TITLE 25.HEALTH SERVICES

Part 1. TEXAS DEPARTMENT OF HEALTH

Chapter 1. TEXAS BOARD OF HEALTH

Subchapter W. PRIVACY POLICY

25 TAC §1.501

The Texas Department of Health (department) adopts new §1.501 concerning the privacy of health information. Section 1.501 is adopted with changes to the proposed text as published in the December 6, 2002, issue of the Texas Register (27 TexReg 11382). The new section informs individuals of their rights under the federal Standards for Privacy of Individually Identifiable Health Information, 45 C.F.R. Parts 160 and 164, and the Health and Safety Code, Chapter 181, and describes the procedures for exercising their rights.

The new section informs individuals of the requirements for obtaining a notice of the department's privacy practices; accessing protected health information (PHI) about themselves; requesting the department to amend certain records if the records are inaccurate; requesting a report of certain disclosures of PHI; requesting that the department limit the department's uses and disclosures of PHI; requesting communication by different means or at different locations than would normally be used; and, filing complaints about the department's privacy policies or practices. The section also sets standards for uses and disclosures of PHI within the department, and exempts certain non-profit agencies from the requirements of the section and the Health and Safety Code, Chapter 181.

The following comments were received concerning the proposed section. Following each comment is the department's response and any resulting changes.

Comment: Concerning §1.501(d)(5), one commenter recommended that the rule describe the circumstances in which an individual has the right to request a review of the department's decisions concerning access to PHI in a designated record set.

Response: The department agrees with the comment and has amended the section accordingly.

Comment: Concerning §1.501(g)(1), one commenter recommended that the final sentence be deleted because it is unnecessary.

Response: The department agrees and has amended the section accordingly.

The following comment was received from department staff.

Comment: Concerning §1.501(j), one commenter recommended that uses and disclosures of PHI within the department be further limited.

Response: The department disagrees with the comment. The department must share PHI within the department to accomplish its public health, health care oversight, business, and other essential functions. However, as stated in the rule, uses and discloses of PHI within the department shall be limited in accordance with the federal HIPAA privacy regulations, as applicable. No change was made as a result of the comment.

Comment: Concerning the rules in general, one commenter suggested that this rule should include only the HIPAA privacy requirements at this time, because HIPAA privacy requirements will implement on April 14, 2003, and the requirements of Health and Safety Code, Chapter 181 do not implement until September 1, 2003.

Response: The department agrees with the comment and has deleted the references and sections relating to Health and Safety Code, Chapter 181, except those relating to the rules required for non-profit organizations. The remaining privacy requirements will be incorporated at a later time.

An individual and department staff offered comments and were generally in support of the new section.

The new section is adopted under the Health and Safety Code, §12.001, which provides the Texas Board of Health (board) with the authority to adopt rules for the performance of each duty imposed by law on the board, the department, and the commissioner, and Health and Safety Code, §181.053, which requires the department to adopt rules exempting certain non-profits from the provisions of Health and Safety Code, Chapter 181.

§1.501.Privacy of Health Information.

(a) Purpose.

(1) The purpose of this section is to inform individuals of the department's privacy practices and establish department procedures to allow individuals to exercise their rights under the federal Standards for Privacy of Individually Identifiable Health Information, 45 Code of Federal Regulations (C.F.R.) Parts 160 and 164.

(2) Unless otherwise specified, this section applies only to HIPAA-covered programs within the department.

(b) Definitions. Unless otherwise specified, terms have the meaning assigned by the federal Standards for Privacy of Individually Identifiable Health Information, 45 C.F.R. §§160.103 and 164.501, or their common use meaning.

(1) Department - The Texas Department of Health.

(2) Designated record set - A group of records maintained by or for the department that consists of:

(A) the medical records and billing records about individuals maintained by or for the department when the department provides direct health care services;

(B) the enrollment, payment, claims adjudication, and case or medical management records systems maintained by or for health plans within the department; or

(C) records that contain protected health information used, in whole or in part, by or for the department to make decisions about individuals regarding eligibility, prior authorization, treatment, or payment.

(3) HIPAA-covered program - A department program or office identified by the department as a health care component in accordance with the Health Insurance Portability and Accountability Act of 1996 (HIPAA), 45 C.F.R. Parts 160 and 164.

(4) Non-profit organization - An organization that:

(A) does not have as its primary purpose the provision of or payment for health care services, but may incidental to its primary purpose pay for health care services or prescription drugs for indigent persons; and

(B) is organized as a non-profit corporation under the Texas Non-Profit Corporation Act, Article 1396-1.01 et seq., Vernon's Texas Civil Statutes, unless organized under Article 1396-2.01(C) or (D); or

(C) is organized and operated in a way that does not result in accrual of distributable profits, realization of private gain resulting from payment of compensation other than reasonable compensation for services rendered by persons who are not members of the organization, or realization of any other form of private gain.

(5) Protected health information (PHI) - Individually identifiable health information about an individual, including demographic information, which relates to the individual's past, present, or future physical or mental health condition, provision of health care, or payment for the provision of health care.

(6) Record - Any item, collection, or grouping of information that includes PHI and is maintained, collected, used, or disseminated by or for the department.

(c) Right to notice of privacy practices.

(1) An individual has the right to notice of how the department uses and discloses PHI and of the individual's rights and the department's duties with respect to PHI.

(2) An individual may request a copy of the notice from:

(A) the department clinic, hospital, or office where the individual received or receives services;

(B) the department's Internet web site; or

(C) the department's Privacy Officer by sending a request in writing to the department's Privacy Officer at the Privacy Officer's electronic mail address indicated on the department's Internet web site or at 1100 West 49th Street, Austin, Texas 78756.

(d) Right of access to protected health information.

(1) An individual has the right to view or obtain a copy of PHI about the individual.

(2) An individual must follow the Public Information Act, Government Code, Chapter 552, and the department's procedures in §1.251 of this title (relating to Procedures for Handling Requests for Public Information) to access PHI about the individual held by the department.

(3) The department will follow the time requirements and access procedures in the Public Information Act and in §1.251 of this title for access to records under this section.

(4) The department will assess charges in accordance with the Public Information Act and §1.251 of this title for access to records under this section.

(5) An individual who is denied access to records in a designated record set has a right to request a review of the department's decision if the department denied access because:

(A) a licensed health care professional decided that giving the individual access to the information would likely put the individual or another person in danger;

(B) the information refers to another person other than a health care provider, and a licensed health care professional decided that giving the individual access to the information would likely cause the other person substantial harm; or

(C) the individual's personal representative asked for the information, and a licensed health care professional decided that giving the personal representative access to the information would likely cause the individual or another person substantial harm.

(6) If the denial is reviewable, the individual will be informed in the denial letter. An individual may submit a written request for review in accordance with instructions in the denial letter.

(e) Right to request an amendment to a designated record set.

(1) An individual has the right to request an amendment to PHI about the individual in a designated record set.

(2) An individual must follow the procedures in §1.502 of this title (relating to an Individual's Right to Correction of Incorrect Information) to request an amendment to PHI in a designated record set.

(3) The department will follow the procedures in §1.503 of this title (relating to Correction Procedure) for amendments to designated record sets under this section.

(4) The department may deny a request for amendment if:

(A) the department could deny access to the information under subsection (d) of this section;

(B) the department did not create the information;

(C) the information is not contained in a designated record set; or

(D) the information is correct and complete.

(5) An individual may submit a written statement of disagreement if the department denies the individual's request for amendment. The written statement must state the basis for the disagreement with the department's decision. The statement of disagreement must be submitted in accordance with instructions in the denial letter.

(f) Right to report (accounting) of certain disclosures made by a HIPAA-covered program.

(1) An individual has the right to receive a report of certain disclosures of the individual's PHI made by a HIPAA-covered program.

(2) The types of disclosures that must be included in the report are described in 45 C.F.R. §164.528, and include disclosures for public health activities.

(3) An individual may submit a written request for a list of the department's HIPAA-covered programs to the department's Privacy Officer at the Privacy Officer's electronic mail address indicated on the department's Internet web site or at 1100 West 49th Street, Austin, Texas 78756.

(4) An individual may submit a written request for a report of certain disclosures of the individual's PHI made by a HIPAA-covered program to either:

(A) the HIPAA-covered program that is in possession of the individual's PHI; or

(B) the department's Privacy Officer at the Privacy Officer's electronic mail address indicated on the department's Internet web site or at 1100 West 49th Street, Austin, Texas 78756.

(5) A request for a report submitted to the department's Privacy Officer must include the name(s) of the HIPAA-covered program(s) from which a report is requested.

(g) Right to request further limits on uses and disclosures of protected health information.

(1) An individual has the right to request that the department restrict its uses and disclosures of PHI about the individual. However, the department is not required to agree to any restrictions.

(2) An individual may submit a written request for restrictions of uses and disclosures to the department's Privacy Officer at the Privacy Officer's electronic mail address indicated on the department's Internet web site or at 1100 West 49th Street, Austin, Texas 78756.

(h) Right to request confidential communication from a HIPAA-covered program by different means or at different locations.

(1) An individual has the right to submit a written request that the individual receive communications of PHI from a HIPAA-covered program in a way and in a place that is most appropriate for the individual. The written request must specify the reasonable accommodations that are required and the HIPAA-covered program. A request related to a HIPAA-covered program that is a health plan must include a statement as to whether the normal means of communication of PHI could endanger the individual.

(2) An individual may submit a written request for accommodation to:

(A) the HIPAA-covered program that is in possession of the individual's PHI; or

(B) the department's Privacy Officer at the Privacy Officer's electronic mail address indicated on the department's Internet web site or at 1100 West 49th Street, Austin, Texas 78756.

(3) The individual shall be provided with a written approval or denial of the request for accommodation.

(i) Complaints.

(1) An individual has the right to complain about the department's privacy policies or how the department complies with its privacy policies related to PHI.

(2) An individual may file a complaint by telephone to the number printed on the TDH HIPAA Privacy Notice, or in writing to:

(A) the department's Privacy Officer at the Privacy Officer's electronic mail address indicated on the department's Internet web site or at 1100 West 49th Street, Austin, Texas 78756; or

(B) the Texas Attorney General's Office at P.O. Box 12548, Austin, Texas 78711.

(j) Uses and disclosures of protected health information within the department.

(1) Programs or offices within the department may share PHI as necessary to accomplish the public health, health care oversight, business, and other essential functions of the department.

(2) The department will use and disclose PHI within the department in accordance with the requirements in 45 C.F.R. §164.504, when applicable.

(k) Exemption for non-profit agencies. Certain non-profit agencies are exempt from the requirements of this section and Health and Safety Code, Chapter 181. A non-profit agency must meet the following criteria to be exempt:

(1) the agency does not provide health care services or prescription drugs as its primary business or purpose; and

(2) incidental to its primary business or purpose the agency may provide health care services or prescription drugs to an indigent person receiving other services from the agency.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 27, 2003.

TRD-200301471

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: April 14, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 458-7236


Chapter 49. ORAL HEALTH IMPROVEMENT SERVICES PROGRAM

25 TAC §§49.1 - 49.15, 49.17

The Texas Department of Health (department) adopts amendments to §§49.1-49.15, and §49.17 concerning the administration of the Oral Health Improvement Services Program (program). Sections 49.2 - 49.5, 49.7 - 49.10, 49.12, 49.15 and 49.17 are adopted with changes to the proposed text as published in the December 6, 2002 issue of the Texas Register (25 TexReg 11389) as a result of staff comments received during the comment period. Sections 49.1, 49.6, 49.11, 49.13 and 49.14 are adopted without changes and will not be republished.

Specifically, the amendments cover program purpose; definitions; program priorities; application process; eligibility requirements; denial; modification; suspension and termination of services; procedure for providing services; providers; emergency selection of providers; payment for services; coordination of benefits and recovery of costs; appeals; confidentiality; nondiscrimination and income guidelines.

No public comments were received during the comment period. The department is making the following minor changes due to staff comments to clarify the intent and improve the accuracy of the sections.

Change: Concerning proposed §49.2(3), the first word in the definition portion was capitalized for accuracy.

Change: Concerning proposed §49.2(10), the words "a contract with" were inserted for clarity and the words "from the program" were deleted for clarity.

Change: Concerning proposed §49.2(12), the words "and regulations" were deleted as being redundant.

Change: Concerning proposed §49.2(27), the word "state" in the definition portion was capitalized for accuracy.

Change: Concerning proposed §49.2(30), the words "and federal" were deleted for accuracy.

Change: Concerning proposed §49.3(b), the words "oral health services" were inserted and "dental care" was deleted for accuracy and the words "for Providers of Services" were inserted to properly recognize the title of the document referenced in this subsection.

Change: Concerning proposed §49.3(c), the word "medical" was deleted from the term "regional medical director" in two places to correctly reflect the proper title.

Change: Concerning proposed §49.3(d), the final sentence in the proposed subsection is deleted in order to more accurately reflect statutory requirements.

Change: Concerning proposed §49.4(a)-(b), the word "treatment" was changed to "oral health" for accuracy.

Change: Concerning proposed §49.4(c)(1)-(2), these paragraphs were deleted as portions from both paragraphs were combined with §49.4(c) to ensure clarity.

Change: Concerning proposed §49.5(a), the word "treatment" was replaced with "health" for accuracy.

Change: Concerning proposed §49.5(b)(3), the word "or" was replaced with "and" for accuracy.

Change: Concerning proposed §49.5(b)(4), the final sentence in this proposed subsection is deleted in order to more accurately reflect statutory requirements.

Change: Concerning proposed §49.5(c)(3), the words "Fee for Service" were inserted to reflect the title of the document referenced in this subsection.

Change: Concerning proposed §49.5(d)-(e) the words "or in his/her absence, the state dental director" were added for accuracy.

Change: Concerning proposed §49.7, the word "treatment" was deleted from the term "oral treatment services" in two places and replaced with "health" in both places for accuracy.

Change: Concerning proposed §49.8(b), the words "Dental Care" were inserted to properly recognize the title of the document referenced in this subsection.

Change: Concerning proposed §49.8(e), the words "the contract of" were added for clarification.

Change: Concerning proposed §49.8(i), the referenced subsection " (i)" was deleted and replaced with the correct subsection "(g)."

Change: Concerning proposed §49.9(b), the word "medical" was deleted from the term "regional medical director" in two places in order to correctly reflect the proper title.

Change: Concerning proposed §49.9(b) the word "non-state" was changed to, "non-workday" in two places for clarity.

Change: Concerning proposed §49.10(b), the words "or, in his or her absence, the state dental director" were added for consistency.

Change: Concerning proposed §49.10(c), this subsection was divided into §49.10(c) and new (d).

Change: Concerning proposed §49.10(d), this section was renumbered as §49.10(e) to reflect the addition of new §49.10(d).

Change: Concerning proposed §49.12(1), the word "action" was deleted and replaced with "decision."

Change: Concerning proposed §49.12(5)(b), the term "25 TAC §1.51-55" was deleted and replaced by §§1.51 - 1.55 of this tile (relating to Fair Hearing Procedures").

Change: Concerning proposed §49.12(6), verbiage from this section was deleted and replaced with "The department shall render the final administrative decision in a due process hearing to modify, suspend or terminate the approval of a provider" in order to more properly spell out a provider's due process rights.

Change: Concerning proposed §49.15, the words, "so that no person in the United States shall, on the ground of race, color or natural origin be excluded from participation in, be denied the benefits of or otherwise subjected to discrimination under any program or activity receiving Federal assistance" were deleted.

Change: Concerning proposed §49.17, the citation"7 CFR, Part 245" was added and the words "these sections" were deleted for clarity.

The amendments are necessary in order to update terminology recognize pertinent statutory recodification, add necessary terms and definitions to the chapter, and simplify and clarify the operation of the program. The amendments are also needed in order to reflect the changes in department policies regarding job vacancies and criteria for eligible providers.

The department published a Notice of Intention to Review §§49.1-49.15 and 49.17 in the Texas Register on March 22, 2002 (27 TexReg 2264). No comments were received due to the publication of this notice.

Government Code, §2001.039 requires that each state agency review and consider for readoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). The department reviewed §§49.1-49.15 and 49.17 and determined that reasons for adopting the sections continue to exist yet the sections need revision as described in this preamble.

The amendments are adopted under the Health and Safety Code, §12.001, which provides the Texas Board of Health (board) with authority to adopt rules to implement every duty imposed by law on the board, the department and the commissioner of health; and under the Health and Safety Code, §43.004 which authorizes the department to provide comprehensive oral health services to eligible individuals under the Oral Health Improvement Services program, and authorizes the board to adopt rules to govern this program; and implement Government Code, §2001.039.

§49.2.Definitions.

The following words and terms, where used in these sections, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Act - The Texas Oral Health Improvement Act, Texas Health and Safety Code, Chapter 43.

(2) Action - Denial, modification, suspension or termination of program benefits or participation rights of an applicant or a recipient of the program.

(3) Administrative review - A secondary level of review available to a provider appealing a denied claim.

(4) Administrative sanctions - Penalties imposed on a provider who fails to comply with program rules, procedures and standards. Administrative sanctions include, but are not limited to, recoupment of payments, modification, suspension or exclusion of a provider from the program.

(5) Applicant - A person applying for the program services, but for whom eligibility has not been established.

(6) Approval date - The date a submitted program voucher is approved for payment.

(7) Approved provider - An active, participating provider in the program.

(8) Board - The Texas Board of Health.

(9) Commissioner - The commissioner of health of the Texas Department of Health.

(10) Conflict - The proposed modification, suspension or termination of a contract with an approved provider.

(11) Dentist-An individual licensed by the Texas State Board of Dental Examiners to practice dentistry in the State of Texas.

(12) Dentally accepted standards - Operating in accordance with the laws relating to the practice of dentistry and the rules of the State Board of Dental Examiners and normal standards of practice.

(13) Department-The Texas Department of Health.

(14) Division-The Division of Oral Health of the Texas Department of Health.

(15) Eligible individual-An individual who meets the criteria necessary to receive oral health services under the Act.

(16) Emergency care-Treatment for relief of pain and infection, including extractions and basic restorative services to prevent premature loss of teeth.

(17) Nonapproved provider - A medical or dental provider authorized to practice under state law but not currently participating in the program.

(18) Oral health services- Preventive or treatment services affecting the structures of the mouth, including the hard and soft tissues such as teeth and jaws, gums, vestibule, tongue, cheeks, lips, floor, roof of the mouth, and adjacent masticatory structures, and oral health education and promotion activities.

(19) Other benefit-A benefit to which an individual is entitled, other than a benefit provided under the Act, for the payment of the costs of oral health treatment services, including:

(A) benefits available from:

(i) an insurance policy, group oral health plan, or prepaid oral care plan;

(ii) Title XVIII or Title XIX of the Social Security Act, as amended (42 U.S.C. §1395 et seq. and 42 U.S.C. §1396 et seq.);

(iii) the Veteran's Administration;

(iv) the Civilian Health and Medical Program of the Uniformed Services; or

(v) worker's compensation or any other compulsory employer's insurance program;

(B) a public program created by federal law, state law, or the ordinances or rules of a municipality or political subdivision of the state; or

(C) benefits available to an individual applying for or receiving treatment services from the department arising out of a cause of action for dental or oral health treatment services expenses or a settlement or judgment based upon the cause of action, if the expenses are related to the need for treatment services provided under the Act.

(20) Physician-An individual licensed by the Texas State Board of Medical Examiners to practice medicine in the State of Texas.

(21) Program-The State Fee for Service Dental Care Program administered by the Division of Oral Health which provides oral health services to eligible individuals.

(22) Provider-A person who, through a contract with the department, furnishes oral health treatment services which are purchased by the department for the purpose of the Act.

(23) Recipient - Any person currently eligible to receive program benefits.

(24) Regional dental director-The dental program director for a public health region of the department.

(25) Regional director - The chief authority and medical director for a public health region of the department.

(26) State Fee for Service Dental Care Program Manual for Providers of Services - A manual prepared by the Division of Oral Health that sets out the program's policies and procedures and includes program rules. Participating providers will receive a copy of this manual and are expected to abide by its provisions during participation in the program.

(27) State dental director-The dental program director for the State of Texas.

(28) State fiscal year - The period from September 1 to August 31 of the following year.

(29) Third-party nominator-A person aware of an applicant's economic condition who refers the applicant to the program for services. Third-party nominators include school administrators, school nurses, social workers, city or county officials, public health clinics, community health centers, dentists, physicians, or hospitals or any other source acceptable to the board.

(30) Workday - Normal department operating hours from 8:00 a.m. - 5:00 p.m. Monday through Friday with the exception of state holidays.

§49.3.Program Priorities.

(a) The provision of all services is subject to the availability of funds.

(b) In order to conform to budgetary limitations, priority for services will be given to persons under the age of 19 years requiring emergency care. Providers are bound by the guidelines for participation as set forth in the State Fee For Service Dental Care Program Manual for Providers of Services. Providers may deliver more comprehensive oral health services to eligible recipients only with prior written approval of the regional dental director, or in his/her absence, the state dental director.

(1) The department adopts by reference the department's document entitled State Fee For Service Dental Care Program Manual for Providers of Services.

(2) A copy of the State Fee for Service Dental Care Program Manual for Providers of Services is indexed and filed in the Division of Oral Health, Texas Department of Health, 1100 West 49th Street, Austin, and is available for public inspection during regular business hours.

(c) Occasionally, an individual cannot be treated in a dental office or will require special treatment for aesthetic reasons or to restore mastication. Examples include very young persons with rampant dental caries who must be treated under general anesthesia or children whose front teeth must be extracted and who need partials to prevent serious problems that could be caused by their edentulous appearance. The program allows for such services, subject to budgetary limitations. Approval of such services shall be determined on a case by case basis by the state dental director. The attending dentist or physician shall submit a special handling request form to the regional dental director, or in his/her absence, the regional director. This special handling request form includes a treatment plan, cost estimate of treatment, and a recommendation as to the special dental needs necessitating the request. The regional dental director, or in his/her absence, the regional director, will add a recommendation in the appropriate space before forwarding the request to the department for consideration. Payment will not be made for services provided prior to the state dental director's approval, subject to the exceptions in §49.9 of this title (relating to Emergency Selection of Providers).

(d) Program services are available in every public health region of the state. Program administration is carried out through the department's public health regions.

§49.4.Application Process.

(a) An applicant for oral health services must be referred to the program by a third party nominator who knows the individual's economic condition.

(b) Each applicant for oral health services must complete or cause to be completed an application form which shall include the following:

(1) personal information, including name, address, birthdate, gender and ethnicity;

(2) a statement from the referring third party nominator that the treatment services are necessary to prevent or reduce the probability of pain, infection, or disease; and

(3) a statement by the applicant or the person responsible for the applicant's support that: services are requested; the individual is a bona fide resident of Texas as set out in §49.5 of this title (relating to Eligibility Requirements); the family income does not exceed the financial guidelines; the applicant is not eligible for another program providing dental care, and the applicant or the person responsible for the applicant's support is financially unable to pay for all or part of the cost of the necessary treatment services.

(c) Each applicant who will be referred for oral health services or who will be served directly by the department must obtain preapproval from the regional dental director, or in his/her absence, the regional director, or his her designee.

(d) The denial of any application will be in writing and will include the reason(s) for such denial. Unless the application is denied because program funds are reduced or curtailed, the individual applying for services has the right to an administrative review and a due process hearing as set out in § 49.12 of this title (relating to Appeals).

(e) An individual has the right to reapply for program coverage at any time when there is a change of situation or condition.

§49.5.Eligibility Requirements.

(a) In order for a person to receive oral health services, he/she must meet the following criteria:

(1) The person must be a bona fide resident of Texas.

(2) A bona fide resident is a person who:

(A) is physically present within the geographic boundaries of the state;

(B) has an intent to remain within the state, whether permanently or for an indefinite period;

(C) actually maintains an abode within the state (i.e., house or apartment, not merely a post office box);

(D) does not claim residency in any other state or country;

(E) is a minor child residing in Texas and his/her parent(s) or managing conservator or the court-appointed guardian is a bona fide resident of Texas;

(F) is a person residing in Texas who is the legal dependent spouse of a bona fide resident; or

(G) is an adult residing in Texas and his/her legal guardian is a bona fide resident.

(b) The person must establish a financial need for program services. Financial need is established on the basis of family income, as follows:

(1) the family income used to determine eligibility is the gross annual income of the applicant and his/her spouse, if applicable, or the gross annual income of person(s) legally obligated to support the applicant;

(2) gross annual income includes earned wages, pensions or retirement benefits, child support payments received, alimony, unemployment compensation, worker's compensation, income from rental properties, or any monies received on a regular basis for family support purposes;

(3) income guidelines are based on and may not exceed current United States Department of Agriculture (USDA) poverty guidelines for determining eligibility for free meals (school full-free lunch program guidelines); and

(4) the guidelines are adopted by reference in §49.17 of this title (relating to Income Guidelines).

(c) Following preapproval of an application in accordance with §49.4(c)(1)-(2) of this title (relating to Application Process), an applicant will be referred to a provider for a dental examination. The following criteria apply.

(1) An applicant must have a demonstrable need for emergency care, confirmed by a licensed dentist or physician to whom the applicant has been referred.

(2) The licensed dentist or physician shall certify to the department that he/she has examined the individual and he/she has reason to expect that the treatment services provided will prevent or reduce the probability of the individual's experiencing pain, infection, or disease.

(3) If the applicant meets the dental criteria, the provider will perform the necessary treatment services as authorized by the State Fee for Service Dental Care Program Manual for Providers of Services.

(4) If the applicant does not meet the dental criteria, the provider will be paid only for the examination services provided, according to the fees authorized by the State Fee for Service Dental Care Program Manual for Providers of Services.

(d) Notwithstanding the provisions of subsection (c) of this section, the final determination concerning an applicant's eligibility and authorized services shall be made by the regional dental director or, in his/her absence, the state dental director.

(e) If the regional dental director or, in his/her absence, the state dental director, determines that an applicant meets the dental criteria and the program services delivered were authorized, the applicant's eligibility date shall be the date upon which the application was preapproved as stated in §49.4(c)(1)-(2) of this title (relating to Application Process). Eligibility will be effective for the remainder of the state fiscal year in which eligibility is established. Eligibility must be reestablished for each subsequent state fiscal year in which program services are sought. To maintain eligibility for program services, the individual must continue to be a bona fide resident of the state and be in financial need in accordance with this section.

§49.7.Procedure for Providing Services.

Delivery of oral health services is accomplished by a combination of the following delivery methods.

(1) The department provides direct oral health services utilizing mobile dental units in remote areas of the state unserved or underserved by clinics or dental manpower.

(2) The department contracts with providers for treatment of eligible individuals. Requirements for provider participation and reimbursement are according to the program guidelines and fee schedules set forth in the State Fee for Service Dental Care Program Manual for Providers of Services which is adopted by reference in §49.3 of this title (relating to Program Priorities).

§49.8.Providers.

(a) To apply for program participation, a prospective provider shall, after receiving information on the program including the schedule of current fees, sign a letter of agreement (contract) and submit such information to the Division of Oral Health or to a Texas Department of Health regional office. The agreement must include the prospective provider's dental license number and social security number.

(b) A prospective provider that meets the criteria for participation as set forth in subsection (c) of this section is eligible to contract with the program. After the contract is properly executed, the prospective provider shall be notified of approval in writing and an accompanying State Fee for Service Dental Care Program Manual for Providers of Services will be sent as a referral guide.

(c) Providers must meet the following criteria in order to participate in the program.

(1) Agree to abide by program rules and regulations.

(2) Agree to accept program fees as payment in full.

(3) Treat all patients without discrimination.

(4) Ensure that program recipients or persons legally responsible for program recipients are not billed for the difference between the provider's regular fees and those paid by the program.

(5) Be licensed to practice dentistry or medicine in Texas and in good standing with the Texas boards of dental or medical examiners. Prospective providers under suspension by their respective licensing boards will not be approved to participate in the program.

(d) The contract between the provider and the program may be terminated without cause by either party with 30 days written notice.

(e) The program may modify, suspend or terminate the contract of any provider from the program for due cause. Due cause includes but is not limited to:

(1) breach of contract;

(2) suspension or revocation of the provider's license by the State Board of Dental Examiners or the State Board of Medical Examiners;

(3) disciplinary action(s) taken by the State Board of Dental Examiners or the State Board of Medical Examiners;

(4) submission of false or fraudulent claims;

(5) amendment or judicial interpretation of federal or state laws or other requirements in a way that would make it unfeasible or impossible for either party to fulfill the agreement, or if either party is unable to agree on changes necessary for the substantial continuation of the agreement;

(6) any violations of program rules; or

(7) any other reason authorized by rule, regulation, statute, or contract.

(f) Any provider who submits false or fraudulent claims, fails to provide and maintain quality services or dentally acceptable standards, has his/her Texas medical or dental license suspended, by either the Texas State Board of Dental Examiners, or the Texas State Board of Medical Examiners is subject to the state dental director's review and/or administrative sanctions.

(g) A due process hearing is available to any provider for the resolution of conflict between the department and the provider in accordance with §49.12 of this title (relating to Appeals).

(h) The department may not terminate a contract during the pendency of a hearing. The department may withhold payments during the pendency of a hearing, but the department shall pay the withheld payments and resume contract payments if the final determination is favorable to the provider.

(i) Subsections (g) and (h) of this section do not apply if a contract is canceled by the department because of exhaustion of funds, if the contract expires according to its terms, or if the contract is canceled because program services are restricted to conform to budgetary limitations.

§49.9.Emergency Selection of Providers.

(a) The department may only pay nonapproved providers for emergency care delivered in cases where approved providers are not available or able to provide the emergency care and when delay in providing care would be detrimental to the patient's health.

(b) Nonapproved providers must request authorization to provide immediate emergency services prior to the delivery of services. Such request may be by phone to the regional dental director, or in his/her absence, the regional director, who will, after consulting with the state dental director or his/her designee, approve or disapprove services by phone, followed by written confirmation of approval/disapproval. In the event immediate emergency treatment is needed on a non-workday, a nonapproved provider may provide treatment, with verbal approval to be obtained on the first state workday after services are provided. No payment will be made for services provided before the date verbal approval is given, except in situations when treatment is provided on a non-workday workday and the regional dental director, the regional director, or the state dental director cannot be contacted for prior approval.

§49.10.Payment for Services.

(a) Payment will not be made to providers for services not authorized by the program. Payment for any service may be made only after the service has been delivered and the state dental director has made a final determination that the program dental criteria were met and the services were authorized. Providers must agree to accept program fees as payment in full for the service provided, although such fees may be below usual and customary charges.

(b) Claims from providers will be paid if submitted on the program voucher (Form N-18), services are provided within 60 days of the voucher's approval date, and an affirmative final determination has been made by the regional dental director or, in his or her absence, the state dental director. The program voucher must be submitted to the regional dental director within 75 days of the voucher's approval date.

(c) Claims will be denied if they contain incomplete or inaccurate information, are submitted on the wrong form, are for unauthorized services, are not submitted within the stated timeframe, or are for services provided to persons ineligible for the program.

(d) A claim that has been denied by the program may be reconsidered for payment if the provider requests an administrative review. In order to receive an administrative review of the denied claim, the provider must request the administrative review in writing and return the claim, with the alleged error identified, to the program within 30 days from receipt of the notice of denial, accompanied by appropriate documentation for review.

(e) The program may pay claims which are submitted beyond the stated time limit on the program voucher if there are special or extenuating circumstances which make it impossible or impractical for the provider to complete services within that time period. Such claims will be evaluated by the department on an individual basis, with due consideration given to the circumstances and the regional dental director's recommendation for disposition for the claim.

§49.12.Appeals.

Any applicant or recipient aggrieved by a program action may appeal the action in the following manner:

(1) Within 10 working days of receiving notice of the action, any grievant who desires an administrative review shall notify the program by mail of his/her request for an administrative review of the program's action. Additional information bearing on the decision may be submitted at this time. Failure to request an administrative review within the 10-day period is deemed to be a waiver of the administrative review.

(2) Upon timely receipt of a request for an administrative review, a program administrative review team will affirm or reverse the proposed action and respond in writing to the person, giving the reason(s) for the decision.

(3) If the action is upheld in whole or in part by the administrative review team, the aggrieved may request a due process hearing from the program within 10 days of receiving written notice of the administrative review team's decision. The aggrieved must request a due process hearing by mail. Failure to request the hearing within the 10-day period is deemed to be a waiver of the due process hearing and the proposed action shall be taken.

(4) Even if an aggrieved person does not request an administrative review, the aggrieved person may request a due process hearing from the program within 10 days of receiving notice of denial, modification, suspension, or termination of benefits or participation rights. The aggrieved person's request for a hearing shall be sent to the department by mail. Failure to request a hearing within the 10-day period is deemed to be a waiver of the hearing and the proposed action shall be taken.

(5) The department will set a date, time, and place for each due process hearing. The hearing will not be conducted under the contested case provisions of the Administrative Procedure Act, Texas Government Code, Chapter 2001, but shall include the following:

(A) a timely written notice to the aggrieved person of the matters asserted;

(B) an opportunity for the aggrieved person to receive a fair hearing by a hearing examiner, either by telephone conference call or in person, under §§1.51 - 1.55 of this title (relating to Fair Hearing Procedures).

(C) an opportunity for the aggrieved person to be represented by counsel or other representative;

(D) an opportunity for the aggrieved person or representative(s) to be heard in person, to call witnesses, and to present documentary evidence;

(E) an opportunity for the aggrieved person to cross-examine witnesses;

(F) a written recommendation by the hearing examiner to the commissioner, setting forth the reasons for the recommendation and the evidence upon which the recommendation is based; and

(G) the final written decision to be made by the commissioner.

(6) The department shall render the final administrative decision in a due process hearing to modify, suspend or terminate the approval of a provider.

§49.15.Nondiscrimination.

The Texas Department of Health operates in compliance with Title VI of the Civil Rights Act of 1964 (Public Law 88-352) and 45 Code of Federal Regulations Part 80.

§49.17.Income Guidelines.

The department adopts by reference the United States Department of Agriculture (USDA) poverty guidelines for determining eligibility for free meals set out in 7 CFR, Part 245. A copy of the guidelines is filed in the Division of Oral Health, Texas Department of Health, 1100 West 49th Street, Austin, Texas, and is available for public inspection during regular working hours.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 3, 2003.

TRD-200301498

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: March 23, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 458-7236


Chapter 84. PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT

25 TAC §84.1

The Texas Department of Health (department) adopts new §84.1 concerning the establishment of the State Preventive Health Advisory Committee (committee). Section 84.1 is adopted with changes to the proposed text as published in the December 6, 2002, issue of the Texas Register (27 TexReg 11395).

The committee was created in 1992 by federal legislation now codified in 42 USC §300w-4(d). The purpose of the committee is to provide advice to the Texas Board of Health (board) and the department regarding activities to be supported with Preventive Health and Health Services Block Grant (PHHSBG) funds, the conduct of needs assessments, the allocation of payments, and the collection of data.

Government Code, Chapter 2110 requires that each state agency adopt rules on advisory committees. The rules must state the purpose and tasks of the committee, describe the manner in which the committee will report to the agency, and establish a date on which the committee will be automatically abolished unless the governing body of the agency affirmatively votes to continue the committee's existence.

The committee was previously exempt from Government Code, Chapter 2110, relating to state agency advisory committees, because it is federally mandated. However, the 77th Texas Legislature passed House Bill 2914 (Chapter 1158, §§45-52) which amended the former legislation and resulted in the committee now being subject to the provisions in the code.

No comments were received on the proposal during the comment period. However, the department is making the following change due to a staff comment to clarify the accuracy of the section.

Change: Concerning §84.1(m)(6), the word "rade" was deleted, and the word "trade" was inserted.

The new section is adopted under the Health and Safety Code, §11.016, which allows the board to establish advisory committees; the Government Code, Chapter 2110, which sets standards for the evaluation of advisory committees by the agencies for which they function; and Health and Safety Code, §12.001, which provides the board with authority to adopt rules to implement every duty imposed by law on the board, the department, and the commissioner of health.

§84.1.The State Preventive Health Advisory Committee.

(a) The committee. An advisory committee shall be appointed under and governed by this section.

(1) The name of the advisory committee shall be the State Preventive Health Advisory Committee (committee).

(2) The committee is established under Health and Safety Code, §11.016, which authorizes the Texas Board of Health (board) to establish advisory committees and is required by 42 USC §300w-4.

(b) Applicable law. The committee is subject to the Government Code, Chapter 2110, concerning state agency advisory committees.

(c) Purpose. The purpose of the committee is to carry out the tasks outlined in 42 USC §300w-4(d) regarding formulation of an annual state plan for the Preventive Health and Health Services Block Grant (PHHSBG).

(d) Tasks.

(1) The committee shall make recommendations to the Texas Department of Health (department) regarding the development and implementation of a state plan, including recommendations on:

(A) the conduct of assessments of the public health;

(B) which of the activities authorized in 42 USC §300w-3 should be carried out in the state;

(C) the allocation of payments made to the state under 42 USC §300w-2;

(D) the coordination of activities carried out under the state plan with relevant programs of other entities; and

(E) the collection and reporting of data in accordance with 42 USC §300w-5(a).

(2) The committee shall carry out any other tasks assigned by the board.

(e) Committee abolished. By January 1, 2007, the board will initiate and complete a review of the committee to determine whether the committee should be continued, consolidated with another committee, or abolished. If the committee is not continued or consolidated, the committee shall be abolished on that date.

(f) Composition. The committee shall be composed of eight members.

(1) The composition of the committee shall include three consumer representatives and five non-consumer representatives.

(2) The members of the committee shall be appointed by the board as follows:

(A) three consumers representing the interests of the general public;

(B) five non-consumer members, including the following:

(i) the Commissioner of Health;

(ii) the PHHSBG Coordinator;

(iii) one department regional medical director;

(iv) one official of a local health department; and

(v) one representative from a Texas school of public health.

(g) Terms of office. The term of office of each member shall be six years.

(1) Members shall be appointed for staggered terms so that the terms of two members will expire on December 31 of each even-numbered year.

(2) If a vacancy occurs, a person shall be appointed to serve the unexpired portion of that term.

(h) Officers.

(1) The Commissioner of Health serves as the presiding officer of the committee. The presiding officer shall preside at all committee meetings at which he or she is in attendance, call meetings in accordance with this section, and cause proper reports to be made to the federal funding agency.

(2) The committee shall select from its members an assistant presiding officer. The assistant presiding officer shall perform the duties of the presiding officer in case of the absence of the presiding officer.

(3) If the office of assistant presiding officer becomes vacant, it may be filled by vote of the committee.

(4) The committee may reference its officers by other terms, such as chairperson and vice-chairperson.

(i) Meetings. The committee shall meet not less than twice each federal fiscal year.

(1) A meeting may be called by agreement of department staff and either the presiding officer or assistant presiding officer.

(2) Meeting arrangements shall be made by department staff. Department staff shall contact committee members to determine availability for a meeting date and place.

(3) The committee is not a "governmental body" as defined in the Open Meetings Act. However, in order to promote public participation, each meeting of the committee shall be announced and conducted in accordance with the Open Meetings Act, Texas Government Code, Chapter 551, with the exception that the provisions allowing executive sessions shall not apply.

(4) Each member of the committee shall be informed of a committee meeting at least five working days before the meeting.

(5) A simple majority of the members of the committee shall constitute a quorum for the purpose of transacting official business.

(6) The committee is authorized to transact official business only when in a legally constituted meeting with a quorum present.

(7) The agenda for each committee meeting shall include an opportunity for any person to address the committee on matters relating to committee business. The presiding officer may establish procedures for such public comment, including a time limit on each comment.

(j) Attendance. Members shall attend committee meetings as scheduled.

(1) A member shall notify the presiding officer or appropriate department staff if he or she is unable to attend a scheduled meeting.

(2) It is grounds for removal from the committee if a member cannot discharge the member's duties for a substantial part of the term for which the member is appointed because of illness or disability or is absent from at least four consecutive committee meetings.

(3) The validity of an action of the committee is not affected by the fact that it is taken when a ground for removal of a member exists.

(k) Staff. Staff support for the committee shall be provided by the department.

(l) Procedures. Roberts Rules of Order, Newly Revised, shall be the basis of parliamentary decisions except where otherwise provided by law or rule.

(1) Any action taken by the committee must be approved by a majority vote of the members present once quorum is established.

(2) Each member shall have one vote.

(3) A member may not authorize another individual to represent the member by proxy.

(4) The committee shall make decisions in the discharge of its duties without discrimination based on any person's race, creed, gender, religion, national origin, age, physical condition, or economic status.

(5) Minutes of each committee meeting shall be compiled by department staff.

(A) A draft of the minutes approved by the presiding officer shall be provided to the board and each member of the committee within 30 days of each meeting.

(B) After approval by the committee, the minutes shall be signed by the presiding officer.

(m) Statement by members.

(1) The board, the department, and the committee shall not be bound in any way by any statement or action on the part of any committee member except when a statement or action is in pursuit of specific instructions from the board, department, or committee.

(2) The committee and its members may not participate in legislative activity in the name of the board, the department, or the committee except with approval through the department's legislative process. Committee members are not prohibited from representing themselves or other entities in the legislative process.

(3) A committee member should not accept or solicit any benefit that might reasonably tend to influence the member in the discharge of the member's official duties.

(4) A committee member should not disclose confidential information acquired through his or her committee membership.

(5) A committee member should not knowingly solicit, accept, or agree to accept any benefit for having exercised the member's official powers or duties in favor of another person.

(6) A committee member who has a personal or private interest in a matter pending before the committee shall publicly disclose the fact in a committee meeting and may not vote or otherwise participate in the matter. The phrase "personal or private interest" means the committee member has a direct pecuniary interest in the matter but does not include the committee member's engagement in a profession, trade, or occupation when the member's interest is the same as all others similarly engaged in the profession, trade, or occupation.

(n) Reports to the board. The committee shall file an annual written report with the board.

(1) The report shall list the meeting dates of the committee, the attendance records of its members, a brief description of actions taken by the committee, a description of how the committee has accomplished the tasks given to the committee by the board, the status of any rules which were recommended by the committee to the board, and anticipated activities of the committee for the next year.

(2) The report shall identify the costs related to the committee's existence, including the cost of agency staff time spent in support of the committee's activities and the source of funds used to support the committee's activities.

(3) The report shall cover the meetings and activities in the immediately preceding fiscal year and shall be filed with the board each January. The report shall be signed by the commissioner.

(o) Reimbursement for expenses. In accordance with the requirements set forth in the Government Code, Chapter 2110, a committee member may receive reimbursement for the member's expenses incurred for each day the member engages in official committee business if authorized by the General Appropriations Act or the budget execution process.

(1) No compensatory per diem shall be paid to committee members unless required by law.

(2) A committee member who is an employee of a state agency, other than the department, may not receive reimbursement for expenses from the department.

(3) Each member who is to be reimbursed for expenses shall submit to staff the member's receipts for expenses and any required official forms no later than 14 days after each committee meeting.

(4) Requests for reimbursement of expenses shall be made on official state travel vouchers prepared by department staff.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 3, 2003.

TRD-200301499

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: March 23, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 458-7236


Chapter 97. COMMUNICABLE DISEASES

Subchapter F. SEXUALLY TRANSMITTED DISEASES INCLUDING ACQUIRED IMMUNODEFICIENCY SYNDROME (AIDS) AND HUMAN IMMUNODEFICIENCY VIRUS (HIV)

25 TAC §§97.132, 97.133, 97.135, 97.136, 97.138, 97.139, 97.141, 97.143, 97.145, 97.146

The Texas Department of Health (department) adopts amendments to §§97.132, 97.133, 97.135, 97.136, 97.138, 97.139, 97.141, 97.143, 97.145, and 97.146 concerning sexually transmitted diseases including acquired immunodeficiency syndrome (AIDS) and human immunodeficiency virus (HIV). Sections 97.133 and 97.135 are adopted with changes to the proposed text as published in the December 6, 2002, issue of the Texas Register (27 TexReg 11397). Sections 97.132, 97.136, 97.138, 97.139, 97.141, 97.143, 97.145, and 97.146 are adopted without changes and will not be republished.

Government Code §2001.039 requires that each state agency review and consider for re-adoption each rule adopted by that agency pursuant to Government Code, Chapter 2001 (Administrative Procedure Act). Sections 97.131-97.146 have been reviewed and the department has determined that reasons for adopting the sections continue to exist; however, §§97.131, 97.134, 97.137, 97.140, 97.142 and 97.144 are being adopted without changes.

Specific amendments cover: Who Shall Report Sexually Transmitted Diseases; Reporting Information for Sexually Transmitted Diseases; Prophylaxis against Ophthalmia Neonatorum; Guidelines for Testing Certain Indicted Persons for Certain Diseases; Fee for Providing Written Notice of a Positive Human Immunodeficiency Virus; Fee To Cover the Cost of Providing the Human Immunodeficiency Virus (HIV) Counseling and Testing Course; Model HIV/AIDS Workplace Guidelines; Anonymous and Confidential HIV Testing; and Confidentiality of HIV/STD Test Results.

The department published a Notice of Intention to Review the §§97.131-97.146 as required by Government Code §2001.039 in the Texas Register on January 14, 2000 (25 TexReg 275). No comments were received due to this publication.

The amendment to §97.132 makes minor changes for clarification of the section regarding the reporting responsibility of a physician, dentist, or chief administrative officer of a hospital, medical facility, or penal institution.

The amendments to §97.133 clarify the information the program currently collects from reporting entities.

The amendments to §97.135 clarify the requirement that a physician, or other person permitted by law to attend a pregnant woman, test a pregnant woman twice for syphilis, HIV, and hepatitis B once during gestation and again upon admittance for delivery. The woman must be informed that the HIV test will be performed and that she may refuse the test. The amendments clarify other testing and counseling requirements as well as what information should be provided the woman about syphilis, HIV and hepatitis B.

The amendments to §§97.136, 97.138, 97.139, 97.141, 97.143, 97.145, and 97.146 delete and/or add punctuation and language to conform to the plain language requirements found in the Texas Department of Health Operating Procedure, OP-0657, "Plain Language Resolution."

The department is making the following changes due to staff comments.

Change: Concerning §97.133, the information received as a result of the reporting requirements in this rule falls within one of the exceptions under the Health Insurance Portability and Accountability Act (HIPAA) Privacy Standards at 45 Code of Federal Regulations, §164.512(a). To ensure that the department continues to receive the information it currently receives after the privacy standards are implemented on April 14, 2003, changes were made to §97.133 to reflect the information the program currently collects from reporting entities. This change maintains the status quo for reporting entities.

The following comment was received concerning the proposed section during the public comment period. Following the comment is the department's response and change.

Comment: Concerning §97.135(a)(1)(C)(ii) and §97.135(a)(2)(C)(ii), an individual commented and wanted to clarify that a woman may object to being tested for HIV.

Response: The department agrees and the language "unless the woman objects to the test" was added to §97.135(a)(1)(C)(ii) and §97.135(a)(2)(C)(ii).

An individual was in favor of the rules and offered suggestions for clarification.

The amendments are adopted under the Health and Safety Code, §81.004, which provides the Texas Board of Health (board) authority to adopt rules necessary for the effective administration and implementation of Chapter 81, Communicable Diseases; §85.016, which provides the board with authority to adopt rules necessary to implement Subchapters A through F of Chapter 85, Acquired Immune Deficiency Syndrome and Human Immunodeficiency Virus Infection; and the Health and Safety Code, §12.001, which provides the board with the authority to adopt rules for its procedure and for the performance of each duty imposed by law on the board, the department, or the commissioner of health.

§97.133.Reporting Information for Sexually Transmitted Diseases.

Reporting entities described in §97.132 of this title (relating to Who Shall Report Sexually Transmitted Diseases) shall report all information required by the department, to the extent that the information is collected by the reporting entity, for any specimen derived from a human body that yields microscopic, cultural, serological or any other evidence of AIDS, chancroid, chlamydia trachomatis infection, gonorrhea, HIV infection or syphilis, including a CD4+ T lymphocyte cell count below 200 cells/microliter or a CD4+ T lymphocyte percentage of less than 14%.

(1) The department has established the reporting procedures required under Texas Health and Safety Code, §81.044, including the designation of specific forms and methods of reporting which may be in writing, by telephone, by electronic data transmission, or by other means.

(A) Reports of AIDS, HIV infection, CD4+ T Lymphocyte cell count below 200 cells/microliter, or CD4+ T lymphocyte percentage of less than 14% shall be made using all of the information collected by the reporting entity found in the most current version of forms CDC 50.42B, CDC 50.42C, or STD-28.

(B) Reports of chancroid shall be made using all of the information collected by the reporting entity found in the most current version of form STD-27 or STD-28.

(C) Reports of chlamydia trachomatis infection shall be made using all of the information collected by the reporting entity found in the most current version of form STD-27 or STD-28.

(D) Reports of gonorrhea shall be made using all of the information collected by the reporting entity found in the most current version of form STD-27 or STD-28.

(E) Reports of syphilis shall be made using all of the information collected by the reporting entity found in the most current version of form STD-27 or STD-28.

(F) Reports pertaining to congenital syphilis shall be made using all of the elements found in the most current version of the form adopted by the Bureau of HIV and STD Prevention.

(G) Reports pertaining to enhanced perinatal HIV surveillance shall be made using all of the elements found in the most current version of the form adopted by the Bureau of HIV and STD Prevention.

(2) Completed written reports, electronic reports, and telephone reports shall be made in accordance with §97.134 of this title (relating to How to Report Sexually Transmitted Diseases).

(3) Electronic reports shall be made in accordance with §97.134(i) of this title.

§97.135.Serological Testing during Pregnancy and Delivery.

(a) A pregnant woman shall be serologically tested for syphilis, HIV infection, and hepatitis B infection, once during gestation and again upon admittance for delivery.

(1) At the time of the first prenatal examination and visit, every physician or other person permitted by law to attend a pregnant woman during gestation shall:

(A) distribute to the woman printed materials about syphilis, HIV, AIDS, and hepatitis B which shall be provided by the Texas Department of Health and note on the woman's medical chart or health care record that the distribution of material was made;

(B) verbally notify the woman that an HIV test will be performed if the patient does not object and note on the medical records that verbal notification was given:

(i) advise the woman that the result of the HIV test taken under this action is confidential, not anonymous, and explain the difference between an anonymous and confidential HIV test; and

(ii) if the woman objects to the test for HIV infection, the physician or other person may not conduct the test. The physician or other person shall refer the woman to an anonymous HIV testing site or instruct the woman about anonymous HIV testing methods.

(C) take or cause to be taken a sample of the blood of the woman and submit such sample to a laboratory certified by the Clinical Laboratory Improvement Amendments of 1988 (CLIA-88; 42 United States Code §263a), for:

(i) a standard serological test for syphilis; and

(ii) a standard serological test for HIV infection unless the woman objects to the test; and

(iii) a standard serological test for hepatitis B infection.

(2) When a pregnant woman is admitted for delivery, the physician or other person permitted by law to attend a pregnant woman shall:

(A) distribute to the woman printed material provided by the Texas Department of Health which outlines information about syphilis, HIV, AIDS, and hepatitis B, and note on the woman's medical chart or health care record that the distribution of material was made;

(B) verbally notify the woman that an HIV test will be performed if she does not object and note on the medical records that verbal notification was given:

(i) advise the woman that the result of the HIV test taken under this section is confidential, not anonymous, and explain the difference between an anonymous and confidential HIV test; and

(ii) if the woman objects to the test for HIV infection, the physician or other person may not conduct the test. The physician or other person shall refer the woman who objects to the test to an anonymous HIV testing site or instruct the woman about anonymous HIV testing methods.

(C) take or cause to be taken a sample of the blood of the woman and submit such sample to a laboratory certified by the Clinical Laboratory Improvement Amendments of 1988 (CLIA-88; 42 United States Code §263a), for:

(i) a standard serological test for syphilis; and

(ii) a standard serological test for HIV infection unless the woman objects to the test; and

(iii) a standard serological test for hepatitis B infection.

(3) Every physician or other person required to report births or fetal deaths shall state on each birth or fetal death certificate whether a blood test for syphilis was performed during the pregnancy.

(4) If a test for syphilis, HIV, or hepatitis B conducted under this section shows that the woman is or may be infected with syphilis, HIV, or hepatitis B, the physician or other person who submitted the sample for the test shall:

(A) provide or make available to the woman disease specific information relating to treatment; or

(B) refer the woman to an entity that provides treatment for individuals infected with acquired immune deficiency syndrome.

(5) provide or make available to the HIV infected woman counseling which includes:

(A) the meaning of the test result;

(B) the possible need for additional testing;

(C) measures to prevent the perinatal transmission of HIV;

(D) the availability of appropriate health services;

(E) the benefits of partner notification and the availability of partner notification programs;

(F) increased understanding of HIV infection;

(G) explanation of the potential need for confirmatory testing for HIV;

(H) explanation of behavior changes to decrease the potential of HIV transmission;

(I) encouragement to seek appropriate medical care; and

(J) encouragement to notify persons with whom there has been contact capable of transmitting HIV.

(b) A diagnosis of syphilis, HIV infection, AIDS, or hepatitis B shall be reported in accordance with §§97.2 - 97.5 of this title (relating to Control of Communicable Diseases).

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301493

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: March 20, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 458-7236


Chapter 137. BIRTHING CENTERS

The Texas Department of Health (department) adopts amendments to §§137.1-137.4, 137.11-137.13, 137.21-137.26, and 137.31-137.34, 137.36-137.43, 137.46-137.55, and repeals of §§137.44-137.45 concerning the regulation of birthing centers. Sections 137.25, 137.33, 137.48, 137.52, and 137.55 are adopted with changes to the proposed text as published in the November 8, 2002, issue of the Texas Register (27 TexReg 10538). Sections 137.1-137.4, 137.11-137.13, 137.21-137.24, 137.26, 137.31-137.32, 137.34, 137.36-137.43, 137.46-137.47, and 137.49-137.51, 137.53-137.54, and the repeals of 137.44-137.45 are adopted without changes, and will not be republished. The sections cover general provisions, licensing procedures, enforcement, and operational and clinical standards for birthing centers.

Government Code, §2001.039 requires that each state agency review and consider for re-adoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). The sections have been reviewed and the department has determined that reasons for adopting the sections continue to exist. However, revisions to the sections were necessary.

The department published a Notice of Intention to Review for §§137.1-137.4, 137.11-137.13, 137.21-137.26, and §§137.31 - 137.34 and 137.36 - 137.55 in the Texas Register in the July 26, 2002 issue (27 TexReg 6729). No comments were received due to publication of this notice.

No comments were received during the comment period on the proposed amendments; however, the department is making the following minor changes due to staff comments.

Change: Concerning §137.25(g), the word "compaint" was deleted and the word "complaint" was added to correct the spelling.

Change: Concerning §137.33(5), the phrase "are currently certified" was deleted to clarify the intent and to improve the accuracy of the section.

Change: Concerning §137.48(d), the phrases "and/or a birth attendant" and " The clinical care provider" were added and "during active labor, birth and the immediate postpartum period" and "This person" were deleted to clarify the intent of this section.

Change: Concerning §137.52(a)(2), the word "program" was added and the word "plan" was deleted to clarify the intent of this section.

Change: Concerning §137.55(p)(2), "the" was deleted at the beginning of the sentence.

Specifically, the amendment to §137.2 adds a definition for a "clinical care provider" and deletes the definitions for "nosocomial infection" and "quality". Definitions were renumbered as necessary to reflect the added and deleted definitions. The amendment to §137.3 deletes obsolete information regarding licensing fees. The amendment to §137.4 is to clarify the intent. Amendments to §137.11 delete requirements for the application of a license that are obsolete; wording is added for clarification; and is renumbered to reflect the added and deleted information. The amendments to §137.12 and §137.13 are editorial. The amendments to §137.21 are to clarify the intent of the section. The amendments to §137.22, §137.23, and §137.24 add and delete language to better enable the department to enforce the rules of this chapter. These sections are renumbered to reflect the changes. Amendments to §137.25 are editorial and portions are deleted to reflect current departmental procedure for processing complaints. Amendments to §137.26, §137.31, §137.32, and §137.33 are editorial. Amendments to §137.34 are editorial, for clarification, reflect current standards of practice in birthing centers, and are renumbered to reflect the added and deleted information. The amendments to §137.26 are editorial and to clarify the intent. The amendments to §137.37 add and delete information to reflect current standards of practice in birthing centers and are renumbered to reflect the changes. The amendments to §137.38 are editorial and for clarification. The amendments to §137.39 and §139.40 are editorial. The amendments to §137.41 deletes the words "commensurate with the skill level of the attendant, but minimally" and adds a requirement that a birthing center provide "other medications and equipment as approved by the clinical director". Amendments to §137.42 and §137.43 are editorial. Amendments to §137.44 and §137.45 delete these sections, as they are considered duplicative of requirements in §137.55. The amendments to §137.46 are editorial and delete the requirement for a physician consultant to be "within a recommended 20 but with a required maximum of 30 minutes" to reflect current standards of practice in birthing centers. The amendment to §137.47 is editorial. The amendments to §137.48 delete "adult minimally qualified person", add "clinical care provider", and add the requirement that the person be capable of "assessing the client's fundus and blood loss". Wording is changed for clarification and to reflect current standards of practice in birthing centers. The amendments to §137.49 add the "clinical director" and delete the "center" as responsible for duties under this section; deletes the requirements concerning "prophylaxis to prevent opthalmia neonatorum" and the "newborn screening program" under this section, and moves these requirements to §137.55 to clarify the intent of this section. The amendments to §137.50 are editorial and to clarify the intent of this section. The amendments to §137.51 are editorial. The amendments to §137.52 delete some of the requirements for the quality assurance program to reflect current standards of practice in birthing centers and sections are renumbered to reflect the added and deleted sections. The amendments to §137.53 and §137.54 are to clarify the intent of these sections. The amendments to §137.55 are editorial, clarify the intent of this section, and reflect current locations of statutes. Further more, the amendments add requirements for birthing centers to comply with "29 Code of Federal Regulations, Subpart K §1910.151 Medical services and first aid"; "Health and Safety Code §81.091 concerning serologic testing during pregnancy"; Health and Safety Code §81.091, concerning opthalmia neonatorum prevention"; "Health and Safety Code §33.011 relating to Test Requirement"; and "Texas Occupations Code §203.354 relating to Newborn Screening".

Subchapter A. GENERAL PROVISIONS

25 TAC §§137.1 - 137.4

The amendments are adopted under Health and Safety Code (HSC), Chapter 244, Texas Birthing Center Licensing Act; which provides the Board of Health (board) with the authority to adopt rules governing the licensing and regulation of Birthing Centers, and HSC §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner of health. Government Code §2001.039 is implemented by the adoption.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 3, 2003.

TRD-200301508

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: March 23, 2003

Proposal publication date: November 8, 2002

For further information, please call: (512) 458-7236


Subchapter B. LICENSING PROCEDURES

25 TAC §§137.11 - 137.13

The amendments are adopted under Health and Safety Code (HSC), Chapter 244, Texas Birthing Center Licensing Act; which provides the Board of Health (board) with the authority to adopt rules governing the licensing and regulation of Birthing Centers, and HSC §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner of health. Government Code §2001.039 is implemented by the adoption.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 3, 2003.

TRD-200301509

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: March 23, 2003

Proposal publication date: November 8, 2002

For further information, please call: (512) 458-7236


Subchapter C. ENFORCEMENT

25 TAC §§137.21 - 137.26

The amendments are adopted under Health and Safety Code (HSC), Chapter 244, Texas Birthing Center Licensing Act; which provides the Board of Health (board) with the authority to adopt rules governing the licensing and regulation of Birthing Centers, and HSC §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner of health. Government Code §2001.039 is implemented by the adoption.

§137.25.Complaints.

(a) In accordance with §137.42 of this title (relating to Disclosure Requirements), all licensed centers are required to provide a client, and her guardian if the client is a minor or if guardianship is required, at the time of the initial visit, with a written statement that complaints relating to the center may be registered with the Director, Health Facility Licensing and Compliance Division, Texas Department of Health, 1100 West 49th Street, Austin, Texas 78756; Telephone (888) 973-0022; (512) 834-6650; and Fax (512) 834-6653.

(b) Complaints may be registered with the department by telephone, fax or in writing at the address listed in subsection (a) of this section. A complainant may provide his or her name, address, and phone number to the department. Anonymous complaints may be registered if the complainant provides sufficient information.

(c) The department will evaluate all complaints received.

(d) A complaint containing allegations which are a violation of the Act or this chapter will be investigated by the department.

(e) A department representative (surveyor) may enter the premises of a center at reasonable times as necessary to assure compliance with the Act and this chapter. The department is not required to notify the applicant or licensee prior to a complaint investigation.

(f) If the department determines that the complaint does not come within the department's jurisdiction, the department shall advise the complainant and, if possible, refer the complainant to the appropriate governmental agency for handling such a complaint.

(g) The department shall inform in writing a complainant who identifies himself or herself by name and address of the final disposition of the complaint.

(h) A person may file a complaint with the department against a birthing center licensed under this chapter. A person who files a false complaint may be prosecuted under the Penal Code.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 3, 2003.

TRD-200301510

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: March 23, 2003

Proposal publication date: November 8, 2002

For further information, please call: (512) 458-7236


Subchapter D. OPERATIONAL AND CLINICAL STANDARDS FOR THE PROVISION AND COORDINATION OF TREATMENT AND SERVICES

25 TAC §§137.31 - 137.34, 137.36 - 137.43, 137.46 - 137.55

The amendments are adopted under Health and Safety Code (HSC), Chapter 244, Texas Birthing Center Licensing Act; which provides the Board of Health (board) with the authority to adopt rules governing the licensing and regulation of Birthing Centers, and HSC §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner of health. Government Code §2001.039 is implemented by the adoption.

§137.33.Personnel Policies.

The center shall develop, implement, and enforce written policies governing all personnel staffed by the center. The personnel policies shall cover the following requirements:

(1) job descriptions for all personnel providing client care;

(2) orientation and training of all employees, volunteers, students and contractors;

(3) an annual written evaluation of employee performance;

(4) in service and continuing education; and

(5) certification of all birth attendants by the American Heart Association or the American Red Cross in basic life support and the American Academy of Pediatrics or the American Heart Association in neonatal resuscitation.

§137.48.Labor and Birth Procedures.

(a) Labor and birth shall be managed and attended by a birth attendant.

(b) The birth attendant shall be trained in the use of emergency equipment.

(c) A center shall ensure that its birth attendants encourage a client to seek medical care if the birth attendant recognizes a sign or symptom of a complication to the client's childbirth.

(d) Other clinical care provider(s) and/or a birth attendant, shall be physically present in the center whenever a client is in the center. The clinical care provider shall be capable of performing the following minimum duties:

(1) monitoring the fetal heartbeat;

(2) monitoring the mother's blood pressure, pulse, and temperature;

(3) performing adult and infant cardiopulmonary resuscitation, if needed;

(4) monitoring the infant's heart rate, respiratory rate and body temperature; and

(5) assessing the client's fundus and blood loss.

(e) A birth attendant shall be physically present to conduct the delivery and be available during the acute postpartum period.

(f) Interventions shall be limited to those required to accomplish a vaginal delivery.

(g) No general, epidural, or subdural anesthetic agent shall be administered in a center.

(h) A center shall ensure that its documented midwives do not violate the labor and delivery provisions of the Texas Midwifery Act, Texas Occupations Code, Chapter 203, concerning prohibited acts and criminal penalties.

§137.52.Quality Assurance.

(a) Quality assurance program. The center shall adopt, implement, and enforce a written quality assurance (QA) program that includes all health and safety aspects of client care for both mother and infant.

(1) The quality assurance program shall include, but not be limited to:

(A) a review of the clinical record(s);

(B) incidences of morbidity and mortality of mother and infant;

(C) postpartum infections;

(D) all cases transferred to a hospital for delivery, care of infant, or postpartum care of mother;

(E) incidents, problems and potential problems identified by staff of the center, including infection control;

(F) address issues of unprofessional conduct by any member of the center's staff (including contract staff);

(G) address the integrity of surgical instruments, medical equipment, and patient supplies;

(H) address client referrals and consultations;

(I) address medication therapy practices, if applicable; and

(J) problems with compliance with any federal and state laws and rules.

(2) This program must be reviewed and updated or revised at least annually.

(3) The results of the quality assurance program must be reviewed and documented at least quarterly.

(b) Quality assurance issues. The center shall identify and address quality assurance issues and implement corrective action plans as necessary. The outcome of any corrective action plans shall be documented. The outcome of the remedial action shall be documented.

(c) Departmental review.

(1) A representative(s) of the department shall verify that the center has a quality assurance program which addresses quality concerns and that center staff know how to access that process.

(2) Attempts by the center to identify and correct deficiencies will not be used by the department as a basis for adverse action against the center.

§137.55.Other State and Federal Compliance Requirements.

(a) A center utilizing the services of a documented midwife shall ensure that its documented midwife(ives) does not violate the Texas Midwifery Act, Texas Occupations Code, Chapter 203, concerning prohibited acts and criminal penalties, while functioning in his or her capacity at or for the center.

(b) A center shall ensure that its documented midwives comply with Title 22 Texas Administrative Code, Chapter 831 (relating to Midwifery), while functioning in his or her capacity at or for the center.

(c) A center that provides laboratory services shall meet the Clinical Laboratory Improvement Amendments of 1988, 42 United States Code, §263a, Certification of Laboratories (CLIA 1988). CLIA 1988 applies to all centers with laboratories that examine human specimens for the diagnosis, prevention, or treatment of any disease or impairment of, or the assessment of the health of, human beings. If a center accepts laboratory test results from another state or foreign country, such as Mexico, the laboratory documents must be reviewed and approved by a licensed health professional within his or her scope of practice.

(d) A center utilizing the services of a registered nurse(s) shall ensure that its registered nurse(s) comply with the Nursing Practice Act, Texas Occupations Code, Chapters 301, 303, and 304, while functioning in his or her capacity at or for the center.

(e) A center utilizing the services of a licensed vocational nurse(s) shall ensure that its licensed vocational nurse(s) comply with Texas Occupations Code, Chapters 302, 303, and 304, while functioning in his or her capacity at or for the center.

(f) A center utilizing the services of a physician(s) shall ensure that its physician(s) comply with the Medical Practice Act, Texas Occupations Code, Chapters 151-165, while functioning in his or her capacity at or for the center.

(g) A center utilizing the services of a physician assistant(s) shall ensure that its physician assistant(s) comply with the Physician Assistant Licensing Act, Texas Occupations Code, Chapter 204, while functioning in his or her capacity at or for the center.

(h) A center that provides pharmacy services shall obtain a license as a pharmacy if required by the Texas Pharmacy Act, Texas Occupations Code, Chapters 551-569.

(i) A center shall comply with the following federal Occupational Safety and Health Administration requirements:

(1) 29 Code of Federal Regulations, Subpart E, §1910.38, concerning employee emergency plans and fire prevention plans;

(2) 29 Code of Federal Regulations, Subpart I, §1910.132, concerning general requirements for personal protective equipment;

(3) 29 Code of Federal Regulations, Subpart I, §1910.133, concerning eye and face protection;

(4) 29 Code of Federal Regulations, Subpart I, §1910.138, concerning hand protection;

(5) 29 Code of Federal Regulations, Subpart L, §1910.157, concerning portable fire extinguishers;

(6) 29 Code of Federal Regulations, Subpart Z, §1910.1030, concerning blood borne pathogens; and

(7) 29 Code of Federal Regulations, Subpart Z, §1910.1200, Appendices A-E, concerning hazard communication (hazardous use of chemicals).

(8) 29 Code of Federal Regulations, Subpart K, §1910.151, concerning medical services and first aid.

(j) A center shall not use adulterated or misbranded drugs or devices in violation of the Health and Safety Code, §431.021. Adulterated drugs and devices are described in Health and Safety Code, §431.111. Misbranded drugs or devices are described in Health and Safety Code, §431.112.

(k) A center shall not commit a false, misleading, or deceptive act or practice as that term is defined in the Deceptive Trade Practices-Consumer Protection Act, Business and Commerce Code, §17.46.

(l) A birthing center must provide voluntary paternity establishment services in accordance with:

(1) the Health and Safety Code, §192.012, Record of Acknowledgment of Paternity; and

(2) the rules of the Office of the Attorney General found at 1 Texas Administrative Code, Chapter 55, Subchapter J (relating to Voluntary Paternity Acknowledgment Process).

(m) A birthing center shall comply with Health and Safety Code, Chapter 47, relating to Hearing Loss in Newborns.

(n) A center shall ensure that its birth attendants comply with Health and Safety Code, §81.090 (relating to serologic testing during pregnancy). The center shall ensure that the results of any HIV test are kept confidential pursuant to the Health and Safety Code, §81.103.

(o) A center shall ensure that its birth attendants comply with the Health and Safety Code, §81.091, (relating to ophthalmia neonatorum prevention).

(p) A center shall ensure that its birth attendants cause the newborn screening tests to be performed as required by:

(1) the Health and Safety Code, §33.011 (relating to Test Requirement); and

(2) Texas Occupations Code, §203.354 (relating to Newborn Screening).

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 3, 2003.

TRD-200301511

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: March 23, 2003

Proposal publication date: November 8, 2002

For further information, please call: (512) 458-7236


25 TAC §137.44, §137.45

The repeals are adopted under Health and Safety Code (HSC), Chapter 244, Texas Birthing Center Licensing Act; which provides the Board of Health (board) with the authority to adopt rules governing the licensing and regulation of Birthing Centers, and HSC §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner of health. Government Code §2001.039 is implemented by the adoption.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 3, 2003.

TRD-200301512

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: March 23, 2003

Proposal publication date: November 8, 2002

For further information, please call: (512) 458-7236


Chapter 169. ZOONOSIS CONTROL

Subchapter A. RABIES CONTROL AND ERADICATION

25 TAC §§169.22, 169.27, 169.29, 169.31 - 169.33

The Texas Department of Health (department) adopts amendments to §§169.22, 169.27, 169.29, and 169.31 - 169.33 concerning rabies control and eradication. Sections 169.22 and 169.29 are adopted with changes to the proposed text as published in the September 20, 2002 issue of the Texas Register (27 TexReg 8890). Sections 169.27, and 169.31 - 169.33 are adopted without changes and will not be republished. The sections cover definitions, quarantine method and testing, vaccination requirement, interstate movement of dogs and cats into Texas, international movement of dogs and cats into Texas, and submission of specimens for laboratory examination. The sections as amended change the minimum rabies vaccination interval to reflect current vaccine technology, and require vaccination of dogs and cats a minimum of every three years rather than every year.

Government Code, §2001.039 requires that each state agency review and consider for readoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedures Act). Sections 169.21 - 169.34 have been reviewed and the department has determined that reasons for adopting the sections continue to exist in that rules on these subjects are needed. The department also adopts §§169.21, 169.23 - 169.26, 169.28, 169.30, and 169.34 that were proposed without changes, and were open for comments as published in the September 20, 2002 issue of the Texas Register (27 TexReg 8890).

The department published a Notice of Intention to Review for §§169.21 - 169.34 as required by Government Code, §2001.039 in the Texas Register on May 19, 2000 (25 TexReg 4598). The department received no comments due to the publication of the notices.

Due to staff comments, the department made the following changes:

Change: Concerning §169.22(4)(C), the word "of" was substituted for the word "for".

Change: Concerning §169.29(a), clarifying language regarding vaccine administration was added to the subsection.

The following comments were received concerning the proposed sections. Following the comments are the department's responses and any resulting change(s).

Comment: Concerning §169.29(a), one commenter opposed the rule and recommended not allowing local jurisdictions to establish more stringent rules than the department. The commenter recommended that this only be allowed under very unusual circumstances such as a rabies epidemic.

Response: The department disagrees with the commenter. Statutory law (Health and Safety Code, §§826.014 and 826.015) specifically states that counties and municipalities may adopt local regulations that are more stringent than the department's administrative rules. No changes were made as a result of the comment.

Comment: One commenter recommended a rabies vaccine exemption be allowed for the animals of people involved in holistic care who have unaltered animals that are for show, competition, or breeding.

Response: The department responds that this issue is not germane to the proposed rules. The department will take the comment under consideration for action at a later time. No changes were made as a result of the comment.

Comment: Concerning §169.29(a), 159 commenters opposed the rule, stating that changing the minimum vaccine requirement to every three years would have a detrimental effect on public health.

Response: The department disagrees with the commenters and responds that over a period of 25 years, 32 states have migrated to a three-year vaccination interval. Their experience has shown that a three-year interval is sufficient to prevent human rabies. Additionally, states which have changed to a three-year interval did not experience an increase in the number of rabid dogs and cats. No correlation exists between a state's required vaccination interval and its incidence of rabid dogs and cats. No changes were made as a result of the comments.

Comment: Concerning §169.29(a), one commenter opposed the rule, stating that adverse reactions in animals are rare when vaccinating every year.

Response: The department disagrees with the commenter. The proposal to change to a three-year vaccination interval is not based upon animal health. The proposal stems from the fact that no public health justification exists to require the public to obtain annual rabies vaccinations for their pets when faccines approved for a three-year duration are available. No changes were made as a result of the comment.

Comment: Concerning §169.29(a), one commenter opposed the rule, recommending Texas maintain the population immunity required to control rabies by vaccinating every year.

Response: The department disagrees with the commenter. Over a period of 25 years, 32 states have migrated to a three-year vaccination interval. Their experience has shown that a three-year interval is sufficient to prevent human rabies. Additionally, states which have changed to a three-year interval did not experience an increase in the number of rabid dogs and cats. No correlation exists between a state's required vaccination interval and its incidence of rabid dogs and cats. No changes were made as a result of the comment.

Comment: Concerning §169.29(a), four commenters opposed the rule, stating that the timing for changing rabies vaccination requirements is inappropriate at this time in Texas because of the state's close proximity to a foreign border, the current economic downtrend, and the threat of bioterrorism.

Response: The department disagrees with the commenters. Nothing precludes cities and counties which lie along the Texas-Mexico border from requiring a more stringent vaccination schedule. Additionally, the Oral Rabies Vaccination Program maintains a 40-mile wide protected barrier of coyotes vaccinated against rabies along the border. Obtaining the vaccination once every three years rather than annually might represent a cost-savings to pet owners. Rabies virus is not regarded as an appropriate agent for bioterrorism. No changes were made as a result of the comments.

Comment: Concerning §169.29(a), two commenters opposed the rule and recommended administering rabies vaccines every two years because three years is too long.

Response: The department disagrees with the commenters and responds that over a period of 25 years, 32 states have migrated to a three-year vaccination interval. Their experience has shown that a three-year interval is sufficient to prevent human rabies. Rabies vaccine is approved by the federal government for use on an annual basis and a triennial basis. Requiring the vaccine be administered every two years would be inconsistent with label recommendations, a requirement the department has not placed on any other vaccination protocol. Justification for using the vaccine on a two-year basis does not exist. No changes were made as a result of the comments.

Comment: Concerning §169.29(a), 17 commenters opposed the rule, stating that more than 50% of clients are delinquent returning for rabies vaccination boosters and it will be harder for them to remember if the minimum requirement goes to every three years.

Response: The department agrees with the commenters that annual boosters may be easier to remember than longer intervals. However, veterinarians typically mail or Email vaccination reminders to their clients. Additionally, states which have migrated to a three-year interval did not experience an increase in the number of rabid dogs and cats, thereby demonstrating that public health is not jeopardized by a three-year interval. No changes were made as a result of the comments.

Comment: Concerning §169.29(a), one commenter opposed the rule, stating that there has been a 100% increase in the number of reported positive rabies cases in East Texas.

Response: The department disagrees with the commenter. An increased number of rabid wildlife has occurred in some parts of Texas as part of the normal cyclical nature of rabies incidence in wildlife. Vaccination of dogs and cats with the triennial vaccine will protect pets from acquiring rabies from wildlife. No changes were made as a result of the comment.

Comment: Concerning §169.29(a), ten commenters opposed the rule, stating that the majority of Texas is rural or semi-rural where exposure to rabies is a constant possibility.

Response: The department agrees with the commenters regarding rabies exposure. However, vaccination of dogs and cats with the triennial vaccine will protect pets from acquiring rabies from wildlife. No changes were made as a result of the comments.

Comment: Concerning §169.29(a), two commenters opposed the rule, stating that the public perception would be that rabies is no longer a problem in Texas if the minimum requirement goes to every three years.

Response: The department agrees with the commenters that this misperception may occur. It is the collective challenge of state and local health departments, veterinarians, and animal control agencies to promote vaccination of pets. Data are not available to determine what effect migrating from a one-year to a three-year interval had on the vaccination rates in other states. However, it is clear that other states did not experience an increased incidence of rabies in dogs and cats as a result of this change. No changes were made as a result of the comments.

Comment: Concerning §169.29(a), one commenter opposed the rule, stating that it would be difficult for cities and counties to make their rabies vaccination requirements more stringent with no support from the state. The commenter stated that multiple options for vaccination intervals will be difficult for people traveling through the state and for airlines delivering dogs and cats to Texas.

Response: The department disagrees with the commenter. Through historical data analysis and risk assessment, department staff are available to assist cities and counties in decision-making and subsequent risk communication to their citizens and elected officials. No changes were made as a result of the comment.

Comment: Concerning §169.29(a), two commenters opposed the rule and recommended that the rabies vaccination protocol remain unchanged for the next four years so that there can be further study and better scientific information can be obtained.

Response: The department disagrees with the commenters. Thirty-two states over a 25 year period have migrated from annual vaccination requirement to a three-year interval without placing the public's health at risk. The department feels that this provides adequate information. No changes were made as a result of the comments.

Comment: Concerning §169.29(a), four commenters opposed the rule, stating that animals will receive less preventative veterinary care and diseases may be detected too late.

Response: The department responds that these rules for Rabies Control and Eradication address public health issues, not animal health. These rules do not pertain to the ongoing need for regular veterinarian visits to protect animal health. No changes were made as a result of the comments.

Comment: Concerning §169.29(a), four commenters opposed the rule, stating that the Texas rabies situation is different from that of any other state in that Texas has reoccurring epizootics of canine rabies along the border.

Response: The department agrees with the commenters and responds that the Oral Rabies Vaccination Program maintains a 40-mile wide protected barrier along the border. Additionally, should an outbreak of canine rabies occur, the disease in coyotes could effectively be addressed by a localized, supplemental delivery of the oral vaccine. Also, statutory law (Health and Safety Code, §§826.014 and 826.015) specifically states that counties and municipalities may adopt local regulations that are more stringent than the department's administrative rules. No changes were made as a result of the comments.

Comment: Concerning §169.29(a), one commenter opposed the rule, stating that there is no evidence linking vaccinations with any canine disease.

Response: The department responds that these rules for Rabies Control and Eradication address public health issues, not animal health. No changes were made as the result of the comment.

Comment: Concerning §169.29(a), three commenters opposed the rule, stating that the new protocol will deny cat owners a vaccine which will decrease the incidence of fibrosarcomas.

Response: The department disagrees with the commenters. The proposed rule allows use, according to labeling instructions, of any of the rabies vaccines approved by the USDA, thereby allowing the veterinarian and the owner to select the vaccine which they feel has the highest margin of safety. No changes were made as a result of the comments.

Comment: Concerning §169.29(a), one commenter opposed the rule, stating that in 1996 the department praised the veterinary community for helping to abate a serious rabies outbreak. The commenter is concerned that the department now chooses to ignore the frontline veterinarians regarding this issue.

Response: The department disagrees with the commenter. A series of ten public meetings were held on this topic, and written comments were solicited over an eight-month period. All comments were reviewed and carefully considered before a rule modification was made. No changes were made as a result of the comment.

Comment: Concerning §169.29(a), one commenter opposed the rule, stating that North Carolina and other states went to a three-year vaccination protocol several years ago and they are now experiencing a marked increase in rabies incidence to both wildlife and domestic animals.

Response: The department disagrees with the commenter. North Carolina authorized use of the triennial vaccine at three-year intervals in 1976. Between 1993 and 1997, North Carolina experienced an epizootic of rabies in wildlife, causing the number of rabies cases to climb from 71 cases to 678 cases per year. There is no temporal or causal relationship between the two occurrences. No changes were made as a result of the comment.

Two hundred eighty-eight commenters were in favor of the rules in their entirety, representing: Critter Fixer Pet Hospital, a veterinarian from Texas A&M University, Frankford Crest Animal Hospital, Denton Humane Society, Ingram Park Animal Hospital, Main Street Veterinary Hospital, Griffith Small Animal Hospital, Metroplex Veterinary Centre, Crystal Mountain Animal Hospital, DogBoys, Inc., University of North Texas, Lake Whitney Humane Society, The Queenie Foundation, Professional Veterinary Relief Services, Austin Zoo, Bay Creek Animal Clinic, Whiskers Rescue & Adoption, Inc., Paws for Learning, 2920 Companion Animal Hospital, Animal Trustees of Austin, Inc., Kathleen Cailloux Humane Society, Austin Pets Alive!, and numerous individuals.

Commenters opposed to the proposed rules were Belvidere Animal Clinic, Killeen Veterinary Clinic, El Paso Veterinary Medical Association, Tyler Animal Control, Lake Joe Pool Animal Clinic, West Texas Veterinary Clinic, Animal Hospital of Denison, Inc., Love Freeway Animal Hospital, Bonham Veterinary Clinic, Guilbean Station Animal Hospital, Cold Springs Animal Hospital, Granbury Animal Clinic, Dry Creek Veterinary Clinic, Southwestern Livestock Mineral Co, Inc., Greenwood Veterinary Clinic, Taylor Veterinary Clinic, Nolana Animal Hospital, Dripping Springs Animal Hospital, Cambridge Post Oak Veterinary Clinic, Inc., Hines North Animal Hospital, Robertson Veterinary Services, Highway 30 Veterinary Clinic, Inc., Cedarcrest Equine Clinic, Park Plaza Animal Clinic, Bent Trail Animal Clinic, All Caring Animal Clinic, Hill Country Animal Hospital, Pet Vet Animal Hospital, Texas Veterinary Medical Assocation, Hiway 620 Animal Hospital, U.T. M..D. Anderson Cancer Center, Cat Hospital of Las Colinas, Claws & Paws Veterinary Hospital, Meadow Brook Animal Hospital, Inc., Silsbee Animal Clinic, Cambridge Post Oak Veterinary Clinic, Inc., Echo Lane Animal Clinic, Crossroads Animal Clinic, Southside Veterinary Clinic, Inc., Loop 410 Veterinary Hospital, Fayette County Veterinary Clinic, Inc., Pet Medical Center of Duncanville, Towne North Animal Hospital, Perrin-410 Animal Hospital, Inc., Animal Health Associates Veterinary Clinic, Canyon Creek Pet Hospital, Pet Medical Center of San Antonio, Heights Veterinary Clinic, P.C., Mobile Veterinary Clinic, Affordable Pet Care NW, Carson County Veterinary Clinic, Josey Ranch Pet Hospital, P.C., Meyerland Animal Clinic, Champions Forest Animal Clinic, Grand Saline Veterinary Clinic, P.C., College Hills Animal Hospital, Buna Animal Hospital, Memorial Town & Country Animal Clinic, Crowley Animal Clinic, Inc., Glaze Veterinary Clinic, Kleman Veterinary Services, Green Meadow Veterinary Hospital, Cat Hospital of Austin, Countryside Veterinary Clinic, Cat Veterinary Clinic, Walnut Plaza Veterinary Hospital, Allred Veterinary Hospital, P.C., Bozeman Animal Clinic, Creekwood Veterinary Hospital, Antoine-Little York Animal Clinic, VCA Tanglewood Animal Hospital, Parkside Animal Hospital, McCombs Veterinary Clinic, Springtown Veterinary Hospital, Nacogdoches Road Veterinary Hospital, Inc., Alamo Feline Health Center, Huebner Oaks Veterinary Hospital, Fannin County Veterinary Services, Kerrville Veterinary Clinic, Ltd., Oubre Animal Clinic, Champion Wood Animal Animal Hospital, Marbach Road Animal Hospital, Great Northwest Animal Hospital, Alamont Veterinary Clinic, Muleshoe Animal Clinic, Klein Animal Hospital, Hughes Springs Veterinary Hospital, Austin Avenue Pet Clinic, McGowan Veterinary Hospital, Marbach Road Animal Hospital, Animal Health Associates Veterinary Clinic, Taylor Veterinary Clinic, Castroville Veterinary Clinic, Highland Lakes Veterinary Clinic, P.L.L.C., Texas Veterinary Medical Diagnostic Laboratory, Mart Veterinary Clinic, Dodd Animal Hospital, South Arlington Animal Clinic, Wise County Animal Clinic, Austin Avenue Pet Clinic, River Hills Animal Clinic, Rhinehart Veterinary Hospital, Nueces Veterinary Hospital, North Street Veterinary Clinic, Lewisville North Animal Clinic, Spencer Animal Hospital, Inc., Small Animal Medical Center, Irving Animal Hospital, Inc., Groves Veterinary Clinic, Animal Hospital of Paris, Lamar Veterinary Clinic, South San Gabriel Animal Clinic, Crandall Animal Hospital, Katy Veterinary Clinic, Rose-Rich Veterinary Clinic, Acres North Animal Hospital, Bellaire Stella Link Animal Clinic, El Centro Pet Medical Center, Chachere Veterinary Clinic, Cat Hospital of Las Colinas, Brykerwood Veterinary Clinic, Carrier Animal Hospital, Knox Park Animal Hospital, Encino Park Veterinary Clinic, Jester Plaza Veterinary Clinic, Creek View Veterinary Clinic, Brazos Valley Veterinary Medical Association, Wharton Veterinary Clinic, Atlas Palmas Animal Clinic, Paris Veterinary Clinic, Banfield Pet Hospital, Springtown Veterinary Hospital, Judge Ely Animal Hospital, Lake Highlands Animal Clinic, South Gessner Pet Clinic, Animal Hospital of Rowlett, Dr. Doolittle's Animal Hospital, Horizon Animal Hospital, Thompson Animal Hospital, P.C., Shenandoah Animal Clinic, Southlake Animal Hospital, a veterinarian from Texas A&M University, 85th & Quaker Pet Hospital, Inc., Preston North Animal Clinic, Pavlov's Dog & Cat Hospital, Tanglewood Animal Hospital, Parkview Veterinary Clinic, Atascazoo Animal Hospital, Brazos Animal Hospital, Animal Medical Clinic, North Tyler Veterinary Clinic, Yoakum Animal Clinic, Crossroads Veterinary Hospital, Inc., Dowlen Road Veterinary Center, Ten West Bird Animal Hospital, Alvin Animal Clinic, Assure Vet Animal Hospital, San Gabriel Animal Hospital, Hurst Animal Clinic, Arena Veterinary Clinic, and City of Laredo Health Department. In addition, one member of the department and numerous individuals commented.

The amendments are adopted under Health and Safety Code, Chapter 826, "Rabies," §826.011, which provides the Texas Board of Health (board) with the authority to administer the rabies control program and adopt rules necessary to effectively administer this program; §826.042, which requires the board to adopt rules on rabies quarantine; and §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner of health.

§169.22.Definitions.

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Animal - Any mammal, domesticated or wild.

(2) Assistance dog-A dog that is specially trained or equipped to help a person with a physical challenge and that:

(A) is used by a person with a physical challenge who has satisfactorily completed a specific course of training in the use of the dog; and

(B) has been trained by an organization generally recognized by agencies involved in the rehabilitation of persons with a physical challenge as reputable and competent to provide dogs with training of this type.

(3) Cat-Any Felis catus.

(4) Currently vaccinated - Vaccinated and satisfying the following criteria.

(A) The animal must have been vaccinated against rabies according to the label recommendations of a United States Department of Agriculture (USDA) approved vaccine.

(B) At least 30 days have elapsed since the initial vaccination.

(C) The time elapsed since the most recent vaccination has not exceeded the label recommendations of the vaccine.

(5) Custodian-A person or agency which feeds, shelters, harbors, has possession or control, or has the responsibility to control an animal.

(6) Department-The Texas Department of Health (TDH).

(7) Dog-Any Canis familiaris, including hybrids.

(8) Domestic animal-Any animal normally adapted to live in intimate association with humans or for the advantage of humans.

(9) Domestic dog-Any Canis familiaris, excluding hybrids.

(10) Domestic ferret-Any Mustela putorius furo.

(11) High risk animals-Those animals which have a high probability of transmitting rabies; they include skunks, bats, species of foxes indigenous to North America, coyotes, and raccoons.

(12) Housing facility-Any room, building, or area used to contain a primary enclosure or enclosures.

(13) Humanely killed-To cause the death of an animal by a method which:

(A) rapidly produces unconsciousness and death without visible evidence of pain or distress; or

(B) utilizes anesthesia produced by an agent which causes painless loss of consciousness, and death following such loss of consciousness.

(14) Hybrid-Any offspring of two animals of different species.

(15) Impoundment-The collecting and confining of an animal because of a state or local ordinance or because of a contract with a county or municipality.

(16) Impoundment facility - An enclosure or a structure in which an animal is collected or confined because of a state law or local ordinance or because of a contract with a county or municipality.

(17) Isolation - The separation of an animal exposed or potentially exposed to rabies.

(18) Local rabies control authority - The officer designated by the municipal or county governing body under the Texas Health and Safety Code, Chapter 826.

(19) Low risk animals - Those which have a low probability of transmitting rabies; they include all animals of the orders Marsupialia, Insectivora, Rodentia, Lagomorpha, and Xenarthra.

(20) Observation period - The time following a bite incident during which the biting animal's health status must be monitored. The observation period for domestic dogs, cats, and domestic ferrets (only) is 10 days (240 hours); the observation period for other animals, not including those defined as high risk or low risk, is 30 days.

(21) Police dog - Domestic dog that is owned or employed by a governmental law enforcement agency.

(22) Primary enclosure - Any structure used to immediately restrict an animal or animals to a limited amount of space, such as a room, pen, run, cage, compartment, or hutch.

(23) Public health region - A contiguous group of Texas counties, so designated by the board.

(24) Quarantine facility - A structure where animals are held for rabies observation.

(25) Quarantine period - That portion of the observation period during which a biting animal is physically confined for observation as provided for in §169.27 of this title (relating to Quarantine Method and Testing).

(26) Sanitize - To make physically clean and to destroy disease-producing agents.

(27) Therapy dog - A dog that helps a person with a diagnosed emotional disorder for whom a letter has been issued by a physician stating that the removal of the animal would be detrimental to the person's emotional health.

(28) Unowned animal - Any animal for which an owner has not been identified.

(29) Vaccinated - Properly injected by a licensed veterinarian with a rabies vaccine licensed for use in that species by the United States Department of Agriculture.

(30) Zoonosis Control Division (ZCD) - The division within the Texas Department of Health to which the responsibility for implementing these rules is assigned.

(31) Zoonosis control representative - Any person employed by the ZCD.

§169.29.Vaccination Requirement.

(a) The owner or custodian (excluding animal shelters) of each domestic dog or cat shall have the animal vaccinated against rabies by four months of age. The animal must receive a booster within the 12-month interval following the initial vaccination. Every domestic dog or cat must be revaccinated against rabies at a minimum of at least once every three years with a rabies vaccine licensed by the United States Department of Agriculture. The vaccine must be administered according to label recommendations. Livestock (especially those that have frequent contact with humans), domestic ferrets, and wolf-dog hybrids should be vaccinated against rabies. Nothing in this section prohibits a veterinarian and owner or custodian from selecting a more frequent rabies vaccination interval. Health and Safety Code, §§826.014 and 826.015 allow local jurisdictions to establish more frequent rabies vaccination intervals.

(b) Official rabies vaccination certificates shall be issued by the vaccinating veterinarian and contain the following information:

(1) owner's name, address, and telephone number;

(2) animal identification-species, sex (including neutered if applicable), approximate age (three months to 12 months, 12 months or older), size (pounds), predominant breed, and colors;

(3) vaccine used-producer, expiration date, and serial number;

(4) date vaccinated;

(5) date vaccination expires (revaccination due date);

(6) rabies tag number if a tag is issued;

(7) veterinarian's signature or signature stamp and license number.

(c) A copy of each rabies vaccination certificate issued shall be retained by the issuing veterinarian and be readily retrievable for a period of not less than five years from the date of issuance.

(d) If a veterinarian ceases the practice of veterinary medicine, the duplicate rabies vaccination certificates retained by that practice shall be turned over to the local rabies control authority. This does not apply to the sale or lease of a practice, when the records of the practice are transferred to a new owner.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 27, 2003.

TRD-200301472

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: March 19, 2003

Proposal publication date: September 20, 2002

For further information, please call: (512) 458-7236


Chapter 241. SHELLFISH SANITATION

The Texas Department of Health (department) adopts the repeal of §§241.1 - 241.7, and new §§241.1 - 241.9 concerning Texas crabmeat without changes to the proposed text as published in the November 1, 2002, issue of the Texas Register (27 TexReg 10305), and therefore the sections will not be republished.

New §§241.3 - 241.5 were taken from repealed §241.3 concerning licensing requirements. New §241.3 clarifies the licensing requirements, §241.4 clarifies the inspection requirements, and §241.5 clarifies the enforcement process, including the assessment of administrative penalties. These changes are adopted to promote conformity among programs within the Bureau of Food and Drug Safety.

Title 21, Code of Federal Regulations (CFR), Part 123 contains the federal Seafood Hazard Analysis Critical Control Point (HACCP) Regulation as administered by the Food and Drug Administration (FDA). New §241.6 conforms to the federal HACCP Regulation.

Government Code, §2001.039 requires that each state agency review and consider for readoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). Sections 241.1 - 241.7 have been reviewed and the department has determined that reasons for adopting the sections continue to exist.

The department published a Notice of Intention to Review §§241.1 - 241.7 in the Texas Register (26 TexReg 7582) on September 28, 2001. The department received no comments on these sections following publication of the notice.

There were no comments received regarding the proposed repeal and new sections during the comment period.

Subchapter A. TEXAS CRAB MEAT

25 TAC §§241.1 - 241.7

The repeals are adopted under the Health and Safety Code, §436.112, which provides the department with the authority to adopt necessary regulations pursuant to the enforcement of Chapter 436; and §12.001, which provides the Texas Board of Health (board) with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner of health.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301491

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: March 20, 2003

Proposal publication date: November 1, 2002

For further information, please call: (512) 458-7236


Subchapter A. TEXAS CRABMEAT

25 TAC §§241.1 - 241.9

The new sections are adopted under the Health and Safety Code, §436.112, which provides the department with the authority to adopt necessary regulations pursuant to the enforcement of Chapter 436; and §12.001, which provides the Texas Board of Health (board) with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner of health.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301492

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: March 20, 2003

Proposal publication date: November 1, 2002

For further information, please call: (512) 458-7236


Subchapter B. MOLLUSCAN SHELLFISH

The Texas Department of Health (department) adopts the repeal of §§241.50 - 241.67, and new §§241.50 - 241.71 concerning molluscan shellfish without changes to the proposed text as published in the November 1, 2002 issue of the Texas Register (27 TexReg 10312), and therefore the sections will not be republished.

New §241.50 changes the definition of a "repacker" which makes the rules consistent throughout the sections. New §§241.58 - 241.60 were taken from §241.7, which was repealed concerning certification requirements. Section 241.58 clarifies the certification requirements; §241.59 clarifies the inspection requirements; and §241.60 clarifies the enforcement process including the assessment of administrative penalties. These changes also promote conformity among programs within the Bureau of Food and Drug Safety.

Title 21, Code of Federal Regulations (CFR), Part 123 contains the federal Seafood Hazard Analysis Critical Control Point (HACCP) Regulation administered by the Food and Drug Administration (FDA). The changes in §241.62 were necessary to conform to the federal HACCP Regulation.

New §241.67 is a complete rewrite of repealed §241.64. These changes were necessary to be in conformance with Issue 01-224 at the 2001 Interstate Shellfish Sanitation Conference. The addition of new §241.68 was necessary for the department to be in compliance with the National Shellfish Sanitation Program's Model Ordinance. The State of Texas is required to institute and maintain a Vibrio vulnificus Management Plan for oysters.

Government Code, §2001.039 requires that each state agency review and consider for readoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). Sections 241.50 - 241.67 have been reviewed and the department has determined that reasons for adopting the sections continue to exist.

The department published a Notice of Intention to Review §§241.50 - 241.67 in the Texas Register (26 TexReg 7582) on September 28, 2001. The department received no comments on these sections as a result of the publication of the notice.

There were no comments received regarding the proposed repeal and new sections during the comment period.

25 TAC §241.50 - 241.67

The repeals are adopted under the Health and Safety Code, §436.112, which provides the department with the authority to adopt necessary regulations pursuant to the enforcement of Chapter 436; and §12.001, which provides the Texas Board of Health (board) with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner of health.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301497

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: March 20, 2003

Proposal publication date: November 1, 2002

For further information, please call: (512) 458-7236


25 TAC §§241.50 - 241.71

The new sections are adopted under the Health and Safety Code, §436.112, which provides the department with the authority to adopt necessary regulations pursuant to the enforcement of Chapter 436; and §12.001, which provides the Texas Board of Health (board) with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner of health.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301496

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: March 20, 2003

Proposal publication date: November 1, 2002

For further information, please call: (512) 458-7236


Chapter 295. OCCUPATIONAL HEALTH

Subchapter I. TEXAS ENVIRONMENTAL LEAD REDUCTION

25 TAC §295.201 - 295.216, 295.218 - 295.220

The Texas Department of Health (department) adopts amendments to §§295.201 - 295.216 and §§295.218 - 295.220 concerning the certification, accreditation, and standards for lead-based paint activities in target housing and child-occupied facilities. Section 295.212 is adopted with changes to the proposed text as published in the December 13, 2002, issue of the Texas Register (27 TexReg 11686), as a result of comments received during the 30 day comment period. Sections 295.201 - 295.211, 295.213 - 295.216, and 295.218 - 295.220 are adopted without change, and therefore the sections will not be republished.

These sections are adopted to comply with House Bill 2085, 76th Legislature, 1999, which revised the Texas Civil Statutes, Article 9029; to clarify existing rule language for improved implementation; and to incorporate new provisions due to new and/or amended federal rules and regulations that have been issued. On January 5, 2001, the U.S. Environmental Protection Agency (EPA) amended Title 40 CFR, Part 745, entitled "Lead; Identification of Dangerous Levels of Lead; Final Rule," which established standards for identifying lead-based paint hazards, work clearance levels, and added amendments to dust and soil sampling requirements. These amendments are required in order for Texas to maintain its status as an EPA authorized state to implement a state lead certification and accreditation program. Many of the adopted changes are consistent with EPA language and regulations and none of the adopted lead levels are more restrictive or exceed federal law.

Government Code, §2001.039 requires that each state agency review and consider for readoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). Sections 295.201 - 295.216 and §§295.218 - 295.220 have been reviewed and the department has determined that the reasons for adopting the sections continue to exist.

A Notice of Intent to Review for §§295.201 - 295.216 and §§295.218 - 295.220 in regards to Government Code, §2001.039, agency review of rules was published in the June 7, 2002 issue of the Texas Register (27 TexReg 4997). No comments were received in response to publication of this notice.

The following is a summary of the comments received concerning the proposed rules. After each comment is the department's response and any resulting change(s).

Comment: Concerning §295.208(d)(7), one commenter suggested inserting the word, "onsite" for the word "available."

Response: Since §295.212(d)(2) is not being amended as proposed to require a certified supervisor to be onsite during all lead abatement activities, the change as recommended by the commenter is not necessary. Therefore, no change was made as a result of this comment.

Comment: Concerning §295.211(a), one commenter suggested strengthening the language in this section as it applies to cities and local governments. The commenter stated that many cities and local government entities would not make the connection that they themselves need to be certified as firms by reading the regulatory text. Alternatively, the commenter suggested using the language that any entity such as a corporation, company, sole proprietor, non-profit, or local government entity needs to be certified as a lead firm to perform lead-based paint activities and that all certified individuals conducting lead-based paint activities must work under a firm certification.

Response: The department disagrees. According to §295.202(13), a certified lead firm is defined as, "A company, contractor, partnership, corporation, sole proprietorship, association, or other business entity that performs or offers to perform lead-based paint activities, and that has been certified by the department." This definition is in complete agreement with the U.S. Environmental Protection Agency's definition of a certified firm as stated in 40 CFR 745.233. It is noted that governmental entities (local, municipal, state, federal, etc.) are not specifically identified in the above definitions. Furthermore, the department does not believe they are a business entity in the context of the definition and, therefore, are not required to be certified as a lead firm. No change was made as a result of this comment.

Comment: Concerning §295.212(a)(4), (b)(5), and (c)(11), one commenter was concerned that the proposed allowance of 30 days to prepare an inspection report, lead hazard screen report, or a risk assessment report would be in conflict with the federal Real Estate Notification and Disclosure (REND) rule, 40 CFR 745.110. This federal rule requires property sellers to allow purchasers a 10-day period to have a lead inspection, risk assessment, or lead hazard screen performed on pre-1978 residential home sale transactions. The commenter was also concerned that the 30-day requirement will "open the door" for contractors to charge target housing purchasers excessive fees to prepare a report within 10 days to comply with the contractual language for a target housing sales contract under the federal rule and will negatively impact the demand for this service by the consumer involved in a target housing transaction.

Response: The department agrees that the proposed rule may conflict with the federal regulation as stated and the timeframe requirement for the completion of the written reports for inspections, risk assessments, and lead hazard screens. Therefore, the proposed changes will not be adopted and changes were made to §295.212(a)(4), (b)(5), and (c)(11).

Comment: Concerning §295.212(d)(2), eight commenters opposed the proposed requirement of the lead abatement supervisor to be onsite during all abatement activities. The commenters expressed concern about the financial burden because the supervisor could then only supervise one project at a time instead of multiple projects as they currently are able to do. One of these commenters suggested a compromise of lowering the response time from two hours to one hour for supervisors to return to a job-site. Three commenters supported the change citing safety concerns, protection against hazards, and enforcing the Occupant Protection Plan.

Response: Until hearing the concerns from the commenters, the department did not realize that there would be a potential economic cost as a result of this proposed rule change, and the department is concerned about any financial impact that this change may cause the contractors. The department also feels that the current rule for supervisors does not compromise safety issues or lead hazards, or prevent implementing the Occupant Protection Plan. Therefore, the department has decided not to make any change to the existing rule.

Comment: Concerning §295.212(d)(6), one commenter suggests that in addition to requiring the lead inspection and/or risk assessment report at the worksite, the department should also require a copy of the project contract and its specifications be maintained at the job site in case an abatement is performed based upon a presumption of lead-based paint hazards being present.

Response: Although the department agrees with the commenter's suggestions, the department believes it would be more prudent to consider project contract and specifications requirements at a future rule amendment process for full stakeholders' input. The department's decision at this time is based on the potential hardship that the change suggested by the commenter would place on municipalities to have the documents at the worksite. However, the wording "unless presumed lead," was added to the beginning of §295.212(d)(6).

Comment: Concerning §295.212(d)(8)(A)(i), two commenters suggest changing "no greater than 400 ppm" to read "less than 400 ppm" in order to comply with 40 CFR 745.65(c) which states: "A soil-lead hazard...contains total lead equal to or exceeding 400 parts per million (µg/g) in a play area..."

Response: The department agrees with the commenter and has changed §295.212(d)(8)(A)(i) to read "less than 400 ppm" to ensure that if contaminated soil is replaced, then the replacement soil is below the soil lead hazard level as stated in 40 CFR 745.65(c).

Comment: Concerning §295.212(d)(9)(E)(i), one commenter suggests changing the wording to "Clearance samples for an abatement done under containment will have one dust sample shall be (sic) taken from an interior window (if present) and one dust sample taken from the floor inside containment for no less than four rooms. In addition, one dust sample will be taken from the floor and from a window (if available) i.e., hallways or stairwells within the containment area. One dust sample will be taken just outside the contained area to verify the absence or quantity of lead present on the floor outside of containment." Another commenter also suggesting changing the wording of this section because it is confusing as proposed.

Response: Although the department understands the suggestion by the commenters, at this time the wording must stay consistent with 40 CFR 745.227(e)(8)(v)(A) and 40 CFR 745.227(e)(8)(v)(B) in order for Texas to maintain its status as an EPA authorized state. The department will continue to seek interpretation from EPA on matters such as these to pass on to the regulated community. Therefore, no changes to the proposed language were made as a result of the comments.

Comment: Concerning §295.212(d)(9)(E)(ii), one commenter suggests that the wording of this section be changed to clarify whether the samples are required to be composite samples and whether samples are to be taken from the window sill or trough.

Response: Although the department understands the suggestion by the commenter, at this time the wording must stay consistent with 40 CFR 745.227(e)(8)(v)(A) and 40 CFR 745.227(e)(8)(v)(B) in order for Texas to maintain its status as an EPA authorized state. The department will continue to seek interpretation from EPA on matters such as these to pass on to the regulated community. Therefore, no change to the proposed language was made as a result of the comment.

Comment: Concerning §295.212(d)(12)(E), one commenter suggests also requiring that the risk assessor or inspector include a signed letter stating the date and results of any visual inspection if a visual inspection is the only clearance required. The commenter's reason for this change would be so that the department would not be dependent on the contractor for determining the actual stop-date.

Response: The department disagrees with the commenter since it is the responsibility of the contractor to determine the stop-date of the project. No changes were made as a result of the comment.

Comment: Concerning §295.212(g)(2)(C), one commenter suggests changing the "and" at the end of the statement to an "or."

Response: The department agrees with the commenter that "or" correctly expresses the intent of the section and the department has replaced the "and" with "or."

Comment: Concerning §295.212(g)(3)(B), one commenter suggests changing the "and" at the end of the statement to an "or."

Response: The department agrees with the commenter that "or" correctly expresses the intent of the section and the department has replaced the "and" with "or."

A majority of the commenters were concerned about §295.212(d)(2) as proposed. Commenters opposed to §295.212(d)(2) were Watson Consolidated, Ortho Construction/Renovation, Diamondhead International Sales Company, South West Texas Environmental Contractors, Inc., City of Houston Home Repair Program, City of Houston Department of Health and Human Services, and two individuals. Commenters in favor of proposed §295.212(d)(2) were Certified Lead Technologies, Environmental/Occupational Solutions Corp., and one individual. The U.S. Environmental Protection Agency had a few questions and comments, but was generally supportive of the proposed rules. Other comments were received from Environmental/Occupational Solutions Corp. and Region 8, Texas Department of Health.

The amendments are adopted under Texas Civil Statutes, Article 9029, which provides the Texas Department of Health with the authority to establish a program for certification and accreditation for lead-based paint activities in target housing and child-occupied facilities, and the Health and Safety Code, §12.001 which provides the Texas Board of Health (board) with authority to adopt rules to implement every duty imposed by law on the board, department, and commissioner of health; and implements Government Code §2001.039.

§295.212.Standards For Conducting Lead-Based Paint Activities.

(a) Inspection.

(1) Lead-based paint inspections shall be conducted only by persons certified by the department as an inspector or risk assessor and must be conducted according to the procedures in this section.

(2) When conducting an inspection, the following locations shall be selected according to approved documented methodologies and tested for the presence of lead-based paint.

(A) For every residential dwelling and child-occupied facility, each interior component with a distinct painting history, and each exterior component with a distinct painting history shall be tested for lead-based paint, except those components that the inspector or risk assessor determines to have been replaced after 1978, or to not contain lead-based paint.

(B) If conducting an inspection in a multi-family dwelling or child-occupied facility, all components with a distinct painting history in every common area shall be tested for lead-based paint, except those components that the inspector or risk assessor determines to have been replaced after 1978, or to not contain lead-based paint.

(3) The collection and analysis of paint samples to determine the presence of lead-based paint shall be conducted using approved documented methodologies which incorporate adequate quality control procedures and analyzed according to subsection (e) of this section.

(4) The certified inspector or risk assessor shall prepare a written inspection report, which shall include the following information:

(A) date of inspection;

(B) address of buildings and units;

(C) date of construction of buildings and units;

(D) unit numbers (if applicable);

(E) name, address, and telephone number of the owner of buildings and units;

(F) name, signature, and certification number of each certified inspector and/or risk assessor conducting testing;

(G) name, address, and telephone number of the certified firm employing or contracting with each inspector and/or risk assessor;

(H) name, address, and telephone number of each recognized laboratory conducting an analysis of collected samples;

(I) each testing method and device and/or sampling procedure employed for paint analysis, including quality control data, copy of laboratory reports, and, if used, the brand name, model, and serial number of any XRF device, including downloaded XRF data;

(J) specific locations of each painted component tested for the presence of lead-based paint; and

(K) the results of the inspection expressed according to the sampling method used.

(5) All inspection reports shall be retained for a minimum of three years.

(b) Lead hazard screen.

(1) A lead hazard screen shall be conducted only by persons certified by the department as risk assessors.

(2) A lead hazard screen shall be conducted as follows.

(A) Collect background information regarding the physical characteristics of the residential dwelling or child-occupied facility and occupant use patterns that may cause lead-based paint exposure to one or more children six years of age or younger.

(B) A visual inspection of the residential dwelling or child-occupied facility and common area shall be conducted to:

(i) determine if any deteriorated paint is present; and

(ii) locate at least two dust sampling locations.

(C) If deteriorated paint is present, each surface with deteriorated paint and having a distinct painting history shall be tested, using approved documented methodologies, for the presence of lead-based paint.

(D) In residential dwellings, two composite dust samples shall be collected, one from the floors and the other from the windows, in rooms, hallways, or stairwells where one or more children, age six or younger, are most likely to come in contact with dust.

(E) In multi-family dwellings and child-occupied facilities, in addition to the floor and window samples required in subparagraph (D) of this paragraph, the risk assessor shall also collect composite dust samples from any common areas where one or more children six years of age or younger are likely to come into contact with dust.

(3) Any paint and dust samples shall be taken using approved documented methodologies that incorporate adequate quality control procedures.

(4) Any collected paint chip or dust samples shall be analyzed according to subsection (e) of this section to determine if they contain detectable levels of lead that can be quantified numerically.

(5) The risk assessor shall prepare a written lead hazard screen report, which shall include the following:

(A) the information required in a risk assessment report as specified in subsection (c) of this section, excluding paragraphs (11)(P)-(R); and

(B) recommendations concerning the desirability for follow-up risk assessments.

(6) All lead hazard screen reports shall be retained for a minimum of three years.

(c) Risk assessment.

(1) A lead risk assessment shall be conducted only by persons certified by the department as risk assessors and must be conducted according to the procedures in this subsection.

(2) A visual inspection for risk assessment of the residential dwelling or child-occupied facility shall be undertaken to locate the existence of deteriorated paint, assess the extent and causes of the deterioration, and other potential sources of lead-based paint hazards. If deteriorated paint or other potential sources of lead-based paint hazards are present, each surface with deteriorated paint or each painted surface which is a potential lead-based paint hazard shall be tested using approved documented methodologies for the presence of lead.

(3) Background information shall be collected regarding the physical characteristics of the residential dwelling or child-occupied facility and occupant use patterns that may result in lead-based paint exposure to one or more children six years of age or younger.

(4) The following surfaces which are determined, using approved documented methodologies to have a distinct painting history, shall be tested for the presence of lead:

(A) each friction surface or impact surface with visibly deteriorated paint; and

(B) all other surfaces with visibly deteriorated paint.

(5) In residential dwellings, dust samples (either composite or single-surface samples) from the interior window sill(s) and floor shall be collected and analyzed for lead concentration in all living areas where one or more children six years of age or younger are most likely to come into contact with dust.

(6) For multi-family dwellings and child-occupied facilities, the samples required in paragraph (4) of this subsection shall be taken. In addition, interior window sill and floor dust samples (either composite or single-surface samples) shall be collected and analyzed for lead concentration in the following locations:

(A) common areas adjacent to the sampled residential dwelling or child-occupied facility; and

(B) dripline/foundation areas where bare soil is present.

(7) For child-occupied facilities, interior window sill and floor dust samples (either composite or single-surface samples) shall be collected and analyzed for lead concentration in each room, hallway or stairwell utilized by one or more children, age six and under, and in other common areas in the child-occupied facility where one or more children, age six and under, are likely to come into contact with dust.

(8) Soil samples shall be collected and analyzed for lead concentrations in the following locations:

(A) exterior play areas where bare soil is present;

(B) the rest of the yard (i.e., non-play areas) where bare soil is present; and

(C) dripline/foundation areas where bare soil is present.

(9) Any paint, dust, or soil sampling or testing shall be conducted using approved documented methodologies that incorporate adequate quality control procedures.

(10) Any collected paint chip, dust, or soil samples shall be analyzed according to subsection (e) of this section to determine if they contain detectable levels of lead that can be quantified numerically.

(11) A written risk assessment report shall be completed by a certified risk assessor and the report shall include the following information:

(A) date of assessment;

(B) physical address of building;

(C) date of construction of building;

(D) unit numbers (if applicable);

(E) name, address, and telephone number of the owner of each building or unit;

(F) name, signature, and certification number of the certified risk assessor conducting the assessment;

(G) name, address, and telephone number of the certified firm employing each risk assessor;

(H) name, address, and telephone number of each recognized laboratory conducting analysis of collected samples;

(I) results of the visual inspection;

(J) testing method and sampling procedure for paint analysis employed;

(K) specific locations of each painted component tested for the presence of lead-based paint;

(L) all data collected from on-site testing including quality control data and, if used, the brand name, model, and serial number of any XRF device (including downloaded XRF data);

(M) copies of all laboratory analysis on collected paint, soil, and dust samples;

(N) any other sampling results;

(O) any background information collected pursuant to paragraph (3) of this subsection;

(P) to the extent that they are used as part of the lead-based paint hazard determination, an evaluation of the adequacy of any previous inspections or analyses for the presence of lead-based paint, or other assessments of lead-related hazards;

(Q) a description of the location, type, and severity of identified lead-based paint hazards and any other potential lead hazards; and

(R) a description of recommended interim controls and/or abatement options for each identified lead-based paint hazard, and a suggested prioritization for taking each action based on the immediacy and severity of the hazard. If the use of an encapsulant or enclosure is recommended, the report shall include a maintenance and monitoring schedule for the encapsulant or enclosure.

(12) All risk assessment reports shall be retained for a minimum of three years.

(d) Abatement.

(1) A lead abatement shall be conducted only by an individual certified by the department as a worker or supervisor, and if conducted, shall be conducted according to the procedures in this subsection.

(2) A certified supervisor is required for each abatement project and shall be onsite during all work site preparation and during the post-abatement cleanup of work areas. At all other times when abatement activities are being conducted, the certified supervisor shall be available either directly or through a pager or answering service, and able to be present at the work site in no more than two hours.

(3) The certified supervisor and the certified firm employing that supervisor shall ensure that all abatement activities are conducted according to the requirements of this subsection and all other federal, state, and local requirements.

(4) Notification of the commencement of lead-based paint abatement activities in target housing or child-occupied facilities or as a result of a federal, state, or local order shall be given to the department, according to the procedures established in §295.214 of this title (relating to Notifications), prior to the commencement of abatement activities.

(5) A written occupant protection plan shall be developed and implemented for all abatement projects and shall be prepared according to the following procedures.

(A) The occupant protection plan shall be unique to each residential dwelling or child-occupied facility and be developed prior to the abatement. The occupant protection plan shall describe the measures and management procedures that will be taken during the abatement to protect the public from exposure to any lead-based paint hazards.

(B) A certified supervisor or project designer shall prepare and sign the occupant protection plan.

(C) The occupant protection plan must be kept at the worksite by the certified lead abatement firm at all times during any abatement activity.

(6) Unless presumed lead, a copy of the lead inspection or lead risk assessment report prepared for the lead abatement project shall be kept at the worksite by the certified lead abatement firm and be available for department inspection.

(7) The following work practices shall be followed during a lead abatement.

(A) Open-flame burning or torching of lead-based paint is prohibited.

(B) Machine sanding or grinding or abrasive blasting or sandblasting of lead-based paint is prohibited unless used with High Efficiency Particulate Air (HEPA) exhaust control capable of removing particles of 0.3 microns or larger from the air at 99.97% or greater efficiency.

(C) Dry scraping of lead-based paint is permitted only in conjunction with heat guns or around electrical outlets or when treating defective paint spots totaling no more than two square feet in any one room, hallway, or stairwell or totaling no more than 20 square feet on exterior surfaces.

(D) Operating a heat gun on lead-based paint is permitted only at a temperature below 1,100 degrees Fahrenheit.

(8) If conducted, soil abatement shall be conducted in one of the following ways.

(A) If soil is removed:

(i) the soil shall be replaced by soil with a lead concentration as close to local background as practicable, but less than 400 ppm; and

(ii) the soil that is removed shall not be used as top soil at another residential property or child-occupied facility.

(B) If soil is not removed, the soil shall be permanently covered, as defined in §295.202 of this title.

(9) The following post-abatement clearance procedures shall be performed by a certified inspector or risk assessor.

(A) Following an abatement, a visual inspection shall be performed to determine if deteriorated painted surfaces and/or visible amounts of dust, debris, or residue are still present. If deteriorated painted surfaces or visible amounts of dust, debris, or residue are present, these conditions must be eliminated prior to the continuation of the clearance procedures.

(B) Following the visual inspection and any post-abatement cleanup required by paragraph (8)(A) of this subsection, clearance sampling for lead in dust shall be conducted. Clearance sampling may be conducted by employing single-surface sampling or composite sampling techniques.

(C) Dust samples for clearance purposes shall be taken using approved documented methodologies that incorporate adequate quality control procedures.

(D) Dust samples for clearance purposes shall be taken a minimum of one hour after completion of final post-abatement cleanup activities.

(E) The following post-abatement clearance activities shall be conducted as appropriate based upon the extent or manner of abatement activities conducted in or to the residential dwelling or child-occupied facility.

(i) After conducting an abatement with containment between abated and unabated areas, one dust sample shall be taken from one interior window sill and from one window trough (if present) and one dust sample shall be taken from the floors of each of no less than four rooms, hallways or stairwells within the containment area. In addition, one dust sample shall be taken from the floor outside the containment area. If there are less than four rooms, hallways or stairwells within the containment area, then all rooms, hallways or stairwells shall be sampled.

(ii) After conducting an abatement with no containment, two dust samples shall be taken from each of no less than four rooms, hallways or stairwells in the residential dwelling or child-occupied facility. One dust sample shall be taken from one interior window sill and window trough (if present) and one dust sample shall be taken from the floor of each room, hallway or stairwell selected. If there are less than four rooms, hallways or stairwells within the residential dwelling or child-occupied facility then all rooms, hallways or stairwells shall be sampled.

(iii) Following an exterior paint abatement, a visual inspection shall be conducted to determine and ensure that all horizontal surfaces in the outdoor living area closest to the abated surface shall be cleaned of visible dust and debris. In addition, a visual inspection shall be conducted to determine the presence of paint chips in bare soil in common areas, on the dripline or next to the foundation below any abated exterior surface. If paint chips are present, they must be removed from the site and properly disposed, according to all applicable federal, state, and local requirements.

(F) The rooms, hallways or stairwells selected for sampling shall be selected according to approved documented methodologies.

(G) The certified inspector or risk assessor shall compare the residual lead dust level (as determined by the laboratory analysis) from each single surface dust sample with clearance levels in paragraph (12) of this subsection for lead in dust on floors, interior window sills, and window troughs or from each composite dust sample with the applicable clearance levels for lead in dust on floors, interior window sills, and window troughs divided by half the number of subsamples in the composite sample. If the residual lead level in a single surface dust sample equals or exceeds the applicable clearance level or if the residual lead level in a composite dust sample equals or exceeds the applicable clearance level divided by half the number of subsamples in the composite sample, the components represented by the failed sample shall be recleaned and retested.

(10) In a multi-family dwelling with similarly constructed and maintained units, random sampling for the purposes of clearance may be conducted, provided:

(A) the individuals who abate or clean the units do not know which units will be selected in the sample;

(B) a sufficient number of units are selected for sampling to provide a 95% level of confidence that no more than 5.0% or 50 of the units (whichever is smaller) in the sampled population exceed the appropriate clearance levels; and

(C) the selected units are sampled and evaluated for clearance according to the procedures found in paragraph (8) of this subsection.

(11) All lead-based paint waste materials from the abatement project must be disposed of in accordance with applicable federal, state, and local requirements.

(12) A written abatement report shall be prepared by a certified supervisor or project designer as required in this section. This report shall be completed within sixty days of the stop-date on each abatement notification. The abatement report shall include the following information:

(A) start and completion dates of abatement;

(B) the name and address of each certified firm conducting the abatement and the name of each supervisor assigned to the abatement project;

(C) the occupant protection plan prepared pursuant to paragraph (5) of this subsection;

(D) the name, address, and signature of each certified risk assessor or inspector conducting clearance sampling and the date of clearance testing;

(E) a copy of all laboratory reports of clearance testing and all soil analyses (if applicable) and the name of each recognized laboratory that conducted the analyses;

(F) a detailed written description of the abatement, including abatement methods used, locations of rooms and/or components where abatement occurred, reason for selecting particular abatement methods for each component, and any suggested monitoring of encapsulants or enclosures;

(G) the name, address, and telephone number of the waste disposal site; and

(H) the name, signature, and the department certification number of the person completing the post-abatement report and the completion date of the report.

(13) Clearance levels that are appropriate for the purposes of this section are:

(A) dust wipes from floors/carpets: <40µg/ft2 ;

(B) dust wipes on window sills: <250µg/ft 2 ; and

(C) dust wipes on window troughs (wells): <400µg/ft2 .

(e) Collection and laboratory analysis of samples. Any paint chip, dust, or soil samples collected pursuant to the standards contained in this section shall be:

(1) collected by persons certified by the department as a lead inspector or risk assessor; and

(2) ensured by the lead inspector or risk assessor to be analyzed by a laboratory recognized by the Environmental Protection Agency pursuant to §405(b) of the Toxic Substances Control Act (TSCA) as being capable of performing analyses for lead in paint chip, dust, and soil samples.

(f) Composite dust sampling. Composite dust sampling may only be conducted in the situations specified in subsections (b)-(d) of this section. If such sampling is conducted, the following conditions shall apply:

(1) composite dust samples shall consist of at least two subsamples;

(2) every component that is being tested shall be included in the sampling; and

(3) composite dust samples shall not consist of subsamples from more than one type of component.

(g) Determinations of presence of lead-based paint and lead hazards.

(1) Lead-based paint is present:

(A) on any surface that is tested and found to contain lead equal to or in excess of 1.0 milligrams per square centimeter or equal to or in excess of 0.5% by weight; and

(B) on any surface like a surface tested in the same room equivalent that has a similar painting history and that is found to be lead-based paint.

(2) A paint-lead hazard is present:

(A) on any friction surface that is subject to abrasion and where the lead dust levels on the nearest horizontal surface underneath the friction surface (e.g., the window sill or floor) are equal to or greater than the dust hazard levels identified in paragraph (3)(A) of this subsection;

(B) on any chewable lead-based paint surface on which there is evidence of teeth marks;

(C) where there is any damaged or otherwise deteriorated lead-based paint on an impact surface that is caused by impact from a related building component (such as a door knob that knocks into a wall or a door that knocks against its door frame; or

(D) if there is any other deteriorated lead-based paint in any residential building or child-occupied facility or on the exterior of any residential building or child-occupied facility.

(3) A dust-lead hazard is present in a residential dwelling or child-occupied facility:

(A) in a residential dwelling on floors and interior window sills when the weighted arithmetic mean lead loading for all single surface or composite samples of floors and interior window sills are equal to or greater than 40 µg/ft 2 for floors and 250 µg/ft2 for interior window sills, respectively;

(B) on floors or interior window sills in an unsampled residential dwelling in a multi family dwelling, if a dust-lead hazard is present on floors or interior window sills, respectively, in at least one sampled residential unit on the property; or

(C) on floors or interior window sills in an unsampled common area in a multi-family dwelling, if a dust-lead hazard is present on floors or interior window sills, respectively, in at least one sampled common area in the same common area group on the property.

(4) A soil-lead hazard is present:

(A) in a play area when the soil-lead concentration from a composite play area sample of bare soil is equal to or greater than 400 parts per million (ppm); or

(B) in the rest of the yard when the arithmetic mean lead concentration from a composite sample (or arithmetic mean of composite samples) of bare soil from the rest of the yard (i.e., non-play areas) for each residential building on a property is equal to or greater than 1,200 ppm.

(h) Recordkeeping. All reports or plans required in this section shall be maintained by the certified firm or individual contractor, who prepared the report, for no less than three years. The certified firm or individual contractor also shall provide copies of these reports to the building owner who contracted for its services and these reports shall be made available to the department upon request. Building owners are subject to the requirements mandated under §1018 of the Residential Lead-Based Paint Hazard Reduction Act of 1992 and 40 Code of Federal Regulations, §745, Subpart F, "Disclosure of Known Lead-based Paint and/or Lead-based Paint Hazards Upon Sale or Lease of Residential Property."

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 3, 2003.

TRD-200301507

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: March 23, 2003

Proposal publication date: December 13, 2002

For further information, please call: (512) 458-7236