TITLE 19.EDUCATION

Part 2. TEXAS EDUCATION AGENCY

Chapter 89. ADAPTATIONS FOR SPECIAL POPULATIONS

Subchapter AA. COMMISSIONER'S RULES CONCERNING SPECIAL EDUCATION SERVICES

3. MEMORANDA OF UNDERSTANDING AFFECTING SPECIAL EDUCATION STUDENTS

The Texas Education Agency (TEA) proposes the repeal of and new §89.1110, concerning a memorandum of understanding (MOU) related to individual transition planning for students receiving special education services. The section addresses respective roles and responsibilities of participating agencies in the sharing of information about, and coordination of services to, eligible students with disabilities receiving transition services. The proposed repeal and new section will update and clarify the Memorandum of Understanding on Individual Transition Planning for Students Receiving Special Education Services. The new section will more clearly establish the respective responsibilities of each agency for the provision of services necessary to prepare students enrolled in special education programs for a successful transition to life outside of the public school system.

Texas Education Code (TEC), §29.011, requires that the TEA, the Texas Department of Mental Health and Mental Retardation (TDMHMR), and the Texas Rehabilitation Commission (TRC), by a cooperative effort, develop and by rule adopt an MOU. TEC, §29.011, specifies that the TEA shall coordinate the development of the MOU and that the TEA, the TDMHMR, and the TRC may request other appropriate agencies to participate in the development of the MOU. Accordingly, the proposed MOU includes the participation of the following agencies: Texas Commission for the Blind, Texas Commission for the Deaf and Hard of Hearing, Texas Department of Health, Texas Department of Housing and Community Affairs, Texas Department of Human Services, Texas Department of Mental Health and Mental Retardation, Texas Department of Protective and Regulatory Services, Texas Education Agency, Texas Higher Education Coordinating Board, Texas Juvenile Probation Commission, Texas Rehabilitation Commission, Texas Workforce Commission, and Texas Youth Commission.

The proposed new MOU (codified as 19 TAC §89.1110) addresses respective roles and responsibilities of participating agencies in the sharing of information about, and coordination of services to, eligible students with disabilities receiving transition services. The proposed MOU establishes definitions; better addresses information sharing and agency participation; and clarifies and adds provisions relating to regional and local collaboration, cross-agency training, and dispute resolution. Other terms of the proposed MOU provide for the MOU to be reviewed and considered for expansion, modification, or amendment at any time the executive officers of the parties agree or at least every four years.

Nora Hancock, Associate cCommissioner for Education of Special Populations, has determined that for the first five-year period the repeal and new section are in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Ms. Hancock has determined that for each year of the first five years the repeal and new section are in effect the public benefit anticipated as a result of enforcing the section will be that successful transition of students with disabilities to post-secondary adult life endeavors are facilitated when all appropriate agencies which may be responsible for providing and/or paying for transition services coordinate efforts. It is critical that delivery of transition services is a coordinated set of activities, focused on identified individual outcomes, that includes all appropriate adult service agencies and stakeholders. Better coordinated transition service delivery systems result in increased opportunities for students to achieve their post-secondary goals for adult life benefiting the individual, his or her family, and the community. Additionally, better coordinated services are more cost effective for the state by reducing costly duplicative efforts by multiple agencies. There will not be an effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the proposed repeal and new section.

Public hearings are scheduled for August and September using the Texas Education Telecommunications Network (TETN) Videoconference Network for the purpose of obtaining public comment on this MOU. Additionally, the TEA will mail the rule packet statewide to all school districts and parent/advocacy organizations to solicit public comments and to provide specific details pertaining to the public hearings. The TEA will also post the rule packet to its web site and will accept public comment by e-mail.

Comments on the proposal may be submitted to Cristina De La Fuente-Valadez, Accountability Reporting and Research, 1701 North Congress Avenue, Austin, Texas 78701, (512) 463-9701. Comments may also be submitted electronically to rules@tea.state.tx.us or faxed to (512) 475-3499. All requests for a public hearing on the proposed repeal and new section submitted under the Administrative Procedure Act must be received by the commissioner of education not more than 15 calendar days after notice of the proposal has been published in the Texas Register .

19 TAC §89.1110

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Education Agency or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under Texas Education Code, §29.011, which authorizes the Texas Education Agency, the Texas Department of Mental Health and Mental Retardation, and the Texas Rehabilitation Commission to develop, agree to, and by rule adopt a memorandum of understanding that establishes the respective responsibilities of each agency for the provision of services necessary to prepare students enrolled in special education programs for a successful transition to life outside of the public school system.

The repeal implements Texas Education Code, §29.011.

§89.1110.Memorandum of Understanding on Transition Planning for Students Receiving Special Education Services.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 12, 2002.

TRD-200203686

Cristina De La Fuente-Valadez

Manager, Policy Planning

Texas Education Agency

Earliest possible date of adoption: July 28, 2002

For further information, please call: (512) 463-9701


19 TAC §89.1110

The new section is proposed under Texas Education Code, §29.011, which authorizes the Texas Education Agency, the Texas Department of Mental Health and Mental Retardation, and the Texas Rehabilitation Commission to develop, agree to, and by rule adopt a memorandum of understanding that establishes the respective responsibilities of each agency for the provision of services necessary to prepare students enrolled in special education programs for a successful transition to life outside of the public school system.

The new section implements Texas Education Code, §29.011.

§89.1110.Memorandum of Understanding on Individual Transition Planning for Students Receiving Special Education Services.

(a) Participating agencies. The memorandum of understanding (MOU) is established among the following state agencies referred to herein as "the parties":

(1) Texas Commission for the Blind (TCB);

(2) Texas Commission for the Deaf and Hard of Hearing (TCDHH);

(3) Texas Department of Health (TDH);

(4) Texas Department of Housing and Community Affairs (TDHCA);

(5) Texas Department of Human Services (DHS);

(6) Texas Department of Mental Health and Mental Retardation (TDMHMR);

(7) Texas Department of Protective and Regulatory Services (PRS);

(8) Texas Education Agency (TEA);

(9) Texas Higher Education Coordinating Board (THECB);

(10) Texas Juvenile Probation Commission (TJPC);

(11) Texas Rehabilitation Commission (TRC);

(12) Texas Workforce Commission (TWC); and

(13) Texas Youth Commission (TYC).

(b) Purpose.

(1) Under the authority of Texas Education Code (TEC), §29.011 (Transition Planning), the purpose of this MOU is to establish the respective responsibilities of each party for the provision of the services necessary to prepare students receiving special education services for a successful transition to life outside the public school system.

(2) This MOU documents the parties' commitment to collaborative efforts and sharing of resources in providing effective transition services to students receiving special education services.

(c) Philosophy. This MOU is intended to further the development of transition services in Texas that, through a comprehensive array of coordinated services, offers improved choices and opportunities to achieve maximum independence and integration in the community for students receiving special education services. This philosophy reflects the following beliefs:

(1) Transition is a student-centered, student-driven process. Successful transition planning should develop the self-determination skills of each student.

(2) Successful transition is facilitated when each student and his or her parent(s) have the knowledge and skills needed to empower them to plan for the student's future and to make effective use of personal and community resources in achieving independence.

(3) Each student should have opportunities to have a meaningful life and to make informed choices about where to live, work, and play. Each student should have opportunities to fully participate in and be a contributing and respected member of his or her community.

(4) Each student has unique values, preferences, abilities, and challenges. Valuing diversity will enhance the benefits of individual transition planning.

(5) Individual transition planning should be a thoughtful, collaborative process involving the student, the family, school personnel, agencies, community resources, and other stakeholders. Each student should actively participate in identifying his or her individual transition planning committee members.

(6) Individual transition planning should be an integral part of the educational process, not a single event.

(7) The success of individual transition planning is based on the development of ongoing productive working relationships and common goals among all of the parties involved in transition planning. The success of individual transition planning is not dependent upon attendance of all parties at all individual transition planning meetings, although such attendance is encouraged.

(d) Definitions. The following words and terms, when used in this MOU, shall have the following meaning, unless the context clearly indicates otherwise:

(1) "Agencies" means the parties, the local entities of the parties, or organizations that provide services and supports to the general public. Participation in this MOU by local workforce development boards may be separately arranged by local agreements. Information regarding specific agency responsibilities is delineated in subsection (e)(4)(C) of this section.

(2) "Admission, review, and dismissal (ARD) committee" means the committee convened for, among other things, the purpose of developing the individualized education program consistent with 34 Code of Federal Regulations (CFR) §300.344 and §89.1050 of this title (relating to The Admission, Review, and Dismissal (ARD) Committee).

(3) "Community experience" means activities that are conducted and provided in community settings, including community-based work experiences and/or exploration, job site training, banking, shopping, transportation, and recreation.

(4) "Employment (individualized competitive employment)" means full-time or part-time competitive employment, including supported employment for which an individual is compensated by the workplace employer at or above the minimum wage, but not less than the customary wage and level of benefits paid by the employer for the same or similar work performed by individuals without disabilities. This includes the individualized support services that are necessary to maintain the individual in competitive employment. This does not include enclaves, pods in industry, or groups of individuals with disabilities working in an integrated setting.

(5) "FERPA" means the Family Educational Rights and Privacy Act, 20 United States Code (USC) §1232(g), which is a federal law designed to protect the privacy of a student's education records. The law applies to educational institutions and agencies that receive funds under an applicable program of the U.S. Department of Education. FERPA gives parents certain rights with respect to their children's education records. These rights transfer to the student, or former student, who has reached the age of 18 or is attending any school beyond the high school level.

(6) "Functional vocational evaluation" means an assessment process that provides information about job or career interests, aptitudes, and skills. Information may be gathered through situational assessments, observation, or formal measures and should be practical in nature.

(7) "Higher education" means any postsecondary education provided by a public, private, or proprietary college, university, or technical school, including college-level courses, developmental education, and adult continuing education.

(8) "IDEA" means the Individuals with Disabilities Education Act, 20 USC §§1400 et seq., which is a federal law that ensures the provision of special education and related services to eligible students with disabilities.

(9) "Individualized education program (IEP)" means a written education program for a student receiving special education and related services that is developed in an ARD committee meeting and includes the elements described in relevant federal and state requirements consistent with 34 CFR §300.346 and §300.347 and §89.1050 of this title.

(10) "Individual transition plan (ITP)" means a written plan that is developed apart from the IEP that focuses on successful independence and integration in the community.

(11) "Local educational agency (LEA)" means, consistent with 20 USC §1401(15), any public authority, institution, or agency having administrative control and direction of a public elementary or secondary school, including a public charter school that is established as an LEA under state law.

(12) "Parent" includes a biological or adoptive parent whose parental rights have not been terminated, surrogate parent, legal guardian, legal conservator, or person acting in the place of a parent.

(13) "Parties" means signatory agencies to this MOU. Any reference to participation by the "parties" as applied to the TWC is subject to the definition of "agencies" as defined in paragraph (1) of this subsection.

(14) "Related services" means transportation and such developmental, corrective, and other supportive services as are required to assist a child with a disability to benefit from special education and includes speech-language pathology and audiology services; psychological services; physical and occupational therapy; recreation, including therapeutic recreation; early identification and assessment of disabilities in children; counseling services, including rehabilitation counseling; orientation and mobility services; and medical services for diagnostic or evaluation purposes. The term also includes school health services, social work services in school, and parent counseling and training consistent with 34 CFR §300.24.

(15) "Self-determination" means the abilities and attitudes necessary to exercise primary control over one's life and to make choices regarding one's quality of life free from undue external influence or interference.

(16) "Special education" means specially designed instruction and related services, at no cost to the parent(s), to meet the unique needs of a child with a disability consistent with 34 CFR §300.26.

(17) "Student" means an individual with a disability receiving special education services.

(18) "Transition services" means a coordinated set of activities for a student with a disability that meets the criteria described in subparagraph (A) of this paragraph.

(A) Transition services means a coordinated set of activities that:

(i) is designed within an outcome-oriented process that promotes movement from school to post-school activities, including post-secondary education, vocational training, integrated employment (including supported employment), continuing and adult education, adult services, independent living, or community participation;

(ii) is based on the individual student's needs, taking into account the student's preferences and interests; and

(iii) includes:

(I) instruction;

(II) related services;

(III) community experiences;

(IV) development of employment and other post-school adult living objectives; and

(V) if appropriate, acquisition of daily living skills and functional vocational evaluation.

(B) Transition services for students with disabilities may be special education if provided as specially designed instruction, or related services, if requested to assist the student with a disability to benefit from special education consistent with 34 CFR §300.29.

(e) Individual transition planning.

(1) ITP committee members.

(A) The student and the parent have the right to invite participants who have knowledge or special expertise about the student.

(B) Except as provided in subparagraph (C) of this paragraph, transition planning and annual reviews of the ITP shall include, but are not limited to, the following participants:

(i) the student (the student shall not be excluded based on age or severity of disability);

(ii) the student's parent(s);

(iii) the student's special education teacher;

(iv) a person or persons knowledgeable of the general education curriculum and the minimum academic requirements for graduation and the relationship of those requirements to the Academic Achievement Record; and

(v) a representative from career and technology, preferably the student's teacher, if the student is, or is likely to be, participating in career and technology education as part of his or her IEP.

(C) An LEA may designate one individual to fulfill one or both of the roles described in subparagraph (B)(iv) and (v) of this paragraph provided such individual meets the requirements specified in that subparagraph.

(D) Based on procedures developed in subsection (f)(1)(D)(i) of this section dealing with participation, the LEA shall invite a representative of any agency that is currently providing services to the student.

(E) The LEA shall invite a representative of any other agency that is likely to be responsible or capable of identifying, planning, providing, or paying for transition services.

(F) Other participants may include representatives from the community, organizations, or other entities that can assist the student to achieve identified goals.

(G) Participants, in addition to required members, shall be determined based on the individual student's transition needs and plans for the future, and not solely on disability.

(H) The LEA shall take reasonable steps to ensure that all invited participants are afforded the opportunity to attend a student's ITP meeting. If an invited participant cannot attend the meeting, the LEA and the regional and local entities of the parties shall take reasonable steps to ensure participation, including, but not limited to, individual or conference telephone calls, written, or electronic communication.

(I) A meeting may be conducted without a parent and/or student in attendance if the parent or student is unable to attend or chooses not to participate. In this case, the LEA must have a record of its attempts to arrange a mutually agreed upon time and place, such as:

(i) detailed records of communication attempted, including, but not limited to, telephone calls, letters, electronic communication, and the results of those attempts;

(ii) copies of correspondence sent to the student and parent and any response received; and

(iii) detailed records of visits made to the student's and parent's home or place of employment and the results of those visits.

(2) Consent for release of confidential information. In order to release student confidential information or to include a student's name on a notice sent to another agency, an LEA must first obtain consent to release confidential educational records and information from each student's parent. Each LEA shall seek to obtain such consent with respect to any agency that is or may be responsible for providing or paying for transition services. To the extent that consent is given for the disclosure of information to other agencies, the LEA will ensure that those agencies receive notice of the ITP meeting. Agencies receiving confidential records and information shall protect and maintain the confidentiality of the information received consistent with 34 CFR §§300.560 - 300.577, Part 99, and the agencies' respective confidentiality requirements.

(3) Notice. LEA's must provide written notice of an ITP meeting as follows.

(A) When the student, parent, and school personnel are the only invited participants, notice must be provided at least five school days prior to the meeting. The student, parent, and school personnel may mutually agree to waive this five-school-day timeline. The LEA must maintain written documentation of the waiver in the eligibility folder.

(B) When inviting other participants, in addition to the student, parent, and school personnel, notice must be provided to all participants at least 30 calendar days prior to the meeting. This 30-calendar-day provision may be waived if all invited participants mutually agree. The LEA must maintain written documentation of the waiver in the eligibility folder.

(C) The notice of the ITP meeting must be written in language understandable to the general public and must include:

(i) the student's name;

(ii) the purpose, date, time, and location of the meeting;

(iii) a list of invited participants;

(iv) a statement that the student and parent have the right to bring relevant information, resources, and invite other participants who have knowledge or special expertise about the student;

(v) the name and telephone number of an LEA contact person; and

(vi) a copy of the notice in the native language of the parent or other mode of communication used by the parent, unless it is clearly not feasible to do so.

(4) Process.

(A) Transition planning process. Before age 13 (or upon initial placement in special education, if a student is initially identified at age 13 or older), or when requested by the student or parent, the LEA must provide each student and the student's parent(s) with information about transition planning. This information shall include:

(i) the philosophy and purpose of the individual transition planning process;

(ii) the role of the student and parent in the student-driven transition planning process;

(iii) the areas of consideration for the individual transition planning process to include the following:

(I) employment;

(II) housing;

(III) transportation;

(IV) recreation and leisure;

(V) reaching age of majority;

(VI) physical and mental health needs; and

(VII) post-secondary education and other options;

(iv) age requirements related to individual transition planning;

(v) ITP committee membership;

(vi) the relationship between the ITP and the IEP and the processes for their development;

(vii) interagency responsibilities and linkages when appropriate;

(viii) comprehensive information, as individually appropriate, made available at the annual regional planning meeting; and

(ix) the list of opportunities to learn about transition planning developed as a result of the annual regional planning meeting as referenced in subsection (f)(1)(D)(i)(V) of this section.

(B) Individual transition plan development process.

(i) The ITP meeting shall be initiated and facilitated by the LEA in collaboration with the student and parent.

(ii) The ITP committee shall develop and annually review an ITP for each student enrolled in a special education program who is at least 16 years of age. At each annual review, the ITP committee shall review the student's progress on the ITP and revise the ITP, as appropriate. A student, parent, or party may request the development of an initial ITP for a student younger than age 16. The ITP committee shall determine the need to develop an initial ITP at an earlier age than 16.

(iii) The ITP shall be developed as a separate document from the IEP.

(iv) A copy of the ITP shall be given to the student and his or her parent(s). To the extent that consent is granted, a copy of the ITP shall be provided to agencies and others that will assist in the implementation of the ITP.

(v) The ITP development process shall begin with a committee discussion of the student's and parents' role in guiding the transition planning process and the student's vision for independence, self-determination, and inclusion in the community. If the student is unable to attend, the LEA will obtain the student's preferences and interests in writing. Any committee member may provide information relevant to the student's ITP.

(vi) The ITP committee shall discuss and determine the student's long-range goals in the following areas:

(I) employment;

(II) housing;

(III) transportation;

(IV) recreation and leisure;

(V) issues relating to reaching age of majority (e.g., PRS conservatorship, guardianship, health benefits);

(VI) physical and mental health needs;

(VII) post-secondary education and other options; and

(VIII) other issues impacting transition to life outside the public school system.

(vii) The ITP committee shall discuss and identify:

(I) strategies and activities for achieving each of the identified goals;

(II) how progress toward the goals will be evaluated;

(III) a network of support, including, but not limited to, family, friends, coworkers, agencies, and community resources available to the public, that is needed to achieve the student's desired goals;

(IV) when, where, and how support services shall be provided by the network of support. It shall also include a description of specific support services; and

(V) the responsible parties and/or network of support and projected timelines for each of the goals.

(viii) Elements of the ITP that are the responsibility of the student and parent(s) shall be discussed at the meeting and included in the ITP.

(ix) The ITP may include identification of and referral for potential services, but may not include commitment of services for agencies not attending the meeting.

(x) For students who are incarcerated, the ITP shall identify the needed transition services to facilitate the reintegration of the student to the home community and to the receiving LEA.

(C) Agency responsibility.

(i) Regional or local representatives of a party shall attend ITP and review meetings for the students who are currently receiving services from that party.

(ii) Agencies are encouraged, based on agreements reached at the annual regional planning meeting and availability of personnel, to attend ITP and review meetings for any student who is not currently receiving, but may be in need of, services.

(iii) Regional or local representatives of a party that are unable to attend an ITP or review meeting shall, prior to the meeting, send information or communicate with school personnel through options identified in the annual regional planning meeting.

(iv) The elements of the student's ITP to be accomplished by a responsible party shall be included in that party's individualized plan of service for the student.

(v) The following services and activities supporting transition shall be initiated and provided on an individual student basis by the LEA:

(I) educational programming, including instruction, related services, community experiences, development of employment, other post-school adult living objectives, and, if appropriate, acquisition of daily living skills and functional vocational evaluation;

(II) community-based instructional alternatives focusing on independent living and employment;

(III) appropriate instructional environments within adult settings for students ages 18 - 21; and

(IV) referral of students and parents to other agencies for service consideration.

(vi) The following services and activities supporting transition shall be initiated and provided by the TRC:

(I) the planning, administrative, and staff training costs of providing assistance to LEAs and education service center personnel to plan effectively with students who have disabilities who would benefit from referral to the TRC programs; and

(II) the cost of services provided to eligible individuals with disabilities once they have made the transition from the receipt of educational services in school to the receipt of vocational rehabilitation services or other program services provided by the TRC.

(vii) Each party shall ensure compliance with this MOU.

(5) Procedural relationship between the development of the ITP and the development of the IEP.

(A) Federal law requires that the IEP for each student, beginning at age 14 (or younger, if determined appropriate by the ARD committee) and updated annually, must include a statement of the transition service needs of the student under the applicable components of the student's IEP that focuses on the student's courses of study (such as participation in advanced placement courses or a vocational education program).

(B) Federal law requires that the IEP for each student, beginning at age 16 (or younger, if determined appropriate by the ARD committee), must include a statement of needed transition services for the student, including, if appropriate, a statement of the interagency responsibilities or any needed linkages.

(C) The ITP shall be developed or reviewed apart from the development of the IEP. To minimize scheduling conflicts, the LEA may schedule the development and annual review of the ITP immediately before the ARD committee's development and review of the IEP.

(D) Only those components of the ITP that are the responsibility of the LEA may be incorporated into the student's IEP. Only the failure to implement those components of a student's ITP that are included in the IEP are subject to the due process procedures of IDEA or to TEA complaint procedures.

(E) The time between the ITP meeting and the subsequent ARD committee meeting to incorporate into the IEP those components of the ITP that are the responsibility of the LEA shall be no more than 30 school days.

(F) In the following circumstances, the ARD committee shall establish a timeline for development of an ITP.

(i) Once eligibility for special education services is determined for a student who is at least 16 years old, the ITP must be developed within 30 school days of the initial IEP development.

(ii) For a transfer student who is at least 16 years old and without a current ITP, an ITP must be developed 30 school days from the final transfer ARD committee meeting.

(iii) For a transfer student who is 15 years old and who will turn 16 in less than 30 calendar days from the date of enrollment, an ITP must be developed within 30 school days from the final transfer ARD committee meeting.

(G) For a transfer student with an ITP, the ARD committee shall review the ITP and determine the need for revision within 30 school days from the final transfer ARD committee meeting.

(f) Participation.

(1) Annual regional planning meeting.

(A) Annual regional planning meeting shall be held in each of the 20 education service center (ESC) regions in the state in accordance with the terms of this section.

(B) The purpose of the annual regional planning meeting is to develop common goals, cooperative working relationships, and a written process for implementing and maintaining effective transition planning.

(C) The parties, with the exception of TJPC, shall send regional or local representatives to annual regional planning meetings. Additional participants at the annual regional planning meeting may include persons with disabilities, their parents or other family members, educators, agencies, representatives from consumer and advocacy organizations, and business and community leaders.

(D) The timeline and procedures for the initial annual regional planning meeting include the following.

(i) By March 1, 2003, and at least annually thereafter, each ESC shall ensure that an annual regional planning meeting involving the representatives and participants identified in subparagraph (C) of this paragraph is convened to address:

(I) the level of regional and local agency participation in transition planning, including, but not limited to, procedures to ensure compliance with subsection (e)(4)(C)(iv) of this section;

(II) how notice to agency personnel regarding the ITP meetings shall be provided;

(III) consideration of less than 30 calendar days notice for ITP meetings for transfer students due to the importance of the ITP in providing direction for the IEP;

(IV) options available if an agency representative is unable to attend an ITP meeting;

(V) the development of a list of opportunities for students and parents to learn about transition planning with emphasis on self-determination and making informed choices;

(VI) how and by whom future regional planning meetings shall be planned and facilitated;

(VII) the process for resolving disputes at the local level;

(VIII) the confidentiality of certain information and processes for obtaining consent to release such information; and

(IX) how to avoid duplication of efforts by utilizing established groups addressing interagency issues.

(ii) By October 1, 2003, the written process for implementing and maintaining effective transition planning as required by subparagraph (B) of this paragraph developed at the annual regional planning meeting shall be shared with all the participants of the annual regional planning meeting, as identified in accordance with subparagraph (C) of this paragraph.

(E) During the annual regional planning meeting, the following comprehensive information regarding regional and local agency services shall be provided to the ESC:

(i) a description of services, local availability, and cost (not applicable for TJPC);

(ii) eligibility criteria for services (not applicable for TJPC);

(iii) how to access services (not applicable for TJPC); and

(iv) complaint procedures (not applicable for TJPC and THECB).

(2) Exceptions for the use of school records as assessment data by the parties. The parties agree to accept current relevant school records to use as assessment data, when appropriate, except as indicated below:

(A) TCB: no more than one year old and meets TCB guidelines;

(B) DHS: no more than one year old and meets DHS guidelines;

(C) TDMHMR:

(i) Mental Retardation (MR): the person who conducts the determination of mental retardation for eligibility for MR services considers the previous assessment, social history, or relevant record from another entity, including an LEA if it is a valid reflection of the individual's current level of functioning;

(ii) MR: the determination of mental retardation includes the establishment of the diagnosis of MR during the developmental periods, (i.e., before age 18). Access to school records up to seven years after graduation is available through the Public Education Information Management System at the LEA or through TEA for up to ten years following graduation; and

(iii) Mental Health (MH): determination of eligibility for special education services as a student with emotional disturbance is not the same for eligibility for the priority populations served by mental health services. TDMHMR requires a diagnosis by a licensed practitioner of the Healing Arts to determine if the individual is in the priority population;

(D) TJPC: does not provide direct services, however, the local juvenile probation departments may accept such records;

(E) TWC: does not provide direct services, however, the local workforce development boards may accept such records; and

(F) TRC: no more than three years old and meets TRC guidelines.

(3) Transfer of information.

(A) With the exception of TJPC, parties shall share current service plan information with another part of their agency in a different service area when a student moves. TDMHMR shall share information upon receipt of a written consent by the adult student or the parent/guardian.

(B) With the exception of TJPC, parties shall share current service plan information with the receiving LEA when a student moves upon receipt of a written consent by the adult student or the parent.

(C) All parties shall agree to support or participate in training for the successful implementation of the MOU.

(g) Information sharing.

(1) State. Annually, the TEA will share with the parties an aggregate of relevant information for the purpose of budget development, strategic planning, and service coordination for students with disabilities. The information shall include age, gender, ethnicity, disabilities, and instructional arrangement.

(2) Training. Coordinated training shall be conducted at the state, regional, and local levels. Elements of this training shall include but not be limited to implementation of the MOU, interagency collaboration, community outreach, and best practices. Training shall be organized as follows.

(A) A lead ESC will facilitate the development, with input from the parties, of a training model to be used at the state, regional, and local levels.

(B) Each party shall designate staff to conduct joint interagency training for appropriate state and regional level personnel of the parties and state and regional representatives from agencies.

(C) The regional representatives of the parties shall designate staff to conduct joint interagency training for the local representatives of the parties, participants in the annual regional planning meeting, and students, families, local agencies, and interested members of the community.

(h) Dispute resolution.

(1) Local disputes.

(A) If a local dispute (between or among LEAs and/or local entities of the parties) concerning the implementation of this MOU arises prior to the initial annual regional planning meeting in a particular region, the dispute shall be addressed according to the following procedure.

(i) Resolution of the dispute shall first be attempted at the local level. The specific issues involved in the dispute and possible solutions shall be identified and referred to local personnel authorized to make decisions necessary to resolve the dispute.

(ii) If resolution is not reached after a reasonable period of time (not to exceed 45 days unless the disputing entities agree otherwise), the disputing entities shall refer the dispute to the TEA for further negotiations toward a mutually agreeable resolution. The TEA will contact the disputing entities and set up a meeting for this purpose.

(iii) Disputing entities referring disputes to the TEA shall identify:

(I) the nature of the dispute;

(II) any resolutions agreed upon;

(III) the issues that remain unresolved; and

(IV) the contact persons representing the disputing entities.

(B) In accordance with subsection (f)(1)(D)(i)(VII) of this section, each region's initial annual regional planning meeting must address the process for resolving local disputes. Local disputes that arise after these local dispute resolution processes are in place shall be addressed according to the applicable local process.

(2) State agency disputes.

(A) Resolution of disputes concerning implementation of this MOU between two or more parties must first be attempted at the staff level. If resolution is not reached after a reasonable period of time (not to exceed 45 days unless the disputing parties agree otherwise), the disputing parties will refer the dispute to their respective executive officers, or their designees, for further negotiation. The appropriate state officials shall meet to seek resolution of the dispute.

(B) If the chief executive officers of the disputing parties determine that the dispute cannot be resolved at their level, the disputing parties may pursue resolution through the use of mediation pursuant to the Governmental Dispute Resolution Act, Texas Government Code, Chapter 2009.

(i) MOU review. This MOU may be reviewed and considered for expansion, modification, or amendment at any time the executive officers of the parties agree or at least every four years.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 12, 2002.

TRD-200203687

Cristina De La Fuente-Valadez

Manager, Policy Planning

Texas Education Agency

Earliest possible date of adoption: July 28, 2002

For further information, please call: (512) 463-9701