITLE 37.PUBLIC SAFETY AND CORRECTIONS

Part 1. TEXAS DEPARTMENT OF PUBLIC SAFETY

Chapter 15. DRIVER LICENSE RULES

Subchapter D. DRIVER IMPROVEMENT

37 TAC §15.81, §15.89

The Texas Department of Public Safety proposes an amendment to §15.81 and new §15.89, concerning Driver Improvement.

Amendment of §15.81 and new §15.89 are necessary due to the passage of Texas House Bill 3588, 78th Legislature, Regular Session (2003). This bill created the Driver Responsibility Program, Texas Transportation Code (TRC), Chapter 708 and requires the department to identify by rule a listing of moving violations applicable to this program and administrative actions.

Amendment to §15.81 deletes the definition of "moving violation" and renumbers the remaining paragraphs.

New §15.89 is created to address the "moving violation" definition, provides a table listing moving violations, and whether or not the violation would be assessed points under the Driver Responsibility Program.

Tom Haas, Chief of Finance, has determined that for each year of the first five-year period the amendment and new section are in effect there will be no fiscal implications for state or local government, or local economies.

Mr. Haas also has determined that for each year of the first five-year period the amendment and new section are in effect the public benefit anticipated as a result of enforcing the proposal will be current and updated rules. There is no anticipated adverse economic effect on individuals, small businesses, or micro-businesses.

Comments on the proposal may be submitted to Frank Elder, Assistant Chief, Driver License Division, Texas Department of Public Safety, P.O. Box 4087, Austin, Texas 78773-0300, (512) 424-2768.

The amendment and new section are proposed pursuant to Texas Government Code, §411.004(3), which authorizes the Public Safety Commission to adopt rules considered necessary for carrying out the department's rules, and Texas Transportation Code, §708.052, which requires the department to designate offenses that constitute moving violations of the traffic law.

Texas Government Code, §411.004(3) and Texas Transportation Code, §708.052 are affected by this proposal.

§15.81.Definition of Terms.

The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Address of record--refers to the address established as the licensee's residence address that is on record with the department [ Department ].

(2) Hearing location--will be determined by the address of record at the time the notice of suspension is sent. However, if the licensee denotes a new address on the request for hearing that address will be used for setting the hearing.

(3) Mailing address--an official address provided by the licensee through application for an original, renewal or duplicate license.

[(4) Moving violation--any act committed in connection with the operation of a motor vehicle on a public street or highway, which constitutes a hazard to traffic and is prohibited by state law or city ordinance. Does not include violations exempt by statute.]

(4) [ (5) ] Reexamination of drivers--will normally consist of a comprehensive review of the required examinations including the vision, rules and signs tests, and a driving demonstration. The driving demonstration is to determine if restrictions or limitations should be imposed, and may be more intensive than a routine driving test. Guidelines for requiring the reexamination include:

(A) minimum of six entries (convictions for moving violations and accidents where negligence is indicated) in a two-year period with a minimum of 3 entries within the 12 month period proceeding the examination request;

(B) determined by a driver improvement analyst following a review of two or more accidents within a 12-month period in which the licensee was at fault;

(C) recommendation by proper medical authority following a professional evaluation of the medical facts; or

(D) recommendation by an experienced field representative of the department or any law enforcement agency following a thorough investigation showing clear and convincing evidence that such examination is reasonable and necessary.

(5) [ (6) ] Reliable report--refers to any report that can be verified or substantiated.

§15.89.Moving Violations.

(a) Moving violations are defined as an act committed in connection with the operation of a motor vehicle on a public street or highway, which constitutes a hazard to traffic and is prohibited by state law or city ordinance.

(b) A list of traffic offenses that constitute a moving violation is available in Table 1.

Figure: 37 TAC §15.89(b)

(c) Table 1 also indicates the moving violations that will be assessed points under the Driver Responsibility Program, Texas Transportation Code (TRC), Chapter 708, Subchapter B.

(1) Not all moving violations are assessed points under the Driver Responsibility Program, however, they may be considered for Habitual Violator action under TRC, §521.292(a)(3).

(2) Moving violation convictions that are assessed specific surcharges pursuant to Texas Transportation Code, §§708.102 (intoxicated driver offenses), 708.103 (driving while license invalid or without financial responsibility), and 708.104 (driving without valid license), will not be assessed points under the Driver Responsibility Program.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 2, 2004.

TRD-200402247

Thomas A. Davis, Jr.

Director

Texas Department of Public Safety

Earliest possible date of adoption: May 16, 2004

For further information, please call: (512) 424-2135


Chapter 25. SAFETY RESPONSIBILITY REGULATIONS

37 TAC §§25.1 - 25.18

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Department of Public Safety or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Texas Department of Public Safety proposes the repeal of §§25.1 - 25.18, concerning Safety Responsibility Regulations. The sections are proposed for repeal due to substantial revisions having been made. The last amendment to this chapter occurred in 1999, and revisions are now needed to clearly outline and support the implementation of the Safety Responsibility Act, Texas Transportation Code, Chapter 601. This repeal is filed simultaneously with the proposal of new §§25.1 - 25.8 which implement the provisions of the Safety Responsibility Act.

Tom Haas, Chief of Finance, has determined that for each year of the first five-year period the repeals are in effect there will be no fiscal implications for state or local government, or local economies.

Mr. Haas also has determined that for each year of the first five-year period the repeals are in effect the public benefit anticipated as a result of enforcing the repeals will be current and updated rules. There is no anticipated adverse economic effect on individuals, small businesses, or micro-businesses.

Comments on the proposal may be submitted to Frank Elder, Assistant Chief of Driver License, Texas Department of Public Safety, P.O. Box 4087, Austin, Texas 78773-0300, (512) 424-2768.

The repeals are proposed pursuant to Texas Government Code, §411.004(3), which authorizes the Public Safety Commission to adopt rules considered necessary for carrying out the department's work and Texas Transportation Code, Chapter 601.

Texas Government Code, §411.004(3) and Texas Government Code, Chapter 601, are affected by this repeal.

§25.1.Accident Reports for Safety Responsibility Determinations.

§25.2.Closed Cases.

§25.3.Security.

§25.4.Insurance.

§25.5.Releases.

§25.6.Installment Agreement.

§25.7.Suspension.

§25.8.Registration Transfer.

§25.9.Demand Order.

§25.10.Enforcement.

§25.11.Hearings.

§25.12.Public Highway.

§25.13.Judgment.

§25.14.Appeals.

§25.15.Conviction Suspensions.

§25.16.Self-Insurance.

§25.17.Reciprocity.

§25.18.Reinstatement.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 2, 2004.

TRD-200402245

Thomas A. Davis, Jr.

Director

Texas Department of Public Safety

Earliest possible date of adoption: May 16, 2004

For further information, please call: (512) 424-2135


37 TAC §§25.1 - 25.8

The Texas Department of Public Safety proposes new §§25.1 - 25.8, concerning Safety Responsibility Regulations. The new sections are necessary in order to outline and support the implementation of the Safety Responsibility Act, Texas Transportation Code, Chapter 601. This proposal for new sections is filed simultaneously with the repeal of current §§25.1 - 25.18.

New §25.1 establishes the criteria for determining whether action can be taken to suspend a driver license and/or vehicle registration in an accident case. The department will not initiate suspension action unless proper documentation is received for review and the suspension action can be completed within 20 months of the accident date. The documents received are subject to release under the Public Information Act.

New §25.2 provides the method by which the enforcement in §25.1 is processed and the types of compliance accepted for reinstatement of driver license; provides for an administrative hearing if a written request is received in a timely manner; indicates the types of compliance documents that are acceptable and the fee required for reinstatement of driver license; and provides for reinstatement of driver license after two years from the accident if no judgment has been filed.

New §25.3 establishes the method by which suspension action is initiated following an unsatisfied judgment and the types of compliance accepted for reinstatement. The section further provides for suspension following a default on a court approved installment agreement or agreed judgment and has a provision by which a debtor can have the license reinstated by proving liability coverage for the accident out of which the judgment arose.

New §25.4 defines the procedure for reciprocity suspension action resulting from an out-of-state accident and what documents are acceptable to initiate such suspensions. Also states what is acceptable as compliance and the fee required for reinstatement.

New §25.5 establishes the criteria for suspension action following a second or subsequent conviction for failure to maintain financial responsibility and the compliance acceptable for reinstatement. The section further provides for the department to waive the filing of evidence of financial responsibility for the future if the individual can show satisfactory evidence that he was covered by liability insurance at the time the offense occurred. Also allows the department to suspend a driver license if the insurance company notifies the department that the proof on file has been canceled.

New §25.6 defines the SR-22 insurance certificate; explains when it is required and the duration of the requirement. The section also defines the form SR-26 which must be filed by the insurance carrier to cancel the SR-22.

New §25.7 defines self insurance; the documents necessary to establish self insurance; and how the certificates are issued by the department.

New §25.8 outlines the cost of the reinstatement fee.

Tom Haas, Chief of Finance, has determined that for each year of the first five-year period the new rules are in effect there will be no fiscal implications for state or local government, or local economies.

Mr. Haas also has determined that for each year of the first five-year period the new rules are in effect the public benefit anticipated as a result of enforcing the rules will be to ensure that individuals are fully informed regarding the obligations of both the department and Texas motorists pursuant to the Safety Responsibility Act. There is no anticipated adverse economic effect on small businesses, or micro-businesses. The cost to individuals will be the $100 reinstatement fee.

Comments on the proposal may be submitted to Frank Elder, Assistant Chief of Driver License, Texas Department of Public Safety, P.O. Box 4087, Austin, Texas 78773-0300, (512) 424-2768.

The new sections are proposed pursuant to Texas Government Code, §411.004(3), which authorizes the Public Safety Commission to adopt rules considered necessary for carrying out the department's work and Texas Transportation Code, Chapter 601.

Texas Government Code, §411.004(3) and Texas Transportation Code, Chapter 601 are affected by this proposal.

§25.1.Criteria for Establishing Accident Cases for Enforcement.

(a) No action will be taken on any accident case except where:

(1) an officer's report resulting from an investigation of the accident clearly indicates one driver at fault; or

(2) a driver's accident report (ST-2) containing 2 sworn statements from uninvolved witnesses indicates one driver at fault, and

(3) the party at fault is not covered by liability insurance.

(b) Itemized estimates of repair or total loss valuation report for any vehicle or property damaged in the accident will be requested from all parties involved.

(c) Doctor's reports and itemized medical bills reflecting the nature and extent of personal injuries sustained during the accident will be requested from the parties involved.

(d) Action will not be initiated if no documentation from either subsection (b) or (c) of this section is received.

(e) No case will be established unless suspension action can be completed within 20 months of the accident date.

(f) All documents received for review are subject to release under the Texas Public Information Act.

§25.2.Accident Suspension Provisions.

(a) A Notice of Suspension will be issued to the driver and/or owner in an accident that meets the criteria in §25.1 of this title (relating to Criteria for Establishing Accident Cases for Enforcement). The suspension will be effective 21 days from the date of the notice unless an administrative hearing is requested or the Department receives complete compliance as indicated in subsection (c) of this section.

(b) If a hearing is requested timely (within 20 days from the date on the Notice), it will be granted pursuant to Texas Transportation Code (TRC), §601.156. The administrative hearing will be conducted pursuant to TRC 521 Subchapter N and §§15.81 - 15.85 of this title (relating to Driver Improvement).

(c) Compliance acceptable to prevent a suspension if filed prior to the effective date of the suspension, or to lift the suspension after the effective date is as follows:

(1) information indicating liability insurance coverage at the time of the accident in the form of a letter on insurance company letterhead,

(2) evidence of settlement indicating no probability of a judgment, such as:

(A) a copy of the front and back of a canceled check/checks totaling the amount of security required in the accident,

(B) evidence that the uninsured party had been paid by another party/parties involved or their insurance company, or

(C) proof that the damaged vehicle was illegally parked at the time of the accident.

(3) form SR-11 (Release) or a properly executed document releasing the at-fault individual from all liability. The release must be signed by all owners of the damaged property and/or by all parties who sustained personal injury.

(A) the document must be notarized or signed before two uninvolved witnesses.

(B) if both the owner of the vehicle and the driver are suspended under one accident case, a release of either individual is deemed a release for both unless the release expressly states otherwise.

(4) form SR-19 (Installment Agreement) or other similarly styled document between the parties which must be:

(A) executed by the uninsured party,

(B) accepted by all parties who sustained damage in the accident, and

(C) signed before a notary or two witnesses.

(5) security deposited in accordance with the original Notice of Suspension which must be:

(A) in cash,

(B) by cashier's check or money order payable to the Texas Department of Public Safety, or

(C) by a surety bond written by an insurance company authorized to execute surety bonds in this state, and

(D) accompanied by form SR-22 (insurance certificate) and form SR-22A (certification of a 6 month prepaid liability insurance policy), and

(6) a reinstatement fee if compliance is not received within 21 days from the date on the Notice of Suspension, or

(7) a bankruptcy petition indicating "filed" by the court or a final order of bankruptcy along with a matrix listing the creditor/creditors in the accident. When bankruptcy is filed in an accident case, no reinstatement fee is required.

(d) When the owner and operator are separate persons and each one is required to deposit security, a joint deposit may be made with a stipulation in writing that such deposit is on behalf of both persons required to deposit the security and will be acceptable compliance for both the owner and operator. If no stipulation of joint deposit is received, the deposit will be filed on behalf of the depositor only.

(e) Each person depositing security that must file proof of insurance in the form of an SR-22 in his/her name, must also file form SR-22A as stated in subsection (c)(5)(D) of this section.

(f) Disbursement of security.

(1) security will be released to the injured or damaged party upon receipt of a certified copy of a judgment, form SR-42 (Transcript of Civil Proceedings) and form SR-61 (Application for Payment of Judgments Out of Security Deposited).

(A) security released will be in the amount of the judgment.

(B) if the amount of security on file does not satisfy the judgment, the driving privileges of the negligent party will be suspended under the judgment provisions for the balance of the judgment.

(C) if the amount of security on file exceeds the amount of the judgment, the depositor will be sent form SR-14 or SR-14A (Application for Return of Security), to have the balance disbursed.

(2) security deposit will be released to the damaged or injured party upon receipt of form SR-11 (Release), signed by the damaged party and form SR-45 (Release of Deposit), signed by the depositor.

(3) security deposit will be released to the depositor or person for whom security is deposited by showing eligibility and filing a completed form SR-14 or SR-14A (Application for Return of Security Deposit). Eligibility may be shown by evidence of a release from liability, two year anniversary of accident date for initial suspensions, or two year anniversary date from the date of deposit for suspensions based on an installment agreement in default.

(4) if the depositor is deceased, the deposit may be released to the person named as executor of his estate. The appropriate form/forms as indicated in paragraph (2) or (3) of this subsection, along with a copy of the will, or a Letter of Testamentary must be filed to have the monies disbursed.

(g) If an installment agreement is filed as compliance in an accident case, upon receipt of form SR-73 (Notice of Default), the license of the person who defaulted on the agreement will be suspended. Compliance may be in the form of:

(1) a release as stated in subsection (c)(3) of this section,

(2) a security deposit as stated in subsection (c)(5) of this section, or

(3) an installment agreement granted by order of a court where an agreed judgment has been rendered, and

(4) a reinstatement fee if compliance is not received prior to the effective date of the suspension, or

(5) bankruptcy as stated in subsection (c)(7) of this section.

(h) If, after two years from the accident date for initial suspensions or two years from the date on the Notice of Default for suspensions based on an installment agreement in default, no judgment has been filed against the party at fault, the suspension may be withdrawn by filing form SR-60 (Application to Waive Requirement to Deposit Security), and any required reinstatement fee.

§25.3.Judgments.

(a) A judgment resulting from an accident must arise out of ownership, maintenance, or use of a motor vehicle by the judgment debtor upon a public highway, or be a suit on a settlement agreement resulting from a motor vehicle accident.

(b) Action against a judgment debtor may not be taken if the judgment is filed by the owner of a vehicle against the driver of that vehicle.

(c) Action against a judgment debtor will not be taken unless the department receives a certified copy of the judgment, form SR-42 (Transcript of Civil Proceedings), and form SR-62 (Notice of Unsatisfied Judgment), from the person requesting such action.

(d) An Order of Suspension will be mailed to the judgment debtor. The suspension is effective on the date of the Order.

(e) To lift the suspension, the judgment debtor must submit one of the following compliance items:

(1) a release as stated in §25.2(c)(3) of this title (relating to Accident Suspension Provisions),

(2) an installment agreement between the judgment debtor and the judgment creditor approved and signed by the judge in the court where the judgment was rendered,

(3) a form SR-84 (Judgment Creditor's Consent to Allow Licensing), or

(4) a bankruptcy petition indicating "filed" by the court or a final order of bankruptcy along with a matrix listing the judgment creditor.

(f) If a judgment was rendered within the past two years, the debtor must also file proof of insurance in the form of an SR-22 (insurance certificate).

(g) A reinstatement fee is required for full compliance in a judgment case unless the suspension was lifted due to bankruptcy proceedings.

(h) If a suspension is withdrawn by the filing of form SR-84 (Judgment Creditor's Consent to Allow Licensing), the driving privileges can be suspended again after 6 months by filing form SR-85 (Revocation of Judgment Creditor's Consent).

(i) If a person defaults on an agreed judgment or court approved installment agreement, the license can be suspended by filing form SR-46 (Notice of Default on Court Approved Installment Agreement) along with a certified copy of the agreed judgment or court approved installment agreement.

(j) If a judgment debtor was covered by liability insurance at the time of the accident out of which the judgment arose and the insurance company denies responsibility for payment of the judgment, the debtor is not excused from complying with the judgment provisions of the Act unless the judgment debtor;

(1) files suit against the insurer to place responsibility for payment of the judgment upon the insurer, and

(2) furnishes to the department a certified copy of the petition, proper insurance coverage is presumed pending the final disposition of the suit.

§25.4.Suspension Resulting from an Out-of-State Accident or Judgment.

(a) The department will initiate suspension action under the reciprocity provision in the Texas Transportation Code, §601.009, upon request by the licensing authorities from another state that a driver licensed in Texas be suspended as a result of an accident suspension in their state.

(1) a Notice of Suspension will be mailed to the negligent party with an effective date 21 days from the date on the Notice.

(2) compliance acceptable to prevent suspension prior to the effective date of the suspension, or to lift the suspension after the effective date is as follows:

(A) evidence of liability insurance at the time of the accident in the form of a letter on insurance company letterhead, or

(B) a clearance letter with regard to the accident from the licensing authorities in the state where the accident occurred, and

(C) a reinstatement fee is required if the compliance is received after the effective date of the suspension.

(b) The department will send an Order of Suspension to the negligent party/parties effective on the date of the Order, upon request by the authorities from another state that a driver or owner licensed in Texas be suspended as the result of a judgment rendered in their state.

(1) compliance acceptable to lift the suspension is a clearance letter with regard to the judgment from the licensing authorities in the state where the judgment was rendered.

(2) a reinstatement fee is required.

§25.5.Enforcement of Failure to Maintain Financial Responsibility.

(a) Upon receipt of a second or subsequent conviction for no liability insurance, an Order of Suspension will be mailed to the licensee. The suspension will be effective 21 days from the date on the Order and will continue for two years unless the department receives:

(1) evidence of financial responsibility on the date of the citation, or

(2) an SR-22 (insurance certificate).

(b) Evidence of financial responsibility for the citation date may be shown by:

(1) a letter on the insurance company's letterhead indicating coverage for the date of the offense, or

(2) a copy of a certificate issued by the department indicating the vehicle driven or the person is self insured.

(c) If the individual being suspended is not named on the insurance policy used as evidence of liability coverage, a copy of the citation must be submitted listing the vehicle covered on the policy.

(d) If compliance in the form of an SR-22 (insurance certificate) is filed and not received by 21st day from the date on the Order of Suspension, a reinstatement fee will be required.

(e) If an SR-22 (insurance certificate) is filed as compliance, it must be maintained with the department for two years from the most recent conviction date for which evidence of financial responsibility was required.

(1) if the department receives notification of cancellation of the SR-22 (form SR-26) from that insurance company, the individual's driving privileges will be suspended until a new SR-22 (insurance certificate) is filed or until the second anniversary date of the conviction for which proof of financial responsibility was required.

(2) a reinstatement fee is required for the suspension resulting from the canceled SR-22.

§25.6.Financial Responsibility Certificate (Form SR-22).

(a) The SR-22 (insurance certificate) is a form prescribed by the department and issued by insurance companies when evidence of financial responsibility must be certified. Requirements for acceptance of the filing are:

(1) issued by an insurance company authorized to write liability insurance coverage for the State of Texas;

(2) issued in the name of the person required to file to include their driver license/identification number, date of birth, and list all owned vehicles or indicate non-owner policy;

(3) issued for the State of Texas;

(4) original document signed by an authorized representative of the insurance company; and

(5) include the complete name of the insurance company as licensed by the State Board of Insurance.

(b) The SR-26 (cancellation of SR-22 insurance certificate) is a form submitted by an insurance company to notify the department that the SR-22 (insurance certificate) issued by that company has been canceled. The filing of form SR-26 may initiate suspension action by the department if the individual's driver record indicates that the SR-22 (insurance certificate) is still required at the time the SR-26 is received.

(c) A second filing of form SR-22 (insurance certificate) by the same insurance carrier cancels any SR-22 (insurance certificate) previously issued by that company and filed with the department.

(d) To maintain compliance with statutory suspension action, the SR-22 must remain on file for;

(1) 2 years from the date of the accident, when depositing security as compliance for an accident case,

(2) 2 years from the date of the most recent conviction, for conviction based suspensions, or

(3) 2 years from the date a judgment was rendered in court for judgment cases.

(e) If the SR-22 (insurance certificate) is required as the result of a security deposit in an accident or default case, it must be accompanied by form SR-22A (certification of a 6 month prepaid liability policy).

(f) An SR-22 (insurance certificate) on file more than 2 years will not be valid for any new conviction that requires the filing of an SR-22 (insurance certificate). To comply with the new action, the licensee will be required to file a subsequent SR-22 (insurance certificate) or provide documentation from the insurance company that the previous filing is still valid.

§25.7.Self-Insurance.

(a) Companies with 26 or more vehicles owned and registered in their name, and who meet the minimum financial qualifications may apply for a self-insurance certificate by submitting a completed application for self-insurance.

(b) The application for self-insurance includes:

(1) a department application form which;

(A) must be fully completed,

(B) provide past claim history,

(C) contact information, and

(D) information concerning claim procedures.

(2) the applicant company's financial statement which must be in the form of an audit by an independent Certified Public Accountant completed within 6 months from the date the application is filed with the department, and

(3) any other documentation required by the department to make a determination as to the company's ability to satisfy claims.

(c) The department will base its determination of the applicant's ability to pay claims on the following:

(1) a review of the financial statements submitted to determine if cash, marketable securities, and accounts receivable equal the normal monthly operating expenses plus a sum of $165,000. The $165,000 represents that amount needed to satisfy three $55,000 claims arising from traffic accidents,

(2) information supplied on the application regarding past claim history, and

(3) other information provided by the applicant demonstrating the ability to satisfy claims.

(d) The certificate issued by the department;

(1) will be issued to the individual entity named on the vehicle registration only.

(A) if two entities are named, both entities can be named on the certificate.

(B) all named parties must have submitted the required financial statements.

(2) will contain information regarding the claim process, and

(3) will be an agreement, signed by an authorized agent of the entity seeking self insurance, stating the self-insurer will pay the same judgments in the same amount as an insurer would be obligated to pay under an owner's motor vehicle liability insurance policy up to $55,000 per accident.

(e) Self-insurance certificates are issued for 36 months. To maintain continuous certification, applications for renewal of a self-insurance certificate must be submitted within 90 days of the expiration date of the current certificate.

§25.8.Reinstatement.

When a party's license and/or registrations have been suspended, and proof of financial responsibility is a prerequisite for withdrawal of such suspension, a statutory reinstatement fee will be required prior to renewal of the license and/or registrations. When a party's license and/or registrations are suspended in several cases and proof of financial responsibility is required in each case, only one statutory reinstatement fee will be required prior to renewal.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 2, 2004.

TRD-200402246

Thomas A. Davis, Jr.

Director

Texas Department of Public Safety

Earliest possible date of adoption: May 16, 2004

For further information, please call: (512) 424-2135


Part 6. TEXAS DEPARTMENT OF CRIMINAL JUSTICE

Chapter 151. GENERAL PROVISIONS

37 TAC §151.8

The Texas Board of Criminal Justice proposes amendments to §151.8, Advisory Committees. The purpose of the amendments is to make non-substantive changes for clarification and to more accurately describe the reporting mechanism for the Texas State Council for Interstate Adult Offender Supervision.

Brad Livingston, Chief Financial Officer for TDCJ, has determined that for the first five years the rule will be in effect, enforcing or administering the rule does not have foreseeable implications related to costs or revenues for state or local government. Mr. Livingston has also determined that there will be no economic impact on persons required to comply with the rule. There will be no effect on small and micro-businesses.

The anticipated public benefit is to enhance public safety and to comply with state law.

Comments should be directed to Carl Reynolds, General Counsel, Texas Department of Criminal Justice, P.O. Box 13084, Austin, Texas 78711, Carl.Reynolds@tdcj.state.tx.us. Written comments from the general public should be received within 30 days of the publication of this proposal.

The amendment is proposed under Texas Government Code, §2110.005 and §510.014.

Cross Reference to Statutes: Texas Government Code, §2110.005 and §510.014.

§151.8.Advisory Committees.

(a) General. This section identifies advisory committees related to TDCJ and established by or under state law. TDCJ Financial Services shall annually evaluate each committee's work, usefulness, and costs of existence, and report that information biennially to the Legislative Budget Board.

(b) Judicial Advisory Council ("JAC"). The JAC exists pursuant to Government Code §493.003(b). The purpose, tasks, and reporting procedure for the JAC are described in §161.21 of this title (relating to Role of the Judicial Advisory Council). The JAC is abolished on September 1, 2011.

(c) Texas State Council for [ on ] Interstate Adult Offender Supervision ("the Council") [ ("CIAOS") ]. Pursuant to Government Code Chapter 510, the Council [ CIAOS ] shall advise the administrator for the Interstate Compact for Adult Offender Supervision and the state's commissioner to the Interstate Commission for Adult Offender Supervision, on the state's participation in commission activities and the administration of the compact. Periodic reporting takes place through meetings held prior to or following a National Commission meeting. Through these meetings, the administrator can discuss issues on a national scope with the National Commissioner and the Council can provide verbal feedback and direction. [ The presiding officer of the CIAOS, or a designee, shall report to the Texas Board of Criminal Justice prior to and after each meeting of the Interstate Commission for Adult Offender Supervision. ]

(d) Advisory Committee to the Texas Board of Criminal Justice on Offenders with Medical or Mental Impairments ("ACOOMMI"). Pursuant to Health and Safety Code Chapter 614, ACOOMMI shall advise the Board [ board ] and the Director [ director ] of the Texas Correctional Office on Offenders with Medical or Mental Impairments ("TCOOMMI") on matters related to offenders with medical or mental impairments. ACOOMMI shall report to the Board [ board ], ordinarily through the Director [ director ] of TCOOMMI, at the January Board [ board ] meeting in odd numbered years, and otherwise at the request of the Chairman of the Board of Criminal Justice. ACOOMMI is abolished on September 1, 2011.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 2, 2004.

TRD-200402285

Carl Reynolds

General Counsel

Texas Department of Criminal Justice

Earliest possible date of adoption: May 16, 2004

For further information, please call: (512) 463-0422


Chapter 152. CORRECTIONAL INSTITUTIONS DIVISION

Subchapter B. MAXIMUM SYSTEM CAPACITY OF THE CORRECTIONAL INSTITUTIONS DIVISION

37 TAC §152.15

The Texas Board of Criminal Justice proposes new §152.15, April 2004 Additions to Capacity. The purpose of the new rule is to memorialize proposed additions to capacity at the below-listed TDCJ units, in accordance with the "House Bill 124" process embodied in Texas Government Code §§499.102 et seq., originally enacted at Acts 1991, 72nd Leg., ch. 655: Gurney, Holliday and Travis units (each with an addition of 128 beds), and the Ware unit (with an addition of 16 beds) for a total addition of 400 new beds.

The House Bill 124 process requires approval of proposed additions to capacity by, in order: TDCJ staff, TDCJ senior management, the Board of Criminal Justice, the Governor, and the Attorney General. In addition, the statute requires that the procedure be accomplished through rulemaking, so the Board of Criminal Justice will consider adoption of the proposed amendment at a subsequent meeting, after consideration of any comments received within the requisite 30 days.

The staff of the Correctional Institutions Division, and other operational divisions of TDCJ finds and recommends that the increases may be made without limiting the ability of the agency to operate the affected units at the higher capacities and provide for the matters listed in Government Code §499.102(a).

Pursuant to Government Code §499.104, these staff findings have been independently reviewed and concurred in by the following TDCJ officials: Gary L. Johnson, Executive Director; Doug Dretke, Correctional Institutions Division Director; Dr. Lannette Linthicum, Health Services Division Director; Debbie Liles, Administrative Review and Risk Management Division Director; and Brad Livingston, Financial Services Division Director and Chief Financial Officer.

Pursuant to Government Code §499.102(b), these staff findings have also been forwarded to the Legislative Budget Board for an estimate of the initial cost of implementing the increases and the increases in operating costs for the affected units for the five years immediately following the increases in capacity. The LBB's response will be included in the adoption preamble.

Brad Livingston, Chief Financial Officer for TDCJ, has determined that for the first five years the new section will be in effect, enforcing or administering the rules will have the following cost for state government (and none for local government): initial retrofitting (beds, some fixtures)--$130,900.

Mr. Livingston has also determined that there will be no economic impact on persons required to comply with the new section, and that the public benefit expected as a result of the new section is the public safety benefit of additional offender capacity at limited expense.

Pursuant to Government Code §499.103, notice to offenders in the affected units will be posted, and comments will be considered prior to adoption. Public comments should be directed to Carl Reynolds, General Counsel, Texas Department of Criminal Justice, P.O. Box 13084, Austin, Texas 78711, Carl.Reynolds@tdcj.state.tx.us. Written comments from the general public should be received within 30 days of the publication of this proposal.

The new rule is proposed under Texas Government Code, §492.010, and §499.102 et seq.

Cross Reference to Statutes: Texas Government Code §499.102 et seq.

§152.15.April 2004 Additions to Capacity.

(a) At the Gurney and Holliday units an addition of two double bunks in each of the 32 dormitories increases the capacity by 128 beds at each unit.

(b) At the Travis Unit an addition of four double bunks in each of the 16 dormitories increases the capacity by 128 beds.

(c) At the Ware unit an addition of 2 beds in each of the 8 dormitories increases the capacity by 16 beds.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 2, 2004.

TRD-200402286

Carl Reynolds

General Counsel

Texas Department of Criminal Justice

Earliest possible date of adoption: May 16, 2004

For further information, please call: (512) 463-0422


Chapter 155. REPORTS AND INFORMATION GATHERING

Subchapter B. SITE SELECTION AND FACILITY NAMES

37 TAC §155.21

The Texas Board of Criminal Justice proposes amendments to §155.21, Naming of TDCJ Owned Facilities. The purpose of the amendments is to clarify the Board's policy authority over the naming of any portion of a TDCJ facility, such as a building or room that is part of a prison unit.

Brad Livingston, Chief Financial Officer for TDCJ, has determined that for the first five years the rule will be in effect, enforcing or administering the rule does not have foreseeable implications related to costs or revenues for state or local government. Mr. Livingston has also determined that there will be no economic impact on persons required to comply with the rule. There will be no effect on small and micro-businesses.

The anticipated public benefit is to provide recognition to individuals who have served to enhance the criminal justice system.

Comments should be directed to Carl Reynolds, General Counsel, Texas Department of Criminal Justice, P.O. Box 13084, Austin, Texas 78711, Carl.Reynolds@tdcj.state.tx.us. Written comments from the general public should be received within 30 days of the publication of this proposal.

The amendment is proposed under Texas Government Code, §492.013.

Cross Reference to Statutes: Texas Government Code, §492.013.

§155.21.Naming of TDCJ Owned [ Units and ] Facilities.

(a) Purpose and Definition . The purpose of this section is to establish procedures for the naming of [ units and ] facilities owned by [ of ] the TDCJ. In this section, "facilities" shall mean units, buildings and portions of units or buildings such as individual rooms.

(b) Policy. It is the policy of the Board to name [ units and ] facilities owned by [ of ] the TDCJ based upon geographical location, function, and /or in recognition of individuals [ persons ] who have contributed to the process of criminal justice in the State of Texas. [ Generally, the Board will name facilities for persons whose careers or actions were important to, and well known in, the locality of the unit/facility. However, the ] The Board specifically reserves the right to choose a name other than any proposals submitted [ from the locality of the unit/facility ]. Such naming procedures do not apply to facilities merely occupied but not actually owned by the TDCJ.

(c) Procedures. Proposals for the naming of facilities owned by TDCJ shall be submitted to the Board Office at P.O. Box 13084, Austin, Texas 78711, and must include the following information in order to be considered:

(1) location of the facility to be named; [ Proposals for the naming of TDCJ units and facilities shall be thoroughly researched and coordinated as follows. ]

[ (A) All proposals for the naming of TDCJ units and facilities must include the following information to be considered: ]

[ (i) location of the unit/facility to be named;]

[ (ii) proposed name for the unit/facility;]

[ (iii) biographical sketch of the person;]

[ (iv) synopsis of the reasons, achievements, incidents and other justification forming the basis for the recommendation; and]

[ (v) approval from the individual or, if the individual is deceased, the individual's next-of-kin.]

[ (B) TDCJ staff will maintain a file on all requests and when necessary conduct a preliminary review of appropriate sources to determine the merit of each proposal. Staff shall also compile a packet of proposals for review by the Board, or a designated committee or liaison of the Board.]

(2) proposed name for the facility; [ The Board will review the proposals submitted by staff and will select a name for the unit/facility being considered by a majority vote. Receiving public testimony on name selection shall be at the discretion of the Chairman. ]

(3) biographical sketch of the person if the proposed name is after a specific individual;

(4) synopsis of the reasons, achievements, incidents and other justification forming the basis for the recommendation; and

(5) if the proposed name is after a specific individual, written approval from the individual or, if the individual is deceased, the individual's next-of-kin.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 2, 2004.

TRD-200402287

Carl Reynolds

General Counsel

Texas Department of Criminal Justice

Earliest possible date of adoption: May 16, 2004

For further information, please call: (512) 463-0422


Part 7. TEXAS COMMISSION ON LAW ENFORCEMENT OFFICER STANDARDS AND EDUCATION

Chapter 223. ENFORCEMENT

37 TAC §223.16

The Texas Commission on Law Enforcement Officer Standards and Education (Commission) proposes a new rule to Title 37, Texas Administrative Code by adding section 223.16. The new rule will allow the Commission to take disciplinary action against elected law enforcement officers who violate state law and Commission rules.

The Commission is required by Chapter 1701.302(b) of the Occupations Code to establish requirements for issuing licenses and for revocation, suspension, or denial of licenses.

The Commission has determined that for each year of the first five years the section as proposed will be in effect, there will not be fiscal implications to state or local governments as a result of administering the section because the actions described are consistent with procedures currently in place at the Commission.

The Commission has determined that for the each year of the first five years the section as proposed will be in effect, there will be no anticipated economic cost to large, small, or micro businesses as a result of the proposed section.

The Commission has determined that for each year of the first five years the section as proposed will be in effect, there will a positive benefit to the public and licensees by clarifying actions that the Commission may take against the licenses of certain constitutionally elected officials.

The Commission has determined that for each year of the first five year the section as proposed will be in effect there will be no anticipated economic cost to individuals as a result of the proposed section.

Comments may be submitted in writing to Dr. D.C. Jim Dozier, Executive Director, Texas Commission on Law Enforcement, 6330 U.S. Highway 290 East, Suite 200, Austin, TX 78723.

This section is proposed for a new rule under Texas Occupations Code, Chapter 1701, §1701.151 General Powers which authorized the Commission to promulgate rules for administration of this chapter.

The new rule as proposed is in compliance with Texas Occupations Code §1701.302. Certain Elected Law Enforcement Officers; License Required.

§223.16.Suspension of License for Constitutionally Elected Officials.

(a) Unless revocation is explicitly authorized by law, the commission may suspend any license issued by the commission to a constitutionally elected licensee if the licensee:

(1) violates any provision of these sections;

(2) violates any provision of the Occupations Code, Chapter 1701;

(3) is convicted of a criminal offense;

(4) is charged with the commission of a misdemeanor, adjudication is deferred, and the licensee is placed on community supervision; or

(5) has previously received two written reprimands from the commission.

(b) The commission may suspend a license even though it may have become inactive by some other means, such as:

(1) expiration;

(2) voluntary surrender;

(3) two-year break in service; or

(4) any other means.

(c) If a licensee is charged with the commission of a felony, adjudication is deferred, and the licensee is placed on community supervision, the commission shall immediately suspend any license held for a period of 20 years. The suspension of any license under this subsection is effective immediately when the commission receives a certified copy of a court's judgment and issues notice to the licensee via certified mail that any license held is suspended.

(d) If a judgment and sentence is entered resulting in a misdemeanor conviction above the grade of a Class C misdemeanor, the term of suspension shall be ten years.

(e) The commission may suspend for not less than six months and not more than 24 months the license of a constitutionally elected officer convicted or who receives a deferred adjudication for a Class C misdemeanor that was directly related to the duties and responsibilities of office, after the commission has considered, where applicable, the factors listed in the revocation section.

(f) If the court's judgment or adjudication is deferred for any misdemeanor above the grade of Class C misdemeanor or any family violence offense, and the licensee is then placed on community supervision, the term of suspension shall be equal to the actual time served on community supervision.

(g) If a license can be suspended for a community supervision or misdemeanor conviction, the commissioners may, in their discretion and upon proof of mitigating factors, either:

(1) probate all or part of the suspension term during a probation term of up to twice the maximum suspension term; or

(2) issue a written reprimand in lieu of suspension.

(h) If a license can be suspended for any other reason, the commission, through its executive director may, in its discretion and upon proof of the same mitigating factors, either:

(1) probate all or part of the suspension term during a probation term of up to twice the maximum suspension term; or

(2) issue a written reprimand in lieu of suspension.

(i) A suspension or probation may be ordered to run concurrently or consecutively with any other suspension or probation. The beginning date of a probation must be within the term of suspension. The beginning date of the suspension shall be:

(1) any date agreed to by both parties, which is no earlier than the date of the rule violation;

(2) the date the licensee notifies the commission in writing of the rule violation if the commission later receives a signed waiver of suspension from the licensee that was postmarked within 30 days of its receipt;

(3) the date the commission final order is entered in a contested case or the date it becomes effective, if that order is appealed.

(j) The executive director shall inform the commissioners of any such probation or reprimand no later than at their next regular meeting. If probated either way, a suspension may not be probated for less than six months.

(k) The commission may impose reasonable terms of probation, such as:

(1) continued employment requirements;

(2) special reporting conditions;

(3) special document submission conditions;

(4) voluntary duty requirements;

(5) no further rule or law violations; or

(6) any other reasonable term of probation.

(l) A probated license remains probated until:

(1) the term of suspension has expired;

(2) all other terms of probation have been fulfilled; and

(3) a written request for reinstatement has been received and accepted by the commission from the licensee unless the probation has been revoked by the commission for violation of probation; or

(4) until revoked.

(m) Twelve months may be added to the term of a new suspension for each separate previous violation that has resulted in either a license suspension, a probated suspension, or a written reprimand before the beginning date of the new suspension.

(n) Before reinstatement, the probation of a suspended license may be revoked upon a showing that any of its terms have been violated before the expiration date of the probation regardless of when the petition is filed. Upon revocation, the full term of suspension shall be imposed with credit for any time already served on that suspension.

(o) Once a license has been suspended, the suspension probated, the probation revoked, or the licensee reprimanded, the commission shall send, by regular mail, notice of the action to the chief administrator of any agency shown to have the licensee under either current or latest appointment.

(p) A suspended license remains suspended until:

(1) the term of suspension has expired and the term of court-ordered community supervision has been completed; and

(2) a written request for reinstatement has been received from the licensee and accepted by the commission; or

(3) the remainder of the suspension is probated and the license is reinstated.

(q) The effective date of this section is September 1, 2004.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 5, 2004.

TRD-200402320

Edward T. Laine

Chief, Professional Standards and Administrative Operations

Texas Commission on Law Enforcement Officer Standards and Education

Proposed date of adoption: September 1, 2004

For further information, please call: (512) 936-7700


37 TAC §223.20

The Texas Commission on Law Enforcement Officer Standards and Education (Commission) proposes a new rule to Title 37, Texas Administrative Code by adding section 223.20. The new rule will allow the Commission to take disciplinary action against elected law enforcement officers who violate state law and Commission rules.

The Commission is required by Chapter 1701.302(b) of the Occupations Code to establish requirements for issuing licenses and for revocation, suspension, or denial of licenses.

The Commission has determined that for each year of the first five years the section as proposed will be in effect, there will not be fiscal implications to state or local governments as a result of administering the section because the actions described are consistent with procedures currently in place at the Commission.

The Commission has determined that for the each year of the first five years the section as proposed will be in effect, there will be no anticipated economic cost to large, small, or micro businesses as a result of the proposed section.

The Commission has determined that for each year of the first five years the section as proposed will be in effect, there will a positive benefit to the public and licensees by clarifying actions that the Commission may take against the licenses of certain constitutionally elected officials.

The Commission has determined that for each year of the first five year the section as proposed will be in effect there will be no anticipated economic cost to individuals as a result of the proposed section.

Comments may be submitted in writing to Dr. D.C. Jim Dozier, Executive Director, Texas Commission on Law Enforcement, 6330 U.S. Highway 290 East, Suite 200, Austin, TX 78723.

This section is proposed for a new rule under Texas Occupations Code, Chapter 1701, §1701.151 General Powers which authorized the Commission to promulgate rules for administration of this chapter.

The new rule as proposed is in compliance with Texas Occupations Code §1701.302. Certain Elected Law Enforcement Officers; License Required.

§223.20.Revocation of License for Constitutionally Elected Officials.

(a) The commission shall immediately revoke any license issued by the commission to a constitutionally elected officer if the licensee is or has been convicted of a felony offense under the laws of this state, another state, or the United States as provided below. The revocation of any license held is effective immediately when the commission receives a certified copy of a court's judgment and issues notice to the licensee that any license held is revoked. Notice of revocation shall be sent via certified U.S. mail to the address shown on the Texas driver's license record of the licensee and to the address of the agency showing the licensee under current or last appointment.

(b) A deferred adjudication community supervision is not a felony conviction.

(c) A constitutionally elected officer is convicted of a felony when an adjudication of guilt on a felony offense is entered against that officer by a court of competent jurisdiction regardless of:

(1) the sentence is subsequently probated and the officer is discharged from community supervision;

(2) the accusation, complaint, information, or indictment against the officer is dismissed and the officer is released from all penalties and disabilities resulting from the offense;

(3) the cause has been made the subject of an expunction order; or

(4) the officer is pardoned for the offense, unless the pardon is expressly granted for subsequent proof of innocence.

(d) Except as provided by subsection (a) of this section, the commission may revoke the license of a constitutionally elected officer who is either convicted of a misdemeanor offense or placed on deferred adjudication community supervision for a misdemeanor or felony offense, if the offense directly relates to the duties and responsibilities of any related office held by that officer. In determining whether a criminal offense directly relates to such office, the commission shall, under this subsection, consider:

(1) the nature and seriousness of the crime;

(2) the relationship of the crime to the purpose for requiring a license for such office;

(3) the extent to which a license might offer an opportunity to engage in further criminal activity of the same type as that in which the officer previously had been involved; and

(4) the relationship of the crime to the ability, capacity, or fitness required to perform the duties and discharge the responsibilities of such office.

(e) The commission shall revoke any license issued by the commission if the licensee:

(1) is or has been discharged from any military service under less than honorable conditions including specifically;

(A) under other than honorable conditions;

(B) bad conduct;

(C) dishonorable; or

(D) any other characterization of service indicating bad character.

(2) has made, submitted, caused to be submitted, or filed a false or untruthful report to the commission;

(3) has been found to be in unauthorized possession of any commission licensing examination or portion of a commission licensing examination, or a reasonable facsimile thereof; or

(4) violates any section where revocation is the penalty noted.

(f) Revocation of a license shall permanently disqualify a constitutionally elected officer from licensing, and a license may not be reinstated except when the licensee proves the facts supporting the revocation have been negated, such as:

(1) the felony conviction has been reversed or set aside on direct or collateral appeal, or a pardon based on subsequent proof of innocence has been issued;

(2) the discharge under less than honorable conditions has been upgraded to honorable conditions;

(3) the report alleged to be false or untruthful was found to be truthful; or

(4) the section was not violated.

(g) During the direct appeal of any appropriate conviction, a license may be conditionally revoked pending resolution of the mandatory direct appeal. The license will remain revoked unless and until the holder proves that the conviction has been set aside on appeal.

(h) The holder of any revoked license may informally petition the executive director for reinstatement of that license based upon proof by the licensee that the facts supporting the revocation have been negated.

(i) If granted, the executive director shall inform the commissioners of such action no later than at their next regular meeting.

(j) If denied, the holder of a revoked license may petition the commission for a hearing to determine reinstatement based upon the same proof.

(k) Once a license has been revoked, the commission shall search its files and send, by regular mail, notice of the action to the chief administrator or supervising authority of any agency shown to have the licensee under either current or latest appointment.

(l) The commission may revoke a license even though it has become inactive by some other means, such as:

(1) expiration;

(2) suspension;

(3) voluntary surrender;

(4) two-year break in service; or

(5) any other means.

(m) The date of revocation will be the earliest date that:

(1) a waiver was signed by the holder; or

(2) a final order of revocation was signed by the commissioners.

(n) The effective date of this section is September 1, 2004.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 5, 2004.

TRD-200402321

Edward T. Laine

Chief, Professional Standards and Administrative Operations

Texas Commission on Law Enforcement Officer Standards and Education

Proposed date of adoption: September 1, 2004

For further information, please call: (512) 936-7700