TITLE 25.HEALTH SERVICES

Part 1. TEXAS DEPARTMENT OF HEALTH

Chapter 13. HEALTH PLANNING AND RESOURCE DEVELOPMENT

Subchapter A. WAIVER OF VISA RECOMMENDATION FOR PHYSICIANS

25 TAC §§13.1 - 13.8

The Texas Department of Health (department) proposes new §§13.1-13.8, concerning waiver of visa rules for physicians serving in health professional shortage areas, who apply to the J-1 visa waiver program. Federal law (8 USC §§1182(e) and 1184(l)) allows state departments of health to recommend waivers of visa rules in certain cases involving physicians, and this is known as the J-1 visa waiver program. These recommendations are also addressed by Texas Education Code, §51.949. The Health and Safety Code, §§12.031-12.032 allow the Texas Board of Health (board) to set public health service fees for administrative services by rule. The purpose of these rules is to establish the criteria the department will use to make the recommendations and establish the fee allowed by these laws.

Specifically, the rules apply to waivers for faculty recommended under the Education Code and also to waivers recommended by the department for non-faculty positions.

Connie Berry, MA, Manager of Texas Primary Care Office, has determined that for each year of the first five years that the sections will be in effect there will be no fiscal implications to state or local governments as a result of administering the sections as proposed because the fee for administering this program is set in an amount equal to the costs of administration. The department would need to work with the legislature to ensure that the department receives appropriation authority to use the fees to support this program.

Connie Berry, MA, Manager of Texas Primary Care Office, has determined that for each year of the first five years the sections are in effect the public health benefit anticipated as a result of these rules will be greater access by physicians to the waiver process allowed by federal law, clear criteria for physicians who wish to serve this state in health professional shortage areas under these provisions, and a greater chance that physicians can be recruited to serve these areas as envisioned by state and federal law. There is no anticipated cost to small businesses or micro-businesses because it will affect only those individual physicians that qualify for the visa waiver. The economic costs to a person who applies for a J-1 visa waiver may be up to $2000. A professional organization or governmental entity that chooses to financially support an application may incur the fee of $2000. There is no impact on local employment.

Comments on the proposal may be submitted to Connie Berry, MA, Texas Department of Health, Texas Primary Care Office, 1100 West 49th Street, Austin, Texas 78756, (512) 458-7518, or connie.berry@tdh.state.tx.us. Comments will be accepted for 30 days after publication in the Texas Register .

The new rules are proposed under Health and Safety Code, §12.032 which allows the board to set fees by rule for public health services; §12.001 which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board the department, and the commissioner of health.

The new rules affect Education Code, Chapter 51; and Health and Safety Code, Chapter 12.

§13.1.Definition of Terms.

The following words and terms when used in these sections, shall have the following meaning.

(1) Employer--A Director of a health care facility where the physician will practice.

(2) HPSA--Health Professional Shortage Area.

(3) J-1 Visa Waiver--Removal of the requirement that a J-1 visa holder must return to their country of origin for two years at the end of his/her training. The waiver allows the J-1 visa holder to remain in the United States if they agree to practice in an underserved area.

(4) MUA--Medically Underserved Area.

(5) NHSC--National Health Service Corp.

(6) Operational--Providing health care services to patients.

(7) Primary Care Specialist--A physician who has a degree and specialization in Internal Medicine, General Practice, Family Practice, Pediatrics, or Obstetrics/Gynecology.

(8) Provider--A physician requesting J-1 visa waiver.

§13.2.J-1 Visa Waiver Rules.

The following apply to faculty and non-faculty waivers.

(1) The Texas Department of Health (department) will consider a recommendation for a J-1 visa waiver in the area or areas designated by the Secretary of Health and Human Services as a HPSA or a MUA and is not fully served by J-1, NHSC or other primary care physicians. A MUA must have a population to physician ratio of 3000:1 or greater.

(2) Primary care specialists will be considered based on Primary Care designated HPSAs or MUAs.

(3) Psychiatrists will be considered based on Mental Health designated HPSAs or MUAs that are not fully served by J-1 physicians, NHSC, or other physicians.

(4) The department will consider J-1 visa waivers for physicians who are non-primary care specialists when additional documentation is submitted supporting the need for the services of the specialist and the shortage of that specialty in the service area.

(5) The first 30 complete applications that meet Federal and State requirements will be considered for recommendation. The submission of a complete waiver application to the department does not ensure that the department will recommend a waiver to the United States Department of State.

(6) The employer or the employer's representative must submit the J-1 waiver request applications to the department.

§13.3.Employer Rules.

(a) The department will not accept requests from employers who are physicians currently fulfilling their waiver obligation.

(b) The department will not recommend a waiver for a relative or acquaintance of the employer.

§13.4.Site Requirements.

(a) The health care facility named as the site of service in the application must be operational at the time of application.

(b) A waiver request must include letters of support from community leaders, local physicians, hospital administrators, and/or the local health department, where applicable.

§13.5.Contract.

(a) The contract must state that the physician will be guaranteed the prevailing wage for the specialty for the area of practice. The "prevailing wage" is set by the United States Department of Labor. See Department of Labor website at: http://www.workforcesecurity.doleta.gov/foreign/wages.asp

(b) The contract must state that the employer and the provider agree that termination can be only for cause and not by mutual agreement.

(c) The contract must contain the following information:

(1) list of benefits, insurance;

(2) field of practice;

(3) practice site name and address;

(4) hours;

(5) leave; and

(6) statements that amendments shall adhere to State and Federal J-1 visa waiver requirements.

(d) If applying under Education Code, §51.949, the applicant must demonstrate compliance with its provisions.

§13.6.Verification.

(a) The Department of State and the Immigration and Naturalization Service shall be notified if the physician fails to begin practicing within 90 days of waiver, or is found to not be practicing 40 hours at site approved for waiver.

(b) The employer and/or the J-1physician must notify the department if the contract is breached or terminated.

(c) The department will verify the following:

(1) 90-day rule;

(2) that physician and sponsor are fulfilling waiver obligation; and

(3) other information that supports the program goals.

§13.7.Application Fee.

The department shall collect a fee of $2000 from each applicant who is granted a waiver of the two-year home residency requirement from the Immigration and Naturalization Service. The fee shall be submitted to the department at the time of application. Part of the fees may be returned under the following circumstances:

(1) if the department recommends the waiver, and Immigration and Naturalization denies it, $1500 will be returned to the applicant;

(2) if the applicant withdrawals the application before a recommendation is submitted by the department, $1700 will be returned to the applicant;

(3) if at the time the application is received by the department, all 30 slots have been used for the fiscal year, $2000 will be returned to the applicant.

§13.8.Other Federal or State Requirements.

All waiver request applications must meet applicable federal laws. All waiver request applications for faculty physicians must meet applicable state laws (Texas Education Code, §51.949). Letters of Support for Interested Government Agencies must meet the agencies rules and requirements.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301479

Susan K. Steeg

General Counsel

Texas Department of Health

Earliest possible date of adoption: April 13, 2003

For further information, please call: (512) 458-7236


Chapter 37. MATERNAL AND INFANT HEALTH SERVICES

Subchapter R. SCHOOL HEALTH ADVISORY COMMITTEE

25 TAC §37.350

The Texas Department of Health (department) proposes an amendment to §37.350, concerning the School Health Advisory Committee (committee). The purpose of the committee is to provide assistance to the Texas Board of Health (board) in establishing a leadership role for the department in the support for and delivery of school health services. The committee is established under the Health and Safety Code, §11.016, which allows the board to establish advisory committees. The committee is subject to Government Code, Chapter 2110, concerning state agency advisory committees.

Government Code, §2001.039 requires that each state agency review and consider for readoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). The department has reviewed §37.350 and has determined that reasons for adopting the section continue to exist; however, changes were necessary as described in this preamble.

The department published a Notice of Intention to Review §37.350 in the Texas Register on April 28, 2000 (25 TexReg 3799). No comments were received due to publication of this notice.

In 1993, the Texas Legislature passed Senate Bill 383 (now codified in the Government Code, Chapter 2110) which requires that each state agency adopt rules on advisory committees. The rules must state the purpose of the committee, describe the tasks of the committee, describe the manner in which the committee will report to the agency, and establish a date on which the committee will be automatically abolished unless the governing body of the agency affirmatively votes to continue the committee's existence.

In 1999, the board established a rule relating to the School Health Advisory Committee. The rule states that the committee will automatically be abolished on June 1, 2003. The board has now reviewed and evaluated the committee and has determined that the committee should continue in existence until June 1, 2007.

This section amends provisions relating to the operation of the committee. Specifically, language is revised to: continue the committee until June 1, 2007; specify that the committee appoints its presiding and assistant presiding officers; include additional requirements regarding statements by members; and clarify the components that the committee must include in an annual report to the board.

Jacquelyn McDonald, Director of the Office of the Board of Health, has determined that for each year of the first five years the section is in effect, there will be no fiscal implications for state and local government as a result of amending the section as proposed.

Ms. McDonald has also determined that for each year of the first five years the section is in effect, the public benefit anticipated as a result of amending the section will be continuation of the committee and continued advice to the department on this important issue. There will be no costs to small business or micro-business resulting from compliance with this section, as this section addresses only continuance of the committee and terms of office. There are no anticipated economic costs to persons who are required to comply with the section proposed. There is no anticipated impact on local employment.

Comments may be submitted to Jacquelyn McDonald, Director, Office of the Board of Health, Texas Department of Health, 1100 West 49th Street, Austin, Texas 78756, (512) 458-7484. Comments on the proposed section will be accepted for 30 days following publication in the Texas Register .

The amendment is proposed under Health and Safety Code, §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner; and Government Code, §2110.005, which requires the department to adopt rules stating the purpose and tasks of its advisory committees; and implements Government Code, §2001.039.

The amendment affects the Health and Safety Code, Chapters 11 and 12, and the Government Code, Chapter 2110.

§37.350.School Health Advisory Committee.

(a)-(d) (No change.)

(e) Review and duration. By June 1, 2007 [ 2003 ], the board will initiate and complete a review of the committee to determine whether the committee should be continued, consolidated with another committee, or abolished. If the committee is not continued or consolidated, the committee shall be abolished on that date.

(f)-(g) (No change.)

(h) Officers. The committee [ chairman of the board ] shall select from its members the [ appoint a ] presiding officer and an assistant presiding officer to begin serving on June 1 of each odd-numbered year.

(1) Each officer shall serve until May 31 of each odd-numbered year. Each officer may holdover until his or her replacement is elected [ appointed by the chairman of the board ].

(2) (No change.)

(3) The assistant presiding officer shall perform the duties of the presiding officer in case of the absence or disability of the presiding officer. In case the office of presiding officer becomes vacant, the assistant presiding officer will [ serve until a successor is appointed to ] complete the unexpired portion of the term of the office of presiding officer.

(4) If the office of assistant presiding officer becomes vacant, it may be filled [ temporarily ] by vote of the committee [ until a successor is appointed by the chairman of the board ].

(5)-(6) (No change.)

(i) Meetings. The committee shall meet only as necessary to conduct committee business [ at least twice each year ] .

(1)-(7) (No change.)

(j)-(m) (No change.)

(n) Statement by members.

(1)-(2) (No change.)

(3) A committee member should not accept or solicit any benefit that might reasonably tend to influence the member in the discharge of the member's official duties.

(4) A committee member should not disclose confidential information acquired through his or her committee membership.

(5) A committee member should not knowingly solicit, accept, or agree to accept any benefit for having exercised the member's official powers or duties in favor of or against another person.

(6) A committee member who has a personal or private interest in a matter pending before the committee shall publicly disclose the fact in a committee meeting and may not vote or otherwise participate in the matter. The phrase "personal or private interest" means the committee member has a direct pecuniary interest in the matter but does not include the committee member's engagement in a profession, trade, or occupation when the member's interest is the same as all others similarly engaged in the profession, trade, or occupation.

(o) Reports to board. The committee shall file an annual written report with the board.

(1) (No change.)

(2) The report shall identify the costs related to the committee's existence, including the cost of agency staff time spent in support of the committee's activities and the source of funds used to support the committee's activities .

(3) (No change.)

(p) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301490

Susan K. Steeg

General Counsel

Texas Department of Health

Earliest possible date of adoption: April 13, 2003

For further information, please call: (512) 458-7236


Chapter 117. END STAGE RENAL DISEASE FACILITIES

The Texas Department of Health (department) proposes amendments to §§117.1-117.3, 117.11-117.17, 117.31-117.34, 117.41-117.46, 117.61-117.65, 117.81-117.86 and new §117.18 concerning the regulation of end stage renal disease facilities.

Government Code §2001.039 requires that each state agency review and consider for readoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). The sections have been reviewed and the department has determined that reasons for adopting the sections continue to exist, however, revisions to the sections are necessary.

The department published a Notice of Intention to Review for §§117.1-117.3, 117.11-117.17, 117.31-117.34, 117.41-117.46, 117.61-117.65, 117.81-117.86 in the Texas Register (25 TexReg 4195) on May 5, 2000. There were no comments received by the department on the sections following publication of the notice.

These amendments and new section are proposed based upon the department's review of Texas Administrative Code, Chapter 117, as required by Government Code §2001.039. The department was assisted in its review by an ad hoc committee composed of physicians, nurses, administrators, social workers, dieticians, dialysis technicians, and the End Stage Renal Disease Network of Texas, assembled by the department.

Specifically, the amendment to §117.1 is editorial. The amendments to §117.2 add definitions for action level, biofilm, dialysate, dialysate supply system, empty bed contact time, governing body, LAL test, technical supervisor, ultrafilter, water distribution systems and water treatment system; delete the definition of chief technician as the term is no longer used in the rules; amend the definitions of change of ownership, medical review board, patient care plan, and presurvey conference to delete obsolete references and for clarification purposes; and renumber definitions as necessary to accommodate the added and deleted definitions. The amendments to §117.3 are editorial and add the fee for a relocation.

The amendment to §117.11 is editorial. The amendments to §117.12 delete ambiguous language and add an additional requirement for licensure. The amendment to §117.13 is editorial. The amendments to §117.14 are editorial and update references. The amendments to §§117.15, 117.16 and 117.17 are editorial. Section 117.18 is new language regarding exceptions to the rules.

The amendments to §117.31 clarify the intent of the section, add new language regarding water systems, and update references. The amendments to §117.32 clarify existing language, update references and add automated external defibrillator to the list of emergency equipment. The amendments to §117.33 add new language relating to water treatment and update references. The amendments to §117.34 delete ambiguous language, update references, and add new language to clarify existing language.

The amendment to §117.41 adds language regarding incidents. The amendments to §117.42 add additional indicators for quality of care and is editorial. The amendments to §117.43 add language regarding disruptive patients or family members, patient care plans, emergency preparedness, medication storage and administration, amend the maximum patient load per full-time equivalent for dietitians, add new language relating to home dialysis, delete ambiguous language, and is editorial. The amendments to §117.44 add language relating to sharing of staff between facilities, add requirements of training curriculum for technical staff, add new language to clarify existing language and is editorial. The amendments to §117.45 add language regarding clinical records and delete ambiguous language. The amendment to §117.46 is editorial.

The amendment to §117.61 is editorial. The amendments to §117.62 update references and add additional training requirements. The amendment to §117.63 adds additional requirements to a checklist for dialysis technician trainees. The amendment to §117.64 clarifies existing language. The amendments to §117.65 are editorial and add additional acts prohibited for dialysis technicians.

The amendments to §§117.81, 117.82, 117.83, 117.84, 117.85, and 117.86 are all editorial.

Nance Stearman, Acting Chief, Bureau of Licensing and Compliance, has determined that for the first five years the sections are in effect, there will be no fiscal implications to state or local government as a result of enforcing or administering the sections as proposed.

Ms. Stearman has also determined that for each of the first five years the sections are in effect, the public benefit anticipated as a result of enforcing or administering the sections will be the continued oversight by the department of the operation, safety and construction of ambulatory surgical centers. There will be no cost to micro-businesses or small businesses that are ambulatory surgical centers to comply with the sections as proposed as the amendments do not impose additional requirements that would result in monetary impact. There are no anticipated economic costs to persons who are required to comply with the sections as proposed. There is no anticipated impact on local employment.

Comments on the proposal may be submitted to Christine Cordes, Program Director, Consolidated Licensing Program, Health Facility Licensing and Compliance Division, Texas Department of Health, 1100 West 49th Street, Austin, Texas 78756, (512) 834-6646. Comments will be accepted for 30 days following publication of this proposal in the Texas Register .

Subchapter A. GENERAL PROVISIONS

25 TAC §§117.1 - 117.3

The amendments are proposed under Health and Safety Code (HSC), Chapter 251, Texas End Stage Renal Disease (ESRD) Facility Licensing Act; which provides the Board of Health (board) with the authority to adopt rules governing the licensing and regulation of ESRDs, and HSC §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and commissioner of health.

The proposed amendments affect Health and Safety Code, Chapters 251 and 12, and implement Government Code, §2001.039.

§117.1.Purpose.

(a) The purpose of this chapter is to implement [ the ] Health and Safety Code, Chapter 251, which requires an end stage renal disease facility providing routine, repetitive, outpatient dialysis to be licensed by the Texas Department of Health.

(b) - (c) (No change.)

§117.2.Definitions.

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Action level - The point at which steps should be taken to interrupt the trend towards unacceptable levels.

(2) [ (1) ] Advanced practice nurse - A registered nurse approved by the Board of Nurse Examiners for the State of Texas to practice as an advanced practice nurse on the basis of completion of an advanced educational program. The term includes a nurse practitioner, nurse midwife, nurse anesthetist, and clinical nurse specialist.

(3) [ (2) ] Administrator - A person who is delegated the responsibility for the implementation and proper application of policies, programs, and services established for the end stage renal disease facility.

(4) [ (3) ] Affiliate - An applicant or owner which is:

(A) a corporation - includes each officer, consultant, stockholder with a direct ownership of at least 5.0%, subsidiary, and parent company;

(B) a limited liability company - includes each officer, member, and parent company;

(C) an individual - includes:

(i) the individual's spouse;

(ii) each partnership and each partner thereof of which the individual or any affiliate of the individual is a partner; and

(iii) each corporation in which the individual is an officer, consultant, or stockholder with a direct ownership of at least 5.0%;

(D) a partnership - includes each partner and any parent company; and

(E) a group of co-owners under any other business arrangement--includes each officer, consultant, or the equivalent under the specific business arrangement and each parent company.

(5) [ (4) ] Applicant - The owner of an end stage renal disease facility which is applying for a license under the statute. This is the person in whose name the license is issued.

(6) Biofilm - A coating on surfaces consisting of microcolonies of bacteria embedded in a protective extracellular matrix. The matrix, a slimy material secreted by the cells, protects the bacteria from antibiotics and disinfectants.

(7) [ (5) ] Board - The Texas Board of Health.

(8) [ (6) ] Change of ownership - A sole proprietor who transfers all or part of the facility's ownership to another person or persons; the removal, addition, or substitution of a person or persons as a partner in a facility owned by a partnership and the tax identification number of the partnership changes ; or a corporate sale, transfer, reorganization, or merger of the corporation which owns the facility if sale, transfer, reorganization, or merger causes a change in the facility's ownership to another person or persons and the tax identification number of the corporation changes .

[ (7) Chief technician - The facility-based supervisor of the facility's mechanical, reuse and water treatment systems.]

(9) [ (8) ] Commissioner - The commissioner of health.

(10) [ (9) ] Competency - The demonstrated ability to carry out specified tasks or activities with reasonable skill and safety that adheres to the prevailing standard of practice.

(11) [ (10) ] Core staff members - The facility's medical director, supervising nurse, dietitian, social worker, administrator, and chief technician.

(12) [ (11) ] Corrective action plan - A written strategy for correcting a licensing violation. The corrective action plan is developed by the facility and addresses the system(s) operation(s) of the facility as the system(s) operation(s) applies to the deficiency.

(13) [ (12) ] Delegation - The transfer to a qualified and properly trained individual of the authority to perform a selected task or activity in a selected situation.

(14) [ (13) ] Department - The Texas Department of Health.

(15) Dialysate - An aqueous fluid containing electrolytes and usually dextrose, which is intended to exchange solutes with blood during hemodialysis. The word "dialysate" is used throughout this document to mean the fluid made from water and concentrate which is delivered to the dialyzer by the dialysate supply system. Such phrases as "dialyzing fluid" or "dialysis solution" may be used in place of dialysate. It does not include peritoneal dialysis fluid.

(16) Dialysate supply system - Devices that prepare dialysate on line from water and concentrates or store and distribute premixed dialysate; circulate the dialysate through the dialyzer; monitor the dialysate for temperature, conductivity, pressure, flow and blood leaks; and prevent dialysis during disinfection or cleaning modes. The term includes reservoirs; conduits; proportioning devices for the dialysate; and monitors, associated alarms, and controls assembled as a system for the characteristics listed above. The dialysate supply system is often an integral part of single-patient dialysis machines.

(17) [ (14) ] Dialysis - A process by which dissolved substances are removed from a patient's body by diffusion, osmosis and convection (ultrafiltration) from one fluid compartment to another across a semipermeable membrane.

(18) [ (15) ] Dialysis technician - An individual who is not a registered nurse or physician and who provides dialysis care under the direct supervision of a registered nurse or physician. If unlicensed, this individual may also be known as a patient care technician.

(19) [ (16) ] Dietitian - A person who is currently licensed under the laws of this state to use the title of licensed dietitian, is eligible to be a registered dietitian, and has one year of experience in clinical dietetics after becoming eligible to be a registered dietitian.

(20) [ (17) ] Director - The director of the Health Facility Licensing and Compliance Division of the department or his or her designee.

(21) Empty bed contact time (EBCT) - A measure of how much contact occurs between particles, such as activated carbon, and water as the water flows through a bed of the particles.

(22) [ (18) ] End stage renal disease - That stage of renal impairment that appears irreversible and permanent and that requires a regular course of dialysis or kidney transplantation to maintain life.

(23) [ (19) ] End stage renal disease (ESRD) facility - A facility that provides dialysis treatment or dialysis training to individuals with end stage renal disease.

(24) [ (20) ] Full-time - The time period established by a facility as a full working week, as defined and specified in the facility's policies and procedures.

(25) [ (21) ] Full-time equivalent - Work time equivalent to 2,080 hours per 12 consecutive months.

(26) [ (22) ] Health care facility - Any type of facility or home and community support services agency licensed to provide health care in any state or is certified for Medicare (Title XVIII) or Medicaid (Title XIX) participation in any state.

(27) Governing body - an identified group, which includes the medical director and a representative(s) of the owner of the facility, with full legal authority and responsibility for the governance and operation of the facility.

(28) [ (23) ] Hospital - A facility that is licensed under the Texas Hospital Licensing Law, Health and Safety Code, Chapter 241, or if exempt from licensure, certified by the United States Department of Health and Human Services as in compliance with conditions of participation for hospitals in Title XVIII, Social Security Act (42 United States Code, §1395 et [ . ] seq.).

(29) [ (24) ] Interdisciplinary team - A group composed of the patient and the primary physician, the registered nurse, the dietitian and the social worker who are responsible for planning care for the patient.

(30) [ (25) ] Intermediate level disinfection - A surface treatment using chemical germicides or disinfectants which are capable of inactivating various classes of microorganisms including, but not limited to, viruses (primarily medium to large viruses and lipid-containing viruses), fungi, and actively growing bacteria (including tubercle bacteria) when such chemical germicides or disinfectants are used in accordance with the manufacturer's instructions or per established guidelines. Intermediate level disinfection is generally not effective in inactivating or eliminating bacterial endospores. Examples of intermediate level disinfectants include bleach, 70-90% ethanol or isopropanol, and certain phenolic or iodophor preparations.

(31) [ (26) ] Inspection - An investigation or survey conducted by a representative of the department to determine if an applicant or licensee is in compliance with this chapter.

(32) LAL (Limulus Amoebocyte Lysate) test - An assay used to detect endotoxin which exploits the immune response of the horse shoe crab (Limulus polyphemus).

(33) [ (27) ] Licensed nurse - A registered nurse or licensed vocational nurse.

(34) [ (28) ] Licensed vocational nurse (LVN) - A person who is currently licensed under Texas Civil Statutes, Article 4528c to use the title licensed vocational nurse and who may provide dialysis treatment after meeting the competency requirements specified for dialysis technicians.

(35) [ (29) ] Manager - An individual approved or selected by the department who assumes overall management of an end stage renal disease facility to ensure adequate and safe services are provided to patients.

(36) [ (30) ] Medical director - A physician who:

(A) is board eligible or board certified in nephrology or pediatric nephrology by a professional board; or

(B) during the five-year period prior to September 1, 1996, has served for at least 12 months as director of a dialysis program.

(37) [ (31) ] Medical review board (MRB) - A medical review board that is appointed by a renal disease network organization which includes this state, with the network having a contract with the Centers for Medicare and Medicaid Services [ Health Care Financing Administration ] of the United States Department of Health and Human Services under 42 United States Code §1395rr.

(38) [ (32) ] Monitor - An individual approved or selected by the department who observes, supervises, consults, and educates a facility to correct identified violations of the statute or this chapter.

(39) [ (33) ] Notarized copy(ies) - A sworn affidavit stating that attached copy(ies) is a true and correct copy(ies) of the original documents.

(40) [ (34) ] Owner - One of the following which holds or will hold a license issued under the statute in the person's name or the person's assumed name:

(A) a corporation;

(B) a limited liability company;

(C) an individual;

(D) a partnership if a partnership name is stated in a written partnership agreement or an assumed name certificate;

(E) all partners in a partnership if a partnership name is not stated in a written partnership agreement or an assumed name certificate; or

(F) all co-owners under any other business arrangement.

(41) [ (35) ] Patient - An individual receiving dialysis treatment or training from an end stage renal disease facility.

(42) [ (36) ] Patient care plan - Documentation of the interactive process whereby the interdisciplinary team and the patient develop a plan to assist the end stage renal disease patient in managing the disease and its complications. [ A written document prepared by the interdisciplinary team for a patient receiving end stage renal disease services. ]

(43) [ (37) ] Pediatric patient - An individual 18 years of age or younger under the care of a facility.

(44) [ (38) ] Person - An individual, corporation, or other legal entity.

(45) [ (39) ] Physician - An individual who is licensed to practice medicine under the Medical Practice Act, Texas Civil Statutes, Article 4495b.

(46) [ (40) ] Physician assistant - A person who is licensed as a physician assistant under the Physician Assistant Licensing Act, Texas Civil Statutes, Article 4495b-1.

(47) [ (41) ] Presurvey conference - A conference held with department staff and the applicant or his or her representatives to review licensure standards and survey documents and provide consultation prior to the issuance of the temporary license [ on-site licensure inspection ]. The applicant's representatives shall include an individual who will be responsible for the day-to-day supervision of care by the facility.

(48) [ (42) ] Product water - The effluent water from the last component of the facility's water treatment system.

(49) [ (43) ] Progress note - A dated and signed written notation by a facility staff member summarizing facts about care and a patient's response during a given period of time.

(50) [ (44) ] Quality - The degree to which health services for individuals and populations increase the likelihood of desired outcomes that are consistent with current professional knowledge.

(51) [ (45) ] Quality assurance - An ongoing, objective, and systematic process of monitoring, evaluating, and improving the quality, appropriateness, and effectiveness of care. The term includes the quality management and quality improvement processes.

(52) [ (46) ] Quality management - A management philosophy used to plan and achieve desired processes and outcomes based upon a quality plan, which establishes quality objectives and the means to achieve; quality control, which is a process to evaluate actual performance against expected performance; and quality improvement, which is a process to identify, plan, and implement change for improvement.

(53) [ (47) ] Registered nurse (RN) - A person who is currently licensed under the Nursing Practice Act, Texas Civil Statutes, Article 4513 et seq. as a registered nurse.

(54) [ (48) ] Social worker - A person who:

(A) is currently licensed as a social worker under the Human Resources Code, Chapter 50, and holds a masters degree from a graduate school of social work accredited by the Council on Social Work Education; or

(B) has worked for at least two years as a social worker, one year of which was in a dialysis facility or transplantation program prior to September 1, 1976, and has established a consultative relationship with a social worker who has a masters degree from a graduate school of social work accredited by the Council on Social Work Education.

(55) [ (49) ] Supervising nurse (also may be known as the director of nursing) - An RN who:

(A) has at least 18 months experience as an RN, which includes at least 12 months experience in dialysis which has been obtained within the last 24 months; or

(B) has at least 18 months experience as an RN and holds a current certification from a nationally recognized board in nephrology nursing or hemodialysis.

(56) [ (50) ] Supervision - Authoritative procedural guidance by a qualified person for the accomplishment of a function or activity with initial direction and periodic inspection of the actual act of accomplishing the function or activity. Immediate supervision means the supervisor is actually observing the task or activity as it is performed. Direct supervision means the supervisor is on the premises but not necessarily immediately physically present where the task or activity is being performed. Indirect supervision means the supervisor is not on the premises but is accessible by two-way communication and able to respond to an inquiry when made, and is readily available for consultation.

(57) [ (51) ] Statute - The Health and Safety Code, Chapter 251.

(58) [ (52) ] Training - The learning of tasks through on-the-job experience or instruction by an individual who has the capacity through education or experience to perform the task or activity to be delegated.

(59) Technical supervisor - The facility-based supervisor of the facility's mechanical, reuse and water treatment systems.

(60) Ultrafilter - A membrane filter with a pore size in the range 0.001 to 0.05 µm. Performance is usually rated in terms of a nominal molecular weight cut-off (MWCO), which is defined as the smallest molecular weight species for which the filter membrane has more than 90% rejection. Ultrafilters with a nominal MWCO of 20,000 or less are generally adequate for endotoxin removal.

(61) Water distribution systems - Components to include any storage tanks and piping used to distribute the product water from the purification cascade to or from its point of use, including individual hemodialysis machines, dialyzer reprocessing equipment and dialysate concentrate preparation systems.

(62) Water treatment system - A collection of water purification devices and associated piping, pumps, valves, gauges, etc., that together produce purified water for hemodialysis applications and deliver it to the point of use.

(63) [ (53) ] Working day - Any day of the calendar week excluding Saturday or Sunday.

§117.3.Licensing Fees.

(a) The schedule of fees for licensure of a facility is as follows:

(1) (No change.)

(2) renewal license fee-

(A) - (B) (No change.)

(C) if the total number of treatments for the preceding 12 months multiplied by $.25 is greater than or equal to $2,500, then the license fee is $2,500; [ and ]

(3) change of ownership license fee- $1,500; and [ 1,500. ]

(4) relocation license fee - $2,000.

(b) - (e) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301481

Susan K. Steeg

General Counsel

Texas Department of Health

Earliest possible date of adoption: April 13, 2003

For further information, please call: (512) 458-7236


Subchapter B. APPLICATION AND ISSUANCE OF A LICENSE

25 TAC §§117.11 - 117.18

The amendments and new section are proposed under Health and Safety Code (HSC), Chapter 251, Texas End Stage Renal Disease (ESRD) Facility Licensing Act; which provides the Board of Health (board) with the authority to adopt rules governing the licensing and regulation of ESRDs, and HSC §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and commissioner of health.

The proposed amendments and new section affect Health and Safety Code, Chapters 251 and 12, and implement Government Code, §2001.039.

§117.11.General Requirements for a License.

(a) - (b) (No change).

(c) Requirements. An applicant for a facility license must meet the requirements in this subsection.

(1) - (2) (No change.)

(3) A facility is required to apply for a separate license for each place of business.

(A) A license is issued to the applicant to operate a facility at the physical location listed on the license application. A change in the physical location of a facility requires the submission of a relocation [ an ] application and related fee and the issuance of a temporary initial license for the new location.

(B) (No change.)

(4) A facility may not admit a patient for dialysis treatment until [ it has received ] a temporary initial license has been issued by the department .

(5) - (9) (No change.)

§117.12.Application and Issuance of Temporary Initial License and First Annual License.

(a) - (b) (No change.)

(c) Application requirements. [ The applicant shall submit the information listed in paragraph (3) of this subsection to the department within six months from the date the department mails the application packet to the applicant. ]

[ (1) If the department does not receive the information listed in paragraph (3) of this subsection within six months from the mailing date, the applicant must request a new application packet.]

(1) [ (2) ] An applicant shall not misstate a material fact on any documents required to be submitted under this section.

(2) [ (3) ] The following items shall be submitted with the original application form and shall be originals or notarized copies:

(A) - (B) (No change.)

(C) information on the applicant including name, [ street address, ] mailing address, and social security number or [ franchise ] tax identification number [ , date of birth, and driver's license number ];

(D) the name, mailing address, and street address of the facility. The street address provided on the application must be the address from which the facility will be operating and providing services;

(E) the telephone number of the facility [ , the telephone number where the administrator can usually be reached when the facility is closed, ] and if the facility has a fax machine, the fax number;

(F) - (I) (No change.)

(J) a list of management and supervisory personnel [ , and a job description for each administrative and supervisory position ];

[ (K) a notarized statement attesting that the applicant is capable of meeting the requirements of this chapter; ]

(K) [ (L) ] a notarized attestation that each dialysis technician on staff has completed the training and competency evaluation programs. [ This attestation may be consolidated with the attestation described in subparagraph (K) of this paragraph ];

(L) [ (M) ] a written plan for the orderly transfer of care of the applicant's patients and clinical records if the applicant is unable to maintain services under the license;

(M) [ (N) ] a copy of an approved fire safety inspection report from the local fire authority in whose jurisdiction the facility is based that is dated no earlier than 12 months prior to the date of the application;

(N) [ (O) ] an organizational structure of the staffing for the facility;

[ (P) if an applicant is a corporation, a current letter from the state comptroller's office stating the corporation is in good standing or a notarized certification that the tax owed to the state under the Tax Code, Chapter 171, is not delinquent or that the corporation is exempt from the payment of the tax and is not subject to the Tax Code, Chapter 171;]

(O) [ (Q) ] the organizational structure of the applicant which includes written full disclosure of the names and addresses of all owners and persons controlling any ownership interest in the facility. In the case of corporations, holding companies, partnerships, and similar organizations, the names and addresses of officers, directors, and stockholders, both beneficial and of record, when holding any percent, shall be disclosed;

(P) [ (R) ] the name(s) and credentials of:

(i) the medical director or at least one physician on staff at the facility who is qualified to serve as the medical director;

(ii) the license number(s) of the physician(s); and

(iii) if applicable, all physician assistants and advanced practice nurses who will provide services at the facility;

(Q) [ (S) ] the following data concerning the applicant, the applicant's affiliates, and the managers of the applicant:

(i) denial, suspension, or revocation of an end stage renal disease facility license in any state; a license for any health care facility or a license for a home and community support services agency (agency) in any state; or any other enforcement action, such as (but not limited to) civil or criminal court action in any state;

(ii) denial, suspension, or revocation of or other enforcement action against a facility license in any state, a license for any health care facility in any state, or a license for an agency in any state which is or was proposed by the licensing agency and the status of the proposal;

(iii) surrender of a license before expiration of the license or allowing a license to expire in lieu of the department proceeding with enforcement action;

(iv) federal or state (any state) criminal felony arrests or convictions;

(v) federal or state Medicaid or Medicare sanctions or penalties relating to the operation of a health care facility or agency;

(vi) operation of a health care facility or agency that has been decertified or terminated from participation in any state under Medicare or Medicaid; or

(vii) debarment, exclusion, or contract cancellation in any state from Medicare or Medicaid; and

(R) [ (T) ] for the two-year period preceding the application date, the following data concerning the applicant, the applicant's affiliates, and the managers of the applicant:

(i) federal or state (any state) criminal misdemeanor arrests or convictions;

(ii) federal or state (any state) tax liens;

(iii) unsatisfied final judgement(s);

(iv) eviction involving any property or space used as a facility or health care facility in any state;

(v) injunctive orders from any court; or

(vi) unresolved final federal or state (any state) Medicare or Medicaid audit exceptions.

(3) [ (4) ] The applicant shall retain a copy of all documentation that is submitted to the department.

(d) Application processing. Upon receipt of the application, including the required documentation described in paragraph (2) of this subsection and the initial license fee from the applicant, the department shall review the material to determine whether it is complete and correct.

(1) (No change.)

(2) If a facility receives a notice from the department that some or all of the information required under subsection (c)(3) of this section is deficient, the facility shall submit the required information no later than one year [ six months ] from the date of the notice.

(A) A facility which fails to submit the required information within one year [ six months ] from the notice date is considered to have withdrawn its application for a temporary initial license. The license fee will not be refunded.

(B) (No change.)

(e) Issuance of a temporary initial license.

(1) - (2) (No change.)

(3) Results of water cultures and analysis of the product water must be submitted for review by the department prior to issuance of the temporary license. The surveyor who reviews these reports will notify the central office staff when the reports are found to be within accepted parameters.

(4) [ (3) ] Issuance of license. After completion of the presurvey conference , [ and the ] design and space inspection described in paragraph (2) of this subsection, and approval of water reports by the surveyor, the department:

(A) will issue a temporary initial license; or

(B) may deny the temporary initial license if the facility does not meet the requirements described in this section. The procedures for denying a temporary initial license shall be in accordance with §117.84 of this title (relating to Disciplinary Action).

(f) (No change.)

(g) Withdrawal from the application process. An applicant may withdraw its application for a temporary initial license at any time.

(1) An applicant who decides to withdraw its application for a temporary initial license during the application review process, shall submit to the department its written request to withdraw. [ The department shall acknowledge receipt of the request to withdraw. ] The license fee will not be refunded.

(2) An applicant who decides to withdraw its application after the department issues the temporary initial license shall return the license certificate to the department with a written request to withdraw. [ The department shall acknowledge receipt of the request to withdraw. ] The license fee will not be refunded.

(h) Issuance of first annual license. The department shall issue a first annual license to a facility if, after inspection and investigation during the temporary initial license period, it finds the applicant meets the requirements of this chapter. An inspection for the purposes of issuing a first annual license shall be completed in accordance with §117.16(c) of this title. The first annual license supersedes the temporary initial license and shall expire one year from the date of issuance of the temporary initial license.

[ (1) If the temporary initial license is issued on the first day of a month, the first annual license expires on the last day of the preceding month of the next year.]

[ (2) If the temporary initial license is issued on the second or any subsequent day of a month, the first annual license expires on the last day of the month of issuance of the next year.]

(i) (No change.)

§117.13.Application and Issuance of Annual Renewal License.

(a) The Texas Department of Health (department) shall send notice of expiration to an end stage renal disease facility (facility) 60 calendar [ working ] days before the expiration date of a first annual or an annual renewal license. If the facility has not received notice of expiration from the department 45 calendar days prior to the expiration date, it is the duty of the facility to notify the department and request a renewal application for a license.

(b) - (g) (No change.)

(h) A facility that fails to make timely and sufficient application for annual renewal of a license must cease operation upon expiration of the facility's license.

(1) - (2) (No change.)

(3) If a licensee fails to timely renew his or her license [ on or after August 1, 1990, ] because the licensee is or was on active duty with the armed forces of the United States of America serving outside the State of Texas, the licensee may renew the license pursuant to this paragraph.

(A) - (G) (No change.)

(i) - (l) (No change.)

§117.14.Change of Ownership or Services.

(a) (No change.)

(b) Change in services.

(1) A person shall notify the department in writing no later than 30 calendar days prior to ceasing operation of a facility. The person shall return the original license certificate to the department by mailing or returning the original license certificate to the Health Facility Licensing and Compliance Division, End Stage Renal Disease Facility Licensing Program, Texas Department of Health, 1100 West 49th Street, Austin, Texas, 78756-3199.

(2) - (3) (No change.)

(4) A facility shall obtain written approval by the department prior to utilization in order to add a service or increase the number of stations which appear on the facility license.

(A) - (C) (No change.)

(D) No later than three weeks after initiating use of new stations, the facility shall submit to the department laboratory reports of chemical analysis and bacteriologic cultures of the product water demonstrating compliance with §§ 4.2.1 [ 3.2.1 ] (relating to Water Bacteriology) and 4.2.2 [ 3.2.2 ] (relating to Maximum Level of Chemical Contaminants) of the American National Standard, Water Treatment Equipment for Hemodialysis Applications, August 2001 [ Hemodialysis Systems, March 1992 ] Edition, published by the Association for the Advancement of Medical Instrumentation, 1110 North Glebe Road, Suite 200, [ 3330 Washington Boulevard, Suite 400, ] Arlington, Virginia 22201, [ 1-800- ] 703-525-4890.

§117.15.Time Periods for Processing and Issuing a License.

(a) (No change.)

(b) Time Periods. An application from a facility for a temporary initial license and a first annual license or an annual renewal license shall be processed in accordance with the following time periods.

(1) - (2) (No change.)

(c) - (e) (No change.)

§117.16.Inspections.

(a) - (b) (No change.)

(c) Inspection procedures.

(1) (No change.)

(2) Evaluation of compliance. Except for the purposes of conducting an inspection under subsection (b)(1), (4), (6), or (7) of this section, an onsite inspection will include an evaluation to determine compliance with, at a minimum, each of the requirements in:

(A) (No change.)

(B) §117.33 of this title (relating to Water Treatment , Dialysate Concentrates and Reuse);

(C) - (M) (No change.)

(3) (No change.)

(4) Written notice of findings.

(A) - (B) (No change.)

(C) If the written notice of findings includes deficiencies, the department and the facility shall comply with the procedure set out in this subparagraph.

(i) - (v) (No change.)

(vi) The facility may challenge any deficiency cited after receipt of the statement of deficiencies. A challenge to a deficiency(ies) shall be in accordance with this subparagraph.

(I) (No change.)

(II) An initial challenge to a deficiency(ies) shall be submitted in writing no later than five working days from the facility's receipt of the statement of deficiencies to the Program Director, End Stage Renal Disease Licensing Program [ Section ] or his or her designee, Health Facility Licensing and Compliance Division, Texas Department of Health, 1100 West 49th Street, Austin, Texas, 78756-3199, (512) 834-6646.

(III) If the initial challenge is favorable to the department, the facility may request a review of the initial challenge by submitting a written request to the Director or his or her designee, Health Facility Licensing and Compliance Division, Texas Department of Health, 1100 West 49th Street, Austin, Texas 78756-3199. The facility shall submit its written request for review of the initial challenge no later than five working days of its receipt of the department's response to the initial challenge. The department will not accept or review any documents that were not submitted with the initial challenge. A determination by the Director of the Health Facility Licensing and Compliance Division relating to a challenge to a deficiency(ies) is the department's final determination concerning the challenge.

(IV) - (IX) (No change.)

§117.17.Optional Plan Review and Inspection.

(a) Request for a plan review. Plans and specifications covering the construction of new buildings or alterations, additions, conversions, modernizations or renovations to existing buildings may be submitted to the Texas Department of Health (department) for review to determine compliance with this chapter. Submission of plans and specifications is not mandatory.

(1) - (4) (No change.)

(b) (No change.)

§117.18.Exceptions to These Rules.

(a) While all subject ESRD facilities are required to maintain continuous compliance with these rules, these rules do not prohibit the use of alternative concepts, methods, procedures, techniques, equipment, facilities, personnel qualifications of the conducting of pilot projects or research. Requests for temporary exceptions to these rules must:

(1) be submitted to the department in writing;

(2) identify the specific rule for which an exception is requested;

(3) describe in detail the specific circumstances which are believed by facility administration to justify the exception;

(4) describe in detail what alternatives were considered, if any, and why alternatives (including compliance with the rule) were not selected;

(5) demonstrate that the proposed exception is desirable to maintain or improve the health and safety of the patients, will not jeopardize patient health and safety, and will maintain patient access to care; and

(6) describe the proposed duration of the exception.

(7) exceptions to staffing requirements:

(A) may only be granted in an emergency situation for a maximum of 120 days, with a single renewal period for an additional 120 days;

(B) the facility shall develop an action plan to resolve the staffing crisis situation;

(C) the facility shall submit the action plan to the department within 60 days of the granting of the exception; and

(D) during the period of exception to staffing requirements, the facility shall monitor outcome data related to quality of care and report these outcomes on a monthly basis to the department.

(b) Requests for exceptions to the rules shall be submitted to the applicable zone office.

(c) The department may conduct a survey and consult with the MRB prior to approving an exception.

(d) Upon finding that the facility has satisfied the conditions of this rule, the department may grant an exception, to include the duration of the exception. The department will respond to a waiver request within 90 days.

(e) The facility may implement an exception only after written approval from the department.

(f) Granting of an exception is considered public information, is subject to disclosure, and may be posted on the department web site.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301482

Susan K. Steeg

General Counsel

Texas Department of Health

Earliest possible date of adoption: April 13, 2003

For further information, please call: (512) 458-7236


Subchapter C. MINIMUM STANDARDS FOR DESIGN AND SPACE, EQUIPMENT, WATER TREATMENT AND REUSE, AND SANITARY AND HYGIENIC CONDITIONS

25 TAC §§117.31 - 117.34

The amendments are proposed under Health and Safety Code (HSC), Chapter 251, Texas End Stage Renal Disease (ESRD) Facility Licensing Act; which provides the Board of Health (board) with the authority to adopt rules governing the licensing and regulation of ESRDs, and HSC §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and commissioner of health.

The proposed amendments affect Health and Safety Code, Chapters 251 and 12, and implement Government Code, §2001.039.

§117.31.Design and Space Requirements.

(a) General.

(1) The standards in this section shall apply to all facilities that provide outpatient dialysis services. Dialysis facilities in operation on or before September 1, 2003 shall meet the design and space requirements of this section which were in effect at the time the facility was constructed. [ only to a facility which initiates the provision of end stage renal disease services on or after September 1, 1996; or to the area of a facility affected by design and space modifications or renovations completed after September 1, 1996. ]

(2) (No change.)

(3) A facility shall comply with Chapter 38 [ 26 ] of the National Fire Protection Association 101, Code for Safety to Life from Fire in Buildings and Structures, 2000 [ 1994 ] Edition (NFPA 101), relating to new business occupancies, published by the National Fire Protection Association. All documents published by the NFPA as referenced in this section may be obtained by writing or calling the NFPA at the following address and telephone number: Post Office Box 9101, Batterymarch Park, Quincy, Massachusetts 02169, 1-800-344-3555.

(4) Water distribution systems shall be configured as a continuous recirculation loop and designed to minimize bacterial proliferation and biofilm. A minimum of three feet per second water flow must be achieved in the distribution loop. This rule shall apply only to new facilities.

(5) Water treatment systems shall include a minimum of two carbon tanks, with each tank providing a minimum of five minutes of empty bed contact time.

(6) [ (4) ] A facility shall provide a reception and information counter or desk and a waiting room separate from the patient treatment area. The waiting room shall provide adequate seating.

(7) [ (5) ] The patient treatment area shall be designed and equipped to provide proper and safe treatment as well as privacy and comfort for patients. At a minimum, patient treatment stations shall be 70 square feet, with the smallest dimension at seven feet. The 70 square feet may include aisles or counters.

(8) [ (6) ] If hepatitis B positive patients are treated, a separate room with its own designated machine(s), clamp(s), blood pressure cuff(s), sink(s) and other equipment shall be used.

(9) [ (7) ] A facility shall provide a call system in patient areas outside the treatment area (e.g., patient restrooms, training rooms, and examination rooms) which is usable by a collapsed patient lying on the floor (e.g., inclusion of a pull cord). Calls shall register at and activate a visible signal in the central nurses station. Call systems which provide two-way communication shall be equipped with an indicating light at each call station which lights and remains lighted as long as the voice circuit is operating.

(10) [ (8) ] A facility shall have separate toilet and lavatory facilities for staff and patients.

(11) [ (9) ] A facility shall provide a private area for meetings with patients or family members.

(12) [ (10) ] A facility shall have a room for medical examinations which includes an examination table, a work counter, and a hand washing sink or lavatory.

(13) [ (11) ] Telephone access shall be available in the facility to patients and family members.

(14) [ (12) ] A facility located above the ground floor must have an elevator of sufficient size to accommodate a gurney available at all times.

(15) [ (13) ] A facility shall provide two exits remote from each other in accordance with NFPA 101, §7-5.1.3 [ §5-5.1.3 ]. At least one exit door shall be accessible by an ambulance from the outside. This door may also serve as an entry for loading or receiving goods.

(16) [ (14) ] A facility shall provide a separate room for peritoneal dialysis patients if the facility provides on-site peritoneal dialysis training. This room shall include a lavatory or sink for hand washing.

(17) [ (15) ] Doors to an isolation room or peritoneal dialysis room shall not be lockable from inside the room.

(18) [ (16) ] Public corridor widths and all other areas where patients may traverse shall accommodate wheel chair or gurney passage.

(19) [ (17) ] Items such as drinking fountains, telephone booths, vending machines and portable equipment (including patient care equipment) shall be located so that they do not project into, restrict, or obstruct exit corridor traffic.

(20) [ (18) ] A facility shall utilize a ventilation system which provides adequate comfort to patients during treatment and which minimizes the potential of insect access.

(21) [ (19) ] Floors that are subject to traffic while wet shall have nonslip surfaces.

(b) Storage areas.

(1) - (3) (No change.)

(4) A facility shall store oxygen in compliance with §4-3 of the National Fire Protection Association 99, Standard for Health Care Facilities, 1999 [ 1993 ] Edition (NFPA 99) published by the National Fire Protection Association.

(c) (No change.)

(d) Fire protection.

(1) All sprinkler systems, smoke detectors, and other fire-fighting equipment shall be inspected and tested at least once each year to maintain it in serviceable condition. If a facility has a sprinkler system, the sprinkler system shall be installed and maintained in accordance with the National Fire Protection Association 13, Standard for the Installation of Sprinkler Systems, 1999 [ 1994 ] Edition, published by the National Fire Protection Association.

(2) A facility shall have an emergency lighting system capable of providing sufficient illumination to allow safe evacuation from the building. Battery pack systems shall be maintained and tested quarterly. If a facility maintains a back-up generator, the generator must be installed, tested and maintained in accordance with the National Fire Protection Association 110, Standard for Emergency and Standby Power Systems, 1999 [ 1993 ] Edition (NFPA 110), published by the National Fire Protection Association.

(3) A facility housed in or adjacent to a building classified as a "high hazard industrial occupancy," as defined in §40-1.4.1 [ §28-1.4.1 ] of the NFPA 101, must have a special feature such as a two-hour fire wall between the facility and the other occupancy and written approval by the fire authority having jurisdiction.

(e) - (f) (No change.)

§117.32.Equipment.

(a) All equipment used by a facility, including backup equipment, shall be operated within manufacturer's specifications, and maintained free of defects which could be a potential hazard to patients, staff, or visitors. Maintenance and repair of all equipment shall be performed by qualified staff or contract personnel.

(1) (No change.)

(2) Medical equipment that malfunctions must be clearly labeled and immediately removed from service until the malfunction is identified and corrected.

(3) (No change.)

(4) After repairs or alterations are made to any equipment or system, the equipment or system shall be thoroughly tested for proper operation before returning to service. This testing must be documented.

(5) (No change.)

(b) (No change.)

(c) At least one complete dialysis machine shall be available on-site as backup for every ten dialysis machines in use. At least one of these backup machines must be completely operational during hours of treatment. Machines not in use during a patient shift may be counted as backup except at the time of an initial or an expansion survey.

(d) (No change.)

(e) All equipment and appliances shall be properly grounded in accordance with the National Fire Protection Association 99, Standard for Health Care Facilities, §§3-4.1 and 7-5.1, 1999 [ 1990 ] Edition (NFPA 99), published by the National Fire Protection Association. All documents published by the NFPA as referenced in this section may be obtained by writing or calling the NFPA at the following address and telephone number: Post Office Box 9101, Batterymarch Park, Quincy, Massachusetts 02169, 1-800-344-3555.

(f) (No change.)

(g) A facility shall have emergency equipment and supplies immediately accessible in the treatment area.

(1) At a minimum, the emergency equipment and supplies shall include the following:

(A) - (C) (No change.)

(D) supplies specified by the medical director; [ and ]

(E) electrocardiograph ; and [ . ]

(F) automated external defibrillator.

(2) - (3) (No change.)

[ (h) If a facility employs a central delivery system for glucose-containing bicarbonate dialysate, the system must be drained at the end of each treatment day and cultured weekly to identify potential bacterial contamination. If cultures demonstrate more than 2,000 colony forming units (CFUs) per milliliter, the bicarbonate delivery system must be disinfected and recultured.]

§117.33.Water Treatment , Dialysate Concentrates and Reuse.

(a) Compliance required. A facility shall meet the requirements of this section. A facility may follow more stringent requirements [ for water treatment and reuse of hemodialyzers ] than the minimum standards required by this section.

(1) The facility owner and medical director shall each demonstrate responsibility for the water treatment and dialysate supply systems to protect hemodialysis patients from adverse effects arising from known chemical and microbial contaminates that may be found in improperly prepared dialysate, to ensure that the dialysate is correctly formulated and meets the requirements of all applicable quality standards.

(2) The facility owner and medical director must each assure that policies and procedures related to water treatment, dialysate and reuse are understandable and accessible to the operator(s) and that the training program includes quality testing, risks and hazards of improperly prepared concentrate and bacterial issues.

(3) The facility owner and medical director must be informed prior to any alteration of, or any device being added to, the water system.

(b) Water treatment. These requirements apply to water intended for use in the delivery of hemodialysis, including the preparation of concentrates from powder at a dialysis facility and dialysate, and for reprocessing dialyzers for multiple use.

(1) (No change.)

(2) When a public water system supply is not used by a facility, the source water shall be tested by the facility at monthly intervals in the same manner as a public water system as described in 30 Texas Administrative Code, §290.104 (Control Tests), §290.105 (Maximum Contaminant Levels (MCLs) for Microbiological Contaminants), and §290.106 (Bacteriological Monitoring) as adopted by the Texas Commission on Environmental Quality [ Natural Resources Conservation Commission, effective January 1991 ].

(3) (No change.)

(4) The water treatment system components shall be arranged and maintained so that bacterial and chemical contaminant levels in the product water do not exceed the standards for hemodialysis water quality described in § 4.2.1 [ 3.2.1 ] (concerning Water Bacteriology [ Hemodialysis Systems ]) and § 4.2.2 [ 3.2.2 ] (concerning Maximum Level of Chemical Contaminants) of the American National Standard, Water Treatment Equipment for Hemodialysis Applications [ Hemodialysis Systems ], August 2001 [ March 1992 ] Edition, published by the Association for the Advancement of Medical Instrumentation (AAMI). All documents published by the AAMI as referenced in this section may be obtained by writing the following address: 1110 North Glebe Road, Suite 220 [ 3330 Washington Boulevard, Suite 400 ], Arlington, Virginia 22201.

(5) Written policies and procedures for the operation of the water treatment system must be developed and implemented. Parameters for the operation of each component of the water treatment system must be developed in writing and known to the operator. Each major water system component shall be labeled in a manner that identifies the device; describes its function, how performance is verified and actions to take in the event performance is not within an acceptable range. [ The facility shall establish and post in the water area written procedures describing the action to be taken when parameters are not met. ]

(6) The materials of any components of water treatment systems (including piping, storage, filters and distribution systems) that contact the purified water shall not interact chemically or physically so as to affect the purity or quality of the product water adversely. Such components shall be fabricated from unreactive materials (e.g. plastics) or appropriate stainless steel. The use of materials that are known to cause toxicity in hemodialysis, such as copper, brass, galvanized material, or aluminum, is prohibited.

(7) Chemicals infused into the water such as iodine, acid, flocculants, and complexing agents shall be shown to be nondialyzable or shall be adequately removed from product water. Monitors or specific test procedures to verify removal of additives shall be provided and documented.

(8) [ (6) ] Each water treatment system shall include reverse osmosis membranes or deionization tanks and a minimum of two carbon tanks in series. If the source water is from a private supply which does not use chlorine/chloramine, the water treatment system shall include reverse osmosis membranes or deionization tanks and a minimum of one carbon tank.

(A) Reverse osmosis membranes, if used, shall meet the standards in § 4.3.7 [ 3.2.3.5 ] (concerning Reverse Osmosis) of the American National Standard, Water Treatment Equipment for Hemodialysis Applications, August 2001 [ Hemodialysis Systems, March 1992 ] Edition, published by the AAMI.

(B) Deionization systems [ , if used, shall meet the standards in §§3.2.3.3 (concerning Regenerated or Reconstituted Devices) and 3.2.3.4 (concerning Deionization) of the American National Standard, Hemodialysis Systems, March 1992 Edition, published by the AAMI ].

(i) Deionization systems, if used, shall be monitored continuously to produce water of one megohm-cm or greater specific resistivity (or conductivity of one microsiemen/cm or less) at 25 degrees Celsius. An audible and visual alarm shall be activated when the product water resistivity falls below this level and the product water stream shall be prevented from reaching any point of use.

(ii) Patients shall not be dialyzed on deionized water with a resistivity less than 1.0 megohm-cm measured at the output of the deionizer.

(iii) A minimum of two deionization (DI) tanks in series shall be used with resistivity monitors including audible and visual alarms placed pre and post the final DI tank in the system. The alarms must be audible in the patient care area.

(iv) Feed water for deionization systems shall be pretreated with activated carbon adsorption, or a comparable alternative, to prevent nitrosamine formation.

(v) If a deionization system is the last process in a water treatment system, it shall be followed by an ultrafilter or other bacteria and endotoxin reducing device.

(C) Carbon tanks. [ The carbon tanks must contain acid washed 30-mesh or smaller carbon placed in series with a minimum empty bed contact time of three minutes for each tank or bank of tanks and a testing port between the tanks or bank of tanks. Water from this port(s) must be tested for chlorine/chloramine levels prior to each patient shift. The first test each treatment day for chlorine/chloramine shall be done no sooner than 15 minutes after start-up of the water treatment system. ]

(i) The carbon tanks must contain acid washed carbon, 30-mesh or smaller with a minimum iodine number of 900.

(ii) A minimum of two carbon adsorption beds shall be installed in a series configuration.

(iii) The total empty bed contact time (EBCT) shall be at least ten minutes, with the final tank providing at least five minutes EBCT. Carbon adsorption systems used to prepare water for home dialysis or for portable dialysis systems are exempt from the requirement for the second carbon and a ten minute EBCT if removal of chloramines to below 0.1 mg/1 is verified before each treatment.

(iv) If carbon tanks are placed in parallel, flow through the tanks must be monitored and recorded at least daily to assure the required EBCT of all tanks is maintained.

(v) A means shall be provided to sample the product water immediately prior to the final bed(s). Water from this port(s) must be tested for chlorine/chloramine levels immediately prior to each patient shift.

(vi) All samples for chlorine/chloramine testing must be drawn when the water treatment system has been operating for at least 15 minutes.

(vii) Tests for total chlorine, which include both free and combined forms of chlorine, may be used as a single analysis with the maximum allowable concentration of 0.1 mg/L. Test results of greater than 0.5 parts per million (ppm) for chlorine or 0.1 ppm for chloramine from the port between the initial tank(s) and final tank(s) shall require testing to be performed at the final exit and replacement of the initial tank(s).

(viii) In a system without a holding tank, if test results at the exit of the final tank(s) are greater than the parameters for chlorine or chloramine described in this subparagraph, dialysis treatment shall be immediately terminated to protect patients from exposure to chlorine/chloramine and the medical director shall be notified. In systems with holding tanks, if the holding tank tests <0.1 mg/L for total chlorine, the reverse osmosis (RO) may be turned off and the product water in the holding tank may be used to finish treatments in process. The medical director shall be notified.

(ix) If means other than granulated carbon are used to remove chlorine/chloramine, the facility's governing body must approve such use in writing after review of the safety of the intended method for use in hemodialysis applications. If such methods include the use of additives, there must be evidence the product water does not contain unsafe levels of these additives.

[ (D) Test results of greater than 0.5 parts per million (ppm) for chlorine or 0.1 ppm for chloramine from the port between the initial tank(s) and final tank(s) shall require testing to be performed at the final exit and replacement of the initial tank(s). If test results at the exit of the final tank(s) are greater than the parameters for chlorine or chloramine described in this subparagraph, dialysis treatment shall be immediately terminated to protect patients from exposure to chlorine/chloramine and the medical director shall be notified.]

(9) [ (7) ] Water softeners, if used, shall be tested at the end of the treatment day to verify their [ have the ] capacity to treat a sufficient volume of water to supply the facility for the entire treatment day and shall be fitted with a mechanism to prevent water containing the high concentrations of sodium chloride used during regeneration from entering the product water line during regeneration .

[ (8) Cartridge filters, if used, shall be made of material (e.g., pure polypropylene) which will not leach surfactants, formaldehyde, or other material which has been used in their manufacture.]

(10) Timers. If used, the face(s) of timer(s) used to control any component of the water treatment or dialysate delivery system shall be visible to the operator at all times. Written evidence that timers are checked for operation and accuracy each day of operation must be maintained.

(11) [ (9) ] Filter [ Cartridge filter ] housings, if used during disinfectant procedures, shall include a means to clear the lower portion of the housing of the disinfecting agents. Filter housings shall be opaque.

(12) Ultrafilters, or other bacterial reducing filters, if used, shall be fitted with pressure gauges on the inlet and outlet water lines to monitor the pressure drop across the membrane. Ultrafilters shall be included in routine disinfection procedures.

(13) Storage tanks. If used, storage tanks shall have a conical or bowl-shaped base and shall drain from the lowest point of the base. Storage tanks shall have a tight fitting lid and be vented through a hydrophobic 0.2 micron air filter. Means shall be provided to effectively disinfect any storage tank installed in a water distribution system.

(14) Ultraviolet (UV) lights, if used, shall be monitored at the frequency recommended by the manufacturer. A log sheet shall be used to record monitoring.

(15) Water treatment system piping shall be labeled to indicate the contents of the pipe and direction of flow.

(16) [ (10) ] The water treatment system must be continuously monitored during patient treatment and be guarded by audible and visual alarms which can be seen and heard in the dialysis treatment area should water quality drop below specific parameters. Quality monitor sensing cells shall be located as the last component of the water treatment system and at the beginning of the distribution system. No water treatment components that could affect the quality of the product water as measured by this device shall be located after the sensing cell.

(17) [ (11) ] When deionization tanks do not follow a reverse osmosis system, parameters for the rejection rate of the membranes must assure that the lowest rate accepted would provide product water in compliance with § 4.2.2 [ 3.2.2 ] (concerning Maximum Level of Chemical Contaminants) of the American National Standard, Water Treatment Equipment for Hemodialysis Applications, August 2001 [ Hemodialysis Systems, March 1992 ] Edition published by the AAMI.

(18) [ (12) ] A facility shall maintain written logs of the operation of the water treatment system for each treatment day. The log book shall include each component's operating parameter and the action taken when a component is not within the facility's set parameters.

(19) [ (13) ] Microbiological testing of product water [ shall be conducted monthly and following any repair or change to the water treatment system. The results must demonstrate that water quality meets §3.2.1 (concerning Hemodialysis Systems) of the American National Standard, Hemodialysis Systems, March 1992 Edition, published by the AAMI. Sample sites chosen for the testing shall include the beginning of the distribution piping, the product water in the reuse room, and the end of the distribution piping. If the results do not meet the AAMI standard described in this paragraph, the water system shall be immediately disinfected and recultured. If after disinfection, the cultures do not meet the AAMI standards described in this paragraph, the facility shall determine the source of contamination by immediately reculturing the sample sites, all patient stations, any water storage tanks, water used to mix dialysate, and product water from the final component of the water treatment system. A calibrated loop may not be used in microbiological testing of water samples ].

(A) Frequency. Microbiological testing shall be conducted monthly and following any repair or change to the water treatment system. For a newly installed water distribution system, or when a change has been made to an existing system, weekly testing shall be conducted for one month to verify that bacteria and endotoxin levels are consistently within the allowed limits.

(B) Sample sites. At a minimum, sample sites chosen for the testing shall include the beginning of the distribution piping, the product water in the reuse room, at any site of dialysate mixing, and the end of the distribution piping.

(C) Technique. Samples shall be collected immediately before sanitization/disinfection of the water treatment system and dialysis machines. If dip plate samplers are used for in-house testing, audits of the technique used in collection, incubation and reading of results must be done quarterly by supervisory personnel and reported in quality management minutes. Repeated results of "no growth" shall be validated via an outside laboratory. A calibrated loop may not be used in microbiological testing of water samples. Colonies shall be counted using a magnifying device.

(D) Expected results. Product water used to prepare dialysate, concentrates from powder, or to reprocess dialyzers for multiple use, shall contain a total viable microbial count less than 200 CFU/ml and an endotoxin concentration less than 2 EU/ml. The action level for the total viable microbial count in the product water shall be 50 CFU/ml and the action level for the endotoxin concentration shall be 1 EU/ml.

(E) Required action for unacceptable results. If the action levels described at paragraph (D) are observed in the product water, corrective measures shall be taken promptly to reduce the levels into an acceptable range.

(F) Records. All bacteria and endotoxin results shall be recorded on a log sheet in order to identify trends that may indicate the need for corrective action.

(20) Ozone generators. If ozone generators are used to disinfect any portion of the water or dialysate delivery system, testing based on the manufacturer's direction shall be used to measure the ozone concentration each time disinfection is performed, to include testing for safe levels of residual ozone at the end of the disinfection cycle. Testing for ozone in the ambient air shall be conducted on a periodic basis as recommended by the manufacturer. Records of all testing must be maintained in a log.

(21) Hot Water Disinfection Systems. If used, hot water disinfection systems shall be monitored for temperature and time of exposure to hot water as specified by the manufacturer. Temperature of the water shall be recorded at a point furthest from the water heater, where the lowest water temperature is likely to occur. The water temperature shall be measured each time a disinfection cycle is performed. A record that verifies successful completion of the heat disinfection shall be maintained.

(22) After chemical disinfection, means shall be provided to restore the equipment and the system in which it is installed to a safe condition relative to residual disinfectant prior to the product water being used for dialysis applications.

(23) [ (14) ] Water Analysis. Samples [ A sample ] of product water must be submitted for chemical analysis every six months and must demonstrate that the quality of the product water used to prepare dialysate, concentrates from powder, or to reprocess dialyzers for multiple use, [ water quality ] meets § 4.2.2 [ 3.2.2 ] (concerning Maximum Level of Chemical Contaminants) of the American National Standard, Water Treatment Equipment for Hemodialysis Applications, August 2001 [ Hemodialysis Systems, March 1992 ] Edition, published by the AAMI. [ The sample water for chemical analysis shall be drawn after the quality monitoring sensing cell. Additional chemical analysis shall be submitted if substantial changes are made to the water treatment system or if the percent rejection of a reverse osmosis system decreases 5.0% or more from the percent rejection measured at the time the water sample for the preceding chemical analysis was taken. ]

(A) Samples for chemical analysis shall be collected at the end of the water treatment components and at the most distal point in each water distribution loop. All other outlets from the distribution loops shall be inspected to ensure that the outlets are fabricated from compatible materials. Appropriate containers and pH adjustments shall be used to ensure accurate determinations.

(B) Additional chemical analysis shall be submitted if substantial changes are made to the water treatment system or if the percent rejection of a reverse osmosis system decreased 5.0% or more from the percent rejection measured at the time the water sample for the preceding chemical analysis was taken.

(24) [ (15) ] Facility records must include all test results and evidence that the medical director has reviewed the results of the water quality testing and directed corrective action when indicated.

(25) [ (16) ] Only persons qualified by the education or experience described in §117.44(f) of this title (relating to Qualifications of Staff) may operate, repair, or replace components of the water treatment system.

(c) Dialysate.

(1) Quality control and quality assurance procedures shall be established to ensure ongoing conformance to policies and procedures regarding dialysate quality.

(2) Each facility shall set all hemodialysis machines to use only one family of concentrates. When new machines are put into service, or the concentrate family or concentrate manufacturer is changed, samples shall be sent to a laboratory for verification.

(3) Prior to each patient treatment, staff shall verify the dialysate conductivity and pH of each machine with an independent device.

(4) Bacteriological testing.

(A) Frequency. Responsible facility staff shall develop a schedule to ensure each hemodialysis machine is tested quarterly for bacterial growth and the presence of endotoxins. Hemodialysis machines of home patients shall be cultured monthly until results not exceeding 200 colony forming units per milliliter are obtained for three consecutive months, then quarterly samples shall be cultured.

(B) Acceptable limits. Dialysate shall contain less than 200 CFU/ml and an endotoxin concentration of less than 2 EU/ml. The action level for total viable microbial count shall be 50 CFU/ml and the action level for endotoxin concentration shall be 1 EU/ml.

(C) Action to be taken. Disinfection and retesting shall be done when bacterial or endotoxin counts exceed the action levels. Additional samples shall be collected when there is a clinical indication of a pyrogenic reaction and/or septicemia.

(5) When a licensed nurse uses an additive to increase concentrations of specific electrolytes in the acid concentrate, mixing procedures shall be followed as specified by the additive manufacturer. When additives are prescribed for a specific patient, the container holding the prescribed acid concentrate shall be labeled with the name of the patient, the final concentration of the added electrolyte, the date the prescribed concentrate was made, and the name of the person who mixed the additive.

(6) Materials compatibility. All components used in concentrate preparation systems (including mixing and storage tanks, pumps, valves and piping) shall be fabricated from materials (e.g., plastics or appropriate stainless steel) that do not interact chemically or physically with the concentrate so as to affect its purity, or with the germicides used to disinfect the equipment. The use of materials that are know to cause toxicity in hemodialysis such as copper, brass, galvanized material and aluminum is prohibited.

(7) Storage of acid concentrates. Facility policies shall address means to protect stored acid concentrates from tampering or from degeneration due to exposure to extreme heat or cold.

(8) Bulk storage tanks. Procedures to control the transfer of acid concentrates from the delivery container to the storage tank and prevent the inadvertent mixing of different concentrate formulations shall be developed, implemented and enforced. The storage tanks shall be clearly labeled.

(9) Concentrate mixing systems.

(A) Concentrate mixing systems shall include a purified water source, a suitable drain, and a ground fault protected electrical outlet.

(B) Operators of mixing systems shall use personal protective equipment as specified by the manufacturer during all mixing processes.

(C) The manufacturer's instructions for use of a concentrate mixing system shall be followed, including instructions for mixing the powder with the correct amount of water. The number of bags or weight of powder added shall be determined and recorded.

(D) The mixing tank shall be clearly labeled to indicate the fill and final volumes required to correctly dilute the powder.

(E) Systems for preparing either bicarbonate or acid concentrate from powder shall be monitored according to the manufacturer's instructions.

(F) Concentrates shall not be used, or transferred to holding tanks or distribution systems, until all tests are completed.

(G) If a facility designs its own system for mixing concentrates, procedures shall be developed and validated using an independent laboratory to ensure proper mixing.

(10) Acid concentrate mixing systems.

(A) Acid concentrate mixing tanks shall be designed to allow the inside of the tank to be rinsed when changing concentrate formulas.

(B) Acid mixing systems shall be designed and maintained to prevent rust and corrosion.

(C) Acid concentrate mixing tanks shall be emptied completely and rinsed with product water before mixing another batch of concentrate to prevent cross contamination between different batches.

(D) Acid concentrate mixing equipment shall be disinfected as specified by the equipment manufacturer or in the case where no specifications are given, as defined by facility policy.

(E) Records of disinfection and rinsing of disinfectants to safe residual levels shall be maintained.

(11) Bicarbonate concentrate mixing systems.

(A) Bicarbonate concentrate mixing tanks shall have conical or bowl-shaped bottoms and shall drain from the lowest point of the base. The tank design shall allow all internal surfaces to be disinfected and rinsed.

(B) Bicarbonate concentrate mixing tanks shall not be pre-filled the night before use.

(C) If disinfectant remains in the mixing tank overnight, this solution must be completely drained, the tank rinsed and tested for residual disinfectant prior to preparing the first batch of that day of bicarbonate concentrate.

(D) Unused portions of bicarbonate concentrate shall not be mixed with fresh concentrate.

(E) At a minimum, bicarbonate distribution systems shall be disinfected weekly. More frequent disinfection shall be done if required by the manufacturer, or if dialysate culture results are above the action level.

(F) If jugs are reused to deliver bicarbonate concentrate to individual hemodialysis machines:

(i) jugs shall be emptied of concentrate, rinsed and inverted to drain at the end of each treatment day;

(ii) at a minimum, jugs shall be disinfected weekly, more frequent disinfection shall be considered by the facility quality management committee if dialysate culture results are above the action level; and

(iii) following disinfection, jugs shall be drained, rinsed free of residual disinfectant, and inverted to dry.

(12) Labeling of concentrate containers. All mixing tanks, bulk storage tanks, dispensing tanks and containers for single hemodialysis treatments shall be labeled as to the contents.

(A) Mixing tanks. Prior to batch preparation, a label shall be affixed to the mixing tank that includes the date of preparation and the chemical composition or formulation of the concentrate being prepared. This labeling shall remain on the mixing tank until the tank has been emptied.

(B) Bulk storage/dispensing tanks. These tanks shall be permanently labeled to identify the chemical composition or formulation of their contents.

(C) Single-machine containers. At a minimum, single-machine containers shall be labeled with sufficient information to differentiate the contents from other concentrate formulations used in the facility and permit positive identification by users of container contents.

(13) Records of concentrate mixing. Permanent records of batches produced shall be maintained to include the concentrate formula produced, the volume of the batch, lot number(s) of powdered concentrate packages, the manufacturer of the powdered concentrate, date and time of mixing, test results, person performing mixing, test results, and expiration date (if applicable).

(14) Maintenance of dialysate mixing systems. If dialysate concentrates are prepared in the facility, the manufacturers' recommendations shall be followed regarding any preventive maintenance. Records shall be maintained indicating the date, time, person performing the procedure, and the results (if applicable).

(d) [ (c) ] Reuse of hemodialyzers and related devices.

(1) Reuse practice in a facility must comply with the American National Standard, Reuse of Hemodialyzers, 1993 Edition published by the AAMI.

(2) Dialyzer manufacturer's labeling shall be reviewed to determine if a specific dialyzer requires special considerations.

(3) [ (2) ] A transducer protector shall be replaced when wetted during a dialysis treatment and shall be used for one treatment only.

(4) [ (3) ] Arterial lines may be reused only when the arterial lines are labeled to allow for reuse by the manufacturer and the manufacturer-established protocols for the specific line have been approved by the United States Food and Drug Administration.

(5) [ (4) ] The water supply in the reuse room shall incorporate a check valve to prevent chemical agents used from inadvertently back flowing into the water distribution system.

(6) [ (5) ] Ventilation systems in the reuse room shall be connected to an exhaust system to the outside which is separate from the building exhaust system, have an exhaust fan located at the discharge end of the system, and have an exhaust duct system of noncombustible corrosion-resistant material as needed to meet the planned usage of the system. Exhaust outlets shall be above the roof level and arranged to minimize recirculation of exhaust air into the building.

(7) [ (6) ] A facility shall establish, implement, and enforce a policy for dialyzer reuse criteria (including any facility-set number of reuses allowed) which is included in patient education materials and posted in the waiting room and patient treatment areas. A dialyzer may be reused only if that dialyzer's original volume is measured and recorded prior to its first use and the volume of that dialyzer is used as the basis for discard for that dialyzer.

(8) [ (7) ] A facility shall consider and address the health and safety of patients sensitive to disinfectant solution residuals.

(9) [ (8) ] A facility shall provide each patient with information regarding the reuse practices at the facility, the opportunity to tour the reuse area, and the opportunity to have questions answered.

(10) [ (9) ] A facility shall restrict the reprocessing room to authorized personnel.

(11) [ (10) ] A facility shall obtain written informed consent of the patient or legal representative.

(e) [ (d) ] Centralized dialyzer reprocessing. If a facility participates in centralized reprocessing in which dialyzers from multiple facilities are reprocessed at one site, the facility shall:

(1) appoint a medical director for the centralized reprocessing facility;

(2) require the use of automated reprocessing facility;

(3) maintain responsibility and accountability for the entire reuse process;

(4) adopt, implement, and enforce policies to ensure that the transfer and transport of used and reprocessed dialyzers to and from the off-site location does not increase contamination of the dialyzers, staff, or the environment; [ and ]

(5) assure that each dialyzer is returned to the appropriate facility or patient home and in the case of home patients who participate in a dialyzer reprocessing program, a system shall be established to verify that the correct dialyzers are being returned to each patient's home; and

(6) [ (5) ] provide department staff access to the off-site reprocessing site as part of a facility inspection.

§117.34.Sanitary Conditions and Hygienic Practices.

(a) (No change.)

(b) Environmental infection control.

(1) (No change.)

(2) Specific procedures for equipment and dialysis machines.

(A) Routine disinfection of active and backup dialysis machines shall be performed according to facility defined protocol, accomplishing at least intermediate level disinfection , and then removed to acceptable levels .

[ (B) Samples of dialysate from machines chosen at random shall be cultured monthly, and culture results shall not exceed 2,000 colony forming units per milliliter. Hemodialysis machines of home patients shall be cultured monthly until results not exceeding 2,000 colony forming units per milliliter are obtained for three consecutive months, then quarterly samples shall be cultured.]

(B) [ (C) ] Between patient shifts, facility staff shall clean machine exteriors, treatment chairs, tourniquets, and hemostats. Blood pressure cuffs which become contaminated with blood shall be removed from service, disinfected, and allowed to dry prior to being returned to use.

(c) Medical waste and liquid/sewage waste management.

(1) The facility shall comply with the requirements set forth by the department in §§1.131-1.137 of this title (relating to Definition, Treatment and Disposition of Special Waste from Health Care Related Facilities) and the Texas Commission on Environmental Quality's [ Natural Resource Conservation Commission's ] requirements in Title 30, Texas Administrative Code, §330.1004 (Generators of Medical Waste).

(2) All sewage and liquid wastes shall be disposed of in a municipal sewerage system or a septic tank system permitted by the Texas Commission on Environmental Quality [ Natural Resource Conservation Commission ] in accordance with Title 30, Texas Administrative Code, Chapter 285 (On-site Sewage Facilities [ Wastewater Treatment ]).

(d) Hepatitis B prevention.

(1) Prevention requirements concerning staff. The facility shall offer hepatitis B vaccination to previously unvaccinated, susceptible new staff members in accordance with 29 Code of Federal Regulations, §1910.1030(f)(1)-(2) (concerning Bloodborne Pathogens). Staff vaccination records shall be maintained in each staff member's health record.

[ (A) Hepatitis B vaccination.]

[ (i) The facility shall offer hepatitis B vaccination to previously unvaccinated, susceptible new staff members in accordance with 29 Code of Federal Regulations, §1910.1030(f)(1)-(2) (concerning Bloodborne Pathogens).]

[ (ii) Staff vaccination records shall be maintained in each staff member's health record.]

[ (B) Serologic screening of staff.]

[ (i) New staff members shall be screened for hepatitis B surface antigen (HBsAg) and the results reviewed prior to the staff providing patient care, unless the new staff member provides the facility documentation of positive serologic response to hepatitis B vaccine.]

[ (ii) The facility shall establish, implement and enforce a policy for repeated serologic screening of staff. The repeated serologic screening shall be based on each staff member's HBsAg/antibody to HBsAg (anti-HBs), and shall be congruent with Appendices i and ii of the National Surveillance of Dialysis Associated Disease in the United States, 1993, published by the United States Department of Health and Human Services (USDHHS). This document when referenced in this section may be obtained by writing or calling the USDHHS at the following address and telephone number: Public Health Service, Centers for Disease Control and Prevention, National Center for Infectious Diseases, Hospital Infection Program, Mail Stop C01, Atlanta, Georgia 30333, 404-639-2318.]

(2) Prevention requirements concerning patients.

(A) - (B) (No change.)

(C) Isolation procedures for the HBsAg-positive patient.

(i) - (ii) (No change.)

(iii) When a caregiver is assigned to both HBsAg-negative and HBsAg-positive patients, the HBsAg-negative patients assigned to this grouping must be Hepatitis B antibody positive. Hepatitis B antibody positive patients are to be seated at the treatment stations nearest the isolation station and be assigned to the same staff member who is caring for the HBsAg+ patient.

(iv) [ (iii) ] If an HBsAg-positive patient is discharged, the equipment which had been reserved for that patient shall be given intermediate level disinfection prior to use for a patient testing negative for HBsAg.

(v) [ (iv) ] In the case of patients [ A patient ] new to dialysis or a patient returning to a facility after extended hospitalization or absence of 30 calendar days or longer , if these patients are [ and who is ] admitted for treatment before results of HBsAg or anti-HBs testing are known , these patients shall undergo treatment as if the HBsAg test results were potentially positive, except that they [ such a patient ] shall not be treated in the HBsAg isolation room, area, or machine.

(I) The [ If a central delivery system is used by the facility, the ] facility shall treat potentially HBsAg-positive patients in a location in the treatment area which is outside of traffic patterns [ on the last machine on the loop ] and may not reuse the dialyzer until the HBsAg test results are known.

(II) - (III) (No change.)

(e) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301483

Susan K. Steeg

General Counsel

Texas Department of Health

Earliest possible date of adoption: April 13, 2003

For further information, please call: (512) 458-7236


Subchapter D. MINIMUM STANDARDS FOR PATIENT CARE AND TREATMENT

25 TAC §§117.41 - 117.46

The amendments are proposed under Health and Safety Code (HSC), Chapter 251, Texas End Stage Renal Disease (ESRD) Facility Licensing Act; which provides the Board of Health (board) with the authority to adopt rules governing the licensing and regulation of ESRDs, and HSC §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and commissioner of health.

The proposed amendments affect Health and Safety Code, Chapters 251 and 12, and implement Government Code, §2001.039.

§117.41.Quality Assurance for Patient Care.

(a) - (f) (No change.)

(g) The facility's quality control and quality improvement mechanisms shall include:

(1)- (3) (No change.)

(4) establishment and monitoring of quality assurance indicators for key aspects of care. For each quality assurance indicator, the facility shall establish and monitor a level of performance consistent with current professional knowledge. At a minimum, the following indicators shall be monitored on an ongoing basis:

(A) - (D) (No change.)

(E) incidents and rate of occurrence (accidents, medication errors, adverse drug reactions, and other occurrences affecting patient(s), patient(s) family member(s),visitor(s), or staff). These occurrences shall include incidents required to be reported to the director under §117.46 of this title (relating to Reports to the Director) . Review of these occurrences shall include analysis of the patient history and specific circumstances to identify potential ways to prevent recurrence;

(F) mortality (review of each death and monitoring modality specific mortality rate(s) [ rate ]);

(G) - (L) (No change.)

(h) (No change.)

§117.42.Indicators of Quality of Care.

(a) Each facility shall submit an annual report to the Texas Department of Health (department) or the department's designee to include aggregrate data on specified indicators of the quality of care provided to patients. Examples of indicators include:

(1) anemia management [ hematocrit level ];

(2) - (3) (No change.)

(4) vascular access management;

(5) bone disease management;

(6) [ (4) ] peritonitis rate; and

(7) [ (5) ] hospitalization rate.

(b) The form and data to be submitted will be specified annually by the department. The department shall provide notice to a facility of the required content for the report in sufficient time to enable facility staff to collect the data. The form required by the department will be constructed in consideration of the reports required by the Centers for Medicare and Medicaid Services [ Health Care Financing Administration ] and Centers for Disease Control to reduce or eliminate redundancy. The department may request data to validate the aggregate information contained in the annual report. All information gathered will be available to the department for review.

(c) - (d) (No change.)

§117.43.Provision and Coordination of Treatment and Services.

(a) Patient rights. Each facility shall adopt, implement, and enforce policies and procedures appropriate to the patient population served which ensure each patient is:

(1) - (11) (No change.)

(12) transferred or discharged only for medical reasons, for the patient's welfare or that of other patients or staff members, or for nonpayment of fees. A patient shall be given 30 calendar days advance notice to ensure orderly transfer or discharge, except in cases where the patient presents an immediate risk to others;

(13) a facility shall establish, implement and enforce a policy whereby a disruptive patient or family member or non-compliant patient is given an opportunity and assistance to improve the problematic behavior in lieu of dismissal from the facility. The policy will include requirements at §117.43(b)(7);

(14) [ (13) ] provided protection from abuse, neglect, or exploitation as those terms are defined in §1.204 of this title (relating to Abuse, Neglect, and Exploitation Defined);

(15) [ (14) ] provided information regarding advance directives and allowed to formulate such directives to the extent permitted by law. This includes documents executed under the Natural Death Act, Health and Safety Code, Chapter 672; Civil Practice and Remedies Code, Chapter 135 concerning durable power of attorney for health care; and Health and Safety Code, Chapter 674 concerning out-of-hospital do-not-resuscitate;

(16) [ (15) ] aware of the mechanisms and agencies to express a complaint against the facility without fear of reprisal or denial of services. A facility shall provide to each individual who is admitted to the facility a written statement that informs the individual that a complaint against the facility may be directed to the department. The statement shall be provided at the time of admission and shall advise the patient that registration of complaints may be filed with the director, Health Facility Licensing and Compliance Division, Texas Department of Health, 1100 West 49th Street, Austin, Texas 78756-3199, 1-888-973-0022 [ 1-800-228-1570 ]. Correctional institutions shall not be required to include the 1- 888 [ 800 ] number in information provided to patients in these facilities; and

(17) [ (16) ] fully informed of the rights listed in this subsection, the responsibilities established by the facility, and all rules and regulations governing patient conduct and responsibilities. A written copy of the patient's rights and responsibilities shall be provided to each patient or the patient's legal representative upon admission and a copy shall be posted with the facility license certificate.

(b) Patient care plan.

(1) (No change.)

(2) The interdisciplinary team shall engage in an interactive conference in order to develop a written, individualized, comprehensive patient care plan that specifies the services necessary to address the patient's medical, psychological, social, and functional needs, and includes treatment goals.

(3) (No change.)

(4) The patient care plan shall include evidence of the patient's (or patient's legal representative's) input and participation, unless they refuse to participate. At a minimum, the patient care plan shall demonstrate that the content was discussed [ shared ] with the patient or the patient's legal representative by a member of the interdisciplinary team .

(5) (No change.)

(6) A team conference may be conducted via phone conferencing. A phone care plan conference conducted with the interdisciplinary team and the patient (or their legal representative) must be documented as a phone conference.

(7) In the case of disruptive patients or family members or non-compliant patients, the facility will establish, implement and enforce a process for more intensive team intervention with this patient to include assessment of needs and planned interventions to assist the patient in adjusting to the requirements for safe care.

(c) Emergency preparedness.

(1) A facility shall implement written procedures which describe staff and patient actions to manage potential medical and non-medical emergencies, including but not limited to, fire, equipment failure, power outages, medical emergencies, and natural or other disasters which are likely to threaten the health or safety of facility patients, the staff, or the public.

(2) - (5) (No change.)

(6) A written disaster preparedness plan for natural and other disasters specific to each facility shall be developed and in place. The plan shall be based on an assessment of the probability and type of disaster in each region and the local resources available to the facility. The plan shall be reviewed by the governing body at least annually. Contact shall be made annually with a local disaster management representative to assess the need to revise the plan and to ensure that local agencies are aware of the dialysis facility, its provision of life-saving treatment, and the patient population served. The plan shall include procedures designed to minimize harm to patients and staff along with ensuring safe facility operations. The plan and in-service programs for patients and staff shall include provisions or procedures for responsibility of direction and control, communications, alerting and warning systems, evacuation, and closure. Each staff member employed by or under contract with the facility shall be able to demonstrate their role or responsibility to implement the facility's disaster preparedness plan.

(7) - (8) (No change.)

(d) Medication storage and administration.

(1) - (5) (No change.)

(6) Medications shall not be prepared for administration in the patient's immediate treatment area. The medication preparation [ in an area which includes a work counter and a sink. This ] area shall be located in such a manner as to prevent contamination of medicines being prepared for administration and shall include a work counter and a sink.

(7) Multi-dose vials shall not be taken to a patient station. Protocols approved by the Centers for Disease Control must be used in those cases where single-use vials are entered more than once.

(8) [ (7) ] Medications not given immediately shall be labeled with the patient's name, the name of the medication, the dosage prepared, and the initials of the person preparing the medication. All medications shall be administered by the individual who prepares them.

(9) [ (8) ] All medications shall be administered by licensed nurses, physician assistants, or physicians except that intravenous normal saline, intravenous heparin, [ and ] subcutaneous lidocaine , and oxygen may be administered as part of a routine hemodialysis treatment by dialysis technicians qualified according to §117.62(b) and (f) of this title (relating to Training Curricula and Instructors) and §117.63(b), (c) and (e) of this title (relating to Competency Evaluation). Such administration by dialysis technicians shall be in compliance with the Medical Practice Act, Texas Civil Statutes, Article 4495b, §3.06(d), concerning the delegation of medical acts by a licensed physician in the State of Texas.

(e) Nursing services.

(1) - (3) (No change.)

(4) A nurse or nurses functioning in the charge role shall be on site and available to the treatment area to provide patient care during all dialysis treatments.

(5) At least one licensed nurse shall be available on-site to provide patient care for every twelve patients or portion thereof. This may include the nurse(s) [ nurse ] functioning in the charge role required by paragraph (4) of this subsection.

(6) If pediatric dialysis is provided, a registered nurse with experience or training in pediatric dialysis shall be available to provide care for pediatric dialysis patients [ younger than 14 years of age or ] smaller than 35 kilograms in weight.

(7) Sufficient direct care staff shall be on-site to meet the needs of the patients.

(A) The staffing level for a facility shall not exceed four patients per licensed nurse or patient care technician per patient shift. During treatment of eight or more patients, one of the licensed nurses qualified to function [ nurse functioning ] in the charge role shall not be included in this ratio.

(B) (No change.)

(8) (No change.)

(9) A licensed nurse or dialysis technician shall collect and document objective and subjective data for [ evaluate ] each patient before and after treatment according to facility policy and the staff member's level of training. Written protocols may identify parameters which would require a patient be referred to a nurse for evaluation. A registered nurse shall conduct a patient assessment when indicated by a question relating to a change in the patient's status or at the patient's request.

(10) The initial patient evaluation shall be initiated by a licensed nurse qualified to function [ functioning ] in the charge role or a registered nurse at the time of the first treatment in the facility and completed by a registered nurse within the first three treatments.

(f) - (g) (No change.)

(h) Nutrition services.

(1) - (4) (No change.)

(5) Each facility shall employ or contract with a dietitian(s) to provide clinical nutrition services for each patient. One full-time equivalent of dietitian time shall be available for up to 100 patients with the maximum patient load per full-time equivalent of dietitian time being 125 [ 150 ] patients.

(6) (No change.)

(i) Social services.

(1) - (4) (No change.)

(5) Each facility shall employ or contract with a social worker(s) to meet the psychosocial needs of the patients. One full-time equivalent of qualified social worker time shall be available for each 100 patients. If the facility provides additional staff who perform supportive services (e.g. assistance with financial services/ transportation), the maximum patient load per full-time equivalent of qualified social worker time may be 125 patients.

(6) (No change.)

(j) (No change.)

(k) Home dialysis (self dialysis).

(1) If a facility provides self dialysis training, a registered nurse with at least 12 months clinical experience and six months experience in home dialysis [ the applicable dialysis modality (hemodialysis or peritoneal dialysis) ] shall be responsible for training the patient or family. When other personnel assist in the training, supervision by the registered nurse shall be demonstrated.

(2) For a patient who performs self dialysis at home, the following services shall be provided:

(A) - (D) (No change.)

(E) routine laboratory work according to facility policy; [ and ]

(F) a mechanism to contact staff at any time in the event of an emergent need ; and [ . ]

(G) surveillance of the patient's home adaptation, including provisions for visits to the home.

(3) The facility shall provide directly or under arrangement the following services.

(A) For hemodialysis, the required services are:

[ (i) surveillance of the patient's home adaptation, including provisions for visits to the home;]

(i) [ (ii) ] consultation for the patient with a registered nurse, social worker and a dietitian;

(ii) [ (iii) ] a record keeping system which assures continuity of care;

(iii) [ (iv) ] installation and maintenance of equipment;

(iv) [ (v) ] testing and appropriate treating of the water used for dialysis; and

(v) [ (vi) ] ordering of supplies on an ongoing basis.

(B) (No change.)

(C) For continuous cycling peritoneal dialysis, the required services are:

[ (i) surveillance of the patient's home adaptation, including provisions for visits to the home;]

(i) [ (ii) ] consultation for the patient with a registered nurse, a social worker and a dietitian;

(ii) [ (iii) ] a record keeping system which assures continuity of care;

(iii) [ (iv) ] installation and maintenance of equipment; and

(iv) [ (v) ] ordering of supplies on an ongoing basis.

(l) - (r) (No change.)

§117.44.Qualifications of Staff.

(a) General.

(1) - (2) (No change.)

(3) In facilities with similar policies and equipment, experienced staff oriented to one facility may be shared with another facility after a shorter orientation period. Documentation of current competency of any shared staff and delegation by that facility's medical director to unlicensed technicians must be on file in each facility where the shared employee works.

(4) [ (3) ] A facility shall provide registered nurses with no previous dialysis experience an orientation program of a minimum of six weeks. For these registered nurses, the six-week orientation program shall contain at least the following subject content specific to the management of the end stage renal disease patient and appropriate to the population served by the facility:

(A) fluid, electrolyte and acid-base balance;

(B) kidney disease and treatment;

(C) dietary management of kidney disease;

(D) principles of dialysis;

(E) dialysis technology;

(F) venipuncture technique;

(G) care of the dialysis patient;

(H) psychological, social, financial, and physical complications of long-term dialysis;

(I) prevention of hepatitis and other infectious diseases; and

(J) risks and benefits of reuse (if reuse is practiced).

(5) [ (4) ] Each licensed nurse and dialysis technician shall demonstrate competency through written and skills testing annually. Evidence of competency shall be documented in writing and maintained in personnel files. Current certification by a nationally recognized board may substitute for the annual written test.

(6) [ (5) ] A facility shall maintain documentation to demonstrate that each staff member providing patient care completes at least five hours of continuing education related to end stage renal disease annually. Continuing education may be provided by facility staff.

(b) (No change.)

(c) Nursing staff.

(1) - (3) (No change.)

(4) If patient self-care training is provided, a registered nurse who has at least 12 months clinical experience [ in dialysis ] and six months experience in home dialysis [ the applicable dialysis modality ] shall be responsible for training the patient or family. When other personnel assist in the training, supervision by the registered nurse shall be demonstrated.

(d) - (e) (No change.)

(f) Technical staff. A facility shall have the technical staff as described in this subsection. The facility's technical staff may be one or more individuals (including nursing staff) employed by or under contract with the facility as long as the individual(s) meets the minimum qualifications for each required level of responsibility as described in this subsection.

(1) All staff assigned technical responsibilities [ staff ]. Only individuals qualified by training, education, or experience may operate, repair, or replace components of the systems utilized in providing dialysis treatment or reprocessing dialyzers.

(A) (No change.)

(B) Any staff member assigned responsibilities in the technical area [ The technical staff trainee(s) ] shall pass a written competency examination, demonstrate skills related to the required level of responsibility and be certified by the facility's medical director as competent to perform their assigned duties. Current certification by a national board in dialysis technology may substitute for written testing.

(C) The technical staff shall demonstrate competency for the required level of responsibility through written and skills testing annually. Current certification by a national board in dialysis technology may substitute for written testing. Evidence of competency shall be documented in writing and maintained in the personnel file.

(D) (No change.)

(2) (No change.)

(3) Staff responsible for water treatment and dialysate systems [ Water treatment system staff ].

(A) Facility staff responsible for the water treatment and dialysate systems [ system ] shall demonstrate understanding of the risks to patients of exposure to water which has not been treated so as to remove contaminants and impurities. Documentation of training to assure safe operation of the water treatment and dialysate systems [ system ] shall be maintained for each individual who operates (regularly or intermittently) these systems [ the system ].

(B) The staff responsible for the water treatment and dialysate systems [ system ] shall meet the education, training, and experience requirements described in paragraph (1) of this subsection and shall demonstrate competency by:

(i) successful completion of the facility training course specific to water treatment , dialysate preparation and related tasks. The training course shall be approved by the medical director and follow a written curriculum with stated objectives;

(ii) completion of a training curriculum which includes the following minimum components:

(I) - (XV) (No change.)

(XVI) purpose of each component of dialysate to include electrolytes, glucose, acid, and buffer;

(XVII) hazards of exposure of patients to a dialysate containing a different concentration of electrolytes than prescribed;

(XVIII) testing methods in use to verify expected concentrations in any reconstituted components of the dialysate are achieved;

(XIX) action to take in the event testing of a mixed batch of dialysate concentrate does not meet the expected parameters;

(XX) labeling employed to positively identify each concentrate; and

(XXI) procedures to ensure the proper transfer of concentrates from the manufacturer's drums to the holding tanks.

(iii) (No change.)

(iv) successful completion of the facility's orientation and training course as established for the water treatment and dialysate preparation systems [ system ] technician trainee prior to the trainee's initial assumption of responsibility.

(4) - (5) (No change.)

§117.45.Clinical Records.

(a) A facility shall establish and maintain a clinical record system to assure that the care provided to each patient is completely and accurately documented, readily available, and systematically organized to facilitate the compilation and retrieval of information.

(1) All information shall be centralized in the patient's clinical record and be protected against loss or damage in accordance with state and Federal regulations .

(2) - (4) (No change.)

(5) Clinical records may be preserved electronically. Computerized records shall meet all requirements of paper records including protection from casual access and retention for the specified period. Systems shall assure that entries regarding the delivery of care may not be altered without evidence and explanation of such alteration.

(6) - (7) (No change.)

(b) A comprehensive [ patient's ] medical history and physical shall be completed 30 days before or within two weeks after any patient's admission to the facility. For a patient new to dialysis, the physician(s) responsible for the dialysis care shall complete the history and physical. For an established dialysis patient, the history and physical may be completed by a nurse practitioner or physician assistant. Prior to the first treatment in the facility, the physician shall inform the nurse functioning in the charge role of at least the patient's diagnoses, medications, hepatitis status, allergies, and dialysis prescription. The clinical record shall include this data.

(c) - (f) (No change.)

(g) Clinical records are the property of the facility and shall be safeguarded against loss, destruction, or unauthorized use. [ and shall not be removed from the premises except by subpoena or court order, or for protection in disaster situations, except as described in subsection (a)(6) of this section. ]

(h) (No change.)

(i) Records [ Original records ] shall be retained by a facility for a minimum of five years after the discharge of the patient and in accordance with state and Federal regulations . The facility may not destroy clinical records that relate to any matter that is involved in litigation if the facility knows the litigation has not been finally resolved.

(j) (No change.)

§117.46.Reports to the Director.

(a) (No change.)

(b) An occurrence listed in subsection (a) of this section shall be reported to the Director, Health Facility Licensing and Compliance Division, 1100 West 49th Street, Austin, Texas, 78756-3199, telephone number 512-834-6646, fax number 512-834-4514. The report to the director shall be on a form provided by the department and include the information requested on the form. The facility may reproduce the form as needed to maintain an adequate supply.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301484

Susan K. Steeg

General Counsel

Texas Department of Health

Earliest possible date of adoption: April 13, 2003

For further information, please call: (512) 458-7236


Subchapter E. DIALYSIS TECHNICIANS

25 TAC §§117.61 - 117.65

The amendments are proposed under Health and Safety Code (HSC), Chapter 251, Texas End Stage Renal Disease (ESRD) Facility Licensing Act; which provides the Board of Health (board) with the authority to adopt rules governing the licensing and regulation of ESRDs, and HSC §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and commissioner of health.

The proposed amendments affect Health and Safety Code, Chapters 251 and 12, and implement Government Code, §2001.039.

§117.61.General Requirements.

(a) - (b) (No change.)

(c) Until the successful completion of the competency evaluation, the trainee may provide patient care only as part of a [ the ] training program and under the immediate supervision of a registered nurse or an assigned preceptor. A preceptor shall be a licensed nurse or dialysis technician who has one year of experience in hemodialysis obtained within the last 24 months, a recommendation by the supervising nurse to be a preceptor and a current competency skills checklist on file in the facility.

§117.62.Training Curricula and Instructors.

(a) (No change.)

(b) Components of training curricula. The training curricula for dialysis technicians shall include the following minimum components:

(1) - (5) (No change.)

(6) water treatment to include:

(A) standards for water treatment used for dialysis as described in the American National Standard, Water Treatment Equipment for Hemodialysis Applications, August 2001 [ Hemodialysis Systems, March 1992 ] Edition, published by the American Association for the Advancement of Medical Instrumentation (AAMI), 1110 North Glebe Road, Suite 220, [ 3330 Washington Boulevard, Suite 400, ] Arlington, Virginia 22201;

(B) - (D) (No change.)

(7) - (10) (No change.)

(c) Additional responsibilities.

(1) (No change.)

(2) If a dialysis technician, other than a licensed vocational nurse (LVN), is to cannulate access or administer normal saline, heparin, or lidocaine, the following content must be included:

(A) - (E) (No change.)

(F) administration of oxygen to include:

(i) reasons for administration;

(ii) method of administration;

(iii) delivery of the ordered flow rate;

(iv) potential complications and risks; and

(v) information to report and record.

(d) - (e) (No change.)

(f) Written examination. The dialysis technician trainee shall complete a written examination. The examination shall encompass the content required in subsection (b) of this section. If the dialysis technician trainee will cannulate access and administer medications, the examination shall encompass the content described in subsection (c) of this section. A score of 80% is required on the written examination(s) covering the required content prior to the dialysis technician trainee's release from orientation . Other than the first examination for a specific responsibility in a facility, current [ Current ] certification as a dialysis technician by a nationally recognized testing organization may be substituted for the written examination.

(g) Instructors. An instructor for the course to train an individual as a dialysis technician shall be:

(1) (No change.)

(2) a registered nurse with at least 12 months of experience in hemodialysis obtained within the last 24 months and a current competency skills checklist on file in the facility or a registered nurse instructor of a dialysis technician training course of an accredited college or university; [ or ]

(3) a qualified dietitian or social worker providing training only within the person's area of expertise ; or [ . ]

(4) a technician qualified by training and experience in water treatment, dialysate preparation, reprocessing or other technical aspects of dialysis providing training within their area of expertise.

(h) - (i) (No change.)

§117.63.Competency Evaluation.

(a) Each facility shall appoint a training review committee to consist of at least the medical director, supervising nurse, technical supervisor [ chief technician ], and administrator. This committee shall review the training records of each trainee, including tests and skills checklists, hear comments from the training instructor(s) and preceptor(s), and validate that the trainee has successfully completed the training program.

(b) - (d) (No change.)

(e) For dialysis technician trainees who will be cannulating dialysis access and administering heparin and normal saline, the following checklist shall also be completed satisfactorily:

(1) - (4) (No change.)

(5) administration of oxygen to include:

(A) verifying the ordered flow rate from the nurse functioning in the charge role;

(B) setting up the equipment; and

(C) connecting the tubing for the patient.

(f) If a dialysis technician other than an LVN is to cannulate a dialysis access , [ or ] administer normal saline, heparin, [ or ] lidocaine or oxygen, the medical director shall verify and document competency of the dialysis technician to perform these tasks and delegate authority to the technician in accordance with the Medical Practice Act, Article 4495b, §3.06(d).

§117.64.Documentation of Competency.

(a) (No change.)

(b) The document described in subsection (a) of this section may be accepted by another facility that may later employ the dialysis technician. Each employing facility shall have newly hired experienced dialysis technicians complete a written test and a competency checklist in accordance with §117.63(c), (d), and (e) of this title (relating to Competency Evaluation) within two weeks of hire. [ The competency evaluation documentation may only be accepted for a period of six months after the date of completion. After that date, a competency skills checklist shall be recompleted in accordance with §117.63(c), (d), and (e) of this title (relating to Competency Evaluation). ]

§117.65.Prohibited Acts.

(a) (No change.)

(b) Performance of the following acts by a dialysis technician who is not a licensed vocational nurse is prohibited:

(1) (No change.)

(2) administration of medications other than normal saline, heparin , [ or ] lidocaine , or oxygen , which may only be administered in the course of a routine dialysis treatment;

(3) - (4) (No change.)

(5) acceptance of physician orders; [ or ]

(6) provision of hemodialysis treatment to pediatric patients [ under 14 years of age or ] under 35 kilograms ; [ or . ]

(7) alteration of the level of electrolytes in dialysate through the use of additive(s) ("spiking"); or

(8) initiation or discontinuation of dialysis via an implantable port.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301485

Susan K. Steeg

General Counsel

Texas Department of Health

Earliest possible date of adoption: April 13, 2003

For further information, please call: (512) 458-7236


Subchapter F. CORRECTIVE ACTION PLAN AND ENFORCEMENT

25 TAC §§117.81 - 117.86

The amendments are proposed under Health and Safety Code (HSC), Chapter 251, Texas End Stage Renal Disease (ESRD) Facility Licensing Act; which provides the Board of Health (board) with the authority to adopt rules governing the licensing and regulation of ESRDs, and HSC §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and commissioner of health.

The proposed amendments affect Health and Safety Code, Chapters 251 and 12, and implement Government Code, §2001.039.

§117.81.Corrective Action Plan.

(a) (No change.)

(b) Corrective action plan. A corrective action plan may be used in accordance with §251.061 of the statute. This subsection is consistent with §251.061 of the statute.

(1) - (7) (No change.)

(8) The department shall approve [ select ] the monitor for a corrective action plan. The monitor shall be an individual or team of individuals and may include a professional with end stage renal disease experience or a member of the MRB.

(A) - (C) (No change.)

§117.82.Voluntary Appointment of a Temporary Manager.

(a) - (b) (No change.)

(c) An agreement under this section shall:

(1) (No change.)

(2) preserve all rights of [ the ] individuals served by the facility granted by law.

(d) - (e) (No change.)

§117.83.Involuntary Appointment of a Temporary Manager.

(a) Under §251.092 of the statute, the department [ Texas Department of Health (department) ] may request the attorney general to bring an action in the name and on behalf of the state for the appointment of a temporary manager to manage a facility if:

(1) - (6) (No change.)

(b) - (c) (No change.)

§117.84.Disciplinary Action.

(a) The department [ Texas Department of Health (department) ] may deny, suspend, or revoke a license if the applicant or facility:

(1) - (5) (No change.)

(b) - (c) (No change.)

(d) If the department proposes to deny, suspend, or revoke a license, the department shall notify the facility by certified mail, return receipt requested, or personal delivery of the reasons for the proposed action and offer the facility an opportunity for a hearing.

(1) (No change.)

(2) The request for a hearing shall be in writing and submitted to the Director, Health Facility Licensing and Compliance Division, Texas Department of Health, 1100 West 49th Street, Austin, Texas 78756-3199.

(3) - (5) (No change.)

(e) - (g) (No change.)

§117.85.Administrative Penalties.

(a) Under §§251.066-251.070 of the statute, the department [ Texas Department of Health (department) ] may assess an administrative penalty against a person who violates the statute or this chapter.

(b) - (k) (No change.)

§117.86.Recovery of Costs.

(a) The department [ Texas Department of Health (department) ] may assess reasonable expenses and costs against a person in a administrative hearing if, as a result of the hearing, the person's license is denied, suspended, or revoked or if administrative penalties are assessed against the person.

(b) - (e) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301486

Susan K. Steeg

General Counsel

Texas Department of Health

Earliest possible date of adoption: April 13, 2003

For further information, please call: (512) 458-7236


Chapter 221. MEAT SAFETY ASSURANCE

Subchapter B. MEAT AND POULTRY INSPECTION

25 TAC §221.15

The Texas Department of Health (department) proposes an amendment to §221.15, concerning meat and poultry inspection. The proposed changes clarify field slaughter and processing of exotic wild game animals

Under the proposed changes, inedible by-products are no longer required to be placed in containers marked with the word "INEDIBLE" if they will not be removed from the premises. However, the handling of inedible by-products must be in a manner that does not result in insanitary conditions or attract insects, vermin, or other pests. If inedible by-products are to be removed from the premises for disposal or rendering, they must be adequately denatured to preclude their use in human food and placed in containers conspicuously marked "INEDIBLE."

The Health and Safety Code, Chapter 433 requires inspection of each livestock animal before it is allowed to enter a processing establishment. Farm or ranch raised domestic livestock are examined while at rest and in motion before entering the slaughter department of a processing establishment. Due to their wild nature, exotic livestock raised under free-range natural wildlife conditions cannot always be presented for ante-mortem inspection. Trapping and holding or transporting these animals is not practical. Under field conditions, there may not be an opportunity to observe the animals in rest, in motion, and from both sides.

Current harvesting practice includes harvesting the animals with the aid of a helicopter. The game are located in the brush and chased out into an opening where they are killed by a single shot to the head or neck. It is not beneficial to the inspection process to observe animals that are fleeing. It is beneficial to examine the freshly killed animal to ensure that the body condition is that of a healthy animal and to determine that the animal was indeed killed by being shot.

Historical data from more than ten years of harvesting exotic wild game and the nature of the species indicate that exotic wild game available for slaughter in their natural environment are very low risk for disease. Exotic wild game has been harvested under inspection from Texas ranches since 1989 and none of the game has ever been condemned for health reasons or disease conditions observed during ante-mortem inspection.

When exotic game animals are harvested in their natural environment, unhealthy animals are not expected to be presented or available for harvesting. By nature, as a matter of survival, animals that are unhealthy will not show signs of illness or give indication that they are weaker than the rest of the herd. Predators generally select weak animals as an easy target. Those animals that are injured or ill enough to be symptomatic generally hide themselves until they recover or die.

Lee C. Jan, D.V.M., Director, Meat Safety Assurance Division, has determined that for each year of the first five years the proposed section is in effect, there will be no fiscal implications to state or local government as a result of enforcing or administering the rules as proposed.

Dr. Jan has also determined that for each year of the first five years the section is in effect, the public benefit anticipated will be continued assurance of consumer safety by enforcing the Texas Administrative Code as it relates to meat and poultry slaughter and processing. There will be no cost to micro-businesses, small businesses or individuals who are required to comply with the proposed amendment because the amendment does not add new or additional requirements for businesses, and only applies to businesses that slaughter exotic animals. The amendment also changes how the department performs its tasks related to field slaughter inspection, but those changes do not impact the businesses. There will be no impact to local employment.

Comments on the proposal may be submitted to Lee C. Jan, D.V.M., Director, Meat Safety Assurance Division, Texas Department of Health, 1100 West 49th Street, Austin, Texas 78756, 512/719-0205. Comments will be accepted for 30 days following publication of the proposal in the Texas Register .

The amendment is proposed under the Health and Safety Code, Chapter 433, which provides the department with the authority to adopt necessary regulations pursuant to the enforcement of Chapter 433; and §12.001, which provides the Texas Board of Health (board) with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner of health.

The amendment affects the Health and Safety Code, Chapter 433 and Chapter 12.

§221.15.Inspection of Alternate Source Food Animals.

(a)-(c) (No change.)

(d) Exotic animal.

(1) Sanitation. All slaughter operations, including field slaughter, are to be conducted in a way that precludes contamination. The following conditions, as a minimum, shall be met.

(A)-(D) (No change.)

(E) Inedible by-products must be handled in a manner that does not create an insanitary condition or adulteration and ensures inedibles are not diverted to human food. [ A sufficient number of inedible barrels must be available during each harvest. ] When containers are used to remove inedibles from the premises, such containers [ Barrels ] shall be marked "INEDIBLE" in letters at least two inches high. An adequate amount of denaturant in accordance with 9 CFR §314.3 will be used on all products placed in the "INEDIBLE" containers [ barrels ].

(2) Ante-mortem procedures.

(A) (No change.)

(B) For mobile and field slaughter, once an animal has been shot, the animal will be bled as soon as possible in the field with a properly sanitized knife. The [ the ] assigned inspector will examine and inspect [ perform ante-mortem inspection of the live animals ] each animal prior to its entry into the processing facility [ slaughter ] to assure that the animals being harvested appear to have been healthy and were killed by the harvester . [ Once an animal has been shot, the animal will be bled as soon as possible in the field with a properly sanitized knife. ]

(C) For field slaughter, environmental temperature may affect [ the inspector shall designate ] the time that may lapse [ number of animals that may be slaughtered ] before it is necessary to return to the mobile slaughter unit or processing facility for skinning and eviscerating. [ The time lapse will depend on several factors such as environmental temperature and the anatomical site of bullet entry. ] High environmental temperature may shorten the time lapse prior to dressing, as dressing must begin before [ the abdomen of ] the carcass becomes distended due to [ intestinal ] gas formation in the interstitial tissues or in the small intestine . The TDH inspector has the final decision in determining the actual time allowed between bleeding and skinning; however, a two and one half hour time lapse shall not be exceeded.

(3)-(5) (No change.)

(e)-(g) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301488

Susan K. Steeg

General Counsel

Texas Department of Health

Earliest possible date of adoption: April 13, 2003

For further information, please call: (512) 458-7236


Chapter 289. RADIATION CONTROL

Subchapter C. TEXAS REGULATIONS FOR CONTROL OF RADIATION

25 TAC §289.130

The Texas Department of Health (department) proposes an amendment to §289.130, concerning the Texas Radiation Advisory Board (board). The board provides advice to the Texas Board of Health, the department's radiation program, the Texas Commission on Environmental Quality, the Texas Railroad Commission, and other state entities in the area of state radiation policies and programs. The board is established under the Health and Safety Code, §11.016, which allows the Texas Board of Health to establish advisory committees and Health and Safety Code, §401.015, requiring the establishment of the board. The board is governed by the Government Code, Chapter 2110, concerning state agency advisory committees.

Government Code, §2001.039 requires that each state agency review and consider for readoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). The department has reviewed §289.130 and has determined that reasons for adopting the section continue to exist; however, changes were necessary as described in this preamble.

The department published a Notice of Intention to Review §289.130 in the Texas Register on August 13, 2002 (27 TexReg 7997). No comments were received due to publication of this notice.

In 1993, the Texas Legislature passed Senate Bill 383 (now codified in the Government Code, Chapter 2110) which requires that each state agency adopt rules on advisory committees. The rules must state the purpose of the committee, describe the tasks of the committee, describe the manner in which the committee will report to the agency, and establish a date on which the committee will be automatically abolished unless the governing body of the agency affirmatively votes to continue the committee's existence.

In 1997, the board established a rule relating to the Texas Radiation Advisory Board. The rule states that the board will automatically be abolished on September 1, 2003. The Texas Board of Health has now reviewed and evaluated the committee and has determined that the committee should continue in existence until September 1, 2007.

This section amends provisions relating to the operation of the board. Specifically, language is revised to: continue the board until September 1, 2007; specify that the board appoints its presiding officers; amend language regarding attendance; include additional requirements regarding statements by members; and clarify the components that the board must include in an annual report to the Texas Board of Health.

Jacquelyn McDonald, Director of the Office of the Board of Health, has determined that for each year of the first five years the section is in effect, there will be no fiscal implications for state and local government as a result of amending the section as proposed.

Ms. McDonald has also determined that for each year of the first five years the section is in effect, the public benefit anticipated as a result of amending the section will be to provide a continuance of the committee and continued advice to the department on this important issue. There will be no costs to small business or micro-business resulting from compliance with this section, as this section addresses only continuance of the committee and terms of office. There are no anticipated economic costs to persons who are required to comply with the section proposed. There is no anticipated impact on local employment.

Comments may be submitted to Jacquelyn McDonald, Director, Office of the Board of Health, Texas Department of Health, 1100 West 49th Street, Austin, Texas 78756, (512) 458-7484. Comments on the proposed section will be accepted for 30 days following publication in the Texas Register .

The amendment is proposed under Health and Safety Code, §12.001 which provides the Texas Board of Health with the authority to adopt rules for the performance of every duty imposed by law on the Texas Board of Health, the department, and the commissioner; and Government Code, §2110.005 which requires the department to adopt rules stating the purpose and tasks of its advisory committees.

The amendment affects the Health and Safety Code, Chapter 11, 12 and 401, and the Government Code, Chapter 2110, and implements Government Code, §2001.039.

§289.130.Radiation Advisory Board.

(a)-(b) (No change.)

(c) Purpose. The purpose of the board is to provide advice to the Texas Board of Health, the Texas Department of Health's (department) radiation program, the Texas Commission on Environmental Quality [ Texas Natural Resource Conservation Commission ], the Railroad Commission, and other state entities [ agencies ] in the area of state radiation policies and programs.

(d) Tasks.

(1) The board shall advise the Texas Board of Health and the department's radiation program concerning rules relating to state regulation of radiation.

(2) The board shall:

(A) (No change.)

(B) make recommendations and furnish technical advice as may be required on matters relating to development, use, and regulation of sources of radiation to the department, the Texas Commission on Environmental Quality [ Texas Natural Resource Conservation Commission ], the Railroad Commission of Texas, and other state entities [ agencies ]; and

(C) (No change.)

(e) Review and duration. By September 1, 2007 [ 2003 ], the Texas Board of Health will initiate and complete a review of the board to determine whether a recommendation should be made to appropriate government officials to continue the board, consolidate the board with another advisory board or committee, or abolish the board.

(f)-(g) (No change.)

(h) Officers. The board shall elect a chairman, vice-chairman and secretary at its first meeting after August 31st of each year. [ As of September 1, 1999, the governor shall designate the chairman to serve at the will of the governor. ]

(1)-(4) (No change.)

(i) (No change.)

(j) Attendance. Members shall attend board meetings as scheduled. Members shall attend meetings of subcommittees to which the member is assigned.

(1) (No change.)

(2) It is grounds for removal from the board if a member cannot discharge the member's duties for a substantial part of the term for which the member is appointed because of illness or disability, or is absent from more than half of the board [ and subcommittee ] meetings during a calendar year without an excuse approved by a majority vote of the advisory board. [ , or is absent from at least three consecutive board meetings. ]

(3) (No change.)

(k)-(m) (No change.)

(n) Statement by members.

(1) (No change.)

(2) The board and its members may not participate in legislative activity in the name of the Texas Board of Health or the department except with approval through the department's legislative process. Board members are not prohibited from representing the board's decisions, themselves , or other entities in the legislative process.

(3) A board member should not accept or solicit any benefit that might reasonably tend to influence the member in the discharge of the member's official duties.

(4)

A board member should not disclose confidential information acquired through his or her board membership.

(5) A board member should not knowingly solicit, accept, or agree to accept any benefit for having exercised the member's official powers or duties in favor of another person.

(6) A board member who has a personal or private interest in a matter pending before the board shall publicly disclose the fact in a board meeting and may not vote or otherwise participate in the matter. The phrase "personal or private interest" means the board member has a direct pecuniary interest in the matter but does not include the board member's engagement in a profession, trade, or occupation when the member's interest is the same as all others similarly engaged in the profession, trade, or occupation.

(o) Reports to Texas Board of Health. The board shall file an annual written report with the Texas Board of Health.

(1) (No change.)

(2) The report shall identify the costs related to the board's existence, including the cost of department staff time spent in support of the board's activities and the source of funds used to support the board's activities .

(3) (No change.)

(p) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 28, 2003.

TRD-200301489

Susan K. Steeg

General Counsel

Texas Department of Health

Earliest possible date of adoption: April 13, 2003

For further information, please call: (512) 458-7236


Chapter 295. OCCUPATIONAL HEALTH

Subchapter A. HAZARD COMMUNICATION

25 TAC §§295.1 - 295.9, 295.11 - 295.13

The Texas Department of Health (department) proposes amendments to §§295.1-295.9 and §§295.11-295.13 concerning the requirements for public employers (tax base-supported employers and agencies created by state law) to take actions to protect their employees from hazardous chemicals. The sections cover workplace chemical lists, material safety data sheets, labeling of containers, written hazard communication programs, employee education and training programs, complaints and investigations, reporting fatalities and injuries, administrative penalties, employee notices, rights of employees, and the standard for physician treatment.

Government Code, §2001.039 requires that each state agency review and consider for readoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). Sections 295.1-295.9 and 295.11-295.13 have been reviewed and the department has determined that reasons for adopting the sections continue to exist. Section 295.10 was repealed, effective August 15, 1999.

Specifically, the amendment to §295.1 eliminates an outdated effective date established in the previous rule. The amendments to §295.2 add one new definition, delete one definition, and amend five others to clarify the intent of the rules. The amendments to §295.3 reflect a change in the Division name and provide the program's toll free telephone number. The amendments to §295.4 clarify that a model workplace chemical form is now available to employers from the department. The amendment to §295.5 reduces the amount of time that a hazardous chemical manufacturer or distributor will have to provide a material safety data sheet (MSDS) to an employer after receipt of the employer's written request for this document. Since manufacturers and distributors can now send MSDSs to employers by electronic mail or facsimile transmission with improved verification of receipt, this time reduction is reasonable. The reduction is being proposed to ensure that employers can receive hazardous chemical information by the most efficient means possible. The amendments to §295.6 specify the federal citation for the standard that manufacturers and distributors of hazardous chemicals must meet in providing container labels and clarify that employers are responsible for re-labeling a hazardous chemical container when the label is missing. The amendments to §295.7 notify employers of the availability of a model written hazard communication program from the department and clarify that this model is a recommended format. The amendments to §295.8 clarify that an employer's refusal to allow an inspection is a violation of both the Health and Safety Code, Chapter 502, and the rules. The amendments to §295.9 reflect the change in the Division name. The amendments to §295.11 clarify that an employer's written response to the department's written notice of proposed administrative penalties must conform to at least one of the options listed in the written notice. The amendments to §295.11 also clarify that a hazardous chemical manufacturer's or distributor's failure to provide an MSDS within three business days of an employer's written request is an example of a severe violation of Chapter 502. The amendments to §295.12 notify employers of the availability of the department's electronic and Spanish versions of the workplace notice. The amendments to §295.13 clarify that nurses, as well as physicians, may obtain trade secret information for a hazardous chemical when that information is needed for medical treatment during an emergency.

A notice of intention to review rules was published for §§295.1-295.9 and 295.11-295.13 in the January 24, 2003, issue of the Texas Register (28 TexReg 761) for the state agency review of rules in accordance with Government Code, §2001.039.

Charles Branton, Director, Product Safety Division, has determined that for each year of the five years the sections are in effect, there will be no fiscal implications to state or local government as a result of enforcing or administering the sections as proposed.

Mr. Branton has also determined that for each year of the first five years the sections are in effect, the public benefit anticipated as a result of enforcing the sections will be decreased hazardous chemical exposures for public employees. There will be no costs to micro-businesses or small businesses to comply with the sections as proposed since the proposed amendments are only applicable to public employers. There are no anticipated economic costs to persons who are required to comply with the sections as proposed. There is no anticipated impact on local employment.

Comments on the proposal may be submitted to Charles Branton, Product Safety Division, Texas Department of Health, 1100 West 49th Street, Austin, Texas, 78756, (512) 834-6773, extension 2260, fax (512) 834-6766. Comments will be accepted for 30 days following publication of this proposal in the Texas Register . In addition, a public hearing on the proposed sections will be held at 9:00 a.m., Wednesday, April 9, 2003, in the Texas Department of Health Auditorium, Room K-100, 1100 West 49th Street, Austin, Texas.

The amendments are proposed under the Health and Safety Code, §502.019, which provides the Texas Board of Health (board) with the authority to adopt necessary rules to administer and enforce Chapter 502; §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner of health; and implements Government Code, §2001.039.

The amendments affect the Health and Safety Code, Chapter 502.

§295.1.Purpose and Scope.

The purpose of these sections is to provide employers and employees with guidance needed to comply with the Texas Hazard Communication Act. [ These sections shall take effect September 1, 1999. ]

§295.2.Definitions.

The following words and terms, when used in these sections, shall have the following meanings unless the context clearly indicates otherwise.

(1)-(4) (No change.)

(5) Categories of hazardous chemicals--A grouping of hazardous chemicals with similar hazard properties.

(6) Commissioner of Health - the director of the Texas Department of Health, as referenced in the Health and Safety Code, §502.003(8).

(7) [ (6) ] Container - Any bag, barrel, bottle, box, can, cylinder, drum, reaction vessel, storage tank, or the like that contains a hazardous chemical or contains multiple smaller containers of an identical hazardous chemical. The term "container" does not mean pipes or piping systems, nor does it mean engines, fuel tanks, or other operating systems in a vehicle. A primary container is the one in which the hazardous chemical is received from the supplier. A secondary container is one to which the hazardous chemical is transferred after receipt from the supplier.

(8) [ (7) ] Department - The Texas Department of Health.

[ (8) Director - The Commissioner of Health.]

(9) (No change.)

(10) Employee education and training program - Actual instruction, regardless of the technology or method used to deliver it, provided by the employer to employees as required by the Act, §502.009. This program is the [ actual ] instruction of employees and records of training, as opposed to a written plan for training.

(11) Employer - The overall organizational public entity rather than individual facilities or workplaces. Examples of public employers are an entire state agency, a county, a city, a public school district, a public university, a public college or community college, a river authority, a public hospital, or a volunteer emergency service organization. Each university, college, or community college in a university or college system shall be considered as a separate employer under the Act [ , §502.003(11) ].

(12)-(13) (No change.)

(14) Label - Any written, printed, or graphic material displayed on or affixed to containers of hazardous chemicals [ ,which includes the same name as on the material safety data sheet ].

(15) (No change.)

(16) Stationary process container [ Process Container ] - A tank, vat, or other such container which holds different hazardous chemicals at different times.

(17)-(18) (No change.)

§295.3.Responsibility for Implementation of Program.

The commissioner's [ director's ] responsibilities under the Act are carried out through the Texas Department of Health, Product Safety [ Toxic Substances Control ] Division, Hazard Communication Branch. Routine inquiries regarding this Act shall be addressed to: Texas Department of Health, Product Safety [ Toxic Substances Control ] Division, Hazard Communication Branch, 1100 West 49th Street, Austin, Texas 78756 , at toll free telephone number 1-800-452-2791 .

§295.4.Workplace Chemical List.

(a)-(b) (No change.)

(c) Employers may use the department's [ The department shall make available a ] model form [ to assist employers ] in developing workplace chemical lists. This form will provide a recommended format for the workplace chemical list, but is not mandatory.

§295.5.Material Safety Data Sheets.

(a)-(c) (No change.)

(d) A chemical manufacturer or distributor must provide an appropriate MSDS to an employer within three [ seven ] business days of receipt of the employer's written request.

(e) (No change.)

§295.6.Labeling of Containers.

(a) Employers shall rely on the manufacturers or distributors of their hazardous chemicals to provide container labels which meet the requirements of the OSHA Standard at 29 CFR, 1910.1200(f) and shall be responsible for re-labeling a container only:

(1) when the label is missing or illegible; or

(2) (No change.)

(b)-(h) (No change.)

§295.7.Written Hazard Communication Program and Employee Education and Training Program.

(a) An employer is required to develop a written hazard communication program which will describe how the employer will comply with those requirements of the Act imposed on the employer. The written hazard communication program must include a description of the procedures that the employer will follow to achieve compliance with each applicable requirement of the Act. Employers may develop written hazard communication programs that are specific to each separate workplace or may develop a standard written program that could be used or modified for each workplace. Employers may use the department's model program in developing written hazard communication programs for each of their workplaces. This model program will provide a recommended format for the written hazard communication program, but is not mandatory.

(b)-(i) (No change.)

§295.8.Complaints and Investigations.

(a) The commissioner [ director ] or his representative shall investigate in a timely manner any complaint relating to an alleged violation of the Act. Such complaints do not have to be submitted to the department in writing and may be anonymous. An inspection based on a complaint is not limited to the specific allegations of the complaint. An employer who refuses to allow such an investigation shall be in violation of the Act.

(b) The commissioner [ director ] or his designated representatives may enter a workplace at all reasonable times to conduct random compliance inspections. An employer who refuses to allow such an inspection is [ shall be ] in violation of the Act and these rules .

(c) (No change.)

(d) Upon request from a representative of the commissioner [ director ], an employer shall make or allow photocopies of documents to be made and permit the representative to take photographs required to verify the compliance status of the employer. Such requests may be made during a compliance inspection or in a written Notice of Violation issued by the department.

§295.9.Reporting Fatalities and Injuries.

(a) (No change.)

(b) Such employee accidents may be reported to the Texas Department of Health, Product Safety [ Toxic Substances Control ] Division, Hazard Communication Branch, at toll free telephone number 1-800-452-2791. Reports shall be submitted either orally or in writing no later than 48 hours after the occurrence of the accident. Written reports may be transmitted via facsimile or electronic means.

§295.11.Administrative Penalties.

(a) Inspections may be conducted by the commissioner [ director ] or his representative to determine if an employer is in violation of the Act or the rules [ adopted by the board to enforce the Act ]. An employer will be notified in writing of any alleged violations. The employer shall send [ When an employer receives written notification alleging violations of the Act, ] a written response [ shall be sent by the employer ] to the department within 15 business days of receipt of the notification. The employer's response must conform to at least one of the options listed in the notification from the department [ one or more of the options provided in the Act, §§502.014(d), (e) and/or (f) ].

(b) (No change.)

(c) Penalties shall be due after an order is issued by the commissioner [ director ]. An order may be issued on or after the 16th business day following the date that a written notification of violations is received by the employer, unless the department receives a written response which documents that each violation has been corrected or that an informal conference or a formal hearing has been requested. If an informal settlement conference is requested, the employer must respond that each violation has been corrected within 11 business days after the employer receives a summary letter following [ about ] the informal conference.

(d)-(h) (No change.)

(i) Examples of violations for the various severity levels include, but are not limited to:

(1)-(2) (No change.)

(3) Severe violation:

(A)-(F) (No change.)

(G) failure by a chemical manufacturer or distributor to provide an MSDS to an employer within three [ seven ] business days of receipt of the employer's written request; or

(H) (No change.)

(4) (No change.)

§295.12.Employee Notice; Rights of Employees.

(a) Employers covered by the Act must post and maintain workplace notices specified in this section. The wording of the required workplace notice may be changed by the commissioner [director] as needed.

Figure: 25 TAC §295.12(a) (.pdf format)

(b)-(d) (No change.)

(e) To assist employers in providing the workplace notice information, the department shall make original copies of the workplace notice available for photocopying by employers. The department shall also make an electronic version of the workplace notice available to employers. A Spanish translation of the workplace notice is [ may be made ] available from [ by ] the department.

(f)-(i) (No change.)

§295.13.Standard for Physician Treatment.

The citation of the OSHA Standard for physicians treating employees that is provided in the Act, §502.018, is in error. The correct citation for this standard is 29 CFR, 1910.1200(i)(2). This standard allows nurses, as well as physicians, to obtain the chemical identity of a trade secret hazardous chemical when that information is needed for medical treatment during an emergency.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on March 3, 2003.

TRD-200301513

Susan K. Steeg

General Counsel

Texas Department of Health

Earliest possible date of adoption: April 13, 2003

For further information, please call: (512) 458-7236