TITLE 37.PUBLIC SAFETY AND CORRECTIONS

Part 3. TEXAS YOUTH COMMISSION

Chapter 81. INTERACTION WITH THE PUBLIC

37 TAC §81.34

The Texas Youth Commission (TYC) adopts new §81.34, concerning Notice of Youth Confessions of Child Abuse, with changes to the proposed text as published in the November 3, 2000 issue of the Texas Register (25 TexReg 10886). Changes to the proposed text consist of addressing recommendations from the Texas Department of Protective and Regulatory Services. The recommendation was to state that when the alleged victim is in the TYC youth's same household, the possible abuse or neglect will be reported to DPRS regardless of when it is alleged to have occurred or whether the youth is currently considered a high-risk to the victim. This child abuse reporting rule is applicable only to youth in TYC residential programs who confess child abuse outside a TYC residential program. A 48-hour time limit is established for reporting the youth confessions. Whenever possible, first-hand information regarding the youth's confession will be reported to DPRS. Other changes included specifying the appropriate supervisor would be notified of the alleged abuse and would be responsible for filing a report.

The justification for the new rule is to comply with Chapter 261 of the Texas Family Code that requires any person having cause to believe that a child has been abused or neglected by any person (including a child) report it to the appropriate agency.

The new rule will function in accordance with the Texas Family Code.

Comments were received regarding adoption of the new rule. The comments made by the Department of Protective and Regulatory Services was adopted as recommended.

The new rule is adopted under the Human Resources Code, §61.034, which provides the Texas Youth Commission with the authority to adopt policies and make rules appropriate to the proper accomplishment of its functions.

The adopted rule implements the Human Resource Code, §61.034.

§81.34.Notice of Youth Confessions of Child Abuse.

(a)

Purpose. The purpose of this rule is to provide guidelines according to the Texas Family Code (TFC), chapter 261, Subchapter B, for Texas Youth Commission (TYC) supervisors to report information given to them by TYC staff members or volunteers regarding TYC youth confessing, while in any TYC operated facility or contract care program, to abusing or neglecting a child or children some time in the past when they were not in a TYC operated facility or contract care program.

(b)

Applicability. This rule does not apply to reporting suspected abuse or neglect of youth in TYC programs. See (GAP) §93.33(d) of this title (relating to Alleged Mistreatment). See Chapter 261, Subchapter B, Family Code, for reporting confessions of TYC youth who are released under TYC supervision that they abused or neglected children when they were not in a TYC operated facility or contract care program. Such reports must be made within 48 hours to the Department of Protective and Regulatory Services (DPRS) or to a state or local law enforcement agency.

(c)

Reporting. A TYC staff member or volunteer who has cause to believe, based on information provided by a youth in a TYC operated facility or contract care program, that the youth is responsible for abusing or neglecting a child or children some time in the past when the youth was not in a TYC operated facility or contract care program must report that information, not later than the 48th hour after the hour the staff member first receives it, to DPRS, to a state or local law enforcement agency, or to the person's appropriate TYC supervisor.

(d)

Referral of Report for Investigation.

(1)

If the victim in a report made pursuant to subsection (c) is a member of the youth's same household, the appropriate TYC supervisor shall refer the report immediately to DPRS or to the appropriate state or local law enforcement agency for investigation if:

(A)

the report is of injuries inflicted at any time that required prompt medical attention or hospitalization and that endangered the alleged victim's life or could have caused permanent functional impairment or disfigurement; or

(B)

the report is of oral, anal, or genital intercourse that occurred at any time.

(2)

If the victim in a report made pursuant to subsection (c) is not a member of the youth's same household and the youth is considered a high risk, the appropriate TYC supervisor shall refer the report immediately to DPRS or to the appropriate state or local law enforcement agency for investigation if:

(A)

the report is of injuries inflicted within the previous twelve months that required prompt medical attention or hospitalization and that endangered the alleged victim's life or could have caused permanent functional impairment or disfigurement; or

(B)

the report is of oral, anal, or genital intercourse that occurred within the previous twelve months and that was without consent under the law.

(3)

For the purposes of this subsection, a youth is considered a high risk if the report made pursuant to subsection (c), considered in the context of the TYC youth's current circumstances, presents a real and significant likelihood that the alleged victim (if the alleged victim is still a child at the time of the report) will be abused or neglected by the TYC youth in the foreseeable future.

(e)

Content of Referred Report. A report referred to DPRS or to an appropriate state or local law enforcement agency pursuant to subsection (d) shall include the most accurate and detailed information possible at the time the report is made. Whenever possible, a first-hand account should be provided directly by the person to whom the youth confessed.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 2, 2001.

TRD-200100017

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: November 3, 2000

For further information, please call: (512) 424-6301


Chapter 85. ADMISSION AND PLACEMENT

Subchapter B. PLACEMENT PLANNING

37 TAC §85.23

The Texas Youth Commission (TYC) adopts an amendment to §85.23, concerning Classification, without changes to the proposed text as published in the August 18, 2000 issue of the Texas Register (25 TexReg 8006).

The justification for amending the section is to ensure that sentenced offenders are not released from confinement except under rules controlling such release.

The amendment added the penal code offense 22.11 Harassment by Persons in Certain Correctional Facilities, also known as chunking , and 22.105 Coercing, Soliciting or Inducting Gang Membership, as a type B violent offense. The classification, type B violent offender is a TYC administratively assigned classification based on a youth's committing or classifying offense. A twelve month minimum length of stay in a high restriction facility is attached when a youth is classified as a type B violent offender.

No comments were received regarding adoption of the amendment.

The amendment is adopted under the Human Resources Code, §61.75, which provides the Texas Youth Commission with the authority to determine the treatment of youth.

The adopted rule implements the Human Resource Code, §61.034.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 2, 2001.

TRD-200100012

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: August 18, 2000

For further information, please call: (512) 424-6301


37 TAC §85.39, §85.41

The Texas Youth Commission (TYC) adopts amendments to §85.39, concerning Temporary Admission Awaiting Permanent and §85.41, concerning Temporary Admission Awaiting Transportation, without changes to the proposed text as published in the December 1,2000 issue of the Texas Register (25 TexReg 11901).

The justification for amending both sections allows the agency to implement procedures for segregating TYC youth in a unit within an institution. These two rules are amended to use the language of the new segregation system, but are not substantively changed.

The amendments to both sections will change references to the term temporary admission to distinguish between temporary admission and institution detention.

No comments were received regarding adoption of the amendments.

The amendments are adopted under the Human Resources Code, §61.075, which provides the Texas Youth Commission with the authority to order the child's confinement under conditions it believes best designed for the child's welfare and the interests of the public.

The adopted rules implements the Human Resource Code, §61.034.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 2, 2001.

TRD-200100005

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 1, 2000

For further information, please call: (512) 424-6301


37 TAC §85.45

The Texas Youth Commission (TYC) adopts an amendment to §85.45, concerning Parole of Undocumented Foreign Nationals, without changes to the proposed text as published in the December 8, 2000, issue of the Texas Register (25 TexReg 12155).

The justification for amending the section is to require residential programs to notify the Immigration and Naturalization Service (INS) of the presence of an undocumented foreign national in a facility. An undocumented foreign national will not be placed in a minimum restriction parole location until a copy of the referral letter from the facility to the INS has been received by the parole officer responsible for the youth. Requirements also include provisions for placement if INS does not deport the youth and for supervision to be provided.

The amendment establishes procedures and criteria for notifying INS of the presence of an undocumented foreign national youth in an operated facility or for parole release.

No comments were received regarding adoption of the amendment.

The amendment is adopted under the Human Resources Code, §61.081, which provides the Texas Youth Commission with the authority to release under supervision any child in its custody.

The adopted rule implements the Human Resource Code, §61.034.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 8, 2001.

TRD-200100087

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 8, 2000

For further information, please call: (512) 424-6301


Chapter 87. TREATMENT

Subchapter A. PROGRAM PLANNING

37 TAC §87.21, §87.23

The Texas Youth Commission (TYC) adopts an amendment to §87.21, concerning Independent Living Preparation, and to §87.23, concerning Subsidized Independent Living with changes to the proposed text as published in the December 8, 2000, issue of the Texas Register (25 TexReg 12156). Changes to the proposed texts consist of correction of the wording to make the text a complete sentence and other minor changes.

The justification for amending the sections are defining the compliance standards by which TYC will provide monetary support for youth becoming independent.

The amendments will define the guidelines for TYC youth to receive financial assistance.

No comments were received regarding adoption of the amendments.

The amendments are adopted under the Human Resources Code, § 61.076, which provides the Texas Youth Commission with the authority to require the youth to participate in treatment that will allow for a return to the community and be a productive citizen.

The adopted rules implements the Human Resource Code, §61.034.

§87.21.Independent Living Preparation.

(a)

Purpose. The purpose of this rule is to establish criteria and procedures by which the Texas Youth Commission (TYC) provides for independent living preparation to give youth the skills and practical experience necessary to attain self-sufficiency.

(b)

Completion of the independent living preparation program is a prerequisite for entering the subsidized independent living program. See (GAP) §87.23 of this title (relating to Subsidized Independent Living).

(c)

Requirements for Admission. Youth admitted to an independent living preparation program shall meet the following criteria:

(1)

youth must be at least 16.10 years of age, or if not, the youth must be expected to be at least 17 years of age at the projected completion date;

(2)

has had no incidents of assault within 60 days prior to admission;

(3)

has had no escapes or attempted escapes within 30 days prior to admission; and

(4)

has had no suicidal ideation within six months prior to admission.

(d)

Program Requirements. Youth shall have successfully completed the independent living preparation program when the minimum performance requirements, as outlined below have been met. The Individual Case Plan (ICP) is developed and maintained according to the rules in (GAP) §87.1 of this title (relating to Case Planning).

(e)

Program Completion Criteria.

(1)

A youth ever classified as type A violent offender, type B violent offender, chronic serious offender, firearms offender, or sentenced offender shall have successfully completed an independent living preparation program and therefore is eligible for independent living subsidy when he/she has:

(A)

completed the eight independent living skills modules demonstrated by a score of 70 or above on the quizzes;

(B)

completed 120 hours of community service;

(C)

maintained employment for 120 consecutive days;

(D)

a minimum of $900 in a savings account.

(2)

A youth ever classified as a controlled substance dealer shall have successfully completed an independent living preparation program and therefore is eligible for independent living subsidy when he/she has:

(A)

completed the eight independent living skills modules demonstrated by a score of 70 or above on the quizzes;

(B)

completed 100 hours of community service;

(C)

maintained employment for 90 consecutive days;

(D)

a minimum of $650 in a savings account.

(3)

A youth ever classified as a general offender or a violator of CINS probation shall have successfully completed an independent living preparation program and therefore is eligible for independent living subsidy when he/she has:

(A)

completed the eight independent living skills modules demonstrated by a score of 70 or above on the quizzes;

(B)

completed 80 hours of community service;

(C)

maintained employment for 60 consecutive days;

(D)

a minimum of $650 in a savings account.

(4)

A youth may complete the requirements listed above while in a non-residential location with the assistance of the assigned primary service worker (PSW).

§87.23.Subsidized Independent Living.

(a)

Purpose. The purpose of this rule is to establish procedures and controls under which the Texas Youth Commission (TYC) provides qualified youth with financially subsidized independent living support for a limited period of time as necessary for youth to attain self-sufficiency.

(b)

Requirements for Subsidy. Youth shall not qualify for financial subsides unless he/she has successfully completed an independent living preparation program according to the rules in (GAP) §87.21 of this title (relating to Independent Living Preparation).

(c)

Subsidy Description.

(1)

Youth eligible to receive subsidy assistance may do so for a period of six months. Any extensions beyond six months requires the approval of the administrator of halfway houses and independent living.

(2)

Subsidy shall be limited to the following items:

(A)

rent;

(B)

household goods;

(C)

food;

(D)

transportation;

(E)

clothing (employment related);

(F)

emergency medical;

(G)

temporary housing;

(H)

counseling;

(I)

college expenses; and

(J)

technical school/training.

(3)

Exceptions to the youth subsidy assistance list require the approval of the administrator of halfway houses and independent living.

(d)

Program Requirements.

(1)

Supervision.

(A)

Youth are on intensive parole supervision levels while receiving a rent subsidy.

(B)

The primary service worker (PSW) shall have access to a youth's living quarters according to the rent subsidy status.

(i)

Youth receiving a rent subsidy are required to provide a key to his or her living quarters to the PSW supervising the youth's case. The PSW is allowed to enter his or her living quarters and search the premises for contraband with or without the youth present.

(ii)

After TYC rent subsidy has ceased, the youth is required to provide access to his/her living quarters to the PSW for purposes of assuring compliance with release conditions. Entrance to the living quarters will take place when youth is present, under normal circumstances.

(2)

Program Completion. Youth are considered to have successfully completed independent living subsidy assistance when all the requirements outlined in the Independent Living Subsidy Program Contract have been met.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 8, 2001.

TRD-200100101

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 8, 2000

For further information, please call: (512) 424-6301


Subchapter B. SPECIAL NEEDS OFFENDER PROGRAMS

37 TAC §87.67

The Texas Youth Commission (TYC) adopts an amendment to §87.67, concerning Corsicana Stabilization Unit, without changes to the proposed text as published in the December 1, 2000 issue of the Texas Register (25 TexReg 11902).

The justification for amending the section is clarifying the admission process to make all referrals directly to the stabilization unit admissions panel rather than involve the Centralized Placement Unit (CSU) in the process.

The amendment will provide criteria for the conducting of due process hearings, as well as additions to release and transition options. Criteria for releases must be consistent with admission criteria and institutional youth will be transitioned to a treatment team.

No comments were received regarding adoption of the amendment.

The amendment is adopted under the Human Resources Code, §61.076, which provides the Texas Youth Commission with the authority to provide specialized treatment for emotionally disturbed youth in providing specialized psychiatric care.

The adopted rule implements the Human Resource Code, §61.034.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 2, 2001.

TRD-200100011

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 1, 2000

For further information, please call: (512) 424-6301


Chapter 91. PROGRAM SERVICES

Subchapter A. BASIC SERVICES

37 TAC §91.9

The Texas Youth Commission (TYC) adopts new §91.9, concerning Youth Personal Property: Independent Living, with changes to the proposed text as published in the December 8, 2000, issue of the Texas Register (25 TexReg 12158). Changes to the proposed text consist of restructuring section (f) moving subsection (2) to (3) and making subsection (3) now (2).

The justification for the new rule is to ensure that TYC is not liable for a youth's property and eliminates property disputes.

The new rule will establish TYC's responsibility regarding a youth's personal property while in an independent living setting outside the confines of a TYC operated or contract facility.

No comments were received regarding adoption of the new rule.

The new rule is adopted under the Human Resources Code, §61.076, which provides the Texas Youth Commission with the authority to require modes of life and conduct that are best adapted to fit the child to return to full liberty in the community.

The adopted rule implements the Human Resource Code, §61.034.

§91.9.Youth Personal Property: Independent Living.

(a)

Purpose. The purpose of this section is to establish the Texas Youth Commission's (TYC's) responsibility regarding a youth's personal property while the youth is assigned to an independent living location.

(b)

Applicability.

(1)

Rules governing youth and TYC responsibility for a youth's personal property while the youth is assigned to a TYC residential facility can be found in (GAP) §91.7 of this title (relating to Youth Personal Property).

(2)

Rules governing search of TYC youth and personal property can be found in (GAP) §97.9 of this title (relating to Search).

(3)

Contraband is disposed of according to (GAP) §97.11 of this title (relating to Control of Unauthorized Items Seized).

(c)

TYC is neither liable for nor will replace lost, stolen, or damaged personal items of youth assigned to an independent living location.

(d)

TYC youth placed in an independent living location will be asked to designate a responsible contact person to be contacted in the event of revocation or unauthorized absence.

(e)

TYC staff may conduct a search of the youth's room and/or dwelling for the purpose of finding and seizing contraband. Property items considered to be contraband by TYC, but not illegal, will be sent to the youth's family or provided contact person.

(f)

Reimbursement.

(1)

TYC will not reimburse youth for personal property that:

(A)

the youth has abandoned while in an independent living location; or

(B)

the youth's contact person has failed to claim and transport when youth is revoked or returned to a higher restriction placement from an independent living location; or

(C)

is lost or damaged in transport via mail or postal delivery.

(2)

Youth may request reimbursement for personal possessions lost or damaged due to staff negligence. No reimbursement will be made unless there is sufficient evidence to indicate that the loss was the result of staff negligence.

(3)

No reimbursement shall exceed $100 per loss unless approval is obtained from the contract program administrator (for contract programs) or from the appropriate central office director of juvenile corrections.

(4)

In a TYC contracted program, independent living funds may be expended for replacement of items and/or property with the approval from the appropriate central office director of juvenile corrections.

(g)

Authorized Location Change. TYC youth placed on the independent living program in the community are responsible for moving his or her personal property and clothing to any other approved location. Any personal property or clothing a youth possesses will move with the youth to each assigned placement.

(h)

Unauthorized Absence.

(1)

TYC is not responsible for collection and storage of items a youth has abandoned while at an independent living location.

(2)

A youth who has absconded from an independent living location i.e. apartment, duplex, dormitory, etc. shall be considered to have abandoned his property, including furniture. Any personal items and/or property that remain in the independent living location when the youth is no longer present due to unauthorized absence the primary service worker (PSW) determines:

(A)

If rent or damages are owed to the lessor, the property will be used toward payment of that debt according to the Texas Apartment Association (TAA) lease.

(B)

If there are any remaining items and/or property, the PSW will notify the youth's contact person within 72 hours to claim the youth's items and/or property.

(i)

The notification will include the location of the youth's personal property and clothing.

(ii)

The contact person will be allowed ten (10) days from the time of being notified by the PSW to arrange for removal and transportation of the items and/or property at the contact person's expense.

(C)

If the remaining items and/or property has not been claimed by the youth's contact person, the items and/or property will be reassigned to another TYC youth by the PSW. If any items and/or property remains, it can then be donated to charity. If charity refuses any remaining items and/or property, it can then be discarded.

(i)

Revocation. When a youth's parole is revoked the youth is returned to a higher restriction program from an independent living location. Any personal items and/or property that remain in the independent living location when the youth is no longer present due to revocation, the (PSW) determines:

(1)

If rent or damages are owed to the lessor, the property will be used toward payment of that debt according to the TAA lease.

(2)

If there are any remaining items and/or property, the PSW will notify the youth's contact person within 72 hours to claim the youth's items and/or property.

(A)

The notification will include the location of the youth's personal property and clothing.

(B)

The contact person will be allowed ten (10) days from the time of being notified by the PSW to arrange for removal and transportation of the items and/or property at the contact person's expense.

(3)

If the remaining items and/or property have not been claimed by the youth's contact person, the items and/or property will be reassigned to another TYC youth by the PSW. If any items and/or property remain, it can then be donated to charity. If charity refuses any remaining items and/or property, it can then be discarded.

(j)

Discharge. A youth who has been discharged from TYC while assigned an independent living code or who has completed an independent living program and wishes to move to another independent living location is responsible for transportation of his personal property.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 8, 2001.

TRD-200100089

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 8, 2000

For further information, please call: (512) 424-6301


Subchapter D. HEALTH CARE SERVICES

37 TAC §91.99

The Texas Youth Commission (TYC) adopts new §91.99, concerning Medical Admissions for Jefferson County State School, without changes to the proposed text as published in the December 8, 2000, issue of the Texas Register (25 TexReg 12159).

The justification for the new rule is that it establish criteria and procedures for medical admissions to the Jefferson County State School Adolescent Recovery/Rehabilitation Center (JARRC) for more efficient delivery of health care. Program requirements have been enhanced to address specific medical issues and release criteria which includes medical discharge plans and follow-up with physicians where the youth will be moved.

The new rule will increase specialized services to TYC youth with chronic conditions who need more care in managing their disease, youth whose chronic condition is uncontrolled, or youth whose condition requires frequent medical monitoring and would be appropriate referrals to the JARRC. Youth who require more frequent care due to an injury or post-operative care are also acceptable referrals as well as youth requiring frequent trips to the University of Texas Medical Branch.

No comments were received regarding adoption of the new rule.

The new rule is adopted under the Human Resources Code, § 61.076, which provides the Texas Youth Commission with the authority to provide the type of treatment necessary for the well being of youth assigned to the state's care.

The adopted rule implements the Human Resource Code, §61.034.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 8, 2001.

TRD-200100088

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 8, 2000

For further information, please call: (512) 424-6301


Chapter 93. YOUTH RIGHTS AND REMEDIES

37 TAC §93.31

The Texas Youth Commission (TYC) adopts an amendment to §93.31, concerning Complaint Resolution System, without changes to the proposed text as published in the December 8, 2000, issue of the Texas Register (25 TexReg 12161).

The justification for amending the section is that it allows facilities to establish a group of persons proficient in other languages to assist in translating and resolving youth complaints that are not made in English. If there is no one available to translate the youth's complaint, outside means will be used to translate the complaint, reach a resolution, and translate the resolution into the youth's native language.

The amendment will allow youth with limited English proficiency to file complaints in their native language.

No comments were received regarding adoption of the amendment.

The amendment is adopted under the Human Resources Code, §61.045, which provides the Texas Youth Commission with the authority to meet the specific needs of the youth in its care.

The adopted rule implements the Human Resource Code, §61.034.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 8, 2001.

TRD-200100086

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 8, 2000

For further information, please call: (512) 424-6301


37 TAC §93.33

The Texas Youth Commission (TYC) adopts an amendment to §93.33, concerning Alleged Mistreatment, without changes to the proposed text as published in the December 8, 2000, issue of the Texas Register (25 TexReg 12162).

The justification for amending the section is that it provide better notification to parents and guardians of youths' serious investigations as well as allowing employees faced with disciplinary action to review documents they would like to dispute.

The amendment will now require the local administrator to notify the youth's parent or guardian that a category 1 alleged mistreatment investigation is being conducted as well as notify the parent or guardian of the outcome.

No comments were received regarding adoption of the new rule.

The new rule is adopted under the Human Resources Code, §61.045, which provides the Texas Youth Commission with the authority to have general charge of and be responsible for the welfare, custody and rehabilitation of the youth committed to its care.

The adopted rule implements the Human Resource Code, §61.034.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 8, 2001.

TRD-200100085

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 8, 2000

For further information, please call: (512) 424-6301


37 TAC §93.53

The Texas Youth Commission (TYC) adopts an amendment to §93.53, concerning Appeal to Executive Director, without changes to the proposed text as published in the December 1, 2000 issue of the Texas Register (25 TexReg 11904).

The justification for amending the section is that it will add five decisions that a youth can appeal to the Executive Director regarding assignment in the behavior management program length of stay and extension, assignment to the aggression management program length of stay as a result of an alleged mistreatment investigation, a decision from a level IV hearing, and a decision from a mental health status review.

The amendment will provide five additional decisions affecting TYC youth to appeal directly to the Executive Director to ensure that youth rights are met.

No comments were received regarding adoption of the amendment.

The amendment is adopted under the Human Resources Code, §61.045, which provides the Texas Youth Commission with the authority and responsibility for the welfare, custody, and rehabilitation of the children in a school, facility, or program operated or funded by the commission.

The adopted rule implements the Human Resource Code, §61.034.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 2, 2001.

TRD-200100006

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 1, 2000

For further information, please call: (512) 424-6301


Chapter 95. YOUTH DISCIPLINE

Subchapter A. DISCIPLINARY PRACTICES

37 TAC §§95.1, 95.3, 95.7, 95.9, 95.11, 95.15, 95.17, 95.21

The Texas Youth Commission (TYC) adopts amendments to §95.1, concerning Discipline System Overview; to §95.3, concerning Rules of Conduct, Contraband, and Dress; to §95.9, concerning Parole Revocation Consequences; to §95.11, concerning Disciplinary Transfer/Assigned Minimum Length of Stay Consequence; to §95.15, concerning Parole Minor Disciplinary Consequences; to §95.21, concerning Aggression Management Program, without changes to the proposed text as published in the December 1, 2000, issue of the Texas Register (25 TexReg 11905). Adopts amendments to §95.7, concerning Reclassification Consequence and new to §95.17, concerning Disciplinary Segregation Program, with changes to the proposed text as published in the December 1, 2000, issue of the Texas Register (25 TexReg 11905). Changes to the proposed text of §95.7, concerning Reclassification Consequence consist of only minor sentence structure changes. Changes to the proposed text of §95.17, concerning Disciplinary Segregation Program consist of a change in the title of the rule from Disciplinary Segregation Program to Behavior Management Program and minor grammatical changes.

The justification for amending the section is to bring all policies related to segregation and due process into alignment. The new rule is designed to increase accountability for youth as well as increase due process requirements for imposing sanctions.

The amendments will clarify the practices used in disciplining youth. The new rule will enhance segregation program services for youth in an institutional setting.

No comments were received regarding adoption of the amendments and new rule.

The amendments and the new rule are adopted under the Human Resources Code, §61.075, which provides the Texas Youth Commission with the authority to permit the youth under jurisdiction, liberty under supervision, order the youth's confinement under conditions it believes best designed for the youth's welfare and interest of the public, order re-confinement or renewed release, revoke or modify conditions under order of the youth commission.

The adopted rules implement the Human Resource Code, §61.034.

§95.7.Reclassification Consequence.

(a)

Purpose. The purpose of this rule is to provide for the reclassification of a youth as a disciplinary consequence for commission of a high risk offense. Reclassification is considered a major consequence.

(b)

Applicability.

(1)

The due process necessary to effect this rule is found in (GAP) §95.51 of this title (relating to Level I Hearing Procedure).

(2)

Additional procedures and restrictions are applied prior to any movement of a sentenced offender youth. See (GAP) §85.33 of this title (relating to Program Completion and Movement of Sentenced Offenders). Also see (GAP) §85.37 of this title (relating to Sentenced Offender Disposition).

(c)

Explanation of Terms Used. A high risk offense - is any major rule violation which may result in a classification other than general offender or violator of CINS probation.

(d)

Reclassification Criteria and Disposition.

(1)

If a high risk offense is proved, the youth will be assigned the appropriate classification for that offense. A youth may be reclassified to the classification appropriate to the offense, regardless of the current classification (except sentenced offenders).

(2)

If a high risk offense is proved and extenuating circumstances are found incident to the offense, the youth will be assigned a classification which is appropriate under the rules for waiver of classification. Extenuating circumstances are defined in (GAP) §85.23 of this title (relating to Classification).

(3)

If a youth on parole status is reclassified for a high risk offense, the youth's parole is revoked and youth is placed in high restriction.

(4)

If a sentenced offender youth is found to have committed a high risk offense, he/she may be assigned to any appropriate placement. The appropriate placement is selected according to the totality of the circumstances, including the youth's age, sentencing offense, length of time and progress in TYC custody, and the nature of the misconduct for which the youth is being disciplined.

(e)

Additional Disposition Options. If a youth currently assigned to a TYC operated institution is found in a level I hearing to have engaged in a high risk offense. Other dispositions may be made by the hearing examiner, but only if such conduct meets the criteria and is specifically requested in the initial hearing request for the level 1 reclassification hearing. If extenuating circumstances are found by the hearing examiner according to the level I hearing, other eligible dispositions may be assessed if the hearing examiner decides that such dispositions are appropriate despite the finding of extenuation to the reclassifying conduct. Disposition options are as follows:

(1)

Aggression Management Program. A placement in the Aggression Management Program (AMP) may be requested for a youth who is currently assigned to a TYC operated institution under (GAP) §95.21 of this title (relating to Aggression Management Program). All policy and program requirements of (GAP) §95.21 will apply to the assignment in AMP.

(2)

Behavior Management Program.

(A)

A placement in the Behavior Management Program (BMP) may be requested for certain youth under (GAP) §95.17 of this title (relating to Behavior Management Program). All policy and program requirements of (GAP) §95.17, Behavior Management Program will apply to the assignment in BMP.

(B)

A maximum length of stay in BMP shall run concurrently with any new reclassification minimum length of stay.

(f)

Restrictions.

(1)

A level I hearing is required in order to reclassify a youth.

(2)

When local authorities make a written request to defer an allegation to their jurisdiction for prosecution, TYC will cancel the directive, unless a due process hearing will be scheduled on other allegation(s). A due process hearing on any allegation(s) shall be scheduled within seven days (excluding weekends and holidays).

§95.17.Behavior Management Program.

(a)

Purpose. The purpose of this rule is to provide for a Texas Youth Commission (TYC) youth, assigned to a TYC operated institution, to be placed in the Behavior Management Program (BMP) and assigned a 90-day disciplinary maximum length of stay as a consequence for behavior that violates rules. Assurance that the youth is sufficiently in control to be returned to general population is affirmed by compliance with the BMP. Disciplinary transfer and segregation with an assigned maximum length of stay is a major consequence.

(b)

Applicability. This rule does not apply to:

(1)

the use of the same or adjacent space when used specifically as security intake. See (GAP) §97.37 of this title (relating to Security Intake).

(2)

the use of the same or adjacent space when used specifically as a security program. See (GAP) §97.40 of this title (relating to Security Program).

(3)

the use of the same or adjacent space when used specifically as detention in a TYC institution. See (GAP) §97.43 of this title (relating to Institution Detention Program).

(4)

the use of same or adjacent space when used specifically as temporary admission. See (GAP) §85.41 of this title (relating to Temporary Admission Awaiting Transportation).

(5)

the aggression management program. See (GAP) §95.21 of this title (relating to Aggression Management Program).

(c)

Explanation of Terms Used.

(1)

Special Services Panel - A panel comprised of the director of clinical services, a program administrator, and a caseworker, which reviews the recommendation for admission to BMP made by the youth's caseworker.

(2)

Program Review Panel - A three-person panel chaired by the assistant superintendent, which reviews BMP extension requests.

(3)

Individual Behavior Management Plan - A plan developed for each youth in the BMP which consists of objectives which address the behavior or cluster of behaviors that prevent the youth from successfully participating in regular programming.

(4)

Aggression Management Program (AMP) - A program designed for removing youth from the general population for dangerously aggressive behavior.

(5)

Admissions, Review, and Dismissal (ARD) committee - A committee that makes decisions on educational matters of special education students.

(6)

Individual Education Plan (IEP) - The prescribed plan by which education will be delivered to a special education student.

(d)

Contract Care Program Restriction. TYC contract programs shall not develop a BMP having a specific disciplinary length of stay.

(e)

Program Eligibility and Admission.

(1)

Eligibility.

(A)

Youth eligible for the BMP are youth who knowingly engage in, aid, or abet someone else to engage in one or more of the following behaviors:

(i)

willful destruction of property of $100 or more; or

(ii)

assault resulting in bodily injury; or

(iii)

escape or attempted escape as defined in (GAP) §97.29 of this title (relating to Escape/Abscondence and Apprehension); or

(iv)

intentionally participating in riotous conduct as defined in (GAP) §97.27 of this title (relating to Riot Control); or

(v)

engaging in inappropriate sexual contact, sexual assault, or aggravated sexual assault; or

(vi)

possessing any item defined as a weapon in the Penal Code or threatening others with use of an object which could be used as a weapon; or

(vii)

threatening bodily injury to others; or

(viii)

possessing a controlled substance; or

(ix)

engaging in self-harm; or

(x)

chronic and substantial disruption of the routine of the facility program with ten or more security admissions or extensions in a three-month period or five or more security admissions or extensions in a 30-day period, without reduction in the frequency of the disruptive behaviors. Disruptive behavior is behavior, which prevents or significantly interferes with others' ability to participate in scheduled activities and programs.

(B)

Referral is made to a Special Services Panel and approved by the assistant superintendent based on a determination that the following criteria have been met:

(i)

The youth poses a continuing risk for identified admitting behavior(s); and

(ii)

when appropriate, less restrictive methods of documented intervention have failed and are unable to manage the risk; and

(iii)

the mental status of the youth is assessed and there are no therapeutic contraindications for admission to the BMP.

(2)

Due Process Hearing. If there is a finding of true with no extenuating circumstances in a level II hearing that the youth engaged in one of the behavioral criteria listed in paragraph (1)(A)(i) of this subsection, the youth is admitted to the BMP with an assigned 90-day disciplinary maximum length of stay. See (GAP) §95.51 of this title (relating to Level II Hearing Procedure).

(3)

Appeal. The youth shall be informed of his/her right to appeal to the executive director. See (GAP) §93.53 of this title (relating to Appeal to Executive Director). The pendency of an appeal shall not preclude implementation of the decision.

(4)

Dispositions.

(A)

Pursuant to a level II hearing herein, certain youth who are assessed a disposition under this rule may also be assigned a disciplinary minimum length of stay disposition but only if criteria have been met and if the youth was given notice of the specific disposition request. All policy and program requirements of (GAP) §95.11 of this title (relating to Disciplinary Transfer/Assigned Minimum Length of Stay Consequence) will apply to the assignment of such.

(B)

BMP Placement Pending Assignment to the Aggression Management Program (AMP). If the disposition at the level II hearing held pursuant to this policy also resulted in a placement in an AMP, but bed space is not available in the AMP, the youth may be assigned to a placement in the BMP (at the youth's current placement) pending admission to AMP, but only if criteria for the AMP was proven and the youth was given notice of the specific disposition to AMP. If the youth completes the disciplinary maximum length of stay in the BMP (including the extension) prior to admission to AMP, the youth shall not be admitted to AMP as a result of the conduct determined at the level II hearing that resulted in the placement to BMP.

(5)

A BMP length of stay runs concurrently with a youth's classification minimum length of stay, or any disciplinary assigned minimum length of stay.

(6)

Families are notified of youth's admission to the BMP within 24 hours of the hearing.

(f)

Program Completion.

(1)

An Individual Behavior Management Plan must be developed for each youth. The plan will consist of objectives that address the behavior or cluster of behaviors that prevent the youth from successfully participating in regular programming. The plan will be explained to the youth and he/she will sign the plan in acknowledgment.

(2)

A youth shall be released when one of the following occurs:

(A)

youth has met specific performance objectives on the Individual Behavior Management Plan; or

(B)

youth has completed his/her length of stay; or

(C)

youth is transferred to the AMP pursuant to section (e)(4) of this section.

(g)

Program Extension.

(1)

An extension of up to 30 days may be recommended by a Program Review Panel and approved by the superintendent if the following criteria have been met:

(A)

youth's behavior does not comply with program; and

(B)

an appropriate Individual Behavior Management Plan addressing the non-conforming behaviors of the youth has been developed and implemented; and

(C)

the modified behavior management plan can be completed within 30 days; and

(D)

the mental status of the youth was assessed and there are no therapeutic contraindications for continued confinement in the BMP.

(2)

Reporting. A Program Review Panel Report must be completed and forwarded to the superintendent within 10 working days following the hearing. The report shall include the panel's findings and explanation of the rationale for the findings. If the decision is appealed, the report should be expedited.

(3)

Appeal. The youth shall be informed of his/her right to appeal to the executive director. See (GAP) §93.53 of this title (relating to Appeal to Executive Director). The pendency of an appeal shall not preclude implementation of the decision.

(h)

Program Requirements.

(1)

Individual doors are locked.

(2)

All segregation programs will ensure at a minimum the following:

(A)

appropriate psychological and medical services;

(B)

the same food, including snacks prepared in the same manner as for other youth except for special diets that are prescribed on an individual basis by a physician, dentist or psychiatrist or approved by a chaplain;

(C)

one hour of large muscle exercise daily; and

(D)

appropriate educational services.

(3)

The assistant deputy executive director for juvenile corrections will approve a standardized program and rules for the security unit.

(4)

The director of security will post the program schedule and rules of the security unit and ensure the rules are reviewed with and signed by the youth.

(5)

Youth will engage in the standardized program and comply with the rules of the security unit, but if programming is not provided, youth may remain on their mattresses during that time.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 2, 2001.

TRD-200100015

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 1, 2000

For further information, please call: (512) 424-6301


Subchapter B. DUE PROCESS HEARINGS PROCEDURES

37 TAC §§95.51, 95.55, 95.57, 95.59

The Texas Youth Commission (TYC) adopts an amendment to §95.51, concerning Level I Hearing Procedure; and §95.55, concerning Level II Hearing Procedure, without changes to the proposed texts as published in the December 1, 2000 issue of the Texas Register (25 TexReg 11910). Adopts an amendment to §95.57, concerning Level III Hearing Procedure; and to §95.59, concerning Level IV Hearing Procedure, with changes to the proposed texts as published in the December 1, 2000 issue of the Texas Register (25 TexReg 11910). Changes to the proposed text §95.57 Level III Hearing Procedure consist of minor grammatical changes and an additional provision for the hearing administrator to base a decision upon reasonable grounds. Changes to the proposed text §95.59 Level IV Hearing Procedure consist of minor grammatical changes in the language, making the required time frames consistent with other applicable policy, and adding specific requirements for notification of appeals.

The justification for amending the section is to align all of TYC's due process hearings to coincide with the new segregation policies.

The amendment will create a fair and equitable system of imposing sanctions and ensuring the youth is afforded due process in assigning any form of disciplinary action.

No comments were received regarding adoption of the amendments.

The amendments are adopted under the Human Resources Code, §61.075, which provides the Texas Youth Commission with the authority to determine the appropriate types of treatment and sanctions for youth committed to the care custody and control of the Texas Youth Commission.

The adopted rules implement the Human Resource Code, §61.034.

§95.57.Level III Hearing Procedure.

(a)

Purpose. The purpose of this rule is to establish a hearing procedure as the appropriate informal due process for immediately imposing disciplinary consequences at the site of the youth's program.

(b)

Applicability.

(1)

See (GAP) §95.13 of this title (relating to On-Site Disciplinary Consequences); and

(2)

When a level III hearing is conducted to determine admission or extension to the security program also see the requirements of (GAP) §97.40 of this title (relating to Security Program).

(c)

Prior to assigning an on-site consequence, staff shall follow basic minimum due process procedure to ensure that the youth is aware of the alleged misconduct and the consequence, and is given opportunity to speak on his or her behalf.

(d)

To initiate the level III hearing, the youth will be notified orally of the time and date of the hearing, the rule violation(s) and the recommended consequences to be imposed prior to implementing any action.

(e)

The youth has the right and will be given the opportunity to speak on his or her behalf regarding alleged misconduct or the appropriateness of the disciplinary measure.

(f)

If the level III hearing involves a decision for admission or an extension to the security program the youth will be appointed an advocate.

(g)

The administrator may consider any reasonably reliable information in reaching a decision regarding the truth of the youth's alleged misconduct and the appropriateness of the disciplinary consequences.

(h)

If the hearing administrator has reasonable grounds to believe the violation occurred, the appropriate disciplinary consequence maybe imposed, unless there is a finding of extenuating circumstances to the commission of the violation.

(i)

The youth may appeal the disciplinary decision to the appropriate staff or team on grounds that:

(1)

he did not commit the violation as alleged; or

(2)

the disciplinary measure imposed was inappropriate; or

(3)

there were extenuating circumstance to the commission of the violation.

(j)

If the disciplinary decision is determined to be inappropriate it will be removed from the youth's behavioral record, and staff or team may determine some form of equitable relief for a youth who has already completed a disciplinary measure and/or has been adversely affected.

§95.59.Level IV Hearing Procedure.

(a)

Purpose. The purpose of this rule is to establish a procedure to determine whether justification exists to warrant holding a youth in detention pending a hearing or trial when the hearing or trial cannot be held within ten days of the detention.

(b)

Applicability.

(1)

The level I due process procedures referred to herein are found in (GAP) §95.51 of this title (relating to Level I Hearing Procedure).

(2)

The level II due process procedures referred to herein are found in (GAP) §95.55 of this title (relating to Level II Hearing Procedure).

(c)

A detention review hearing procedure (level IV hearing) shall be held to determine whether justification exists to warrant holding a youth in detention pending a hearing or trial when a level I or II hearing or a trial is not held and continued detention is necessary and appropriate based stated criteria in (GAP) §97.41 of this title (relating to Community Detention) or (GAP) §97.43 of this title (relating to Institution Detention Program). The timing of the required due process level IV hearing is related to the facility in which the youth is detained. A detention review hearing will be conducted by TYC staff:

(1)

for youth assigned to a TYC institution held in the TYC institution detention program:

(A)

on or before 72 hours from admission to the institution detention program; and

(B)

within ten working days of the previous detention review hearing.

(2)

for a youth held in community detention when the level I or II hearing cannot be held within ten days if the community detention staff does not hold a detention hearing. The hearing will be conducted ten working days from initial detention.

(d)

Procedure.

(1)

Decision Maker.

(A)

A parole supervisor, quality assurance administrator, halfway house superintendent, or an institution superintendent shall appoint a decision maker, who will schedule the hearing.

(B)

The decision-maker shall be impartial and shall not have been the person who admitted the youth to the security intake or the institution detention program.

(2)

Detention Review Hearings.

(A)

The youth has a right and shall be informed of his right to be represented:

(i)

in a level I hearing, a youth shall be represented by counsel. Counsel is:

(I)

an attorney obtained by the youth; or

(II)

the attorney appointed to represent the youth.

(ii)

in a level II hearing or pending a trial, a youth shall be represented by a youth advocate. If the trial attorney chooses to be the youth's advocate in a level IV hearing, he may represent the youth but is not required to do so.

(B)

The youth may waive the level IV hearing after being advised by an attorney (for a level I hearing) or an advocate (for a level II hearing).

(C)

The hearing shall be tape-recorded and the recording shall be the official record of the hearing. Tape recordings shall be preserved for six months following the hearing.

(D)

When a detention review is necessary due to the adjournment of a level I telephone hearing under (GAP) §95.53 of this title (relating to Level I Hearing by Telephone), the hearings examiner may conduct a level IV hearing following adjournment of the telephone hearing.

(E)

The staff responsible for calling for the level I or II hearing, or the Primary Service Worker (PSW) of the youth being held for trial must show cause to detain the youth pending the hearing or trial. The attorney or advocate may present evidence as to why the youth should not be detained.

(3)

The Decision.

(A)

The decision-maker shall base his or her decision on criteria for detention. See criteria in (GAP) §97.41 of this (relating to Community Detention) and (GAP) §97.43 of this title (relating to Institution Detention Program).

(B)

If criteria are not met, the youth must be released to his assigned location.

(4)

Appeal.

(A)

The youth is informed of his/her right to appeal to the executive director pursuant to (GAP) §93.53 of this title (relating to Appeal to Executive Director).

(B)

The pendency of an appeal shall not preclude implementation of the decision-maker's dispositional decision; however this appeal shall be expedited by the PSW by notifying the complaint coordinator in the office of general counsel of the appeal and forwarding the record and evidence by fax for consideration immediately from notice of appeal.

(C)

For youth assigned to a TYC institution, who are held in an institution detention program, an automatic appeal to the executive director will be filed on the third and subsequent level IV hearing to determine if the institution detention criteria have been proven. The PSW will initiate the automatic appeal.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 2, 2001.

TRD-200100018

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 1, 2000

For further information, please call: (512) 424-6301


37 TAC §95.59

The Texas Youth Commission (TYC) adopts the repeal of §95.59, concerning Level IV Hearing Procedure, without changes to the proposed text as published in the December 1, 2000 issue of the Texas Register (25 TexReg 11914).

The justification for the repeal allows for adoption of a new section regarding a youth being detained in a detention program at an institution pending trial or hearing.

The repeal will allow the publication of a new section to establish a procedure to determine whether justification exists to warrant holding a youth in detention pending a hearing or trial when the hearing or trial cannot be held within ten days of the detention.

No comments were received regarding adoption of the repeal.

The repeal is adopted under the Human Resources Code, §61.075, which provides the Texas Youth Commission with the authority to determine the appropriate types of treatment and sanctions for youth committed to the care custody and control of the Texas Youth Commission.

The adopted repeal implements the Human Resource Code, §61.034.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 2, 2001.

TRD-200100008

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 1, 2000

For further information, please call: (512) 424-6301


Chapter 97. SECURITY AND CONTROL

Subchapter A. SECURITY AND CONTROL

37 TAC §§97.23, 97.37, 97.39 - 97.41, 97.43

The Texas Youth Commission (TYC) adopts an amendment to §97.39, concerning Isolation; and §97.41, concerning Community Detention; and adopts new §97.37, concerning Security Intake without changes to proposed text as published in the December 1, 2000, issue of the Texas Register (25 TexReg 11920). Adopts new to §97.40, concerning Security Program; and §97.43, concerning Institution Detention Program; an amendment to §97.23, concerning Use of Force, with changes to the proposed text as published in the December 1, 2000, issue of the Texas Register (25 TexReg 11920). Changes to the proposed text new §97.40 Security Program consist of minor grammatical corrections to the text. Changes to the proposed text new §97.43 Institution Detention Program consist of adding to the purpose of the rule to allow to be eligible for placement in the Institution Detention Program youth that have charges against them pending or filed, or youth that are awaiting a due process hearing or trial, or who are awaiting transportation subsequent to a hearing or trial. Changes were also made to the title of each program in the security unit. Changes were also made to the allowed time frame a youth may be detained in this specific program. Additions of sentences to clarify criteria for placement were also incorporated as well as renumbering of subsections. Text was added to clarify requirements of due process time frames and transportation arrangements. Inclusion of a youth's right to appeal was added as well as addition of specific program requirements related to standardized programming. Changes to the proposed text amended §97.23 Use of Force consist of one minor grammatical change in the title of a policy.

The justification for amending the section is to align existing policies with the new rules, and the justification for the new rule is to provide specific programs to help discipline negative behavior.

The amendment will provide consistency and new rule will enforce a consistent and fair method of imposing disciplinary sanctions.

No comments were received regarding adoption of the amendments and new rules.

The amendments and new rules are adopted under the Human Resources Code, §61.045, which provides the Texas Youth Commission with the authority to operate programs and facilities that meet the rehabilitation needs of delinquent youth.

The adopted rule implements the Human Resource Code, §61.034.

§97.23.Use of Force.

(a)

Purpose. The purpose of this rule is to provide:

(1)

criteria for using physical or mechanical force when necessary to control a volatile situation; and

(2)

restrictions and guidelines to promote safety of youth and staff. Force is used as a last resort and only when necessary. When use of physical force is necessary, it should be measured and progressive in nature, however, when impractical, the amount and type of force necessary to control violence should be used. Measured and progressive force may be impractical when it would likely result in injury to youth and staff.

(b)

Applicability. For rules controlling use of chemical agents, see (GAP) §97.25 of this title (relating to Use of Force: Chemical Agent OC) and (GAP) §97.27 of this title (relating to Riot Control).

(c)

Explanation of Terms Used.

(1)

Force - Any physical contact exerted upon a person to compel or arrest bodily movement.

(2)

Physical restraint - Use of a person's physical exertion to completely or partially constrain another person's bodily movement.

(3)

Escort - The physical force used to cause the movement of a person from one location to another.

(4)

Mechanical restraint - Use of a mechanical device(s) to aid in the restriction of a person's bodily movement.

(5)

Full body restraint - The use of padded cloth or leather mechanical restraint devices to secure a person to a specially designed bed. (Permitted only in the Texas Youth Commission (TYC) institutions and in contract facilities approved by the executive director or designee.)

(6)

Chemical agents - The chemical agents approved for TYC use.

(d)

Force. Types of force approved for TYC use according to criteria and other limitations are physical restraint, chemical agents, escort, mechanical restraint, and full body restraint.

(e)

Criteria for Use. Force may be used only as a last resort and only as a control measure to ensure the safety and welfare of youth, staff, or the public. The use of force (to restrain or compel movement) shall be limited to instances of:

(1)

protection of the youth from imminent self-harm; (Including the administration of medical treatment in a situation that is life threatening and/or youth is engaging in imminently serious self-injurious behavior).

(2)

self-protection from imminent harm.

(3)

protection of third parties from imminent harm; (including resistance to search for contraband in compliance with (GAP) §97.09 of this title (relating to Youth Search).

(4)

prevention of imminent property damage.

(5)

prevention of escape/abscond or attempted escapes (including transportation, when circumstances create a risk of escape/abscond or harm).

(6)

movement of a referred youth to the security unit or alternative education classroom. A youth may also be moved within the security unit when the youth's behavior is substantially disruptive and the youth refuses to follow a reasonable order of the security staff.

(7)

collection of a DNA sample as required by law. Force may be used only by TYC staff and only when and to the degree staff reasonably believes force is immediately necessary to obtain the sample.

(f)

Restrictions.

(1)

Force shall not be used as punishment, discipline, or as a convenience for staff.

(2)

Staff, not youth, shall be solely responsible for the exercise of force and restraint.

(3)

Staff shall use the amount and type of force necessary to control the situation except when a staff member is acting alone in which case he/she shall not be expected to use force or restraint when the risk of harm presented by the youth's conduct does not outweigh the possible risk of harm to youth or staff which would likely result if the staff acted alone.

(4)

Physical force should be used as a last resort and only when necessary. When use of physical force is necessary, it should be measured and progressive in nature, however, when measured and progressive use is impractical, the amount and type of force necessary to control violence should be used. Physical restraint may be impractical when to do so would likely result in injury to staff.

(5)

When physical or mechanical restraint is employed, staff shall ensure the youth's safety by checking the youth for adequate respiration and circulation, providing continuous visual supervision, and providing assistance as appropriate until the restraint is terminated.

(6)

A physical or mechanical restraint, other than during transportation or a riot, shall be terminated within a short period of time unless the youth is exhibiting or threatening to continue behaviors, which justify the use of restraint. If continued restraint is justified, restraint must be terminated when the youth's behavior ceases to pose a threat or if used during transportation, when the destination is reached.

(g)

Use of Restraints During Transportation.

(1)

Transportation by the Transportation Unit. Mechanical wrist and ankle restraints shall be used during transportation by the transportation unit to prevent escape or violent behavior and to ensure the safety of the youth and the community.

(2)

Transportation by Other Than the Transportation Unit.

(A)

Mechanical ankle restraints shall be used during transportation when a youth is being transported to a high restriction program.

(B)

Mechanical wrist restraints may also be used when a youth's behavior prior to or during transportation leads staff to believe the youth is likely to attempt to escape/abscond, engage in violent behavior, or harm himself if not restrained.

§97.40.Security Program.

(a)

Purpose. The purpose of this rule is to provide for a security program in Texas Youth Commission (TYC) institutions and secure contract programs for the placement of out of control youth when specific criteria are met and to establish program operation requirements. Assurance that youth is sufficiently in control to be returned to general population is affirmed by compliance with the standardized program or rules of the security program which are supplied to the youth upon admission to security intake.

(b)

Applicability.

(1)

This rule does not apply to:

(A)

the use of the same or adjacent space when used specifically as security intake. See (GAP) §97.37 of this title (relating to Security Intake);

(B)

the use of the same or adjacent space when used specifically as detention in a TYC institution. See (GAP) §97.43 of this title (relating to Institution Detention Program);

(C)

the use of the same or adjacent space when used specifically as disciplinary segregation. See (GAP) §95.17 of this title (relating to Behavior Management Program);

(D)

the use of the same or adjacent space when used specifically as temporary admission. See (GAP) §85.41 of this title (relating to Temporary Admission Awaiting Transportation);

(E)

the aggression management program (AMP). See (GAP) §95.21 of this title (relating to Aggression Management Program).

(2)

When a level III hearing is conducted to determine admission or an extension to the security program, this policy needs to be read in conjunction with (GAP) §95.57 of this title (relating to Level III Hearing Procedure).

(c)

Admission Criteria. A youth may be admitted to the security program if there is reason to believe, based on overt acts by the youth, and/or under the following circumstances:

(1)

the youth is a serious and continuing escape risk; or

(2)

the youth is a serious and immediate physical danger to himself or herself or others and staff cannot protect the youth or others except by admitting the youth to security program; or

(3)

the confinement is necessary to prevent imminent and substantial destruction of property; or

(4)

the confinement is necessary to control behavior that creates disruption of the youth's current program; or

(5)

the youth is not complying with the standardized program or rules of the security unit while in security intake or in the security program; or

(6)

upon the youth's own request, unless campus-wide self referral has been disallowed by the superintendent or designee.

(d)

Admission Process.

(1)

A decision-maker is appointed by the superintendent to conduct a level III hearing to determine whether admission criteria have been met. As a result of the hearing, the youth shall be either:

(A)

released to the general population; or

(B)

admitted to the security program for up to 24 hours.

(2)

The following staff may be appointed to be the decision-maker: superintendent, assistant superintendent, administrative duty officer (ADO), program administrator (PA), institution placement coordinator (IPC), principal, a caseworker, or a designated juvenile correctional officer (JCO) V trained in the security policy and procedure to admit youth to the program. The director of security may not admit a youth to security.

(3)

The director of security or designee will review all admission decisions to determine if admission criteria have been met. The director of security or designee shall not have been involved in the level III hearing.

(4)

Based upon a finding of true to the admission criteria, and no extenuating circumstances, the youth will be admitted into the security program.

(5)

The youth will be notified of his or her right to appeal in writing. The appeal of an admission to the security program will be to the superintendent, assistant superintendent or the ADO as long as they were not the decision-maker for admission.

(6)

The youth's advocate will be assigned by the decision-maker for the level III due process hearing. Whenever practical, the advocate may be a person chosen by the youth.

(7)

The youth may be released from the security program by the director of security or designated staff authorized to admit youth in this policy.

(e)

Restrictions.

(1)

A youth shall not remain in the security program more than 24 hours from admission to the program solely on the basis of the behavior for which he was admitted to security intake.

(2)

A youth shall not remain in the security program more than 24 hours from admission without the required extended stay due process hearing protections.

(f)

Extended Stay Requirements.

(1)

A youth's stay in the security program may be extended beyond the 24 hours from admission to the program if there are reasonable grounds to believe that one of the admission criteria to security is continuing.

(2)

Extended confinement due process protections will be provided to determine whether reasonable grounds exist for the youth to remain in the security program longer than 24 hours.

(A)

A level III hearing is afforded the youth before security program confinement is extended past 24 hours.

(B)

A decision-maker is appointed by the superintendent to determine the reasons for the extended confinement and make a decision on the facts presented.

(C)

The following staff may be appointed to be the decision-maker: superintendent, assistant superintendent, administrative duty officer (ADO), program administrator (PA), institution placement coordinator (IPC), principal, a caseworker, or a designated juvenile correctional officer (JCO) V trained in the security policy and procedure to extend youth in the program. The director of security may not be the decision-maker.

(D)

The director of security or designee will approve the 24-hour extension decision if admission criteria continue to exist based on current behavior. The director of security or designee shall not have been involved in the level III hearing.

(E)

Based upon a finding of true to the admission criteria, and no extenuating circumstances, the youth's stay in the security program may be extended up to an additional 24 hours.

(F)

The youth will be notified in writing of his or her right to appeal. The appeal of an extension to the security program will be to the superintendent, assistant superintendent or the ADO as long as they were not the decision-maker for admission or extension. The youth is notified in writing of the outcome of the appeal.

(3)

After the initial level III due process extension hearing, up to five subsequent level III hearings may be conducted as set forth in paragraph(2) of this subsection every 24 hours thereafter for additional extensions of up to 24 hours for up to 168 hours from admission into the security program.

(4)

After 168 hours, a due process extension level III hearing will be conducted as set forth in paragraph (2) of this subsection for an additional extension of up to 72 hours for up to 240 hours from admission into the security program.

(A)

The appropriate director of juvenile corrections will approve the 72-hour extension decision if admission criteria continue to exist based on current behavior.

(B)

The extension decision approved by the director of juvenile corrections may be appealed to the assistant deputy executive director for juvenile corrections and the youth is notified in writing of the outcome of the appeal.

(5)

After 240 hours, a due process extension level III hearing will be conducted as set forth in paragraph (2) of this subsection every 72 hours thereafter for only two additional extensions of up to 72 hours each.

(A)

The assistant deputy executive director for juvenile corrections will approve the 72-hour extension decision if admission criteria continue to exist based on current behavior.

(B)

Extension decisions approved by the assistant deputy executive director for juvenile corrections may be appealed to the deputy executive director, and the youth is notified in writing of the outcome of the appeal.

(6)

After 384 hours (16 days), the youth shall be either released back to the general population or other alternatives must be recommended by the assistant deputy executive director for juvenile corrections.

(7)

If admission decision or due process extension hearings are not timely held or approved the youth shall be released from the security program.

(g)

Program Requirements.

(1)

Individual doors are locked.

(2)

All segregation programs will ensure at a minimum the following:

(A)

appropriate psychological and medical services;

(B)

the same food, including snacks prepared in the same manner as for other youth except for special diets that are prescribed on an individual basis by a physician, dentist or psychiatrist or approved by a chaplain;

(C)

one hour of large muscle exercise daily; and

(D)

appropriate educational services.

(3)

The assistant deputy executive director for juvenile corrections will approve a standardized program and rules for the security unit.

(4)

The director of security will post the program schedule and rules of the security unit and ensure the rules are reviewed with and signed by the youth.

(5)

Youth will engage in the standardized program and comply with the rules of the security unit, but if programming is not provided, youth may remain on their mattresses during that time.

§97.43.Institution Detention Program.

(a)

Purpose. The purpose of this rule is to establish criteria and procedures for detaining appropriate Texas Youth Commission (TYC) youth in an Institution Detention Program (IDP) operated within each TYC institution or secure contract program, who have charges against them pending or filed, or are awaiting a due process hearing or trial, or are awaiting transportation subsequent to a due process hearing or trial.

(b)

Applicability.

(1)

This rule applies to TYC youth detained in TYC operated institutions or secure contract programs for pre-hearing or post-hearing pending transportation.

(2)

This rule does not apply to:

(A)

TYC youth detained in community detention facilities. See (GAP) §97.41 of this title (relating to Community Detention).

(B)

The use of the same or adjacent space when used specifically as security intake. See (GAP) §97.37 of this title (relating to Security Intake).

(C)

The use of the same or adjacent space when used specifically as a security program. See (GAP) §97.40 of this title (relating to Security Program).

(D)

The use of the same or adjacent space when used specifically as disciplinary segregation. See (GAP) §95.17 of this title (relating to Behavior Management Program).

(E)

The use of the same or adjacent space when used specifically as temporary admission. See (GAP) §85.41 of this title (relating to Temporary Admission Awaiting Transportation).

(F)

The aggression management program. See (GAP) §95.21 of this title (relating to Aggression Management Program).

(c)

Explanation of Terms Used. Detention Review Hearing - the TYC level IV hearing required by this policy.

(d)

Criteria for Placement in an Institution Detention Program.

(1)

Designated staff will conduct a review to determine whether admission criteria have been met.

(2)

Admission Criteria.

(A)

A youth assigned to an institution may be admitted to the IDP program (for up to 72 hours):

(i)

if the youth is awaiting transportation subsequent to a due process hearing or trial; or

(ii)

if a due process hearing or trial has been requested in writing or charges are pending or have been filed;

(iii)

there are reasonable grounds to believe the youth has committed a violation; and

(iv)

one of the following applies:

(I)

suitable alternative placement within the facility is unavailable due to on-going behavior of the youth that creates disruption of the routine of the youth's current program; or

(II)

the youth is likely to interfere with the hearing or trial process; or

(III)

the youth represents a danger to himself or others; or

(IV)

the youth has escaped or attempted escape as defined in (GAP) §97.29 of this title (relating to Escape/Abscondence and Apprehension).

(B)

A youth who is assigned to a placement other than a TYC operated institution or secure contract program may be detained in a TYC operated IDP (beyond 72 hours):

(i)

if a level hearing or trial has been requested in writing; and

(ii)

based on current behavior or circumstances, all detention criteria in (GAP) §97.41 of this title (relating to Community Detention) have been met.

(3)

Criteria for Detention Beyond 72 Hours.

(A)

A youth who is assigned to a TYC operated institution may be detained in the IDP beyond 72 hours:

(i)

if a due process hearing or trial has been scheduled or charges are pending or have been filed; and

(ii)

based on current behavior or circumstances, all other criteria in paragraph (2) of this subsection have been met.

(B)

A youth who is assigned to a placement other than a TYC operated institution may be detained in a TYC operated IDP (beyond 72 hours):

(i)

if a due process hearing or trial has been scheduled or charges are pending or have been filed; and

(ii)

based on current behavior or circumstances, all detention criteria in (GAP) §97.41 of this title (relating to Community Detention) have been met.

(C)

A due process hearing or trial is considered to be scheduled if a due process hearing date and time has been set or trial is pending.

(D)

A youth whose due process hearing or trial has been held may be detained without a level IV hearing when the youth is waiting for transportation:

(i)

to TDCJ, ID following a transfer hearing; or

(ii)

to a different placement following a level I or II hearing. Transportation should be arranged immediately to take place within 72 hours and anything past that must have superintendent's approval.

(e)

Detention Hearings Required for Any Youth Held in an Institution Detention Program.

(1)

A youth, who meets admission criteria, may be detained in an IDP for up to 72 hours.

(2)

For extensions beyond 72 hours an initial detention review hearing (level IV hearing) must be held on or before 72 hours from admission to the IDP.

(3)

Subsequent detention review hearings must be held within ten working days from the previous detention review hearing when a level hearing or trial is not held and continued detention is necessary and appropriate based upon current behavior or circumstances that meet criteria unless youth is under indictment pending trial. See (GAP) §95.59 of this title (relating to Level IV Hearing Procedure).

(4)

A detention review hearing is not required for youth detained pending transportation pursuant to subsection (d)(3)(D) of this section.

(5)

If a level IV hearing is not timely held or is not properly waived, the youth shall be released from the IDP.

(6)

Institution or a designated community staff will hold the required level IV detention review hearings. The primary service worker (PSW) for youth not assigned to an institution, will coordinate with institution staff to ensure that hearings are held timely or waived properly.

(7)

The youth is informed of his/her right to appeal the level IV hearing to the executive director pursuant to (GAP) 93.53 of this title (relating to Appeal to Executive Director).

(f)

Program Requirements.

(1)

Individual doors are locked.

(2)

All segregation programs will ensure at a minimum the following:

(A)

appropriate psychological and medical services;

(B)

the same food, including snacks prepared in the same manner as for other youth except for special diets that are prescribed on an individual basis by a physician, dentist or psychiatrist or approved by a chaplain;

(C)

one hour of large muscle exercise daily; and

(D)

appropriate educational services.

(3)

The assistant deputy executive director for juvenile corrections will approve a standardized program and rules for the security unit.

(4)

The director of security will post the program schedule and rules of the security unit and ensure the rules are reviewed with and signed by the youth.

(5)

Youth will engage in the standardized program and comply with the rules of the security unit, but if programming is not provided, youth may remain on their mattresses during that time.

(g)

Release from institution pre-hearing detention is determined by the outcome of a hearing or trial or upon the decision not to hold a hearing. If the youth is pending transportation, the youth is released from detention upon transport.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 2, 2001.

TRD-200100016

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 1, 2000

For further information, please call: (512) 424-6301


37 TAC §97.37

The Texas Youth Commission (TYC) adopts the repeal of §97.37, concerning Security Unit without changes to the proposed text as published in the December 1, 2000, issue of the Texas Register (25 TexReg 11920).

The justification for the repeal allows for adoption of a new section regarding youth being removed from the general population under certain circumstances.

The repeal will allow for the publication of a new section to establish admission criteria and specific referral for youth to be referred to the security intake unit. Placement in a segregation program may be imposed only in specific situations for specified periods of time. Such youth are placed into a secure setting that is controlled exclusively by staff.

No comments were received regarding adoption of the repeal.

The repeal section is adopted under the Human Resources Code, §61.045, which provides the Texas Youth Commission with the authority to operate programs and facilities that meet the rehabilitation needs of delinquent youth.

The adopted rule implements the Human Resource Code, §61.034.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 2, 2001.

TRD-200100007

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 1, 2000

For further information, please call: (512) 424-6301


Chapter 111. CONTRACTING FOR SERVICES OTHER THAN YOUTH SERVICES

37 TAC §111.17

The Texas Youth Commission (TYC) adopts new §111.17, concerning Historically Underutilized Businesses (HUBs), without changes to the proposed text as published in the September 29, 2000, issue of the Texas Register (25 TexReg 9918).

The justification for the new rule is the establishment of compliance with the requirements of the Texas Government Code, §2161.003, which requires state agencies to adopt General Services Commission (GSC) rules for Historically Underutilized Businesses (HUBs) for construction projects and purchases of goods and services paid for with state appropriated funds.

The new rule will allow TYC to establish the authority and responsibility to promote full and equal business opportunities for all businesses in state contracting in accordance with the goals specified in the State of Texas Disparity Study. The section will encourage the use of historically underutilized businesses (HUBs) and to implement this policy through race, ethnic, and gender-neutral means.

No comments were received regarding adoption of the new rule.

The new rule is adopted under the Human Resources Code, §61.034, which provides the Texas Youth Commission with the broad rulemaking authority; and Texas Government Code, §2161.003, which requires state agencies to adopt the GSC rules governing HUBs.

The adopted rule implements the Human Resource Code, §61.034.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 2, 2001.

TRD-200100002

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: September 29, 2000

For further information, please call: (512) 424-6301


37 TAC §111.45

The Texas Youth Commission (TYC) adopts new §111.45, concerning 1st Choice - Recycled Content Products , without changes to the proposed text as published in the December 8, 2000, issue of the Texas Register (25 TexReg 12164).

The justification for the new rule is to ensure compliance of all contracts and purchases orders established under the authority delegated to TYC by the General Service Commission, Title 10, Government Code, Section §2151.

The new rule will authorize TYC to target recycled-content products as the default-company as selected by the Recycling Market Development Board. In accordance with the Texas Government Code §2155.448 and the Texas Administrative Code §113.156 and §113.137, TYC shall procure 1st Choice Recycled-content products and services versus virgin counterparts. Any deviations will require special justification from the Executive Director.

No comments were received regarding adoption of the new rule.

The new rule is adopted under the Human Resources Code, §61.034, which provides the Texas Youth Commission with the broad rulemaking authority; and Texas Government Code,§2155.448 and Texas Administrative Code §113.136 and §113.137, which requires state agency's to adopt the GSC rule.

The adopted rule implements the Human Resource Code, §61.034.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on January 8, 2001.

TRD-200100084

Steve Robinson

Executive Director

Texas Youth Commission

Effective date: January 31, 2001

Proposal publication date: December 8, 2000

For further information, please call: (512) 424-6301