TITLE 34.PUBLIC FINANCE

Part 1. COMPTROLLER OF PUBLIC ACCOUNTS

Chapter 3. TAX ADMINISTRATION

Subchapter O. STATE SALES AND USE TAX

34 TAC §3.316

The Comptroller of Public Accounts adopts an amendment to §3.316, concerning occasional sales, without changes to the proposed text as published in the January 4, 2002, issue of the Texas Register (27 TexReg 106).

This section is amended to implement House Bill 82, 77th Legislature, 2001. Effective October 1, 2001, this legislation amended Tax Code, §151.321, to exempt the first $5,000 of a qualified student organization's total receipts from sales of taxable items in a calendar year if those receipts are not otherwise exempted by Tax Code, §151.321. This change is reflected in subsection (k)(3) of the proposed rule. Additional amendments are made for the purpose of clarity.

No comments were received regarding adoption of the amendment.

This amendment is adopted under Tax Code, §111.002, which provides the comptroller with the authority to prescribe, adopt, and enforce rules relating to the administration and enforcement of the provisions of Tax Code, Title 2.

The amendment implements Tax Code, §151.321.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 28, 2002.

TRD-200201248

Martin Cherry

Deputy General Counsel for Taxation

Comptroller of Public Accounts

Effective date: March 20, 2002

Proposal publication date: January 4, 2002

For further information, please call: (512) 463-3699


34 TAC §3.320

The Comptroller of Public Accounts adopts a new §3.320, concerning Texas emissions reduction plan surcharge; off-road, heavy-duty diesel construction equipment, with changes to the proposed text as published in the December 28, 2001, issue of the Texas Register (26 TexReg 10798).

The new section implements Senate Bill 5, 77th Legislature, 2001. Senate Bill 5 added Tax Code, §151.0515, which imposes a 1.0% surcharge on taxable diesel construction equipment sold, leased, or rented on or after September 1, 2001. The comptroller administers the collection and remittance of the surcharge under Tax Code, Chapter 151, and deposits the surcharges to the credit of the Texas Emissions Reduction Plan Fund. The Texas Emissions Reduction Plan Fund is administered by the Texas Natural Resource Conservation Commission and is used to provide grants and other incentives to improve air quality in Texas.

Subsection (c)(2) of the proposed rule has been corrected to reference subsection (a)(1) instead of subsection (a)(6).

No comments were received regarding adoption of the new rule.

This new rule is adopted under Tax Code, §111.002, which provides the comptroller with the authority to prescribe, adopt, and enforce rules relating to the administration and enforcement of the provisions of the Tax Code, Title 2.

The new rule implements Tax Code, §151.0515.

§3.320.Texas Emissions Reduction Plan Surcharge; Off-Road, Heavy-Duty Diesel Construction Equipment.

(a) Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Off-road, heavy-duty diesel construction equipment--Diesel powered equipment of 50 horsepower or greater, other than motor vehicles, that is used in the construction of improvements to realty such as roads, buildings, and other permanent structures, or in the repair, restoration, or remodeling of real property. Off-road, heavy-duty diesel construction equipment includes accessories and attachments sold with the equipment. Off-road, heavy-duty diesel construction equipment includes:

(A) backhoes;

(B) bore equipment and drilling rigs;

(C) bulldozers;

(D) compactors (plate compactors, etc.);

(E) cranes;

(F) crushing and processing equipment (rock and gravel crushers, etc., used by contractors to process the construction materials they incorporate into realty);

(G) dumpsters and tenders;

(H) excavators;

(I) forklifts (rough terrain forklifts, etc.);

(J) graders;

(K) light plants (generators) and signal boards;

(L) loaders;

(M) mixers (cement mixers, mortar mixers, etc.);

(N) off-highway vehicles and other moveable specialized equipment (equipment, such as a motorized crane, that does not meet the definition of a motor vehicle because it is designed to perform a specialized function rather than designed to transport property or persons other than the driver);

(O) paving equipment (asphalt pavers, concrete pavers, etc.);

(P) rammers and tampers;

(Q) rollers;

(R) saws (concrete saws, industrial saws, etc.);

(S) scrapers;

(T) surfacing equipment;

(U) tractors;

(V) trenchers.

(2) Surcharge--A 1.0% fee is imposed on the sale, lease, or rental in Texas of new or used off- road, heavy-duty diesel construction equipment. This surcharge is in addition to state and local sales taxes that are due on the equipment and is for the benefit of the Texas Emissions Reduction Fund, which is administered by the Texas Natural Resources Conservation Commission.

(3) Total price--The entire amount a purchaser pays a seller for the purchase, lease, or rental of off-road, heavy-duty diesel construction equipment. The total price includes charges for accessories, transportation, installation, services, and other expenses that are connected to the sale.

(b) Collection of surcharge. A seller must collect the surcharge from the purchaser on the total price of each sale, lease, or rental in Texas of off-road, heavy-duty diesel construction equipment that is not exempt from sales tax. The surcharge is collected at the same time and in the same manner as sales tax. See §3.286 of this title (relating to Seller's and Purchaser's Responsibilities) for information on the collection and remittance of sales tax. The surcharge is collected in addition to state and local sales taxes but is not collected on the amount of the sales tax.

(c) Exemptions and exclusions.

(1) No surcharge is due on the sale, lease, or rental of off-road, heavy-duty diesel construction equipment that is exempt from sales tax. A seller who accepts a valid and properly completed resale or exemption certificate, direct payment exemption certificate, or other acceptable proof of exemption from sales tax is not required to collect the surcharge. For example, a seller may accept an exemption certificate in lieu of collecting sales tax and the surcharge from a farmer who purchases a bulldozer to be used exclusively in the construction or maintenance of roads and water facilities on a farm that produces agricultural products that are sold in the regular course of business.

(2) No surcharge is due on the sale, lease, or rental of off-road, heavy-duty diesel equipment that is not used in construction. A seller may accept an exemption certificate in lieu of collecting the surcharge even if the sale, lease, or rental of the equipment is not exempt from sales tax. For example, a purchaser who buys equipment listed in subsection (a)(1) of this section for a purpose other than use in construction may issue an exemption certificate that states that the equipment will not be used to construct improvements to realty. The seller may accept the exemption certificate in lieu of collecting the surcharge, but is required to collect sales tax if there is no exemption from sales tax. Examples of non-construction activities include mining at quarries, and oil and gas exploration and production at oil and gas well sites.

(3) No surcharge is due on the sale, lease, or rental of off-road, heavy-duty diesel construction equipment that is subject to use tax under Tax Code, Chapter 151, Subchapter D. A purchaser who brings off-road, heavy-duty diesel construction equipment into Texas for storage, use, or consumption in this state, or in other situations in which use tax rather than sales tax is due, is not required to pay or accrue the surcharge.

(d) Reports and payments.

(1) A seller must report and pay the surcharge in the same manner as sales tax, but separate reports and payments for the surcharge are required. A seller's reporting period (i.e., monthly, quarterly, or yearly) and due date for the surcharge is determined by the amount of surcharge that the seller collects. See §3.286 of this title (relating to Seller's and Purchaser's Responsibilities).

(2) A seller must report and pay the surcharge to the comptroller on forms prescribed by the comptroller for the surcharge. A seller is not relieved of the responsibility for filing a surcharge report and paying the surcharge by the due date because the seller fails to receive the correct form from the comptroller.

(3) The penalties and interest imposed for failure to timely file and pay the surcharge are the same as those imposed for failure to timely file and pay sales tax. Likewise, the 0.5% discount for timely filing and payment is applicable to surcharge reports and payments. No prepayment discount will be paid a seller for prepayment of the surcharges.

(e) Effective date.

(1) The surcharge is due on the total price of off-road, heavy-duty diesel construction equipment sold in Texas if the purchaser takes possession of or title to the construction equipment after August 31, 2001 and before October 1, 2008.

(2) The surcharge is due on the total price, excluding separately stated interest charges, of off- road, heavy-duty diesel construction equipment leased under a financing lease, as defined in §3.294 of this title (relating to Rental and Lease of Tangible Personal Property), if the lessee takes possession of the construction equipment after August 31, 2001 and before October 1, 2008.

(3) The surcharge is due on the lease payments for off-road, heavy-duty diesel construction equipment that is leased under an operating lease, as defined in §3.294, if the lessee takes possession of the construction equipment after August 31, 2001 and before October 1, 2008.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 27, 2002.

TRD-200201242

Martin Cherry

Deputy General Counsel for Taxation

Comptroller of Public Accounts

Effective date: March 19, 2002

Proposal publication date: December 28, 2001

For further information, please call: (512) 463-3699


34 TAC §3.368

The Comptroller of Public Accounts adopts a new §3.368, concerning the certified public accountant audit program, without changes to the proposed text as published in the December 21, 2001, issue of the Texas Register (26 TexReg 10486).

This section implements Senate Bill 1037, 77th Legislature, 2001. The section establishes administrative and procedural guidelines for a new audit program in which a taxpayer may hire a certified public accountant who is not employed by the comptroller to perform a sales and use tax audit to determine a taxpayer's tax liability under Tax Code, Chapter 151.

No comments were received regarding adoption of the new rule.

This new rule is adopted under Tax Code, §111.002, which provides the comptroller with the authority to prescribe, adopt, and enforce rules relating to the administration and enforcement of the provisions of Tax Code, Title 2.

The new rule implements Tax Code, §151.0232.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 1, 2002.

TRD-200201283

Martin Cherry

Deputy General Counsel for Taxation

Comptroller of Public Accounts

Effective date: March 21, 2002

Proposal publication date: December 21, 2001

For further information, please call: (512) 463-3699


Subchapter NN. FIREWORKS TAX

34 TAC §3.1281

The Comptroller of Public Accounts adopts a new §3.1281, concerning fireworks tax, without changes to the proposed text as published in the January 4, 2002, issue of the Texas Register (27 TexReg 108).

This new rule is adopted to implement House Bill 3667, 77th Legislature, 2001, which added Tax Code, Chapter 161. This new chapter imposes a 2.0% fireworks sales tax on fireworks sold on or after October 1, 2001. The new rule provides important information to taxpayers concerning the collection and remittance of the fireworks tax.

No comments were received regarding adoption of the new rule.

This new rule is adopted under Tax Code, §111.002, which provides the comptroller with the authority to prescribe, adopt, and enforce rules relating to the administration and enforcement of the provisions of Tax Code, Title 2.

The new rule implements Tax Code, §161.002, and Government Code, §614.075.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 27, 2002.

TRD-200201243

Martin Cherry

Deputy General Counsel for Taxation

Comptroller of Public Accounts

Effective date: March 19, 2002

Proposal publication date: January 4, 2002

For further information, please call: (512) 463-3699


Chapter 9. PROPERTY TAX ADMINISTRATION

Subchapter C. APPRAISAL DISTRICT ADMINISTRATION

34 TAC §9.417

The Comptroller of Public Accounts adopts a new §9.417, concerning property tax exemption for organizations engaged primarily in charitable activities, with changes to the proposed text as published in the December 28, 2001, issue of the Texas Register (26 TexReg 10801).

The new section is adopted to implement House Bill 1689, 77th Legislature, 2001, effective September 1, 2001.

No comments were received regarding adoption of the new section.

For purposes of clarity, the comptroller reformatted subsection (g) of the proposed rule by moving a part of the text to a new subsection (g)(1) and by adding a new subsection (g)(2) that references the chief appraiser's current authority under Tax Code, §11.43(d), to grant filing deadline extensions for property tax exemption applications. To maintain the structural integrity of the rule, changes were also made to the numbering of paragraphs (1)-(4) in subsection (g) of the proposed rule and to related references to those subdivisions found in subsection (g)(3) of the proposed text. The comptroller also added a line for the primary use of the property to Schedule A: Description of real property on the Application for Primarily Charitable Organization Property Tax Exemption (Form 50-299), as this line was inadvertently left off the form that was submitted with the proposed rule.

This new section is adopted under Tax Code, §5.03, which requires the comptroller to adopt rules establishing the minimum standards for the administration and operation of an appraisal district, Tax Code, §5.07, which requires the comptroller to prescribe the contents and form for the administration of the property tax system, and Tax Code, §11.43(f), which requires the comptroller to prescribe the contents and form for each kind of property tax exemption.

The new section implements Tax Code, Chapter 11, Subchapter B, §11.184.

§9.417.Property Tax Exemption for Organizations Engaged Primarily in Charitable Activities.

(a) Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Local charitable organization--An organization that is a chapter, subsidiary, or branch of a statewide charitable organization and that is engaged primarily in performing functions that are listed in Tax Code, §11.18(d).

(2) Statewide charitable organization--An organization that is statewide and that is engaged primarily in performing functions that are listed in Tax Code, §11.18(d).

(b) A taxing unit may adopt a tax exemption for property that a statewide or local charitable organization owns if the property is used exclusively by the charitable organization or by other organizations that are eligible for tax exemption under Tax Code, §11.18 or §11.184, except as provided in subsection (c) of this section. The exemption may be adopted either by the governing body of the taxing unit or by the voters at an election that is called by the governing body of a taxing unit.

(c) Use of exempt property by persons who are not charitable organizations eligible for exemption does not result in the loss of an exemption authorized by this section if the use is incidental to use by those charitable organizations and limited to activities that benefit the charitable organization that owns or uses the property.

(d) An organization that seeks a tax exemption under this section must obtain from the comptroller and submit with its application a determination letter that verifies that the organization is exempt from sales tax and, if applicable, franchise tax, as a charitable organization. For information or procedures on obtaining a determination letter from the comptroller, see §3.322 of this title (relating to Exempt Organizations) and other publications that the comptroller issues.

(e) A determination by the comptroller that a statewide charitable organization is exempt from sales tax and, if applicable, franchise tax, will also constitute a determination of exempt status for any local charitable organizations that have been identified in the statewide charitable organization's application for determination. The comptroller will send a determination letter to that statewide organization and to any subchapters that are included in the statewide organization's application.

(f) An organization must submit a copy of the comptroller's determination letter to the chief appraiser at the same time that the organization submits its application for property tax exemption. The chief appraiser shall determine if the charitable organization is using its property exclusively for charitable activities.

(g) An organization must comply with the filing requirements for application for property tax exemption that are stated in Tax Code, §11.43(d). A request to the comptroller for a determination letter for purposes of compliance with subsection (d) of this section does not automatically extend the filing due date of April 30.

(1) If an organization has not received a determination letter from the comptroller, the organization may use the following procedure to request that the chief appraiser extend the filing due date for an application for exemption.

(A) The organization must submit to the chief appraiser a written request for an extension by no later than April 1;

(B) The request for extension should state that the organization has submitted a request for a determination letter to the comptroller and should have as an attachment a copy of the request for determination letter that the organization submitted to the comptroller;

(C) The chief appraiser shall grant the organization's request for extension for a period of not longer than 60 days if the organization has complied with subparagraphs (A) and (B) of this paragraph;

(D) The chief appraiser may verify with the comptroller that a request for a determination letter has been submitted.

(2) Notwithstanding paragraph (1) of this subsection, the chief appraiser may extend the deadline for filing an application for exemption at any time under the authority provided by Tax Code, §11.43.

(h) If the chief appraiser, upon receipt of the application for tax exemption, disagrees with the comptroller's determination, then the chief appraiser may request a review of the determination by submitting a written request to the comptroller.

(1) The written request for reconsideration must be directed to the manager of the Property Tax Division, must contain specific grounds on which the chief appraiser disagrees with the comptroller's determination, and must be accompanied by specific evidence that supports each ground that the chief appraiser asserts.

(2) The comptroller will respond to the written request for reconsideration within 30 calendar days from the date on which the request for reconsideration was received.

(3) The comptroller's decision to uphold the determination is conclusive evidence that an organization is engaged primarily in performing charitable function. The decision is not subject to further appeal.

(i) An exemption under this section expires at the end of the fifth tax year after the year in which the exemption is granted. The organization may obtain a new determination letter and reapply for the exemption.

(j) An application for exemption must be substantially in the form of the Application for Primarily Charitable Organization Property Tax Exemption (Form 50-299). The comptroller adopts this form by reference. Copies of the form are available for inspection at the office of the Texas Register or may be obtained from the Comptroller of Public Accounts, P.O. Box 13528, Austin, Texas 78711. Copies may also be requested by calling our toll-free number, 1- 800-252-9121. In Austin, call (512) 305-9999. From a Telecommunications Device for the Deaf (TDD), call 1-800-248-4099, toll free. In Austin, the local TDD number is (512) 463-4621.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 1, 2002.

TRD-200201284

Martin Cherry

Deputy General Counsel for Taxation

Comptroller of Public Accounts

Effective date: March 21, 2002

Proposal publication date: December 28, 2001

For further information, please call: (512) 463-3699


34 TAC §9.419

The Comptroller of Public Accounts adopts a new §9.419, concerning property tax exemption for motor vehicles leased for personal use, with changes to the proposed text as published in the December 28, 2001, issue of the Texas Register (26 TexReg 10801).

The new rule is adopted to implement Senate Bill 248, 77th Legislature, 2001, effective January 1, 2002.

During the proposed period, the comptroller received several comments and made minor clarification changes to the proposed rule based on some of those comments.

An Austin attorney submitted a comment that two provisions in the proposed rule could be read to conflict each other and requested that the comptroller clarify the matter. Although the proposed rule language permits lessors to submit electronic images of affidavits if a chief appraiser has the capability to accept them, another provision in the proposed rule mandates the use of the model form of the Lessee's Affidavit of Primarily Non Income Producing Vehicle Use (Form 50-285). To eliminate this perceived conflict, the comptroller has clarified in subsection (c)(2)(A) that a form that is in substantial compliance with Model Form 50-285 may be used and deleted the proposed language in subsection (c)(3) that required the mandatory use of Model Form 50-285. The comptroller included specific language in subsection (c)(3) that a signed and notarized lessee's affidavit may be electronically imaged. The same Austin attorney submitted another comment noting a misreference in the rule, but the aforementioned changes eliminated that problem.

Harris County Appraisal District (HCAD) submitted a comment that the comptroller clarify that the rule should not be read to limit the chief appraiser's authority to enter into an agreement for electronic exchange of information required by rule in a format agreed to by the chief appraiser and the property owner. The comptroller made this clarification by adding subsection (c)(6).

Based on staff's recommendation, the comptroller has included a phrase in subsection (e)(1) that clarifies that the chief appraiser and the property owner may reach an agreement to modify the notice and inspection terms noted in this rule. This phrase provides clarification that chief appraisers have some flexibility to modify by agreement the notice and inspection procedures in the rule.

HCAD submitted a comment that the comptroller should include vehicle lease date on the exemption application and rendition form. The comptroller has made the change because it agrees with HCAD's comment that the lease date, and not the purchase date, is relevant for the exemption.

Collin County Appraisal District (Collin CAD) submitted a comment that the comptroller should include the rendition filing deadline information on the Lessor's Rendition or Property Report for Leased Automobiles (50-288). The comptroller has made the change to be consistent with other comptroller adopted rendition forms.

No other changes were made for the reasons noted below:

Collin CAD submitted comments that the comptroller should include a filing deadline on the Lessee's Affidavit of Primarily Non Income Producing Vehicle Use (50-285) and should also insert on that form that the term "person" relative to notification by the lessee of any changes in the use of the leased vehicle includes the term "company." The comptroller made no changes based on these comments because there is no statutory deadline for filing Lessee's Affidavit and because the legal definition of "person" already includes all business entities.

Collin CAD submitted a comment that the comptroller should include a notation on the Lessee's Affidavit of Primarily Non Income Producing Vehicle Use (50-285) and the Lessor's Application for Personal Use Automobile Exemptions (50-286) that the vehicles may be taxable by the city. The comptroller made no changes because most cities will exempt personal leased vehicles, the inclusion of a notation of possible taxation by the city could mistakenly lead lessees to assume the vehicle is not totally exempt in most jurisdictions.

Collin CAD submitted a comment that the comptroller should include on the Lessor's Rendition or Property Report for Leased Automobiles (50-288) a list of units having taxing jurisdictions over the listed vehicles. The comptroller made no changes because such information would be inconsistent with all other comptroller adopted rendition forms.

HCAD submitted a comment requesting that the comptroller include specific language permitting lessor to attach a "tabular" list containing required vehicle related information. The CAD's concern was that a literal reading of the rule would limit a lessor's listing of vehicles in an electronic version to only five vehicles per page since the proposed hard copy rendition form provides space for information on five vehicles. The comptroller made no changes because it is unnecessary. The inclusion by lessor of information on an unlimited number of vehicles is inherent in the rule's provisions for the electronic transfer of required vehicle information to the appraisal district.

HCAD submitted another comment that the rule should permit the lessor to file a combined exemption application and rendition. The comptroller made no changes because exemption applications and property renditions are historically separate documents containing different information and separate filing deadlines. The suggested change might have unintended consequences and could result in potential open records problems for same tax office because information on rendition forms is confidential.

HCAD submitted a comment that the proposed rule requires the chief appraiser to provide two notices (a notice to inspect and a notice of reasonable date and time with identification of affidavit) to lessor not required by the Tax Code and that such notices exceed the scope of the comptroller's authority. The comptroller made no changes based on this comment. Senate Bill 248 and Tax Code, §5.03, expressly authorizes the comptroller to promulgate rules to insure uniformity in the administration of an exemption involving thousands of motor vehicles located in an unknown number of jurisdictions throughout the state. The notice and procedure requirements in the rule are designed to provide a uniform and orderly method for chief appraisers to request and obtain information from vehicle owners to properly administer the exemption. As previously noted in this preamble, the comptroller did insert a phrase to subsection (e)(1) to provide more flexibility to chief appraisers.

HCAD submitted a comment that subsection (e)(2) of the proposed rule unduly limits chief appraisers' authority because it requires that a chief appraiser should first attempt to obtain vehicle related information from the lessor, and to contact lessee only if the lessor does not provide the requested information. HCAD stated that there would be a need to directly contact a lessee to obtain relevant information that are only available to the location of the leased vehicle. The comptroller made no changes because subsection (e)(2) is consistent with a reliable assumption that the owner of property is the appropriate party to provide to governmental officials information concerning that property. The language is necessary to help ensure uniform and orderly administration of the exemption in the least invasive manner.

HCAD submitted a comment that the rule is unduly restrictive because it states that a properly executed lessee's affidavit is prima facie evidence that the motor vehicle is not held for the production of income and is used for non-income producing activities. The comptroller made no changes based on this comment. A notarized affidavit containing a clear and prominent warning of the consequences of providing false statements is adequate basis for a presumption of the truthfulness of the information contained within and a presumption that lessee will notify the lessor of any change in vehicle use requiring removal of the exemption. Nothing in the rule precludes a chief appraiser from rebutting this assumption with reliable evidence.

HCAD submitted a comment that subsection (f)(2) should be deleted because the language that the evidentiary provision in subsection (f) do not apply to proceedings or decisions of the Appraisal Review Board (ARB) would encourage ARBs to follow different standards than the appraisal district staff follows in granting the exemption. The comptroller made no changes. Subsection (f)(2) was included to merely restate that an ARB has broad discretion to consider any relevant evidence, and to emphasize the state's limited authority over local ARB proceedings.

This new section is adopted under Tax Code, §5.03, which requires the comptroller to adopt rules establishing the minimum standards for the administration and operation of an appraisal district, Tax Code, §5.07, which requires the comptroller to prescribe the contents and form for the administration of the property tax system, and Tax Code, §11.43(f), which requires the comptroller to prescribe the contents and form for each kind of property tax exemption.

The new section implements Tax Code, Chapter 11, Subchapter B, §11.252.

§9.419.Procedures for Determining Property Tax Exemption for Motor Vehicles Leased for Personal Use.

(a) Effective Date. This section is effective for motor vehicles that are leased on or after January 2, 2001.

(b) Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Lease--An agreement whereby an owner of a motor vehicle for consideration gives exclusive use of a motor vehicle to another for a period that is longer than 180 days.

(2) Lessee--A person who enters into a lease for a specific motor vehicle primarily for the personal use of the lessee or the lessee's family.

(3) Lessor--A person who owns a motor vehicle that is leased to another person.

(4) Lessee's Affidavit--A sworn statement that a lessee executes to attest that the lessee does not hold the leased motor vehicle for the production of income and does not primarily use the leased motor vehicle for the production of income.

(5) Motor vehicle--A passenger car or truck with a shipping weight of 9,000 pounds or less.

(6) Reasonable date and/or time--A work weekday, Monday through Friday, and a time that is after 8:00 a.m. and before 5:00 p.m., unless the appraisal district and the lessor agree otherwise.

(c) The comptroller will make available model forms that are adopted by reference in paragraph (1) of this subsection. Copies of the form are available for inspection at the office of the Texas Register or may be obtained from the Comptroller of Public Accounts, P.O. Box 13528, Austin, Texas 78711. Copies may also be requested by calling our toll-free number, 1- 800-252-9121. In Austin, call (512) 305-9999. From a Telecommunications Device for the Deaf (TDD), call 1-800-248-4099, toll free. In Austin, the local TDD number is (512) 463-4621.

(1) The comptroller adopts by reference the following model forms:

(A) Lessee's Affidavit of Primarily Non Income Producing Vehicle Use (Form 50-285);

(B) Lessor's Application for Personal Use Lease Automobile Exemptions (Form 50-286); and

(C) Lessor's Rendition or Property Report for Leased Automobiles (Form 50-288).

(2) A chief appraiser or lessor must use the comptroller model forms that are adopted by reference in paragraph (1) of this subsection, unless the non-model form:

(A) for Lessee's Affidavit of Primarily Non Income Producing Vehicle Use, for Lessor's Application for Personal Use Lease Automobile Exemptions, and Lessor's Rendition or Property Report for Leased Automobiles substantially complies with Form 50-285, Form 50-286, and Form 50-288 by using the same language in the same sequence as the model form;

(B) is an electronic version of a comptroller model form and preserves the same language in the same sequence as the comptroller model form; or

(C) has been approved by the comptroller in writing before the form is used.

(3) After a lessee's affidavit is signed by a lessee and properly notarized, a lessor may make an electronic image of the lessee's affidavit and may produce the electronic image of the affidavit to the chief appraiser when an inspection is requested, subject to the condition of subsection (e)(1)(D) of this section.

(4) Subject to the limitations that are provided in paragraph (2) of this subsection, if a chief appraiser uses a form other than the one that the comptroller has adopted, then the chief appraiser must make the form available to the lessor. A chief appraiser may not mandate the use of his form in lieu of the comptroller model form and may not deny a lessor's claim for exemption based solely on the lessor's failure to use the chief appraiser's form.

(5) A Lessee's Affidavit of Personal Use of Leased Vehicle, which the comptroller prescribed on September 10, 2001, is the acceptable exemption form until the effective date of the comptroller model forms that are adopted by reference in paragraph (1) of this subsection.

(6) No provision in this section should be construed as limiting the chief appraiser's authority to enter into an agreement for electronic exchange of information covered by this section in a format agreed to by the chief appraiser and the lessor.

(d) A lessor satisfies the requirements of Tax Code, §11.252, for exemption of leased motor vehicles if the lessor:

(1) properly completes and timely files with the chief appraiser the Lessor's Rendition or Property Report for Leased Automobiles (Form 50-288);

(2) properly completes and timely files with the chief appraiser the Lessor's Application for Personal Use Lease Automobile Exemptions (Form 50-286);

(3) receives Lessee's Affidavit of Primarily Non Income Producing Vehicle Use (Form 50-285) that the lessee executed on or before the date on which the required forms that are enumerated in paragraphs (1) and (2) have been filed; and

(4) maintains each Lessee's Affidavit of Primarily Non Income Producing Vehicle Use (Form 50-285) that pertains to each leased motor vehicle for which the lessor seeks an exemption;

(e) A chief appraiser may inspect and/or obtain copies of lessees' affidavits that the lessor maintains.

(1) Unless agreed to otherwise, a lessor and a chief appraiser shall use the following procedures when the chief appraiser proposes to inspect lessees' affidavits on leased motor vehicles for which the lessor seeks an exemption.

(A) No less than 10 days prior to the inspection, the chief appraiser shall provide the lessor with notice of the chief appraiser's intention to inspect the lessees' affidavits in the lessor's possession or control. The notice must state a reasonable date and time when the chief appraiser proposes to inspect the lessees' affidavits and shall identify the affidavits that will be subject to inspection.

(B) If the proposed date or time is not convenient, then the lessor may propose an alternate reasonable date or time by notifying the chief appraiser in writing.

(C) The lessor shall provide the chief appraiser with reasonable accommodations to inspect and copy any of the lessees' affidavits, or shall permit the chief appraiser to take the affidavits off premises for a period of no less than 48 hours to inspect and copy.

(D) The lessor may provide electronic images of the lessees' affidavits, unless the chief appraiser does not have equipment to receive or read electronic images. If the image is not sufficiently clear to distinguish the characteristics of a lessee's handwriting and to see the notarized signature and any other relevant details, the chief appraiser may request to inspect an original lessee's affidavit.

(E) If the lessor is located more than 150 miles from the appraisal district's office, then the chief appraiser may submit a written request that the lessor either copy and mail the identified lessees' affidavits or send the original affidavits to the chief appraiser for at least 14 days for inspection and copying. The chief appraiser and the lessor may determine who should bear the costs of copying and mailing.

(2) A chief appraiser should first attempt to obtain information from the lessor. If the lessor does not provide the requested information within the specified time period, then the chief appraiser may contact the lessee directly.

(f) A properly executed Lessee's Affidavit of Primarily Non Income Producing Vehicle Use (Form 50-285) is prima facie evidence that the motor vehicle is not held for the production of income and is used primarily for non-income producing activities.

(1) A chief appraiser shall also consider the following evidence of primarily non-income producing use:

(A) an affidavit by the lessee's spouse or other credible person who has information about the use of the leased motor vehicle and mileage records; and

(B) a statement by the lessee's employer that the motor vehicle was not used or required to be used in the lessee's employment.

(2) Since the rulemaking authority that is given the comptroller does not extend to the Appraisal Review Board, this subsection does not apply to proceedings or decisions of the Appraisal Review Board.

(g) If a chief appraiser has reason to question, in whole or in part, the validity of the lessor's application for exemption, then the chief appraiser may investigate and shall notify the lessor of the chief appraiser's intent to investigate. The notice that is required by this rule shall:

(1) identify the motor vehicle that the chief appraiser questions as qualifying for the exemption;

(2) state separately the reason for questioning the claimed exemption or lessee's affidavit;

(3) specify the additional information that the chief appraiser seeks; and

(4) state the due date upon which the requested information must be delivered.

(h) If a chief appraiser determines that some of the motor vehicles that the lessor claims in the application for exemption do not qualify for exemption, then the chief appraiser may modify the exemption by disallowing the amount of value that the non-exempt leased motor vehicles represent, but shall grant the exemption on the remaining value of the leased motor vehicles. Any notice of modification or denial of the claimed exemption shall be made in accordance with the notice requirements of Tax Code, §11.43 and §11.45.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 1, 2002.

TRD-200201285

Martin Cherry

Deputy General Counsel for Taxation

Comptroller of Public Accounts

Effective date: March 21, 2002

Proposal publication date: December 28, 2001

For further information, please call: (512) 463-3699


Part 4. EMPLOYEES RETIREMENT SYSTEM OF TEXAS

Chapter 67. HEARINGS ON DISPUTED CLAIMS

34 TAC §67.57

The Employees Retirement System of Texas (ERS) adopts amendments to 34 TAC §67.57, concerning reporters and transcripts, without changes to the proposed text as published in the January 18, 2002, issue of the Texas Register (27 TexReg 460).

This section is amended to clarify the means by which the official record shall be made, and to provide that any motion that results in additional costs associated with official reporting of the hearing will be paid by the person or agency making the motion.

No comments were received concerning these amendments.

The amendments are adopted under Texas Government Code Annotated §815.102, which provides that the Board of Trustees may adopt rules for the transaction of any business of the Board. No other statutes are affected by these adopted amendments.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 26, 2002.

TRD-200201174

Sheila W. Beckett

Executive Director

Employees Retirement System of Texas

Effective date: March 18, 2002

Proposal publication date: January 18, 2002

For further information, please call: (512) 867-7282


Chapter 73. BENEFITS

34 TAC §73.11

The Employees Retirement System of Texas (ERS) adopts amendments to 34 TAC §73.11, concerning the supplemental retirement program, without changes to the proposed text as published in the January 18, 2002, issue of the Texas Register (27 TexReg 461).

This section is amended to revise the requirements that must be met in order for military service credit to be creditable in the supplemental program.

No comments were received concerning these amendments.

The amendments are adopted under Texas Government Code §815.102, which provides that the Board of Trustees may adopt rules for the transaction of any business of the Board. No other statutes are affected by these adopted amendments.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 26, 2002.

TRD-200201175

Sheila W. Beckett

Executive Director

Employees Retirement System of Texas

Effective date: March 18, 2002

Proposal publication date: January 18, 2002

For further information, please call: (512) 867-7282


Chapter 75. HAZARDOUS PROFESSION DEATH BENEFITS

34 TAC §75.1

The Employees Retirement System of Texas (ERS) adopts amendments to 34 TAC §75.1, concerning filing of claims, with changes to the proposed text as published in the January 18, 2002, issue of the Texas Register (27 TexReg 462). Section 75.1(c)(10)(G) was further amended in a non-substantive way to clarify the certification that must be submitted in an application for benefits under Texas Government Code, Chapter 615.

This section is amended to reflect changes made pursuant to House Bill 877 and House Bill 2446, 77th Legislative Session, codified in Texas Government Code Annotated, Chapter 615.

No comments were received concerning these amendments.

The amendments are adopted under Texas Government Code §615.121, which provides that the Board of Trustees may adopt rules to administer this section of the Texas Government Code, and under Texas Government Code Annotated §815.102, which provides that the Board of Trustees may adopt rules for the transaction of any business of the Board. No other statutes are affected by these adopted amendments.

§75.1.Filing of Claims.

(a) Claims for benefits under Texas Government Code, Chapter 615, may be initiated by the deceased employee's department, any applicant for benefits, if an adult, or by the representative of any minor children for whom benefits are being claimed.

(b) No claim for benefits on behalf of a child born after the death of the law enforcement officer or fire fighter will be paid, unless it is accompanied by a certificate of the attending physician that the child was conceived during the decedent's lifetime.

(c) The following documents or copies of the documents shall be submitted in an application for benefits under Texas Government Code, Chapter 615, unless the executive director waives their submission:

(1) a sworn statement from the person making the claim giving the date of death, the name and address of the surviving spouse, if there is one, and the names, addresses, and birth dates of all surviving children of the decedent. If the decedent left no surviving spouse or children, the names and addresses of surviving parents of the decedent shall be provided. The names and addresses of any persons caring for minors who may be eligible for benefits shall be given;

(2) a certified copy of the death certificate;

(3) a certified copy of the autopsy report, if any;

(4) a copy of the marriage certificate showing marriage between the surviving spouse and the deceased;

(5) a certified copy of the birth certificate of each surviving child of the deceased;

(6) affidavits from any witnesses detailing the facts of the fatality;

(7) certified copies of any investigative reports;

(8) a sworn statement from the employer or authorized representative of the department that, at the time of the fatal injury, the deceased held a position covered by the terms of Texas Government Code, Chapter 615, and that the death was the result of risk or hazard inherent to that position;

(9) a copy of the decedent's birth certificate, if benefits are being claimed for parents;

(10) a certification from the appropriate authority as follows:

(A) if the decedent was a paid law enforcement officer, as defined in Texas Government Code, §615.003(1), a certification from the Texas Commission on Law Enforcement Officer Standards and Education that the decedent was a commissioned peace officer certified by that commission;

(B) if the decedent was a paid fireman, as defined in Texas Government Code, §615.003(10) or §615.003(11), a certification from the Commission on Fire Protection Personnel Standards and Education that the decedent was certified by that commission, or a certification from the head of the state agency or political or legal subdivision of the state for whom the decedent worked that aircraft crash and rescue fire fighting were the decedent's principal duties at the time of his or her death;

(C) if the decedent was a member of an organized volunteer fire department, as defined in Texas Government Code, §615.003(12), a certification from the head of the organized volunteer fire department that the organized volunteer fire department of which the decedent was a member consists of not less than 20 active members; conducts a minimum of two drills each month, with each drill being at least two hours long and attended by a majority of all active members; and renders fire fighting services without remuneration;

(D) if the decedent was a paid probation officer, as defined in Texas Government Code, §615.003(2), a certification from the district judge or district judges who appointed the decedent or for whom the decedent worked that the decedent had the qualifications and duties set out in the Texas Code of Criminal Procedure, Article 42.12, §10, 1965, as amended;

(E) if the decedent was a paid parole officer, as defined in Texas Government Code, §615.003(3), a certification from the executive director of the Board of Pardons and Paroles that the decedent was an officer of the division of parole supervision and had the qualifications and duties set out in the Texas Code of Criminal Procedure, Article 42.12, §§26-29, 1965, as amended;

(F) if the applicant alleges that the decedent was within the protected class defined as supervisory personnel in a county jail in Texas Government Code, §615.003(7), a certification by the sheriff that the decedent was appointed as jailer or guard of a county jail and performed a security, custody, or supervisory function over the admittance, confinement, or discharge of prisoners, and a certification from the Texas Commission on Law Enforcement Officer Standards and Education that the decedent was certified by that commission;

(G) if the applicant alleges that the decedent was within the protected class defined as performing emergency medical services or operation of an ambulance in Texas Government Code, §615.003(13), a certification by the Texas Department of Health that the decedent was certified as at least an "emergency care attendant;"

(11) a newspaper account, if any, of the fatality; and

(12) a copy of the income tax return filed by the decedent in the year prior to death, if benefits are being claimed for surviving children.

(d) The executive director may require any additional information or affidavits as are necessary to establish the validity of the claim.

(e) Payment on behalf of a minor child will be made only to a surviving natural parent with custody of the child, to a surviving adoptive parent with custody of the child, or to a court-appointed guardian of the child's estate.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 26, 2002.

TRD-200201176

Sheila W. Beckett

Executive Director

Employees Retirement System of Texas

Effective date: March 18, 2002

Proposal publication date: January 18, 2002

For further information, please call: (512) 867-7282


34 TAC §75.2

The Employees Retirement System of Texas (ERS) adopts amendments to 34 TAC §75.2, concerning additional benefit claims, without changes to the proposed text as published in the January 18, 2002, issue of the Texas Register (27 TexReg 463).

This section is amended to reflect changes made pursuant to House Bill 877, 77th Legislative Session, codified in Texas Government Code Annotated, Chapter 615.

No comments were received concerning these amendments.

The amendments are adopted under Texas Government Code §615.121, which provides that the Board of Trustees may adopt rules to administer this section of the Texas Government Code, and under Texas Government Code Annotated §815.102, which provides that the Board of Trustees may adopt rules for the transaction of any business of the Board. No other statutes are affected by these adopted amendments.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 26, 2002.

TRD-200201177

Sheila W. Beckett

Executive Director

Employees Retirement System of Texas

Effective date: March 18, 2002

Proposal publication date: January 18, 2002

For further information, please call: (512) 867-7282


Part 11. OFFICE OF THE FIRE FIGHTERS' PENSION COMMISSIONER

Chapter 301. RULES OF THE TEXAS STATEWIDE EMERGENCY SERVICES RETIREMENT FUND

34 TAC §301.2

The State Board of Trustees for the Texas Statewide Emergency Services Personnel Retirement Fund (Fund), Office of the Fire Fighters' Pension Commissioner (FFPC), adopts the amendment to §301.2, relating to scope, without changes to the proposed text as published in the January 18, 2002 issue of Texas Register (27 TexReg 464).

Rule 301.2 is amended in order to simplify, expedite, and clarify the process used by the local boards to verify each member's service as required for merger into the TSESRA (Senate Bill 411) pension plan. Previously, verification of service had to signed by the chief or head of the department as well as all of the local board members. Amending the rule to require signatures by only the chairman, the current chief or head of the department, and the secretary of the local board simplifies and expedites the process. In addition, the amendment outlines the process in greater detail, thereby making the process easier for the local board to understand and follow.

There were no comments received regarding the proposed amendment.

The amendment is adopted under Texas Revised Civil Statutes, Article 6243e.3, §21 that provides the Board of Trustees with the authority to establish rules necessary for the administration of the Fund.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 4, 2002.

TRD-200201309

Morris E. Sandefer

Commissioner

Office of the Fire Fighters' Pension Commissioner

Effective date: March 24, 2002

Proposal publication date: January 18, 2002

For further information, please call: (512) 936-3372