TITLE 34.PUBLIC FINANCE

Part 1. COMPTROLLER OF PUBLIC ACCOUNTS

Chapter 17. PAYMENT OF FEES, TAXES, AND OTHER CHARGES TO STATE AGENCIES BY CREDIT, CHARGE, AND DEBIT CARDS

34 TAC §17.2

The Comptroller of Public Accounts proposes a new §17.2, concerning agency contracts with vendors or the comptroller. The purpose of this rule is to provide a uniform procedure through which the comptroller may authorize a state agency to accept credit, charge, and debit cards if the comptroller determines that the best interest of the state will be promoted.

James LeBas, Chief Revenue Estimator, has determined that for the first five-year period the rule will be in effect, there will be no significant fiscal impact on the state or units of local government.

Mr. LeBas also has determined that for each year of the first five years the rule is in effect, the public benefit anticipated as a result of enforcing the rule will be in broadening the payment options available to taxpayers in transactions with state agencies. The new rule would have no fiscal implications to small businesses. There is no significant anticipated economic cost to individuals who are required to comply with the proposed rule.

Comments on the proposal may be submitted to Robert Coalter, Assistant Director, Treasury Operations, P.O. Box 12608, Austin, Texas 78711.

This new section is proposed under Government Code, §403.023, which provides that the comptroller may adopt rules relating to the acceptance of credit, charge, and debit cards for the payment of fees, taxes and other charges assessed by a state agency.

The new section implements Government Code, §403.023.

§17.2.Agency Contracts with Vendors or the Comptroller.

(a)

Administration by comptroller. A state agency interested in accepting credit, charge, and debit cards will contact the comptroller's office. The comptroller's office will determine whether it is in the best interest of the state for the state agency to accept credit, charge, and debit cards and whether the state agency should contract with the comptroller or with a selected vendor. The comptroller will contract with selected vendors to provide credit, charge, and debit card services to state agencies that contract with the comptroller.

(b)

State agency contracts with comptroller. A state agency will enter into an interagency contract with the comptroller to obtain access to the services provided by selected vendors pursuant to terms established by the comptroller in the interagency contract.

(c)

State agency contracts with vendors. In lieu of contracting with the comptroller, a state agency, with the comptroller's approval, may directly contract with vendors, provided the criteria in paragraphs (1)-(8) of this subsection are met.

(1)

The state agency shall provide the comptroller's office with a draft copy of its Request for Proposal prior to issuance and a draft copy of its vendor contract prior to execution. The comptroller shall review the drafts for compliance with these rules, state law, and other comptroller processes relevant to the deposit of funds into the state treasury. The comptroller will notify the state agency whether the drafts are accepted or rejected.

(2)

The state agency will provide the comptroller's office with the merchant numbers assigned and the USAS coding block information at least two weeks prior to the acceptance of the first credit, charge, or debit card transaction.

(3)

The state agency must provide in its contract with the vendor that the vendor will credit the comptroller's designated bank account for the total amount of credit, charge, and debit card sales, less any credits issued. The comptroller will enter the deposit into USAS, crediting the appropriate coding block on the same day the vendor credits the comptroller's designated bank account.

(4)

In order to insure the accuracy of information and credit, charge, and debit card payments transmitted to the comptroller by state agencies, the comptroller shall determine the method by which the information and credit, charge, and debit card payments will be transmitted by state agencies.

(5)

The state agency's contract with the vendor must further provide that:

(A)

the vendor shall debit the comptroller's designated account for chargebacks;

(B)

the state agency will have sole responsibility for resolving chargebacks; and

(C)

the vendor may debit the comptroller's designated account for the fees or the vendor may invoice the state agency directly for the fees.

(6)

The state agency shall be responsible for reviewing the fees for validity. The comptroller will enter the fee charges into USAS.

(7)

The state agency will have sole responsibility for the security of the information captured in each transaction.

(8)

The state agency will ensure that the vendor:

(A)

makes funds available on a timeframe that is equal to or better than what is provided in the comptroller's contract with selected vendors; and

(B)

complies with state law and all comptroller policies with respect to deposits into the state treasury.

(d)

Subject to any contracts between the state agency and any vendors or subject to any interagency contracts between the state agency and the comptroller, a state agency that accepts a credit, charge, or debit card for the payment of fees, taxes, or other charges may assess a processing fee for the payment of such fees, taxes, or other charges.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on March 16, 2001.

TRD-200101560

Martin Cherry

Deputy General Counsel for Tax Policy and Agency Affairs

Comptroller of Public Accounts

Earliest possible date of adoption: April 29, 2001

For further information, please call: (512) 463-3699