TITLE 34.PUBLIC FINANCE

Part 3. TEACHER RETIREMENT SYSTEM OF TEXAS

Chapter 25. MEMBERSHIP CREDIT

Subchapter B. COMPENSATION

34 TAC §25.21

The Teacher Retirement System of Texas (TRS) adopts amendments to §25.21, concerning compensation subject to deposit and credit without changes to the text as published in the May 23, 2003, issue of the Texas Register (28 TexReg 4074) and therefore will not be republished.

The amendments clarify the types of monetary compensation that are creditable and subject to deposit as well as the types of payments that are excluded from eligible compensation for TRS purposes. The amendments to §25.21 expressly add to the list of payments that are excluded from annual compensation for TRS purposes certain payments that are paid as an incentive for early retirement or for terminating employment. In addition, the amendments clarify that TRS may rely upon employer certifications in determining creditable compensation or may conduct an investigation to determine if ineligible compensation has been reported.

TRS received comments on the proposal from Mr. Lonnie Hollingsworth, representing the Texas Classroom Teachers Association at the TRS Board of Trustees Policy Committee meeting on June 26, 2003 and at the Board meeting on June 27, 2003. He requested modification to the proposed language of subsection (d)(12), which would permit TRS to presume that increased compensation paid in the final year of employment prior to retirement is payment for termination employment if it exceeds increases approved by the employer for all employees or classes of employees. He noted that employers should be permitted to award increased compensation to individual employees without a presumption that it is for terminating employment when it in fact may be because of performance, skills, or other attributes of the employee. He expressed concern that this rule would operate to the detriment of the rank and file employees who receive increases in the year preceding retirement. TRS disagrees with the comment because the presumption would permit an employee or an employer to provide additional information that would show the actual reason for the increase. By permitting TRS to use a presumption about the last-year increase, the subsection recognizes that often there is ample information to reliably show that a last-year increase in compensation is for the purpose of encouraging termination and retirement. Large last-year increases result in unexpected actuarial costs to the retirement system in the form of increased benefits payable for the life of a retiree, without adequate contributions over the career of the employee to support such benefit levels. TRS finds that the presumption will promote efficient administration of the provision while preserving an employee's right to provide additional relevant information.

The amendments are adopted under the Government Code, Chapter 825, §825.102, which authorizes the Board of Trustees of the Teacher Retirement System to adopt rules for the administration of the funds of the retirement system and for the transaction of the business of the Board. Other statutes that support adoption or that are affected by the proposed changes to §25.21 include Gov't Code, Chapter 822, Subchapter B, §822.201, Gov't Code, Chapter 824, Subchapter C, §824.203, Gov't Code, Chapter 825, Subchapter E, §825.403 and Subchapter F, §825.505.

No other codes are affected.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 2, 2003.

TRD-200304085

Charles L. Dunlap

Executive Director

Teacher Retirement System of Texas

Effective date: July 22, 2003

Proposal publication date: May 23, 2003

For further information, please call: (512) 542-6115


Part 5. TEXAS COUNTY AND DISTRICT RETIREMENT SYSTEM

Chapter 101. PRACTICE AND PROCEDURE REGARDING CLAIMS

34 TAC §101.6

The Texas County and District Retirement System adopts amended §101.6, concerning the time for filing retirement applications. This amended rule is adopted without changes to the proposed text as published in the May 23, 2003, issue of the Texas Register (28 TexReg 4075).

Under the amended rule, limited relief to a member will be allowed when a properly completed application for service retirement is not timely received by the system and such failure is not the fault of the member.

The amended rule provides a mechanism to mitigate such harsh results by accepting a late filed service retirement application as timely filed in those instances where the late filing is shown to have not been due to the member's neglect, indifference or lack of diligence. The maximum relief available under this adopted rule cannot exceed the equivalent of two monthly annuity payments.

No comments were received regarding adoption of this amendment.

The amendment is adopted under the Government Code, §845.102, which provides the board of trustees of the Texas County and District Retirement System with the authority to adopt rules necessary or desirable for efficient administration of the system.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 7, 2003.

TRD-200304104

Tom Harrison

Director, Legal and Governmental Relations

Texas County and District Retirement System

Effective date: July 27, 2003

Proposal publication date: May 23, 2003

For further information, please call: (512) 637-3230