Part 1.
TEXAS DEPARTMENT OF PUBLIC SAFETY
Chapter 13.
CONTROLLED SUBSTANCES
The Texas Department of Public Safety proposes the repeal of Chapter
13, Subchapters A-H, §§13.1, 13.2, 13.11-13.29, 13.41-13.47, 13.61-13.67,
13.81-13.87, 13.101-13.113, 13.131-13.149, and 13.161-13.174, concerning Controlled
Substances. Due to substantial changes having been made in federal law, federal
rules, and Texas law, including House Bill 1070, passed during the 75th Texas
Legislature, 1997, these rules as they currently exist are outdated. Therefore,
these sections are being repealed with the simultaneous filing of new sections
which will be organized in a more logical manner and include standardization
of descriptions of time periods and adoption of federal regulations and other
state rules by cross reference.
Tom Haas, Chief of Finance, has determined that for each year of the first
five-year period the repeals are in effect there will be no fiscal implications
for state or local government, or local economies.
Mr. Haas also has determined that for each year of the first five year
period the repeals are in effect the public benefit anticipated as a result
of enforcing the repeals will be current and updated rules. There is no anticipated
adverse economic effect on individuals, small businesses, or micro-businesses.
Comments on the proposal may be submitted to David Boatright, Attorney
- Criminal Law Enforcement Division, Texas Department of Public Safety, Box
4087, Austin, Texas 78773-0400, (512) 424-2646.
Subchapter A. GENERAL PROVISIONS
37 TAC §13.1, §13.2
(Editor's note: The text of the following sections proposed for
repeal will not be published. The sections may be examined in the offices
of the Texas Department of Public Safety or in the Texas Register office,
Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)
The repeals are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this repeal.
§13.1.General Information.
§13.2.Other State or Federal Laws.
This agency hereby certifies that the proposal has been
reviewed by legal counsel and found to be within the agency's legal authority
to adopt.
Filed with the Office of
the Secretary of State, on March 8, 2001.
TRD-200101386
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.11 - 13.29
(Editor's note: The text of the following sections proposed for
repeal will not be published. The sections may be examined in the offices
of the Texas Department of Public Safety or in the Texas Register office,
Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)
The repeals are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this repeal.
§13.11.Persons Required to Register.
§13.12.Registration Requirements.
§13.13.Consent Form.
§13.14.Separate Registration for Separate Location.
§13.15.Persons Exempt from Registration.
§13.16.Application Requirements.
§13.17.Acceptance for Filing; Defective Applications.
§13.18.Additional Information.
§13.19.Amendment to and Withdrawal of Applications.
§13.20.Certificate of Registration; Denial of Registration.
§13.21.Expiration Date.
§13.22.Fee.
§13.23.Persons Exempt from Payment Fee.
§13.24.Administrative Review - Generally.
§13.25.Grounds for Revocation and Suspension.
§13.26.Modification in Registration.
§13.27.Transfer of Registration.
§13.28.Termination of Registration.
§13.29.Agent or Designated Agent.
This agency hereby certifies that the proposal has been
reviewed by legal counsel and found to be within the agency's legal authority
to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101388
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.41 - 13.47
(Editor's note: The text of the following sections proposed for
repeal will not be published. The sections may be examined in the offices
of the Texas Department of Public Safety or in the Texas Register office,
Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)
The repeals are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this repeal.
§13.41.Security Controls, General.
§13.42.Minimum Security Requirements for Pharmacies.
§13.43.Minimum Security Controls for All Other Registrants.
§13.44.Minimum Security Requirements for Triplicate Prescription Forms.
§13.45.Minimum Security Controls for Drug Treatment Centers.
§13.46.Other Security Controls.
§13.47.Inspections.
This agency hereby certifies that the proposal has been
reviewed by legal counsel and found to be within the agency's legal authority
to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101390
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.61 - 13.67
(Editor's note: The text of the following sections proposed for
repeal will not be published. The sections may be examined in the offices
of the Texas Department of Public Safety or in the Texas Register office,
Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)
The repeals are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this repeal.
§13.61.Records for Receiving and Disposing of Controlled Substances.
§13.62.Inventories.
§13.63.Order Forms (DEA Form 222C).
§13.64.Records of Pharmacies.
§13.65.Records of Hospital Pharmacies.
§13.66.Written and Oral Prescriptions.
§13.67.Labeling Requirements of Controlled Substances.
This agency hereby certifies that the proposal has been
reviewed by legal counsel and found to be within the agency's legal authority
to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101392
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.81 - 13.87
(Editor's note: The text of the following sections proposed for
repeal will not be published. The sections may be examined in the offices
of the Texas Department of Public Safety or in the Texas Register office,
Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)
The repeals are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this repeal.
§13.81.Persons Required To Register.
§13.82.Requirements for Selling Peyote to Authorized Individuals.
§13.83.Requirements for Reporting Peyote Sales.
§13.84.Security Requirements.
§13.85.Requirements for Certification.
§13.86.Requirements for Recognition as Native American Church.
§13.87.Requirements for Purchase of Peyote.
This agency hereby certifies that the proposal has been
reviewed by legal counsel and found to be within the agency's legal authority
to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101394
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.101-13.113
(Editor's note: The text of the following sections proposed for
repeal will not be published. The sections may be examined in the offices
of the Texas Department of Public Safety or in the Texas Register office,
Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)
The repeals are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this repeal.
§13.101.Persons Who May Order Triplicate Prescriptions.
§13.102.Purpose of Issuing Triplicate Prescription.
§13.103.Emergency Dispensing of Schedule II Controlled Substances.
§13.104.Use of Triplicate Prescription Forms.
§13.105.Utilization of Triplicate Prescription Forms by Practitioners, Other Than Veterinarians, for Small Amounts of Controlled Substances.
§13.106.Exceptions to Use of Triplicate Prescription Forms.
§13.107.Use of Triplicate Prescription by Methadone Clinics.
§13.108.Pharmacist Responsibilities.
§13.109.Questionable Prescriptions.
§13.110.Security Requirements for Triplicate Prescription Form.
§13.111.Disposition of Unused Triplicate Prescription Forms.
§13.112.Source of Supply for Triplicate Prescription Forms.
§13.113.Purpose for True Name, Current Address, and Age Requirements.
This agency hereby certifies that the proposal has been
reviewed by legal counsel and found to be within the agency's legal authority
to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101396
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.131-13.149
(Editor's note: The text of the following sections proposed for
repeal will not be published. The sections may be examined in the offices
of the Texas Department of Public Safety or in the Texas Register office,
Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)
The repeals are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this repeal.
§13.131.General Information.
§13.132.Applicability.
§13.133.Persons Required To Obtain a Permit.
§13.134.Persons Exempt from the Permit Requirements.
§13.135.Requirements for Issuance of a Permit.
§13.136.Letter of Authorization from a Purchaser.
§13.137.Distribution Requirements and Letter of Waiver.
§13.138.Reporting Sales or Distributions.
§13.139.Instructions for Completing the NAR-22 Form.
§13.140.Reporting Discrepancy, Loss, or Theft.
§13.141.Reporting Receipt of a Precursor or Apparatus without a Permit.
§13.142.Regulated Chemical Precursors and Laboratory Apparatus.
§13.143.Out-of-State Business Activities.
§13.144.Recordkeeping Requirements for Distributors.
§13.145.Inventory Requirements of Distributors.
§13.146.Audits and Inspections of Distributors.
§13.147.Revocation, Denial, or Modification of a Permit.
§13.148.Permit Holder Required To Update Information.
§13.149.Additions or Deletions.
This agency hereby certifies that the proposal has been
reviewed by legal counsel and found to be within the agency's legal authority
to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101398
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.161 - 13.174
(Editor's note: The text of the following sections proposed for
repeal will not be published. The sections may be examined in the offices
of the Texas Department of Public Safety or in the Texas Register office,
Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)
The repeals are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this repeal.
§13.161.Definitions
§13.162.Summary Forfeiture.
§13.163.Item To Be Destroyed Should Be Legally Worthless as Criminal Evidence.
§13.164.Sources of Destruction Authority for Controlled Substance Property or Plants.
§13.165.Sources of Destruction Authority for Other Items.
§13.166.Court Order of Destruction.
§13.167.Destruction Standard Operating Procedure (SOP) for a Laboratory or Agency - Security Control.
§13.168.Manner of Destruction - Security Control.
§13.169.Two-Witness Rule - Security Control.
§13.170.Destruction Inventory - Security Control.
§13.171.Witness Responsibility - Security Control.
§13.172.Laboratory Retesting for Possible Tampering - Security Control.
§13.173.Destruction Documentation - Security Control.
§13.174.Maintenance, Inspection, and Transmittal of Destruction Documentation - Security Control.
This agency hereby certifies that the proposal has been
reviewed by legal counsel and found to be within the agency's legal authority
to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101400
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
The Texas Department of Public Safety proposes new Chapter 13, Subchapters
A-M, §§13.1-13.11, 13.21-13.33, 13.41-13.58, 13.71-13.86, 13.101-13.115,
13.131-13.137, 13.151-13.165, 13.181-13.187, 13.201-13.209, 13.221-13.224,
13.231-13.237, 13.251-13.254, and 13.271-13.278, concerning Controlled Substances.
These new sections are proposed simultaneously with the repeal of current
Chapter 13, Subchapters A-H, §§13.1, 13.2, 13.11-13.29, 13.41-13.47,
13.61-13.67, 13.81-13.87, 13.101-13.113, 13.131-13.149, and 13.161-13.174.
The drug rules as they exist were written in the 1970's and have been amended
many times since, usually issue by issue. Since that time there have been
many changes to related federal law, federal rules, and Texas law, including
House Bill 1070, 75th Texas Legislature, 1997. Amendments to these rules are
necessary to integrate those changes.
The previous Chapter 13 is proposed to be repealed in its entirety and
to be replaced (in its entirety) with a new Chapter 13. The new Chapter 13
is organized to simplify and shorten it and place its material in a more logical
order. Changes include standardization of descriptions of time periods and
adoption of federal regulations and other state rules by cross reference.
Using this technique, the person (physician, pharmacist, chemical distributor)
will only have to comply with one set of rules regarding any issue, for example,
record keeping and security.
Subchapter A: General Provisions. This subchapter collects all of the definitions
of general relevance to the entire chapter as a drafting convenience. It contains
several miscellaneous provisions, including cross-references to other state
or other federal laws, rules or regulations, alternative schedule nomenclature,
the forms for transmitting or communicating information and the telephone
numbers and addresses of the various Department of Public Safety (DPS) units
involved in the administration of this chapter.
Subchapter B: Registration. This subchapter clarifies the activities and
the schedules for which controlled substance registration must be obtained.
It reorganizes Subchapter B in the old Chapter 13 and repeats much of it without
substantive change. The new subchapter explains in more detail the status
of "expiration" versus "termination" of a registration.
Subchapter C: Peyote. This subchapter collects issues from subchapters
throughout old Chapter 13, primarily in Subchapter E, and repeats them without
substantive change. There is a new §13.47 governing the possession and
display of identification and access information, when a person is hunting,
harvesting, cutting, collecting, transporting, or in possession of peyote.
Also, there is a new §13.48 governing source information describing where
the peyote came from.
Subchapter D: Official Prescriptions. This subchapter repeats much of the
old Subchapter F, and parts of the old Subchapters C and D, regarding triplicate
prescriptions without substantive change except to track the statutory change
from the "Triplicate Prescription Program" to the "Official Prescription Program."
There are new provisions governing electronic and non-electronic reporting
and the deletion or return of a particular Schedule II substance with regard
to the Official Prescription Program.
Subchapter E: Precursors And Apparatus. This subchapter repeats much of
the old Subchapter G regarding precursors and apparatus without substantive
change. §13.115 adds red phosphorus and hypophosphoric acid to the list
of chemical precursors regulated under the section. This addition is based
on the fact that these chemicals do jeopardize public health and welfare,
and that they are proliferating and being used in clandestine laboratories
in the illicit manufacture of controlled substances, particularly methamphetamine.
Subchapter F: Applications. This subchapter collects many of the provisions
regarding applications that were contained in various subchapters, primarily
B (Controlled Substances Registrations), E (Peyote Distributors) and G (Precursor
Permits) in the old rules and repeats them without substantive change. This
subchapter does clarify that incomplete, insufficient, or otherwise less than
fully effective signatures may be rejected on an application.
Subchapter G: Forfeiture And Destruction. This subchapter repeats much
of the old Subchapter E regarding forfeiture and destruction without substantive
change.
Subchapter H: Security. This subchapter collects many of the assorted security
provisions that were found throughout the old Chapter 13, primarily Subchapter
C, and repeats them without substantive change.
Subchapter I: Record Keeping. This subchapter collects many of the assorted
record keeping provisions that were found throughout the old Chapter 13 and
repeats them without substantive change.
Subchapter J: Inventory. This subchapter collects many of the assorted
inventory provisions that were found throughout the old Chapter 13, primarily
Subchapters D (Record Keeping), E (Peyote) and G (Precursor and Laboratory
Apparatus), and repeats them without substantive change.
Subchapter K: Inspection. This subchapter collects many of the assorted
inspection provisions that were found throughout the old Chapter 13 and repeats
them without substantive change.
Subchapter L: Reporting Discrepancy, Loss, Theft or Diversion. This subchapter
collects many of the assorted reporting discrepancy, loss, theft and diversion
provisions that were found throughout the old Chapter 13 and repeats them
without substantive change.
Subchapter M: Denial, Revocation And Related Disciplinary Action. This
subchapter collects many of the assorted denial, revocation, and related disciplinary
action provisions that were found throughout the old Chapter 13 and repeats
them without substantive change. This subchapter clarifies the applicability
of the APA (The Administrative Procedure Act, Texas Government Code, Chapter
2001) to certain disciplinary action proceedings and not to others. The subchapter
governs the denial, revocation, suspension, probation, reprimand, voluntary
surrender, or cancellation of a controlled substance registration or a chemical
precursor and apparatus permit.
Tom Haas, Chief of Finance, has determined that for each year of the first
five-year period the rules are in effect there will be no fiscal implications
for state or local government, or local economies.
Mr. Haas also has determined that for each year of the first five year
period the rules are in effect the public benefit anticipated as a result
of enforcing the rules will be to provide improved reorganization of the Controlled
Substances and Precursor/Apparatus Rules and Regulations sections that will
create an easier access of certain sections that are needed for reference
or referral of specific subjects. There is no anticipated adverse economic
effect on individuals, small businesses or micro-businesses.
Comments on the proposal may be submitted to David Boatright, Attorney
- Criminal Law Enforcement Division, Texas Department of Public Safety, Box
4087, Austin, Texas 78773-0400, (512) 424-2646.
Subchapter A. GENERAL PROVISIONS
37 TAC §§13.1 - 13.11
The new sections are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this proposal.
§13.1.Chapter Definitions.
The following words and terms, when used in this chapter, have the
following meanings, unless the context clearly indicates otherwise.
(1)
Act - The Texas Controlled Substances Act (Texas Health
and Safety Code, Chapter 481).
(2)
Administer, abuse unit, adulterant or dilutant, agent,
controlled premises, controlled substance, controlled substance analogue,
deliver, delivery, designated agent, director, dispense, distribute, distributor,
drug, drug paraphernalia, Federal Drug Enforcement Administration, hospital,
institutional practitioner, lawful possession, manufacture, marihuana, medication
order, narcotic drug, official prescription form, opiate, patient, person,
pharmacist, pharmacist-in-charge, pharmacy, possession, practitioner, prescribe,
prescription, principal place of business, and registrant - Have the meanings
assigned those terms by the Act, §481.002.
(3)
CSR - Controlled Substances Registration.
(4)
Day - means a calendar day unless the context clearly indicates
another meaning such as a business day.
(5)
Department or DPS - The Texas Department of Public Safety.
(6)
Drug Enforcement Administration or DEA - The Federal Drug
Enforcement Administration.
(7)
Inhalant paraphernalia - An item or other material defined
as such by Texas Health and Safety Code, §484.001 or §485.001.
(8)
Laboratory apparatus - An item subject to Subchapter E
of this chapter (relating to Precursors and Apparatus).
(9)
Licensed vocational nurse or LVN - An individual recognized
as a licensed vocational nurse by the Texas Board of Vocational Nurse Examiners.
(10)
Long-term care facility or LTCF - An establishment licensed
as such by the Texas Department of Human Services.
(11)
Narcotic controlled substance - A narcotic drug or other
controlled substance that contains opium or an opiate derivative.
(12)
Non-narcotic controlled substance - A controlled substance
that does not contain opium or an opiate derivative.
(13)
PCLAS - The Precursor Chemical/Laboratory Apparatus Section.
(14)
Physician assistant - An individual licensed as such by
the Texas State Board of Physician Assistant Examiners.
(15)
Precursor chemical - A substance subject to Subchapter
E of this chapter (relating to Precursors and Apparatus).
(16)
Readily retrievable record - A record created and maintained
by an automatic data processing or mechanized record keeping system so that
a particular type of record can be separated from all other records in a reasonable
time. The term includes a record created and maintained by annotation of each
material item with an asterisk, redline, or some other manner visually identifiable
apart from all other items appearing on the required record.
(17)
Record - A notification, order form, statement, invoice,
prescription, inventory information, or other document for the acquisition
or disposal of a controlled substance, precursor, or apparatus in any manner
by a registrant or permit holder under a record keeping or inventory requirement
of federal law, the Act, or this chapter.
(18)
Registered nurse - An individual recognized as such by
the Texas Board of Nurse Examiners.
(19)
Schedule II - A list of narcotic and non-narcotic controlled
substances found in the most current version of Schedule II as established
or altered by the commissioner of health under the Act, Subchapter B, and
published in the Texas Register.
(20)
Triplicate prescription form - A type of official prescription
form.
§13.2.Other State or Federal Laws, Rules, or Regulations.
(a)
Construed. This chapter may not be construed as authorizing
or allowing a person to act in violation of another state or federal law,
rule, or regulation. Compliance with this chapter may not be construed as
compliance with another state or federal law, rule, or regulation unless expressly
provided by the law, rule, or regulation.
(b)
Strictest standard. If a practitioner or other person whose
conduct is covered by this chapter must comply with a standard contained within
a state health regulatory agency rule, this chapter, or a federal regulation,
the person must comply with the strictest standard.
(c)
Cross-reference. By adopting an administrative rule or
regulation of another state or federal agency by a cross-reference to that
rule or regulation, the director does not surrender any authority or responsibility
to make, administer, or enforce a DPS drug rule. If this chapter references
a federal regulation or a rule adopted by another state agency, the director
may enforce the regulation or rule:
(1)
as a DPS drug rule that has been adopted by the director
under the authority of the Act, §481.003; and
(2)
as if a reference to:
(A)
the DEA administrator or other federal or state official
is a reference to the director;
(B)
DEA or other agency is a reference to DPS;
(C)
a DEA or other agency form is a reference to the analogous
DPS form; and
(D)
a licensed practical nurse is a reference to a licensed
vocational nurse.
§13.3.Alternative Schedule Nomenclature.
The director may reference a schedule for a controlled substance by:
(1)
its statutory Roman numeral designation; or
(2)
an analogous Arabic number designation.
§13.4.Notification, Information, and Electronic Transmission.
(a)
Notification. If this chapter requires a person to notify
or advise the director of new or changed information, the person must notify
the director through the appropriate DPS unit indicated in this chapter. If
this chapter describes the director followed by a parenthetical reference
to a section, service, or other unit of the department, the communication
will be made to the director through the referenced section, service, or unit.
(b)
Information. The director may furnish information about
this chapter to a person who has made a personal, telephonic, or written request
to the director through the appropriate service or section.
(c)
Forms. The director may:
(1)
provide internet access to a form used under this chapter;
or
(2)
accept an internet application under this chapter.
(d)
Signature or ID. The director may accept an electronically
transmitted signature or other similar identification code under this chapter.
§13.5.Acceptance of Non-standard Communication.
The director may accept an oral, telephonic, electronic, or other non-standard
communication as sufficient to meet a reporting or notification requirement
of this chapter if:
(1)
the oral, telephonic, electronic, or other communication
is repeated in an original writing within seven days after the initial electronic
report or notification; or
(2)
an expressly named representative of the director waives
the written report or notification otherwise required to confirm the communication.
§13.6.Waiver Rescission.
The director may rescind a waiver issued under this chapter if the
reason for the waiver no longer exists.
§13.7.Telephone Number and Address - Narcotics Service.
To inquire about information and administrative matters with, transmit
to, or otherwise contact the Narcotics Service, in general:
(1)
the telephone number is: (512) 424-2150;
(2)
the fax number is: (512) 424-7166;
(3)
the Post Office Box mailing address is: Narcotics Service
MSC 0430, Texas Department of Public Safety, PO Box 4087, Austin, Texas 78773-0430;
and
(4)
the physical mailing address is: Narcotics Service MSC
0430, Texas Department of Public Safety, 5805 N. Lamar Blvd., Austin, Texas
78752-4422.
§13.8.Telephone Number and Address - Controlled Substances Registration Section.
To inquire about information and administrative matters with, transmit
to, or otherwise contact the Controlled Substances Registration (CSR) Section:
(1)
the telephone number is: (512) 424-2188;
(2)
the fax number is: (512) 424-5799;
(3)
the Post Office Box mailing address is: Controlled Substances
Registration Section MSC 0438, Texas Department of Public Safety, P.O. Box
4087, Austin, Texas 78773-0438;
(4)
the fee or payment address is: Controlled Substances Registration
Section MSC 0438, Texas Department of Public Safety, P.O. Box 15999, Austin,
Texas 78761-5999;
(5)
the physical mailing address is: Controlled Substances
Registration Section MSC 0438, Texas Department of Public Safety, 5805 N.
Lamar Blvd., Austin, Texas 78752-4422; and
(6)
the e-mail address is through the department's web page
at "www.txdps.state.tx.us" or directly through "tppcsr@txdps.state.tx.us."
§13.9.Telephone Number and Address - Texas Prescription Program.
To inquire about information and administrative matters with, transmit
to, or otherwise contact the Texas Prescription Program:
(1)
the telephone number is: (512) 424-2189;
(2)
the fax number is: (512) 424-5799;
(3)
the Post Office Box mailing address is: Texas Prescription
Program MSC 0439, Texas Department of Public Safety, P.O. Box 4087, Austin,
Texas 78773-0439;
(4)
the fee or payment address is: Texas Prescription Program
MSC 0439, Texas Department of Public Safety, P.O. Box 15999, Austin, Texas
78761-5999;
(5)
the physical mailing address is: Texas Prescription Program
MSC 0439, Texas Department of Public Safety, 5805 N. Lamar Blvd., Austin,
Texas 78752-4422; and
(6)
the e-mail address is through the department's web page
at "www.txdps.state.tx.us" or directly through "tppcsr@txdps.state.tx.us."
§13.10.Telephone Number and Address - Precursor Chemical/Laboratory Apparatus Section.
To inquire about information and administrative matters with, transmit
to, or otherwise contact the Precursor Chemical/Laboratory Apparatus Section
(PCLAS):
(1)
the telephone number is: (512) 424-2481 or (512) 424-2482;
(2)
the fax number is: (512) 424-5757;
(3)
the Post Office Box mailing address is: Precursor Chemical/Laboratory
Apparatus Section MSC 0433, Texas Department of Public Safety, P.O. Box 4087,
Austin, Texas 78773-0433;
(4)
the physical mailing address is: Precursor Chemical/Laboratory
Apparatus Section MSC 0433, Texas Department of Public Safety, 5805 N. Lamar
Blvd., Austin, Texas 78752-4422; and
(5)
the e-mail address is through the department's web page
at "www.txdps.state.tx.us" or directly through "precursor.chemical @txdps.state.tx.us."
§13.11.Telephone Number and Address - Crime Laboratory Service.
To inquire about information and administrative matters with, transmit
to, or otherwise contact the Crime Laboratory Service:
(1)
the telephone number is: (512) 424-2105;
(2)
the fax number is: (512) 424-2869;
(3)
the Post Office Box mailing address is: Crime Laboratory
Service MSC 0460, Texas Department of Public Safety, P.O. Box 4143, Austin,
Texas 78765-0460; and
(4)
the physical mailing address is: Crime Laboratory Service
MSC 0460, Texas Department of Public Safety, 5805 N. Lamar Blvd., Austin,
Texas 78752-4422.
This agency hereby certifies that the proposal has been
reviewed by legal counsel and found to be within the agency's legal authority
to adopt.
Filed with the Office of
the Secretary of State, on March 8, 2001.
TRD-200101387
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.21 - 13.33
The new sections are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this proposal.
§13.21.Who Must Register.
(a)
Required by Act. A person, who is required by the Act to
register in order to manufacture, distribute, prescribe, possess, analyze,
dispense, or conduct research with a controlled substance, must obtain an
annual registration from the director (CSR Section).
(b)
Generally. Only a person actually engaged in an activity
covered by the registration provisions of the Act must obtain a registration.
A related or affiliated person who is not engaged in a covered activity is
not required to register.
(c)
Activities. The director may register a person for one
or more of the following categories of business activity:
(1)
practitioner;
(2)
pharmacy;
(3)
hospital;
(4)
manufacturer;
(5)
researcher;
(6)
teaching institution;
(7)
distributor;
(8)
analyst or analytical lab; or
(9)
peyote distributor.
(d)
Schedules. The director may register a person for one or
more of the following schedules:
(1)
Schedule I;
(2)
Schedule II (narcotic);
(3)
Schedule II (non-narcotic);
(4)
Schedule III (narcotic);
(5)
Schedule III (non-narcotic);
(6)
Schedule IV; or
(7)
Schedule V.
(e)
Lawful possession. A registrant may lawfully possess a
controlled substance to the extent authorized by the registration.
(f)
An applicant may apply for registration as a manufacturer,
researcher, teaching institution, distributor, analyst, or analytical laboratory
only after obtaining the appropriate registration from DEA.
§13.22.Registration for Certain Activities.
(a)
Schedule I. A person who is seeking registration to conduct
research with a Schedule I controlled substance must comply with the Act, §481.065(b)
and submit a research protocol to the director for approval. Under this subsection,
the person may submit a duplicate of a protocol submitted to DEA for the same
research authority. Once submitted, the protocol becomes a part of the application
for all purposes. If approved by the director, the person may conduct research
only:
(1)
in the manner expressly detailed in the protocol; and
(2)
using a controlled substance expressly specified in the
protocol.
(b)
Without DEA registration. If the director determines registration
is appropriate to minimize a risk of diversion or abuse of a controlled substance,
the director may register a person who:
(1)
has not applied for registration with DEA; or
(2)
is not a registrant with DEA.
§13.23.Separate Registration for Separate Location.
An applicant must make a separate application and obtain a separate
registration for each principal place of business or professional practice
as required by the Act, §481.061(c) and the Code of Federal Regulations,
Title 21, Chapter II, §1301.12.
§13.24.Exemption from Registration.
A person is exempt from registration, need not register, and may lawfully
possess a controlled substance under the Act if the person is:
(1)
exempted from registration under the Act, §481.062;
(2)
excepted from the Act, Subchapter C, under the Act, §481.0621;
or
(3)
exempted from federal registration under the Code of Federal
Regulations, Title 21, Chapter II, §§1301.22 - 1301.25.
§13.25.Application.
(a)
Required. A person required to register under this subchapter
must comply with this subchapter and Subchapter F of this chapter (relating
to Applications).
(b)
Form. An applicant must make:
(1)
a new or original application on DPS Form NAR-77; and
(2)
a renewal application on DPS Form NAR-78.
(c)
Rejection. An applicant, who seeks to renew a registration,
may correct a rejected or defective application and resubmit it for filing
at any time before termination under §13.30 of this title (relating to
Termination).
§13.26.Certificate.
(a)
Issuance. The director will issue a certificate of registration
to an applicant who qualifies for registration or renewal under the applicable
provisions of the Act, Subchapter C, and this subchapter.
(b)
NAR-79. The director will issue the certificate on DPS
Form NAR-79, containing:
(1)
the registrant's name and address;
(2)
the registration number;
(3)
the business activity authorized by the registration;
(4)
each schedule the registrant is authorized to handle;
(5)
a "fee paid" or "exempt" notation;
(6)
a "duplicate" notation, if the certificate is a duplicate;
(7)
the certificate's issue date; and
(8)
the certificate's expiration date.
(c)
Display. The registrant must:
(1)
display the certificate at the physical location of the
registrant's principal place of business; or
(2)
maintain the certificate so the registrant may promptly
retrieve and display it at any time upon proper demand.
§13.27.Fee.
(a)
Amount. To apply for an original or renewal registration
to manufacture, distribute, prescribe, possess, analyze, dispense, or conduct
research with a controlled substance, the applicant must pay a non-refundable
registration fee of $25.
(b)
Submission. An applicant must submit the fee with the original
or renewal application to the director (CSR Section).
(c)
Acceptable manner. The applicant must make payment in the
form of a check or money order, payable to the "Texas Department of Public
Safety," or another form of payment authorized by a general rule or policy
of the department.
(d)
Prohibited manner. The director will not accept a fee payment
in the form of:
(1)
stamps;
(2)
foreign currency;
(3)
a check or money order, payable in foreign currency; or
(4)
a third-party endorsed check.
(e)
Multiple or additional fees. The director:
(1)
may charge multiple fees for registrations to one person
at each different location and for each different business activity; and
(2)
will not charge an additional fee for each different schedule
processed on a single registration application.
§13.28.Fee Exemption.
(a)
Requirements. The director may exempt a person from payment
of a state fee for registration or renewal, if the person's superior certifies
on the DPS Form NAR-77 or NAR-78 that the person is exempted from payment
of a fee under the Code of Federal Regulations, Title 21, Chapter II, §1301.21.
(b)
Effect. Exemption from payment of a registration or renewal
fee:
(1)
authorizes the registrant, where applicable, to acquire,
possess, or handle a controlled substance only at the exempt location; and
(2)
does not relieve the registrant of another requirement
or duty prescribed by law.
§13.29.Expiration.
(a)
Annual. Except as provided by subsection (c) of this section,
an original certificate of registration expires after one year from the month
of issuance indicated on the original certificate.
(b)
Effect of modification or renewal. Except as provided by
subsection (c) of this section, a modification in registration or an early
renewal does not affect a current or future date of expiration.
(c)
Extension. The director may extend the expiration date
of a registration for a period of less than 12 additional months, if the director
determines the extension is necessary to evenly allocate the expiration dates
of all certificates.
(d)
Effect of expiration. After expiration, the former registration
provides the registrant with no authority to manufacture, distribute, prescribe,
possess, analyze, dispense, or conduct research with a controlled substance.
(e)
Grace period. After expiration under this section, a former
registrant may apply for a new registration. During a six-month grace period
after expiration and before termination under §13.30(a)(1) of this title
(relating to Termination), the director (CSR Section) may reserve the original
registration number in the name of the original applicant.
§13.30.Termination.
(a)
When. A registration terminates:
(1)
at the end of a grace period of six months allowed by the
director after expiration under this subchapter;
(2)
when DEA accepts a voluntary surrender, or denies, suspends,
or revokes a federal controlled substance registration; or
(3)
when the person dies, ceases legal existence, or discontinues
business or professional practice.
(b)
New registration required. After termination, a former
registrant must apply for a new registration and may be issued a different
registration number.
(c)
Effect of termination. After termination, the former registration
provides the registrant with no authority to manufacture, distribute, prescribe,
possess, analyze, dispense, or conduct research with a controlled substance.
(d)
Discontinued activity. On the day a registrant discontinues
business or professional practice, the registrant or a representative of the
registrant must notify the director (CSR Section) by close of business. The
director may immediately terminate the registration of a person reported to
the director under this subsection.
§13.31.Security, Record Keeping, Inventory, Inspection, and Reporting Discrepancy, Loss, Theft, or Diversion.
A registrant must comply with the applicable provisions of:
(1)
Subchapter H of this chapter (relating to Security);
(2)
Subchapter I of this chapter (relating to Record Keeping);
(3)
Subchapter J of this chapter (relating to Inventory);
(4)
Subchapter K of this chapter (relating to Inspection);
and
(5)
Subchapter L of this chapter (relating to Reporting Discrepancy,
Loss, Theft, or Diversion).
§13.32.Communication with Director (CSR Section).
If a person is required or allowed by this subchapter to make a notification,
report, or other written, telephonic, or personal communication to the director,
the person must make the communication to the director through the CSR Section
at the address indicated in §13.8 of this title (relating to Telephone
Number and Address - Controlled Substances Registration Section).
§13.33.Miscellaneous.
(a)
Confidentiality. A person lawfully authorized under this
chapter to conduct research in the use and effects of a controlled substance
may, under the Act, §481.068, withhold from the director the name and
other identifying characteristics of an individual who is the subject of the
research.
(b)
Transfer. A registrant may not transfer or assign to another
person a registration certificate or an authority conferred by the registration.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's legal authority to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101389
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.41 - 13.58
The new sections are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this proposal.
§13.41.Subchapter Definitions.
The following words and terms, when used in this subchapter, have the
following meanings, unless the context clearly indicates otherwise.
(1)
AIRFA - The American Indian Religious Freedom Act.
(2)
Distributor - A peyote distributor registered by the director
under this subchapter and Subchapter B of this chapter (relating to Registration).
(3)
Identification information - A unique number appearing
on the individual's:
(A)
driver license or personal identification certificate and
assigned to the individual by the department or by an analogous agency in
another state; or
(B)
social security card, military identification card, passport,
visa, work permit, or other identification card and assigned to an individual
by an agency of the United States.
(4)
Indian - An individual with not less than 25% Indian blood
who is:
(A)
an enrolled member of a tribe recognized under federal
law; and
(B)
a certified member of a declared Native American Church.
(5)
Landowner - includes an agent of the landowner.
§13.42.Peyote Distributor Registration.
(a)
Who must register. A person who delivers peyote must make
application for a controlled substances registration under the Act and obtain
an annual registration from the director (CSR Section).
(b)
Effect of registration. A distributor seeking to deliver
or receive peyote under this subchapter may obtain a peyote distributor registration
that authorizes the distributor to:
(1)
deliver peyote to another distributor;
(2)
receive peyote from another distributor;
(3)
receive peyote from an employee of the distributor; or
(4)
deliver peyote to an Indian for use only in a bona fide
religious ceremony of the church.
(c)
Activity authorized. Incidental to lawful distribution
under this subchapter, a distributor may hunt, harvest, cut, collect, transport,
or possess peyote.
(d)
Activity not authorized. A distributor registration does
not authorize the distributor to:
(1)
manufacture or cultivate peyote;
(2)
ingest or use peyote;
(3)
deliver to an individual who is a member of a federally
recognized Indian tribe under AIRFA, unless the individual is also an Indian
as the term is defined in this subchapter; or
(4)
import or export peyote.
§13.43.Application.
(a)
Requirements. The director may register and issue a certificate
of registration to a distributor only if the applicant:
(1)
meets the general requirements for a controlled substances
registration under Subchapter B of this chapter (relating to Registration);
(2)
is registered with DEA;
(3)
has made a complete application to the director (CSR Section)
for registration as a distributor on DPS Form NAR-95 and complied with this
section and Subchapter F of this chapter (relating to Applications);
(4)
has paid the required registration fee; and
(5)
forwards with the application for registration a letter
from the local chief of police, sheriff, or county judge in the jurisdiction
where the applicant's principal place of peyote business is located stating
the applicant is of good moral character.
(b)
Fee. The fee for registration as a distributor is the same
amount as the fee collected for a controlled substances registration under §13.27
of this title (relating to Fee).
§13.44.Certificate and ID Card.
(a)
Issuance. If the director approves an application for registration,
the director will issue to the applicant:
(1)
a certificate of registration, DPS Form NAR-96; and
(2)
a peyote distributor identification card, DPS Form NAR-96A.
(b)
Return. If the director suspends, revokes, denies, cancels,
or accepts voluntary surrender of a distributor's certificate of registration,
the distributor must return the following to the director (CSR Section) within
seven days:
(1)
the peyote distributor certificate of registration;
(2)
the peyote distributor identification card;
(3)
each peyote employee identification card;
(4)
each source log;
(5)
each unused or voided sale of peyote receipt, DPS Form
NAR-96C; and
(6)
each completed receipt or other document relating to the
purchase, acquisition, or sale of peyote not already submitted to the director.
(c)
Expiration. The director will issue a certificate of registration
and a peyote distributor identification card to expire in the same manner
as a controlled substances registration under §13.29 of this title (relating
to Expiration).
(d)
Display. The distributor must display the certificate of
registration at all times in a conspicuous place at the address appearing
on the certificate.
§13.45.Employee Information.
(a)
Identification. A distributor must furnish to the director
(CSR Section) the name and identification information of each current employee
who will:
(1)
handle or possess peyote in the course and scope of employment;
and
(2)
use that employment status to avoid potential criminal
liability for handling or possessing peyote.
(b)
Current employee. A distributor or applicant must provide
to the director (CSR Section) on an application for original or renewal of
registration a list of the name and other identification information of an
individual who is:
(1)
currently employed by the distributor; or
(2)
reasonably known to the distributor as likely to be employed
during the term of the registration sought by the applicant.
(c)
New employee. If a new employee's name and other identification
information has not already been indicated on a distributor's current application
for registration, then, before the employee is allowed to work handling or
possessing peyote, the distributor must:
(1)
advise the director (CSR Section) of the change; and
(2)
receive a peyote employee identification card, DPS Form
NAR-96B.
(d)
Name format. The distributor must report an employee's
name to the director (CSR Section) in the format required by this subsection.
The director will use the same name format on documents issued by the director.
The standard format, including name order, is:
(1)
given or first name;
(2)
additional middle names, if any;
(3)
mother's family name; and
(4)
father's family name.
§13.46.Employee Identification Card.
(a)
Form. After notification by a distributor, the director
will furnish the distributor a peyote employee identification card, DPS Form
NAR-96B. The distributor may give notice under this subsection for an employee
already named in the application or a new employee named at a later date.
(b)
Use of ID card. The peyote employee identification card
certifies the individual named is:
(1)
an employee of the distributor;
(2)
authorized to hunt, harvest, cut, collect, transport, or
possess peyote in the course and scope of employment; and
(3)
authorized to deliver peyote, but only directly to the
distributor who employs the individual.
(c)
Retrieval and return. When an employee ceases employment
with a distributor, the distributor must take reasonable steps to:
(1)
by close of business, retrieve the employee identification
card from the employee; and
(2)
within seven days:
(A)
return the card to the director (CSR Section) for cancellation;
or
(B)
notify the director (CSR Section) of the reason the card
was not retrieved or returned, including the reasonable steps taken by the
distributor while attempting to do so.
§13.47.Possession and Display of Identification and Access Information.
(a)
Possession. At all times an employee is hunting, harvesting,
cutting, collecting, transporting, or in possession of peyote, the employee
must possess a peyote employee identification card.
(b)
Demand of official. When a distributor or employee is hunting,
harvesting, cutting, collecting, transporting, or in possession of peyote,
the individual must:
(1)
possess a current, valid distributor or employee identification
card; and
(2)
display the card upon demand to the director or a member
of the department, a peace officer, or a federal official.
(c)
Demand of landowner. If the distributor or employee is
hunting, harvesting, cutting, collecting, transporting, or in possession of
peyote on land belonging to someone other than the distributor or employee,
the distributor or employee must display the card upon demand to the landowner.
(d)
Supporting documentation. If an individual is required
to display an identification card under this section, the individual must
also possess and display a license, card, or other documentation to support
identification information contained on the distributor or employee identification
card and:
(1)
documentation sufficient to show lawful access to the land
where the peyote was harvested or cut; or
(2)
a reasonably complete verbal declaration of the individual's
lawful access to the land, including the name and location of the person granting
the access.
(e)
Manner of compliance. An individual may comply with subsection
(d)(1) of this section by presenting:
(1)
an original or copy of an ownership document, lease agreement,
or other document showing the individual's lawful access to the land in question;
or
(2)
a completed form issued by the director to record this
information.
§13.48.Source Information.
(a)
Notification of director. A distributor must notify the
director (CSR Section) of the name of the owner and the physical address or
other sufficient description of all land to which the distributor has legal
access for harvesting peyote. The notification must be made at the time of
registration and within seven days of a change in the information required
by this section.
(b)
Ensure lawful access. A distributor may not deliver peyote
to another distributor or an Indian unless the distributor takes reasonable
steps to ensure the peyote was harvested or cut in Texas by the distributor
or an employee of the distributor on land to which the distributor has a legal
right of entry. The director will deem a distributor has taken reasonable
steps under this subsection if the distributor:
(1)
makes express verbal inquiry about the source of all peyote
supplied to the distributor by an employee or another distributor;
(2)
obtains from the employee or other distributor a verbal
or written statement certifying the source of all peyote supplied to the distributor;
and
(3)
maintains the certification in a log of the source of all
peyote.
(c)
Statement of lawful access. A distributor must:
(1)
ensure the employee or other distributor, who supplies
peyote to the distributor in a single transaction, completes or causes to
be completed a written statement certifying under subsection (d) of this section
the source of the peyote involved in the transaction; and
(2)
maintain the source log as a record of acquisition under
this subchapter.
(d)
Source log. A source log under this section must include:
(1)
a reasonably accurate description of the quantity of peyote
supplied in the transaction;
(2)
a reasonably accurate description of the physical property
where each quantity of peyote was harvested or cut;
(3)
the name of the individual who asserts authority to give
permission on behalf of the landowner for peyote to be harvested or cut;
(4)
the name of the harvester;
(5)
the date each quantity of peyote was harvested or cut;
and
(6)
the signature of the distributor.
§13.49.Purchase or Harvest.
(a)
Requirements, generally. An Indian may purchase peyote
in person from a distributor in this state if the Indian follows one of the
methods described by §13.50 of this title (relating to Sale in Person)
or §13.51 of this title (relating to Mail Order Sale). The director encourages
but does not require use of the standard method.
(b)
Harvesting by Indian. A landowner may not allow an Indian
to harvest peyote on the land of another person unless the Indian furnishes
to the landowner a letter, permit, or identification sufficient to comply
with either subsections (c) or (g) of §13.50 of this title (relating
to Sale in Person).
§13.50.Sale in Person.
(a)
Requirements, generally. A distributor may not supply or
sell peyote to a person unless the person is:
(1)
another registered peyote distributor;
(2)
a governmental entity or a person registered with the director
in a capacity to lawfully receive the peyote; or
(3)
an Indian who complies with this subchapter.
(b)
The distributor delivering peyote to an Indian must follow
one of the methods described by this section or §13.51 of this title
(relating to Mail Order Sale). The director encourages but does not require
use of the standard method.
(c)
Standard method. A distributor may deliver peyote to an
Indian member of the Native American Church if the purchasing Indian furnishes
to the distributor a photo identification card, that includes reasonably accurate
identification information, and an authorization letter or travel permit.
The identification card and the letter or permit must collectively contain
the full name, including Indian name, tribe, degree of Indian blood (not less
than 25%), date of birth, agency enrolled with, and census number or enrollment
number of the purchasing or harvesting Indian.
(d)
Required contents. An authorization letter or travel permit,
that is used in the standard method, must:
(1)
be printed on official stationery of the Native American
Church; and
(2)
contain the following:
(A)
the full name and either a cross-reference to the identification
card number or some other reasonably accurate identification of the purchasing
or harvesting Indian;
(B)
the date of issuance and expiration for the letter or permit;
and
(C)
the signature of the president, vice president, or other
designated custodian of the state or local organization of the Native American
Church who personally issued the letter or permit to the purchasing or harvesting
Indian.
(e)
Recommended contents. The director encourages but does
not require that an authorization letter or travel permit, that is used in
the standard method, contain the following:
(1)
the estimated or probable dates, routes, and mode of travel,
that may include a detailed description of a vehicle and its occupants;
(2)
the estimated location of purchase (or harvest); and
(3)
the estimated amount of peyote to be purchased (or harvested).
(f)
Timely transmission. A church representative should timely
mail or cause to be mailed or otherwise transmit electronically to the director
(CSR Section) a letter or permit described by subsections (d) and (e) of this
section. The director will deem a letter or permit to be timely mailed if
it is on file with the director before anyone attempts to purchase or harvest
peyote under its authority. If the CSR Section receives the letter or permit
before the distributor delivers the peyote, the director may then respond
knowledgeably to an inquiry made about the legitimacy of the peyote purchase,
harvest, possession, or transportation even if some of the prospective information
reported under subsection (e) of this section may have changed.
(g)
Alternative method. In lieu of the standard method documentation
required by this section, a distributor may deliver peyote to an Indian member
of the Native American Church if the purchasing Indian furnishes a photo identification
card, that includes reasonably accurate identification information, and:
(1)
a birth certificate or other document showing the purchasing
or harvesting Indian's full name, including Indian name, tribe, degree of
Indian blood (not less than 25%), date of birth, agency enrolled with, and
census number or enrollment number; and
(2)
a letter signed by the president, vice president, or other
designated custodian of the state or local organization of the Native American
Church certifying:
(A)
the purchasing or harvesting Indian is a member in good
standing of the state or local organization of the Native American Church;
and
(B)
the peyote to be purchased or harvested will be used only
for a bona fide religious ceremony.
(h)
Transmission. If a church contemplates using the alternative
method, a church representative should mail the documentation described by
subsection (g) of this section to the director (CSR Section). If the director
(CSR Section) receives the documentation before the distributor delivers the
peyote, the director may then respond knowledgeably to an inquiry made about
the legitimacy of the peyote purchase, harvest, possession, or transportation.
(i)
A church may request a copy of a sample authorization letter,
certificate of authorization, or travel permit from the director.
§13.51.Mail Order Sale.
(a)
Requirements. In the case of a mail order sale, the distributor
must:
(1)
notify the director (CSR Section) in writing of each peyote
mailing;
(2)
obtain the information required by paragraph (3) of this
subsection in writing on appropriate church stationery, including a copy of
the recipient's authorization letter or travel permit from a church;
(3)
prepare a sales receipt as required by §13.52 of this
title (relating to Sales Receipt), except:
(A)
the distributor must clearly mark the sales receipt to
indicate a mail order transaction;
(B)
the recipient's signature need not appear on the original
receipt;
(C)
the recipient's signature must appear on the original documentation
certifying eligibility to lawfully receive peyote as an Indian;
(D)
the original documentation certifying eligibility must
include the mailing address at which the Indian will receive the peyote; and
(E)
the distributor must include the second copy (Copy 2) of
the receipt on or within the mailed package containing the peyote; and
(4)
mail to the director the original sales receipt (Copy 1)
and a copy of its associated documentation at the same time the distributor
mails the peyote, not waiting for the due date of the next quarterly report.
(b)
Recommendations. The director encourages but does not require
that a distributor not mail the peyote until after the director receives the
written notification. If the director (CSR Section) receives the distributor's
receipt and its associated documentation before the distributor mails the
peyote, the director (CSR Section) may then respond knowledgeably to an inquiry
made about the legitimacy of the peyote shipment.
(c)
Manner required. A distributor must mail an order for peyote
only by using:
(1)
the distributor's principal place of business as the return
address; and
(2)
the United States Postal Service, certified mail, return
receipt requested; or
(3)
another parcel distribution system that minimizes the risk
of diversion by:
(A)
restricting delivery to the individual placing the order;
or
(B)
adequately identifying the individual to whom delivery
was made.
(d)
Manner prohibited. A distributor may not mail an order
for peyote to:
(1)
a person other than the Indian placing the order at the
address indicated for the Indian in the associated documentation; or
(2)
a third party.
§13.52.Sales Receipt.
(a)
Requirements, generally. A distributor must furnish the
original sales receipt (Copy 1) to the director on DPS Form NAR-96C.
(b)
Contents. Each sales receipt must contain the following:
(1)
the distributor's name;
(2)
the distributor's registration number;
(3)
the date of sale;
(4)
the name, address, and blood quantum of the purchasing
Indian;
(5)
the purchasing Indian's church affiliation;
(6)
the purchasing Indian's church membership, certificate
of authorization, or permit number and its expiration date;
(7)
the quantity purchased, expressed as either the number
of buttons or the weight in pounds and ounces;
(8)
the total cost of sale; and
(9)
except in the case of a mail order sale, the purchasing
Indian's signature.
(c)
Multiple copies. A distributor must:
(1)
submit the original copy (Copy 1) of the receipt to the
director with the quarterly report;
(2)
furnish the second copy (Copy 2) of the receipt to the
purchasing Indian at the time of the purchase; and
(3)
retain the third copy (Copy 3) in the distributor's permanent
files.
§13.53.Quarterly Report.
(a)
When made. A distributor must furnish a quarterly report
to the director of each purchase, acquisition, or sale made by the distributor
during the previous quarter. A distributor must submit a quarterly report
even if no purchase, acquisition, or sale occurred during the quarter.
(b)
Contents. The report must include a tabulation of total
purchases, acquisitions, and sales of peyote, tabulated by price and by number
of buttons or weight. Along with the report, the distributor must provide
to the director (CSR Section) a copy of all:
(1)
certificates, logs, or other documents showing each act
of purchase or acquisition of peyote by the distributor; and
(2)
receipts issued for sale of peyote, DPS Form NAR-96C, except
those mail order sale receipts already forwarded to the director.
(c)
Manner of report. The distributor must:
(1)
furnish the report to the director (CSR Section); and
(2)
submit the report on or before the last business day of:
(A)
April (for purchases, acquisitions, or sales during the
first quarter of the year, including the preceding months of January, February,
and March);
(B)
July (for purchases, acquisitions, or sales during the
second quarter of the year, including the preceding months of April, May,
and June);
(C)
October (for purchases, acquisitions, or sales during the
third quarter of the year, including the preceding months of July, August,
and September); and
(D)
January (for purchases, acquisitions, or sales during the
fourth quarter of the previous year, including the preceding months of October,
November, and December).
§13.54.Declaration as Native American Church.
While the director does not require an entity to seek recognition or
registration as a church, an entity, that seeks to declare itself to the director
under this subchapter as a Native American Church, must submit and update
the following information to the director (CSR Section):
(1)
the state charter; and
(2)
its president, vice president, and other designated custodian
or current officer, including the full name, Indian name, tribe, degree of
Indian blood, date of birth, agency enrolled with, census number or enrollment
number, address, and telephone number of each officer.
§13.55.Landowner Activity.
(a)
Unaffected. Nothing in this subchapter affects the ability
of a landowner to:
(1)
file a criminal trespass, criminal mischief, theft, or
other appropriate criminal charge or to seek other criminal or civil remedy;
or
(2)
burn or clear land for purposes unrelated to harvesting,
cutting, collecting, or possessing peyote.
(b)
Prohibited. Unless registered as a distributor or reported
to the director as a current employee of a distributor, a landowner may not
sell, harvest, cut, collect, transport, or possess peyote. A landowner does
not possess peyote in violation of the Act or this subchapter if the peyote
is unharvested and growing in its natural state.
(c)
Allowed. Under this subchapter, a landowner may:
(1)
charge a fee to anyone, including an Indian, for the use
of or entry onto land;
(2)
allow a distributor or employee of a distributor to enter
land to harvest peyote;
(3)
deliver or otherwise supply peyote to a distributor as
described in subsection (b) of this section; or
(4)
deliver or supply peyote to an Indian only:
(A)
by allowing the Indian to enter land to harvest or use
peyote; and
(B)
if the Indian would otherwise be allowed to purchase peyote
from a distributor under this subchapter.
(d)
Harvest fee limitation. Unless the landowner is registered
as a distributor, the director will deem the landowner to be selling or distributing
peyote if the landowner bases the fee charged or collected under subsection
(c)(1) of this section on the amount of peyote harvested, cut, or collected
by the Indian using or entering the land.
§13.56Security, Record Keeping, Inventory, Inspection, and Reporting Discrepancy, Loss, Theft, or Diversion.
A distributor must comply with the applicable provisions of:
(1)
Subchapter H of this chapter (relating to Security);
(2)
Subchapter I of this chapter (relating to Record Keeping);
(3)
Subchapter J of this chapter (relating to Inventory);
(4)
Subchapter K of this chapter (relating to Inspection);
and
(5)
Subchapter L of this chapter (relating to Reporting Discrepancy,
Loss, Theft, or Diversion).
§13.57.Communication with Director (CSR Section).
If a person is required or allowed by this subchapter to make a notification,
report, or other written, telephonic, electronic, or personal communication
to the director, the person must make the communication to the director through
the CSR Section at the address indicated in §13.8 of this title (relating
to Telephone Number and Address - Controlled Substances Registration Section).
§13.58.Miscellaneous.
(a)
Peyote in another jurisdiction unaffected. Nothing in this
subchapter allows, prohibits, or otherwise affects the ability of a person
to deliver, supply, sell, hunt, harvest, cut, collect, transport, or possess
peyote in:
(1)
another state or country, including Mexico or Canada, while
acting under the authority of that jurisdiction; or
(2)
Texas while acting under the authority of federal law,
if the peyote was obtained from Mexico.
(b)
AIRFA. Nothing in this subchapter affects the ability of
an individual to use, possess, or transport peyote under federal law, if the
individual:
(1)
is an Indian of any blood quantum as the term Indian is
defined in AIRFA;
(2)
is a member of a federally recognized Indian tribe; and
(3)
intends to use the peyote for bona fide traditional ceremonial
purposes in connection with the practice of a traditional Indian religion.
(c)
Registration subchapter applies. Except as otherwise provided
by this subchapter, Subchapter B of this chapter (relating to Registration)
applies to a peyote registration under this subchapter.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's legal authority to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101391
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.71 - 13.86
The new sections are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this proposal.
§13.71.Subchapter Definitions.
The following words and terms, when used in this subchapter, have the
following meanings, unless the context clearly indicates otherwise.
(1)
Emergency situation - A situation described in the Code
of Federal Regulations, Title 21, Chapter II, §1306.11(d).
(2)
NDC # - A National Drug Code number.
(3)
Reportable prescription - A prescription for a controlled
substance:
(A)
listed in Schedule II; and
(B)
not excluded from this subchapter by a rule adopted under
the Act, §481.0761(b).
§13.72.Official Prescription Program.
(a)
Who may order form. A practitioner may order a quantity
of official prescription forms from the director only if the practitioner
is registered by the director and DEA under both state and federal law to
prescribe a Schedule II controlled substance.
(b)
Source. A practitioner may order the forms from the director
(Texas Prescription program).
(c)
Institutional practitioner. This subsection applies only
to an individual who is employed by a hospital or other training institution
that is registered by the director. An institutional practitioner, who is
authorized by a hospital or institution to prescribe a Schedule II controlled
substance under the registration of the hospital or institution, may order
official prescription forms under this section, if:
(1)
the practitioner prescribes a controlled substance in the
usual course of the practitioner's training, teaching program, or employment
at the hospital or institution;
(2)
the appropriate state health regulatory agency has assigned
an institutional permit or similar number to the practitioner; and
(3)
the hospital or institution:
(A)
maintains a current list of each institutional practitioner
and each assigned institutional permit number; and
(B)
makes the list available to another registrant or a member
of a state health regulatory or law enforcement agency for the purpose of
verifying the authority of the practitioner to prescribe the substance.
§13.73.Form.
(a)
Use. A practitioner may issue a prescription for a Schedule
II controlled substance only on an official Texas prescription form. This
subsection also applies to a prescription issued in an emergency situation.
(b)
Refills prohibited. A Schedule II prescription may not
be refilled.
(c)
Completion. A practitioner who prescribes any quantity
of a Schedule II controlled substance must complete an official prescription
form by legibly filling in the spaces provided.
(d)
Other requirements. A practitioner:
(1)
may not postdate an official prescription; and
(2)
must ensure all information on the prescription is legible
on all copies, including stamped or preprinted instructions.
(e)
Triplicate prescription. When a practitioner uses a triplicate
prescription to prescribe a Schedule II controlled substance to a patient
in a non-emergency situation, the practitioner must detach Copy 1 and Copy
2 without separation and give both copies to the patient to take to the pharmacy
for filling.
§13.74.Exceptions to Use of Form.
(a)
Medication order. An official prescription form is not
required for a medication order written for a patient who is admitted to a
hospital at the time the medication order is written and filled.
(1)
A practitioner may dispense or cause to be dispensed a
Schedule II controlled substance to a patient who:
(A)
is admitted to the hospital; and
(B)
will require an emergency quantity of a controlled substance
upon release from the hospital.
(2)
Under paragraph (1) of this subsection, the controlled
substance:
(A)
may only be dispensed in a properly labeled container;
and
(B)
may not be more than a seven-day supply or the minimum
amount needed for proper treatment of the patient until the patient can obtain
access to a pharmacy, whichever is less.
(b)
Patient admitted to hospital. Subsection (a) of this section
applies to a patient who is admitted to a hospital, including a patient:
(1)
admitted to:
(A)
a general hospital, special hospital, licensed ambulatory
surgical center, surgical suite in a dental school, or veterinary medical
school; or
(B)
a hospital clinic or emergency room, if the clinic or emergency
room is under the control, direction, and administration as an integral part
of a general or special hospital;
(2)
receiving treatment with a Schedule II controlled substance
from another person, who is:
(A)
a member of a life flight helicopter medical team or an
emergency medical ambulance crew or a paramedic-emergency medical technician;
and
(B)
considered an extension of an emergency room of a general
or special hospital; or
(3)
receiving treatment with a Schedule II controlled substance
while the patient is an inmate incarcerated in a correctional facility operated
by the Texas Department of Criminal Justice.
(c)
Animal admitted to hospital. Subsection (a) of this section
applies to an animal admitted to an animal hospital, including an animal that
is a permanent resident of a zoo, wildlife park, exotic game ranch, wildlife
management program, or state or federal research facility.
(d)
Long-Term Care Facility (LTCF). An official prescription
form is not required in a long-term care facility if:
(1)
an individual administers the substance to an inpatient
from the facility's medical emergency kit;
(2)
the individual administering the substance is an authorized
practitioner or an agent acting under the practitioner's order; and
(3)
the facility maintains the proper records as required for
an emergency medical kit in an LTCF.
(e)
Therapeutic optometrist. An official prescription form
is not required when a therapeutic optometrist administers a topical ocular
pharmaceutical agent in compliance with:
(1)
the Texas Optometry Act; and
(2)
a rule adopted by the Texas Optometry Board under the authority
of the Texas Optometry Act.
§13.75.Pharmacy Responsibility - Generally.
Upon receipt of a properly completed official prescription form, a
dispensing pharmacist must:
(1)
sign the prescription;
(2)
enter the date filled and the pharmacy prescription number;
(3)
indicate on all copies whether the pharmacy dispenses to
the patient a quantity less than the quantity prescribed; and
(4)
enter the following information on all copies, if different
from the prescribing practitioner's information:
(A)
the brand name or, if none, the generic name of the controlled
substance dispensed; or
(B)
the strength, quantity, and dosage form of the Schedule
II controlled substance used to prepare the mixture or compound.
§13.76.Pharmacy Responsibility - Electronic Reporting.
Within the time required by the Act, a pharmacy must submit the following
data elements to the director:
(1)
the prescribing practitioner's DPS registration number;
(2)
the official prescription control number;
(3)
the patient's (or the animal owner's) name, age (or date
of birth), and address (including city, state, and zip code);
(4)
the date the prescription was issued and filled;
(5)
the NDC # of the controlled substance dispensed;
(6)
the quantity of controlled substance dispensed;
(7)
the pharmacy's prescription number; and
(8)
the pharmacy's DPS registration number.
§13.77.Electronic Compatibility.
If a pharmacy submits information to the director electronically, the
pharmacy must submit the information by electronic media, including a disk,
tape, cassette, modem, or other manner compatible with industry standards
and approved by the director.
§13.78.Waiver from Electronic Reporting.
(a)
Minimum prescription threshold. If a pharmacy fills a small
number of reportable prescriptions, the pharmacy may request from the director
a waiver from electronic reporting. If a waiver is granted, the pharmacy must
file reportable prescriptions with the director on a form approved under §13.79(c)
of this title (relating to Pharmacy Responsibility - Non-electronic Reporting).
(b)
Inadequate technology. If a pharmacy is not automated or
cannot meet the requirements in §13.77 of this title (relating to Electronic
Compatibility), the pharmacy may request from the director a waiver from electronic
reporting. The request must clearly describe the technological inadequacies
in the pharmacy.
(c)
Written request. The waiver must be requested annually
in writing.
(d)
Duration. If granted, the waiver will remain in effect
for no longer than twelve months, beginning the first day of the month following
the month the waiver was granted.
§13.79.Pharmacy Responsibility - Non-electronic Reporting.
(a)
With waiver. A pharmacy must comply with §13.76 of
this title (relating to Pharmacy Responsibility - Electronic Reporting) unless
the pharmacy has obtained from the director a waiver from electronic reporting
under §13.78 of this title (relating to Waiver from Electronic Reporting).
(b)
Non-electronic information. Within the time required by
the Act, a pharmacy approved for non-electronic reporting under this subchapter
must submit the following information to the director on a form approved by
the director:
(1)
the information required under §13.76 of this title
(relating to Pharmacy Responsibility - Electronic Reporting);
(2)
the prescribing practitioner's name; and
(3)
the dispensing pharmacy's name, address, and telephone
number.
(c)
Approved forms. The director expressly approves the following
non-electronic reporting forms, if the form in question legibly includes all
information required by subsection (b) of this section:
(1)
Copy 1 of a triplicate prescription form;
(2)
a copy of a single official prescription form; and
(3)
a printed computer record of the prescription.
§13.80.Pharmacy Responsibility - Emergency Situation.
(a)
Documentation. If a pharmacy dispenses a Schedule II controlled
substance in an emergency situation pursuant to an orally or telephonically
communicated prescription from a practitioner or the practitioner's designated
agent, the pharmacist must promptly reduce the prescription to writing, including
the information required:
(1)
by law for a standard prescription; and
(2)
by this subchapter for an official prescription.
(b)
Other requirements. After dispensing a controlled substance
in an emergency under this section, the dispensing pharmacy must, within the
time required by the Act:
(1)
maintain the written record created under subsection (a)
of this section until the pharmacy receives the original official prescription
from the practitioner;
(2)
note the emergency nature of the prescription;
(3)
upon receipt from the practitioner, attach the original
official prescription to the orally or telephonically communicated prescription;
(4)
retain both documents in the pharmacy records; and
(5)
send the information required under this subchapter to
the director (Texas Prescription Program).
§13.81.Pharmacy Responsibility - Questionable Prescription.
If a dispensing pharmacist receives an official prescription form that
creates a substantial question or doubt in the mind of the dispensing pharmacist,
the pharmacist must, before filling the prescription, communicate with the
patient or the prescribing practitioner in order to resolve the question or
doubt.
§13.82.Pharmacy Responsibility - Out-of-State Practitioner.
If a pharmacist in this state receives a prescription, that is not
on an official prescription form, that is for a Schedule II controlled substance,
and that is issued by a practitioner in another state, the pharmacy may fill
the prescription if:
(1)
the practitioner is authorized by the other state to prescribe
the substance;
(2)
the pharmacy has a plan approved by and on file with the
director allowing the activity; and
(3)
the pharmacy processes and submits the prescription according
to the reporting requirements approved in the plan.
§13.83.Return of Unused Form.
(a)
Requirements. An unused official prescription form is invalid
and the practitioner or another person acting on behalf of the practitioner
must return the unused form to the director (Texas Prescription Program) with
an appropriate explanation not later than the 30th day after the date:
(1)
the practitioner's license to practice, Texas controlled
substances registration number, or DEA number is canceled, revoked, suspended,
denied, or surrendered or amended to exclude the handling of all Schedule
II controlled substances; or
(2)
the practitioner dies.
(b)
Institutional practitioner. An individual who is an institutional
practitioner must return an unused official prescription form to the administrator
of the hospital or other training institution upon completion or termination
of the individual's training at the hospital or institution. The administrator
must return an unused official prescription form to the director (Texas Prescription
Program) not later than the 30th day after the date the individual completes
or terminates all training programs.
(c)
Licensed practitioner. Except as provided by subsection
(d) of this section, no individual may continue to use an official prescription
form issued under an institutional practitioner's permit number or similar
number after the individual has been properly and individually licensed as
a practitioner by the appropriate state health regulatory agency.
(d)
Waiver. The director may upon request waive the requirements
of subsections (b) and (c) of this section and allow an individual to continue
to use an institutional practitioner number under this subchapter after the
individual has been licensed as a practitioner by the appropriate state health
regulatory agency.
§13.84.Release of Non-statistical Information.
(a)
To whom. The director may release Texas Prescription Program
information obtained under the Act, §481.075 only to an individual listed
in the Act, §481.076(a).
(b)
Purpose. An individual described by subsection (a) of this
section may only request information for a purpose listed in the Act, §481.076.
(c)
Written request. The director may require an individual
seeking information under this section to submit a written request to the
director before the director releases to the individual the information contained
on or derived from the prescription.
(d)
Proper need and Return of Information report. The director
will require a person requesting information under the Act, §481.076(a)(3),
to show a proper need for the information. The showing of proper need is ongoing.
The director may require the person to periodically submit to the director
a Return of Information report documenting use of the information and the
status of the investigation or prosecution.
§13.85.Deletion or Return.
(a)
Generally. Under the authority of the Act, §481.0761(b),
the director may determine whether a Schedule II controlled substance should
be deleted from or returned to the official prescription program.
(b)
Deletions. The director has determined:
(1)
the burden imposed by the official prescription program
on each controlled substance listed in this subsection substantially outweighs
the risk of diversion; and
(2)
the following controlled substances are deleted from the
program: (none).
(c)
Returns. The director has determined:
(1)
the burden imposed by the official prescription program
on each controlled substance listed in this subsection does not substantially
outweigh the risk of diversion; and
(2)
the following controlled substances are returned to the
program: (none).
§13.86.Communication with Director (Texas Prescription Program).
If a person is required or allowed by this subchapter to make a notification,
report, or other written, telephonic, or personal communication to the director,
the person must make the communication to the director through the Texas Prescription
Program at the address indicated in §13.9 of this title (relating to
Telephone Number and Address - Texas Prescription Program).
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's legal authority to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101393
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.101 - 13.115
The new sections are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this proposal.
§13.101.Subchapter Definitions.
The following words and terms, when used in this subchapter, have the
following meanings, unless the context clearly indicates otherwise.
(1)
Annual permit - A permit issued to a person by the director
under this subchapter authorizing the person to receive or deliver a precursor
or apparatus for one year from the date of issue or renewal.
(2)
Apparatus - An item of chemical laboratory equipment covered
by this subchapter, that is designed, made, or adapted to manufacture a controlled
substance or a controlled substance analogue. The term:
(A)
does not include any item expressly deleted from the list
of apparatus in §13.115 of this title (relating to Additions or Deletions)
after being determined by the director to no longer jeopardize public health
and welfare by evidenced proliferation or use in clandestine laboratories
or other illicit manufacturer of a controlled substance or controlled substance
analogue; and
(B)
includes, except as provided by subparagraph (A) of this
paragraph:
(i)
any item listed under the Act, §481.080(a); and
(ii)
any additional items expressly named to the list in §13.115
of this title (relating to Additions or Deletions) after being determined
by the director to jeopardize public health and welfare by evidenced proliferation
or use in clandestine laboratories or other illicit manufacturer of a controlled
substance or controlled substance analogue.
(3)
Clandestine laboratory - An illicit chemical laboratory
or similar operation consisting of a sufficient combination of precursor and
apparatus items used or usable in the illicit manufacture or synthesis of
a controlled substance or a controlled substance analogue.
(4)
Deliver - To sell, transfer, or otherwise furnish a precursor
or apparatus. The term includes taking an order to furnish a precursor or
apparatus.
(5)
Distributor - A manufacturer, wholesaler, retailer, or
a person who sells, transfers, or otherwise furnishes a precursor or apparatus.
(6)
Legitimately established business or Business - A business
that conforms to all recognized and accepted principles, standards, rules,
and laws governing the activities of manufacturing, purchasing, selling, trading,
or otherwise lawfully dealing with commodities. While the business engages
in such activities, the term includes an individual, corporation, government,
business trust, estate, trust, partnership, association, or other legal entity.
(7)
Located in this state - The person or the person's business
office:
(A)
is physically located in Texas;
(B)
maintains a Texas mailing address for business conduct
relating to a precursor or apparatus;
(C)
processes or fills orders from a warehouse, branch office,
or other site physically located in Texas; or
(D)
takes an order using an employee or agent who is physically
located in Texas at the time the order is taken.
(8)
NAR-22 - A DPS Form NAR-22 furnished by the director and
used to report a transaction under this subchapter.
(9)
One-time permit - A permit issued by the director to a
person authorizing a single receipt or distribution of a precursor or apparatus.
(10)
Otherwise furnish - To initiate a transaction resulting
or intending to result in the receipt or distribution of a precursor or apparatus
to a person in this state, regardless of whether the person initiating the
transaction is the owner or possessor of the item or merely a broker.
(11)
Permit application - A form obtained from the director
(PCLAS) and submitted by a person seeking a one-time or annual permit to receive
or deliver a precursor or apparatus under this subchapter.
(12)
Precursor - A chemical substance item covered by this
subchapter and commonly used in the illicit manufacture of a controlled substance
or a controlled substance analogue. The term:
(A)
does not include any item expressly deleted from the list
of precursors in §13.115 of this title (relating to Additions or Deletions)
after being determined by the director to no longer jeopardize public health
and welfare by evidenced proliferation or use in clandestine laboratories
or other illicit manufacturer of a controlled substance or controlled substance
analogue; and
(B)
includes, except as provided by subparagraph (A) of this
paragraph:
(i)
any item listed under the Act, §481.077(a); and
(ii)
any additional items expressly named to the list in §13.115
of this title (relating to Additions or Deletions) after being determined
by the director to jeopardize public health and welfare by evidenced proliferation
or use in clandestine laboratories or other illicit manufacturer of a controlled
substance or controlled substance analogue.
(13)
Recipient - A person who receives, orders, or otherwise
seeks to receive a precursor or apparatus, whether through purchase, lease,
loan, gift, or other transfer.
(14)
Waiting period - The 21-day period required before a person
may lawfully receive or deliver a precursor or apparatus under the Act, §481.077(f)
or §481.080(h).
§13.102.Who Must Obtain Permit.
(a)
Generally. Except as provided by subsections (c) or (d)
of this section, a person must obtain a permit from the director (PCLAS),
if the person is physically located:
(1)
inside this state and the person:
(A)
takes an order from or delivers a precursor or apparatus
to another person who is required under this section to obtain a permit to
receive the item or to observe the 21-day waiting period under this subchapter;
(B)
receives a precursor or apparatus from another person who
is located inside or outside this state; or
(C)
places an order to purchase a precursor or apparatus even
if the person will be physically located outside this state when the sale
is completed or the item is received; or
(2)
outside this state when an order is placed if the person
will be physically located in this state when the sale is completed or the
item is received.
(b)
Types of permits. Under this subchapter, the director may
issue:
(1)
a one-time permit to a business or individual; or
(2)
an annual permit to a legitimately established business.
(c)
Voluntary submission to permitting. No person is required
to obtain a permit under this subchapter, if the person is described by §13.103
of this title (relating to Permit Exception). Even if the person is not required
to obtain a permit under this subchapter, the director may issue a permit
to a person who qualifies and voluntarily applies for the permit. If the person
voluntarily obtains a permit, this chapter applies to the person as long as
the person holds the permit.
(d)
Distribution to a school. A school district or public or
private institution of higher education is excepted from the permit requirements
of the Act. A private school is not excepted and must comply with the Act
and this subchapter. A distributor, who takes an order from or delivers a
precursor or apparatus to an excepted school district or institution, must
comply with §13.110(h) - (j) of this title (relating to NAR-22). The
distributor is not required to:
(1)
obtain a distributor permit for that transaction;
(2)
observe the 21-day waiting period before completing the
transaction;
(3)
obtain a permit or letter of authorization from the excepted
recipient before completing the transaction; or
(4)
report the transaction to the director.
(e)
Separate permit for separate location. An applicant who
represents a business must make a separate application and obtain a separate
permit for each principal place of business.
(f)
Distribution to a business. If a business entity described
by this subsection does not have a permit, a distributor may lawfully deliver
the item to the business without a permit, but only after complying with all
other provisions of this subchapter, including a letter of authorization under §13.107
of this title (relating to Business Letter of Authorization) and observation
of the 21-day waiting period under §13.108 of this title (relating to
Waiting Period).
§13.103.Permit Exception.
The director declares by rule a person to be excepted from the permit
requirements with respect to a precursor or apparatus covered by this subchapter,
if the person:
(1)
is excepted from the permit requirements under the Act, §481.0621
or §481.077(l);
(2)
is a controlled substances registrant under the authority
of the Act, §481.077(c) or §481.080(e);
(3)
is a peace officer, who is in the actual discharge of official
duties;
(4)
is an officer or employee of a federal, state, or local
governmental entity, who receives or delivers the item while acting in the
usual course of the person's duty, business, or employment;
(5)
is a common or contract carrier, a warehouseman, or an
employee of a carrier or warehouseman whose possession of the precursor or
apparatus is in the usual course of business or employment;
(6)
has a valid letter of authorization for the item under §13.107
of this title (relating to Business Letter of Authorization);
(7)
receives or delivers the item only in the usual course
of business and within a single corporation or other legitimately established
business entity for which consent to inspect has been given under §13.104
of this title (relating to Requirements for Permit Issuance);
(8)
is an employee acting on behalf of a legitimately established
business and under a permit or letter of authorization of a distributor or
recipient;
(9)
is a distributor located outside this state, without regard
to whether the recipient is located inside or outside this state; or
(10)
is a recipient who places an order to receive and receives
the precursor or apparatus while located outside this state.
§13.104.Requirements for Permit Issuance.
(a)
One time. The director will issue a one-time permit to
distribute or receive a stated precursor or apparatus to a person who:
(1)
submits a properly completed permit application;
(2)
would not be subject to denial of an application for controlled
substances registration under the separate standards for denial found in the
Act, §481.063(e);
(3)
demonstrates the item will be used solely for legitimate
purposes;
(4)
complies with federal, state, and local environmental protection,
fire, or other related health and safety standards; and
(5)
delivers to the director an appropriate written consent
described in §13.237 of this title (relating to Inspection of Permit
Holder).
(b)
Waiver. The director may waive the requirements of subsection
(a)(2) of this section based upon the circumstances surrounding the conviction
or supervision described in the Act, §481.063(e)(2), after considering
the factors described in the Texas Occupations Code, Chapter 53.
(c)
Annual. The director will issue an annual permit to an
applicant to receive or deliver a precursor or apparatus if the applicant:
(1)
meets each one-time permit requirement; and
(2)
represents a legitimately established business.
§13.105.Permit Application.
(a)
Requirements. A person who seeks a permit under this subchapter
must comply with this section and Subchapter F of this chapter (relating to
Applications).
(b)
Source. An applicant may obtain a form for an original
permit application by writing the director (PCLAS). An applicant must make
a new or original application for:
(1)
a one-time permit on a DPS Form NAR-120; or
(2)
an annual permit on a DPS Form NAR-121;
(c)
Expiration of annual permit. Except as provided by subsection
(d) of this section, a permit document expires after one year from the month
of issuance. A permit may indicate the expiration date.
(d)
Extension. The director may extend a permit for a period
of less than 12 additional months, if the director determines the extension
is necessary to evenly allocate the expiration dates of all permits.
(e)
Effect of modification or renewal. Except as provided by
subsection (d) of this section, modification of a permit or early renewal
does not affect the current or future date of expiration.
(f)
Effect of expiration. After expiration, the former permit
provides the permit holder with no authority to receive or deliver a precursor
or apparatus.
(g)
Grace period. After expiration under this section, a former
permit holder may apply for a new permit. During a six-month grace period
after expiration and before termination under subsection (h) of this section,
the director (PCLAS) may reserve the original permit number in the name of
the original applicant.
(h)
Termination. A permit terminates:
(1)
at the end of a grace period of six months allowed by the
director after expiration; or
(2)
if the permit holder is a legitimately established business,
when the business ceases legal existence or discontinues business practice.
The director will presume that a distributor has discontinued business practice
under this subsection if the business has not submitted a NAR-22 reporting
a sale or other delivery for two years or more.
(i)
New permit required after termination. After termination,
a former permit holder must apply for a new permit and may be issued a different
permit number.
(j)
Effect of termination. After termination, the former permit
provides the permit holder with no authority to receive or deliver a precursor
or apparatus.
(k)
Discontinued activity. If the permit holder is a legitimately
established business and discontinues business practice, the permit holder
or a representative of the holder must notify the director through the PCLAS
by close of business. The director may immediately terminate the permit of
a person reported to the director under this subsection.
(l)
No fee. There is no application or issuance fee for a permit
issued under this subchapter.
§13.106.Permit Document.
(a)
Issuance. The director will issue a permit document to
an applicant who qualifies under the applicable provisions of the Act, Subchapter
C, and this subchapter.
(b)
NAR-97, one-time. The director will issue a one-time permit
on DPS Form NAR-97, containing:
(1)
the name, address, identification information, and control
number of the permit; and
(2)
the activity authorized by the permit.
(c)
NAR-94, annual. The director will issue an annual permit
on DPS Form NAR-94, containing:
(1)
the name, address, and number of the permit;
(2)
any limitation on precursor or apparatus activity authorized
under the permit; and
(3)
the expiration date of the permit.
(d)
Display. The permit holder must:
(1)
maintain the permit document so the person may promptly
retrieve and display it at any time upon proper demand; and
(2)
not display the document at the physical location of the
person's principal place of business.
(e)
A one-time permit is only valid for:
(1)
a single transaction; or
(2)
one year from the day of issuance, whichever is less.
(f)
Transfer. A permit holder may not transfer or assign to
another person a permit document or number or an authority conferred by the
permit.
§13.107.Business Letter of Authorization.
(a)
Permit alternative. In lieu of a permit authorizing immediate
distribution, a legitimately established business may receive a precursor
or apparatus from a distributor within this state after a 21-day waiting period
by presenting or providing to the distributor a letter of authorization from
the business.
(b)
Contents. A letter of authorization from a business recipient
must include:
(1)
the information required under the Act, §481.077(d)(2)(A)
or §481.080(f)(2)(A);
(2)
the precursor or apparatus sought;
(3)
the name of business issuing the letter;
(4)
the issue date of the letter;
(5)
the mailing and physical address, including the number
and street name, city, state, and zip code; and
(6)
the signature of the individual executing the letter on
behalf of the business.
(c)
Ordering. A business recipient must provide a letter of
authorization to the distributor, if the business orders a precursor or apparatus
through an automated ordering system without a permit.
(d)
Constructive compliance. If a prospective business recipient
submits a purchase order or purchase voucher to a distributor, the director
will deem the order or voucher to be sufficient as a letter of authorization
if:
(1)
it contains the information required in subsection (b)
of this section; and
(2)
the distributor retains the order or voucher on file.
(e)
Expiration. A letter of authorization expires one year
from the day of issue.
(f)
Retention. The distributor must retain the original letter
of authorization on file and forward a copy of the letter, along with a proposed
NAR-22 or other communication adequately detailing the proposed transaction,
to the director (PCLAS). Until expiration, a distributor may use the original
for future distributions. The recipient must issue a new letter:
(1)
after the letter expires; or
(2)
if material information required in the original letter
changes.
§13.108.Waiting Period.
(a)
21 days, generally. The Act requires a 21-day waiting period
for a precursor or apparatus transfer. Except as provided by this subchapter,
a distributor may not deliver a precursor or apparatus before the required
waiting period has passed.
(b)
Timing of delivery. If a recipient has met the exception,
permit, or letter of authorization requirements of this subchapter, a distributor
may deliver a precursor or apparatus:
(1)
after the required 21-day waiting period has elapsed, if
the distributor has submitted the required report of the prospective transaction
to the director (PCLAS); or
(2)
before the otherwise required waiting period has elapsed,
if the director issues a permit.
(c)
Permit alternative. A valid one-time or annual permit allows
a distributor to complete the transaction before the required 21-day has elapsed,
if:
(1)
the prospective recipient presents proper identification
to the distributor under §13.110 of this title (relating to NAR-22);
and
(2)
the permit contains no apparent alterations, if it is a
one-time permit; or
(3)
the recipient furnishes to the distributor the permit number,
if it is an annual permit.
(d)
Beginning date. Except as provided by this subsection,
the 21-day waiting period begins on the date the director receives a copy
of the letter of authorization. If the distributor mails the letter of authorization
to the director (PCLAS) and the director receives the letter of authorization
more than three days after it was postmarked, the 21-day waiting period begins
three days after the date the distributor's letter was postmarked.
§13.109.Reporting Distribution.
(a)
Generally. Except as provided by this section, a distributor
must use a NAR-22 to report to the director (PCLAS) each incident in which
the distributor delivers a precursor or apparatus to a person located inside
this state. A distributor, who is located in this state and who delivers a
precursor or apparatus to a person located inside this state, must report
the transaction to the director (PCLAS), whether or not the recipient holds
a permit issued under this subchapter.
(b)
Business without permit. A distributor, who seeks to deliver
a precursor or apparatus to a legitimately established business, that does
not have a permit and is not excepted from the permit requirements of the
Act or this subchapter, must report the proposed transfer to the director.
The report must include a copy of the letter of authorization, along with
a proposed NAR-22 or other communication adequately detailing the proposed
transaction, and must be transmitted to the director (PCLAS). The distributor
may lawfully deliver the item only after observing the 21-day waiting period
under §13.108 of this title (relating to Waiting Period).
(c)
Time. Except as provided by subsections (d) through (i)
of this section, the report must be made not later than the seventh day after
the distributor completes the transaction.
(d)
Comprehensive monthly report. The director may authorize
a distributor to make a comprehensive monthly report of transactions covered
by this section. If authorized to make a monthly report, the distributor:
(1)
must make the report to the director (PCLAS); and
(2)
may make the report on:
(A)
one or more complete NAR-22 forms, that are submitted at
one time under this section and that contain all information required for
each relevant transaction with a particular individual recipient; or
(B)
a single, complete NAR-22 with the total monthly information
clearly tabulating all relevant transactions with a particular recipient.
(e)
Copy of one-time permit. When making a comprehensive monthly
report, a distributor must attach the original copy (Copy 1) of each one-time
permit to the original copy (Copy 1) of the NAR-22. A comprehensive monthly
report is due on the 30th day after the end of the month covered by the report
and may be submitted earlier.
(f)
Computer report. A distributor may make the comprehensive
monthly report by submitting a computer-generated report, if:
(1)
the director (PCLAS):
(A)
receives a request to approve monthly reports at least
30 days before the first month for which approval is sought;
(B)
authorizes the computer-generated report; and
(C)
approves the method of reporting, including:
(i)
hard copy;
(ii)
magnetic tape;
(iii)
PC compatible diskette; or
(iv)
other similar, compatible method; and
(2)
the information contained in the report is in the same
order and completeness as it appears in the applicable parts of the NAR-22.
(g)
Accuracy. The distributor:
(1)
is responsible for the accuracy of the computer-generated
report; and
(2)
must promptly correct a data entry or transmission error.
(h)
Rescission. The director may rescind authorization to use
computer-generated reports with 30 days notice to the distributor.
(i)
Demand letter. If the director determines a manufacturer
or wholesaler has failed to comply with subsections (d) through (g) of this
section, the director may send a demand letter to the business. The director
will send the letter certified mail, return receipt requested. The letter
may:
(1)
require:
(A)
the business to provide the director all or part of the
information required by statute and this subchapter not later than the 30th
day after the date the director mailed the demand letter;
(B)
submission of all or part of the information maintained
for the past two-year period; or
(C)
strict compliance with the reporting requirements of this
subchapter for a stated period of time; and
(2)
find that, for a stated period of time, subsections (d)
through (f) of this section do not apply to the business.
§13.110.NAR-22.
(a)
Generally. The NAR-22 contains information required from
a distributor to describe the relevant details of the transaction, including
information about a recipient of a precursor or apparatus.
(b)
Format. The distributor must complete the NAR-22 in the
manner described by the current copy of the DPS Pamphlet NAR-11d, that has
been published by the director and made available to the public through the
PCLAS.
(c)
Presentation. A prospective recipient must present an original
one-time permit to the distributor, so the distributor can complete the information
required under this section. A copy or an electronic transmission of a one-time
permit is not sufficient under this subsection. The prospective recipient
may present the permit in person or by mail before or at the time of distribution.
(d)
ID source. The distributor must obtain the information
required to identify a recipient under a one-time permit from information
observed by the distributor on a:
(1)
state driver license or state issued identification card
physically presented by the recipient; or
(2)
copy of a state driver license or state issued identification
card mailed or electronically transmitted by the recipient.
(e)
Ensure ID. A distributor must take reasonable steps to
ensure proper identification of a potential recipient, if the prospective
recipient holds:
(1)
a one-time permit and:
(A)
presents the documents in person, the distributor must
compare the picture on the driver license or identification card with the
physical appearance of the individual prospective recipient; or
(B)
mails or electronically transmits the documents, the distributor
must compare information on the copy of the license or card with the relevant
information on the permit.
(2)
an annual permit and:
(A)
presents the identification documents in person, the distributor
must compare the picture on the driver license or identification card with
the physical appearance of the individual prospective recipient; or
(B)
mails or electronically transmits the identification documents,
the distributor must compare information on the copy of the license or card
with the relevant information on the permit.
(f)
Constructive compliance. The director will deem a distributor
to be in compliance with subsection (e) of this section if the information
on the one-time permit and the license or card is essentially the same and
the distributor compared and matched the name, date of birth, home address,
and license or card number.
(g)
Vehicle information. If the recipient owns or operates
a motor vehicle that is used during the transaction, the distributor must
record the year, state, and number of the vehicle license plate displayed
on the vehicle.
(h)
Exception claimed. A distributor may not complete a transaction
with a person claiming an exception until the distributor has complied with
this section.
(i)
Proof of exception required. If a potential recipient claims
an exception under the Act or these rules, the distributor must obtain the
information required to identify the recipient claiming the exception in the
same manner as required under subsections (d) through (g) of this section.
If an employee or representative of an excepted agency places an order:
(1)
in person, the distributor must request the employee or
representative to display, present, or provide to the distributor:
(A)
proof of agency employment by displaying agency identification;
(B)
the name and telephone number of the individual's supervisor
to contact in order to verify employment;
(C)
a controlled substances registration number; or
(D)
other reasonable proof that the Act or this subchapter
does not apply to the individual or to the particular transaction; or
(2)
by mail or otherwise without appearing in person, the distributor
must take reasonable steps to ensure that the claim is legitimate including,
for example, an order placed on agency letterhead to be mailed to an agency
address.
(j)
Unless the distributor is familiar with the person claiming
the exception, the distributor must take reasonable steps to verify the claim
by contacting the business, agency, or supervisor provided to the distributor
under subsection (i) of this section.
§13.111.Mixed Precursor.
This subchapter does not apply to a precursor:
(1)
mixed or combined with another noncontrolled chemical or
substance in the manufacture of a substance;
(2)
used for a legitimate purpose; and
(3)
only reclaimable through a distillation or extraction process.
§13.112.Out-of-State Activity.
(a)
Distributor. Except as required by this section, a distributor
who is located outside this state may distribute without complying with this
subchapter. A distributor who is located in this state must meet:
(1)
the permit requirements of §13.102 of this title (relating
to Who Must Obtain Permit); and
(2)
the reporting requirements of §13.109 of this title
(relating to Reporting Distribution).
(b)
Recipient. If the recipient is located outside this state
at the time of order and at the time of receipt, this subchapter does not
apply and the distributor need not require a permit or a letter of authorization
from the recipient.
§13.113.Security, Record Keeping, Inventory, Inspection, and Reporting Discrepancy, Loss, Theft, or Diversion.
A distributor or recipient must comply with the applicable provisions
of:
(1)
Subchapter H of this chapter (relating to Security);
(2)
Subchapter I of this chapter (relating to Record Keeping);
(3)
Subchapter J of this chapter (relating to Inventory);
(4)
Subchapter K of this chapter (relating to Inspection);
and
(5)
Subchapter L of this chapter (relating to Reporting Discrepancy,
Loss, Theft, or Diversion).
§13.114.Communication with Director (PCLAS).
If a person is required or allowed by this subchapter to make a notification,
report, or other written, telephonic, or personal communication to the director,
the person must make the communication to the director through the PCLAS at
the address indicated in §13.10 of this title (relating to Telephone
Number and Address - Precursor Chemical/Laboratory Apparatus Section).
§13.115.Additions or Deletions.
(a)
Generally. Under the authority of the Act, §481.077(b)
and §481.080(d), the director may determine a precursor or apparatus
should be added to or deleted from the precursor or apparatus lists.
(b)
Precursor additions. The director has determined:
(1)
each chemical precursor substance listed in this subsection
does jeopardize public health and welfare and is proliferating or being used
in clandestine laboratories or other illicit manufacture of a controlled substance
or controlled substance analogue; and
(2)
each of the following items are named to the list of chemical
precursor substances subject to the Act, §481.077(a): red phosphorus
and hypophosphorous acid.
(c)
Precursor deletions. The director has determined:
(1)
each chemical precursor substance listed in this subsection
does not jeopardize public health and welfare and is not proliferating or
being used in clandestine laboratories or other illicit manufacture of a controlled
substance or controlled substance analogue; and
(2)
each of the following items are deleted from the list of
chemical precursor substances subject to the Act, §481.077(a): (none).
(d)
Apparatus additions. The director has determined:
(1)
each item of chemical laboratory apparatus listed in this
subsection does jeopardize public health and welfare and is proliferating
or being used in clandestine laboratories or other illicit manufacture of
a controlled substance or controlled substance analogue; and
(2)
each of the following items are named to the list of items
of chemical laboratory apparatus subject to the Act, §481.080(a): (none).
(e)
Apparatus deletions. The director has determined:
(1)
each item of chemical laboratory apparatus listed in this
subsection does not jeopardize public health and welfare and is not proliferating
or being used in clandestine laboratories or other illicit manufacture of
a controlled substance or controlled substance analogue; and
(2)
each of the following items are deleted from the list of
items of chemical laboratory apparatus subject to the Act, §481.080(a):
(none).
This agency hereby certifies that the proposal has been
reviewed by legal counsel and found to be within the agency's legal authority
to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101395
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.131-13.137
The new sections are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this proposal.
§13.131.Subchapter Definitions.
The following words and terms, when used in this subchapter, have the
following meanings, unless the context clearly indicates otherwise.
(1)
Registrant--A person who holds a registration or permit
covered by this chapter.
(2)
Registration--A registration issued under this chapter,
including a general controlled substances registration or a specific peyote
distributor registration and a precursor or apparatus permit issued under
this chapter.
§13.132.Application Requirements.
(a)
Time. A person who is required or allowed to register and
who is not so registered may apply for registration at any time. A person
who is currently registered may not apply for renewal of registration more
than 60 days before the expiration date of the current registration.
(b)
Form and content, generally. A person must make application
for an original registration or renewal of registration on a form provided
by the director and submitted to the director through the appropriate section
of the Narcotics Service. An application must contain all information called
for, unless:
(1)
the information is not applicable; and
(2)
the applicant expressly so states on the application.
(c)
Applicant responsibility. The applicant is responsible
for the application. If the director has not sent a form to or received a
form from the applicant, this does not relieve the applicant from responsibility
for:
(1)
being registered or permitted;
(2)
making a timely, complete application;
(3)
paying the applicable fee; and
(4)
updating any information as required by §13.208 of
this title (relating to Requirement to Update Information).
(d)
Signature. This subsection and subsection (e) of this section
do not apply to a permit application. Except as provided by subsection (e)
of this section, one of the following individuals must sign an application
form and each additional document or statement required by the director:
(1)
the applicant, if the applicant is an individual;
(2)
a general partner of the applicant, if the applicant is
a partnership;
(3)
an officer of the applicant, if the applicant is a corporation
or other business association;
(4)
the administrator of the applicant, if the applicant is
a hospital or teaching institution; or
(e)
Alternative signature. If an individual is not listed in
subsection (d) of this section, an applicant who is listed may authorize the
individual to sign an application form or other document on the applicant's
behalf by filing a power of attorney. The applicant must:
(1)
ensure that the power of attorney is signed by an individual
who is listed in subsection (d) of this section; and
(2)
file the power of attorney with the director (CSR Section).
(f)
Rejectable signature. The director may reject an application
if a signature required by this chapter is incomplete or insufficient, including
a signature accompanied by a notation that the signature is "reserved," "without
prejudice," "locus sigilli," "L. S.," or otherwise apparently less than fully
effective for the required purpose.
§13.133.Application Form and Content.
(a)
Request. An applicant may request an application for registration
or renewal from the director.
(b)
Form. An applicant must make a new, original, or renewal
application on the form required by this chapter.
(c)
Renewal. The director will mail a form for an application
for renewal to a registrant approximately 60 days before the expiration date
of the registration.
(d)
Applicant responsibility. A person should promptly notify
the director through the appropriate section of the Narcotics Service if the
person is a:
(1)
controlled substances or peyote distributor registrant,
who does not receive a renewal form within 30 days before the expiration date
of the registration; or
(2)
permit holder, who does not receive a renewal form within
seven days before the expiration date of the registration.
(e)
A CSR registrant must sign a consent to inspect under the
Act, §481.063(a).
§13.134.Acceptance for Filing.
(a)
Date received. The director will note the date the director
receives an application submitted to the appropriate section of the Narcotics
Service for filing.
(b)
Acceptance. If the director determines the application
is complete, the director will accept the application for filing. The director
will not generally accept an application that fails to comply with this subchapter.
In the case of a minor defect as to completeness, the director may accept
the application for filing and ask the applicant to submit additional information
to remedy the defect.
(c)
Rejection. Not later than the 60th day after the date the
director receives a defective application for filing, the director will mail
written notice to the applicant rejecting the application and informing the
applicant of its deficiency. The director will return a defective application
to the applicant along with notice of the reason for rejecting the application
for filing. An applicant may correct a rejected or defective application and
resubmit it for filing at any time, if a new registration is being sought.
(d)
Time limit. Not later than the 60th day after the date
the director accepts an application for filing, the director will determine
whether to deny or issue the registration.
(e)
Multiple registrations. Although a person attempting to
obtain or renew more than one registration may submit all of the registration
applications in one package, an individual application must contain all the
information called for on the individual form. No application may refer to
another application for required information.
(f)
Neutral effect of acceptance. The fact the director has
accepted an application for filing does not mean the director will grant the
application.
(g)
Review. The director will review an application for registration
and other information gathered during the inspection regarding the applicant
in order to determine whether the applicant meets the relevant standards of
this chapter and the Act, Subchapter C.
§13.135.Additional Information.
(a)
May be required. If additional information is necessary
to determine whether to issue or renew the application, the director may require
an applicant to submit a document or written statement of fact relevant to
the application.
(b)
Failure to provide. If an applicant fails to furnish a
document or statement within 60 days after being requested to do so by the
director, the director will deem the failure to be a waiver by the applicant
of an opportunity to present the information for consideration by the director
in the matter.
§13.136.Amendment or Withdrawal of Application.
(a)
Written request. An applicant may amend or withdraw an
application without the permission of the director by submitting a written
request to the director through the appropriate section of the Narcotics Service.
(b)
Constructive withdrawal. After an application has been
accepted for filing, the director will deem it withdrawn if:
(1)
the applicant makes a request for withdrawal or return;
or
(2)
the applicant fails to respond within 60 days to official
correspondence regarding the application.
§13.137.Modification.
(a)
Availability. A registrant may apply to the director through
the appropriate section of the Narcotics Service for registration modification
to:
(1)
authorize the addition or deletion of a schedule, precursor,
or apparatus;
(2)
change any information on the name line of the registration;
or
(3)
correct, at the discretion of the director, other information
on the registration certificate or permit document.
(b)
Written request. A person must notify the director in writing
of the modification sought, including the signature of the registrant or other
person who is authorized to sign an original application.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's legal authority to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101397
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.151-13.165
The new sections are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this proposal.
§13.151.Subchapter Definitions.
The following words and terms, when used in this subchapter, have the
following meanings, unless the context clearly indicates otherwise.
(1)
Abusable glue and aerosol paint--Has the meaning given
that term by the Texas Health and Safety Code, Chapter 485.
(2)
Excess quantity--Unless otherwise modified under §13.157(d)
of this title (relating to SOP for Destruction By Laboratory or Agency--Security
Control), more than:
(A)
two kilograms of bulk dry evidence, such as powder;
(B)
500 milliliters of bulk liquid evidence, such as a chemical
precursor or liquid controlled substance;
(C)
200 dosage or abuse units of an item, such as tablets,
capsules, liquids, or other items so measured;
(D)
50 pounds of bulk packaged marihuana;
(E)
five individual controlled substance plants, such as marihuana
or peyote; or
(F)
five miscellaneous items of drug or inhalant paraphernalia.
(3)
Hazardous material--An item that:
(A)
creates a health or environmental hazard or prohibits safe
storage because of its nature and quantity; or
(B)
meets the hazardous waste criteria of the United States
Environmental Protection Agency (EPA), because of its nature, including its
corrosivity, ignitability, reactivity, toxicity, or other hazardous characteristic.
(4)
Item--Controlled substance property, controlled substance
plant, simulated controlled substance, volatile chemical or related inhalant
paraphernalia, or abusable glue, aerosol paint, or related inhalant paraphernalia,
as those terms are used in the Texas Health and Safety Code, Chapters 481-485.
(5)
Laboratory--A crime laboratory located in this state that
holds a registration number for the analysis of a controlled substance from
the director and DEA.
(6)
Lawful possession--Includes the possession of an item obtained
in accordance with state or federal law.
(7)
Simulated controlled substance--Has the meaning given that
term by the Texas Health and Safety Code, Chapter 482.
(8)
SOP--A standard operation procedure established under this
subchapter.
(9)
Volatile chemical--Has the meaning given that term by the
Texas Health and Safety Code, Chapter 484.
§13.152.Summary Forfeiture.
(a)
Generally. An item may be forfeited to the state under
this subchapter if:
(1)
the lawful possession of the item cannot be readily ascertained;
and
(2)
the law enforcement agency or peace officer seizing the
item makes every reasonable effort to investigate lawful possession.
(b)
Forfeiture requirements. Except as provided in subsection
(c) of this section, an item is summarily forfeited to the state under this
subchapter, if the item is of a type commonly abused and:
(1)
an apparently legitimate possessor has voluntarily surrendered
the item to a laboratory, law enforcement agency, or peace officer for the
express purpose of destruction;
(2)
no known lawful possessor can be determined; or
(3)
no lawful possessor is reasonably likely to be located.
(c)
Pharmaceuticals. A legitimately manufactured pharmaceutical
item is not subject to summary forfeiture to the state under subsection (b)
of this section, unless it:
(1)
has been voluntarily surrendered by an apparently legitimate
possessor to a laboratory, law enforcement agency, or peace officer for the
express purpose of destruction; or
(2)
was illegally sold or possessed under the Texas Health
and Safety Code, Chapters 481-485.
(d)
Doubtful case. If there is doubt about legitimacy or lawfulness,
the laboratory, law enforcement agency, or peace officer contemplating destruction
must seek a court order of destruction.
(e)
Not required to accept an item. This subchapter only applies
to an item that has been accepted by a laboratory, law enforcement agency,
or peace officer for summary forfeiture or destruction. It does not require
a laboratory, agency, or officer to accept a particular item for summary forfeiture
or destruction.
§13.153.Item Legally Worthless as Criminal Evidence.
(a)
Generally. This subchapter describes the documentation
and security provisions to use once the decision to destroy has been made.
(b)
Reasonable effort. Before a laboratory, law enforcement
agency, or peace officer destroys an item under this subchapter, the director
recommends but does not require a responsible party to make a reasonable effort
to ensure the item:
(1)
has no continuing evidentiary value or significance to
any pending or contemplated criminal case; or
(2)
is in excess quantity.
(c)
If case filed. If a criminal case was filed involving an
item, the person seeking destruction authorization or contemplating the giving
of authorization to destroy must contact the office of the appropriate prosecutor
or court before destruction to determine whether the item has any continuing
evidentiary significance.
§13.154.Destruction Authority--Controlled Substance Property or Plant.
(a)
Generally. Destruction with or without court order. A laboratory,
law enforcement agency, or peace officer may destroy controlled substance
property or a controlled substance plant covered by this section:
(1)
with a court order under the authority of that order; or
(2)
without a court order under the authority of one of the
summary destruction provisions of the Act, Subchapter E.
(b)
Statutory sources. A laboratory, law enforcement agency,
or peace officer may destroy without a court order:
(1)
a controlled substance plant under the authority of the
Act, §481.152(d);
(2)
an item of controlled substance property under the authority
of the Act, §481.153(b); or
(3)
an excess quantity of certain items under the authority
of the Act, §481.160.
(c)
Subchapter applies. The documentation and security provisions
of this subchapter apply to destruction of an item of controlled substance
property or plant under this section, except where provided otherwise in a
court order of destruction.
§13.155.Destruction Authority--Other Item.
(a)
Destruction with or without court order. A laboratory,
law enforcement agency, or peace officer may destroy certain miscellaneous
items covered by this section:
(1)
with a court order under the authority of that order; or
(2)
without a court order under the authority of one of the
summary destruction provisions of the Texas Health and Safety Code, Chapters
482-485.
(b)
Statutory sources. A laboratory, law enforcement agency,
or peace officer may destroy without a court order:
(1)
a simulated controlled substance under the authority of
the Texas Health and Safety Code, §482.004;
(2)
a volatile chemical or related inhalant paraphernalia under
the authority of the Texas Health and Safety Code, §484.007; or
(3)
an abusable glue, aerosol paint, or related inhalant paraphernalia
under the authority of the Texas Health and Safety Code, §485.038.
(c)
Dangerous drug. At the direction of the Texas State Board
of Pharmacy, a law enforcement agency or peace officer may destroy without
a court order a dangerous drug under the authority of the Texas Health and
Safety Code, §483.074.
(d)
Subchapter applies. The documentation and security provisions
of this subchapter apply to destruction of a miscellaneous item under this
section, except where provided otherwise in a court order of destruction.
§13.156.Destruction Authority--Court Order.
(a)
Statutory authority. A court may issue an order of destruction
for an item that:
(1)
is controlled substance property or plant under the authority
of the Act, §481.159; or
(2)
was stolen or acquired in any other manner that made the
acquisition a penal offense under the authority of the Texas Code of Criminal
Procedure, Chapter 47.
(b)
Security provisions required by the court. A laboratory,
law enforcement agency, or peace officer carrying out a court order of destruction
must comply with the documentation and security provisions of the order, if
any.
(c)
No security provisions required by the court. If the court
order is silent about the manner of destruction, or if it does not specify
or direct another manner of destruction inconsistent with this subchapter,
the laboratory, law enforcement agency, or peace officer must comply with
the documentation and security provisions of this subchapter.
§13.157.SOP for Destruction by Laboratory or Agency--Security Control.
(a)
SOP required. Before allowing anyone, whether peace officer
or civilian, to destroy an item under this subchapter, a laboratory or law
enforcement agency must adopt a written SOP for the destruction of the kind
of item sought to be destroyed.
(b)
Compliance required. A laboratory or law enforcement agency
must require that each person engaged in destruction under this subchapter
must strictly follow each SOP. A written SOP may exceed a minimum requirement
contained within this subchapter.
(c)
Generally. In order to minimize the likelihood of pilferage
or other unlawful diversion, an SOP must include requirements that are reasonably
likely to:
(1)
uncover the occurrence of a discrepancy, loss, theft, or
other potential diversion; and
(2)
identify and destroy the excess quantity of an item, in
order to reduce the size of an exhibit while preserving its evidentiary value.
(d)
Modify definition of "excess quantity." With the express
approval of each appropriate prosecuting authority, an SOP may increase or
decrease the amount of an item necessary to meet the definition of an "excess
quantity" under that SOP.
(e)
Specifically. An SOP must include a requirement that:
(1)
a specific person or category of persons must seek destruction
authorization for an item after it exceeds the maximum limits for item storage
established by the SOP, including the duration and amount;
(2)
a specific person or category of persons must make an immediate
report to a supervisor of an unusual or suspicious incident or probable breach
of security reasonably related to potential discrepancy, loss, theft, or other
diversion;
(3)
a supervisor must make a thorough investigation of the
incident, including laboratory reanalysis if necessary; and
(4)
a specific person or category of persons must contact the
submitting peace officer, the submitting law enforcement agency, or the office
of the prosecutor responsible for the case to seek:
(A)
written authorization to destroy all or part of a particular
exhibit; or
(B)
blanket written authorization to destroy all or part of
each exhibit that meets certain criteria.
§13.158.Manner of Destruction--Security Control.
(a)
Destruction by anyone. A person may accomplish routine
destruction of an item under this subchapter by burning in a suitable incinerator
or by another method as long as the person performs the destruction in:
(1)
a safe and responsible manner;
(2)
compliance with all relevant federal, state, and local
laws; and
(3)
compliance with all requirements of the Texas Natural Resources
Conservation Commission and the EPA.
(b)
Private contract. If a laboratory, law enforcement agency,
or peace officer contracts with a private entity to destroy the item, the
private contractor must:
(1)
hold a controlled substances registration number from the
director and DEA; and
(2)
obtain full permitting from the EPA as a hazardous waste
transportation, storage, or disposal facility, as appropriate.
(c)
Destruction by officer. The director recommends but does
not require that an individual peace officer should not destroy hazardous
material, unless that officer possesses the special expertise required to
handle the material safely and lawfully.
§13.159.Two-Witness Rule--Security Control.
(a)
Destruction by anyone. A laboratory, law enforcement agency,
or peace officer may not destroy an item under this subchapter without at
least two individuals present to witness the actual destruction. One witness
must be:
(1)
a supervisor; or
(2)
another individual expressly designated by a supervisor
to witness that specific destruction incident.
(b)
Destruction by laboratory. If a laboratory destroys the
item, destruction must comply with:
(1)
the security provisions of this chapter for a controlled
substances registrant; and
(2)
the documentation and security provisions of this subchapter
that reference a laboratory.
(c)
Destruction by agency or officer. If a law enforcement
agency or peace officer destroys the item:
(1)
no two individuals may serve as the sole witnesses to consecutive
destruction incidents; and
(2)
the director recommends but does not require both of the
two witnesses should be peace officers from different law enforcement agencies.
§13.160.Destruction Inventory--Security Control.
(a)
After laboratory analysis. If destruction under this subchapter
follows a laboratory analysis process that has resulted in adequate repackaging
and sealing of an item, the director will deem a destruction inventory to
be sufficient if it consists of an inspection, accomplished without breaking
the seal, in order to:
(1)
verify the nature, kind, and quantity of the items sought
to be destroyed as compared with the original laboratory submission; and
(2)
determine the status of the packaging and seal integrity.
(b)
No laboratory analysis. If destruction does not follow
a laboratory analysis process that has resulted in adequate repackaging and
sealing of an item, a destruction inventory must include:
(1)
the relevant case or file number;
(2)
the name of the seizing law enforcement agency or peace
officer;
(3)
a description of the packaging;
(4)
a description of the status of the packaging and seal integrity;
and
(5)
the count and weight of the item, including the exact nature,
kind, and quantity.
§13.161.Witness Responsibility--Security Control.
(a)
Generally. For purposes of accountability, at least two
of the witnesses to a destruction under this subchapter must, during a process
conducted immediately before the physical destruction of an item:
(1)
examine each item in a manner sufficient to complete the
destruction inventory required by this subchapter;
(2)
compare that destruction inventory with each previous inventory
of the item, including one that may have been made as part of an evidence
submission form, a laboratory analysis, or as part of the destruction authorization;
(3)
examine each package for the integrity or breach of the
package or seal;
(4)
refuse to destroy an item that reasonably appears to have
been tampered with or to be at variance with its purported count or weight;
and
(5)
ensure destruction of each item as soon as reasonably possible.
(b)
Suspicious incident. Each witness must:
(1)
investigate a suspicious incident or probable breach of
security, including a discrepancy, loss, theft, or other potential diversion
of an item to be destroyed; or
(2)
report the incident or breach to an appropriate law enforcement
agency or peace officer for investigation.
(c)
Registrant security provisions may also apply. The registrant
security provisions of this chapter apply if a witness to destruction under
this subchapter is also registered individually as a controlled substances
registrant or employed by a registrant. If so, the witness is responsible
for making a written report to the director through the Narcotics Service
of a probable breach of security under those provisions.
§13.162.Laboratory Retesting for Possible Tampering--Security Control.
(a)
Suspicious incident. Unless there is an obvious, reasonable
explanation for the event in question, each witness to a destruction under
this subchapter is responsible for returning an item to a laboratory for testing
to detect a discrepancy, loss, theft, or other potential diversion if:
(1)
the count or weight of the item is substantially incorrect;
(2)
a package has been opened; or
(3)
there is another suspicious incident or probable breach
of security.
(b)
Laboratory options. If an individual returns an item to
a laboratory for testing under this section, the laboratory may conduct an
analysis sufficient to detect discrepancy, loss, theft, or other potential
diversion or to resolve the particular suspicion surrounding the incident.
§13.163.Destruction Documentation--Security Control.
(a)
Contemporaneous written statement. At or immediately after
the time of a destruction under this subchapter, one of the witnesses to destruction
must complete a written statement containing a detailed description of the
destruction of the item, including all the relevant information required by
this subchapter.
(b)
Private contract. If a laboratory, law enforcement agency,
or peace officer contracts with a private entity to destroy the item, the
witnesses need not be present during the actual physical destruction of each
item by the private contractor. A written statement under this subsection
must document the status and handling of the item up to the point the laboratory,
agency, or officer turned it over to the private contractor for destruction
under the contract.
(c)
Contents of statement. A statement may incorporate other
documents by reference and must contain:
(1)
relevant seizure information, including the seizing law
enforcement agency or peace officer, the date and location of seizure, and
the authority for seizure;
(2)
the destruction authority, including the name, position,
and reason given by the individual authorizing destruction;
(3)
the manner of transportation to the destruction site, including
the names of each individual transporting an item;
(4)
an inventory of the items destroyed, including the nature,
kind, and quantity of the item;
(5)
the witnesses, including the name, title, agency, and signature
of each witness;
(6)
the date and location of destruction;
(7)
manner of destruction; and
(8)
each unusual or suspicious event that occurred during the
destruction incident.
§13.164.Document Maintenance, Inspection, and Transmittal--Security Control.
(a)
Generally. The laboratory, law enforcement agency, or peace
officer who destroys an item under this subchapter must maintain the original
destruction documents in a readily retrievable form after the date of destruction.
(b)
Available to Director for inspection. The destroying laboratory,
law enforcement agency, or peace officer must make the original destruction
documents available for announced or unannounced inspection by the director.
(c)
Copy upon request. If the director requests a copy of the
destruction documentation, a laboratory, law enforcement agency, or peace
officer destroying an item subject to this subchapter must provide the copy
to the director within seven days.
(d)
Destruction standard operating procedure (SOP). A laboratory
or law enforcement agency adopting a written destruction SOP under this subchapter
must:
(1)
maintain the original copy of the SOP;
(2)
make the original available for announced or unannounced
inspection by the director or a member of the department; and
(3)
provide the copy to the director under this section in
the same manner as another destruction document.
§13.165.Communication with Director (Crime Lab Service).
If a person is required or allowed by this subchapter to make a notification,
report, or other written, telephonic, or personal communication to the director,
the person must make the communication to the director through the Crime Laboratory
Service at the address indicated in §13.11 of this title (relating to
Telephone Number and Address--Crime Laboratory Service).
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's legal authority to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101399
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.181-13.187
The new sections are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this proposal.
§13.181. Subchapter Definitions.
The following words and terms, when used in this subchapter, have the
following meanings, unless the context clearly indicates otherwise: Distributor
- Includes a precursor or apparatus distributor under Subchapter E of this
chapter (relating to Precursors and Apparatus).
§13.182.Registrant - Generally.
(a) To prevent diversion. A registrant and an applicant for registration
must establish and maintain effective controls and procedures required directly
or indirectly by this subchapter in order to prevent unauthorized access,
theft, or diversion of a controlled substance from the legitimate to the illicit
market.
(b)
Lawful use. A registrant may only use a controlled substance
for a lawful purpose, including:
(1)
in a field of medicine, veterinary medicine, dentistry,
pharmacy, or other health care profession;
(2)
scientific research;
(3)
delivery or sale to an authorized person; or
(4)
in industrial channels.
(c)
Other rules apply. Except as otherwise provided by this
subchapter, a registrant must comply with the physical and other related security
control provisions of the Code of Federal Regulations, Title 21, Chapter II, §§1301.71
- 1301.76. The director does not impose any security requirements on a peyote
distributor under Subchapter C of this chapter (relating to Peyote) in addition
to these federal requirements.
(d)
Access control. During the regular course of business activities,
a facility registered under the Act may not allow access by an individual
to the facility's controlled substance storage area unless the individual
is someone whose presence is authorized and required for efficient operation
of the facility.
(e)
Cabinet security. Except as provided by subsections (c)
or (f) of this section, a registrant must store a controlled substance in
a securely locked, substantially constructed cabinet or other security cabinet
that meets federal security requirements.
(f)
Constructive compliance. Although a cabinet fails to meet
the security requirements of this section, the director may deem the cabinet
to be in compliance if it is located in a room or area:
(1)
to which the entrance door has been constructed so the
hinge mountings inhibit removal; and
(2)
for which a limited number of employees have keys or combinations
to operate its locking device.
(g)
Lock security. A registrant must:
(1)
rekey a key lock if a key is lost or upon termination of
an employee having possession of a key; and
(2)
change a combination lock number:
(A)
if a record of the combination is lost or stolen; or
(B)
upon termination of an employee having knowledge of the
combination.
§13.183. Pharmacy Registrant.
A facility registered as a pharmacy must comply with each rule of the
Texas State Board of Pharmacy related to access, responsibility, and other
security issues.
§13.184. Registrant's Employee.
(a)
Disqualification. A registrant may not intentionally, knowingly,
or recklessly employ or use in any manner an individual who will or is reasonably
likely to have access to a controlled substance and who:
(1)
has had a federal or state application for controlled substances
registration denied, revoked, canceled, or suspended;
(2)
has been convicted of a felony offense under a state or
federal law;
(3)
does not comply with a federal security control for a practitioner
under the Code of Federal Regulations, Title 21, Chapter II, §1301.76;
(4)
does not meet a federal employee screening standard for
a non-practitioner under of the Code of Federal Regulations, Title 21, Chapter
II, §§1301.90 - 1301.93; or
(5)
has had a license revoked, canceled, or suspended by a
state health regulatory agency.
(b)
Disqualification waived. After considering the registrant's
written request, the director may allow the registrant to employ an individual
who has violated subsection (a) of this section. The director may not waive
the requirements that a registrant not hire an individual during the two-year
period immediately following the individual's conviction for a felony offense
under state or federal law or until the terms of a sentence are satisfied,
whichever is the longer period of time.
(c)
Factors. Before making a waiver decision, the director
may consider each relevant factor, including, but not limited to, the following:
(1)
if the individual is a convicted felon, the suspension
of sentence, placement of the individual on probation, and the successful
completion by the individual of a court-ordered supervision;
(2)
whether the health regulatory agency has reinstated or
reissued the previously revoked, canceled, or suspended license of the individual;
and
(3)
whether the employment of that individual by a registrant
is in the best interest of the public and the individual.
§13.185. Official Prescription Form.
(a)
Accountability. A practitioner who obtains from the director
an official prescription form is accountable for each numbered form.
(b)
Prohibited acts. A practitioner may not:
(1)
allow another practitioner to use the individual practitioner's
official prescription form;
(2)
pre-sign an official prescription blank; or
(3)
leave an official prescription blank in a location where
the practitioner should reasonably believe another could steal or misuse a
prescription.
(c)
While not in use. While an official prescription blank
is not in immediate use, a practitioner may not maintain or store the book
at a location so the book is easily accessible for theft or other misuse.
(d)
Voided. A practitioner must account for each voided official
prescription form by sending the voided form to the director (Texas Prescription
Program).
§13.186. Precursor or Laboratory Apparatus.
(a)
Required unless one-time permit. A distributor or recipient
of a precursor or apparatus must comply with this subsection:
(1)
unless the person is exempted or excepted from similar
security requirements by this chapter or the Act, §481.077(k) or §481.080(m)
as a one-time permit holder; or
(2)
even though the person is exempted or excepted as described
in paragraph (1) of this subsection, the person has voluntarily submitted
to annual permitting under this chapter.
(b)
Storage requirements. A business, distributor, or individual
who holds a precursor chemical or laboratory apparatus permit will meet the
following minimum security requirements to protect these controlled items.
The permit holder will:
(1)
establish and maintain a building, an enclosure within
a building, or an enclosed yard that provides reasonably adequate security
against the diversion of a controlled item;
(2)
limit access to each storage area to the minimum number
of individuals or employees necessary for the permit holder's activities;
and
(3)
designate an individual or a reasonably limited set of
individuals with:
(A)
responsibility for each area where a controlled item is
stored; and
(B)
authority to enter or control entry into the area.
(c)
No physical barrier. In the absence of a physical barrier,
such as a wall, partition, fence, or similar divider, the permit holder may
comply with this section by another form of substantially increased security
to limit physical access to the storage area under subsection (b)(2) of this
section.
(d)
Written designation. The permit holder will make the designation
required by subsection (b)(3) of this section in writing and will make the
designation available upon request in the same manner as a record kept under
this chapter. The holder may update the designation record as necessary to
reflect current practice.
(e)
Observation. When maintenance personnel or a business guest,
visitor, or similar individual is present in or passes through, an area covered
by this section, the permit holder must provide for reasonably adequate observation
of the area by an employee specifically designated under subsection (b)(3)
of this section.
(f)
Alarm system. If a permit holder has an alarm system that
is in operation and being monitored, the permit holder must immediately report
each unauthorized intrusion or other security breach to:
(1)
a local law enforcement agency; or
(2)
the director (PCLAS).
(g)
No risk of diversion. A permit holder is not required to
make the alarm report required under subsection (f) of this section, if there
is a clearly innocent or other reasonable explanation for the security breach
that does not involve a potential of diversion.
(h)
Limited risk of diversion. The director may waive a security
requirement of this section if a permit holder or applicant demonstrates that
business procedures or other circumstances impose a more strict security requirement
that indicates a significantly limited risk of diversion.
§13.187.Minimum Standards.
A standard contained in this subchapter is a minimum standard and
may be exceeded where desirable or appropriate.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's legal authority to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101401
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.201-13.209
The new sections are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this proposal.
§13.201.Subchapter Definitions.
The following words and terms, when used in this subchapter, have the
following meanings, unless the context clearly indicates otherwise.
(1)
Distributor--Includes a peyote distributor under Subchapter
C of this chapter (relating to Peyote) and a precursor or apparatus distributor
under Subchapter E of this chapter (relating to Precursors and Apparatus).
(2)
Lawful possession--Includes possession of a precursor or
apparatus obtained in accordance with state or federal law.
§13.202.Receipt or Disposition of Controlled Substance.
(a)
Records required. A registrant must:
(1)
maintain each record required to be kept under the Act
or this chapter; and
(2)
make the record available for inspection and copying by
an individual described by §13.233 of this title (relating to Who May
Inspect).
(b)
When made. A registrant must:
(1)
make the record contemporaneously with the event recorded;
and
(2)
ensure the record is kept current.
(c)
Content. A registrant must keep a complete and accurate
record of each:
(1)
purchase or other acquisition of a controlled substance,
including samples;
(2)
disposal of a controlled substance; and
(3)
dispensing of a Schedule V controlled substance by a pharmacist
or intern to a retail purchaser without a prescription, in full compliance
with federal law and regulations, state law, and the rules of the Texas State
Board of Pharmacy.
(d)
Other rules apply. A record of a purchase, acquisition,
disposal, or dispensing of a controlled substance must include the information
required under:
(1)
the Code of Federal Regulations, Title 21, Chapter II,
Part 1304; and
(2)
the rules of each appropriate state health regulatory agency
governing the conduct of the registrant.
(e)
Accountability. A registrant must comply with the accountability
provisions for disposal of an unused quantity of a controlled substance required
under:
(1)
the Code of Federal Regulations, Title 21, Chapter II, §1307.21;
and
(2)
the rules of each appropriate state health regulatory agency
governing the conduct of the registrant.
(f)
No printer. If a person maintains a record under this chapter
using an automated data processing system and if the person does not have
a printer available on site, then the individual:
(1)
must make a useable copy available to an individual listed
in subsection (a) of this section at the close of business the day after the
audit; and
(2)
who provides the copy, must certify that the information
contained within the copy:
(A)
is true and correct as of the date of audit; and
(B)
has not been altered, amended, or modified.
§13.203.Order Forms (DEA Form 222).
A registrant must comply with the order form provisions for a controlled
substance required under:
(1)
the Code of Federal Regulations, Title 21, Chapter II,
Part 1305; and
(2)
the rules of each appropriate state health regulatory agency
governing the conduct of the registrant.
§13.204.Pharmacy Registrant.
A registrant who possesses, completes, fills, or processes a prescription
must comply with the record keeping provisions for a prescription, including
labeling, required under:
(1)
the Code of Federal Regulations, Title 21, Chapter II,
Part 1306; and
(2)
the rules of each appropriate state health regulatory agency
governing the conduct of the registrant.
§13.205.Practitioner's Designated Agent.
(a)
Prohibitions. A practitioner may designate another individual
as an agent of the practitioner unless the designation is a subterfuge intended
to circumvent materially the effect of a denial, suspension, revocation, or
similar disciplinary action taken by the director, DEA, or a related health
regulatory agency.
(b)
Other rules apply. A practitioner who designates another
individual as an agent must comply with each relevant provision of a federal
regulation or rule of a state health regulatory agency governing the conduct
of the practitioner.
(c)
Requirements to be designated. A designated agent must
be:
(1)
a registered nurse licensed in this state;
(2)
a licensed vocational nurse licensed in this state;
(3)
a physician assistant licensed in this state; or
(4)
an employee who is:
(A)
located in the practitioner's office; and
(B)
a member of the health care staff of the office.
(d)
Current list. A practitioner must maintain in the practitioner's
usual place of business a current written list of each individual designated
as an agent under this section.
(e)
List provided. When a practitioner adds an individual to
or deletes an individual from list, the practitioner must provide upon request
the current list to a pharmacy or pharmacist, the director, a member of the
department, or an investigator listed in the Act, §481.076(a)(1).
§13.206.Precursor/Apparatus Records.
(a)
Required unless one-time permit. A distributor or recipient
of a precursor or apparatus must maintain records under this section:
(1)
unless the person is exempted or excepted from reporting
by this chapter or the Act, §481.077(k) or §481.080(m) as a one-time
permit holder; or
(2)
even though the person is exempted or excepted as described
in paragraph (1) of this subsection, the person has voluntarily submitted
to annual permitting under this chapter.
(b)
Distributor. A distributor of a precursor or apparatus
must:
(1)
make an accurate and legible record of a distribution;
and
(2)
maintain the record after the date of the transaction.
(c)
NAR-22. Proper completion of the DPS Form NAR-22 automatically
generates the record of distribution on its Copy 2, that meets the record
keeping requirement under this section while it remains in the distributor's
record booklet.
(d)
Readily retrievable. The distributor satisfies the record
keeping requirement under this section by recording and maintaining the record
of distribution as a readily retrievable record in an automated data processing
system, if the system provides a comprehensive monthly report to the director
(PCLAS).
(e)
Letter of authorization. A distributor must keep an original
letter of authorization on file after the date of transaction. A distributor
may, but need not demand to see, copy, or keep a letter of authorization from
a recipient if the recipient has an annual permit.
(f)
Exception. This section does not apply to a recipient who:
(1)
has lawful possession of a precursor or apparatus; and
(2)
is excepted from the permit requirements of Subchapter
E of this chapter (relating to Precursors and Apparatus).
(g)
Limited risk of diversion. The director may waive a record
keeping requirement of this section if a permit holder or applicant demonstrates
that business procedures or other circumstances impose a more strict record
keeping requirement that indicates a significantly limited risk of diversion.
§13.207.Record Retention Period.
(a)
Two years, generally. Except as otherwise provided by law
or this chapter, a record required to be made or kept by the Act or this chapter
must be kept, maintained, and made available for inspection or copying for
a period of two years.
(b)
Beginning date. The two-year period described by this section
commences on the later date of the day:
(1)
the record was required to be created;
(2)
the record was actually created; or
(3)
the prescription was last refilled.
§13.208.Requirement to Update Information.
A person, who is an applicant for or holder of a registration or annual
permit from the director, must notify the director through the appropriate
section of the Narcotics Service before the seventh day after any change in
the person's business name, address, and telephone number or other information
required on the application, registration, or permit.
§13.209.Minimum Standards.
A standard contained in this subchapter is a minimum standard and may
be exceeded where desirable or appropriate.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's legal authority to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101402
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.221-13.224
The new sections are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this proposal.
§13.221.Subchapter Definitions.
The following words and terms, when used in this subchapter, have the
following meanings, unless the context clearly indicates otherwise: Distributor--Includes
a peyote distributor under Subchapter C of this chapter (relating to Peyote)
and a precursor or apparatus distributor under Subchapter E of this chapter
(relating to Precursors and Apparatus).
§13.222.Controlled Substance Inventory.
A registrant must establish and maintain an inventory for a controlled
substance as required under:
(1)
the Code of Federal Regulations, Title 21, Chapter II,
Part 1304; and
(2)
the rules of each appropriate state health regulatory agency
governing the conduct of the registrant.
§13.223.Precursor/Apparatus Inventory.
(a)
Required unless one-time permit. A distributor or recipient
of a precursor or apparatus must establish and maintain an inventory under
this section:
(1)
unless the person is exempted or excepted from inventory
requirements by this chapter or the Act, §481.077(k) or §481.080(m)
as a one-time permit holder; or
(2)
even though the person is exempted or excepted as described
in paragraph (1) of this subsection, the person has voluntarily submitted
to annual permitting under this chapter.
(b)
Initial inventory. A distributor or recipient must conduct
an initial inventory to include each precursor or apparatus that is covered
by this subchapter and in stock at the time of the inventory. The distributor
or recipient must conduct the initial inventory not later than the 90th day
after the date the director issues the initial permit under this chapter.
(c)
Additional inventory. After the initial inventory, a distributor
or recipient must conduct another inventory not later than the 24th month
following the month of the last inventory.
(d)
Constructive compliance. The director will deem a distributor
or recipient to be in compliance with the inventory requirements of this section
if the distributor or recipient:
(1)
is a business that routinely conducts an annual inventory
of all items; and
(2)
maintains a readily retrievable record of each precursor
or apparatus located during the inventory.
(e)
Limited risk of diversion. The director may waive an inventory
requirement of this section if a permit holder or applicant demonstrates that
business procedures or other circumstances impose a more strict inventory
requirement that indicates a significantly limited risk of diversion.
(f)
One-time permit holder. This subchapter does not apply
to the holder of a one-time permit for distribution or receipt of a precursor
or apparatus under §13.104 of this title (relating to Requirements for
Permit Issuance).
§13.224.Minimum Standards.
A standard contained in this subchapter is a minimum standard and may
be exceeded where desirable or appropriate.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's legal authority to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101403
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.231-13.237
The new sections are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this proposal.
§13.231.Subchapter Definitions.
The following words and terms, when used in this subchapter, have the
following meanings, unless the context clearly indicates otherwise: Distributor--Includes
a peyote distributor under Subchapter C of this chapter (relating to Peyote)
and a precursor or apparatus distributor under Subchapter E of this chapter
(relating to Precursors and Apparatus).
§13.232.Location Subject to Inspection.
(a)
An individual named in §13.233 of this title (relating
to Who May Inspect) may inspect the controlled premises of an applicant for
or holder of:
(1)
a controlled substances registration under Subchapter B
of this chapter (relating to Registration);
(2)
a peyote distributor registration under Subchapter C of
this chapter (relating to Peyote); or
(3)
a precursor or apparatus permit under Subchapter E of this
chapter (relating to Precursors and Apparatus).
(b)
The controlled premises of an applicant for or holder of
a registration or permit includes each location where an item or record covered
by this chapter is stored, used, or transferred within the holder's business
or activity.
§13.233.Who May Inspect.
(a)
Generally. This subchapter applies to the director's authority
under the Act to enter and inspect a controlled premise. While engaged in
the inspection or an activity reasonably related to the inspection, the director
may examine, audit, inventory, or, as appropriate, copy an item or record
found on the premises.
(b)
Delegation. The director delegates authority described
in subsection (a) of this section to each member of the department who is
assigned to the Narcotics Service, whether or not the member is a commissioned
peace officer.
(c)
Assistance. When exercising an authority described in subsections
(a) or (b) of this section, the director or member may be assisted by:
(1)
a peace officer;
(2)
another member of the department;
(3)
a member of DEA;
(4)
an investigator listed in the Act, §481.076(a)(1);
(5)
a representative of an appropriate state health regulatory
agency governing the conduct of a registrant; or
(6)
another individual acting under the authority of the director
or member.
§13.234.Time Limitations.
For the purpose of examining, auditing, inspecting, inventorying, or,
where appropriate, copying an item subject to the Act or a record required
to be made or kept under the Act or this chapter, the director or a member
of the department may enter the controlled premises of an applicant or registrant
at a reasonable time, including:
(1)
normal business hours; or
(2)
at another time when the controlled premises are occupied
or open to the public.
§13.235.Interference With Inspection.
(a)
Prohibited. If the Act or this subchapter authorizes an
inspection, no individual in charge of a premise, item, or record covered
by this subchapter may refuse or interfere with any of the following activities
related to the inspection:
(1)
entry to the premises;
(2)
examination, audit, inspection, or inventory of the item
or record;
(3)
copying a record or related document; or
(4)
sampling each chemical, drug, substance, precursor, or
similar substance on the premises.
(b)
One-time permit. Refusal or interference by an applicant
for a one-time permit may be a ground for the director to deny the permit
application.
§13.236.What May Be Inspected.
(a)
Generally. Except as provided in subsections (b) or (c)
of this section, the director may examine, audit, inspect, inventory and,
where appropriate, copy:
(1)
a record, report, or other document required to be made
or kept under the Act;
(2)
the security of the controlled premises; and
(3)
each of the following records or controlled items if found
on the premises:
(A)
pertinent equipment;
(B)
a chemical precursor or laboratory apparatus;
(C)
a finished or unfinished drug;
(D)
another substance, material, container, or labeling subject
to the Act;
(E)
all files, papers, processes, controls, or facilities appropriate
for verification of a record required to be made or kept under the Act or
otherwise bearing on the provisions of the Act;
(F)
a stock of a controlled substance;
(G)
a hypodermic syringe, needle, pipe, or other instrument,
device, contrivance, equipment, control, container, label, or facility relating
to a possible violation of the Act; or
(H)
material used, intended to be used, or capable of being
used as an adulterant or dilutant.
(b)
Dispensing only. If an applicant has only sought or obtained
a controlled substances registration to dispense the substance, the director
may only inspect the records of the applicant or registrant. Under this subsection,
the director may not examine, audit, inspect, inventory, or copy another item
described in subsection (a) of this section.
(c)
Prohibitions. Unless the owner, operator, or agent in charge
of a controlled premises consents in writing, the director may not examine,
audit, inspect, inventory, or copy:
(1)
financial data;
(2)
sales data (other than shipment data); or
(3)
pricing data.
§13.237.Inspection of Permit Holder.
(a)
Generally. The holder of a one-time permit for distribution
or receipt of a chemical precursor or laboratory apparatus may be inspected
subject to the limitations of the Act, §481.077(k) and §481.080(m)
and §13.104 of this title (relating to Requirements for Permit Issuance).
(b)
Consent to inspect--one-time. An applicant for a one-time
permit must give written consent for one or more pre-permit inspections under
this subchapter to determine eligibility for issuance of the permit. A written
consent to an inspection under the Act, §481.078(e) or §481.081(e),
is sufficient for a one-time permit if the consent is for initial inspection
or any additional inspection to be conducted before issuance of the permit
and at a reasonable time as necessary to determine qualification for the permit.
(c)
Consent to inspect--annual. A written consent given by
a person seeking an annual permit must include consent for an initial inspection
to determine qualification for the permit sought and additional inspections
conducted before or after issuance of the permit at a reasonable time as necessary
to enforce the Act or this chapter.
(d)
Statutory authority. A member of the department or peace
officer is expressly authorized by the Act, §481.077(k) and §481.080(m),
to audit, inspect, and copy a record of a purchase or sale of a precursor
or apparatus of a person who holds an annual permit under Subchapter E of
this chapter (relating to Precursors and Apparatus). Except as provided by
subsection (b) of this section, this section does not apply to a person who
holds a one-time permit.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's legal authority to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101404
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.251-13.254
The new sections are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this proposal.
§13.251.Subchapter Definitions.
The following words and terms, when used in this subchapter, have the
following meanings, unless the context clearly indicates otherwise.
(1)
Distributor--Includes a peyote distributor under Subchapter
C of this chapter (relating to Peyote) and a precursor or apparatus distributor
under Subchapter E of this chapter (relating to Precursors and Apparatus).
(2)
Item--Includes:
(A)
a controlled substance, including peyote;
(B)
a precursor chemical;
(C)
laboratory apparatus; or
(D)
an official prescription form.
§13.252.Applicability.
(a)
To discrepancy, loss, theft, or other potential diversion.
Without regard to actual evidence of diversion, this subchapter applies to
a discrepancy, loss, or theft of a controlled or other regulated item or substance
or other situation involving a potential for diversion.
(b)
Who must report. This subchapter applies to a person who
is:
(1)
a registrant under Subchapter B of this chapter (relating
to Registration);
(2)
a registered peyote distributor under Subchapter C of this
chapter (relating to Peyote); or
(3)
a precursor or apparatus permit holder under Subchapter
E of this chapter (relating to Precursors and Apparatus), whether it is a
one-time or annual permit.
§13.253.Reporting Discrepancy, Loss, Theft, or Other Potential Diversion.
(a)
Generally. A person covered by this subchapter must notify
the director not later than the third day after the date the person learns
of:
(1)
a discrepancy in the amount of an item ordered from a source
inside or outside this state and the amount received, if not back ordered;
(2)
a loss or theft during shipment from a source inside or
outside this state; or
(3)
a loss or theft from current inventory.
(b)
How made. A person covered by this subchapter must notify
the director by submitting a report to the director through the appropriate
section of the Narcotics Service. The report must be made on:
(1)
a DPS Form NAR-91, for a registrant under Subchapter B
of this chapter (relating to Registration) or Subchapter C of this chapter
(relating to Peyote);
(2)
a DPS Form NAR-91B, for a precursor or apparatus permit
holder under Subchapter E of this chapter (relating to Precursors and Apparatus);
or
(3)
a duplicate of the equivalent DEA form for reporting a
theft or loss of a controlled substance to DEA.
(c)
Form and content. A person making a report under this section
must:
(1)
make the report on regular business letterhead or other
reporting form; and
(2)
ensure the report contains the following information:
(A)
the name, address, and telephone number of the business
or other person preparing the report;
(B)
the printed or typed name of the individual preparing the
report; and
(C)
the date the person prepares the report.
(d)
Additional content. If the report under this section is
of:
(1)
a discrepancy, it must include:
(A)
the name of the item ordered;
(B)
the difference in the amount actually received; and
(C)
the amount shipped according to the shipping statement
or invoice; or
(2)
a loss or theft from current inventory, it must include:
(A)
the name and amount of the item lost or stolen;
(B)
the physical location where the loss or theft occurred;
and
(C)
the date of discovery of the loss or theft; or
(3)
a discrepancy, loss, theft, or other potential diversion
that occurred during shipment of the item, it must include:
(A)
the name of the common carrier or person who transported
the item; and
(B)
the date the item was shipped.
§13.254.Official Prescription.
(a)
Report lost forms. Not later than close of business on
the day of discovery, a practitioner must report a lost or stolen official
prescription form to:
(1)
the local police department or sheriff's office in an effective
manner; and
(2)
the director (Texas Prescription Program) by telephone
at the number indicated in §13.9 of this title (relating to Telephone
Number and Address--Texas Prescription Program).
(b)
Recovery report. Not later than close of business on the
day of recovery of an official prescription form previously reported lost
or stolen, a practitioner must, before using the recovered form, notify:
(1)
the local law enforcement agency to which the matter was
originally reported; and
(2)
the director (Texas Prescription Program).
This agency hereby certifies that the proposal has been
reviewed by legal counsel and found to be within the agency's legal authority
to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101405
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §§13.271-13.278
The new sections are proposed pursuant to Texas Government
Code, §411.004(3), which authorizes the Public Safety Commission to adopt
rules considered necessary for carrying out the department's work; Texas Government
Code, §411.006(4), which provides that the director of the department
shall adopt rules, subject to commission approval, considered necessary for
the control of the department; and Health and Safety Code, §481.003(a).
Texas Government Code, §411.004(3) and §411.006(4), and Health
and Safety Code, §481.003(a) are affected by this proposal.
§13.271. Subchapter Definitions.
The following words and terms, when used in this subchapter, have
the following meanings, unless the context clearly indicates otherwise.
(1)
APA - The Administrative Procedure Act (Texas Government
Code, Chapter 2001).
(2)
Applicant - A person who applies for a registration or
permit.
(3)
Denial - Includes an action to deny an application for
an original or renewal of a registration or permit.
(4)
Disciplinary action - An action taken under this subchapter
to accept a voluntary surrender or to reprimand, cancel, suspend, probate,
revoke, or demonstrate expiration or termination of a current or former registration.
(5)
Registrant - A person who holds a current or former registration
or permit.
(6)
Registration - A controlled substances registration, including
a peyote distributor registration or a precursor or apparatus permit issued
under this chapter.
(7)
Serious misdemeanor - A Class A misdemeanor, a Class B
misdemeanor, or another criminal offense punishable under the laws of this
state, another state, or the United States by:
(A)
confinement in a county jail or analogous penal institution;
or
(B)
a term of confinement of one year or less, if the jurisdiction
does not differentiate between the location of felony or misdemeanor confinement.
§13.272.General Provisions.
(a)
APA applies. Except as provided by this chapter, the APA
applies if the director proposes to take disciplinary action against a person's
registration or to deny a person's application for registration.
(1)
The person is entitled to preliminary notice from the director
and a hearing as a contested case under the APA.
(2)
The director will send notice by certified mail or personally
delivered to the most current address of the registrant or applicant contained
in the director's files. If mailed, the notice is presumed to have been received
by the registrant or applicant on the third business day after the date of
mailing.
(b)
Pleadings. If the director pleads appropriately:
(1)
the director may take a disciplinary action or make a denial
under this subchapter against a chemical precursor or laboratory apparatus
permit in the same manner as a disciplinary action or denial against a controlled
substances registration; and
(2)
a successful disciplinary action or denial by the director
will also operate against any other registration issued by the director under
this chapter.
(c)
Action may be limited. The director may limit a disciplinary
action or denial to the particular activity, schedule, controlled substance
within a schedule, precursor, apparatus, or other item for which grounds for
the action exists.
(d)
Notification of another agency. The director will promptly
notify each appropriate federal or state health regulatory agency of an order
taking a disciplinary action or denial against a registration or application,
other than a permit issued under Subchapter E of this chapter (relating to
Precursors and Apparatus).
(e)
Invalidation. A registration may:
(1)
expire or terminate;
(2)
be canceled, surrendered, suspended, revoked, or otherwise
invalidated; or
(3)
be subject to reprimand or probation.
(f)
Possession. Mere possession of the physical document does
not necessarily mean that the person:
(1)
still holds a current, valid registration; or
(2)
currently holds, has ever held, or has any of the powers
or rights indicated on the document.
(g)
Hearing, evidence and procedure. Except as provided by
this chapter, a hearing will be governed by the APA and will be held by an
administrative law judge appointed by the State Office of Administrative Hearings.
A hearing will be conducted in accordance with the procedures contained in
Chapter 29 of this title (relating to Practice and Procedure), and the rules
of the State Office of Administrative Hearings.
(h)
Under the Act, §481.063(h), the APA does not apply
to a denial, suspension, or revocation of an application for registration
if the denial is based on a denial or other disciplinary action taken by DEA
under the Federal Controlled Substances Act.
(i)
Request for Hearing. An applicant or registrant may request
a hearing under this subchapter by submitting a timely and properly addressed
written request for a hearing to the director. To be timely, the request must
be received by the director no later than fifteen calendar days after the
date of the registrant's or applicant's receipt of the notice of denial or
other disciplinary action. To be properly addressed, a request for hearing
must be mailed or sent by e-mail or facsimile to the director at the return
address included in the director's notice of denial or other disciplinary
action or, if none, to the director at the address of the Narcotics Service
indicated in §13.7 of this title (relating to Telephone Number and Address
- Narcotics Service).
§13.273.Denial.
(a)
Grounds. Except as provided by §13.264(b) of this
title (relating to Revocation), the director may deny an application for registration
and may refuse issuance of the appropriate registration if:
(1)
the applicant has not affixed a signature required by this
chapter;
(2)
a required form is incomplete;
(3)
a required document is incomplete, illegible, or missing;
(4)
the application contains a false assertion by any person;
(5)
the applicant has a registration currently revoked, suspended,
or voluntarily surrendered; or
(6)
the applicant does not qualify for the registration under
the Act, §481.063(e).
(b)
Hearing. An applicant may request a hearing upon denial
or refusal under this section. If the director prevails at the hearing, the
director may issue final order of denial.
§13.274.Revocation.
(a)
Grounds. The director will revoke a registration if the
registrant:
(1)
violates a ground of denial described in the Act, §481.063(e);
(2)
violates a section of this chapter where revocation is
the penalty noted; or
(3)
has a license or similar permit permanently revoked by
an appropriate federal or state health regulatory agency.
(b)
Effect on later application. Except as provided by this
subsection, a person may not apply for registration until one year after the
date a revocation became legally final.
(1)
Within that year, the director will not reinstate a revoked
registration unless the registrant submits a new application and proof by
a preponderance of evidence that the facts supporting the revocation have
been negated or otherwise substantially changed, such as:
(A)
the felony conviction has been reversed or set aside on
direct or collateral appeal, or a pardon based on subsequent proof of innocence
has issued; or
(B)
the license or similar permit was not permanently revoked
by an appropriate federal or state health regulatory agency.
(2)
After that year, the director will not reinstate a revoked
registration unless the registrant submits a new application and:
(A)
proof described by Subsection (b)(1) of this section; or
(B)
a showing of good cause for the new registration.
(c)
After invalidation. The director may revoke a registration
even though it has become invalidated by some other means, such as:
(1)
cancellation, expiration, or termination;
(2)
suspension;
(3)
voluntary surrender; or
(4)
any other means.
(d)
Hearing. Upon revocation under this section, the registrant
may request a hearing. If the director prevails at the hearing, the director
may issue a final order of revocation.
§13.275.Suspension.
(a)
Grounds. Unless revocation is explicitly noted, the director
may suspend a registration if the registrant:
(1)
violates a provision of:
(A)
these sections; or
(B)
the Act; or
(2)
has a license or similar permit suspended for a stated
term by an appropriate federal or state health regulatory agency.
(b)
Term, generally. Unless otherwise specified in subsections
(c) and (d) of this section, the term of suspension is 12 months.
(c)
Special term. The director may impose the same term as
a court or federal or state health regulatory agency imposed in the underlying
matter and if the court's judgment or adjudication is deferred for a felony
or serious misdemeanor and the registrant is then placed on probation or community
supervision, the term of suspension may be equal to the actual time served
on probation.
(d)
Additional term. Up to twelve months may be added to the
term of a new suspension for each separate previous violation that has resulted
in either a suspension, a probated suspension, or a written reprimand before
the beginning date of the new suspension.
(e)
Beginning date. A suspension or probation may be ordered
to run concurrently or consecutively with another suspension or probation.
The beginning date of the suspension is:
(1)
a date agreed to by both parties that is no earlier than
the date of the violation on which the action is based; or
(2)
the earlier of the date:
(A)
the registrant notifies the director in writing of the
violation if the director later receives a signed waiver of a suspension hearing
from the registrant that was postmarked within 10 days of its receipt by the
registrant; or
(B)
the suspension became legally final.
(f)
End of suspension. A suspended registration remains suspended
until one of the following events occurs.
(1)
Before expiration of the terms of suspension and registration:
(A)
the remainder of the suspension is probated; or
(B)
a written request for reinstatement of the original registration
is received from the registrant and accepted by the director based on good
cause shown.
(2)
After expiration of the term of suspension and before expiration
of the term of registration, a written request for reinstatement of the original
registration is received from the registrant and accepted by the director.
(3)
After expiration of the terms of suspension and registration,
a written application for a new registration is received from the registrant
and accepted by the director.
(g)
Suspension after invalidation. The director may suspend
a registration even though it may have become invalid by some other means,
such as:
(1)
cancellation, expiration, or termination;
(2)
voluntary surrender; or
(3)
any other means.
(h)
Hearing. Upon suspension under this section, the registrant
may request a hearing. If the director prevails at the hearing, the director
may issue a:
(1)
final order of suspension; or
(2)
final order of written reprimand under this subchapter.
§13.276.Probation or Reprimand.
(a)
Probation or reprimand. With the agreement of the parties,
the director may, upon proof of mitigating factors:
(1)
probate all or part of the suspension term; or
(2)
issue a written reprimand in lieu of suspension.
(b)
Probation period. If probated, a suspension:
(1)
may be probated for a period of up to twice the maximum
term of suspension; and
(2)
may not be probated for less than six months.
(c)
Probation terms. The director may impose reasonable terms
or conditions of probation, such as:
(1)
special reporting conditions;
(2)
special document submission conditions;
(3)
no further rule or law violations; or
(4)
any other reasonable term of probation.
(d)
End of probation. A probated registration remains probated
until:
(1)
the term of suspension has expired;
(2)
all other terms or conditions of probation have been fulfilled;
and
(3)
a written request for reinstatement has been received by
the director from the registrant, unless the probation has been revoked by
the director under subsection (e) of this section; or
(4)
the registration has been revoked under §13.264 of
this title (relating to Revocation).
(e)
Revocation after probation. Before reinstatement, a probation
under this section may be revoked upon a showing that a material term or condition
has been violated before the expiration date of the probation, regardless
of when the petition is filed.
(f)
Upon revocation of the probation, the full term of suspension
must be imposed with credit for all time already served on that probation.
§13.277.Voluntary Surrender.
(a)
Grounds. A registrant may desire to voluntarily surrender
a registration:
(1)
as part of an employee termination agreement;
(2)
as part of a plea bargain to a criminal charge;
(3)
as part of an agreed settlement of registration action
or other administrative action by another federal or state health regulatory
agency; or
(4)
for another reason.
(b)
Term. A registrant may surrender a registration either
permanently or for a stated term.
(c)
Effective dates. For a voluntary surrender:
(1)
its beginning date is the date stated in the request or,
if none, the date it was received by the director;
(2)
its ending date is the date stated in the request or, if
none, it will be construed as a permanent surrender; and
(3)
a permanent surrender has no ending date.
(d)
Procedure. A registrant may voluntarily surrender a registration
by sending, or causing to be sent, a signed, written request to the director,
who may accept or reject the request. The signed written request must indicate
that the registrant understands the consequences of the document being signed.
The director may accept a request for voluntary surrender submitted to the
director in any other form that indicates the registrant intends to voluntarily
surrender the registration to the director.
(e)
Liberal construction. The director may liberally construe
the intent of a request and may, specifically, construe the surrender of a
single registration to be a surrender of all other registrations held under
this chapter, unless the request expressly states otherwise. The surrender
should include a summary recitation of the reason for the surrender.
(f)
Effect of surrender. If accepted, the registrant is no
longer registered under either type of surrender:
(1)
effective on the beginning date of the surrender; and
(2)
until the person applies for and meets the requirements
of a new registration.
(g)
Denial after surrender. In case of a reapplication, the
director will deny the new registration based upon a failure to meet the current
minimum standards for registration. The director may:
(1)
approve the new registration and impose a previously agreed
condition, such as suspension, probated term of suspension; or
(2)
deny a new registration of the same or other type based
solely upon a voluntary surrender:
(A)
if permanent; or
(B)
if for a term that has not yet expired.
§13.278.Cancellation.
(a)
Grounds. The director may cancel a registration if the
director issued the registration in error.
(b)
Hearing. Upon cancellation under this section, the registrant
may request a hearing. If the director prevails at the hearing, the director
may issue a final order of cancellation.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's legal authority to adopt.
Filed
with the Office of the Secretary of State, on March 8, 2001.
TRD-200101406
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
Subchapter B. APPLICATION REQUIREMENTS - ORIGINAL, RENEWAL, DUPLICATE, IDENTIFICATION CERTIFICATES
37 TAC §15.47
The Texas Department of Public Safety proposes new §15.47,
concerning Electronically Readable Information. The new section is necessary
in order for the department to comply with House Bill 571, passed during the
76th Texas Legislature, 1999, which limits the information placed on a Texas
driver license in an electronically readable format, and allows for this information
to be used for law enforcement and governmental purposes only.
Tom Haas, Chief of Finance, has determined that for each year of the first
five-year period the rule is in effect there will be no fiscal implications
for state or local government, or local economies.
Mr. Haas also has determined that for each year of the first five-year
period the rules are in effect the public benefit anticipated as a result
of enforcing the rule will be to limit the purposes for which personal information
contained on the driver license/commercial driver license/identification certificate
may be assessed in an electronically readable format. There is no anticipated
adverse economic effect on individuals, small businesses, or micro-businesses.
Comments on the proposal may be submitted to Frank Elder, Assistant Chief
of Driver License, Texas Department of Public Safety, Box 4087, Austin, Texas
78773-0300, (512) 424-2768.
The new section is proposed pursuant to Texas Government Code, §411.004(3),
which authorizes the Public Safety Commission to adopt rules considered necessary
for carrying out the department's work and Texas Transportation Code, §521.005.
Texas Government Code, §411.004(3) and Texas Transportation Code, §521.005
are affected by this proposal.
§15.47.Electronically Readable Information.
(a)
The information contained in the magnetic stripe of the
driver license, commercial driver license, or identification certificate shall
only include the information on the face of the license and the physical description
of the licensee.
(b)
Only law enforcement and governmental agency personnel
acting in their official capacity can utilize the information provided in
this format.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's legal authority to adopt.
Filed with the Office of
the Secretary of State, on March 8, 2001.
TRD-200101407
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
Subchapter D. SANCTIONS AND DISQUALIFICATIONS
37 TAC §§16.93, 16.95, 16.98
The Texas Department of Public Safety proposes amendments
to §16.93 and §16.98, and new §16.95, concerning Commercial
Drivers License (CDL) Sanctions and Disqualifications. Amendment to §16.93
is necessary to update the statutory reference. Amendment to §16.98 reformats
the section by adding new subsection (b), changes the title of the section,
and updates the statutory reference. New §16.95 establishes a notice
and hearing procedure as required by House Bill 3641 passed during the 76th
Texas Legislature, 1999. The amendments and new section will further tie the
commercial driver license administrative hearing process to the non-CDL administrative
hearing process of Texas Transportation Code, Chapter 521, Subchapter N and
37 TAC §§15.81-15.85.
Tom Haas, Chief of Finance, has determined that for each year of the first
five-year period the rules are in effect there will be no fiscal implications
for state or local government, or local economies.
Mr. Haas also has determined that for each year of the first five year
period the rules are in effect the public benefit anticipated as a result
of enforcing the rules will be to provide for an efficient and consistent
administrative hearing process in compliance with statute. There is no anticipated
adverse economic effect on individuals, small businesses, or micro-businesses.
Comments on the proposal may be submitted to Frank Elder, Assistant Chief
of Driver License, Texas Department of Public Safety, Box 4087, Austin, Texas
78773-0300, (512) 424-2768.
The amendments and new section are proposed pursuant to Texas
Government Code, §411.004(3), which authorizes the Public Safety Commission
to adopt rules considered necessary for carrying out the department's work
and Texas Transportation Code, §521.005.
Texas Government Code, §411.004(3) and Texas Transportation Code, §521.005
are affected by this proposal.
§16.93.Serious Traffic Violations and Habitual Violators.
(a)
A driver who, during any three-year period, is convicted
in any jurisdiction in the United States of two serious traffic violations
in separate incidents, will be disqualified from driving a commercial motor
vehicle (CMV) for a period of 60 days.
(b)
A driver who, during any three-year period, is convicted
in any jurisdiction in the United States of three serious traffic violations
in separate incidents is disqualified from driving a CMV for a period of 120
days.
(c)
Convictions which were the basis for initiation of disqualification
action taken pursuant to subsections (a) of this section may be used again
as the basis of disqualification action taken pursuant to subsection (b) of
this section.
(d)
Convictions which were the basis for initiation of disqualification
action taken pursuant to subsections (a) and (b) of this section will also
be used as the basis for suspension of the privilege to drive a non-CMV because
the person is a habitual violator of the traffic law as defined in Texas Transportation
Code,
§521.292 (b)
[
(e)
Convictions which occurred in the operation of a CMV that
were the basis for proceedings initiated or administrative actions taken pursuant
to the habitual violator provisions of Texas Transportation Code,
§521.292(a)(3)
[
(f)
The term "serious traffic violation" as used in this chapter
has the same definition as that found in Texas Transportation Code, §522.003(25).
(g)
The Commercial Driver's License Act, Texas Transportation
Code, Chapter 522, defines certain motor vehicle offenses as "serious traffic
violations" for the purpose of administering the Act. An improper or erratic
traffic lane change is one of the definitions of a "serious traffic violation"
as set out in the Act. Since an improper or erratic lane change is not an
offense title in Texas, the department has designated the following sections
of the Texas Transportation Code, Chapter 545, as improper or erratic traffic
lane changes for disqualification purposes pursuant to Texas Transportation
Code, §522.081. The following interpretation is also meant to apply to
the defensive driving section of the Texas Transportation Code, §§543.101-543.114.
A conviction of either of these offenses will be considered by the department
as a "serious traffic violation":
(1)
Texas Transportation Code, §545.060 -"Changed Lane
when Unsafe."
(2)
Texas Transportation Code, §545.061 -"Failure to Yield
Right-of-Way-Changing Lanes."
§16.95.Notice and Hearing Procedures for Commercial Driver License Disqualifications.
(a)
Administrative hearings for disqualifications under Texas
Transportation Code §522.087(b) will be conducted pursuant to Texas Transportation
Code, Chapter 521, Subchapter N and 37 TAC §§15.81 - 15.85.
(b)
Administrative Hearings for non-resident commercial driver
licensees will be scheduled in the county where the non-resident last made
application for a Texas driver license, unless the licensee requests an alternative
Texas county. The request must be in writing and part of the licensee's original
request for the administrative hearing.
(c)
All disqualification periods are set by statue and cannot
be probated pursuant to Texas Transportation Code §522.085.
§16.98.Determination of Lifetime Disqualification when Administrative Hearing Required.
(a)
[
(b)
The administrative hearing
will be subject to notice and procedure requirements of Texas Transportation
Code, Chapter 521, Subchapter N and 37 TAC §§15.81-15.85.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's legal authority to adopt.
Filed with the Office of
the Secretary of State, on March 8, 2001.
TRD-200101409
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
37 TAC §16.95, §16.96
(Editor's note: The text of the following sections proposed for
repeal will not be published. The sections may be examined in the offices
of the Texas Department of Public Safety or in the Texas Register office,
Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)
The Texas Department of Public Safety proposes the
repeal of §16.95 and §16.96, concerning Commercial Drivers License
(CDL) Sanctions and Disqualifications. The sections are proposed for repeal
because they are no longer current. A new §16.95, which will be consistent
with the administrative hearing process that was enacted by House Bill 3641,
is being simultaneously filed with this proposal for repeal.
Tom Haas, Chief of Finance, has determined that for each year of the first
five-year period the repeals are in effect there will be no fiscal implications
for state or local government, or local economies.
Mr. Haas also has determined that for each year of the first five year
period the repeals are in effect the public benefit anticipated as a result
of enforcing the repeals will be current and updated rules which will provide
for an efficient and consistent administrative hearing process in compliance
with statute. There is no anticipated adverse economic effect on individuals,
small businesses, or micro-businesses.
Comments on the proposal may be submitted to Frank Elder, Assistant Chief
of Driver License, Texas Department of Public Safety, Box 4087, Austin, Texas
78773-0300, (512) 424-2768.
The repeals are proposed pursuant to Texas Government Code, §411.004(3),
which authorizes the Public Safety Commission to adopt rules considered necessary
for carrying out the department's work and Texas Transportation Code, §522.005.
Texas Government Code, §411.004(3) and Texas Transportation Code, §522.005
are affected by this repeal.
§16.95.Administrative Hearings subject to Texas Transportation Code, §§521.291-521-305 and Notices for Nonresidents.
§16.96.Notifications of Administrative Hearings subject to Texas Transportation Code, §§521.291-521.305.
This agency hereby certifies that the proposal has been
reviewed by legal counsel and found to be within the agency's legal authority
to adopt.
Filed with the Office of
the Secretary of State, on March 8, 2001.
TRD-200101408
Thomas A. Davis, Jr.
Director
Texas Department of Public Safety
Earliest possible date of adoption: April 22, 2001
For further information, please call: (512) 424-2135
Chapter 151.
GENERAL PROVISIONS
Subchapter B. REGISTRATION
Subchapter C. SECURITY
Subchapter D. RECORDKEEPING
Subchapter E. PEYOTE
Subchapter F. TRIPLICATE PRESCRIPTIONS
Subchapter G. PRECURSOR AND LABORATORY APPARATUS
Subchapter H. SUMMARY FORFEITURE AND DESTRUCTION OF CONTROLLED SUBSTANCES PROPERTY, PLANTS, AND OTHER MISCELLANEOUS ITEMS
Chapter 13.
CONTROLLED SUBSTANCES
Subchapter B. REGISTRATION
Subchapter C. PEYOTE
Subchapter D. OFFICIAL PRESCRIPTIONS
Subchapter E. PRECURSORS AND APPARATUS
Subchapter F. APPLICATION
Subchapter G. FORFEITURE AND DESTRUCTION
Subchapter H. SECURITY
Subchapter I. RECORD KEEPING
Subchapter J. INVENTORY
Subchapter K. INSPECTION
Subchapter L. REPORTING DISCREPANCY, LOSS, THEFT, OR DIVERSION
Subchapter M. DENIAL, REVOCATION, AND RELATED DISCIPLINARY ACTION
Chapter 15.
DRIVERS LICENSE RULES
Chapter 16.
COMMERCIAL DRIVERS LICENSE
521.294(h)
].
521.294(h)
], may also be used as the basis for disqualification
action pursuant to subsections (a) and (b) of this section.
Each conviction of a violation enumerated
in Texas Transportation Code, §522.081, will result in a one-year disqualification,
or a three-year disqualification if committed while transporting hazardous
materials.
] Upon receipt of a second or subsequent conviction of any
violation enumerated in Texas Transportation Code,
§522.081(b)
[
522.081
], an administrative hearing will be scheduled pursuant
to the provisions of Texas Transportation Code,
§522.087(b)
[
522.085 and §522.087
], for the determination of a lifetime disqualification.
The only issue at the hearing will be whether the licensee has been convicted
of two or more violations of any of the offenses specified in Texas Transportation
Code,
§522.081(b)
[
522.081
].
Part 6.
TEXAS DEPARTMENT OF CRIMINAL JUSTICE