TITLE 4.AGRICULTURE

Part 1. TEXAS DEPARTMENT OF AGRICULTURE

Chapter 25. TEXAS AGRICULTURAL FINANCE AUTHORITY: RURAL DEVELOPMENT

Subchapter B. PRIVATE ACTIVITY BOND FINANCING PROGRAM

4 TAC §§25.20 - 25.34

The Board of Directors (the board) of the Texas Agricultural Finance Authority (the Authority) of the Texas Department of Agriculture (the department) adopts new Chapter 25, Subchapter B, §§25.20-25.34, concerning the Authority's private activity bond financing program, without changes to the proposal published in the May 24, 2002, issue of the Texas Register (27 TexReg 4472). The new sections are adopted to allow the Authority to provide financial assistance, in the form of direct loans funded through the issuance of private activity revenue bonds, to more agricultural-related businesses and other rural economic development projects in the state. During the 77th Legislative session, the Authority was given the authority to serve as a central issuer of small issue private activity bonds and enterprise zone facility bonds to fund projects to provide financial assistance to provide assistance to agribusinesses and to further economic development in rural areas of the state. The new sections are adopted to establish standards of eligibility and application procedures for a private activity bond financing program available through the Authority. The new sections provide the authority and purpose for the sections, provide definitions to be used in the new subchapter, provide for examination of records and point a contact for communications with the Authority regarding the private activity bond financing program, provide eligibility and filing requirements, provide for the issuance of an inducement resolution by the Authority's Board, provide policies of the Board, provide the process for final approvals, provide for the Authority to adopt a fee schedule for the program, provide for attendance by an applicant and the commissioner at the bond closing, provide for referral of an applicant to alternative financing options, provide for the administration of the program by department staff and provide for waivers by the Authority's Board of program rules.

No comments were received on the proposal.

The new sections are adopted under the Texas Agriculture Code (the Code), §58.022, which provides the Authority's Board with the authority to adopt rules and procedures necessary for the administration of its programs including the setting and collection of fees in connection with the program; and, the Code §58.023, which provides the Authority's Board with the authority to adopt rules to establish criteria for eligibility of applicant and lenders under the Authority's financial assistance programs.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 2, 2002.

TRD-200204198

Dolores Alvarado Hibbs

Deputy General Counsel

Texas Department of Agriculture

Effective date: July 22, 2002

Proposal publication date: May 24, 2002

For further information, please call: (512) 463-4075


Chapter 26. TEXAS AGRICULTURAL FINANCE AUTHORITY: LINKED DEPOSIT PROGRAM

4 TAC §§26.1, 26.3, 26.8 - 26.10

The Board of Directors (the Board) of the Texas Agricultural Finance Authority (the Authority) of the Texas Department of Agriculture adopts amendments to §26.1, §26.3, and §§26.8- 26.10, concerning the Authority's Linked Deposit Program, with changes to the proposal published in the May 24, 2002 issue of the Texas Register (27 TexReg 4476). Amended §26.10 is adopted with a non-substantive change to subpart 26.10(14)(C)(i). Amended §26.1, §26.3 and §§26.8-26.9 are adopted without changes and will not be republished.

The amendments are adopted to clarify eligibility requirements and requirements for the use of loan proceeds and to make the program more efficient and to provide a more efficient program to further create an economic benefit to rural areas of the state and to generate a greater number of eligible applicants for the Linked Deposit Program. More specifically, the amendments are proposed to clarify eligibility requirements for natural disaster assistance and designation as a customarily grown or alternative crop to make the sections consistent with current practice, to specify when loan proceeds may be applied to existing debt, to specify how natural disaster assistance funds may be used, and to clarify that livestock is eligible as a customarily grown and/or alternative crop, as is current practice. The amendments to §26.1 add livestock to the definitions of "Alternative agriculture crops", "Customarily grown" and "Eligible borrower" and add a definition of "Livestock" and "Nonagricultural business". The term "Alternative agriculture crops" has also been changed to read "Alternative agricultural crops", to make the term consistent with its use elsewhere in Chapter 26 and in law. The definition of "Current market rate" is amended to change the biennium date which may be used to determine the maturity date of a loan from the next to the current biennium. The definition of "Customarily grown" is also amended to provide that the most recent version of the Texas Agricultural Cash Receipts by Commodity publication will be used to determine which crops meet definition of customarily grown crops or livestock. The definition of "Eligible borrower" is amended to specify that a person providing nonagricultural goods or services is eligible if those goods or services provide an economic benefit to a municipality or county in a rural area. Section 26.3 is amended to specifically add livestock to the purpose statement.

Section 26.8 is amended to correct a grammatical error and to change the time by which notice of funding of the loan must be received from noon to 9 a.m. Section 26.9 is amended, at subsection (a), to provide that a loan may be applied to existing debt only when required by the lender to finance the expansion of an eligible project. New subsection (b) is added to provide natural disaster assistance may be used only to finance or refinance an operating loan. The new subsection will clarify for borrowers use of funds and is consistent with the uses intended when the natural disaster assistance program was established. Section 26.10 is amended throughout to specify that a livestock operation is eligible for participation in the program, as is current practice. Paragraph 26.10(12) is also amended to delete the listing of customarily grown crops and replace the list with language that provides that the department will maintain a list of customarily grown crops based on the most recent version of the Agricultural Cash Receipts by Commodity publication, as is current practice. Paragraph 26.10(13) is also amended to delete the list of alternative agricultural crops and replace the list with language that provides that the department will maintain a list of customarily grown crops based on the most recent version of the Agricultural Cash Receipts by Commodity publication, as is current practice. The deletion of the list will also allow the department to consider customarily grown or alternative crops not on the list, as they qualify, rather than having to amend 26.10. Paragraph 26.10(14) is amended to provide more specific eligibility requirements for natural disaster assistance. Subpart 26.10(14)(C)(i) is adopted with a non- substantive change which adds the words "(if available)" after the references to the option of providing of documentation establishing the applicant's eligibility for the Livestock Indemnity Program or the Livestock Assistance Program to show eligibility for natural disaster relief. This change is made by staff because it has been determined that both of these programs are not currently funded and the documentation identified in (i) regarding the Livestock Indemnity Program and the Livestock Assistance Program is therefore, not available at this time, but may be in the future. Paragraph 26.10(17) is amended to provide more specific eligibility requirements for nonagricultural businesses located in a rural area.

No public comments were received on the proposal.

The amendments to §26.1, 26.3 and §§26.8-26.10 are adopted under the Texas Agriculture Code (the Code), §44.007. which provides the Authority's Board with the authority to adopt rules for the loan portion of the Linked Deposit Program; and the Code, §58.022, which provides the Authority's Board with authority to adopt rules and procedures necessary for the administration of its programs, including the Linked Deposit Program.

§26.10.Program Limitations.

In addition to the limitations already set forth in these rules, the following limitations apply.

(1) Not more than $30 million, of which $10 million may only be used to finance water conservation projects, and of which $5 million may be used only to finance the economic development of businesses in rural areas, may be placed concurrently in linked deposits under the Act.

(2) The maximum amount of a loan to produce alternative crops or livestock is $250,000.

(3) The maximum amount of a loan to finance production of a crop or livestock declared eligible for natural disaster relief is $250,000.

(4) The maximum amount of a loan to finance water conservation projects or equipment for agricultural production purposes is $250,000.

(5) The maximum amount of a loan to finance an eligible borrower in a rural area is $250,000.

(6) The maximum amount of a loan to process and market agricultural crops or livestock is $500,000.

(7) All linked deposits placed under this program shall expire upon expiration of the biennium; however, subject to legislative authorization and approval by the Authority and the comptroller, linked deposits that expired as a result of the expiration of the biennium may be renewed.

(8) The state shall not be liable for any failure to comply with the terms and conditions of the loan, or any failure to make any payments or any other losses or expenses that occur directly or indirectly from the program.

(9) An applicant may have more than one application and linked deposit loan with the program provided that the total applications and total linked deposits approved do not exceed the limitations of the program maximums as defined in paragraphs (2)-(6) of this section, and that any previous outstanding linked deposit loans with a lender be of a satisfactory status. The total of all linked deposit loans to an applicant cannot exceed a maximum of $500,000.

(10) A person shall not receive approval of an application if a previous loan under the program is in default.

(11) An applicant who proposes operations to produce crops or livestock that are customarily grown in this state is not eligible for participation in the production financing for alternative crops portion of the program.

(12) Customarily grown crops or livestock are not eligible for participation in the production financing for alternative crops or livestock portion of the program. The Department shall maintain a list of crops or livestock that it has determined to be customarily grown in the state. The list will include, at a minimum, all crops and livestock with cash receipts of $5,000,000 or more as listed in the most recent version of the Agricultural Cash Receipts by Commodity, compiled by the Texas Agricultural Statistics Service.

(13) Alternative agricultural crops or livestock (including crops or livestock that are not customarily grown in the State of Texas) are eligible for participation in the production financing portion of the program. The Department shall maintain a list of alternative agricultural crops or livestock, which shall consist of all crops and livestock with cash receipts of less than $5,000,000 as listed in the most recent version of the Agricultural Cash Receipts by Commodity, compiled by the Texas Agricultural Statistics Service. The Authority may, on a case by case basis, approve for program participation crops or livestock which are not listed in the Agricultural Cash Receipts by Commodity, compiled by the Texas Agricultural Statistics Service.

(14) A project is eligible for natural disaster relief in this state if:

(A) the project resides in a county that has been declared in a state of natural disaster by the United States Department of Agriculture or the President of the United States;

(B) the declared disaster is still in effect on the date the application is submitted to the Authority;

(C) the applicant submits either:

(i) an insurance proof of loss (required for applicants with crop insurance), IRS Schedule F, or documentation establishing the applicant's eligibility for the Livestock Indemnity Program (if available), the Livestock Assistance Program (if available) or similar federal or state natural disaster relief program, from a relevant period of time, to establish that the applicant was personally harmed by the disaster; or

(ii) if the applicant is entering the business of producing agricultural crops or livestock, documentation from USDA or a Texas Cooperative Extension Agent to establish that production of the crop or livestock to be produced by the applicant has declined during the disaster period in the county or counties where the project will reside;

(D) the decline in the production or harm suffered by the applicant was caused by the natural disaster; and

(E) the term of the natural disaster linked deposit commitment does not exceed the lesser of the normal operating cycle of the business or 15 months.

(15) The following types of equipment considered as water conservation equipment for agricultural production purposes are eligible for financing in the production financing portion of the program: underground pipe; in-line valves; pipe increasers/reducers; gate valves; fittings and bushings; flow meters and accessories; complete circular watering systems; drip irrigation systems complete with installation; and any other equipment which can be identified and verified as water conservation equipment for use within the state.

(16) The following types of water conservation projects would be eligible for financing under the program: brush control projects, stock tank renovation or construction; dam renovation or construction; or any other project that can be identified as a water conservation project.

(17) A nonagricultural business meeting the criteria for being located in a rural area is eligible if the business provides an economic development benefit to a municipality or county in a rural area. Because the program is intended to "encourage the development or expansion of businesses in rural areas of this state," preference will be given to applicants who create or retain employment in a rural area.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 2, 2002.

TRD-200204199

Dolores Alvarado Hibbs

Deputy General Counsel

Texas Department of Agriculture

Effective date: July 22, 2002

Proposal publication date: May 24, 2002

For further information, please call: (512) 463-4075