TITLE 40.SOCIAL SERVICES AND ASSISTANCE

Part 19. TEXAS DEPARTMENT OF PROTECTIVE AND REGULATORY SERVICES

Chapter 745. LICENSING

The Texas Department of Protective and Regulatory Services (PRS) proposes amendments to §§745.1, 745.21, 745.37, 745.243, 745.249, 745.341, 745.371, 745.373, 745.379, 745.383, 745.385, 745.433, 745.507, 745.619, 745.631, 745.683, 745.693, and 745.8411, concerning administrative rules, in its Licensing chapter. The purpose of the amendments is to revise Licensing's administrative rules to conform to applicable changes in the minimum standard rules that were made due to the consolidation of multiple sets of minimum standards into two sets--one for child-care homes and one for child-care centers, and to conform to new terms and definitions in Chapter 746, Minimum Standards for Child-Care Centers, and Chapter 747, Minimum Standards for Child-Care Homes.

Donna Krueger, Budget and Federal Funds Director, has determined that for the first five-year period the proposed sections will be in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the sections.

Ms. Krueger also has determined that for each year of the first five years the sections are in effect the public benefit anticipated as a result of enforcing the sections will be that the rules and language in these rules will be consistent with child day-care minimum standard rules and this will facilitate understanding and compliance with the rules. There will be no effect on large, small, or micro-businesses because these rules do not impose new requirements on the cost of doing business, do not require the purchase of any new equipment, and should not require any increased staff time in order to comply. There is no anticipated economic cost to persons who are required to comply with the proposed sections.

Questions about the content of the proposal may be directed to Carol Allen at (512) 438-5339 in PRS's Licensing Division. Written comments on the proposal may be submitted to Texas Register Liaison, Legal Services-253, Texas Department of Protective and Regulatory Services E-611, P.O. Box 149030, Austin, Texas 78714-9030, within 30 days of publication in the Texas Register .

Under §2007.003(b) of the Texas Government Code, the department has determined that Chapter 2007 of the Government Code does not apply to these rules. Accordingly, the department is not required to complete a takings impact assessment regarding these rules.

Subchapter A. PRECEDENCE AND DEFINITIONS

1. PRECEDENCE

40 TAC §745.1

The amendment is proposed under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs, and the Human Resources Code, §40.002, which gives the department primary responsibility for regulating child-care facilities.

The amendment implements the Human Resources Code, §40.029.

§745.1.What is the relationship between this chapter and the Residential Child Care [ other ] Licensing chapters?

[ Chapter 745 replaces Chapter 725 of this title (relating to General Licensing Procedures). ] Chapter 745 [ also ] takes precedence over conflicting rules in Chapters [ 715, ] 720 of this title (relating to 24-Hour Care Licensing) [ , ] and 727 of this title (relating to Licensing of Maternity Facilities) [ of this title (relating to Day Care Licensing, Standards for 24-Hour Care Facilities, and Licensing of Maternity Facilities) ].

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 27, 2003.

TRD-200303232

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Proposed date of adoption: July 25, 2003

For further information, please call: (512) 438-3437


3. DEFINITIONS FOR LICENSING

40 TAC §745.21

The amendment is proposed under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs, and the Human Resources Code, §40.002, which gives the department primary responsibility for regulating child-care facilities.

The amendment implements the Human Resources Code, §40.029.

§745.21.What do the following words and terms mean when used in this chapter?

The following words and terms, when used in this chapter, have the following meanings unless the context clearly indicates otherwise:

(1) Abuse--As defined in the Texas Family Code, §261.401(1) (relating to Agency Investigation) and §745.8557 of this title (relating to What is abuse?) .

(2) - (23) (No change.)

(24) Minimum standards--The rules contained in Chapters [ 715, ] 720 of this title (relating to 24-Hour Care Licensing) , [ and ] 727 of this title (relating to [ Day Care Licensing, Standards for 24-Hour Care Facilities, and ] Licensing of Maternity Facilities), 746 of this title (relating to Minimum Standards for Child-Care Centers), and 747 of this title (relating to Minimum Standards for Child-Care Homes), and Subchapters [ G, ] H [ , ] and I of this chapter (relating to [ Child Day-Care, ] Residential Child-Care Minimum Standards , and Maternity Homes Minimum Standards) which are minimum requirements for permit holders and which are enforced by PRS to protect the health, safety and well-being of children.

(25) Neglect--As defined in the Texas Family Code, §261.401(3) (relating to Agency Investigation) and §745.8559 of this title (relating to What is neglect?) .

(26) - (36) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 27, 2003.

TRD-200303233

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Proposed date of adoption: July 25, 2003

For further information, please call: (512) 438-3437


Subchapter B. CHILD CARE AND OTHER OPERATIONS THAT WE REGULATE

40 TAC §745.37

The amendment is proposed under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs, and the Human Resources Code, §40.002, which gives the department primary responsibility for regulating child-care facilities.

The amendment implements the Human Resources Code, §40.029.

§745.37.What specific types of operations does Licensing regulate?

The charts in paragraphs (1) , [ and ] (2) , and (3) of this section list the types of operations for child day care and residential child care that we regulate. Maternity homes and child-placing agencies are included in the residential child-care chart. The chart in paragraph (4) [ (3) ] of this section lists the operations verified by a child-placing agency.

(1) Types of Child Day-Care Operations before September 1, 2003 .

Figure: 40 TAC §745.37(1) (No change.)

(2) Types of Child Day-Care Operations on and after September 1, 2003.

Figure: 40 TAC §745.37(2)

(3) [ (2) ] Types of Residential Child-Care Operations.

Figure: 40 TAC §745.37(3)

[ Figure: 40 TAC §745.37(2) ]

(4) [ (3) ] Types of CPA Homes.

Figure: 40 TAC §745.37(4)

[ Figure: 40 TAC §745.37(3) ]

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 27, 2003.

TRD-200303234

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Proposed date of adoption: July 25, 2003

For further information, please call: (512) 438-3437


Subchapter D. APPLICATION PROCESS

3. SUBMITTING THE APPLICATION MATERIALS

40 TAC §745.243, §745.249

The amendments are proposed under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs, and the Human Resources Code, §40.002, which gives the department primary responsibility for regulating child-care facilities.

The amendments implement the Human Resources Code, §40.029.

§745.243.What does a completed application for a permit include?

Application forms vary according to the type of permit. We will provide you with the required forms. Contact your local Licensing office for additional information. The following table outlines the requirements for a completed application:

Figure: 40 TAC §745.243

§745.249.What insurance coverage must I have for my licensed operation?

You must obtain liability insurance coverage for injury to a child that occurs while the child is in your care or on the premises of the operation in the amount of at least $300,000 for each occurrence of negligence. We do not require a certified operation or licensed child-care [ group day ] home to have liability insurance.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 27, 2003.

TRD-200303235

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Proposed date of adoption: July 25, 2003

For further information, please call: (512) 438-3437


7. THE DECISION TO ISSUE OR DENY A PERMIT

40 TAC §745.341

The amendment is proposed under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs, and the Human Resources Code, §40.002, which gives the department primary responsibility for regulating child-care facilities.

The amendment implements the Human Resources Code, §40.029.

§745.341.What type of permit will Licensing issue me?

(a) We issue listed family homes and registered child-care [ family ] homes and certified operations a non-expiring permit.

(b) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 27, 2003.

TRD-200303236

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Proposed date of adoption: July 25, 2003

For further information, please call: (512) 438-3437


8. DUAL AND MULTIPLE PERMITS

40 TAC §§745.371, 745.373, 745.379, 745.383, 745.385

The amendments are proposed under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs, and the Human Resources Code, §40.002, which gives the department primary responsibility for regulating child-care facilities.

The amendments implement the Human Resources Code, §40.029.

§745.371.Can Licensing issue more than one registration for a single child-care [ family ] home?

No. We can issue only one registration for a single living unit. If more than one person cares for children in a single living unit or child-care [ family ] home, the name on the permit must be the name of the primary caregiver.

§745.373.May I have more than one licensed child-care [ group day care ] home?

No, you may not have more than one licensed child-care home. A child-care home must operate in the caregiver's own residence. If you were licensed to operate more than one group day-care home prior to September 1, 2003, you may continue to operate two or more licensed child-care homes as long as the licenses remain valid and you meet the following conditions [ You may have more than one group day care home if ]:

(1) Your facilities are at separate locations;

(2) You maintain your operations separately; and

(3) You do not move children back and forth between the two licensed child-care homes.

[(1) Your facilities are at separate locations;]

[(2) You maintain separate operations; and]

[(3) You do not move children back and forth between the two group day care homes.]

§745.379.Can a single operation [ provider ] have more than one child day-care license at the same location [ separate licenses ]?

A single operation may have one license to be a child-care home and another license to be a child-care center if [ A single provider may have one license to be a day-care center or group day-care home and another to be a kindergarten/nursery school or school for grades kindergarten and above only under the following conditions ]:

(1) Before September 1, 2003, the operation held a license to be a group day-care home and a license to be a kindergarten/nursery school or school for grades kindergarten and above, and these licenses remain valid;

(2) By August 31, 2003, you notified us that you chose to have both a licensed child-care home and licensed child-care center at the same location;

(3) The licensed child-care home does not operate during the same hours as the licensed child-care center;

(4) During the hours that the operation is a child-care home, it meets the minimum standards for child-care homes; and

(5) During the hours that the operation is a child-care center, it meets the minimum standards for child-care centers.

[(1) The group day-care home does not operate during the same hours as the kindergarten/nursery school or school;]

[(2) On any given day, a child does not participate in more than one nursery-school, kindergarten, or school session; and]

[(3) On any given day, a child does not participate in both a kindergarten or nursery school program and a school program.]

§745.383.Can a licensed or registered child day-care operation offer 24-hour care?

Yes, but we must approve your license or registration to care for children both during the day and night. Even then, a child may only be in care for three consecutive 24-hour periods with a maximum of six 24-hour periods per month. [ You cannot exceed these limits without getting a license for a residential child-care operation. ]

§745.385.Can multiple operations operate under one permit?

Multiple operations may not operate under one permit unless they are:

(1) Contiguous to one another , [ and ] are the same type of child-care operation , and have the same governing body [ . For example, a full-time day-care center and after-school day care offered in the same building can operate under one permit because they are both regulated as day-care centers. This also applies to multiple operation day-care centers, kindergarten and nursery school, schools grade kindergarten and above, and group day-care homes if all programs are regulated under the minimum standards for day-care centers ]; or

(2) Not contiguous , but they are the same type of child-care operation, [ they ] are nearby one another, and [ they ] operate as [ under ] a single operation as evidenced by staffing, finance, and administrative supervision effectively supporting the operations.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 27, 2003.

TRD-200303237

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Proposed date of adoption: July 25, 2003

For further information, please call: (512) 438-3437


10. RELOCATION OF OPERATION

40 TAC §745.433

The amendment is proposed under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs, and the Human Resources Code, §40.002, which gives the department primary responsibility for regulating child-care facilities.

The amendment implements the Human Resources Code, §40.029.

§745.433.What must I do if I relocate my registered child-care [ family ] home after I receive my registration?

If you relocate your registered child-care [ family ] home, you must notify us as early as possible before the move, but no later than 15 days after the move. You must complete a form provided by us showing your new address. We will inspect your new location. If you comply with standards, we will amend the registration certificate to reflect the new address. The issuance date on the registration certificate will remain in effect. There is no additional fee for your change in location. We may revoke your registration if you do not notify us within 15 days of the relocation.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 27, 2003.

TRD-200303238

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Proposed date of adoption: July 25, 2003

For further information, please call: (512) 438-3437


Subchapter E. FEES

40 TAC §745.507

The amendment is proposed under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs, and the Human Resources Code, §40.002, which gives the department primary responsibility for regulating child-care facilities.

The amendment implements the Human Resources Code, §40.029.

§745.507.What fees must I pay to register my child-care [ family ] home and maintain the registration?

The following chart contains the fees required for registered child-care [ family ] homes, when the fees are due, and the consequences for failure to pay the fees on time:

Figure: 40 TAC §745.507 (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 27, 2003.

TRD-200303239

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Proposed date of adoption: July 25, 2003

For further information, please call: (512) 438-3437


Subchapter F. BACKGROUND CHECKS

2. REQUESTING BACKGROUND CHECKS

40 TAC §745.619, §745.631

The amendments are proposed under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs, and the Human Resources Code, §40.002, which gives the department primary responsibility for regulating child-care facilities.

The amendments implement the Human Resources Code, §40.029.

§745.619.For a registered child-care [ family ] home that is also a foster home, must I request background checks on foster children who are over 14 years old?

No. Foster children are considered clients.

§745.631.Must Licensing complete the background check(s) before issuing my permit?

For registered child-care homes, [ or ] listed family homes and independent foster homes and foster group homes, we must receive the results from the background checks before the issuance of a permit. For all other permits, we may issue a permit to an applicant before we receive the results of the background checks.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 27, 2003.

TRD-200303240

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Proposed date of adoption: July 25, 2003

For further information, please call: (512) 438-3437


4. EVALUATION OF RISK BECAUSE OF A CRIMINAL CONVICTION OR A CENTRAL REGISTRY FINDING OF CHILD ABUSE OR NEGLECT

40 TAC §745.683, §745.693

The amendments are proposed under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs, and the Human Resources Code, §40.002, which gives the department primary responsibility for regulating child-care facilities.

The amendments implement the Human Resources Code, §40.029.

§745.683.Who is responsible for submitting a request for a risk evaluation?

(a) If the person with the criminal conviction or central registry finding is an independent foster home parent , a registered child-care home caregiver, or a listed family home caregiver, then he must request the risk evaluation for himself;

(b) - (c) (No change.)

§745.693.In what circumstances can someone with a criminal history be present in a child-care operation?

(a) The following chart lists the types of criminal convictions that we monitor, whether the person with the conviction is eligible for a risk evaluation, and whether he may be present in a child-care operation while children are in care pending the outcome of the risk evaluation:

Figure: 40 TAC §745.693(a)

(b) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 27, 2003.

TRD-200303241

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Proposed date of adoption: July 25, 2003

For further information, please call: (512) 438-3437


Subchapter K. INSPECTIONS AND INVESTIGATIONS

1. OVERVIEW OF INSPECTIONS AND INVESTIGATIONS

40 TAC §745.8411

The amendment is proposed under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs, and the Human Resources Code, §40.002, which gives the department primary responsibility for regulating child-care facilities.

The amendment implements the Human Resources Code, §40.029.

§745.8411.Are inspections and investigations announced or unannounced?

(a) For registered child-care [ family ] homes, one inspection every three years must be unannounced.

(b) - (c) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 27, 2003.

TRD-200303242

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Proposed date of adoption: July 25, 2003

For further information, please call: (512) 438-3437