TITLE 25.HEALTH SERVICES

Part 1. TEXAS DEPARTMENT OF HEALTH

Chapter 157. EMERGENCY MEDICAL CARE

Subchapter C. EMERGENCY MEDICAL SERVICES TRAINING AND COURSE APPROVAL

25 TAC §§157.33, 157.34, 157.38

The Texas Department of Health (department) proposes amendments to §157.33 and §157.38 and new §157.34 concerning minimum standards and requirements for recertification of emergency medical services (EMS) personnel. Specifically, these amendments and new section cover new options for the recertification process. An amendment to §157.33 removes the recertification requirements out of the section and places the requirements in the new §157.34, which describes five different options for an EMS certificant to recertify. An amendment to §157.38 reflects the new requirements contained in the continuing education (CE) option of the proposed new rule. In accordance with Health and Safety Code, Chapter 773, 76th Legislature, 1999, the department is required to adopt rules concerning minimum requirements for recertification of EMS personnel.

Kathryn C. Perkins, Bureau Chief, has determined that for the first five years the proposed sections are in effect there will be no fiscal impact on local governments. The cost to the state government to implement §157.34 of this title (relating to Recertification) will be approximately $5,000 in the first year of implementation and $1,000 each year afterward. There will be no fiscal impact on the state government to implement the amendments to §157.33 (relating to Certification) and §157.38 (relating to Continuing Education) of this title.

Kathryn C. Perkins has also determined that for the first five years the sections are in effect, the public benefit anticipated as a result of enforcing the sections will be increased standards for the recertification of EMS personnel. The benefit anticipated for the EMS community is that the options offered for recertification will confront the obstacles of location and availability of resources, without compromising standards set to ensure the safety of the public. There will be no new fees assessed; therefore, it was determined that there will be no adverse economic effect on small businesses or micro-businesses or persons who are required to comply with these sections. There will be no adverse impact on local employment.

Comments on the proposal may be submitted to Kathryn Perkins, Bureau Chief of Emergency Management, Texas Department of Health, 1100 West 49th Street, Austin, Texas, 78756-3182, (512) 834-6700. Comments will be accepted for 30 days following the date of publication of this proposal in the Texas Register .

The amendments and new section are proposed under the Health and Safety Code, Chapter 773, which provides the department with the authority to adopt rules concerning the standards and requirements for recertification of emergency medical services (EMS) personnel; and §12.001 which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner of health.

The amendments and new section affect Health and Safety Code, Chapter 773.

§157.33.Certification.

(a)-(d)

(No change.)

(e)

Retesting.

(1)

(No change.)

(2)

A candidate who does not pass a retest may request a second retest after:

(A)

submitting documentation that verifies completion of a department-approved formal refresher course;

(B)-(C)

(No change.)

(3)

(No change.)

(f)-(i)

(No change.)

[(j)

Recertification.]

[(1)

A certificant shall meet the following requirements for recertification. The certificant shall:]

[(A)

complete the continuing education (CE) requirements for recertification as required in this title (relating to Continuing Education) prior to the expiration of the certificate and prior to meeting the requirement in subparagraph (D) of this paragraph;]

[(B)

submit to the department an application for recertification and the nonrefundable fee as set out in subsection (a)(4) of this section; and]

[(C)

complete the department's CE evaluation which shall be an attempt to measure the individual's knowledge necessary for the adequate provision of emergency care for current level of certification. The department has final authority for scheduling all written CE evaluation sessions.]

[ (2)

After verification by the department of the information submitted by the certificant, a certificant who meets requirements of this subsection will be recertified for four years commencing on the day following the expiration date of the most recent certificate. A new certificate and wallet-sized certificate signed by department officials shall be issued.]

[(3)

The results of the CE evaluation along with information relevant to interpretation of the scores will be issued to the recertifying candidate, associated medical directors, providers, first responder organizations, and/or employers.]

[(4)

One re-evaluation may be taken. A fee of $25 shall accompany the request for a re- evaluation. The re-evaluation results will be issued as in paragraph (3) of this subsection.]

[(5)

In conjunction with the certificant's two-year interim CE reporting cycle, the certificant may elect to complete the CE evaluation or the certificant's medical directors, providers, first responder organizations and/or employers may mandate that the certificant complete the CE evaluation and, if applicable, one re-evaluation. The first CE evaluation shall be completed within 180 days after the deadline date of the interim two-year reporting cycle. The re-evaluation may be completed after the 180-day period. The CE evaluation results will be issued as described in paragraph (3) of this subsection.]

[(6)

To take a two-year interim CE evaluation, the certificant shall submit an application, and a nonrefundable fee as set out in subsection (a)(4) of this section. A fee of $25 shall accompany the request for a re-evaluation.]

[(k)

Reentry or late recertification.]

[(1)

Reentry is the process for regaining EMS certification:]

[(A)

after the certificate has been surrendered;]

[(B)

during a period of inactive status;]

[(C)

when an application for renewal is postmarked after the expiration of the most recent certificate; or]

[(D)

when all requirements for recertification are not met prior to the end of the latest certification period.]

[(2)

Late recertification.]

[(A)

The candidate shall be considered as non-certified and may not function in the capacity of an EMS certificant or represent that he is EMS certified until recertification is issued.]

[(B)

A candidate whose certificate has been expired for 90 days or less may renew the certificate by submitting an application and paying to the department a nonrefundable renewal fee that is equal to 1 1/2 times the normally required application renewal fee for that level as listed in subsection (a)(4) of this section.]

[(C)

A candidate whose certificate has been expired for more than 90 days but less than one year may renew the certificate by submitting an application and paying to the department a nonrefundable renewal fee that is equal to two times the normally required application renewal fee as listed in subsection (a)(4) of this section. A candidate shall submit documentation that verifies completion of a formal refresher course.]

[(D)

A candidate shall pass the department's written exam.]

[(E)

A candidate whose certificate has been expired for one year or more may not renew the certificate. The candidate may become certified by complying with the requirements of subsection (a) of this section including the successful completion of another initial course.]

(j)

[ (F) ] A candidate who was certified in this state, moved to another state, and is currently certified or licensed and has been in practice in the other state for the two years preceding the date of application may become certified without reexamination. The candidate must pay to the department a nonrefundable fee that is equal to two times the normally required renewal fee for certification as listed in subsection (a)(4) of this section.

(k)

[ (l) ] Inactive status. A certified EMT, EMT-I, or EMT-P may make application to the department for inactive status at any time during or after the certification period so long as the certification can be verified by department.

(1)

The request for inactive status shall be accompanied by a nonrefundable fee of $25 in addition to the regular nonrefundable application fee.

(2)

The initial inactive status period shall remain in effect until the end of the current certification period for those candidates who are currently certified and may be renewable every four years thereafter by submitting an application and the appropriate nonrefundable fee as in subsection (a)(4) of this section.

(3)

The initial inactive status period shall remain in effect for four years from the date of issuance for those candidates not currently certified.

(4)

While on inactive status, a person shall not practice other than to act as a bystander rendering first aid or cardiopulmonary resuscitation (CPR) or the use of an Automated External Defibrillator in the capacity of a lay person . Practicing in any other capacity for compensation or as a volunteer shall be cause for denial of reentry and decertification.

(l)

[ (m) ] Reciprocity. A person currently certified by the National Registry or in another state may be certified by submitting an application and a nonrefundable fee of $100.

(1)

After evaluation of the application and verification of the certification by the department, the candidate will be certified for one year.

(2)

Prior to the expiration of the one-year certification, the certificant shall:

(A)

submit a completed personnel certification application and a nonrefundable fee as in subsection (a)(4) of this section;

[(B)

complete 25 percent of the CE requirement for the appropriate level as indicated in this title or complete a refresher course at the appropriate level; and]

(B)

[ (C) ] pass the department's written examination.

[(3)

A candidate who fails the written examination may retest one time after:]

[(A)

submitting an application to retest; and]

[(B)

paying a nonrefundable fee of $25.]

[(4)

The retest shall be completed no later than the end of the one-year certification period.]

(3)

[ (5) ] After verification by the department of the information submitted, a candidate who meets the requirements of this section shall be certified for four years beginning on the date of issuance of the certificate.

[(6)

A candidate who does not complete the requirements for certification before the expiration date of the one-year certificate or who fails a retest shall meet the requirements of subsection (a) of this section including the successful completion of another initial course as applicable to achieve certification.]

(m)

[ (n) ] Equivalency.

(1)

A candidate for certification who completed EMS training outside the United States or its possessions, or a candidate who is certified or licensed in another healthcare discipline shall:

(A)

be at least 18 years of age;

(B)

submit a copy of the curriculum completed by the candidate for review by a regionally accredited post secondary institution approved by the department to sponsor an EMS education program;

(C)

document correction of any deficiencies identified during review of the curriculum by submitting evidence of remedial training from a department approved EMS education program;

(D)

submit an application and appropriate nonrefundable fee listed in subsection (a) of this section to the department; and

(E)

pass the department's initial written examination.

(2)

Evaluations of curricula conducted by post secondary educational institutions under this subsection shall be consistent with the institution's established policies and procedures for awarding credit by transfer or advanced placement.

(n)

[ (o) ] Military personnel. A person certified by the department who is deployed in support of military, security, or other action by the United Nations Security Council, a national emergency declared by the president of the United States, or a declaration of war by the United States Congress is eligible for recertification under timely recertification requirements, from the person's date of demobilization until one calendar year after the date of demobilization but will not be certified during that period.

§157.34.Recertification.

(a)

Recertification.

(1)

Not later than the 30th day before the date a person's certificate is scheduled to expire, the department may send to the person a notice of expiration at the address shown in the current records of the department.

(2)

If a certificant has not received a notice of expiration from the bureau 30 days prior to the expiration, it is the duty of the certificant to notify the bureau and to request an application for recertification or download an application from the Internet. Failure to apply for recertification shall result in expiration of the certificate.

(3)

To maintain certification status without a lapse, a completed application for recertification shall be submitted to the department prior to the expiration date of the current certificate, but no earlier than 1 year prior to the expiration date. When submitting an application, applicants should consider the department's processing time as described in §157.3 of this title (relating to Processing of EMS Provider Licenses and Applications for EMS Personnel Certification and License).

(4)

The certificant shall submit an application and the following non-refundable fees as applicable:

(A)

$50 for Emergency Care Attendant (ECA) or Emergency Medical Technician (EMT);

(B)

$75 for EMT-Intermediate (EMT-I) or EMT-Paramedic (EMT-P); and

(C)

EMS volunteer - no fee. However, if such an individual receives compensation during the certification period, the exemption ceases and the individual shall pay a prorated fee to the department based on the number of years remaining in the certification period when employment begins. The non-refundable fee for ECA or EMT certification shall be $12.50 per each year remaining in the certification. The non-refundable fee for EMT-I or EMT-P shall be $18.75 per each year remaining in the certification. Any portion of a year will count as a full year.

(5)

An application for a level of certification lower than the applicant's current level may be submitted with the applicable fee as described in paragraph (4) of this subsection if the applicant meets the requirements for the level of certification requested as described.

(6)

A certificate is not transferable.

(b)

Recertification Options. Upon submission of a completed application for recertification, the applicant shall commit to, and recertify through, only one of the options described in paragraphs (1)-(5) of this subsection.

(1)

Option 1 - Written Examination Recertification Process.

(A)

The applicant shall pass the state's written examination for recertification, which is designed to measure ongoing competencies and current EMS practices for the applicant's level of certification.

(B)

If the applicant fails the examination for recertification, the applicant may attempt two retests of the examination after:

(i)

submitting a retest application for each attempt at any eligible level; and

(ii)

submitting a non-refundable retest fee of $25 for each attempt.

(C)

An applicant may recertify by taking an initial recertification examination for a lower level of certification for each subsequent attempt.

(D)

An applicant who attempts and fails the recertification examination may not gain recertification by any other option.

(E)

An applicant who does not pass the recertification examination:

(i)

shall successfully complete a Formal Recertification Course as described in paragraph (4)(A) and (B) of this subsection; and

(ii)

shall submit a course completion certificate of the Formal recertification course, reflecting that the course was completed after the 2nd retest failure; and

(iii)

shall pass the state written recertifying examination in accordance with the provisions in subparagraphs (A)-(D) of this paragraph.

(F)

The certification status of an applicant who does not successfully complete the examination recertification process as described in subparagraphs (A)-(E) of this paragraph shall expire on the date of the current certificate. The applicant will have until 90 days after expiration date of the current certificate to successfully complete the examination recertification process. If applicant does not successfully complete recertification process within 90 days following expiration, applicant shall meet requirements of late recertification described in subsection (f)(4) of this section. Successful completion of the late recertification process shall be accomplished within one year of expiration as described in subsection (f)(6) of this section.

(2)

Option 2 - Continuing Education Recertification Process. The certificant shall attest to accrual of department approved EMS continuing education as specified in §157.38 of this title (relating to Continuing Education).

(3)

Option 3 - National Registry Recertification Process. The applicant shall attest to current National Registry certification at the time of applying for recertification.

(4)

Option 4 - Formal Course Recertification Process. The applicant shall attest to successful completion of a department approved recertification course.

(A)

The recertification course, as prescribed by the Education and Training Manual, shall be a formal, classroom-presented, live participation, training course as approved by the department and conducted within the four year certification period. Course completion date shall be within one year prior to the expiration date of current certification.

(B)

The minimum contact hours required for recertification courses are:

Figure: 25 TAC §157.34(b)(4)(B)

(5)

Option 5 - CCMP Recertification Process. An applicant affiliated with an EMS provider that has a department-approved Comprehensive Clinical Management Program (CCMP) may be recertified if:

(A)

the applicant is currently credentialed in the provider's CCMP;

(B)

the applicant has been enrolled in the provider's CCMP for at least six continuous months; and

(C)

the applicant submits to the department a statement, signed by the medical director, of participation in the provider's CCMP.

(c)

After verification by the department of the information submitted by the applicant, that the information is true, correct and complete with regard to the applicant meeting recertification requirements by the certification expiration date, the department shall recertify the applicant for four years, commencing on the day following the expiration date of the most recent certificate.

(d)

Return to active status.

(1)

To regain active status, an applicant holding inactive certification shall complete the following requirements. All requirements shall be completed within one year of the application.

(A)

The applicant shall successfully complete a department approved recertification course as described in subsection (b)(4) of this section;

(B)

The applicant shall submit an application and the non-refundable fees applicable, as described in subsection (a)(4) of this section, before expiration of the inactive certification period;

(C)

The applicant shall successfully complete the examination recertification process, as described in subsection (b)(1)(A)-(F) of this section.

(2)

A candidate whose inactive certification expires shall comply with late recertification as described in subsection (f)(1)-(6) of this section.

(e)

Renewal of inactive status. To renew inactive status, an applicant holding inactive certification shall submit an application and the non-refundable fee applicable, as described in §157.33(l)(1) of this title, before expiration of the inactive certification period.

(f)

Late recertification.

(1)

A candidate whose certificate has been expired for 90 days or less may renew the certificate by submitting an application and paying to the department a non-refundable renewal fee that is equal to 1-1/2 times the normally required application renewal fee for that level as listed in subsection (a)(4) of this section. Applicant shall meet one of the recertification options described in subsection (b)(1)-(5) of this section.

(2)

The candidate whose certification has expired shall be considered as non-certified and may not function in the capacity of an EMS certificant or represent that the candidate is EMS certified until recertification is issued.

(3)

An individual who has not met the requirements for recertification prior to his expiration date shall be considered late.

(4)

A candidate whose certificate has been expired for more than 90 days but less than one year may renew the certificate by submitting an application and paying to the department a non-refundable renewal fee that is equal to two times the normally required application renewal fee as listed in subsection (a)(4) of this section. An applicant shall submit documentation that verifies completion of a formal Recertification course, which reflects completion date to be within one year prior to application. An applicant shall pass the department's written exam for recertification as described in subsection (b)(1)(A)-(F) of this section.

(5)

The applicant shall be recertified for a period of four years beginning on the date of issuance.

(6)

A candidate whose certificate has been expired for one year or more may not renew the certificate. The candidate may become certified by complying with the requirements of §157.33(a) of this title.

(7)

A candidate who was certified in this state, moved to another state, and is currently certified or licensed and has been in practice in the other state for the two years preceding the date of application may become certified without reexamination. The candidate may gain recertification by:

(A)

submitting to the department a non-refundable fee that is equal to two times the normally required renewal fee for certification as listed in subsection (a)(4) of this section, and

(B)

attesting to regular practice of emergency medical care in the other state for the two years preceding the date of application.

§157.38.Continuing Education.

(a)

Purpose. The purpose of this section is to establish the minimum continuing education (CE) requirements necessary for emergency medical services (EMS) personnel electing to maintain certification through the CE recertification process . These requirements are intended to keep the certificant knowledgeable of current techniques and practice, maintain the quality of emergency medical services provided to the public, and encourage improvement in the skill and competence of EMS personnel.

(b)

General. CE is a recertification option provided by provisions of §157.34 [ Hour requirements. CE is a requirement of §157.45 ] of this title (relating to Recertification). A contact hour shall consist of 50 consecutive minutes of attendance and participation in an approved CE experience. Credit units [ hours ] for CE activities will only be awarded for certification period [ the two-year time period ] in which they are completed; and if participating in a graded activity, only if the individual receives a grade of "C" or better, or "Pass" in a "Pass/Fail" grading system.

[(1)

Emergency care attendants (ECA) shall be required to document 20 contact hours of CE every two years, with a total of 40 contact hours within the four-year certification period.]

[(2)

Emergency medical technicians (EMT) shall be required to document 40 contact hours of CE every two years, with a total of 80 contact hours within the four-year certification period.]

[(3)

EMT-intermediates (EMT-I) shall be required to document 60 contact hours of CE every two years, with a total of 120 contact hours within the four-year certification period.]

[(4)

EMT-paramedics (EMT-P) shall be required to document 80 contact hours of CE every two years, with a total of 160 contact hours within the four-year certification period.]

(c)

Content requirements. Candidates at each certification level shall, at a minimum, accrue department-approved CE in the following content areas.

Figure: 25 TAC §157.38(c)

[(c)

Content requirements. Candidates at each certification level shall at a minimum accrue hours in department-approved CE in the following content areas.]

[Figure: 25 TAC §157.38(c)]

(d)

(No change.)

(e)

Types of CE programs and additional specific criteria necessary for consideration of CE approval.

(1)-(4)

(No change.)

[(5)

Formal refresher courses. A refresher course shall:]

[(A)

be provided by a department-approved EMS initial training program;]

[(B)

meet the CE course approval criteria as in subsection (d) of this section;]

[(C)

meet at least the minimum content area hour requirements for the applicable certification level as in subsection (c) of this section; and]

[(D)

offer skills proficiency verification.]

(5)

[ (6) ] Independent study. Independent study such as CE articles in professional journals, ongoing serial productions or interactive computer programs shall:

(A)

be pre-approved by the department;

(B)

be developed by a professional group such as an educational institution, corporation, professional association or other approved provider of continuing education;

(C)

involve the learner by requiring an active and appropriate response to the educational materials presented;

(D)

provide a test as in subsection (d)(10) of this section; and

(E)

provide a record of completion which complies with subsection (f) of this section concerning records indicating completion of the program.

(6)

[ (7) ] Authorship.

(A)

A candidate may receive CE credit for development and publication of a manuscript in a periodical.

(B)

The number of CE credit hours awarded for each article shall be determined by the department.

(C)

CE credit will be awarded in the appropriate content areas as related to the manuscript.

(D)

Credit for publication will be awarded only once per two-year CE time period and the candidate must, upon audit, submit a letter from the publisher indicating acceptance or a copy of the published work.

(7)

[ (8) ] Academic courses.

(A)

Upon review by the department, a candidate may receive CE credit for academic courses within the specified content areas for each level of certification.

(B)

Completion of academic course work shall be credited on the basis of up to 15 CE contact hours for each semester hour successfully completed, within appropriate content areas. Less than 15 hours may be awarded if the academic course content is only partially applicable to content areas.

(C)

When approved, the candidate shall receive notification from the department of acceptance of academic hours and amount of CE credit awarded.

(8)

[ (9) ] Instruction in approved initial training and continuing education courses. EMS personnel instructing in an approved initial training course or in an approved CE program may apply the contact hours of actual teaching to the appropriate content areas during the two-year CE period.

(9)

[ (10) ] CE by optional examination.

(A)

Candidates may receive CE credit for passing the National Registry of Emergency Medical Technicians written and practical examination for their current level of EMS personnel certification.

(B)

Passing the examination shall be credited on the basis of 20 contact hours for EMT level, 30 contact hours for EMT-I level, and 40 contact hours for EMT-P level. CE credit for passing the National Registry examination shall be an option only once during the four-year certification period.

(f)-(i)

(No change.)

(j)

Audit.

(1)-(2)

(No change.)

(3)

Falsification of CE documentation shall be cause for probation, suspension, or decertification as in §157.36 [ §157.51 ] of this title (relating to Criteria for Denial and Disciplinary Actions for EMS Personnel and Voluntary Surrender of a Certificate or License [ Emergency Suspension, Suspension, Probation, and Decertification of an EMS Certificate ]); §157.16 [ §157.19 ] of this title (relating to Emergency Suspension, Suspension, Probation, Revocation of a License [ , and Administrative Penalty ]); §157.43 of this title (relating to Course Coordinator Certification); §157.44 of this title (relating to EMS Instructor Certification); and/or §157.32 of this title (relating to Emergency Medical Services Education Program and Course Approval) [ and §157.64 of this title (relating to Criteria for Suspension, Probation, and Decertification of Course Coordinator, Program Instructor, and/or Examiner Certification) ].

(4)-(5)

(No change.)

(k)

Failure to complete required CE.

(1)

A certificant who has failed to complete the requirements by the expiration date of the certification period [ for the initial two-year CE time period ] will be granted a 90-day extension period to complete and submit the required CE. [ Failure to complete and submit the CE requirements within that time frame shall be cause for emergency suspension until CE requirements are met. ]

(2)

A certificant who has failed to complete and submit all the CE requirements prior to the expiration of their certification may apply for late recertification in accordance with §157.34 [ §157. 45(d) ] of this title (relating to Recertification).

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on May 21, 2001.

TRD-200102833

Susan K. Steeg

General Counsel

Texas Department of Health

Earliest possible date of adoption: July 1, 2001

For further information, please call: (512) 458-7236


Chapter 169. ZOONOSIS CONTROL

Subchapter E. DOG AND CAT STERILIZATION

25 TAC §169.102

The Texas Department of Health (department) proposes new §169.102, concerning the establishment of guidelines for the distribution of money credited to the Animal Friendly account. Specifically, the new section will create the Texas Department of Health Animal Friendly Grants and define eligibility for grants; requirements for grants; procedures for grant announcements; procedures for grant applications; the review process; selection criteria; project approval; and continuation funding.

Jane C. Mahlow, DVM, MS, Director of the Zoonosis Control Division, has determined that for each year of the first five years, because the section only prescribes the standards for grant eligibility, there will be no additional fiscal implications for state and local government as a result of enforcing or administering the section.

Dr. Mahlow has also determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of this will be the distribution of funding to provide low-cost surgical sterilization of dogs and cats, thereby reducing the public health threat due to stray animals. The proposed changes do not involve major adaptation from current practice; therefore, there is no anticipated additional cost to small businesses or microbusinesses nor to persons who may be required to comply with the sections as proposed. There is no anticipated effect on local employment.

Comments on the proposal may be submitted to Jane C. Mahlow, DVM, MS, Texas Department of Health, Zoonosis Control Division, 1100 West 49th Street, Austin, Texas, 78756, fax (512) 458-7454, jane.mahlow@tdh.state.tx.us. Comments will be accepted for 30 days after publication in the Texas Register .

The new section is proposed under the Texas Health and Safety Code, Chapter 828, "Dog and Cat Sterilization," §828.014, which provides the Texas Board of Health (board) with the authority to make grants to eligible organizations for the purpose of providing low-cost dog and cat sterilization to the general public; and §12.001, which provides the board with the authority to adopt rules for the performance of every duty imposed by law on the board, the department, and the commissioner of health.

The new section affects Texas Health and Safety Code, §828.014.

§169.102.Texas Department of Health Animal Friendly Grants.

(a)

Purpose.

(1)

As authorized by the Texas Health and Safety Code, §828.014, relating to the Animal Friendly Fund, the department shall institute and administer grants under this subchapter.

(2)

The grants shall be known as a part of the "Texas Department of Health Animal Friendly Grants."

(3)

This subchapter governs the administration of the grants, the submission and review of grant applications, and the award of the grants.

(b)

Definitions. The following words and terms, when used in this subchapter, shall have the following meanings unless the context clearly indicates otherwise.

(1)

Closing date--Date specified in the request for proposals as the date on which applications must be received or postmarked.

(2)

Commissioner--Commissioner of Health or his or her designee.

(3)

Department--Texas Department of Health.

(4)

Local non-profit veterinary medical association--An organization set up by and comprised of several volunteer veterinarians in their immediate region for the purpose of presenting continuing education, planning group activities, or discussing issues common to their professional field.

(5)

Nonprofit organization--A private, nonprofit, tax-exempt corporation, association or organization under Internal Revenue Code of 1986, §501(c)(3) (26 United States Code §501(c)(3)).

(6)

Owner--A person which feeds, shelters, harbors, has possession or control, or has the responsibility to control an animal.

(c)

Philosophy.

(1)

The intent of the grants is to increase the sterilization of dogs and cats owned by the general public at minimal or no cost.

(2)

Grant funds will not be used to:

(A)

augment a releasing agency's adoption sterilization program;

(B)

fund agencies from which members of the Animal Friendly Advisory Committee serve in an official capacity as a volunteer or employee; or

(C)

fund programs that do not operate within the State of Texas.

(3)

One grant per grant period will be awarded per agency for the sterilization of dogs and/or cats.

(4)

Efforts will be made to distribute funds to all areas of the state.

(d)

Sources and Allocation of Funds.

(1)

Funds for the grants shall be provided in accordance with the Health and Safety Code, §828.014, relating to the Animal Friendly account.

(2)

All grants shall be awarded competitively according to the provisions of this subchapter.

(3)

Grants shall be made only to the extent that funds are available in the Animal Friendly fund.

(4)

The department shall have the authority and discretion to:

(A)

determine the purpose(s) of the grants pursuant to law and this subchapter;

(B)

approve or deny grant applications;

(C)

determine the number, size and duration of grants; and

(D)

modify or terminate grants.

(5)

The department shall not be liable, nor shall grant funds be used, for any costs incurred by applicants in the development, preparation, submission, or review of applications.

(e)

Eligibility for Grants. Eligible applicants include:

(1)

a releasing agency;

(2)

an organization that is qualified as a charitable organization under the Internal Revenue Code, §501(c)(3), that has animal welfare or sterilizing animals owned by the general public at minimal or no cost as its primary purpose; or

(3)

a local nonprofit veterinary medical association that has an established program for sterilizing animals owned by the general public at minimal or no cost.

(f)

Requirements for Grants.

(1)

The department shall specify reasonable requirements for grant applications.

(2)

Applicants for grants shall submit as a part of their application a plan of how they intend to provide sterilization services and their target population.

(3)

Grant recipients shall make semi-annual reports to the department in a form and at a time determined by the department.

(g)

Procedures for Grant Announcements.

(1)

Before applications are requested, the department shall publish one or more notices of grant availability in the Texas Register. These notices shall also be distributed throughout the state through mail and electronic means. The notices will include details about the grants, instructions for obtaining a request for proposals, and the names of persons to contact in the department for further information.

(2)

The department shall maintain a list of persons to be notified of requests for proposals. Any person wanting to be placed on the list should contact: Animal Friendly Grants, Zoonosis Control Division, 1100 West 49th Street, Austin, Texas 78756.

(3)

The department shall develop and publish one or more requests for proposals, which shall contain details concerning, but not limited to, the following:

(A)

the nature and purpose(s) of the grants;

(B)

the total amount of funds available for the grants under each part;

(C)

the maximum and minimum dollar amounts that will be awarded for individual grants and for individual grantees;

(D)

the information and format required for grant applications;

(E)

information about the criteria used to judge grant applications; and

(F)

the closing date.

(h)

Procedures for Grant Applications.

(1)

The department may specify any reasonable requirements for grant applications, including, but not limited to, length, format, authentication, and supporting documentation.

(2)

Applications that are incomplete or substantially inconsistent with the requirements of this subchapter may be rejected without further consideration at the discretion of the department.

(3)

Applications received after the closing date will not be considered, unless the closing date is extended by the department.

(4)

Applicants will be given a minimum of 60 calendar days to file applications after a request for proposals is published. Applications must be received by the department on or before the closing date specified in the request for proposal.

(i)

Competitive Review Process.

(1)

Each application shall be reviewed by the Animal Friendly Advisory Committee for completeness, relevance to the published request for proposals, adherence to department policies, general quality, technical merit, and budget appropriateness.

(2)

The committee's review process shall be completed within 45 days after the closing date.

(j)

Selection Criteria.

(1)

No grant shall be approved unless, in the opinion of the department:

(A)

the application contains an explanation as to why provision of low-cost sterilization for pets will help minimize pet-overpopulation in their community;

(B)

the application includes a workable plan to provide sterilization of dogs and cats for the general public at low or no cost;

(C)

the application includes a method to report the number, species, and sex of animals sterilized;

(D)

the applicant specifies how the general public will be made aware of the availability of low-cost surgery;

(E)

the applicant has a written non-discrimination policy in place to ensure that no person is discriminated against on the grounds of race, color, religion, sex, national origin, age, or disability.

(2)

A grant application will be given funding preference, in a manner determined by the department and announced in the request for proposal, to the extent that it:

(A)

targets low-income pets owners, describing how the applicant defines, ascertains, and verifies that the person is financially challenged;

(B)

documents the intent and ability of the applicant to communicate and collaborate with the local health departments, animal control agencies, animal welfare agencies, veterinary organizations and human services organizations;

(C)

demonstrates a low cost for surgery on a per animal basis, thereby maximizing the number of animals which can be sterilized;

(D)

is a new, qualified program that does not duplicate existing low-cost sterilization efforts in a given community; and

(E)

contains such other information or criteria that the department may specify and include in the request for proposals.

(k)

Project Approval. Grant recipients shall execute a contract with the department. The contract shall detail items such as budget, reporting requirements, general provisions for department grant contracts, and any other specifics that might apply to the award.

(l)

Continuation Funding.

(1)

Grant recipients may be eligible for continuation funding. The department will consider the grant recipient's accomplishments, progress toward stated goals and objectives, award of past grants, and development of alternative funding. Applications shall be submitted in accordance with this subchapter.

(2)

The department will award continuation grants after a review of applications in accordance with the provisions of this subchapter.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on May 18, 2001.

TRD-200102814

Susan K. Steeg

General Counsel

Texas Department of Health

Earliest possible date of adoption: July 1, 2001

For further information, please call: (512) 458-7236


Part 2. TEXAS DEPARTMENT OF MENTAL HEALTH AND MENTAL RETARDATION

Chapter 409. MEDICAID PROGRAMS

Subchapter L. MENTAL RETARDATION LOCAL AUTHORITY (MRLA) PILOT PROGRAM

25 TAC §§409.505, 409.523, 409.525

The Texas Department of Mental Health and Mental Retardation (department) proposes amendments to §409.505, concerning eligibility criteria, §409.523 concerning maintenance of MRLA program waiting list, and §409.525, concerning process for referral and enrollment of individuals, of Chapter 409, Subchapter L, concerning mental retardation local authority (MRLA) program.

The amendments to §409.505, concerning eligibility criteria, correspond to proposed revisions in Intermediate Care Facilities for Persons with Mental Retardation (ICF/MR) Program rules that combine the criteria for level-of-care (LOC) I, V, and VI under a single LOC designation, LOC I, while retaining the current LOC VIII designation. The proposed amendments also update references to the proposed new sections of Chapter 419, Subchapter E, concerning ICF/MR Program rules, which are expected to be adopted in June by the Texas Mental Health and Mental Retardation Board. A reference to the proposed new ICF/MR Program rules also is updated by an amendment to §409.525, concerning process for referral and enrollment of individuals.

The amendments to §409.523, concerning maintenance of MRLA program waiting list, changes the length of time an applicant or the applicant's legally authorized representative (LAR) has to respond to an MRA's notification that a program opening is available to the applicant. The current rule permits 60 calendar days; the proposed amendments shorten the time to 20 working days. In addition, the proposed amendments would allow the MRA to remove an applicant's name from the waiting list if the applicant or the LAR does not respond to the MRA's attempts to contact the applicant or LAR during its annual update of its waiting list. The proposed amendments add provisions allowing an applicant's name to be re-instated to the waiting list following a department review of the circumstances under which the name was removed.

Bill Campbell, deputy commissioner, Finance and Administration, has determined that for each year of the first five years the proposed amendments are in effect, the enforcement or administering of the amendments does not have foreseeable implications relating to costs or revenues of state or local government.

Ernest McKenney, director, Medicaid Administration, has determined that for each year of the first five-year period the amendments are in effect, the public benefit expected is the consistency between the waiver program eligibility criteria related to ICF/MR LOC designations and that contained in the ICF/MR Program rules. In addition, applicants for waiver program services will have more timely access to those services. It is not anticipated that the proposed amendments will have an adverse economic effect on small businesses or micro-businesses because these changes do not impose any measurable cost to program providers. It is not anticipated that there will be an economic cost to persons required to comply with the amendments. It is not anticipated that the amendments will affect a local economy.

A hearing to accept oral and written testimony from members of the public concerning the proposal has been scheduled for 1:30 p.m., Wednesday, June 13, 2001, in the department's Central Office Auditorium in Building 2 at 909 West 45th Street, in Austin, Texas. Persons requiring an interpreter for the deaf or hearing impaired should contact the department's Central Office operator at least 72 hours prior to the hearing at TDD (512) 206-5330. Persons requiring other accommodations for a disability should notify Tera Jones, at least 72 hours prior to the hearing at (512) 206-5854 or at the TDY phone number of Texas Relay, 1-800-735-2988.

Comments concerning this proposal must be submitted in writing to Linda Logan, director, Policy Development, Texas Department of Mental Health and Mental Retardation, by mail to P.O. Box 12668, Austin, Texas 78711, or by fax to (512) 206-4750, within 30 days of publication of this notice.

The amendments are proposed under the Texas Health and Safety Code, §532.015(a), which provides the Texas Board of Mental Health and Mental Retardation with broad rulemaking authority; the Texas Government Code, §531.021(a), and the Texas Human Resources Code, §32.021(a), which provide the Texas Health and Human Services Commission (THHSC) with the authority to administer the federal medical assistance (Medicaid) program in Texas; Acts 1995, 74th Texas Legislature, Chapter 6, §1, (Senate Bill 509), which clarifies the authority of THHSC to delegate the operation of all or part of a Medicaid program to a health and human services agency; and the Human Resources Code, §32.021(c), which provides an agency operating part of the Medicaid program with the authority to adopt necessary rules for the proper and efficient operation of the program. THHSC has delegated to the department the authority to operate the MRLA Program.

The proposed amendments affect Texas Government Code, §531.021(a), and the Texas Human Resources Code, §32.021(a) and (c).

§409.505.Eligibility Criteria.

(a)

To be determined eligible by TDMHMR for MRLA program services, an applicant and individuals enrolled in MRLA program must:

(1)

(No change.)

(2)

be enrolled in the HCS or HCS-O program immediately prior to enrollment in the MRLA program or meet the:

(A)

ICF/MR I[ , V, or VI ] level-of-care criteria as determined by TDMHMR in accordance with §419.237 of this title (relating to Level of Care) [ Chapter 406, Subchapter E of this title (relating to Eligibility and Review) ] and documented on a current MR/RC Assessment; or

(B)

ICF/MR I[ , V, VI, ] or VIII level-of-care criteria as determined by TDMHMR in accordance with §419.237 of this title (relating to Level of Care) [ Chapter 406, Subchapter E of this title (relating to Eligibility and Review) ] and be part of the targeted population eligible for the HCS-O program in accordance with Chapter 419, Subchapter P of this title (relating to Home and Community-based Services - OBRA (HCS-O)); and

(3)

(No change.)

(4)

have an IPC with an annual cost of services which does not exceed 125% of the annual ICF/MR reimbursement rate paid to a small ICF/MR, as defined in 1 TAC §355.456 ( relating to Rate Setting Methodology), for the individual's level of need as it would be assigned under §419.240 of this title (relating to Level of Need) [ §406.204(b) of this title (relating to LOC Determination and LON Assignment) ] or 125% of the estimated annualized per capita cost for ICF/MR services, whichever is greater; and

(5)

(No change.)

(b)-(f)

(No change.)

§409.523.Maintenance of MRLA Program Waiting List.

The local MRA will maintain an up-to-date waiting list of individuals living in and waiting to receive MRLA Program services in the MRA's local service area.

(1)-(2)

(No change.)

(3)

The MRA must remove an individual's name from the waiting list only when it is documented that:

(A)-(E)

(No change.)

(F)

the individual or the individual's LAR has not responded to the MRA's notification of a program vacancy within 20 working [ 60 calendar ] days of the date of the MRA's notification;

(G)

the applicant or the applicant's LAR chooses participation in the ICF/MR Program instead of in the MRLA Program when offered this choice in accordance with §419.164(a) of this title (relating to Process for Enrollment of applicants) [ or ];

(H)

the applicant or the applicant's LAR refuses MRLA services ; or

(I)

the applicant or the applicant's LAR has not responded to the MRA's attempts to contact the applicant or LAR during its annual update of the waiting list.

(4)

If an applicant's name is removed from a waiting list in accordance with paragraph (3) of this subsection, the applicant, the applicant's LAR, or the MRA may request the department to review the circumstances under which the applicant's name was removed from the MRA's waiting list. At its discretion, the department may direct the MRA to reinstate the applicant's name to the waiting list using the previously assigned date.

(5)

[ (4) ]At the written request of an individual or the LAR of an individual who moves to the local service area of a different MRA, the original MRA will transfer the individual's name and date of request for MRLA Program services to the MRA in the local service area where the individual has moved. The MRA receiving the information will add the individual's name to its list using the date of the request for MRLA Program services provided by the transferring MRA.

§409.525.Process for Referral and Enrollment of Individuals.

(a)

An individual or an individual's LAR on behalf of the individual who seeks MRLA Program services must submit a written request to the MRA serving the area where the individual lives.

(1)-(3)

(No change.)

(4)

The MRA compiles and maintains information necessary to process the individual's or LAR's request for enrollment in the MRLA Program.

(A)

(No change.)

(B)

The MRA will complete a MR/RC Assessment if necessary.

(i)

(No change.)

(ii)

The MRA will verify that the individual has been diagnosed by a licensed physician as having a related condition as defined in §419.203 [ §406.202 ] of this title (relating to Definitions); and

(iii)

(No change.)

(C)

(No change.)

(5)

(No change.)

(b)-(c)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on May 14, 2001.

TRD-200102705

Andrew Hardin

Chair, Texas MHMR Board

Texas Department of Mental Health and Mental Retardation

Earliest possible date of adoption: July 1, 2001

For further information, please call: (512) 206-5232


Chapter 419. MEDICAID STATE OPERATING AGENCY RESPONSIBILITIES

Subchapter D. HOME AND COMMUNITY - BASED SERVICES (HCS) PROGRAM

25 TAC §§419.155, 419.159, 419.164, 419.165

The Texas Department of Mental Health and Mental Retardation (department) proposes amendments to §419.155, concerning eligibility criteria, §419.159, concerning level of care (LOC) determination, §419.164, concerning process for enrollment of applicants, §419.165, concerning maintenance of HCS Program waiting list, of Chapter 419, Subchapter D, concerning home and community-based services (HCS) program.

The amendments to §419.155, concerning eligibility criteria, correspond to proposed revisions in Intermediate Care Facilities for Persons with Mental Retardation (ICF/MR) Program rules that combine the criteria for level-of-care (LOC) I, V, and VI under a single LOC designation, LOC I, while retaining the current LOC VIII designation. The proposed amendments also update references to the proposed new sections of Chapter 419, Subchapter E, concerning ICF/MR Program rules, which are expected to be adopted in June by the Texas Mental Health and Mental Retardation Board. References to the proposed new ICF/MR Program rules also are updated by amendments to §419.159, concerning level of care (LOC) determination, and §419.164, concerning process for enrollment of applicants. In addition, §419.164 is amended to update a reference to a recently adopted department rule, Chapter 415, Subchapter D, concerning diagnostic eligibility for services and supports - mental retardation priority population and related conditions.

The amendments to §419.165, concerning maintenance of HCS Program waiting list, changes the length of time an applicant or the applicant's legally authorized representative (LAR) has to respond to an MRA's notification that a program opening is available to the applicant. The current rule permits 60 calendar days; the proposed amendments shorten the time to 20 working days. In addition, the proposed amendments would allow the MRA to remove an applicant's name from the waiting list if the applicant or the LAR does not respond to the MRA's attempts to contact the applicant or LAR during its annual update of its waiting list. The proposed amendments add provisions allowing an applicant's name to be re-instated to the waiting list following a department review of the circumstances under which the name was removed.

Bill Campbell, deputy commissioner, Finance and Administration, has determined that for each year of the first five years the proposed amendments are in effect, the enforcement or administering of the amendments does not have foreseeable implications relating to costs or revenues of state or local government.

Ernest McKenney, director, Medicaid Administration, has determined that for each year of the first five-year period the amendments are in effect, the public benefit expected is the consistency between the waiver program eligibility criteria related to ICF/MR LOC designations and that contained in the ICF/MR Program rules. In addition, applicants for waiver program services will have more timely access to those services. It is not anticipated that the proposed amendments will have an adverse economic effect on small businesses or micro-businesses because these changes do not impose any measurable cost to program providers. It is not anticipated that there will be an economic cost to persons required to comply with the amendments. It is not anticipated that the amendments will affect a local economy.

A hearing to accept oral and written testimony from members of the public concerning the proposal has been scheduled for 1:30 p.m., Wednesday, June 13, 2001, in the department's Central Office Auditorium in Building 2 at 909 West 45th Street, in Austin, Texas. Persons requiring an interpreter for the deaf or hearing impaired should contact the department's Central Office operator at least 72 hours prior to the hearing at TDD (512) 206-5330. Persons requiring other accommodations for a disability should notify Tera Jones, at least 72 hours prior to the hearing at (512) 206-5854 or at the TDY phone number of Texas Relay, 1-800-735-2988.

Comments concerning this proposal must be submitted in writing to Linda Logan, director, Policy Development, Texas Department of Mental Health and Mental Retardation, by mail to P.O. Box 12668, Austin, Texas 78711, or by fax to (512) 206-4750, within 30 days of publication of this notice.

The amendments are proposed under the Texas Health and Safety Code, §532.015(a), which provides the Texas Board of Mental Health and Mental Retardation with broad rulemaking authority; the Texas Government Code, §531.021(a), and the Texas Human Resources Code, §32.021(a), which provide the Texas Health and Human Services Commission (THHSC) with the authority to administer the federal medical assistance (Medicaid) program in Texas; Acts 1995, 74th Texas Legislature, Chapter 6, §1, (Senate Bill 509), which clarifies the authority of THHSC to delegate the operation of all or part of a Medicaid program to a health and human services agency; and the Human Resources Code, §32.021(c), which provides an agency operating part of the Medicaid program with the authority to adopt necessary rules for the proper and efficient operation of the program. THHSC has delegated to the department the authority to operate the HCS Program.

The proposed amendments affect Texas Government Code, §531.021(a), and the Texas Human Resources Code, §32.021(a) and (c).

§419.155.Eligibility Criteria.

(a)

An applicant or individual is eligible for HCS program services if he or she:

(1)

(No change.)

(2)

meets the ICF/MR I[ , V, or VI ICF/MR ] level of care criteria (LOC) as determined by the department according to §419.159 of this title (relating to Level of Care (LOC) Determination);

(3)

has had a determination of mental retardation performed in accordance with state law (Texas Health and Safety Code, Chapter 593, Admission and Commitment to Mental Retardation Services, Subchapter A) or has been diagnosed by a licensed physician as having a related condition as defined in §419.203 [ §406.202 ] of this title (relating to Definitions) prior to enrollment in the HCS Program; and

(4)

has an approved IPC for which the IPC cost does not exceed 125% of the annual ICF/MR reimbursement rate paid to a small ICF/MR, as defined in 1 TAC §355.456 (relating to Rate Setting Methodology) for the individual's level of need as it would be assigned under §419.240 of this title (relating to Level of Need) [ §406.204(b) of this title (relating to LOC Determination and LON Assignment) ] or 125% of the estimated annualized per capita cost for ICF/MR services, whichever is greater.

(b)-(c)

(No change.)

§419.159.Level of Care (LOC) Determination.

(a)

(No change.)

(b)

A LOC determination will be made by the department in accordance with §419.237 of this title (relating to Level of Care) [ Chapter 406, Subchapter E of this title (relating to Eligibility and Review) ].

(c)-(e)

(No change.)

§419.164.Process for Enrollment of Applicants.

(a)

An applicant or the applicant's LAR on behalf of the applicant must submit a written request for HCS Program services to the MRA serving the area where the applicant wishes to receive services.

(1)-(3)

(No change.)

(4)

The MRA compiles and maintains information necessary to process the applicant's request, or LAR's request on behalf of the applicant, for enrollment in the HCS Program.

(A)

(No change.)

(B)

The MRA must complete an MR/RC Assessment if a LOC determination is necessary, in accordance with §419.159 and §419.161 of this title (relating to Level of Care (LOC) Determination and Level of Need Assignment, respectively).

(i)

The MRA must perform or endorse a determination that the applicant has mental retardation in accordance with Chapter 415, Subchapter D of this title (relating to Diagnostic Eligibility for Services and Supports - Mental Retardation Priority Population and Related Conditions) [ Chapter 405, Subchapter D of this title (relating to Determination of Mental Retardation and Appropriateness for Admission to Mental Retardation Services) ]; or

(ii)

The MRA must verify that the applicant has been diagnosed by a licensed physician as having a related condition as defined in §419.203 [ §406.202 ] of this title (relating to Definitions); and

(iii)

(No change.)

(C)

(No change.)

(5)

(No change.)

(b)-(g)

(No change.)

§419.165.Maintenance of HCS Program Waiting List.

The local MRA must maintain an up-to-date waiting list of applicants living in and waiting to receive HCS Program services in the MRA's local service area.

(1)-(2)

(No change.)

(3)

The MRA must remove an applicant's name from the waiting list only if it is documented that:

(A)-(E)

(No change.)

(F)

the applicant or the applicant's LAR has not responded to the MRA's notification of a program vacancy within 20 working [ sixty calendar ] days of the date of the MRA's notification;

(G)

the applicant or the applicant's LAR chooses participation in the ICF/MR Program instead of in the HCS Program when offered this choice in accordance with §419.164(a) of this title (relating to Process for Enrollment of applicants) [ or ];

(H)

the applicant or the applicant's LAR refuses HCS services ; or

(I)

the applicant or the applicant's LAR has not responded to the MRA's attempts to contact the applicant or LAR during its annual update of the waiting list.

(4)

If an applicant's name is removed from a waiting list in accordance with paragraph (3) of this subsection, the applicant, the applicant's LAR, or the MRA may request the department to review the circumstances under which the applicant's name was removed from the MRA's waiting list. At its discretion, the department may direct the MRA to reinstate the applicant's name to the waiting list using the previously assigned date.

(5)

[ (4) ]At the written request of an applicant or the LAR of an applicant who moves to the local service area of a different MRA, the original MRA must provide the applicant's name and date of request for HCS Program services to the MRA in the local service area where the applicant has moved. The MRA receiving the information must add the applicant's name to its waiting list using the date of the request for HCS Program services provided by the transferring MRA.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on May 14, 2001.

TRD-200102706

Andrew Hardin

Chair, Texas MHMR Board

Texas Department of Mental Health and Mental Retardation

Earliest possible date of adoption: July 1, 2001

For further information, please call: (512) 206-5232


Subchapter P. HOME AND COMMUNITY - BASED SERVICES - OBRA (HCS-O) PROGRAM

25 TAC §419.655, §419.659

The Texas Department of Mental Health and Mental Retardation (department) proposes amendments to §419.655, concerning eligibility criteria, and §419.659, concerning level of care (LOC) determination, of Chapter 419, Subchapter P, concerning home and community-based services - OBRA (HCS-O) program.

The amendments to §419.655, concerning eligibility criteria, correspond to proposed revisions in Intermediate Care Facilities for Persons with Mental Retardation (ICF/MR) Program rules that combine the criteria for level-of-care (LOC) I, V, and VI under a single LOC designation, LOC I, while retaining the current LOC VIII designation. The amendments to §419.159, concerning level of care (LOC) determination, update references to the proposed new sections of Chapter 419, Subchapter E, concerning ICF/MR Program rules, which are expected to be adopted in June by the Texas Mental Health and Mental Retardation Board.

Bill Campbell, deputy commissioner, Finance and Administration, has determined that for each year of the first five years the proposed amendments are in effect, the enforcement or administering of the amendments does not have foreseeable implications relating to costs or revenues of state or local government.

Ernest McKenney, director, Medicaid Administration, has determined that for each year of the first five-year period the amendments are in effect, the public benefit expected is the consistency between the waiver program eligibility criteria related to ICF/MR LOC designations and that contained in the ICF/MR Program rules. It is not anticipated that the proposed amendments will have an adverse economic effect on small businesses or micro-businesses because these changes do not impose any measurable cost to program providers. It is not anticipated that there will be an economic cost to persons required to comply with the amendments. It is not anticipated that the amendments will affect a local economy.

A hearing to accept oral and written testimony from members of the public concerning the proposal has been scheduled for 1:30 p.m., Wednesday, June 13, 2001, in the department's Central Office Auditorium in Building 2 at 909 West 45th Street, in Austin, Texas. Persons requiring an interpreter for the deaf or hearing impaired should contact the department's Central Office operator at least 72 hours prior to the hearing at TDD (512) 206-5330. Persons requiring other accommodations for a disability should notify Tera Jones, at least 72 hours prior to the hearing at (512) 206-5854 or at the TDY phone number of Texas Relay, 1-800-735-2988.

Comments concerning this proposal must be submitted in writing to Linda Logan, director, Policy Development, Texas Department of Mental Health and Mental Retardation, by mail to P.O. Box 12668, Austin, Texas 78711, or by fax to (512) 206-4750, within 30 days of publication of this notice.

The amendments are proposed under the Texas Health and Safety Code, §532.015(a), which provides the Texas Board of Mental Health and Mental Retardation with broad rulemaking authority; the Texas Government Code, §531.021(a), and the Texas Human Resources Code, §32.021(a), which provide the Texas Health and Human Services Commission (THHSC) with the authority to administer the federal medical assistance (Medicaid) program in Texas; Acts 1995, 74th Texas Legislature, Chapter 6, §1, (Senate Bill 509), which clarifies the authority of THHSC to delegate the operation of all or part of a Medicaid program to a health and human services agency; and the Human Resources Code, §32.021(c), which provides an agency operating part of the Medicaid program with the authority to adopt necessary rules for the proper and efficient operation of the program. THHSC has delegated to the department the authority to operate the HCS-O Program.

The proposed amendments affect Texas Government Code, §531.021(a), and the Texas Human Resources Code, §32.021(a) and (c).

§419.655.Eligibility Criteria.

(a)

An applicant or individual is eligible for HCS-O program services if he or she:

(1)

(No change.)

(2)

meets the ICF/MR I[ , V, VI, ] or VIII [ ICF/MR ] level of care criteria (LOC) as determined by the department in accordance with §419.659 of this title (relating to Level of Care Determination);

(3)-(5)

(No change.)

(b)-(c)

(No change.)

§419.659.Level of Care (LOC) Determination.

(a)

(No change.)

(b)

A LOC determination will be made by the department in accordance with §419.237 of this title (relating to Level of Care) [ Chapter 406, Subchapter E of this title (relating to Eligibility and Review) ].

(c)-(e)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on May 14, 2001.

TRD-200102704

Andrew Hardin

Chair, Texas MHMR Board

Texas Department of Mental Health and Mental Retardation

Earliest possible date of adoption: July 1, 2001

For further information, please call: (512) 206-5232