TITLE 22.EXAMINING BOARDS

Part 10. TEXAS FUNERAL SERVICE COMMISSION

Chapter 201. LICENSING AND ENFORCEMENT--PRACTICE AND PROCEDURE

22 TAC §201.16

The Texas Funeral Service Commission (Commission) proposes amendments to §201.16, concerning the Memorandum of Understanding between the Commission and the Texas Department of Health published at 25 Texas Administrative Code §181.27.

Currently, §201.16 adopts by reference the Memorandum of Understanding between the Commission and the Department, published in 25 Texas Administrative Code, §181.27. This proposed amendment sets forth the full language of the Memorandum of Understanding, and makes other non-substantive changes.

O.C. Robbins, Executive Director, Texas Funeral Service Commission, has determined that for the first five-year period this section is in effect, there will be no fiscal implications for state or local government as a result of enforcing or administering the section. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the proposed section, beyond what is already required under the existing rule.

Mr. Robbins has also determined that for the first five-year period this section is in effect, the public benefit will be licensee and consumer awareness of the Memorandum of Understanding between the Commission and the Department. The Memorandum of Understanding sets forth each agency's responsibilities for the referral, investigation and resolution of complaints affecting the administration and enforcement of state laws relating to vital statistics and the licensing of funeral directors, and embalmers.

Comments on the proposal may be submitted in writing for a 30 day period to O.C. Robbins, Executive Director, Texas Funeral Service Commission, P.O. Box 12217, Capitol Station, Austin, Texas 78711-1440, 512-479-5064 (fax) or chet.robbins@tfsc.state.tx.us. The staff will be available on the third Thursday of the 30 day period following publication to hold a public hearing for interested parties wishing to make comments.

The amendment is proposed under §651.152 of the Texas Occupations Code which authorizes the Commission to issue such rules and regulations as may be necessary to effect the provision of this section.

No other statutes, articles or codes are affected by the proposed amendment.

§201.16.Memorandum of Understanding with the Texas Department of Health.

(a) Purpose. The purpose of this section is to implement Texas Civil Statutes, Article 4582b, now codified as Texas Occupations Code, Chapter 651, 76th Legislature, 1999, and Health and Safety Code, Chapters 193 and 195. In an effort to better protect the public health, safety and welfare, it is the legislative intent of the laws of the Texas Department of Health (Department) and the Texas Funeral Service Commission (TFSC) to adopt by rule a memorandum of understanding to facilitate cooperation between the agencies by establishing joint procedures and describing the actual duties of each agency for the referral, investigation, and resolution of complaints affecting the administration and enforcement of state laws relating to vital statistics and the licensing of funeral directors and funeral establishments. [ The Texas Funeral Service Commission adopts by reference the joint memorandum of understanding with the Texas Department of Health published at 25 Texas Administrative Code §181.27. ]

(b) Scope.

(1) The Memorandum of Understanding (MOU) includes the respective responsibilities of the Department and the TFSC in regulating any person or entity under the Health and Safety Code, Chapters 193 and 195, concerning the completion and filing of death records.

(2) The Department and the TFSC will implement the cooperative procedure described in this memorandum to refer complaints to the other agency when that complaint falls within the other agency's jurisdiction or may have an affect on the administration and enforcement of the law for which the other agency is responsible.

(3) The Department and the TFSC will implement the cooperative procedure described in this MOU in order to notify the other agency of violations of Health and Safety Code, Chapters 193 and 195; and Texas Occupations Code, Chapter 651 by funeral directors and funeral establishments, and to assist and encourage funeral directors, embalmers, and funeral establishments to conform their activities relating to the completion and filing of death records.

(4) The MOU does not limit the authority of either agency, acting in its own capacity under state or federal law, to investigate complaints that fall within that agency's statutory jurisdiction.

(c) Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Agency--Texas Department of Health or the Texas Funeral Service Commission.

(2) Death record--A report of death, death certificate, or a burial-transit permit, and such other forms as the Department or the Texas Board of Health determine to be necessary.

(3) Department--The Texas Department of Health or any local registrar.

(4) Funeral Director--A person who for compensation engages in or conducts, or who holds himself out as being engaged, for compensation, in preparing, other than the embalming, for the burial or disposition of dead human bodies, and maintaining or operating a funeral establishment for the preparation and disposition, or for the care of dead human bodies.

(5) Funeral establishment--A place of business used in the care and preparation for burial or transportation of dead human bodies, or any other place where one or more persons, either as sole owner, in co-partnership, or through corporate status, represent themselves to be engaged in the business of embalming and/or funeral directing, or is so engaged.

(6) Local registrar--

(A) The justice of the peace is a local registrar of births and deaths in a justice of the peace precinct. However, the duty of registering births and deaths may be transferred to the county clerk if the justice of the peace and the county clerk agree in writing and the agreement is ratified by the commissioners court.

(B) The municipal clerk or secretary is the local registrar of births and deaths in a municipality with a population of 2,500 or more.

(C) If a local registrar fails or refuses to register each birth and death in the district or neglects duties, the county judge or the mayor, as appropriate, shall appoint a new local registrar and shall send the name and mailing address of the appointee to the state registrar.

(7) Person--

(A) includes corporation, organization, government, or governmental subdivision or agency, business trust, estate, trust, partnership, association, and any other legal entity; or

(B) includes individual, corporation, or association where enforcement of Health and Safety Code, Chapter 195 is involved.

(8) Physician--Any individual licensed by the Texas Board of Medical Examiners to practice medicine in this state.

(d) Delegation of responsibilities. The Department and TFSC agree that the agencies shall have the following responsibilities.

(1) The Department shall have primary responsibility for the enforcement of the laws, rules, and policies governing the collection and maintenance of a system of vital statistics, including the collection and maintenance of death records for the State of Texas. Except as may be otherwise provided by law, the Department shall:

(A) design the format and prescribe the data to be entered on all forms that constitute the death records of the state;

(B) prescribe the rules and procedures to be followed by a funeral director licensed by TFSC in executing his/her responsibility to secure the required data and file the completed death record;

(C) establish rules or policies to determine when a local registrar may accept the filing of a death record by a funeral director or the funeral director's designee and the purposes for which each record may be used, including the filing and uses of a delayed death certificate; and

(D) enforce the provisions of the Health & Safety Code (Code), Chapter 193, in accordance with Chapter 195 of the Code relating to criminal penalties for violations of laws relating to vital statistics. These laws include Chapters 191, 192, and 193 of the Code and rules adopted thereunder. If the state registrar knows or suspects that a funeral director or a funeral establishment has violated the provisions of §195.003 or other provisions of Title 3 of the Code, he or she shall report the violation to the appropriate district or county attorney for prosecution.

(2) The Texas Funeral Service Commission (TFSC) shall have primary responsibility for the enforcement of the laws, rules, and policies governing the licensing of funeral directors, embalmers, funeral and commercial embalming establishments. Except as may be otherwise provided by law, the TFSC has authority:

(A) to inspect a funeral establishment for violations of Chapter 193 of the Code; and

(B) before a hearing, assess an administrative penalty or after a hearing in accordance with Texas Occupations Code Chapter 651, to reprimand, revoke, suspend, or probate the suspension of a license, impose any combination of the sanctions against a licensed funeral director or funeral establishment if the licensee has violated Chapter 193 of the Code;

(3) Referral, investigation, and resolution of complaint.

(A) If the Department receives a complaint that alleges conduct by a funeral director or a funeral establishment that constitutes possible violations of Texas Occupations Code, Chapter 651, or the rules adopted by TFSC under authority of Texas Occupations Code, Chapter 651, the Department may refer the complaint to the TFSC for investigation and disposition; however, if the complaint describes conduct by any person or entity licensed under Texas Occupations Code, Chapter 651 that constitutes possible violations of Chapters 193 and 195 of the Code, the Department shall retain jurisdiction over the subject matter of the complaint, investigate the complaint, and if valid, shall file a complaint with TFSC; or the Department or any local vital statistics registrar may refer the complaint to TFSC for investigation and adjudication.

(B) If TFSC receives a complaint that alleges conduct by any person that constitutes possible violations of Title 3 of the Code, TFSC shall immediately notify the Department of the complaint for any appropriate action by the Department.

(C) If either agency receives a complaint that alleges facts that constitute a violation of any other law, the complaint shall be referred to the appropriate state administrative agency or state or local law enforcement agency.

(D) Each agency shall appoint at least one person to an interagency team that will meet at least biannually and at that time review each unresolved complaint that affects the agencies jointly.

(i) If the complaint has not been referred for investigation and resolution, the team will refer the complaint to the Department, TFSC, or other appropriate state administrative or law enforcement agency, including the State Board of Medical Examiners, or local law enforcement agency.

(ii) If the Department and the TFSC determine that a complaint has been incorrectly referred, they will refer the complaint appropriately.

(E) To the extent allowed by law, each agency shall cooperate and assist the other in the investigation and resolution of complaints. The following actions may be taken where indicated in the other's enforcement actions.

(i) Either agency may request the assistance of the other in the investigation of a complaint.

(ii) Each agency may share information obtained during the complaint investigation with the other agency when the subject matter of the complaint affects both agencies.

(iii) Any information obtained by the TFSC as a result of a complaint investigation is not subject to public disclosure under the Government Code, §552.101, by virtue of Texas Occupations Code, Chapter 651, §651.203, until the case has reached its final disposition.

(iv) Each agency shall make its personnel available to testify in an administrative or judicial proceeding brought on behalf of the other agency, when the personnel has knowledge of information that is material to the subject matter of the proceeding.

(e) Effective date. This section shall become effective on August 1, 1994. The MOU may be amended at any time upon mutual agreement of the agencies and the amendments are effective as to each agency 20 days after the adopted amendments are filed with the Texas Register.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 4, 2002.

TRD-200203463

O.C. "Chet" Robbins

Executive Director

Texas Funeral Service Commission

Earliest possible date of adoption: July 21, 2002

For further information, please call: (512) 936-2466


Part 14. TEXAS OPTOMETRY BOARD

Chapter 271. EXAMINATIONS

22 TAC §§271.1, 271.2, 271.6

The Texas Optometry Board proposes amendments to Rules §§271.1, 271.2 and 271.6 in order to correct the legal citations to the Texas Optometry Act. The new citations will be to the Act as codified in the Texas Occupations Code. The Board also proposes to amend §271.6 to include the statutory change in §351.254(c) of the Optometry Act that permits fourth year students in good standing and in the last semester of optometry school to take the state jurisprudence examination. These amendments are proposed as part of the Board's rule review process.

Chris Kloeris, Executive Director of the Texas Optometry Board, has determined that for the first five-year period the amendments are in effect, there will be no fiscal implications for state and local governments as a result of enforcing or administering the amendments.

Mr. Kloeris also has determined that for each of the first five years the amendments are in effect, the public benefit anticipated as a result of enforcing the amendments is that applicants for license can utilize the provisions of the Optometry Act without confusion over contradictory language in the rule. The public benefit will also include licensees, applicants, and the public having access to the correct reference to the Texas Optometry Act. It has also been determined that the amendments will not impose any additional costs to the persons affected by the rule. No additional costs are foreseen for small or micro business.

Comments on the proposal may be submitted to Chris Kloeris, Executive Director, Texas Optometry Board, 333 Guadalupe Street, Suite 2-420, Austin, Texas 78701-3942. The deadline for furnishing comments is thirty days after publication in the Texas Register.

The amendments are proposed under the Texas Optometry Act, Texas Occupations Code, §351.151. The amendments affect §§351.151 and 351.254.

The Texas Optometry Board interprets §351.151 as authorizing the adoption of procedural and substantive rules for the regulation of the optometric profession. Section 351.254 authorizes certain fourth year students to take the examination.

§271.1.Definitions

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Act--The Texas Optometry Act, Chapter 351, Texas Occupations Code [ Texas Civil Statutes, Article 4552 ].

(2)-(8) (No change.)

§271.2.Applications

(a)-(d) (No change.)

(e) Any person furnishing false information in such application shall be denied the right to take the examination, or if the applicant has been licensed before it is made known to the board of the falseness of such information, such license shall be subject to suspension, revocation, or cancellation in accordance with the Act, §351.501 [ 4.04(a)(1) ].

(f)-(i) (No change.)

§271.6.National Board Examination

(a) The board determines that the written examination by the National Board of Examiners in Optometry (NBEO) known as Part I and Part II complies in all material respects with the written examination requirements of the Act, §351.255 and §351.256 [ §3.05 and §3.06 ]. The passing score on each Part of the National Board written examination is determined by the criterion-referenced standard setting approach, in which the passing score is set at the scaled score of 300. The Texas Optometry Board will accept scores from an NBEO written examination if Part I or II was satisfactorily completed on or after January 1, 1984.

(b) The board determines that the practical examination known as Part III by the National Board of Examiners in Optometry (NBEO) complies in all material respects with the practical examination requirements of the Act, §351.255 and §351.256 [ §3.05 and §3.06 ]. The passing scores on Part III shall be determined by the NBEO. The board will accept scores from an NBEO Part III examination if Part III was satisfactorily completed on or after June of 1994.

(c) All applicants must comply with the application process and qualification criteria of the Act, §351.254 [ §3.02 ], as well as all applicable board rules.

(d) (No change.)

(e) In addition to the NBEO examinations referenced in subsections (a) and (b) of this section, all applicants shall take and pass a written jurisprudence examination given by the Texas Optometry Board in order to be eligible for licensure. The board shall administer the jurisprudence written examination at least on a quarterly schedule. The jurisprudence examination can be administered in conjunction with Part III of the NBEO, provided the applicant has graduated from an approved college of optometry and has completed application with the board. However, an applicant who meets the other requirements of this section and §351.254 of the Act may take the examination without having graduated, if the dean of a college of optometry that meets the requirements of the board notifies the board in writing that the applicant is enrolled in good standing in the college and is in the final semester before graduation.

(f) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 5, 2002.

TRD-200203498

Chris Kloeris

Executive Director

Texas Optometry Board

Earliest possible date of adoption: July 21, 2002

For further information, please call: (512) 305-8500


Part 15. TEXAS STATE BOARD OF PHARMACY

Chapter 281. ADMINISTRATIVE PRACTICE AND PROCEDURES

Subchapter A. GENERAL PROVISIONS

22 TAC §§281.2, 281.4, 281.14, 281.17

The Texas State Board of Pharmacy proposes amendments to §281.2, concerning Definitions, §281.4, concerning Official Acts in Writing and Open to the Public, §281.14, concerning Charges for Public Records, and §281.17, concerning Historically Underutilized Businesses. The amendments, if adopted, will correct and/or simplify citations referenced in the rules.

Gay Dodson, R.Ph., Executive Director/Secretary, has determined that, for the first five-year period the rules are in effect, there will be no fiscal implications for state government as a result of enforcing or administering the rules. There are no anticipated fiscal implications for local government.

Ms. Dodson has determined that, for each year of the first five-year period the rules will be in effect, the public benefit anticipated as a result of enforcing the rules will be increased productivity due to accurately cross referenced citations. There is no fiscal impact anticipated for small or large businesses, or other entities required to comply with the rules.

Written comments on the proposed amendments may be submitted to Steve Morse, R.Ph., Director of Professional Services, Texas State Board of Pharmacy, 333 Guadalupe Street, Box 21, Austin, Texas, 78701-3942, FAX (512) 305-8082. Comments must be received by 5 p.m., August 1, 2002.

The amendments are proposed under §551.002 and §554.051 of the Texas Pharmacy Act (Chapters 551 - 566, Texas Occupations Code). The Board interprets §551.002 as authorizing the agency to protect the public through the effective control and regulation of the practice of pharmacy. The Board interprets §554.051 as authorizing the agency to adopt rules for the proper administration and enforcement of the Act.

The statutes affected by this rule: Chapters 551 - 566, Texas Occupations Code.

§281.2.Definitions.

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise:

(1) - (25) (No change.)

(26) Texas Public Information [ Open Records ] Act--Government Code, Chapter 552.

§281.4.Official Acts in Writing and Open to the Public.

All official acts of the board shall be evidenced by a written record. Such writings shall be open to the public in accordance with the Act and the Texas Public Information [ Open Records ] Act, Government Code Chapter 552. Any hearing and any Board meeting shall be open to the public in accordance with the Texas Open Meetings Act, Government Code, Chapter 551, provided, however, that pursuant to §552.011, Texas Pharmacy Act, the board may, in its discretion, conduct deliberations relative to licensee disciplinary actions in a closed meeting. The board in a closed meeting may conduct disciplinary hearings relating to a pharmacist or pharmacy student who is impaired because of chemical abuse or mental or physical illness. At the conclusion of its deliberations relative to licensee disciplinary action, the board shall vote and announce its decision relative to the licensee in open session. All disciplinary hearings before the State Office of Administrative Hearings shall be open to the public, including those relating to a pharmacist or pharmacy student who is impaired because of chemical abuse or mental or physical illness. Official action of the board shall not be bound or prejudiced by any informal statement or opinion made by any member of the board or the employees of the agency.

§281.14.Charges for Public Records.

In accordance with Government Code, Chapter 552, the following specifies the charges the agency will make for copies of public information.

(1) (No change.)

(2) Charges.

(A) The charge for providing copies of public information shall be determined in accordance with the rules promulgated by the Texas Building and Procurement [ General Services ] Commission at 1 TAC §§111.61 - 111.70.

(B) - (E) (No change.)

§281.17.Historically Underutilized Businesses

The Texas State Board of Pharmacy adopts by reference the rules promulgated by the Texas Building and Procurement [ General Services ] Commission, which are set forth in Subchapter B of 1 TAC §§111.11 - 111.24 regarding Historically Underutilized Business Certification Program.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 7, 2002.

TRD-200203549

Gay Dodson, R.Ph.

Executive Director/Secretary

Texas State Board of Pharmacy

Earliest possible date of adoption: July 21, 2002

For further information, please call: (512) 305-8028


Subchapter B. GENERAL PROCEDURES IN A CONTESTED CASE

22 TAC §§281.27, 281.33, 281.43, 281.45

The Texas State Board of Pharmacy proposes amendments to §281.27, concerning Service of Documents on Parties, §281.33, concerning Discovery, §281.43, concerning Public Attendance and Comment at Hearing; and §281.45, concerning Evidence. The amendments, if adopted, will correct and/or simplify citations referenced in the rules.

Gay Dodson, R.Ph., Executive Director/Secretary, has determined that, for the first five-year period the rules are in effect, there will be no fiscal implications for state government as a result of enforcing or administering the rules. There are no anticipated fiscal implications for local government.

Ms. Dodson has determined that, for each year of the first five-year period the rules will be in effect, the public benefit anticipated as a result of enforcing the rules will be increased productivity due to accurately cross referenced citations. There is no fiscal impact anticipated for small or large businesses, or other entities required to comply with the rules.

Written comments on the proposed amendments may be submitted to Steve Morse, R.Ph., Director of Professional Services, Texas State Board of Pharmacy, 333 Guadalupe Street, Box 21, Austin, Texas, 78701-3942, FAX (512) 305-8082. Comments must be received by 5 p.m., August 1, 2002.

The amendments are proposed under §551.002 and §554.051 of the Texas Pharmacy Act (Chapters 551 - 566, Texas Occupations Code). The Board interprets §551.002 as authorizing the agency to protect the public through the effective control and regulation of the practice of pharmacy. The Board interprets §554.051 as authorizing the agency to adopt rules for the proper administration and enforcement of the Act.

The statutes affected by this rule: Chapters 551 - 566, Texas Occupations Code.

§281.27.Service of Documents on Parties.

(a) Service on all parties. Any person filing a document with SOAH in a case shall, on the same date as the document is filed, provide a copy to each party or the party's authorized representative by hand-delivery; by regular, certified or registered mail; by electronic mail, upon agreement of the parties; or by facsimile transmission; provided however, when a party files a business record affidavit, pursuant to Texas Rules of [ Civil ] Evidence 902(10), or a transcript, the party may give notice of the filing without the necessity of providing a copy to each party. By order, the ALJ may exempt a party from serving other documents upon all parties.

(b) - (d) (No change.)

§281.33.Discovery

(a) (No change.)

(b) Parties may obtain discovery regarding any matter not privileged or exempted by the Texas Rules of Civil Procedure, Texas Rules of [ Civil ] Evidence, or other rule or law, that is relevant to the subject matter of the proceeding.

(c) (No change.)

(d) Parties may obtain discovery by the following methods: oral or written depositions; written interrogatories to a party; requests of a party for admission of facts and the genuineness or identity of documents; requests and motions for production, examination, and copying of documents and other tangible materials; and requests and motions for entry upon and examination of real property.

(1) Interrogatories. Unless the ALJ directs otherwise, each party may serve no more than two sets of interrogatories to any other party. The number of questions, including subsections, in a set of interrogatories shall be limited so as not to require more than thirty answers.

(A) - (B) (No change.)

(C) Interrogatories may relate to any matters which can be inquired into under the Texas Rules of Civil Procedure, [ Rule 166b, ] but the answers, subject to any objections as to admissibility, may be used only against the party who answers or whose attorney answers the interrogatories. A party may be required in the party's answers to identify each person whom the party expects to call as an expert witness at the hearing, and to state the subject matter about which the expert is to testify.

(D) Interrogatories may be served after a deposition has been taken, and a deposition may be sought after interrogatories have been answered, but the ALJ, on motion of the deposition witness or the party interrogated, may make such protective order as justice may require. The provisions of the Texas Rules of Civil Procedure, [ Rule 166b, ] are applicable for the protection of the party from whom answers to interrogatories are sought under this section.

(E) (No change.)

(2) - (4) (No change.)

(e) - (f) (No change.)

(g) A responding party is under a continuing duty to reasonably supplement its discovery responses under the circumstances specified in the Texas Rules of Civil Procedure[ , Rule 166b(6) ].

(h) Objections to discovery requests shall be filed within ten days after receipt.

(1) (No change.)

(2) If an objection is founded upon a claim of privilege or exemption under Texas Rules of Civil Procedure [ 166b(3) ], the ALJ may require the objecting party to provide an index that lists, for each document claimed privileged or exempt from discovery: the date and title of the document; the preparer or custodian of the information; to whom the document was sent and from whom it was received; and the claimed privilege(s) or exemption(s). A full a complete explanation of the claimed privilege or exemption shall be provided. The index and explanations may be public documents if so determined by the ALJ after review of the index and accompanying explanations. The documents claimed to be privileged or exempted from discovery shall be provided to the ALJ in camera by the deadline established by the ALJ.

(i) - (k) (No change.)

§281.43.Public Attendance and Comment at Hearing.

(a) - (b) (No change.)

(c) When required by statute, members of the public shall be allowed to make public comment addressing matters pertinent to the issues in the case. Unless otherwise provided by law, public comment is not part of the evidentiary record of the case unless sworn, subject to cross-examination, offered by a party in accordance with the ALJ's orders and received in accordance with the Texas Rules of [ Civil ] Evidence as made applicable by the Administrative Procedure Act.

§281.45.Evidence.

(a) Relevancy of evidence. In a contested case, evidence that is irrelevant, immaterial, or unduly repetitious, as those terms are defined by the Texas Rules of [ Civil ] Evidence, shall be excluded. However, consistent with the APA, the rules of evidence as applied in a non-jury civil case in district court govern contested case hearings conducted by SOAH, except that evidence inadmissible under those rules may be admitted if it is necessary to ascertain facts not reasonably susceptible of proof under those rules, and provided is not precluded by statute.

(b) - (e) (No change.)

(f) Documentary Evidence.

(1) (No change.)

(2) An exhibit excluded from evidence will be considered withdrawn by the offering party, and will be returned to the party, unless the party makes an offer of proof in accordance with the Texas Rules of [ Civil ] Evidence.

(g) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 7, 2002.

TRD-200203550

Gay Dodson, R.Ph.

Executive Director/Secretary

Texas State Board of Pharmacy

Earliest possible date of adoption: July 21, 2002

For further information, please call: (512) 305-8028


Subchapter B. GENERAL PROCEDURES IN A CONTESTED CASE

The Texas State Board of Pharmacy proposes the repeal of §281.40, concerning Participation by Telephone and simultaneously proposes new §281.40, concerning Participation by Telephone. The new rule, if adopted, will update the section to be consistent with rules adopted by the State Office of Administrative Hearings (SOAH).

Gay Dodson, R.Ph., Executive Director/Secretary, has determined that, for the first five-year period the rule is in effect, there will be no fiscal implications for state or local government as a result of enforcing or administering the rule.

Ms. Dodson has determined that, for each year of the first five-year period the rule will be in effect, the public benefit anticipated as a result of enforcing the rule will be consistency between the requirements of SOAH and the Texas State Board of Pharmacy. There is no fiscal impact anticipated for small or large businesses or other entities required to comply with the rule.

Written comments on the proposed new rule may be submitted to Steve Morse, R.Ph., Director of Professional Services, Texas State Board of Pharmacy, 333 Guadalupe Street, Box 21, Austin, Texas, 78701-3942, FAX (512) 305-8082. Comments must be received by 5 p.m., August 1, 2002.

22 TAC §281.40

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas State Board of Pharmacy or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §551.002 and §554.051 of the Texas Pharmacy Act (Chapters 551 - 566, Texas Occupations Code). The Board interprets §551.002 as authorizing the agency to protect the public through the effective control and regulation of the practice of pharmacy. The Board interprets §554.051 as authorizing the agency to adopt rules for the proper administration and enforcement of the Act.

The statutes affected by the repeal: Chapters 551 - 566, Texas Occupations Code.

§281.40.Participation by Telephone.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 7, 2002.

TRD-200203555

Gay Dodson, R.Ph.

Executive Director/Secretary

Texas State Board of Pharmacy

Earliest possible date of adoption: July 21, 2002

For further information, please call: (512) 305-8028


22 TAC §281.40

The new rule is proposed under §551.002 and §554.051 of the Texas Pharmacy Act (Chapters 551 - 566, Texas Occupations Code). The Board interprets §551.002 as authorizing the agency to protect the public through the effective control and regulation of the practice of pharmacy. The Board interprets §554.051 as authorizing the agency to adopt rules for the proper administration and enforcement of the Act.

The statutes affected by this rule: Chapters 551 - 566, Texas Occupations Code.

§281.40.Participation by Telephone.

(a) A party may request to appear by telephone or videoconferencing or to present the testimony of a witness by such methods, upon timely motion stating the reason(s) for the request and containing the pertinent telephone number(s). A timely motion that is unopposed will be deemed granted without the necessity of an order, unless denied by order of the judge.

(b) The judge may conduct a prehearing conference by telephone or videoconferencing upon adequate notice to the parties, even in the absence of party motion.

(c) All substantive and procedural rights apply to telephone and videoconferencing rehearings and hearings, subject only to the limitations of the physical arrangement.

(d) Documentary evidence to be offered at a telephone or videoconferencing prehearing conference or hearing shall be served on all parties and filed with SOAH at least three days before the prehearing or hearing unless the judge, by written order, amends the filing deadline.

(e) For a telephone or videoconferencing hearing or prehearing conference, the following may be considered a failure to appear and grounds for default if the conditions exist for more than ten minutes after the scheduled time for hearing or prehearing conference:

(1) failure to answer the telephone or videoconference line;

(2) failure to free the line for the proceeding; or

(3) failure to be ready to proceed with the hearing or prehearing conference as scheduled.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 7, 2002.

TRD-200203556

Gay Dodson, R.Ph.

Executive Director/Secretary

Texas State Board of Pharmacy

Earliest possible date of adoption: July 21, 2002

For further information, please call: (512) 305-8028


Chapter 291. PHARMACIES

Subchapter A. ALL CLASSES OF PHARMACIES

22 TAC §291.20

The Texas State Board of Pharmacy proposes amendments to §291.20, concerning Remote Pharmacy Services. The amendments, if adopted, will (1) add Assisted Living Centers to the list of facilities in which automated pharmacy systems may be located; and (2) delete the requirement for the signature of the medical director or other person responsible for the on-site operation of the facility on renewal applications.

Gay Dodson, R.Ph., Executive Director/Secretary, has determined that, for the first five- year period the rule is in effect, there will be no fiscal implications for state government as a result of enforcing or administering the rule. There are no anticipated fiscal implications for local government.

Ms. Dodson has determined that, for each year of the first five-year period the rule will be in effect, the public benefit anticipated as a result of enforcing the rule will be to: (1) increase the provision of pharmacy services within certain facilities; and (2) provide an easier renewal process. Since remote pharmacy services are not required, there is no fiscal impact anticipated for small or large businesses or to other entities who are required to comply with this section.

Written comments on the proposed amendments may be submitted to Steve Morse, R.Ph., Director of Professional Services, Texas State Board of Pharmacy, 333 Guadalupe Street, Box 21, Austin, Texas, 78701-3942, FAX (512) 305-8082. Comments must be received by 5 p.m., August 1, 2002.

The amendments are proposed under §§551.002, 554.051, 562.108, 562.109, and 562.110 of the Texas Pharmacy Act (Chapters 551 - 566, Texas Occupations Code). The Board interprets §551.002 as authorizing the agency to protect the public through the effective control and regulation of the practice of pharmacy. The Board interprets §554.051 as authorizing the agency to adopt rules for the proper administration and enforcement of the Act. The Board interprets §562.108 as authorizing the agency to adopt rules for Emergency Medication Kits. The Board interprets §562.109 as authorizing the agency to adopt rules for Automated Pharmacy Systems. The Board interprets §562.110 as authorizing the agency to adopt rules for Telepharmacy Systems.

The statutes affected by this rule: Chapters 551 - 566, Texas Occupations Code.

§291.20.Remote Pharmacy Services.

(a) Remote pharmacy services using automated pharmacy systems.

(1) - (2) (No change.)

(3) General requirements.

(A) A provider pharmacy may provide remote pharmacy services using an automated pharmacy system to a jail or prison operated by or for the State of Texas, a jail or prison operated by local government or a healthcare facility regulated under Chapter 142, 242, 247, or 252, Health and Safety Code provided drugs are administered by a licensed healthcare professional working in the jail, prison, or healthcare facility.

(B) - (G) (No change.)

(4) Operational standards.

(A) Application for permission to provide pharmacy services using an automated pharmacy system.

(i) A Class A or Class C Pharmacy shall make application to the board to provide remote pharmacy services using an automated pharmacy system. The application shall contain an affidavit with the notarized signatures of the pharmacist-in-charge, and the medical director or the person responsible for the on-site operation of the facility (e.g., administrator, chief operating officer, owner, chief executive officer [ office ]), and include the following:

(I) - (III) (No change.)

(IV) documentation that the automated pharmacy system is located where medications are administered by license healthcare professionals and is:

(-a-) a facility regulated under Chapter 142, 242, 247, or 252, Health and Safety Code; or

(-b-) a jail or prison, operated by the State of Texas or local government.

(ii) Such application shall be resubmitted every two years in conjunction with the application for renewal of the provider pharmacy's license. The renewal petition shall contain the documentation required in clause (i) of this subparagraph except the notarized signature of the medical director or the person responsible for the on-site operation of the facility (e.g., administrator, chief operating officer, owner, chief executive officer) is not required .

(iii) (No change.)

(B) - (H) (No change.)

(5) (No change.)

(b) Remote pharmacy services using emergency medication kits.

(1)-(3) (No change.)

(4) Operational standards.

(A) Application for permission to provide pharmacy services using an emergency medication kit.

(i) A Class A or Class C Pharmacy shall make application to the board to provide remote pharmacy services using an emergency medication kit. The application shall contain an affidavit with the notarized signatures of the pharmacist-in-charge, and the medical director or the person responsible for the on-site operation of the facility (e.g., administrator, owner, chief executive officer [ office ], chief operating officer), and include the following:

(I)-(IV) (No change.)

(ii) Such application shall be resubmitted every two years in conjunction with the application for renewal of the provider pharmacy's license. The renewal petition shall contain the documentation required in clause (i) of this subparagraph except the notarized signature of the medical director or the person responsible for the on-site operation of the facility (e.g., administrator, owner, chief executive officer, chief operating officer) is not required .

(iii) (No change.)

(B)-(G) (No change.)

(5) (No change.)

(c) Remote pharmacy services using telepharmacy systems.

(1)-(3) (No change.)

(4) Operational standards.

(A) Application to provide pharmacy services using a telepharmacy system.

(i) A Class A or class C Pharmacy shall make application to the board to provide remote pharmacy services using a telepharmacy system. The application shall contain an affidavit with the notarized signatures of pharmacist-in-charge, and the medical director or the person responsible for the on-site operation of the facility (e.g., administrator, owner, chief executive officer [ office ], chief operating officer), and include the following:

(I) - (V) (No change.)

(ii) Such application shall be resubmitted every two years in conjunction with the renewal of the provider pharmacy's license. The renewal application shall contain the documentation required in clause (i) of this subparagraph except the notarized signature of the medical director or the person responsible for the on-site operation of the facility (e.g., administrator, owner, chief executive officer, chief operating officer) is not required .

(iii) (No change.)

(B) - (F) (No change.)

(5) (No change.)

(d) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 7, 2002.

TRD-200203551

Gay Dodson, R.Ph.

Executive Director/Secretary

Texas State Board of Pharmacy

Earliest possible date of adoption: July 21, 2002

For further information, please call: (512) 305-8028


Subchapter B. COMMUNITY PHARMACY (CLASS A)

22 TAC §291.32, §291.36

The Texas State Board of Pharmacy proposes amendments to §291.32, concerning Personnel, and §291.36, concerning Class A Pharmacies Compounding Sterile Pharmaceuticals. The amendments, if adopted, will (1) permit a pharmacist to be in-charge of two Class A pharmacies open at the same time under certain conditions; and (2) separate responsibilities of the pharmacist-in-charge and the owner of a Class A pharmacy license.

Gay Dodson, R.Ph., Executive Director/Secretary, has determined that, for the first five-year period the rules are in effect, there will be no fiscal implications for state government as a result of enforcing or administering the rules. There are no anticipated fiscal implications for local government.

Ms. Dodson has determined that, for each year of the first five-year period the rules will be in effect, the public benefit anticipated as a result of enforcing the rules will be to: (1) improve the availability of pharmacists-in-charge; and (2) separate the responsibilities of the pharmacist-in-charge and owner of a pharmacy to increase individual accountability. There is no fiscal impact anticipated for small or large businesses or to other entities who are required to comply with the sections.

Written comments on the proposed amendments may be submitted to Steve Morse, R.Ph., Director of Professional Services, Texas State Board of Pharmacy, 333 Guadalupe Street, Box 21, Austin, Texas, 78701-3942, FAX (512) 305-8082. Comments must be received by 5 p.m., August 1, 2002.

The amendments are proposed under §551.002 and §554.051 of the Texas Pharmacy Act (Chapters 551 - 566, Texas Occupations Code). The Board interprets §551.002 as authorizing the agency to protect the public through the effective control and regulation of the practice of pharmacy. The Board interprets §554.051 as authorizing the agency to adopt rules for the proper administration and enforcement of the Act.

The statutes affected by this rule: Chapters 551 - 566, Texas Occupations Code.

§291.32.Personnel.

(a) Pharmacist-in-charge.

(1) General.

(A) Each Class A pharmacy shall have one pharmacist-in-charge who is employed on a full-time basis, who may be the pharmacist-in-charge for only one such pharmacy; provided, however, such pharmacist-in-charge may be the pharmacist-in-charge of :

(i) more than one Class A pharmacy, if the additional Class A pharmacies are not open to provide pharmacy services simultaneously ; or

(ii) up to two Class A pharmacies open simultaneously if the pharmacist-in- charge works at least 10 hours per week in each pharmacy.

(B) The pharmacist-in-charge shall comply with the provisions of §291.17 of this title (relating to Inventory Requirements).

(2) Responsibilities. The pharmacist-in-charge shall have responsibility for the practice of pharmacy at the pharmacy for which he or she is the pharmacist-in-charge. The pharmacist-in-charge may advise the owner on administrative or operational concerns. The pharmacist-in-charge shall have responsibility for, at a minimum, the following:

[(A) dispensing of drugs, including:]

[(i) packaging, preparation, compounding, and labeling; and ]

[(ii) ensuring that drugs are dispensed safely, and accurately as prescribed;]

[(B) delivery of drugs to the patient or the patient's agent, including ensuring that drugs are delivered safely, and accurately as prescribed; ]

[(C) assuring that a pharmacist communicates to the patient or the patient's agent information about the prescription drug or device which in the exercise of the pharmacist's professional judgment, the pharmacist deems significant as specified in §291.33(c) of this title (relating to Operational Standards);]

[(D) assuring that a pharmacist communicates to the patient or the patient's agent on their request, information concerning any prescription drugs dispensed to the patient by the pharmacy;]

[(E) assuring that a reasonable effort is made to obtain, record, and maintain patient medication records;]

(A) [ (F) ] education and training of pharmacy technicians;

(B) [ (G) ] supervising a system to assure appropriate [ establishment of policies for ] procurement of prescription drugs and devices and other products dispensed from the Class A pharmacy;

(C) [ (H) ] disposal and distribution of drugs from the Class A pharmacy;

(D) [ (I) ] bulk compounding of drugs;

(E) [ (J) ] storage of all materials, including drugs, chemicals, and biologicals;

(F) [ (K) ] maintaining records of all transactions of the Class A pharmacy necessary to maintain accurate control over and accountability for all pharmaceutical materials required by applicable state and federal laws and sections;

(G) [ (L) ] supervising a system to assure [ establishment and ] maintenance of effective controls against the theft or diversion of prescription drugs, and records for such drugs;

(H) [ (M) ] assuring that [ maintenance of ] records in a data processing system are maintained such that the data processing system is in compliance with Class A (community) pharmacy requirements;

(I) [ (N) ] legal operation of the pharmacy, including meeting all inspection and other requirements of all state and federal laws or sections governing the practice of pharmacy; and

(J) [ (O) ] effective September 1, 2000, if the pharmacy uses an automated pharmacy dispensing system, shall be responsible for the following:

(i) reviewing and approving all policies and procedures for system operation, safety, security, accuracy and access, patient confidentiality, prevention of unauthorized access, and malfunction;

(ii) inspecting medications in the automated pharmacy dispensing system, at least monthly, for expiration date, misbranding, physical integrity, security, and accountability;

(iii) assigning, discontinuing, or changing personnel access to the automated pharmacy dispensing system;

(iv) ensuring that pharmacy technicians and licensed healthcare professionals performing any services in connection with an automated pharmacy dispensing system have been properly trained on the use of the system and can demonstrate comprehensive knowledge of the written policies and procedures for operation of the system; and

(v) ensuring that the automated pharmacy dispensing system is stocked accurately and an accountability record is maintained in accordance with the written policies and procedures of operation.

(b) Owner. The owner of a Class A pharmacy shall have responsibility for all administrative and operational functions of the pharmacy. The pharmacist-in-charge may advise the owner on administrative and operational concerns. The owner shall have responsibility for, at a minimum, the following, and if the owner is not a Texas licensed pharmacist, the owner shall consult with the pharmacist-in-charge or another Texas licensed pharmacist:

(1) establishment of policies for procurement of prescription drugs and devices and other products dispensed from the Class A pharmacy;

(2) establishment and maintenance of effective controls against the theft or diversion of prescription drugs;

(3) if the pharmacy uses an automated pharmacy dispensing system, reviewing and approving all policies and procedures for system operation, safety, security, accuracy and access, patient confidentiality, prevention of unauthorized access, and malfunction; and

(4) providing the pharmacy with the necessary equipment and resources commensurate with its level and type of practice.

(c) [ (b) ] Pharmacists.

(1) General.

(A) The pharmacist-in-charge shall be assisted by sufficient number of additional licensed pharmacists as may be required to operate the Class A pharmacy competently, safely, and adequately to meet the needs of the patients of the pharmacy.

(B) All pharmacists shall assist the pharmacist-in-charge in meeting his or her responsibilities in ordering, dispensing, and accounting for prescription drugs.

(C) Pharmacists are solely responsible for the direct supervision of pharmacy technicians and for designating and delegating duties, other than those listed in paragraph (2) of this subsection, to pharmacy technicians. Each pharmacist:

(i) shall verify the accuracy of all acts, tasks, and functions performed by pharmacy technicians; and

(ii) shall be responsible for any delegated act performed by pharmacy technicians under his or her supervision.

(D) All pharmacists while on duty, shall be responsible for complying with all state and federal laws or rules governing the practice of pharmacy.

(E) A dispensing pharmacist shall ensure that the drug is dispensed and delivered safely, and accurately as prescribed. In addition, if multiple pharmacists participate in the dispensing process, each pharmacist shall ensure the safety and accuracy of the portion of the process the pharmacist is performing. The dispensing process shall include, but not be limited to, drug regimen review and verification of accurate prescription data entry, packaging, preparation, compounding and labeling [ and dispensing ], and performance of the final check of the dispensed prescription.

(2) Duties. Duties which may only be performed by a pharmacist are as follows:

(A) receiving oral prescription drug orders and reducing these orders to writing, either manually or electronically;

(B) interpreting prescription drug orders;

(C) selection of drug products;

(D) performing the final check of the dispensed prescription before delivery to the patient to ensure that the prescription has been dispensed accurately as prescribed;

(E) communicating to the patient or patient's agent information about the prescription drug or device which in the exercise of the pharmacist's professional judgement, the pharmacist deems significant, as specified in §291.33(c) of this title;

(F) communicating to the patient or the patient's agent on his or her request information concerning any prescription drugs dispensed to the patient by the pharmacy;

(G) assuring that a reasonable effort is made to obtain, record, and maintain patient medication records;

(H) interpreting patient medication records and performing drug regimen reviews; and

(I) performing a specific act of drug therapy management for a patient delegated to a pharmacist by a written protocol from a physician licensed in this state in compliance with the Medical Practice Act.

(3) Special requirements for nonsterile compounding.

(A) All pharmacists engaged in compounding shall possess the education, training, and proficiency necessary to properly and safely perform compounding duties undertaken or supervised. Continuing education shall include training in the art and science of compounding and the legal requirements for compounding.

(B) A pharmacist shall inspect and approve all components, drug product containers, closures, labeling, and any other materials involved in the compounding process.

(C) A pharmacist shall review all compounding records for accuracy and conduct in-process and final checks to assure that errors have not occurred in the compounding process.

(D) A pharmacist is responsible for the proper maintenance, cleanliness, and use of all equipment used in the compounding process.

(d) [ (c) ] Pharmacy Technicians.

(1) Qualifications.

(A) General. All pharmacy technicians shall:

(i) have a high school or equivalent degree, e.g., GED, or be currently enrolled in a program which awards such a degree; and

(ii) complete a structured didactic and experiential training program, which provides instruction and experience in the areas listed in paragraph (4) of this subsection.

(iii) Effective January 1, 2001, all pharmacy technicians must have taken and passed the National Pharmacy Technician Certification Exam or other examination approved during an open meeting by the Board or be a pharmacy technician trainee.

(B) Pharmacy Technician Trainee.

(i) A person shall be designated as a pharmacy technician trainee while participating in a pharmacy's technician training program in preparation for the National Pharmacy Technician Certification Exam or other examination approved during an open meeting by the Board.

(ii) A person may be designated a pharmacy technician trainee for no more than one year. A person may not be a technician trainee if they fail to pass the certification exam within this one year training period. This clause does not apply to a pharmacy technician trainee working in a pharmacy as part of a training program accredited by the American Society of Health-System Pharmacists or an individual enrolled in a health science technology education program in a Texas high school.

(iii) Individuals enrolled in a health science technology education program in a Texas high school that is accredited by the Texas Education Agency, may be designated as a pharmacy technician trainee for up to two years provided:

(I) the work as a pharmacy technician is concurrent with enrollment in a health science technology education program, which may include:

(-a-) partial semester breaks such as spring breaks;

(-b-) between semesters; and

(-c-) whole semester breaks provided the individual was enrolled in the health science technology education program in the immediate preceding semester and is scheduled with the high school to attend in the immediate subsequent semester;

(II) the individual is under the direct supervision of and responsible to a pharmacist; and

(III) the supervising pharmacist verifies the accuracy of all acts, tasks, or functions performed by the individual.

(C) Certified Pharmacy Technicians.

(i) All certified pharmacy technicians shall have taken and passed the National Pharmacy Technician Certification Exam or other examination approved during an open meeting by the Board and maintain a current certification with the Pharmacy Technician Certification Board or any other entity providing an examination approved by the Board.

(ii) A certified pharmacy technician shall publicly display their current certification certificate in the technician's primary place of practice and a copy of their current certification certificate in all other pharmacies where the technician performs the duties of a technician.

(2) Duties.

(A) Pharmacy technicians may not perform any of the duties listed in subsection (b)(2) of this section.

(B) A pharmacist may delegate to pharmacy technicians any nonjudgmental technical duty associated with the preparation and distribution of prescription drugs provided:

(i) a pharmacist verifies the accuracy of all acts, tasks, and functions performed by pharmacy technicians;

(ii) pharmacy technicians are under the direct supervision of and responsible to a pharmacist; and

(iii) effective September 1, 2000, only pharmacy technicians who have been properly trained on the use of an automated pharmacy dispensing system and can demonstrate comprehensive knowledge of the written policies and procedures for the operation of the system may be allowed access to the system; and

(C) Pharmacy technicians may perform only nonjudgmental technical duties associated with the preparation and distribution of prescription drugs, including but not limited to the following:

(i) initiating and receiving refill authorization requests;

(ii) entering prescription data into a data processing system;

(iii) taking a stock bottle from the shelf for a prescription;

(iv) preparing and packaging prescription drug orders (i.e., counting tablets/capsules, measuring liquids and placing them in the prescription container);

(v) affixing prescription labels and auxiliary labels to the prescription container provided:

(I) the pharmacy technician has completed the education and training requirements outlined in paragraphs (1) and (4) of this subsection; and

(II) effective January 1, 2001, only certified pharmacy technicians may affix a label to a prescription container.

(vi) reconstituting medications;

(vii) prepackaging and labeling prepackaged drugs;

(viii) loading bulk unlabeled drugs into an automated dispensing system provided a pharmacist verifies that the system is properly loaded prior to use;

(ix) compounding non-sterile prescription drug orders; and

(x) bulk compounding.

(3) Ratio of pharmacist to pharmacy technicians.

(A) The ratio of pharmacists to pharmacy technicians may not exceed 1:2

(B) The ratio of pharmacists to pharmacy technicians may be 1:3 provided that at least one of the three technicians is certified.

(4) Training.

(A) pharmacy technicians shall complete initial training as outlined by the pharmacist-in-charge in a training manual. Such training:

(i) shall include training and experience as outlined in paragraph (5) of this subsection; and

(ii) may not be transferred to another pharmacy unless:

(I) the pharmacies are under common ownership and control and have a common training program; and

(II) the pharmacist-in-charge of each pharmacy in which the pharmacy technician works certifies that the pharmacy technician is competent to perform the duties assigned in that pharmacy.

(B) A pharmacy technician shall be designated a pharmacy technician trainee until completing the full training program. A pharmacy technician trainee:

(i) may perform all of the duties of a pharmacy technician except affix a label to a prescription container;

(ii) may be designated a pharmacy technician trainee for no longer than one year except as specified in paragraph (1)(B) of this subsection; and

(iii) shall be counted in the pharmacist to pharmacy technician ratio.

(C) The pharmacist-in-charge shall assure the continuing competency of pharmacy technicians through in-service education and training to supplement initial training.

(D) The pharmacist-in-charge shall document the completion of the training program and certify the competency of pharmacy technicians completing the training. A written record of initial and in-service training of pharmacy technicians shall be maintained and contain the following information:

(i) name of the person receiving the training;

(ii) date(s) of the training;

(iii) general description of the topics covered;

(iv) a statement or statements that certifies that the pharmacy technician is competent to perform the duties assigned;

(v) name of the person supervising the training; and

(vi) signature of the pharmacy technician and the pharmacist-in-charge or other pharmacist employed by the pharmacy and designated by the pharmacist-in-charge as responsible for training of pharmacy technicians.

(E) A person who has previously completed training as a pharmacy technician, or a licensed nurse or physician assistant is not required to complete the entire training program if the person is able to show competency through a documented assessment of competency. Such competency assessment may be conducted by personnel designated by the pharmacist-in-charge, but the final acceptance of competency must be approved by the pharmacist-in-charge.

(5) Training program. Pharmacy technician training shall be outlined in a training manual. Such training manual shall, at a minimum, contain the following:

(A) written procedures and guidelines for the use and supervision of pharmacy technicians. Such procedures and guidelines shall:

(i) specify the manner in which the pharmacist responsible for the supervision of pharmacy technicians will supervise such personnel and verify the accuracy and completeness of all acts, tasks, and functions performed by such personnel; and

(ii) specify duties which may and may not be performed by pharmacy technicians; and

(B) instruction in the following areas and any additional areas appropriate to the duties of pharmacy technicians in the pharmacy:

(i) Orientation;

(ii) Job descriptions;

(iii) Communication techniques;

(iv) Laws and rules;

(v) Security and safety;

(vi) Prescription drugs:

(I) Basic pharmaceutical nomenclature;

(II) Dosage forms;

(vii) Prescription drug orders:

(I) Prescribers;

(II) Directions for use;

(III) Commonly-used abbreviations and symbols;

(IV) Number of dosage units;

(V) Strengths and systems of measurement;

(VI) Routes of administration;

(VII) Frequency of administration;

(VIII) Interpreting directions for use;

(viii) Prescription drug order preparation:

(I) Creating or updating patient medication records;

(II) Entering prescription drug order information into the computer or typing the label in a manual system;

(III) Selecting the correct stock bottle;

(IV) Accurately counting or pouring the appropriate quantity of drug product;

(V) Selecting the proper container;

(VI) Affixing the prescription label;

(VII) Affixing auxiliary labels, if indicated; and

(VIII) Preparing the finished product for inspection and final check by pharmacists;

(ix) Other functions;

(x) Drug product prepackaging;

(xi) Compounding of non-sterile pharmaceuticals;

(xii) Written policy and guidelines for use of and supervision of pharmacy technicians.

(e) [ (d) ] Identification of pharmacy personnel. All pharmacy personnel shall be identified as follows.

(1) Pharmacy technicians. All pharmacy technicians shall wear an identification tag or badge which bears the person's name and identifies him or her as a pharmacy technician trainee, pharmacy technician, or a certified pharmacy technician.

(2) Pharmacist interns. All pharmacist interns shall wear an identification tag or badge which bears the person's name and identifies him or her as a pharmacist intern.

(3) Pharmacists. All pharmacists shall wear an identification tag or badge which bears the person's name and identifies him or her as a pharmacist.

§291.36.Class A Pharmacies Compounding Sterile Pharmaceuticals.

(a) - (b) (No change.)

(c) Personnel.

(1) Pharmacist-in-charge.

(A) General.

(i) Each Class A pharmacy compounding sterile pharmaceuticals shall have one pharmacist-in-charge who is employed on a full-time basis, who may be the pharmacist-in- charge for only one such pharmacy; provided, however, such pharmacist-in-charge may be the pharmacist-in-charge of ;

(I) more than one Class A pharmacy, if the additional Class A pharmacies are not open to provide pharmacy services simultaneously ; or [ . ]

(II) up to two Class A pharmacies open simultaneously if the pharmacist-in-charge works at least 10 hours per week in each pharmacy.

(ii) The pharmacist-in-charge shall comply with the provisions of §291.17 of this title (relating to Inventory Requirements).

(B) Responsibilities. The pharmacist-in-charge shall have responsibility for the practice of pharmacy at the pharmacy for which he or she is the pharmacist-in- charge. The pharmacist-in-charge may advise the owner on administrative and operational concerns. The pharmacist-in-charge shall have the responsibility for, at a minimum, the following:

[(i) ensuring that drugs and/or devices are dispensed and delivered safely and accurately as prescribed;]

[(ii) that a pharmacist communicates to the patient or the patient's agent information about the prescription drug or device which in the exercise of the pharmacist's professional judgment, the pharmacist deems significant as specified in subsection (d)(3) of this section;]

[(iii) assuring that a pharmacist communicates to the patient or the patient's agent on his or her request, information concerning any prescription drugs dispensed to the patient by the pharmacy;]

[(iv) assuring that a reasonable effort is made to obtain, record, and maintain patient medication records;]

(i) [ (v) ] developing a system to assure that all pharmacy personnel responsible for compounding and/or supervising the compounding of sterile pharmaceuticals within the pharmacy receive appropriate education and training and competency evaluation;

(ii) [ (vi) ] supervising a system to assure appropriate [ establishing policies for ] procurement of drugs and devices and storage of all pharmaceutical materials including pharmaceuticals, components used in the compounding of pharmaceuticals, and drug delivery devices;

(iii) [ (vii) ] developing a system for the disposal and distribution of drugs from the Class A pharmacy;

(iv) [ (viii) ] developing a system for bulk compounding or batch preparation of drugs;

(v) [ (ix) ] developing a system for the compounding, sterility assurance, quality assurance and quality control of sterile pharmaceuticals;

(vi) [ (x) ] participating in those aspects of the patient care evaluation program relating to pharmaceutical material utilization and effectiveness;

(vii) [ (xi) ] implementing the policies and decisions relating to pharmaceutical services;

(viii) [ (xii) ] maintaining records of all transactions of the Class A pharmacy necessary to maintain accurate control over and accountability for all pharmaceutical materials required by applicable state and federal laws and rules;

(ix) [ (xiii) ] supervising a system to assure [ developing a system to assure the ] maintenance of effective controls against the theft or diversion of prescription drugs, and records for such drugs;

(x) [ (xiv) ] assuring that records in a data processing system are maintained such that the data processing system is in compliance with this section;

(xi) [ (xv) ] assuring that the pharmacy has a system to dispose of cytotoxic waste in a manner so as not to endanger the public health; and

(xii) [ (xvi) ] legal operation of the pharmacy, including meeting all inspection and other requirements of all state and federal laws or rules governing the practice of pharmacy.

(2) Owner. The owner of a Class A pharmacy shall have responsibility for all administrative and operational functions of the pharmacy. The pharmacist-in-charge may advise the owner on administrative and operational concerns. The owner shall have responsibility for, at a minimum, the following, and if the owner is not a Texas licensed pharmacist, the owner shall consult with the pharmacist-in-charge or another Texas licensed pharmacist:

(A) establishment of policies for procurement of prescription drugs and devices and other products dispensed from the Class A pharmacy;

(B) establishment and maintenance of effective controls against the theft or diversion of prescription drugs;

(C) if the pharmacy uses an automated pharmacy dispensing system, reviewing and approving all policies and procedures for system operation, safety, security, accuracy and access, patient confidentiality, prevention of unauthorized access, and malfunction; and

(D) providing the pharmacy with the necessary equipment and resources commensurate with its level and type of practice.

(3) [ (2) ] Pharmacists.

(A) General.

(i) The pharmacist-in-charge shall be assisted by sufficient number of additional licensed pharmacists as may be required to operate the pharmacy competently, safely, and adequately to meet the needs of the patients of the pharmacy.

(ii) All pharmacists shall assist the pharmacist-in-charge in meeting his or her responsibilities in ordering, dispensing, and accounting for prescription drugs.

(iii) Pharmacists are solely responsible for the direct supervision of pharmacy technicians and for designating and delegating duties, other than those listed in subparagraph (B) of this paragraph, to pharmacy technicians. Each pharmacist:

(I) shall verify the accuracy of all acts, tasks, and functions performed by pharmacy technicians; and

(II) shall be responsible for any delegated act performed by pharmacy technicians under his or her supervision.

(iv) All pharmacists while on duty, shall be responsible for complying with all state and federal laws or rules governing the practice of pharmacy.

(v) A pharmacist shall be accessible at all times to respond to patients' and other health professionals' questions and needs. Such access may be through a telephone which is answered 24 hours a day.

(vi) A dispensing pharmacist shall ensure that the drug is dispensed and delivered safely, and accurately as prescribed. In addition, if multiple pharmacists participate in the dispensing process, each pharmacist shall ensure the safety and accuracy of the portion of the process the pharmacist is performing. The dispensing process shall include, but not be limited to, drug regimen review and verification of accurate prescription data entry, packaging, preparation, compounding and labeling, and performance of the final check of the dispensed prescription.

(B) Duties. Duties which may only be performed by a pharmacist are as follows:

(i) receiving verbal prescription drug orders and reducing these orders to writing, either manually or electronically;

(ii) interpreting and evaluating prescription drug orders;

(iii) selection of drug products;

(iv) interpreting patient medication records and performing drug regimen reviews;

(v) performing the final check of the dispensed prescription before delivery to the patient to ensure that the prescription has been dispensed accurately as prescribed;

(vi) communicating to the patient or patient's agent information about the prescription drug or device which in the exercise of the pharmacist's professional judgment, the pharmacist deems significant as specified in paragraph (3) of this subsection;

(vii) communicating to the patient or the patient's agent on his or her request, information concerning any prescription drugs dispensed to the patient by the pharmacy;

(viii) assuring that a reasonable effort is made to obtain, record, and maintain patient medication records; and

(ix) performing a specific act of drug therapy management for a patient delegated to a pharmacist by a written protocol from a physician licensed in this state in compliance with the Medical Practice Act.

(4) [ (3) ] Pharmacy technicians.

(A) Qualifications.

(i) General. All pharmacy technicians shall:

(I) have a high school or equivalent degree, e.g., GED, or be currently enrolled in a program which awards such a degree; and

(II) complete a structured didactic and experiential training program, which provides instruction and experience in the areas listed in subparagraph (D) of this paragraph.

(III) Effective January 1, 2001, all pharmacy technicians must have taken and passed the National Pharmacy Technician Certification Exam or other examination approved during an open meeting by the Board or be a pharmacy technician trainee.

(ii) Pharmacy Technician Trainee.

(I) A person shall be designated as a pharmacy technician trainee while participating in a pharmacy's technician training program in preparation for the National Pharmacy Technician Certification Exam or other examination approved during an open meeting by the Board.

(II) A person may be designated a pharmacy technician trainee for no more than one year. A person may not be a technician trainee if they fail to pass the certification exam within this one year training period. This subclause does not apply to a pharmacy technician trainee working in a pharmacy as part of a training program accredited by the American Society of Health-System Pharmacists or an individual enrolled in a health science technology education program in a Texas high school.

(III) Individuals enrolled in a health science technology education program in a Texas high school that is accredited by the Texas Education Agency, may be designated as a pharmacy technician trainee for up to two years provided:

(-a-) the work as a pharmacy technician is concurrent with enrollment in a health science technology education program, which may include:

(-1-) partial semester breaks such as spring breaks;

(-2-) between semesters; and

(-3-) whole semester breaks provided the individual was enrolled in the health science technology education program in the immediate preceding semester and is scheduled with the high school to attend in the immediate subsequent semester;

(-b-) the individual is under the direct supervision of and responsible to a pharmacist; and

(-c-) the supervising pharmacist verifies the accuracy of all acts, tasks, or functions performed by the individual.

(iii) Certified Pharmacy Technicians.

(I) All certified pharmacy technicians shall have taken and passed the National Pharmacy Technician Certification Exam or other examination approved during an open meeting by the Board and maintain a current certification with the Pharmacy Technician Certification Board or any other entity providing an examination approved by the Board.

(II) A certified pharmacy technician shall publicly display their current certification certificate in the technician's primary place of practice and a copy of their current certification certificate in all other pharmacies where the technician performs the duties of a technician.

(B) Duties.

(i) pharmacy technicians may not perform any of the duties listed in paragraph (2)(B) of this subsection.

(ii) A pharmacist may delegate to pharmacy technicians any nonjudgmental technical duty associated with the preparation and distribution of prescription drugs provided:

(I) a pharmacist verifies the accuracy of all acts, tasks, and functions performed by pharmacy technicians; and

(II) pharmacy technicians are under the direct supervision of and responsible to a pharmacist.

(iii) Pharmacy technicians may perform only nonjudgmental technical duties associated with the preparation and distribution of prescription drugs, including but not limited to the following.

(I) initiating and receiving refill authorization requests;

(II) entering prescription data into a data processing system;

(III) taking a stock bottle from the shelf for a prescription;

(IV) preparing and packaging prescription drug orders (i.e., counting tablets/capsules, measuring liquids and placing them in the prescription container);

(V) affixing prescription labels and auxiliary labels to the prescription container provided:

(-a-) the pharmacy technician has completed the education and training requirements outlined in subparagraphs (A) and (D) of this paragraph; and

(-b-) effective January 1, 2001, only certified pharmacy technicians may affix a label to a prescription container.

(VI) reconstituting medications;

(VII) prepackaging and labeling prepackaged drugs;

(VIII) loading bulk unlabeled drugs into an automated dispensing system provided a pharmacist verifies that the system is properly loaded prior to use;

(IX) compounding sterile pharmaceuticals provided:

(-a-) the pharmacy technician has completed the education and training specified in paragraph (4) of this subsection and the pharmacy technician is supervised by a pharmacist who has completed the training specified in paragraph (4) of this subsection; and

(-b-) effective January 1, 2001, the pharmacy technicians:

(-1-) are either certified pharmacy technicians or technician trainees;

(-2-) have completed the training specified in paragraph (4) of this subsection; and

(-3-) are supervised by a pharmacist who has completed the training specified in paragraph (4) of this subsection, conducts in-process and final checks, and affixes his or her initials to the appropriate quality control records.

(X) compounding non-sterile prescription drug orders; and

(XI) bulk compounding.

(iv) Certified pharmacy technicians. Effective January 1, 2001, only certified pharmacy technicians may:

(I) affix a label to a prescription container; and

(II) compound sterile pharmaceuticals.

(C) Ratio of pharmacist to pharmacy technicians.

(i) The ratio of pharmacists to pharmacy technicians may not exceed 1:2 provided that only one pharmacy technician may be engaged in the compounding of sterile pharmaceuticals.

(ii) The ratio of pharmacists to pharmacy technicians may be 1:3 provided that at least one of the three technicians is certified and only one may be engaged in the compounding of sterile pharmaceuticals.

(D) Training.

(i) pharmacy technicians shall complete initial training as outlined by the pharmacist-in-charge in a training manual which includes training and experience as outlined in subparagraph (E) of this paragraph prior to the regular performance of their duties. Such training:

(I) shall include training and experience as outlined in subparagraph (E) of this paragraph; and

(II) may not be transferred to another pharmacy unless:

(-a-) the pharmacies are under common ownership and control and have a common training program; and

(-b-) the pharmacist-in-charge of each pharmacy in which the pharmacy technician works certifies that the pharmacy technician is competent to perform the duties assigned in that pharmacy.

(ii) A pharmacy technician shall be designated a pharmacy technician trainee until completing the full training program. A pharmacy technician trainee:

(I) may perform all of the duties of a pharmacy technician except affix a label to a prescription;

(II) may be designated a pharmacy technician trainee for no longer than one year except as specified in subparagraph (A)(ii) of this paragraph; and

(III) shall be counted in the pharmacist to pharmacy technician ratio.

(iii) The pharmacist-in-charge shall assure the continuing competency of pharmacy technicians through-in-service education and training to supplement initial training.

(iv) The pharmacist-in-charge shall document the completion of the training program and certify the competency of pharmacy technicians completing the training. A written record of initial and in-service training of pharmacy technicians shall be maintained and contain the following information:

(I) name of the person receiving the training;

(II) date(s) of the training;

(III) general description of the topics covered;

(IV) a statement or statements that certifies that the pharmacy technician is competent to perform the duties assigned;

(V) name of the person supervising the training; and

(VI) signature of the pharmacy technician and the pharmacist-in-charge or other pharmacist employed by the pharmacy and designated by the pharmacist-in-charge as responsible for training of pharmacy technicians.

(v) A person who has previously completed training as a pharmacy technician, or a licensed nurse or physician assistant is not required to complete the entire training program if the person is able to show competency through a documented assessment of competency. Such competency assessment may be conducted by personnel designated by the pharmacist-in-charge, but the final acceptance of competency must be approved by the pharmacist-in-charge.

(E) Training program. Pharmacy technicians training shall be outlined in a training manual. Such training manual shall, at a minimum, contain the following:

(i) written procedures and guidelines for the use and supervision of pharmacy technicians. Such procedures and guidelines shall:

(I) specify the manner in which the pharmacist responsible for the supervision of pharmacy technicians will supervise such personnel and verify the accuracy and completeness of all acts, task and functions performed by such personnel; and

(II) specify duties which may and may not be performed by pharmacy technicians; and

(ii) instruction in the following areas and any additional areas appropriate to the duties of pharmacy technicians in the pharmacy:

(I) Orientation;

(II) Job descriptions;

(III) Communication techniques;

(IV) Laws and rules;

(V) Security and safety;

(VI) Prescription drugs:

(-a-) Basic pharmaceutical nomenclature;

(-b-) Dosage forms;

(VII) Prescription drug orders:

(-a-) Prescribers;

(-b-) Directions for use;

(-c-) Commonly-used abbreviations and symbols;

(-d-) Number of dosage units;

(-e-) Strength and systems of measurement;

(-f-) Route of administration;

(-g-) Frequency of administration;

(-h-) Interpreting directions for use;

(VIII) Prescription drug order preparation:

(-a-) Creating or updating patient medication records;

(-b-) Entering prescription drug order information into the computer or typing the label in a manual system;

(-c-) Selecting the correct stock bottle;

(-d-) Accurately counting or pouring the appropriate quantity of drug product;

(-e-) Selecting the proper container;

(-f-) Affixing the prescription label;

(-g-) Affixing auxiliary labels, if indicated; and

(-h-) Preparing the finished product for inspection and final check by pharmacists;

(IX) Other functions;

(X) Drug product prepackaging;

(XI) Compounding of non-sterile pharmaceuticals;

(XII) Written policy and guidelines for use of and supervision of pharmacy technicians.

(5) [ (4) ] Special education, training, and evaluation requirements for pharmacy personnel compounding or responsible for the direct supervision of pharmacy personnel compounding sterile pharmaceuticals.

(A) General.

(i) All pharmacy personnel preparing sterile pharmaceuticals shall receive didactic and experiential training and competency evaluation through demonstration, testing (written or practical) as outlined by the pharmacist-in-charge and described in the policy and procedure or training manual. Such training shall include instruction and experience in the following areas:

(I) aseptic technique;

(II) critical area contamination factors;

(III) environmental monitoring;

(IV) facilities;

(V) equipment and supplies;

(VI) sterile pharmaceutical calculations and terminology;

(VII) sterile pharmaceutical compounding documentation;

(VIII) quality assurance procedures;

(IX) aseptic preparation procedures including proper gowning and gloving technique;

(X) handling of cytotoxic and hazardous drugs, if applicable; and

(XI) general conduct in the controlled area.

(ii) The aseptic technique of each person compounding or responsible for the direct supervision of personnel compounding sterile pharmaceuticals shall be observed and evaluated as satisfactory through written or practical tests and process validation and such evaluation documented.

(iii) Although process validation may be incorporated into the experiential portion of a training program, process validation must be conducted at each pharmacy where an individual compounds sterile pharmaceuticals. No product intended for patient use shall be compounded by an individual until the on-site process validation test indicates that the individual can competently perform aseptic procedures, except that a pharmacist may temporarily compound sterile pharmaceuticals and supervise pharmacy technicians compounding sterile pharmaceuticals without process validation provided the pharmacist:

(I) has completed a recognized course in an accredited college of pharmacy or a course sponsored by an American Council on Pharmaceutical Education approved provider which provides 20 hours of instruction and experience in the areas listed in this subparagraph; and

(II) completes the on-site process validation within seven days of commencing work at the pharmacy.

(iv) Process validation procedures for assessing the preparation of specific types of sterile pharmaceuticals shall be representative of all types of manipulations, products, and batch sizes that personnel preparing that type of pharmaceutical are likely to encounter.

(v) The pharmacist-in-charge shall assure continuing competency of pharmacy personnel through in-service education, training, and process validation to supplement initial training. Personnel competency shall be evaluated:

(I) during orientation and training prior to the regular performance of those tasks;

(II) whenever the quality assurance program yields an unacceptable result;

(III) whenever unacceptable techniques are observed; and

(IV) at least on an annual basis.

(B) Pharmacists.

(i) All pharmacists who compound sterile pharmaceuticals or supervise pharmacy technicians compounding sterile pharmaceuticals shall:

(I) complete through a single course, a minimum of 20 hours of instruction and experience in the areas listed in subparagraph (A) of this paragraph. Such training may be through:

(-a-) completion of a structured on-the-job didactic and experiential training program at this pharmacy which provides 20 hours of instruction and experience in the areas listed in paragraph (1) of this subsection. Such training may not be transferred to another pharmacy unless the pharmacies are under common ownership and control and use a common training program; or

(-b-) completion of a recognized course in an accredited college of pharmacy or a course sponsored by an American Council on Pharmaceutical Education approved provider which provides 20 hours of instruction and experience in the areas listed in subparagraph (A) of this paragraph; and

(II) possess knowledge about:

(-a-) aseptic processing;

(-b-) quality control and quality assurance as related to environmental, component, and end-product testing;

(-c-) chemical, pharmaceutical, and clinical properties of drugs;

(-d-) container, equipment, and closure system selection; and

(-e-) sterilization techniques.

(ii) The required experiential portion of the training programs specified in this subparagraph must be supervised by an individual who has already completed training as specified in subparagraph (B) or (C) of this paragraph.

(C) Pharmacy technicians. In addition to the qualifications and training outlined in paragraph (3) of this subsection, all pharmacy technicians who compound sterile pharmaceuticals shall:

(i) have a high school or equivalent education;

(ii) either:

(I) complete through a single course, a minimum of 40 hours of instruction and experience in the areas listed in subparagraph (A) of this paragraph. Such training may be obtained through the:

(-a-) completion of a structured on-the-job didactic and experiential training program at this pharmacy which provides 40 hours of instruction and experience in the areas listed in subparagraph (A) of this paragraph. Such training may not be transferred to another pharmacy unless the pharmacies are under common ownership and control and use a common training program; or

(-b-) completion of a course sponsored by an ACPE approved provider which provides 40 hours of instruction and experience in the areas listed in subparagraph (A) of this paragraph; or

(II) completion of a training program which is accredited by the American Society of Health-System Pharmacists (formerly the American Society of Hospital Pharmacists). Individuals enrolled in training programs accredited by the American Society of Health-System Pharmacists may compound sterile pharmaceuticals in a licensed pharmacy provided:

(-a-) the compounding occurs only during times the individual is assigned to a pharmacy as a part of the experiential component of the American Society of Health-System Pharmacists training program;

(-b-) the individual is under the direct supervision of and responsible to a pharmacist who has completed training as specified in subparagraph (B) of this paragraph; and

(-c-) the supervising pharmacist conducts in-process and final checks; and

(iii) on January 1, 2001, discontinue preparation of sterile pharmaceuticals if the technician has not taken and passed the National Pharmacy Technician Certification Exam or other examination approved during an open meeting by the Board. Such pharmacy technicians may continue to compound sterile pharmaceuticals during the interim between the effective date of these rules and January 1, 2001, if they maintain documentation of completion of the training specified in clause (ii) of this subparagraph.

(iv) acquire the required experiential portion of the training programs specified in this subparagraph under the supervision of an individual who has already completed training as specified in subparagraph (B) or (C) of this paragraph.

(D) Documentation of Training. A written record of initial and in-service training and the results of written or practical testing and process validation of pharmacy personnel shall be maintained and contain the following information:

(i) name of the person receiving the training or completing the testing or process validation;

(ii) date(s) of the training, testing, or process validation;

(iii) general description of the topics covered in the training or testing or of the process validated;

(iv) name of the person supervising the training, testing, or process validation; and

(v) signature (first initial and last name or full signature) of the person receiving the training or completing the testing or process validation and the pharmacist-in-charge or other pharmacist employed by the pharmacy and designated by the pharmacist-in-charge as responsible for training, testing, or process validation of personnel.

(6) [ (5) ] Identification of pharmacy personnel. Pharmacy personnel shall be identified as follows.

(A) Pharmacy technicians. All pharmacy technicians shall wear an identification tag or badge which bears the person's name and identifies him or her as a pharmacy technician trainee, pharmacy technician, or a certified pharmacy technician.

(B) Pharmacist interns. All pharmacist interns shall wear an identification tag or badge which bears the person's name and identifies him or her as a pharmacist intern.

(C) Pharmacists. All pharmacists shall wear an identification tag or badge which bears the person's name and identifies him or her as a pharmacist.

(d)-(f) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 7, 2002.

TRD-200203552

Gay Dodson, R.Ph.

Executive Director/Secretary

Texas State Board of Pharmacy

Earliest possible date of adoption: July 21, 2002

For further information, please call: (512) 305-8028


Subchapter D. INSTITUTIONAL PHARMACY (CLASS C)

22 TAC §291.73

The Texas State Board of Pharmacy proposes amendments to §291.73, concerning Personnel. The amendments, if adopted, will permit pharmacy technician certification certificates to be maintained in a file at a Class C pharmacy provided certain conditions are met.

Gay Dodson, R.Ph., Executive Director/Secretary, has determined that, for the first five-year period the rule is in effect, there will be no fiscal implications for state government as a result of enforcing or administering the rule. There are no anticipated fiscal implications for local government.

Ms. Dodson has determined that, for each year of the first five-year period the rule will be in effect, the public benefit anticipated as a result of enforcing the rule will be to ease recordkeeping requirements for Class C pharmacies and speed the inspection process. There is no fiscal impact anticipated for small or large businesses or to other entities who are required to comply with this section.

Written comments on the proposed amendments may be submitted to Steve Morse, R.Ph., Director of Professional Services, Texas State Board of Pharmacy, 333 Guadalupe Street, Box 21, Austin, Texas, 78701-3942, FAX (512) 305-8082. Comments must be received by 5 p.m., August 1, 2002.

The amendments are proposed under §§551.002, 554.051, and 554.053 of the Texas Pharmacy Act (Chapters 551 - 566, Texas Occupations Code). The Board interprets §551.002 as authorizing the agency to protect the public through the effective control and regulation of the practice of pharmacy. The Board interprets §554.051 as authorizing the agency to adopt rules for the proper administration and enforcement of the Act. The Board interprets §554.053 as authorizing the agency to adopt rules for the use of pharmacy technicians in pharmacies.

The statutes affected by this rule: Chapters 551 - 566, Texas Occupations Code.

§291.73.Personnel.

(a) - (d) (No change.)

(e) Pharmacy technicians.

(1) Qualifications.

(A) - (B) (No change.)

(C) Certified Pharmacy Technicians.

(i) (No change.)

(ii) A certified pharmacy technician shall publicly display their current certification certificate in the technician's primary place of practice and a copy of their current certification certificate in all other pharmacies where the technician performs the duties of a technician except as noted in clause (iii) of this subparagraph .

(iii) A certified pharmacy technician who only works in the inpatient portion of a Class C pharmacy is not required to publicly display their current certification certificate in the pharmacy, provided the pharmacist-in-charge maintains on file for inspection by a Board representative:

(I) the technician's current certification certificate if the pharmacy is the technician's primary place of practice; or

(II) a copy of the technician's current certification certificate if the pharmacy is not the technician's primary place of practice.

(2) - (5) (No change.)

(f) - (g) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 7, 2002.

TRD-200203553

Gay Dodson, R.Ph.

Executive Director/Secretary

Texas State Board of Pharmacy

Earliest possible date of adoption: July 21, 2002

For further information, please call: (512) 305-8028


Chapter 301. FRAUD, DECEIT, AND MISREPRESENTATION IN THE PRACTICE OF PHARMACY

22 TAC §301.1

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas State Board of Pharmacy or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Texas State Board of Pharmacy proposes the repeal of §301.1, concerning a Savings Clause. The repeal, if adopted, will delete a section which has been determined, through the rule review process, to no longer be necessary.

Gay Dodson, R.Ph., Executive Director/Secretary, has determined that, for the first five- year period the repeal is in effect, there will be no fiscal implications for state government as a result of enforcing or administering the repeal. There are no anticipated fiscal implications for local government.

Ms. Dodson has determined that, for each year of the first five-year period the repeal will be in effect, the public benefit anticipated as a result of repealing the rule will be to delete an obsolete rule. There is no fiscal impact anticipated for small or large businesses or to other entities as a result of the repeal.

Written comments on the repeal may be submitted to Steve Morse, R.Ph., Director of Professional Services, Texas State Board of Pharmacy, 333 Guadalupe Street, Box 21, Austin, Texas, 78701-3942, FAX 512/305-8082. Comments must be received by 5 p.m., August 1, 2002.

The repeal is proposed under §551.002, and §554.051 of the Texas Pharmacy Act (Chapters 551 - 566, Texas Occupations Code). The Board interprets §551.002 as authorizing the agency to protect the public through the effective control and regulation of the practice of pharmacy. The Board interprets §554.051 as authorizing the agency to adopt rules for the proper administration and enforcement of the Act. The

The statutes affected by this rule: Chapters 551 - 566, Texas Occupations Code.

§301.1.Saving Clause.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 7, 2002.

TRD-200203557

Gay Dodson, R.Ph.

Executive Director/Secretary

Texas State Board of Pharmacy

Earliest possible date of adoption: July 21, 2002

For further information, please call: (512) 305-8028


Chapter 311. CODE OF CONDUCT

22 TAC §311.1

The Texas State Board of Pharmacy proposes amendments to §311.1, concerning Procedures. The amendment, if adopted, will clarify responsible parties.

Gay Dodson, R.Ph., Executive Director/Secretary, has determined that, for the first five- year period the rule is in effect, there will be no fiscal implications for state government as a result of enforcing or administering the rule. There are no anticipated fiscal implications for local government.

Ms. Dodson has determined that, for each year of the first five-year period the rule will be in effect, the public benefit anticipated as a result of enforcing the rule will be to clarify responsibilities in the event of a complaint against an employee of the agency. There is no fiscal impact anticipated for small or large businesses or to other entities who are required to comply with this section.

Written comments on the amendment may be submitted to Steve Morse, R.Ph., Director of Professional Services, Texas State Board of Pharmacy, 333 Guadalupe Street, Box 21, Austin, Texas, 78701-3942, FAX (512) 305-8082. Comments must be received by 5 p.m., August 1, 2002.

The amendment is proposed under §551.002, and §554.051 of the Texas Pharmacy Act (Chapters 551 - 566, Texas Occupations Code). The Board interprets §551.002 as authorizing the agency to protect the public through the effective control and regulation of the practice of pharmacy. The Board interprets §554.051 as authorizing the agency to adopt rules for the proper administration and enforcement of the Act. The

The statutes affected by this rule: Chapters 551 - 566, Texas Occupations Code.

§311.1.Procedures.

(a) - (e) (No change.)

(f) Upon completing the review of the complaint and relevant statements or documents, the executive director shall render a decision concerning the complaint within 10 days and provide written notification of the [ his ] decision to the employee, his or her supervisor, and board members within five days of rendering the [ his ] decision. The executive director shall notify the complainant of the disposition of the complaint. If the disposition of the complaint affects the employee's employment status, the employee has the right to exercise the board's grievance procedure.

(g) Complaints alleging violations of the Board Code of Conduct by the executive director [ executive director/secretary ] shall be directed to the president of the board. The procedures set out in this section shall be followed in disposing of such complaints; provided, however, that for the purposes of this subsection, where the term "executive director" [ "executive director-secretary' ] appears in the procedures set out in this section, the term "president of the board" [ board' ] shall be substituted therefor.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 7, 2002.

TRD-200203554

Gay Dodson, R.Ph.

Executive Director/Secretary

Texas State Board of Pharmacy

Earliest possible date of adoption: July 21, 2002

For further information, please call: (512) 305-8028


Part 23. TEXAS REAL ESTATE COMMISSION

Chapter 535. PROVISIONS OF THE REAL ESTATE LICENSE ACT

Subchapter G. MANDATORY CONTINUING EDUCATION

22 TAC §535.71, §535.72

The Texas Real Estate Commission (TREC) proposes an amendment to §535.71 concerning approval of mandatory continuing education (MCE) providers, courses and instructors. The amendment to §535.71 proposes to adopt by reference a revised form, MCE 9-5, Alternative Instructional Methods Reporting Form, which is used by the provider and the student to report the student's passing of the examination and successful completion of the course. Additional language is proposed to the student's representation to indicate that the student worked independently in completing an examination associated with a course offered by correspondence or alternative delivery method. The amendment to §535.72 updates a reference to the revised reporting form. Adoption of the amendments to §535.71 and to §535.72 is necessary to avoid confusion in the reporting of completion of courses offered by correspondence or alternative delivery method and to clarify a student's obligation to work independently on a course examination.

Loretta R. DeHay, general counsel, has determined that for the first five-year period the sections are in effect there will be no fiscal implications for the state as a result of enforcing or administering the sections. There are no anticipated fiscal implications for units of local government. There is no anticipated impact on small businesses, micro businesses or local or state employment as a result of implementing the sections.

Ms. DeHay also has determined that for each year of the first five years the sections as proposed are in effect the public benefit anticipated as a result of enforcing the sections will be an enhancement of the educational process for schools and instructors. There is no anticipated economic cost to persons who are required to comply with the proposed sections.

Comments on the proposal may be submitted to Loretta R. DeHay, General Counsel, Texas Real Estate Commission, P.O. Box 12188, Austin, Texas 78711-2188.

The new sections are proposed under Texas Civil Statutes, Article 6573a, §5(h), which authorize the Texas Real Estate Commission to make and enforce all rules and regulations necessary for the performance of its duties.

The statute that is affected by this proposal is Texas Civil Statutes, Article 6573a.

§535.71.Mandatory Continuing Education: Approval of Providers, Courses and Instructors.

(a) - (b) (No change.)

(c) The commission adopts by reference the following forms published and available from the commission, P.O. Box 12188, Austin, Texas, 78711-2188:

(1) - (7) (No change.)

(8) MCE Form 9-5 [ 9-4 ], Alternative Instructional Methods Reporting Form;

(9) - (13) (No change.)

(d) - (r) (No change.)

§535.72.Mandatory Continuing Education: Presentation of Courses, Advertising and Records.

(a) - (c) (No Change.)

(d) In a course offered by correspondence or alternative delivery method, the provider shall award the student credit for the course upon completion of the course examination and all other requirements for credit and shall report the awarding of credit to the commission. Course credit must be reported either by the provider filing a completed MCE Form 9-5 [ 9-4 ], signed by the student, or submitting the information contained in MCE Form 9-5 [ 9-4 ] by electronic means acceptable to the commission. If the provider chooses to use an electronic reporting process, the process must ensure that only students who complete the course are reported to the commission as receiving course credit and that the process does not compromise the security of commission records.

(e) - (o) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 7, 2002.

TRD-200203567

Loretta DeHay

General Counsel

Texas Real Estate Commission

Earliest possible date of adoption: July 21, 2002

For further information, please call: (512) 465-3900


Subchapter R. REAL ESTATE INSPECTORS

22 TAC §535.214

The Texas Real Estate Commission (TREC) proposes an amendment to §535.214, concerning inspector examinations. The amendment changes the minimum passing score for real estate inspector examinations and sets the passing score for professional inspector examinations.

The Real Estate License Act, Texas Civil Statutes, Article 6573a, (the Act) authorizes TREC to prescribe inspector licensing examinations to evaluate competency in the subject matter of all required core real estate inspection courses. The amendment to §535.214(a) proposes to set the minimum passing score for real state inspector examinations to 70%. Because professional inspectors are required to have a higher level of competency than real estate inspectors, the amendment proposes the minimum passing score for professional inspector examinations to be set to 80%.

Loretta R. DeHay, general counsel, has determined that for the first five-year period the section is in effect there will be no fiscal implications for the state or for units of local government as a result of enforcing or administering the sections. There is no anticipated impact on local or state employment as a result of implementing the sections.

Ms. DeHay also has determined that for each year of the first five years the sections as proposed are in effect the public benefit anticipated as a result of enforcing the sections will be clarification of the licensing procedures applicable to prior licensees. There is no anticipated economic cost to persons who are required to comply with the proposed sections.

Comments on the proposal may be submitted to Loretta R. DeHay, General Counsel, Texas Real Estate Commission, P.O. Box 12188, Austin, Texas 78711-2188.

The amendments are proposed under Texas Civil Statutes, Article 6573a, §5(h), which authorize the Texas Real Estate Commission to make and enforce all rules and regulations necessary for the performance of its duties.

The statute that is affected by this proposal is Texas Civil Statutes, Article 6573a.

§535. 214. Examinations.

(a) There shall be an examination for a real estate inspector license and for a professional inspector license. Questions shall be used which will measure competency in the subject areas required for a license by Texas Civil Statutes, Article 6573a, §23, (the Act) and which will demonstrate an awareness of its provisions relating to inspectors. Each real estate inspector applicant must achieve a score of at least 70 [ 75 ]% on the examination. Each professional inspector applicant must achieve a score of at least 80% on the examination. [ The examination for a professional inspector license shall measure a higher level of competency than that required of a real estate inspector. ]

(b) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 7, 2002.

TRD-200203571

Loretta DeHay

General Counsel

Texas Real Estate Commission

Earliest possible date of adoption: July 21, 2002

For further information, please call: (512) 465-3900