TITLE 16.ECONOMIC REGULATION

Part 1. RAILROAD COMMISSION OF TEXAS

Chapter 3. OIL AND GAS DIVISION

16 TAC §3.14, §3.78

The Railroad Commission of Texas proposes amendments to §3.14, relating to Plugging, and §3.78, relating to Fees, Performance Bonds and Alternate Forms of Financial Security Required to be Filed.

The Commission proposes the amendments to §3.78(b)(5) under the provisions of Section 3, Senate Bill 310, 77th Legislature (2001), which amends Texas Natural Resources Code, §81.0521, to authorize the Commission to collect a fee of $150 with each exception to any Commission rule. The amendments to §3.78(b)(5) reflect the statutory authorization to collect the $150 fee.

The Commission also proposes the amendments to §3.78(b)(12) under the provisions of Section 4, Senate Bill 310, 77th Legislature (2001), which amends Texas Natural Resources Code, §81.0522, to authorize the Commission to collect a fee of up to $150 with each application for a well category determination under the Natural Gas Policy Act (15 U.S.C. §§3301-3432). The amendments to §3.78(b)(12) reflect the statutory authorization to collect the $150 fee.

The Commission also proposes the amendments to §3.78(b)(1), (3), and (6) under the provisions of Section 9, Senate Bill 310, 77th Legislature (2001), which amends Texas Natural Resources Code, §85.2021, to authorize the Commission to collect a fee with each application or materially amended application for a permit to drill, deepen, plug back, or reenter a well of: (1) $200 if the total depth of the well is 2,000 feet or less; (2) $225 if the total depth of the well is greater than 2,000 feet but less than or equal to 4,000 feet; (3) $250 if the total depth of the well is greater than 4,000 feet but less than or equal to 9,000 feet; or (4) $300 if the total depth of the well is greater than 9,000 feet. Additionally, amended Texas Natural Resources Code, §85.2021, authorizes the Commission to collect a fee of $150 when an applicant requests the Commission expedite an application for a permit to drill, deepen, plug back, or reenter a well, and a fee of $300 for each application for an extension of time to plug a well pursuant to Commission rules. The amendments to §3.78(b)(1), (3), and (6) reflect the statutory authorization to collect the increased fees.

The Commission also proposes the amendments to §3.78(b)(8) and (9) under the provisions of Section 17, Senate Bill 310, 77th Legislature (2001), which amends Texas Natural Resources Code, §91.1013, to authorize the Commission to collect a fee of $200 with each application for a fluid injection well permit and authorizes the Commission to collect a fee of $300 for each application to discharge to surface water. The amendments to §3.78(b)(8) and (9) reflect the statutory authorization to collect the increased fees.

The Commission also proposes the amendments to §3.78 under the provisions of Section 19, Senate Bill 310, 77th Legislature (2001), which amends Texas Natural Resources Code, §91.104, requiring operators to file financial security or alternate forms of financial security. The amended provisions of Texas Natural Resources Code, §91.104: (1) allow operators to submit a cash deposit to the Commission in the same amount that would be required for a bond or letter of credit; (2) add a new determination on the availability of bonds at reasonable prices before an operator with an acceptable record of compliance can choose to file a $1,000 annual fee in lieu of posting other acceptable forms of financial security; (3) increase the annual fee for operators with an acceptable record from $100 to $1,000; (4) eliminate the option of an operator meeting its financial security requirement by providing the Commission with a first lien on equipment; and (5) increase the nonrefundable cash alternative fee from 3% of the amount that would be required for a bond or letter of credit to 12.5%.

Commission records show that in the approximately six-month period between January 18, 2001, and June 26, 2001, an additional 117 operators have filed organizational bonds. This increase appears to be directly correlated to the Commission's previous amendment of §§3.14 and 3.78 to adopt financial security requirements for inactive wells effective November 1, 2000. The increase in operators filing organizational bonds also reflects a general availability of bonds for operators. Based on this increase in the number of operators filing organizational bonds, the Commission has determined that bonds are available at reasonable prices. This determination is included in proposed §3.78(f)(1) to satisfy the statutory requirement that the Commission make such a determination.

The Commission further recognizes that while this determination is generally applicable to operators throughout the state, that there may be specific operators who are unable to obtain bonds at a reasonable price. Accordingly, the Commission has included as proposed §3.78(f)(2) the opportunity for an operator to request a hearing to determine that it cannot obtain a bond at a reasonable price. Proposed §3.78(f)(2) also sets forth the minimum required evidentiary burden of proof to be submitted by the operator to support a determination that bonds are not obtainable at reasonable prices. The minimum evidentiary showing includes: (1) evidence that no fewer than three companies which have issued a bond filed with the Commission in the past 12 months will not issue a bond to the requesting operator for an annual fee less than 12% of the face amount of the bond; (2) evidence that the operator possesses adequate financial assets or other resources necessary to plug any inactive wells as defined under §3.14(b)(2); and (3) evidence that the operator is otherwise eligible to file the $1,000 nonrefundable annual fee.

The proposed amendments to §3.78(l) also establish conditions for cash deposits. The Commission will place any cash deposits in a special account within the Oil Field Clean Up Fund Account. Any interest accruing on cash deposits will be deposited into the Oil Field Clean Up Fund pursuant to Texas Natural Resources Code, §91.111(c)(8). Cash deposits will not be refunded until an operator ceases all Commission-regulated activity or another form of financial security is accepted by the Commission.

The Commission also proposes the amendments to §3.14(b)(2) and (3) and §3.78(n) under the provisions of Sections 25 and 27, Senate Bill 310, 77th Legislature (2001), which amends Texas Natural Resources Code, §91.107 which requires operators acquiring an active or inactive well to file either an individual performance bond or a blanket performance bond with the Commission before operatorship of the well is transferred. The statutory amendments require changes to Commission rules which did not specify the type of financial security required to transfer a well. Prior Commission rules did not require the operator obtaining wells through a transfer to file a specific type of financial security. The proposed amendments to §3.14(b)(2) and (3) and §3.78(n) simply incorporate the statutory amendments.

The Commission also proposes the amendments to §3.78(c) under the provisions of Section 33, Senate Bill 310, 77th Legislature (2001), which amends Texas Natural Resources Code, §91.1041, to require operators filing an organization report with the Commission to submit a fee not to exceed $1,000 to be calculated as follows: (1) for an operator of not more than 25 wells, $300; (2) for an operator of more than 25 but not more than 100 wells, $500; (3) for an operator of more than 100 wells, $1,000; (4) for an operator of one or more natural gas pipelines, $100; (5) for an operator of one or more service activities or facilities, including liquids pipelines, who does not operate any wells, an amount to be determined by the Commission, but not less than $300 or more than $500; (6) for an operator of one or more service activities or facilities, including liquids pipelines, who also operates one or more wells, an amount to be determined by the Commission, but not less than $300 or more than $1,000; and (7) for an entity not currently performing operations under the jurisdiction of the Commission, $300. The amendments reflect the statutory authorization to collect an annual organization report fee based on the number of wells, service activities or facilities operated by the operator.

The required filing fee for operators who operate one or more service activities but no wells was set at $300 for pollution cleanup contractors, directional surveyors, approved cementers for plugging wells, and operators physically moving or storing crude or condensate. All other operators of other service activities or facilities, including liquids pipelines, are required to submit a fee of $500. The required filing fee for operators who operate both wells and one or more service activities or pipelines is based on the sum of any fee associated with the number of wells operated plus the separate fee charged for each category of service activity, facility or pipeline.

The Commission also proposes an amendment to §3.78(b)(15) requiring operators who submit a check that is not honored on presentment to submit any subsequent payments in the form of a credit card, cashier's check, or cash for a period of 24 months. The proposed amendment will promote administrative efficiency by reducing the number of dishonored checks submitted to the Commission.

The Commission also notes that under the provisions of Sections 21 and 23, Senate Bill 310, 77th Legislature (2001), which amend Texas Natural Resources Code, §91.1041 and §91.1042, the Commission is required to adopt rules setting a reasonable amount of financial security for each bay or offshore well above the base amount of financial security required to be submitted by each operator. The amount of financial security for each bay or offshore well above the base amount will be the subject of a separate rulemaking. The Commission has included in the proposed amendments to §3.78 definitions of bay, offshore and land wells in anticipation of the future amendments.

The proposed amendments to §§3.14 and 3.78 implement statutory changes made to financially strengthen and to better use the state's Oil Field Clean Up Fund ("OFCUF"). The statutory changes were recommended during the agency review process of the Commission by the Sunset Advisory Commission.

The financial strength of the OFCUF is increased by statutory changes and corresponding rule amendments raising the required amount for filing fees and by adding an annual organization report filing fee. Broadened financial security requirements will ensure that sufficient financial security is in place to adequately fund clean up and plugging operations. The expanded financial security requirements will allow the Commission to more effectively use a fiscally stronger OFCUF.

In addition to the substantive changes previously discussed, the Commission proposes to reorganize and clarify §3.78. The new format groups together in §3.78 both the existing and the amended provisions relating to fees charged by the Commission. Additionally, the new format of §3.78 incorporates the references in §3.14 to individual well bonds and letters of credit, and groups these references with the existing and the amended provisions related to financial security requirements in §3.78. Finally, proposed §3.78(p) is clarified by noting that the requirements date from the original enactment of the subsection.

The substantive changes in filing fees and financial security requirements are made in §3.78. The amendments to §3.14(a)(1)(F) and (M) and §3.14(b)(2) and (3) are proposed to conform with the substantive changes in §3.78. Other changes in §3.14(a)(1) are made to conform the definitions in this rule to Texas Register format requirements.

Leslie Savage, Planning and Administration, Oil and Gas Division, has determined that for the first year the amendments will be in effect, there will be no net fiscal implications for state government as a result of enforcing or administering the amendments. Senate Bill 310 amended Texas Natural Resources Code, §81.0522, which authorizes the Commission to collect a fee with each application for a well category determination under the Natural Gas Policy Act, 15 U.S.C. §§3301-3432 ("NGPA"), to allow the Commission to set the amount of the fee not to exceed $150 to recoup the Commission's costs. The proposed amendments in §3.78(b)(12) reflect the change in the statute by increasing the fee amount from $50 to $150 to cover the costs. These fees will be deposited into General Revenue and appropriated to the Commission to cover the cost of administering the well category determination program. Revenue for fiscal year 2002 is estimated to be $120,000. Expenses for fiscal year 2002 are estimated at $110,000 for contract employees and approximately $10,000 in other expenses. For fiscal year 2003, Ms. Savage estimates that the revenue will total approximately $60,000, and expenses will be approximately $60,000 ($55,000 for contract employees and $5,000 for other associated costs). The well category determination program under the Natural Gas Policy Act is currently scheduled to end June 2003.

The remaining changes impact the Commission's Oil Field Cleanup Fund. Ms. Savage estimates that the proposed amendments implementing the statutory changes will increase the revenue to the Oil Field Cleanup Fund by approximately $4,471,000 in each of the fiscal years 2002 and 2003.

During the first year of implementation of the proposed amendments (fiscal year 2002), the Commission will expend money from these revenues to make the necessary changes described in subsequent paragraphs and to enforce the new requirements. The total expenditure during the first year of implementation (fiscal year 2002) is estimated to be approximately $225,578. This includes $79,756 for staff involved with document revision, process analysis, and processing of additional documents (letters of credit, cash deposits, and new P-5 organization fee). Costs will also be incurred for computer programming: to implement the changes to the fees; to implement new fees; to enable staff to determine the status and financial security required for wells that are transferred from one operator to another; to calculate fee and bonding/letter of credit or cash deposit amounts; and to modify the P-5 financial security options fact sheet. The technology costs are estimated to be a maximum of 1,000 hours at $120 per hour for contract programming for a total of $120,000. However, the Commission has not determined whether to use contract programmers and may be able to complete this work at a smaller cost using internal resources, if available. An estimated cost of approximately $145,822 will be incurred as a result of the proposed amendments for field staff compliance inspections and enforcement activity to respond to complaints resulting from an anticipated initial increase in noncompliance.

The fiscal year 2003 and 2004 costs include $74,256 for staff processing of additional documents (individual well bonds, letters of credit, and cash deposits) and $94,822 for field staff compliance inspections and enforcement activity to respond to complaints resulting from an anticipated initial increase in noncompliance each year for a total of $169,078.

Additional statutory changes enacted under the provisions of Section 3, Senate Bill 310, 77th Legislature (2001) establish financial security requirements which will not become effective until September 1, 2004. Revenue estimates will change as a result of these amendments and expenditures for activity in the areas noted above will again increase during the first year of implementation (fiscal year 2005). Staff will estimate the potential fiscal impacts at the time the Commission proposes the rule amendments implementing these statutory changes.

All of the new statutory fees (with the exception of the NGPA application fee) will be deposited into the OFCUF. The increased activity and resulting expenditures by the Commission for the first year of implementation of the amendments resulting from the statutory changes will be funded through the OFCUF. As this activity and the resulting incremental expenditures decrease in subsequent years, these funds will be available for well plugging and cleanup activity. Therefore, there is no net fiscal impact to state government.

There will be no effect on local government.

Ms. Savage has estimated that the cost of compliance with the proposed amendments for the individual, small business, or micro- business producer will be an increase in the fees for filing applications with the Commission as provided for by the statutory changes. An additional cost of compliance will result from the addition of the new organization report fee required from all operators subject to the Commission's jurisdiction. Finally, for those operators that have not previously opted to file an individual or blanket performance bond with the Commission, those operators may incur an additional business expense in the premium for the bond obtained. The Commission also anticipates that the premium expense may be offset by savings for those operators with inactive wells who had previously relied on alternative financial security provisions, because any operator who now opts to file an individual or blanket performance bond will no longer be required to file a separate fee to obtain plugging extensions for each inactive well. Additionally, operators who request a hearing to rebut the presumption that bonds are available at reasonable prices may incur costs associated with preparing for and attending the hearing, including but not limited to costs for hiring legal counsel and other experts, preparing documents and other evidence, and traveling to Austin for the hearing.

Mark Helmueller, Hearings Examiner, Oil and Gas Section, Office of General Counsel, has determined that for each year of the first five years that the amended sections will be in effect, the primary public benefit will be the implementation of the fee changes required by the Legislature, which should allow the Commission to plug more wells and to accelerate clean up and plugging operations in the areas of greatest need.

Mr. Helmueller has also determined that there is a public benefit in eliminating any potential confusion by amending §3.14 and §3.78 to group similar provisions. The new format will promote administrative efficiency and facilitate implementation of the statutory changes by clarifying requirements under both §3.14 and §3.78.

Comments may be submitted to Mark Helmueller, Hearings Examiner, Oil and Gas Section, Office of General Counsel, Railroad Commission of Texas, P. O. Box 12967, Austin, Texas 78711-2967 or via electronic mail to mark.helmueller@rrc.state.tx.us. Comments will be accepted for 30 days after publication in the Texas Register and should refer to the docket number of this rulemaking proceeding: 20-0228899. For further information, call Mr. Helmueller at 512- 463-6802.

The Commission proposes the amendments to §§3.14 and 3.78 pursuant to subsection (b) of Texas Government Code, §2001.006 ( as added by Acts 1999, 76th leg., ch. 558, §1 ), and pursuant to Texas Natural Resources Code, §§81.051 and 81.052, which provide the Commission with jurisdiction over all persons owning or engaged in drilling or operating oil or gas wells in Texas and the authority to adopt all necessary rules for governing and regulating persons and their operations under the jurisdiction of the Commission, and under the provisions of Senate Bill 310, 77th Legislature (2001).

The Texas Natural Resources Code, §§81.051, 81.052, 81.0521, 81.0522, 85.202, 85.2021, 88.011, 91.101, 91.1013, 91.103, 91.104, 91.1041, 91.1042, 91.105-91.108, 91.1091, 91.111- 91.113, 91.142, and the provisions of Senate Bill 310, 77th Legislature (2001) are affected by the proposed amendments.

Issued in Austin, Texas on July 24, 2001.

§3.14.Plugging.

(a) Definitions and application to plug.

(1) The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise [ As used in this section ]:

(A) Active operation--Regular [ "Active operation" means regular ] and continuing activities related to the production of oil and gas for which the operator has all necessary permits. In the case of a well that has been inactive for 12 consecutive months or longer and that is not permitted as a disposal or injection well, the well remains inactive for purposes of this section, regardless of any minimal activity, until the well has reported production of at least 10 barrels of oil for oil wells or 100 mcf of gas for gas wells each month for at least three consecutive months.

(B) Bay well--Any [ "Bay well" means any ] well under the jurisdiction of the Commission [ commission ] for which the surface location is either:

(i) located in or on a lake, river, stream, canal, estuary, bayou or other inland navigable waters of the state; or,

(ii) located on state lands seaward of the mean high tide line of the Gulf of Mexico in water of a depth at mean high tide of not more than 100 feet that is sheltered from the direct action of the open seas of the Gulf of Mexico.

(C) Delinquent inactive well--An [ "Delinquent inactive well" means an ] unplugged well that has had no reported production, disposal, injection, or other permitted activity for a period of greater than 12 months and for which, after notice and opportunity for hearing, the Commission [ commission ] has not extended the plugging deadline.

(D) Funnel viscosity--Viscosity [ "Funnel viscosity" means viscosity ] as measured by the Marsh funnel, based on the number of seconds required for 1,000 cubic centimeters of fluid to flow through the funnel.

(E) Good faith claim--A [ "Good faith claim" means a ] factually supported claim based on a recognized legal theory to a continuing possessory right in a mineral estate, such as evidence of a currently valid oil and gas lease or a recorded deed conveying a fee interest in the mineral estate.

(F) Individual well bond--A bond or letter of credit issued:

(i) on a Commission-approved form;

(ii) by a third party surety, insurance company, or financial institution approved by the Commission; and

(iii) to secure the timely and proper plugging of a specified well and remediation of the wellsite in accordance with Commission rules. [ "Individual well bond" means a bond or letter of credit issued on a commission-approved form, with a third party surety, insurance company or financial institution as principal, that has been approved by the Commission and is conditioned on the timely and proper plugging of a specified well or wells and remediation of the well (sites), in accordance with Commission rules. ]

(G) Land well--Any [ "Land well" means any ] well subject to Commission jurisdiction for which the surface location is not in or on inland or coastal waters.

(H) Offshore well--Any [ "Offshore well" means any ] well subject to Commission jurisdiction for which the surface location is on state lands in or on the Gulf of Mexico, that is not a bay well.

(I) Operator designation form--A [ "Operator designation form" means a ] certificate of transportation authority and compliance or an application to drill, deepen, recomplete, plug back, or reenter which has been completed, signed and filed with the Commission [ commission ].

(J) Productive horizon--Any [ "Productive horizon" means any ] stratum known to contain oil, gas, or geothermal resources in producible quantities in the vicinity of an unplugged well.

(K) Reported production--Production [ "Reported production" means production ] of oil or gas, excluding production attributable to well tests, accurately reported to the Commission [ commission ] on a monthly producer's report.

(L) To serve surface notice--To [ To "serve surface notice" means to ] hand deliver a written notice identifying the well to be plugged and the projected date the well will be plugged to the intended recipient at least three days prior to the day of plugging or to mail the notice by first class mail, postage pre-paid, to the last known address of the intended recipient at least seven days prior to the day of plugging.

(M) Unbonded operator--An [ "Unbonded operator" means an ] operator that has a current and active organization report on file with the Commission but that does not have a current individual performance bond, blanket performance bond, [ or ] letter of credit , or cash deposit as its [ organizational ] financial security under §3.78 of this title (relating to Fees, Performance Bonds, and Alternate Forms of Financial Security Required to be Filed [ filed ]) (Statewide Rule 78).

(N) Usable quality water strata--All [ "Usable quality water strata" means all ] strata determined by the Texas Natural Resource Conservation Commission to contain usable quality water.

(O) Written notice--Notice [ "Written notice" means notice ] actually received by the intended recipient in tangible or retrievable form, including notice set out on paper and hand- delivered, facsimile transmissions, and electronic mail transmissions.

(2) The operator shall give the Commission [ commission ] notice of its intention to plug any well or wells drilled for oil, gas, or geothermal resources or for any other purpose over which the Commission [ commission ] has jurisdiction, except those specifically addressed in §3.100(f)(1) of this title (relating to Seismic Holes and Core Holes) (Statewide Rule 100), prior to plugging. The operator shall deliver or transmit the written notice to the district office on the appropriate form.

(3) The operator shall cause the notice of its intention to plug to be delivered to the district office at least five days prior to the beginning of plugging operations. The notice shall set out the proposed plugging procedure as well as the complete casing record. The operator shall not commence the work of plugging the well or wells until the proposed procedure has been approved by the district office. The operator shall not initiate approved plugging operations before the date set out in the notification for the beginning of plugging operations unless authorized by the district director. The operator shall notify the district office at least four hours before commencing plugging operations and proceed with the work as approved. The district director may grant exceptions to the requirements of this paragraph concerning the timing of notices when a workover or drilling rig is already at work on location, ready to commence plugging operations. Operations shall not be suspended prior to plugging the well unless the hole is cased and casing is cemented in place in compliance with Commission [ commission ] rules.

(4) The landowner and the operator may file an application to condition an abandoned well located on the landowner's tract for usable quality water production operations, provided the landowner assumes responsibility for plugging the well and obligates himself, his heirs, successors, and assignees as a condition to the Commission's [ commission's ] approval of such application to complete the plugging operations. The application shall be made on the form prescribed by the Commission [ commission ]. In all cases, the operator responsible for plugging the well shall place all cement plugs required by this rule up to the base of the usable quality water strata.

(5) The operator of a well shall serve surface notice on the surface owner of the well site tract, or the resident if the owner is absent, before the scheduled date for beginning the plugging operations. A representative of the surface owner may be present to witness the plugging of the well. Plugging shall not be delayed because of the lack of actual notice to the surface owner or resident if the operator has served surface notice as required by this paragraph. The district director may grant exceptions to the requirements of this paragraph concerning the timing of notices when a workover or drilling rig is already at work on location ready to commence plugging operations.

(b) Commencement of plugging operations and extensions.

(1) The operator shall complete and file in the district office a duly verified plugging record, in duplicate, on the appropriate form within 30 days after plugging operations are completed. A cementing report made by the party cementing the well shall be attached to, or made a part of, the plugging report. If the well the operator is plugging is a dry hole, an electric log status report shall be filed with the plugging record.

(2) Plugging operations on each dry or inactive well shall be commenced within a period of one year after drilling or operations cease and shall proceed with due diligence until completed. Plugging operations on delinquent inactive wells shall be commenced immediately unless the well is restored to active operation. For good cause, a reasonable extension of time in which to start the plugging operations may be granted pursuant to the following procedures.

(A) Wells that have been inactive for less than 36 months.

(i) The Commission [ commission ] or its delegate may administratively grant an extension of up to one year of the deadline for plugging a well that is operated by an unbonded operator and has been inactive, without a return to active operation, for a period of less than 36 months if the following criteria are met:

(I) The well and associated facilities are in compliance with all other laws and Commission rules;

(II) The operator's organization report is current and active;

(III) The operator has, and upon request provides evidence of, a good faith claim to a continuing right to operate the well;

(IV) The operator has paid the proper fee as provided in §3.78 of this title (relating to Fees, Performance Bonds, and Alternative Forms of Financial Security Required To Be Filed) (Statewide Rule 78);

(V) The operator has tested the well in accordance with the provisions of subparagraph (E) of this section and files with its application proof of either:

(-a-) a fluid level test conducted within 90 days prior to the application for a plugging extension demonstrating that any fluid in the wellbore is at least 250 feet below the base of the deepest usable quality water strata; or,

(-b-) a hydraulic pressure test conducted during the period the well has been inactive demonstrating the mechanical integrity of the well; and,

(VI) The requested plugging extension will not extend beyond the thirty-sixth month of inactivity.

(ii) A plugging extension granted under this subparagraph may not extend the period of inactivity beyond 36 months.

(B) Wells that have been inactive for 36 months or longer [ and transfer wells ].

(i) The Commission or its delegate may administratively grant an extension of up to one year of the deadline for plugging a well [ that is being transferred to an unbonded operator or ] that is operated by an unbonded operator and has been inactive, without a return to active operation, for a period of 36 months or longer if the criteria set out in subclauses (I)-(IV) of subsection (b)(2)(A)(i) of this section are met, and, in addition:

(I) The operator has tested the well in accordance with the provisions of subparagraph (E) of this paragraph and files with its application proof of either:

(-a-) a fluid level test conducted within 90 days prior to the application for a plugging extension demonstrating that any fluid in the wellbore is at least 250 feet below the base of the deepest usable quality water strata, or,

(-b-) a hydraulic pressure test conducted during the period the well has been inactive and not more than four years prior to the date of application demonstrating the mechanical integrity of the well; and,

(II) The operator files an individual well bond in the amount provided for in §3.78(m) of this title (relating to Fees, Performance Bonds, and Alternative Forms of Financial Security Required To Be Filed) (Statewide Rule 78). [ face amount of the estimated plugging cost of the well for which a plugging extension is requested. The estimated plugging cost for wells for which a plugging extension is sought will be presumed to be as follows: ]

[(-a-) for land wells, the product of the total depth of the well multiplied by $3 per foot;]

[(-b-) for bay wells, $60,000; and,]

[(-c-) for offshore wells, $250,000.]

(ii) An operator may rebut the presumed estimated plugging costs for a specific well for which a plugging extension is sought at hearing by clear and convincing evidence establishing a higher or lower prospective plugging cost for the well. The operator, Commission staff, or any owner of the surface or mineral estate on which the well is located may initiate a hearing on the prospective plugging cost for a well for the purpose of setting the amount of an individual well bond by filing a request for hearing.

[(ii) The presumptive estimated plugging costs for a specific well for which a plugging extension is sought may be rebutted at hearing by clear and convincing evidence establishing a higher or lower prospective plugging cost for the well. A hearing concerning the prospective plugging cost for a well for purposes of setting the amount of an individual well bond may be initiated by the operator, Commission staff, or any owner of the surface or mineral estate on which the well is located.]

[(iii) Once an individual well bond is required for a well under the terms of this subparagraph, an individual well bond must be continuously maintained for the well until it is plugged or returned to active operation, unless the operator posts a valid, Commission-approved individual performance bond, blanket performance bond, or letter of credit as provided in §3.78 of this title (relating to Fees, Performance Bonds, and Alternate Forms of Financial Security Required to be Filed) (Statewide Rule 78) as its organizational financial assurance.]

(C) Plugging of inactive wells operated by bonded operators. An operator that maintains valid, Commission-approved [ organizational ] financial security [ assurance ] in the form of an individual performance bond, blanket performance bond , [ or ] letter of credit , or cash deposit as provided in §3.78 of this title (relating to Fees, Performance Bonds, and Alternate Forms of Financial Security Required to be Filed) (Statewide Rule 78) will be granted a one-year plugging extension for each well it operates that has been inactive for 12 months or more at the time its annual organizational report is approved by the Commission if the following criteria are met:

(i) The well and associated facilities are in compliance with all laws and Commission rules; and,

(ii) The operator has, and upon request provides evidence of, a good faith claim to a continuing right to operate the well.

(D) Revocation or denial of plugging extension.

(i) The Commission or its delegate may revoke a plugging extension if the operator of the well that is the subject of the extension fails to maintain the well and all associated facilities in compliance with Commission rules; fails to maintain a current and accurate organizational report on file with the Commission; fails to provide the Commission, upon request, with evidence of a continuing good faith claim to operate the well; or fails to obtain or maintain a valid individual well bond or organizational bond or letter of credit as required by this subsection.

(ii) If the Commission or its delegate declines to grant or continue a plugging extension or revokes a previously granted extension, the operator shall either return the well to active operation or, within 30 days, plug the well or request a hearing on the matter.

(E) The operator of any well more than 25 years old that becomes inactive and subject to the provisions of this paragraph and the operator of any well for which a plugging extension is sought under the terms of subparagraph (A) or (B) of this paragraph shall plug or test such well to determine whether the well poses a potential threat of harm to natural resources, including surface and subsurface water, oil and gas.

(i) In general, a fluid level test is a sufficient test for purposes of this subparagraph. The operator must give the district office written notice specifying the date and approximate time it intends to conduct the fluid level test at least 48 hours prior to conducting the test; however, upon a showing of undue hardship, the district office may grant a written waiver or reduction of the notice requirement for a specific well test. The Commission [ commission ] or its delegate may require alternate methods of testing if the Commission [ commission ] deems it necessary to ensure the well does not pose a potential threat of harm to natural resources. Alternate methods of testing may be approved by the Commission [ commission ] or its delegate by written application and upon a showing that such a test will provide information sufficient to determine that the well does not pose a threat to natural resources.

(ii) No test other than a fluid level test shall be acceptable without prior approval from the district office. The district office shall be notified at least 48 hours before any test other than a fluid level test is conducted. Mechanical integrity test results shall be filed with the district office and fluid level test results shall be filed with the Commission [ commission ] in Austin. Test results shall be filed on a Commission-approved [ commission-approved ] form, within 30 days of the completion of the test. Upon request, the operator shall file the actual test data for any mechanical integrity or fluid level test that it has conducted.

(iii) Notwithstanding the provisions of clause (ii) of this subparagraph, a hydraulic pressure test may be conducted without prior approval from the district office, provided that the operator gives the district office written notice specifying the date and approximate time for the test at least 48 hours prior to the time the test will be conducted, the production casing is tested to a depth of at least 250 feet below the base of usable quality water strata, or 100 feet below the top of cement behind the production casing, whichever is deeper, and the minimum test pressure is greater than or equal to 250 psig for a period of at least 30 minutes.

(iv) If the operator performs a hydraulic pressure test in accordance with the provisions of clause (iii) of this subparagraph, the well shall be exempt from further testing for five years from the date of the test, except to the extent compliance with paragraph (2) of subsection (b) of this section requires more frequent testing. Further, the Commission [ commission ] or its delegate may require the operator to perform testing more frequently to ensure that the well does not pose a threat of harm to natural resources. The Commission [ commission ] or its delegate may approve less frequent well tests under this subparagraph upon written request and for good cause shown provided that less frequent testing will not increase the threat of harm to natural resources.

(v) Wells that are returned to continuous production, as evidenced by three consecutive months of reported production of at least 10 barrels of oil or 100 mcf of gas per month, need not be tested.

(3) Transfer of operatorship . A transfer of operatorship submitted for any well or lease will not be approved unless the operator acquiring the well or lease has on file with the Commission financial security as provided in §3.78 of this title (relating to Fees, Performance Bonds, and Alternate Forms of Financial Security Required to be Filed) (Statewide Rule 78) . [ of inactive wells. An unbonded operator seeking to assume operatorship of a well that has been inactive for 12 months or longer and has not been returned to active operation must obtain a plugging extension under the terms of §3.14(b)(2)(B) before the transfer of operatorship can be approved. ]

(4) The Commission [ commission ] may plug or replug any dry or inactive well as follows:

(A) After notice and hearing, if the well is causing or is likely to cause the pollution of surface or subsurface water or if oil or gas is leaking from the well, and:

(i) Neither the operator nor any other entity responsible for plugging the well can be found; or

(ii) Neither the operator nor any other entity responsible for plugging the well has assets with which to plug the well.

(B) Without a hearing if the well is a delinquent inactive well and:

(i) the Commission [ commission ] has sent notice of its intention to plug the well as required by §89.043(c) of the Texas Natural Resources Code; and

(ii) the operator did not request a hearing within the period (not less than 10 days after receipt) specified in the notice.

(C) Without notice or hearing, if:

(i) The Commission [ commission ] has issued a final order requiring that the operator plug the well and the order has not been complied with; or

(ii) The well poses an immediate threat of pollution of surface or subsurface waters or of injury to the public health and the operator has failed to timely remediate the problem.

(5) The Commission [ commission ] may seek reimbursement from the operator and any other entity responsible for plugging the well for state funds expended pursuant to paragraph (4) of this subsection.

(c) Designated operator responsible for proper plugging.

(1) The entity designated as the operator of a well specifically identified on the most recent Commission-approved [ commission-approved ] operator designation form filed on or after September 1, 1997, is responsible for properly plugging the well in accordance with this section and all other applicable Commission [ commission ] rules and regulations concerning plugging of wells.

(2) As to any well for which the most recent Commission- approved [ commission-approved ] operator designation form was filed prior to September 1, 1997, the entity designated as operator on that form is presumed to be the entity responsible for the physical operation and control of the well and to be the entity responsible for properly plugging the well in accordance with this section and all other applicable Commission [ commission ] rules and regulations concerning plugging of wells. The presumption of responsibility may [ only ] be rebutted only at a hearing called for the purpose of determining plugging responsibility.

(d) General plugging requirements.

(1) Wells shall be plugged to insure that all formations bearing usable quality water, oil, gas, or geothermal resources are protected. All cementing operations during plugging shall be performed under the direct supervision of the operator or his authorized representative, who shall not be an employee of the service or cementing company hired to plug the well. Direct supervision means supervision at the well site during the plugging operations. The operator and the cementer are both responsible for complying with the general plugging requirements of this subsection and for plugging the well in conformity with the procedure set forth in the approved notice of intention to plug and abandon for the well being plugged. The operator and cementer may each be assessed administrative penalties for failure to comply with the general plugging requirements of this subsection or for failure to plug the well in conformity with the approved notice of intention to plug and abandon the well.

(2) Cement plugs shall be set to isolate each productive horizon and usable quality water strata.

(3) Cement plugs shall be placed by the circulation or squeeze method through tubing or drill pipe. Cement plugs shall be placed by other methods only upon written request with the written approval of the district director or the director's delegate.

(4) All cement for plugging shall be an approved API oil well cement without volume extenders and shall be mixed in accordance with API standards. Slurry weights shall be reported on the cementing report. The district director or the director's delegate may require that specific cement compositions be used in special situations; for example, when high temperature, salt section, or highly corrosive sections are present.

(5) Operators shall use only cementers approved by the assistant director of well plugging or the assistant director's delegate, except when plugging is conducted in accordance with subparagraph (B)(ii) of this paragraph or paragraph (6) of this subsection. Cementing companies, service companies, or operators may apply for designation as approved cementers. Approval will be granted on a showing by the applicant of the ability to mix and pump cement in compliance with this rule. An approved cementer is authorized to conduct plugging operations in accordance with Commission [ commission ] rules in each Commission [ commission ] district.

(A) A cementing company, service company, or operator seeking designation as an approved cementer shall file a request in writing with the district director of the district in which it proposes to conduct its initial plugging operations. The request shall contain the following information:

(i) the name of the organization as shown on its most recent approved organizational report;

(ii) a list of qualifications including personnel who will supervise mixing and pumping operations;

(iii) length of time the organization has been in the business of cementing oil and gas wells;

(iv) an inventory of the type of equipment to be used to mix and pump cement; and

(v) a statement certifying that the organization will comply with all Commission [ commission ] rules.

(B) No request for designation as an approved cementer will be approved until after the district director or the director's delegate has:

(i) inspected all equipment to be used for mixing and pumping cement; and

(ii) witnessed at least one plugging operation to determine if the cementing company, service company, or operator can properly mix and pump cement to the specifications required by this rule.

(C) The district director or the director's delegate shall file a letter with the assistant director of well plugging recommending that the application to be designated as an approved cementer be approved or denied. If the district director or the director's delegate does not recommend approval, or the assistant director of well plugging or the assistant director's delegate denies the application, the applicant may request a hearing on its application.

(D) Designation as an approved cementer may be suspended or revoked for violations of Commission [ commission ] rules. The designation may be revoked or suspended administratively by the assistant director of well plugging for violations of Commission [ commission ] rules if:

(i) the cementer has been given written notice by personal service or by registered or certified mail informing the cementer of the proposed action, the facts or conduct alleged to warrant the proposed action, and of its right to request a hearing within 10 days to demonstrate compliance with Commission [ commission ] rules and all requirements for retention of designation as an approved cementer; and

(ii) the cementer did not file a written request for a hearing within 10 days of receipt of the notice.

(6) An operator may request administrative authority to plug its own wells without being an approved cementer. An operator seeking such authority shall file a written request with the district director and demonstrate its ability to mix and pump cement in compliance with this subsection. The district director or the director's delegate will determine whether such a request warrants approval. If the district director or the director's delegate refuses to administratively approve this request, the operator may request a hearing on its request.

(7) The district director may require additional cement plugs to cover and contain any productive horizon or to separate any water stratum from any other water stratum if the water qualities or hydrostatic pressures differ sufficiently to justify separation. The tagging and/or pressure testing of any such plugs, or any other plugs, and respotting may be required if necessary to insure that the well does not pose a potential threat of harm to natural resources.

(8) For onshore or inland wells, a 10-foot cement plug shall be placed in the top of the well, and casing shall be cut off three feet below the ground surface.

(9) Mud-laden fluid of at least 9-1/2 pounds per gallon with a minimum funnel viscosity of 40 seconds shall be placed in all portions of the well not filled with cement. The hole shall be in static condition at the time the cement plugs are placed. The district director may grant exceptions to the requirements of this paragraph if a deviation from the prescribed minimums for fluid weight or viscosity is necessary to insure that the well does not pose a potential threat of harm to natural resources.

(10) Non-drillable material that would hamper or prevent reentry of a well shall not be placed in any wellbore during plugging operations, except in the case of a well plugged and abandoned under the provisions of §3.35 or §3.94(e) of this title (relating to Procedures for Identification and Control of Wellbores in Which Certain Logging Tools Have Been Abandoned (Statewide Rule 35); and Disposal of Oil and Gas NORM Waste (Statewide Rule 94), respectively). Pipe and unretrievable junk shall not be cemented in the hole during plugging operations without prior approval by the district director.

(11) All cement plugs, except the top plug, shall have sufficient slurry volume to fill 100 feet of hole, plus 10% for each 1,000 feet of depth from the ground surface to the bottom of the plug.

(12) The operator shall fill the rathole, mouse hole, and cellar, and shall empty all tanks, vessels, related piping and flowlines that will not be actively used in the continuing operation of the lease within 120 days after plugging work is completed. Within the same 120 day period, the operator shall remove all such tanks, vessels, related surface piping, and all subsurface piping that is less than three feet beneath the ground surface, remove all loose junk and trash from the location, and contour the location to discourage pooling of surface water at or around the facility site. The operator shall close all pits in accordance with the provisions of §3.8 of this title (relating to Water Protection (Statewide Rule 8)). The district director may grant a reasonable extension of time of not more than an additional 120 days for the removal of tanks, vessels and related piping.

(e) Plugging requirements for wells with surface casing.

(1) When insufficient surface casing is set to protect all usable quality water strata and such usable quality water strata are exposed to the wellbore when production or intermediate casing is pulled from the well or as a result of such casing not being run, a cement plug shall be placed from 50 feet below the base of the deepest usable quality water stratum to 50 feet above the top of the statum. This plug shall be evidenced by tagging with tubing or drill pipe. The plug must be respotted if it has not been properly placed. In addition, a cement plug must be set across the shoe of the surface casing. This plug must be a minimum of 100 feet in length and shall extend at least 50 feet above and below the shoe.

(2) When sufficient surface casing has been set to protect all usable quality water strata, a cement plug shall be placed across the shoe of the surface casing. This plug shall be a minimum of 100 feet in length and shall extend at least 50 feet above the shoe and at least 50 feet below the shoe.

(3) If surface casing has been set deeper than 200 feet below the base of the deepest usable quality water stratum, an additional cement plug shall be placed inside the surface casing across the base of the deepest usable quality water stratum. This plug shall be a minimum of 100 feet in length and shall extend from 50 feet below the base of the deepest usable quality water stratum to 50 feet above the top of the stratum.

(f) Plugging requirements for wells with intermediate casing.

(1) For wells in which the intermediate casing has been cemented through all usable quality water strata and all productive horizons, a cement plug meeting the requirements of subsection (d)(11) of this section shall be placed inside the casing and centered opposite the base of the deepest usable quality water stratum, but extend no less than 50 feet above and below the stratum.

(2) For wells in which intermediate casing is not cemented through all usable quality water strata and all productive horizons, and if the casing will not be pulled, the intermediate casing shall be perforated at the required depths to place cement outside of the casing by squeeze cementing through casing perforations.

(g) Plugging requirements for wells with production casing.

(1) For wells in which the production casing has been cemented through all usable quality water strata and all productive horizons, a cement plug meeting the requirements of subsection (d)(11) of this section shall be placed inside the casing and centered opposite the base of the deepest usable quality water stratum and across any multi-stage cementing tool.

(2) For wells in which the production casing has not been cemented through all usable quality water strata and all productive horizons and if the casing will not be pulled, the production casing shall be perforated at the required depths to place cement outside of the casing by squeeze cementing through casing perforations.

(3) The district director may approve a cast iron bridge plug to be placed immediately above each perforated interval, provided at least 20 feet of cement is placed on top of each bridge plug. A bridge plug shall not be set in any well at a depth where the pressure or temperature exceeds the ratings recommended by the bridge plug manufacturer.

(h) Plugging requirements for well with screen or liner.

(1) If practical, the screen or liner shall be removed from the well.

(2) If the screen or liner is not removed, a cement plug in accordance with subsection (d)(11) of this section shall be placed at the top of the liner.

(i) Plugging requirements for wells without production casing and open-hole completions.

(1) Any productive horizon or any formation in which a pressure or formation water problem is known to exist shall be isolated by cement plugs centered at the top and bottom of the formation. Each cement plug shall have sufficient slurry volume to fill a calculated height as specified in subsection (d)(11) of this section.

(2) If the gross thickness of any such formation is less than 100 feet, the tubing or drill pipe shall be suspended 50 feet below the base of the formation. Sufficient slurry volume shall be pumped to fill the calculated height from the bottom of the tubing or drill pipe up to a point at least 50 feet above the top of the formation, plus 10% for each 1,000 feet of depth from the ground surface to the bottom of the plug.

(j) The district director shall review and approve the notification of intention to plug in a manner so as to accomplish the purposes of this section. The district director may approve, modify, or reject the operator's notification of intention to plug. If the proposal is modified or rejected, the operator may request a review by the director of field operations. If the proposal is not administratively approved, the operator may request a hearing on the matter. After hearing, the examiner shall recommend final action by the Commission [ commission ].

(k) Plugging horizontal drainhole wells. All plugs in horizontal drainhole wells shall be set in accordance with subsection (d)(11) of this section. The productive horizon isolation plug shall be set from a depth 50 feet below the top of the productive horizon to a depth either 50 feet above the top of the productive horizon, or 50 feet above the production casing shoe if the production casing is set above the top of the productive horizon. If the production casing shoe is set below the top of the productive horizon, then the productive horizon isolation plug shall be set from a depth 50 feet below the production casing shoe to a depth that is 50 feet above the top of the productive horizon. In accordance with subsection (d)(7) of this section, the Commission [ commission ] or its delegate may require additional plugs.

§3.78.Fees, Performance Bonds and Alternate Forms of Financial Security Required To Be Filed.

(a) Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise:

(1) Violation--Noncompliance with a Commission [ commission ] rule, order, license, permit, or certificate relating to safety or the prevention or control of pollution.

(2) Outstanding violation--A violation for which:

(A) either:

(i) a Commission [ commission ] order finding a violation has been entered and all appeals have been exhausted; or

(ii) an agreed order between the Commission [ commission ] and the organization relating to a violation has been entered; and

(B) one or more of the following conditions still exist:

(i) the conditions that constituted the violation have not been corrected;

(ii) all administrative, civil, and criminal penalties, if any, relating to the violation of such Commission [ commission ] rules, orders, licenses, permits, or certificates have not been paid; or

(iii) all reimbursements of any costs and expenses assessed by the Commission [ commission ] relating to the violation of such Commission [ commission ] rules, orders, licenses, permits, or certificates have not been paid.

(3) An acceptable record of compliance--

(A) A record of compliance showing:

(i) No enforcement orders issued; and

(ii) No outstanding violations; or

(B) A record of compliance showing:

(i) Only one enforcement order, provided the order specifies that it shall not be considered to meet the elements of subparagraph (A) of this definition and provided the requirements of the order are met;

(ii) No enforcement orders issued other than those that are resolved in the order referenced in clause (i) of this subparagraph;

(iii) No outstanding violations other than those resolved in the order referenced in clause (i) of this subparagraph.

(4) Commercial facility--A facility whose owner or operator receives compensation from others for the storage, reclamation, treatment, or disposal of oil field fluids or oil and gas wastes that are wholly or partially trucked or hauled to the facility and whose primary business purpose is to provide these services for compensation if:

(A) the facility is permitted under §3.8 of this title (relating to Water Protection);

(B) the facility is permitted under §3.57 of this title (relating to Reclaiming Tank Bottoms, Other Hydrocarbon Wastes, and Other Waste Materials);

(C) the facility is permitted under §3.9 of this title (relating to Disposal Wells) and a collecting pit permitted under §3.8 is located at the facility; or

(D) the facility is permitted under §3.46 of this title (relating to Fluid Injection into Productive Reservoirs) and a collecting pit permitted under §3.8 is located at the facility.

(5) Financial security--An individual performance bond, blanket performance bond, letter of credit, or cash deposit filed with the Commission.

(6) Alternate form of financial security--Payment of a nonrefundable annual fee to the Commission.

(7) Individual well bond--A bond or letter of credit issued:

(A) on a Commission-approved form;

(B) by a third party surety, insurance company, or financial institution approved by the Commission; and

(C) to secure the timely and proper plugging of a specified well and remediation of the wellsite, in accordance with Commission rules.

(8) Bay well--Any well under the jurisdiction of the Commission for which the surface location is either:

(A) located in or on a lake, river, stream, canal, estuary, bayou, or other inland navigable waters of the state; or,

(B) located on state lands seaward of the mean high tide line of the Gulf of Mexico in water of a depth at mean high tide of not more than 100 feet that is sheltered from the direct action of the open seas of the Gulf of Mexico.

(9) Land well--Any well subject to Commission jurisdiction for which the surface location is not in or on inland or coastal waters.

(10) Offshore well--Any well subject to Commission jurisdiction for which the surface location is on state lands in or on the Gulf of Mexico, that is not a bay well.

(b) Filing fees. The following filing fees are required to be paid to the Railroad Commission.

(1) With each application or materially amended application for a permit to drill, deepen, plug back, or reenter a well, the applicant shall submit to the Commission [ commission ] a nonrefundable fee of:

(A) $200 [ $100 ] if the proposed total depth of the well is 2,000 feet or less;

(B) $225 [ $125 ] if the proposed total depth of the well is greater than 2,000 feet but less than or equal to 4,000 feet;

(C) $250 [ $150 ] if the proposed total depth of the well is greater than 4,000 feet but less than or equal to 9,000 feet; or

(D) $300 [ $200 ] if the proposed total depth of the well is greater than 9,000 feet.

(2) An application for a permit to drill, deepen, plug back, or reenter a well will be considered materially amended if the amendment is made for a purpose other than:

(A) to add omitted required information;

(B) to correct typographical errors;

(C) to correct clerical errors.

(3) An applicant shall submit an additional nonrefundable fee of $150 [ $50 ] when requesting that the Commission [ commission ] expedite the application for a permit to drill, deepen, plug back, or reenter a well.

(4) With each individual application for an exception to any rule in this chapter, the applicant shall submit to the Commission a nonrefundable fee of $150.

[(4) With each application for an extension of time to plug a well pursuant to commission rules, an applicant shall submit to the commission a nonrefundable fee of $100, unless the applicant has filed a bond or letter of credit pursuant to subsection (c) of this section.]

(5) If an applicant does not request an exception to any rule in this chapter and a Commission review determines that an exception to §3.37 of this title (relating to Statewide Spacing Rule) (Statewide Rule 37) or §3.38 of this title (relating to Well Densities) (Statewide Rule 38) is required, the applicant shall submit a nonrefundable fee of $200.

[(5) With each application for an exception to any commission statewide rule, the applicant shall submit to the commission a nonrefundable fee of $50. If the permit application is for an exception to §§3.37, 3.38, or 3.39 of this title (relating to Statewide Spacing Rule; Well Densities; and Proration and Drilling Units: Contiguity of Acreage and Exception Thereto) (Statewide Rule 37, 38, or 39), or for any combination of exceptions to such rules, the applicant shall submit one nonrefundable fee of $50.]

(6) With each application for an extension of time to plug a well pursuant to Commission rules, an applicant who has filed an alternate form of financial security as provided for under this rule, shall submit to the Commission a nonrefundable fee of $300.

(7) [ (6) ] With each application for an oil and gas waste disposal well permit, the applicant shall submit to the Commission [ commission ] a nonrefundable fee of $100 per well.

(8) [ (7) ] With each application for a fluid injection well permit, the applicant shall submit to the Commission [ commission ] a nonrefundable fee of $200 [ $100 ] per well. Fluid injection well means any well used to inject fluid or gas into the ground in connection with the exploration or production of oil or gas other than an oil and gas waste disposal well.

(9) [ (8) ] With each application for a permit to discharge to surface water other than a permit for a discharge that meets national pollutant discharge elimination system (NPDES) requirements for agricultural or wildlife use, the applicant shall submit to the Commission [ commission ] a nonrefundable fee of $300 [ $200 ].

(10) [ (9) ] If a certificate of compliance has been canceled, the operator shall submit to the Commission [ commission ] a nonrefundable fee of $100 before the Commission [ commission ] may reissue the certificate pursuant to §3.58 of this title (relating to Oil, Gas, or Geothermal Resource Producer's Reports) (Statewide Rule 58).

(11) [ (10) ] With each application for issuance, renewal, or material amendment of an oil and gas waste hauler's permit, the applicant shall submit to the Commission [ commission ] a nonrefundable fee of $100.

(12) [ (11) ] With each Natural Gas Policy Act (15 United States Code §§3301-3432) application, the applicant shall submit to the Commission [ commission ] a nonrefundable fee of $150 [ $50 ].

(13) Hazardous waste generation fee. A person who generates hazardous oil and gas waste, as that term is defined in §3.98 of this title (relating to Standards for Management of Hazardous Oil and Gas Waste), shall pay to the Commission the fees specified §3.98(z) of this title.

(14) [ (12) ] A check or money order for any of the aforementioned fees shall be made payable to the Railroad Commission [ state treasurer ] of Texas. If the check accompanying an application is not honored upon presentment, the permit issued on the basis of that application, the allowable assigned, the exception to a statewide rule granted on the basis of the application, the extension of time to plug a well, or the Natural Gas Policy Act category determination made on the basis of the application may be suspended or revoked.

(15) If an operator submits a check that is not honored on presentment, the operator shall, for a period of 24 months after the check was presented, submit any payments in the form of a credit card, cashier's check, or cash.

(c) Organization Report Fee. An organization report required by Texas Natural Resources Code, §91.142, shall be accompanied by a fee as follows:

(1) for an operator of:

(A) not more than 25 wells, $300;

(B) more than 25 but not more than 100 wells, $500; or

(C) more than 100 wells, $1,000;

(2) for an operator of one or more natural gas pipelines, $100;

(3) for an operator of one or more of the following service activities: pollution cleanup contractor; directional surveying; approved cementer for plugging wells; or physically moving or storing crude or condensate, $300;

(4) for an operator of all other service activities or facilities, including liquids pipelines, $500;

(5) for an operator of wells who also operates one or more service activities, facilities, or pipelines as classified by the Commission, the sum of the fees that would be separately charged for each category of service activity, facility, pipeline, or number or wells operated, provided that such fee shall not exceed $1,000; or

(6) for an entity not currently performing operations under the jurisdiction of the Commission, $300.

(d) [ (c) ] Financial security and alternate forms of financial security . Any person, including any firm, partnership, joint stock association, corporation, or other organization, required by Texas Natural Resources Code, §91.142, to file an organization report with the Commission [ commission ] must also file [ a performance bond or alternate form of ] financial security in one of the following forms [ . A person may choose to file ]:

(1) an individual performance bond;

(2) a blanket performance bond;

(3) a nonrefundable annual fee of $1,000, if: [ $100, if ]

(A) the Commission determines that individual and blanket performance bonds as specified by this section are not obtainable at reasonable prices as provided for under subsection (f) of this section;

(B) the person can demonstrate to the Commission [ commission ] an acceptable record of compliance with all Commission [ commission ] rules, orders, licenses, permits, or certificates that relate to safety or the prevention or control of pollution for the previous 48 months and the person has no outstanding violations; and [ additionally, ]

(C) if the person is a firm, partnership, joint stock association, corporation, or other organization, its officers, directors, general partners, or owners of more than 25% ownership interest or any trustee must also not have any outstanding violations.

(4) a nonrefundable annual fee equal to 12.5% [ 3.0% ] of the face amount of the performance bond that otherwise would be required; or

(5) a letter of credit or cash deposit in the same amount as required for an individual performance bond or blanket performance bond [ a first lien on tangible personal property associated with oil and gas production whose salvage value equals the value of the bond that otherwise would be required ].

[(d) Letter of credit. A letter of credit may be submitted in lieu of either an individual or blanket performance bond, subject to the same requirements for bonds where applicable.]

(e) Eligibility for nonrefundable $1,000 fee.

(1) For the purposes of this subsection, "officers and owners" include directors, general partners, owners of more than 25% ownership interest, or any trustee of an organization.

(2) A person filing an organization report for the first time in order to perform any Commission-regulated operations is a new organization and is not eligible to file the nonrefundable fee of $1,000.

(3) A person who filed an initial organization report less than 48 months prior to the current filing is not eligible to file the nonrefundable fee of $1,000.

(4) A change in name, without any other organizational change, of a person registered with the Commission does not indicate a new organization. If the Commission determines that only a name change has occurred, then a person operating under a new name may file the nonrefundable fee of $1,000 if the person meets all other eligibility requirements.

(5) An individual registered with the Commission as a sole proprietor or who is a general partner of a partnership that is registered with the Commission and who reorganizes his or her oil and gas operations under a new legal entity or establishes a new and separate entity will be considered to have satisfied the 48- month eligibility requirement for filing the nonrefundable fee of $1,000.

(6) A surviving or new corporation or other entity resulting from a merger under the Texas Business Corporation Act, Part Five, may file the nonrefundable fee of $1,000 if:

(A) the existing record of compliance for each entity that is a party to the merger qualifies;

(B) the records of compliance for the officers and owners of the surviving or new entities qualify; and

(C) the number of surviving or new entities eligible does not exceed the number of parties registered with the Commission at the time of the merger.

(7) In any Commission enforcement proceeding, if a person is determined not to be the responsible party for a violation and is dismissed from the proceeding for that reason, that violation shall not be considered in determining whether that person has an acceptable record of compliance.

(f) Availability of bonds.

(1) In determining the applicability of the $1,000 nonrefundable fee as provided for under this section, the Commission presumes that individual and blanket performance bonds are obtainable at reasonable prices.

(2) An operator may request a hearing to determine that individual and blanket performance bonds are not obtainable at reasonable prices. In order to support a determination that bonds are not obtainable at reasonable prices, the operator must show:

(A) that no fewer than three companies which have issued a bond filed with the Commission in the past 12 months will not issue a bond to the requesting operator for an annual fee less than 12% of the face amount of the bond;

(B) that the operator possesses adequate financial assets or other resources necessary to plug any inactive wells as defined under §3.14(b)(2) of this title (relating to Plugging); and

(C) that the operator is otherwise eligible under this section to file a $1,000 nonrefundable annual fee.

(g) [ (e) ] Forms for financial security. Operators shall submit [ Performance ] bonds [ , liens, ] and letters of credit [ shall be submitted ] on forms prescribed by the Commission [ commission ].

(h) [ (f) ] Filing deadlines for financial security. Operators shall submit required [ Performance bonds or an alternate form of ] financial security [ shall be filed ] at the time of filing an initial organization report or upon yearly renewal , or as required under subsection (m) of this section .

(i) [ (g) ] New [ well ] operators. A person filing an organization report for the first time [ in order to operate wells ] is a new organization and is not eligible to file an individual performance bond for the first year of operation.

(j) [ (h) ] Amount of bond, letter of credit, or cash deposit [ Bond amount ].

(1) A person [ required to file a bond ] who operates one or more wells may file an individual performance bond , letter of credit or cash deposit in an amount equal to $2.00 for each foot of total well depth for each well , plus an additional amount to be determined by the Commission in a subsequent rulemaking for each bay and offshore well operated .

(2) A person operating wells [ required to file a bond ] may file a blanket bond , letter of credit or cash deposit to cover all wells [ and other commission-regulated operations ] for which a bond , letter of credit or cash deposit is required in an amount equal to the sum of [ as follows ]:

(A) A base amount determined by the total number of wells operated, as follows:

(i) a person who operates 10 or fewer wells or performs other operations shall have a base amount of $25,000;

(ii) a person who operates more than 10 but fewer than 100 wells shall have a base amount of $50,000; and

(iii) a person who operates 100 or more wells shall have a base amount of $250,000, plus; [ a person who operates 10 or fewer wells or performs other operations shall file a $25,000 blanket bond; ]

(B) an additional amount, to be determined by the Commission in a subsequent rulemaking, for each bay well operated, plus [ a person who operates more than 10 but fewer than 100 wells shall file a $50,000 blanket bond; and ]

(C) an additional amount, to be determined by the Commission in a subsequent rulemaking, for each offshore well operated [ a person who operates 100 or more wells shall file a $250,000 blanket bond ].

(3) A person operating wells and performing other operations, who chooses to cover all operations by a blanket performance bond , letter of credit or cash deposit shall file a bond , letter of credit or cash deposit in an amount determined by the total number of wells, but not less than $25,000. Only one blanket performance bond , letter of credit or cash deposit is required for a person performing multiple operations , unless the person is operating a commercial facility subject to the financial security requirements of subsection (p) of this section .

(4) Financial security [ Bond ] amounts are the minimum amounts required by this section to be filed. A person may file [ a bond in ] a greater amount if desired.

[(i) Expiration of bond obligations. Obligations to pay part or all of a bond amount are deemed released after four years from the expiration date of the bond if no noncompliant operations or activities subject to a bond have been discovered by the commission within that four-year period, and no enforcement action against any operations or activities subject to a bond is pending. A person whose activities are covered by a bond, as the principal, and the surety on a bond may also be relieved of their obligations to pay part or all of a bond amount by written agreement between the Railroad Commission of Texas, principal and surety.]

(k) [ (j) ] Bond Conditions. Any financial security [ Each performance bond ] required under this section is subject to the conditions that the operator [ principal ] will plug and abandon all wells and control, abate, and clean up pollution associated with the oil and gas operations and activities covered under the required financial security [ bond ] in accordance with applicable state law and permits, rules, and orders of the Commission [ commission ].

[(k) Eligibility for nonrefundable $100 fee.]

[(1) A person filing an organization report for the first time in order to perform any commission-regulated operations is a new organization and is not eligible to choose to file the nonrefundable fee of $100 under subsection (c)(3) of this section.]

[ (2) A person that filed an initial organization report less than 48 months prior to the current filing is not eligible to choose to file the nonrefundable fee of $100 under subsection (c)(3) of this section.]

[(3) A change in name, without any other organizational change, of a person registered with the commission does not indicate a new organization. If the commission or its representative determines that only a name change has occurred, a person operating under a new name may choose to file under subsection (c)(3) of this section, if otherwise qualified.]

[(4) An individual, registered with the commission as a sole proprietor or who is a general partner of a partnership that is registered with the commission, and who reorganizes his or her oil and gas operations under a new legal entity or establishes a new and separate entity, will be considered eligible to choose to file under subsection (c)(3) of this section, if otherwise qualified based on the individual's existing record of compliance as well as the records of any other owners or officers of the new entity.]

[(5) A surviving or new corporation or other entity resulting from a merger under the Texas Business Corporation Act, Part Five, may choose to file under subsection (c)(3) of this section, only if otherwise qualified on the basis of the existing records of compliance, considered as a whole, of all corporations and other entities that are parties to the merger as well as the records of the officers and owners of the surviving or new entities. The number of surviving or new corporations or other entities eligible under this paragraph is limited to no more than the total number of parties to the merger who were currently registered with the commission at the time of the merger.]

[(6) For the purposes of this subsection, "officers and owners" include directors, general partners, owners of more than 25% ownership interest, or any trustee of an organization.]

(l) Conditions for cash deposits. Operators shall tender cash deposits in United States currency or certified cashiers check only. All cash deposits will be placed in a special account within the Oil Field Clean Up Fund account. Any interest accruing on cash deposits will be deposited into the Oil Clean Up Fund pursuant to Texas Natural Resources Code, §91.111(c)(8). The Commission will not refund a cash deposit until either financial security or an alternate form of financial security is accepted by the Commission as provided for under this section or an operator ceases all activity.

[(l) Compliance certification. The commission or a commission representative may require an applicant organization to file a compliance certification in connection with filing the nonrefundable $100 fee under subsection (c)(3) of this section.]

[(1) The certification shall include a statement that:]

[(A) the applicant organization at the time of application or during the 48 months prior to the application has no referrals to the commission's legal enforcement section relating to a violation, or has no pending legal enforcement action relating to a violation; and]

[(B) the applicant organization or any officer, director, general partner, or owner of more than 25% ownership interest, or trustee of the named organization has no outstanding violations.]

[(2) If the certification is signed by an agent of an applicant organization, the certification is binding on the agent and the organization as if signed by a person holding a position of ownership or control in the organization.]

(m) Individual well bonds.

(1) An operator who has filed an alternate form of financial security with the Commission and who applies for a plugging extension for a well that has been inactive for more than 36 months is required under §3.14 of this title (relating to Plugging) to file an individual well bond or individual well letter of credit in the face amount of the estimated plugging cost of the well for which a plugging extension is requested. The Commission shall presume that the estimated plugging cost for wells for which a plugging extension is sought is as follows:

(A) for land wells, the product of the total depth of the well multiplied by $3 per foot;

(B) for bay wells, $60,000; and,

(C) for offshore wells, $250,000.

(2) An operator may rebut the presumed estimated plugging costs for a specific well for which a plugging extension is sought at hearing by clear and convincing evidence establishing a higher or lower prospective plugging cost for the well. The operator, Commission staff, or any owner of the surface or mineral estate on which the well is located may initiate a hearing on the prospective plugging cost for a well for the purpose of setting the amount of an individual well bond by filing a request for hearing.

(3) If an individual well bond is required, it shall be continuously maintained until the well is plugged or returned to active operation, as defined under §3.14 of this title, unless the operator files financial security as provided by this section.

[(m) Dismissed violations. In any legal enforcement proceeding, if a person is determined not to be the responsible party for a violation and is dismissed from the proceeding for that reason, that violation shall not be considered in determining whether that person has an acceptable record of compliance.]

(n) Well or lease transfer.

(1) The Commission shall not approve a transfer of operatorship submitted for any well or lease unless the operator acquiring the well or lease has on file with the Commission one of the following approved forms of financial security in an amount sufficient to cover both its current operations and the wells being transferred:

(A) an individual performance bond, letter of credit or cash deposit; or

(B) a blanket performance bond, letter of credit or cash deposit.

(2) Any existing financial security or individual well bond covering the well or lease proposed for transfer shall remain in effect and the prior operator of the well remains responsible for compliance with all laws and Commission rules covering the transferred well until the Commission approves the transfer.

(3) A transfer of a well or lease from one entity to another entity under common ownership is a transfer for the purposes of this section.

[(n) Fee for inactive wells subject to §3.14 of this title (relating to Plugging) (Statewide Rule 14(b)(2)). A person who chooses to file a form of financial security other than a bond or letter of credit shall also submit, pursuant to subsection (b)(4) of this section, a fee of $100 for each well for which an application to extend the time to plug a well has been filed under §3.14(b)(2) (Statewide Rule 14).]

(o) [ (p) ] Reimbursement liability. Filing any [ a bond or alternate ] form of financial security does not extinguish a person's liability for reimbursement for the expenditure of state oilfield clean-up funds pursuant to the Texas Natural Resources Code, §89.083 and §91.113.

[(o) Well transfer. A transfer of operatorship of any well is not complete unless the operator acquiring the well has on file with the commission an approved form of organizational financial security covering its operations. In addition, if under the terms of §3.14 of this title (relating to Plugging) (Statewide Rule 14), the well has been inactive for 12 or more months, the well has not been returned to active operation prior to the proposed transfer, and the proposed acquiring operator is an unbonded operator, the transfer shall not be approved unless the acquiring operator files an individual well bond, as defined in §3.14 of this title (relating to Plugging) (Statewide Rule 14). All existing individual well bonds, organizational individual bonds, organizational blanket bonds, and letters of credit covering the well and lease proposed for transfer remain in effect and the prior operator of the well remains responsible for compliance with all laws and commission rules covering the transferred well until the commission determines that the well is covered by proper financial security and approves the transfer and the acquiring operator has assumed full responsibility for the well in accordance with all applicable statutes and commission rules.]

[(q) Hazardous waste generation fee. A person who generates hazardous oil and gas waste, as that term is defined in §3.98 of this title (relating to Standards for Management of Hazardous Oil and gas Waste), shall pay to the commission the fees specified in subsection (z) of §3.98.]

(p) [ (r) ] Financial security for commercial facilities. The provisions of this subsection shall apply to the holder of any permit for a commercial facility.

(1) Application.

(A) New permits. Any application for a new or amended commercial facility permit filed after the original effective date of this subsection shall include:

(i) a written estimate of the maximum dollar amount necessary to close the facility prepared in accordance with the provisions of paragraph (4) of this subsection that shows all assumptions and calculations used to develop the estimate;

(ii) a copy of the form of the bond or letter of credit that will be filed with the Commission [ commission ]; and

(iii) information concerning the issuer of the bond or letter of credit as required under paragraph (5) of this subsection including the issuer's name and address and evidence of authority to issue bonds or letters of credit in Texas.

(B) Existing permits. Within 180 days of the original effective date of this subsection, the holder of any commercial facility permit issued on or before the original effective date of this subsection shall file with the Commission [ commission ] the information specified in subparagraph (A)(i)-(iii) of this paragraph.

(2) Notice and hearing.

(A) New permits. For commercial facility permits issued after the original effective date of this subsection, the provisions of §3.8 or §3.57 of this title (relating to Water Protection; and Reclaiming Tank Bottoms, Other Hydrocarbon Wastes, and Other Waste Materials), as applicable, regarding notice and opportunity for hearing, shall apply to review and approval of financial security proposed to be filed to meet the requirements of this subsection.

(B) Existing permits. Notice of filing of information required under paragraph (1)(B) of this subsection shall not be required. In the event approval of the financial security proposed to be filed for a commercial facility operating under a permit in effect as of the original effective date of this subsection is denied administratively, the applicant shall have the right to a hearing upon written request. After hearing, the examiner shall recommend a final action by the Commission [ commission ].

(3) Filing of instrument.

(A) New permits. A commercial facility permitted after the original effective date of this subsection may not receive oil field fluids or oil and gas waste until a bond or letter of credit in an amount approved by the Commission [ commission ] or its delegate under this subsection and meeting the requirements of this subsection as to form and issuer has been filed with the Commission [ commission ].

(B) Existing permits. Except as otherwise provided in this subsection, after one year from the original effective date of this section, a commercial facility permitted on or before the original effective date of this subsection may not continue to receive oil field fluids or oil and gas waste unless a bond or letter of credit in an amount approved by the Commission [ commission ] or its delegate under this subsection and meeting the requirements of this subsection as to form and issuer has been filed with and approved by the Commission [ commission ] or its delegate.

(C) Extensions for existing permits. On written request and for good cause shown, the Commission [ commission ] or its delegate may authorize a commercial facility permitted before the original effective date of this subsection to continue to receive oil field fluids or oil and gas waste after one year after the original effective date of this section even though financial security required under this subsection has not been filed. In the event the Commission [ commission ] or its delegate has not taken final action to approve or disapprove the amount of financial security proposed to be filed by the owner or operator under this subsection one year after the original effective date of the section, the period for filing financial security under this subsection is automatically extended to a date 45 days after such final Commission [ commission ] action.

(4) Amount.

(A) Except as provided in subparagraphs (B) or (C) of this paragraph, the amount of financial security required to be filed under this subsection shall be an amount based on a written estimate approved by the Commission [ commission ] or its delegate as being equal to or greater than the maximum amount necessary to close the commercial facility, exclusive of plugging costs for any well or wells at the facility, at any time during the permit term in accordance with all applicable state laws, Commission [ commission ] rules and orders, and the permit, but shall in no event be less than $10,000.

(B) The owner or operator of a commercial facility may reduce the amount of financial security required under this subsection by $25,000 if the owner or operator holds only one commercial facility permit.

(C) The owner or operator of more than one commercial facility may reduce the amount of financial security required under this subsection for one such facility by $25,000. The full amount of financial security required under subparagraph (A) of this paragraph shall be required for the remaining commercial facilities.

(D) Except for the facilities specifically exempted under subparagraph (E), a qualified professional engineer licensed by the State of Texas shall prepare or supervise the preparation of a written estimate of the maximum amount necessary to close the commercial facility as provided in subparagraph (A) of this paragraph. The owner or operator of a commercial facility shall submit the written estimate under seal of a qualified licensed professional engineer to the Commission [ commission ] as required under paragraph (1) of this subsection.

(E) A facility permitted under §3.57 of this title (relating to Reclaiming Tank Bottoms, Other Hydrocarbon Wastes, and Other Waste Materials [ reclaiming tank bottoms, other hydrocarbon wastes, and other waste materials ]) that does not utilize on-site waste storage or disposal that requires a permit under §3.8 of this title (relating to Water Protection [ water protection ]) is exempt from subparagraph (D) of this paragraph.

(F) Notwithstanding the fact that the maximum amount necessary to close the commercial facility as determined under this paragraph is exclusive of plugging costs, the proceeds of financial security filed under this subsection may be used by the Commission [ commission ] to pay the costs of plugging any well or wells at the facility if the financial security for plugging costs filed with the Commission [ commission under subsection (c) of this section ] is insufficient to pay for the plugging of such well or wells.

(5) Issuer and form.

(A) Bond. The issuer of any commercial facility bond filed in satisfaction of the requirements of this subsection shall be a corporate surety authorized to do business in Texas. The form of bond filed under this subsection shall provide that the bond be renewed and continued in effect until the conditions of the bond have been met or its release is authorized by the Commission [ commission ] or its delegate.

(B) Letter of credit. Any letter of credit filed in satisfaction of the requirements of this subsection shall be issued by and drawn on a bank authorized under state or federal law to operate in Texas. The letter of credit shall be an irrevocable, standby letter of credit subject to the requirements of Texas Business and Commerce Code, §§5.101-5.118 [ §§5.101-5.117 ]. The letter of credit shall provide that it will be renewed and continued in effect until the conditions of the letter of credit have been met or its release is authorized by the Commission [ commission ] or its delegate.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 25, 2001.

TRD-200104285

Mary Ross McDonald

Deputy General Counsel, Office of General Counsel

Railroad Commission of Texas

Earliest possible date of adoption: September 9, 2001

For further information, please call: (512) 475-1295


Chapter 11. SURFACE MINING AND RECLAMATION DIVISION

Subchapter E. QUARRY AND PIT SAFETY

16 TAC §11.1004

The Railroad Commission of Texas proposes amendments to 16 TAC §11.1004, relating to Definitions. The Commission proposes the amendments to maintain consistency with Attorney General Opinion No. JC-0164 dated December 30, 1999.

The Commission proposes to amend §11.1004(14) to add the clause "that includes an industrial aggregate extraction plant" to the definition of "Inactive quarry or pit." This amendment is proposed to parallel JC-0164 which concludes that the Texas Aggregate Quarry and Pit Safety Act, Tex. Nat. Res. Code Ann. §§133.001, et seq . (The Act) definition of "inactive quarry or pits" incorporates only "sites" and the term "sites" includes only those locations with a plant used in the extraction of aggregates, so that the Act applies only to those inactive pits located near and associated with a plant.

The Commission proposes to amend 16 TAC §11.1004(30)(C) to remove from the definition of "Unacceptable and unsafe location" the sentence, "Other locations will be decided on a case by case basis." The Commission proposes to remove this sentence to comport with JC-0164 which concludes that the provision is invalid because it does not give adequate notice of proscribed conduct.

Melvin Hodgkiss, Director, Surface Mining and Reclamation Division, has determined that, during each year of the first five years the proposed amendments are in effect, there will likely be no fiscal impacts to state government associated with the proposed amendments. The proposed amendments should have the effect of reducing the Commission's case load of non-compliant inactive quarries and pits, allowing the Commission more time to handle quarries and pits which remain governed by the Act. Mr. Hodgkiss has also determined that there will be no discernible fiscal impacts to local governments.

Mr. Hodgkiss has also determined that the public benefit from adoption of the proposed amendments will be more effective enforcement of the quarry and pit safety rules due to consistency with the Attorney General opinion and compliance with administrative legal requirements.

Mr. Hodgkiss has determined that for each year of the first five years the amendments are in effect there will be no increased costs of compliance with the amended rule. These rule amendments actually reduce the number of quarries and pits subject to Commission regulation and keeps the Quarry and Pit program in compliance with what the Attorney General has determined to be state legal requirements.

The Commission has not requested a local employment impact statement pursuant to Texas Government Code, §2001.022(b).

Comments on these proposed amendments should be submitted to Melvin Hodgkiss, Director, Surface Mining and Reclamation Division, Railroad Commission of Texas, P.O. Box 12967, Austin, Texas 78711-2967 or via electronic mail at melvin.hodgkiss@rrc.state.tx.us. Comments will be accepted until 5:00 p.m. on the 30th day after publication in the Texas Register . For further information, please call Mr. Hodgkiss at (512) 463-6901.

The Commission proposes the amendments under Texas Natural Resources Code §134.011, which provides the Commission the authority to promulgate rules pertaining to quarry safety.

Texas Natural Resources Code, §133.003, is affected by the proposed amendments.

Issued in Austin, Texas, on July 24, 2001.

§11.1004.Definitions.

The following words and terms, when used in this subchapter, shall have the following meanings, unless the context clearly indicates otherwise.

(1) - (13) (No change).

(14) Inactive quarry or pit--A site that includes an industrial aggregate extraction plant or any portion of a site that includes an industrial aggregate extraction plant, that although previously in aggregate production , is not currently being quarried by any ownership, lease, joint venturer, or some other legal arrangement.

(15) - (29) (No change).

(30) Unacceptable unsafe location--A condition where the edge of a pit is located within 200 feet of a public roadway intersection in a manner which, in the judgment of the Commission:

(A) presents a significant risk of harm to public motorists by reason of the proximity of the pit to the roadway intersection; and

(B) has no naturally occurring or artificially constructed barrier or berm between the road and pit that would likely prevent a motor vehicle from accidentally entering the pit as the result of a motor vehicle collision at or near the intersection; or which,

(C) in the opinion of the Commission, is also at any other location constituting a substantial dangerous risk to the driving public, which condition can be rectified by the placement of berms, barriers, guardrails, or other devices as prescribed by these regulations. It is the Commission's opinion that any abandoned pit which has an edge within 200 feet of a roadway edge of a public road constitutes a substantial dangerous risk to the driving public. [ Other locations will be decided on a case by case basis. ]

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 27, 2001.

TRD-200104368

Mary Ross McDonald

Deputy General Counsel, Office of General Counsel

Railroad Commission of Texas

Earliest possible date of adoption: September 9, 2001

For further information, please call: (512) 475-1295


Chapter 20. ADMINISTRATION

Subchapter F. METHODS OF MAKING PAYMENTS TO THE COMMISSION

16 TAC §20.501

The Railroad Commission of Texas (Commission) proposes new §20.501, relating to payment of convenience fees. The new rule will be in new subchapter F to be titled "Methods of Making Payments to the Commission." The proposed new rule will apply to all entities making payments to the Commission using a method that requires electronic payment processing and that results in the Commission incurring transaction costs. The new rule will allow the Commission to implement additional payment methods over the Internet at no additional cost to the state.

Hope Morgan, Director, ITS Division, has determined that for each year of the first five years the new section is in effect there will be fiscal implications to state government as a result of the new section with regard to the payment of merchant fees; however, the net effect will be zero. No additional programming is required to implement the ability to make electronic payments. With the adoption of this proposed rule, the transaction fee charged to the Commission for electronic payment services will be passed on to the payer and collected from the payer at the time of payment. Convenience fees are set contractually with authorized financial institutions or authorized third parties, as in the case of the Texas Online Authority.

There will be no fiscal implications to local government.

Ms. Morgan also has determined that the public benefit anticipated as a result of the new section will be the ease of making secure payments to the Commission using non-cash payment methods, including the services provided over the Internet through Texas Online. There will be additional convenience fees charged to persons making payments to the Commission using non-cash payment methods. Since the use of non-cash payment processes is not mandatory, not every person making payments to the Commission would be required to pay convenience fees.

There is no anticipated economic cost for small businesses, micro-businesses, or individuals unless these entities choose to participate in non-cash transactions with the Commission.

Comments may be submitted to Mary Ross McDonald, Deputy General Counsel, Railroad Commission of Texas, P.O. Box 12967, Austin, Texas 78711, or via electronic mail to polly.mcdonald@rrc.state.tx.us. Comments will be accepted for 30 days following publication in the Texas Register . For more information, call Ms. Morgan at (512) 463-7249.

The Commission proposes the new section pursuant to Subsection (b) of Texas Government Code, §2001.006 ( as added by Acts 1999, 76th Leg., ch. 558, §1 ), and under the provisions of Section 2, Senate Bill 310, 77th Legislature (2001), which enacted new Texas Civil Statutes, Article 6447n, authorizing the Commission to accept electronic payments and to impose a service charge in an amount reasonable and necessary to reimburse the Commission for the costs involved in processing the payment.

Texas Civil Statutes, Article 6447n, as enacted by Senate Bill 310, is affected by the proposed new section.

Issued in Austin, Texas on July 24, 2001.

§20.501.Payment of Convenience Fees.

(a) Authority. As permitted by Texas Civil Statutes, Article 6447n, the Commission authorizes payment of regulatory fees, fines, penalties, and charges for goods and services by means of an electronic payment method or a credit card issued by a financial institution chartered by a state or the United States or issued by a nationally recognized credit organization approved by the Commission. Payment by an authorized method may be made in person, by telephone, or through the Internet. A person who makes a payment to the Commission by means of an electronic payment method or credit card shall pay a convenience fee in an amount reasonable and necessary to reimburse the Commission for the costs involved in processing the payment.

(b) Definitions. The following words and terms, when used in this subchapter, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Commission--The Railroad Commission of Texas.

(2) Convenience fees--An additional charge by the Commission collected from the payer to cover the cost of credit card merchant fees, Internet transactions, and/or other charges associated with non-cash payments.

(3) Electronic payment--Non-cash payment made to the Commission over the Internet or otherwise.

(4) Electronic processing--The required use of an electronic processing system owned by financial institution chartered by a state or the United States or issued by a nationally recognized credit organization approved by the Commission to make a payment to the Commission.

(5) Merchant fees--Charges by a third party to the Commission for the electronic processing of non-cash payments, which can include both flat fees and charges based on a percentage of the total payment amount.

(6) Non-cash payments--The use of credit cards, debit cards, charge cards, or other payment methods offered by a financial institution chartered by a state or the United States or issued by a nationally recognized credit organization approved by the Commission.

(7) Payments--Regulatory fees, fines, penalties, and charges for goods and services paid to the Commission.

(8) Payer--Any entity making a payment to the Commission.

(9) Refunds--Payments returned by the Commission to the payer.

(10) Transaction fees--Charges incurred by the Commission to cover the cost of processing debit card, credit card, Internet, and other non-cash transactions. These include the charges incurred by the Commission for Texas Online Internet payment processing services.

(c) Explanation of how the Commission charges convenience fees.

(1) General. The Commission will assess convenience fees on a per-transaction basis in an amount that will cover the cost of the transaction fee paid by the Commission for electronic payment processing services, including but not limited to the transaction cost incurred by the Commission through the use of Texas Online Internet payment services. Payers shall pay convenience fees when they make payment to the Commission using any payment method that requires electronic processing. The Commission will refund convenience fees using the same electronic processing system used to make the payment.

(2) Examples. The fact situations in subparagraphs (A) through (C) of this paragraph illustrate the Commission's interpretation and application of Texas Civil Statutes, Article 6447n, and demonstrate how the Commission will calculate the amount of any convenience fee that may be due. The fact situations in subparagraphs (A) through (C) of this paragraph are illustrative only.

(A) Customer #1 pays for a drilling permit application over the Internet using a credit card or a debit card through the Texas Online payment portal services. Customer #1 also pays a convenience fee that includes merchant fees and a $2.00 per transaction charge for using Texas Online Internet processing services.

(B) Customer #2 pays for a drilling permit application in person using a credit card or a debit card. Customer #2 also pays a convenience fee that includes merchant fees only.

(C) Customer #3 pays for a drilling permit application by writing a check. Customer # 3 pays no convenience fees.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 24, 2001.

TRD-200104269

Mary Ross McDonald

Deputy General Counsel, Office of General Counsel

Railroad Commission of Texas

Earliest possible date of adoption: September 9, 2001

For further information, please call: (512) 475-1295


Part 4. TEXAS DEPARTMENT OF LICENSING AND REGULATION

Chapter 76. WATER WELL DRILLERS AND WATER WELL PUMP INSTALLERS

The Texas Department of Licensing and Regulation proposes the repeal of 16 Texas Administrative Code §§76.10, 76.200 - 76.206, 76.220, 76.300, 76.600 - 76.602, 76.700 - 76.707, 76.900, 76.910, and 76.1000 - 76.1009 and new §§76.10, 76.200 - 76.206, 76.220, 76.300, 76.600 - 76.602, 76.700 - 76.708, 76.900, 76.910, and 76.1000 - 76.1010 concerning water well drillers and water well pump installers. The new rules rearrange, consolidate, and revise existing language for clarification.

The proposed rules add the definitions of continuing education, continuing education programs, and test wells. Also added were the definitions of "Commissioner" and "Executive Director". The definitions of Commissioner and Executive Director are necessary to implement statutory changes that affect the Texas Water Code, Chapters 32 and 33. The statutory changes were enacted by Acts of the 77th Legislature; House Bill 1214 (HB 1214). The proposed definitions related to HB 1214 define "Commissioner" as being the Executive Director of the Texas Department of Licensing and Regulation and define the "Executive Director" as being the Commissioner of the Texas Department of Licensing and Regulation.

The proposed rules establish the following: the requirement that a driller needs experience in water well drilling; a renewal for apprentice and a waiver for continued education requirements for licensees; criteria for continued education providers; procedures for reporting the drilled wells and plugged wells electronically; procedures for reporting undesirable water or constituents reports electronically; the requirement of capping unattended wells; criteria for licensees to adhere to manufacturer's recommended well construction materials and equipment; a time frame for plugging test wells; a new procedure for sealing a water well that encounters undesirable water or constituents; and a new procedure for plugging large-diameter and bored wells.

Jimmy Martin, Director of the Enforcement Division, has determined that for the first five-year period these sections are in effect, there will be no fiscal implications until fee rules proposed on June 29, 2001 are adopted by the Department. The Department anticipates adopting the fee rules in the very near future.

Mr. Martin also has determined that for each year of the first five years the sections are in effect, the public benefit as a result of enforcing the sections will be improvements in water well drilling and pump installation techniques, education of water well and pump installation professionals, and communication of important water well and pump installation information to the Department.

The Department does not anticipate an economic effect on small businesses and persons who are required to comply with the sections as proposed until it adopts fee rules. The Department anticipates adopting fee rules in the very near future.

Comments on the proposal may be submitted to Steve Wiley, Program Manager, Water Well Drillers Section, Texas Department of Licensing and Regulation, P.O. Box 12157, Austin, Texas 78711, facsimile (512) 463-8616, or by e-mail: steve.wiley@license.state.tx.us. The deadline for comments is 30 days after publication in the Texas Register .

16 TAC §§76.10, 76.200 - 76.206, 76.220, 76.300, 76.600 - 76.602, 76.700 - 76.707, 76.900, 76.910, 76.1000 - 76.1009

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Department of Licensing and Regulation or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under Texas Occupations Code, Chapter 51, §51.203, Texas Water Code, Chapters 32 and 33, §32.009 and §33.007, and Acts of the 77th Legislature, HB 1214, §41(b). The Department interprets §51.203 as authorizing the Executive Director to adopt rules as necessary to implement this chapter and any other law establishing a program regulated by the Department. The Department interprets §32.009 and §33.007 of the Texas Water Code, and §41(b) of HB 1214, as authorizing the Executive Director of the Texas Department of Licensing and Regulation to promulgate and enforce a code of rules and take all action necessary to assure compliance with the intent and purpose of the Texas Water Code, Chapters 32 and 33.

The statutory provisions affected by the repeal are Texas Water Code, Chapters 32 and 33 and Texas Occupations Code, Chapter 51. No other statutes, articles, or codes are affected by the repeal.

§76.10.Definitions.

§76.200.Licensing Requirements-General.

§76.201.Requirements for Issuance of a License.

§76.202.Applications for Licenses and Renewals.

§76.203.Examinations.

§76.204.License Renewal.

§76.205.Registration for Driller or Pump Installer Apprenticeship.

§76.206.Responsibilities of the Apprentice.

§76.220.Continuing Education.

§76.300.Exemptions.

§76.600.Responsibilities of the Department-Certification by the Executive Director.

§76.601.Responsibilities of the Department-General.

§76.602.Responsibilities of the Department - Undesirable Water.

§76.700.Responsibilities of the Licensee-State Well Reports.

§76.701.Responsibilities of the Licensee-Reporting Undesirable Water or Constituents.

§76.702.Responsibilities of the Licensee and Landowner-Well Drilling, Completion, Capping and Plugging.

§76.703.Responsibilities of the Licensee-Standards of Completion for Public Water.

§76.704.Responsibilities of the Licensee-Marking Vehicles and Equipment.

§76.705.Responsibilities of the Licensee-Representations.

§76.706.Responsibilities of the Licensee-Unauthorized Practice.

§76.707.Responsibilities of the Licensee--Adherence to Statutes and Codes.

§76.900.Disciplinary Actions.

§76.910.Disciplinary Actions - Disposition of Application.

§76.1000.Technical Requirements-Locations and Standards of Completion for Wells.

§76.1001.Technical Requirements - Standards of Completion for Water Wells.

§76.1002.Technical Requirements-Standards for Wells Producing Undesirable Water or Constituents.

§76.1003.Technical Requirements - Re-completions.

§76.1004.Technical Requirements-Standards for Capping and Plugging of Wells and Plugging Wells that Penetrate Undesirable Water or Constituent Zones.

§76.1005.Technical Requirements-Standards for Water Wells (drilled before June 1, 1983).

§76.1006.Technical Requirements - Water Distribution and Delivery Systems.

§76.1007.Technical Requirements - Chemical Injection, Chemigation, and Foreign Substance Systems.

§76.1008.Technical Requirements-Pump Installation.

§76.1009.Technical Requirements-Alternative Standards.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 24, 2001.

TRD-200104278

William H. Kuntz, Jr.

Executive Director

Texas Department of Licensing and Regulation

Earliest possible date of adoption: September 9, 2001

For further information, please call: (512) 463-7348


16 TAC §§76.10, 76.200 - 76.206, 76.220, 76.300, 76.600 - 76.602, 76.700 - 76.708, 76.900, 76.910, 76.1000 - 76.1010

The new rules are proposed under Texas Occupations Code, Chapter 51, §51.203, Texas Water Code, Chapters 32 and 33, §32.009 and §33.007, and Acts of the 77th Legislature, HB 1214, §41(b). The Department interprets §51.203 as authorizing the Executive Director to adopt rules as necessary to implement this chapter and any other law establishing a program regulated by the Department. The Department interprets §32.009 and §33.007 of the Texas Water Code, and §41(b) of HB 1214, as authorizing the Executive Director of the Texas Department of Licensing and Regulation to promulgate and enforce a code of rules and take all action necessary to assure compliance with the intent and purpose of the Texas Water Code, Chapters 32 and 33.

The statutory provisions affected by the proposed new rules are Texas Water Code, Chapters 32 and 33 and Texas Occupations Code, Chapter 51. No other statutes, articles, or codes are affected by these proposed new rules.

§76.10.Definitions.

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise:

(1) Abandoned well--A well that has not been used for six consecutive months. A well is considered to be in use in the following cases:

(A) a non-deteriorated well which contains the casing, pump, and pump column in good condition; or

(B) a non-deteriorated well which has been capped.

(2) Annular space--The space between the casing and borehole wall.

(3) Atmospheric barrier--A section of cement placed from two feet below land surface to the land surface when using granular sodium bentonite as a casing sealant or plugging sealant in lieu of cement.

(4) Bentonite--A sodium hydrous aluminum silicate clay mineral (montmorillonite) commercially available in powdered, granular, or pellet form which is mixed with potable water and used for a variety of purposes including the stabilization of borehole walls during drilling, the control of potential or existing high fluid pressures encountered during drilling below a water table, and to provide a seal in the annular space between the well casing and borehole wall.

(5) Bentonite grout--A fluid mixture of sodium bentonite and potable water mixed at manufacturers' specifications to a slurry consistency that can be pumped through a pipe directly into the annular space between the casing and the borehole wall. Its primary function is to seal the borehole in order to prevent the subsurface migration or communication of fluids.

(6) Capped well--A well that is closed or capped with a covering capable of preventing surface pollutants from entering the well and sustaining weight of at least 400 pounds and constructed in such a way that the covering cannot be easily removed by hand.

(7) Casing--A watertight pipe which is installed in an excavated or drilled hole, temporarily or permanently, to maintain the hole sidewalls against caving, advance the borehole, and in conjunction with cementing and/or bentonite grouting, to confine the ground waters to their respective zones of origin, and to prevent surface contaminant infiltration.

(A) Plastic casing--National Sanitation Foundation (NSF-WC) or American Society of Testing Material (ASTM) F-480 minimum SDR 26 approved water well casing.

(B) Steel Casing--New ASTM A-53 Grade B or better and have a minimum weight and thickness of American National Standards Institute (ANSI) schedule 10.

(C) Monitoring wells may use other materials, such as fluoropolymer (Teflon), glass-fiber-reinforced epoxy, or various stainless steel alloys.

(8) Cement--A neat portland or construction cement mixture of not more than seven gallons of water per 94-pound sack of dry cement, or a cement slurry which contains cement along with bentonite, gypsum or other additives.

(9) Chemigation--A process whereby pesticides, fertilizers or other chemicals, or effluents from animal wastes is added to irrigation water applied to land or crop, or both, through an irrigation distribution system.

(10) Commission--The Texas Commission of Licensing and Regulation.

(11) Commissioner--as used in Texas Water Code, Chapters 32 and 33 and in these rules, has the same meaning as Executive Director.

(12) Complainant--A person who has filed a complaint with the Texas Department of Licensing and Regulation (Department) against any party subject to the jurisdiction of the Department. The Department may be the complainant.

(13) Completed monitoring well--A monitoring well which allows water from a single water-producing zone to enter the well bore, but isolates the single water-producing zone from the surface and from all other water-bearing zones by proper casing and/or cementing procedures. The single water-producing zone shall not include more than one continuous water-producing unit unless a qualified geologist or a groundwater hydrologist has determined that all the units screened or sampled by the well are interconnected naturally.

(14) Completed to produce undesirable water--A completed well which is designed to extract water from a zone which contains undesirable water.

(15) Completed water well--A water well, which has sealed off access of undesirable water to the well bore by proper casing and/or cementing procedures.

(16) Constituents--Elements, ions, compounds, or substances which may cause the degradation of the soil or ground water.

(17) Continuing Education--Four hours of education in a one-year period required as a condition of licensure or certification under the Code.

(18) Continuing Education Program--A formal offering of instruction or information to licensees or certificate holders for the purpose of maintaining skills necessary for the protection of groundwater and the health and general welfare of the citizens and the competent practice of the construction of water wells, the installation of pumps or pumping equipment or water well monitoring. A school, clinic, forum, lecture, course of study, educational seminar, workshop, conference, convention, or short course approved by the Department, may offer such programs.

(19) Dry litter poultry facility--Fully enclosed poultry operation where wood shavings or similar material is used as litter.

(20) Easy access--Access is not obstructed by other equipment and the fitting can be removed and replaced with a minimum of tools without risk of breakage of the attachment parts.

(21) Edwards aquifer--That portion of an arcuate belt of porous, water bearing, predominantly carbonate rocks known as the Edwards and Associated Limestones in the Balcones Fault Zone trending from west to east to northeast in Kinney, Uvalde, Medina, Bexar, Hays, Travis, and Williamson Counties; and composed of the Salmon Peak Limestone, McKnight Formation, West Nueces Formation, Devil's River Limestone, Person Formation, Kainer Formation, Edwards Formation and Georgetown Formation. The permeable aquifer units generally overlie the less-permeable Glen Rose Formation to the south, overlie the less-permeable Comanche Peak and Walnut formations north of the Colorado River, and underlie the less-permeable Del Rio Clay regionally.

(22) Environmental soil boring--An artificial excavation constructed to measure or monitor the quality and quantity or movement of substances, elements, chemicals, or fluids beneath the surface of the ground. The term shall not include any well that is used in conjunction with the production of oil, gas, or any other minerals.

(23) Executive Director--As used in Texas Water Code, Chapter 32 and 33 and in these rules, has the same meaning as Commissioner.

(24) Flapper--The clapper, closing, or checking device within the body of the check valve.

(25) Foreign substance--Constituents that includes recirculated tailwater and open-ditch water when a pump discharge pipe is submerged in the ditch.

(26) Freshwater--Water whose bacteriological, physical, and chemical properties are such that it is suitable and feasible for beneficial use.

(27) Granular sodium bentonite--Sized, coarse ground, untreated, sodium based bentonite (montmorillonite) which has the specific characteristic of swelling in freshwater.

(28) Groundwater conservation district--Any district or authority created under Article III, Section 52, or Article XVI, Section 59 of the Texas Constitution or under the provisions of Chapters 35 and 36 of the Texas Water Code that has the authority to regulate the spacing or production of water wells.

(29) Irrigation distribution system--A device or combination of devices having a hose, pipe, or other conduit which connects directly to any water well or reservoir connected to the well, through which water or a mixture of water and chemicals is drawn and applied to land. The term does not include any hand held hose sprayer or other similar device, which is constructed so that an interruption in water flow automatically prevents any backflow to the water source.

(30) Monitoring well--An artificial excavation constructed to measure or monitor the quality and/or quantity or movement of substances, elements, chemicals, or fluids beneath the surface of the ground. Included within this definition are environmental soil borings, piezometer wells, observation wells, and recovery wells. The term shall not include any well that is used in conjunction with the production of oil, gas, coal, lignite, or other minerals.

(31) Mud for drilling--A relatively homogenous, viscous fluid produced by the suspension of clay-size particles in water or the additives of bentonite or polymers.

(32) Piezometer--A device so constructed and sealed as to measure hydraulic head at a point in the subsurface.

(33) Piezometer well--A well of a temporary nature constructed to monitor well standards for the purpose of measuring water levels or used for the installation of piezometer resulting in the determination of locations and depths of permanent monitor wells.

(34) Plugging--An absolute sealing of the well bore.

(35) Pollution--The alteration of the physical, thermal, chemical, or biological quality of, or the contamination of, any water that renders the water harmful, detrimental, or injurious to humans, animals, vegetation, or property, or to public health, safety, or welfare, or impairs the usefulness or the public enjoyment of the water for any or reasonable purpose.

(36) Public water system--A system supplying water to a number of connections or individuals, as defined by current rules and regulations of the Texas Natural Resource Conservation Commission, 30 TAC Chapter 290.

(37) Recharge zone--Generally, that area where the stratigraphic units constituting the Edward Aquifer crop out, including the outcrops of other geologic formations in proximity to the Edwards Aquifer, where caves, sinkholes, faults, fractures, or other permeable features would create a potential for recharge of surface waters into the Edwards Aquifer. The recharge zone is identified as that area designated as such in official maps in the appropriate regional office of the Texas Natural Resource Conservation Commission.

(38) Recovery well--A well constructed for the purpose of recovering undesirable groundwater for treatment or removal of contamination.

(39) Sanitary well seal--A watertight device to maintain a junction between the casing and the pump column.

(40) Test well--A well drilled to explore for groundwater.

(41) Undesirable water--Water that is injurious to human health and the environment or water that can cause pollution to land or other waters.

(42) Water or waters in the state--Groundwater, percolating or otherwise, lakes, bays, ponds, impounding reservoirs, springs, rivers, streams, creeks, estuaries, marshes, inlets, canals, the Gulf of Mexico inside the territorial limits of the state, and all other bodies of surface water, natural or artificial, inland or coastal, fresh or salt, navigable or nonnavigable, and including the beds and banks of all watercourses and bodies of surface water, that are wholly or partially inside or bordering the state or inside the jurisdiction of the state.

(43) Well--A water well, test well, injection well, dewatering well, monitoring well, piezometer well, observation well, or recovery well.

(44) State well report (Well Log)--A log recorded on forms prescribed by the Department, at the time of drilling showing the depth, thickness, character of the different strata penetrated, location of water-bearing strata, depth, size, and character of casing installed, together with any other data or information required by the Executive Director.

§76.200.Licensing Requirements-General.

It shall be unlawful for any person to act as, or to offer to perform services as a driller or pump installer without first obtaining a license pursuant to the Texas Water Code, Chapters 32 and 33 and this chapter.

§76.201.Requirements for Issuance of a License.

(a) An application, accompanied by the required examination fee, must be submitted by each person desiring to obtain a well driller's or pump installer's license.

(b) Within 90 days after approval, each applicant must pass an examination.

(c) Upon passing the examination, an applicant must submit the required license fee to the Department.

(d) A licensee, not licensed to perform all types of well drilling and pump installation, may apply for designation for additional types of well drilling or pump installation. Applications for additional designations shall be accompanied by the appropriate application fee, and shall contain all information required by these rules for an initial license. Upon examination of the applicant's qualifications, the Executive Director, with advice of the Water Well Driller Advisory Council, shall deny or grant additional grades of licensure.

(1) An applicant who has demonstrated competency in well drilling shall be deemed qualified for licensing for Dewatering, Injection, and Monitoring drilling which are regulated under these rules.

(2) An applicant who has demonstrated competency in all types of pump installation shall be deemed qualified for a master pump installer's license.

§76.202.Applications for Licenses and Renewals.

(a) Application shall be made on forms provided by the Department.

(b) Application shall include:

(1) a letter of reference from a licensed well driller or pump installer with the same type of designation, as applicable, who has at least two years licensed experience in well drilling/pump installing;

(2) letters of reference from two well drilling or pump installer customers, as applicable, who are not related within the second degree of consanguinity to the applicant (i.e., may not be the applicant's spouse, or related to the applicant or applicant's spouse, as a child, grandchild, parent, sister, brother, or grandparent);

(3) the applicant's statement that he has drilled wells or installed pumps under the supervision of a driller or pump installer licensed under the Texas Water Code, Chapters 32 and 33 for two years or that he has other well drilling or pump installing experience as defined by this chapter ; and

(4) the applicant's sworn statement that he has read and will adhere to the requirements of the Texas Water Code, Chapters 32 and 33 and this chapter.

(c) The application must be received by the Department at least 45 days before a Council meeting in order to be scheduled for consideration at the next meeting.

(1) The Department will send written notice to the applicant informing the applicant that the application is administratively complete and accepted for filing, or that the application is deficient in specific areas and the applicant has 30 days to submit additional information to correct the deficiency or deficiencies.

(2) If the required information is not forthcoming from the applicant within 30 days of the date of mailing of the deficiency notice, the applicant will not be considered at the next Council meeting.

(3) If the applicant disagrees that the application is deficient, the applicant may file a motion for reconsideration of the Department's action.

(d) A license issued by the Department will expire annually from the date of issuance.

(e) Intentionally misstating or misrepresenting a fact on an application, renewal application, state well report, plugging report, or with any other information or evidence furnished to the Department in connection with official Departmental matters shall be grounds for assessing penalties and/or sanctions.

§76.203.Examinations.

(a) Examinations shall be designed to determine if the applicant possesses the requisite knowledge of pump installation techniques, well drilling, completion, and plugging methods and techniques, and of groundwater formations to ensure that the licensee will not present a serious risk of pollution of a groundwater source.

(b) Examinations shall be offered on a regular basis at a time and place designated by the Executive Director.

(c) Additional examinations shall be offered if more than ten (10) applicants petition the Executive Director in writing.

(d) An applicant may only take the examination twice within any 12-month period.

(e) Each time an applicant applies to retake the Department's examination an applicant must submit the re-examination fee.

§76.204.License and Apprentice Registration Renewal.

(a) On or before the expiration date of the license or registration, the licensee or registrant shall pay an annual renewal fee to the Department and submit an application for renewal.

(b) To renew a license, the licensee is required to show proof of four hours of continuing education with one-hour dedicated to the Water Well Driller/Pump Installer Rules and Regulation.

(c) If a person's license or registration is expired 90 days or less, the person may renew the license or registration by paying the Department the required renewal fee and a late fee equal to one-half the license or registration fee.

(d) If a person's license or registration is expired for more than 90 days but less than two years, the person may be eligible for a license or registration reissuance by paying all renewal fees and a late fee that is equal to the license or registration fee.

(e) If a person's license or registration has been expired for two years or more, the person may not renew the license or registration, but may apply for a new license or registration.

(f) A person's registration will not be renewed unless their supervisor's well driller or pump installer license is current.

(g) Requests to waive the Continuing Education requirements because the license holder does not supervise, contract with the public, or has retired from the drilling or pump service industry shall:

(1) be submitted in writing to the Department;

(2) contain a detailed explanation of the conditions under which the waiver is requested; and

(3) must be accompanied by the renewal fee.

(h) To re-instate a driller license to supervise and/or contract with the public, the driller must submit four hours of continuing education.

§76.205.Registration for Driller or Pump Installer Apprenticeship.

(a) A person who wishes to undertake a Department approved apprentice program under the supervision of a licensed well driller or a licensed pump installer who has been licensed for a minimum of two years, must submit a registration form to the Department and provide proof that the licensed well driller or pump installer has agreed to accept the responsibility of supervising the training. A driller or pump installer may not supervise more than three apprentices at any one time. Person's with both a well driller and a pump installer license may register a maximum of six apprentices (three of each type) at any one time.

(b) A registered pump installer apprentice shall represent his supervising pump installer during operations at the well site.

(c) The Department, with advice of the Council, may review driller and pump installer apprentice registration forms.

(d) A registered pump installer apprentice may not perform, or offer to perform, any services associated with procedures employed in the placement and preparation for operation of equipment and material used to obtain water from a water well. A pump installer apprentice's registration may be revoked for engaging in prohibited activities.

(e) Registration forms shall include:

(1) the name, business address, and permanent mailing address of the apprentice in training;

(2) the name, business address, and license number of the licensed driller or pump installer who will supervise the training;

(3) a brief description of the training program;

(4) the effective commencement and termination date of the training program;

(5) a statement by the licensed driller or pump installer accepting financial responsibility for the activities of the apprentice associated with the training program or undertaken on behalf of the licensed driller or pump installer; and

(6) the signatures of the apprentice and the licensed driller or pump installer and the sworn statement of both that the information provided is true and correct.

(f) If the application conforms to the rules and the apprentice program meets Department requirements, the Department will notify the apprentice and the supervising driller or pump installer that the apprentice has been accepted as a registered driller or pump installer apprentice and that the registration form shall remain in the Department's files for the stated duration of the apprentice period.

(g) If the application and apprentice program do not conform to the rules or is not approved, the Department shall notify the apprentice and the apprentice's supervising driller/pump installer of the disapproval.

§76.206.Responsibilities of the Apprentice.

(a) A registered driller/pump installer apprentice shall:

(1) represent his supervising driller/pump installer during operations at the well site;

(2) driller apprentice shall co-sign state well reports with the supervising driller; and

(3) perform services associated with drilling, deepening, or altering a well under the direct supervision of the supervising driller.

(b) A registered driller/pump installer apprentice may not perform, or offer to perform, any services associated with drilling, deepening, installing a pump or altering a well except under the direct supervision of a licensed driller/pump installer and/or according to the supervising driller's express directions. A driller/pump installer apprentice's registration may be revoked for engaging in prohibited activities.

(c) Upon completion of a training program of at least one year, an apprentice may apply to obtain a well driller's or pump installer's license or renew the status as an apprentice. The supervising driller, pump installer, or apprentice may terminate the training program by written notice to the Department. A reason for termination is not required. Upon receipt of the notice, the Department shall terminate the apprentice's status as a registered apprentice.

(d) The licensed driller or licensed pump installer shall be present at the well site at all times during all operations or may be represented by a registered apprentice capable of immediate communication with the licensed driller or licensed pump installer at all times, provided that the licensed driller and licensed pump installer is less than one hour travel time from the well site. The licensed driller shall visit the well site at least once each day of operation to direct the manner in which the operations are conducted.

(e) The supervising licensed driller or licensed pump installer is responsible for compliance with the Texas Water Code, Chapters 32 and 33 of this title (relating to Water Well Drillers and Water Well Pump Installers) and Department rules.

(f) If the supervising driller or pump installer is unavailable, he may be represented by any other licensed driller or licensed pump installer employed by the same company.

§76.220.Continuing Education.

(a) A licensed driller or pump installer is required to show proof of four (4) hours of continuing education every year with one-hour dedicated to rules and regulations related to the Well Driller/Pump Installer industry. Only courses approved by the Department can be used to satisfy this requirement.

(b) Competence in the performance of services requires that the licensee's knowledge and skills encompass current knowledge of the rules and regulations, drilling and completion, pump installation, plugging techniques, areas of health and safety, and of the occurrence and availability of groundwater to the extent that the performance of services by the driller or pump installer does not create a risk of water pollution. Therefore, licensees must maintain proficiency in the field of well drilling and pump installation.

(c) Each licensee must submit with the renewal request a copy of the certificates of completion as proof of meeting the continuing education requirements.

(d) Only courses or programs designated or approved by the Department shall be acceptable for license renewal.

(e) General requirements for approval of continuing education programs. The Department shall approve applications from providers for continuing education programs. Approval will be granted for a specific number of hours. To be approved, all continuing education programs must meet the following general requirements.

(1) Course content must relate directly to the Department regulated well industry and shall include (but not limited to) well and water well pump standards, geologic characteristics of the state, state groundwater laws and related regulations, well construction and pump installation practices and techniques, areas of health and safety, environmental protection, technological advances, and business management.

(2) Approval of courses or programs shall be issued by the Department before the course or program is offered. A written request by the provider's entity shall provide a detailed narrative describing the courses or programs offered and the qualification of the instructors.

(3) Program presenters must be a graduate from an accredited four-year college or university with a degree in the field they are teaching or related experience may be substituted on a year for year basis.

(4) The program provider will give each attendee a certificate of completion and submit a complete attendance roster to the Department no later than thirty (30) days after the occurrence of each program and shall include the following information:

(A) name and address of individuals attending,

(B) program title,

(C) date(s) attended, and

(D) number of hours credited to attendees.

(5) Each program, course offering, or seminar shall be individually reviewed and approved.

(6) Courses or programs conducted by manufacturers specifically to promote their products will not be considered for continuing education.

(7) A provider may not train his or her own employees.

(f) To obtain approval of a continuing education program, a provider shall submit an application that includes the following information:

(1) business name, address and telephone number,

(2) business representative's name,

(3) name, location and date(s) of the program,

(4) number of continuing education hours credited, and

(5) description of the instructors' qualifications.

(g) The course application shall be accompanied by the following.

(1) A sample of the Certificate of Completion. The Certificate of Completion must include:

(A) name and brief description of course,

(B) name of provider,

(C) name and signature of the provider representative,

(D) course completion date,

(E) name of the person who attended,

(F) number of continuing education hours credited, and

(G) the Department's course number.

(2) A copy of the course outline. This outline should include a description of each segment of course and the time allotted. All segments must directly relate to the training course.

(3) Copies of videos, tapes, handouts, study materials and any additional documentation. These course materials will become property of the Department and will not be returned.

(4) A resume of qualifications for each instructor who will teach. Providers must explain an instructor's qualifications to teach the course including educational and well drilling or pump installer experience. (Note: An updated instructor's resume must be submitted when instructors are added or removed from the staff).

(5) Any other information or data that is necessary to adequately describe or explain the course.

(h) Responsibilities of the Recognized Private Provider.

(1) After the Department has approved an application, the provider is entitled to state upon its publication: "This course has been approved by the Texas Department of Licensing and Regulation for continuing education credit under the Well Drilling and Pump Installation Regulation."

(2) Providers shall retain student attendance records for a period of two years, make copies available to former students, and provide copies to the Department upon request.

(3) A participant roster shall be provided to the Department and shall include actual hours attended.

(4) Providers or instructors shall fully assist any employee of the Department in the performance of an audit or investigation of a complaint, and shall provide requested information within the time frame set by the Department.

(5) Providers shall notify the Department of the intent to provide an approved course at least 30 days before the date of the course.

(i) The approval of a program may be withdrawn or suspended by the Department if it is determined that:

(1) the program teaching method or program content has been changed without notice to the Department,

(2) a certificate of completion has been issued to an individual who did not attend or complete the approved program,

(3) certificates of completion are not given to all individuals who have satisfactorily completed the approved activity,

(4) fraud or misrepresentation occurred in the application process for program approval, maintenance or records, teaching method program content, or issuance of certificates for a particular course or program, or

(5) failure to notify the Department of the intent to provide a course at least 30 days prior to the course.

§76.300.Exemptions.

The following are not required to obtain a license under Chapters 32 and 33 of the Texas Water Code, however, must comply with standards set forth in §§76.701, 76.702, 76.1000, 76.1001, 76.1003 and 76.1004 of this chapter:

(1) any person who drills, bores, cores, or constructs a water well on his property for his own use.

(2) any person who assists in the construction of a water well under the direct supervision of a licensed water well driller and is not primarily responsible for the drilling operation;

(3) any person who, pursuant to 30 TAC, Chapter 334, Subchapter I: Underground Storage Tank Contractor Registration and Installer Licensing, possesses a Class A or Class B Underground Storage Tank (UST) Installers' license who drills observation wells within the backfill of the original excavation for UST's, including associated piping and pipe trenches (tank plumbing and piping), to a depth of no more than two feet below the tank bottom. However, if the total depth exceeds 20 feet below ground surface, a licensed driller is required to drill the well;

(4) any person who drills environmental hand auger soil borings no more than 10 feet in depth;

(5) any person who installs or repairs water well pumps and equipment on his own property, or on property that he has leased or rented, for his own use;

(6) any person who assists in the procedure of pump installation under the direct supervision of a licensed installer and who is not primarily responsible for the installation;

(7) any person who is a ranch or farm employee whose general duties include installing or repairing a water well pump or equipment on his employer's property for his employer's use, but who is not employed or in the business of installation or repair of water pumps or equipment; or,

(8) any registered well driller apprentice or pump installer apprentice.

(9) pump manufacturers and sellers of new and used pumps and/or pump equipment including pump distributors and pump dealers who do not install pumps and/or pump equipment.

§76.600.Responsibilities of the Department--Certification by the Executive Director.

(a) The Department, with advice of the Council, shall review and pass upon each applicant's qualifications.

(b) In assessing an applicant's qualifications, the Department and the Council shall examine the letters of reference submitted, the applicant's experience and competence in well drilling or pump installing, and any other relevant information which may be presented including, but not limited to, compliance history.

(c) An applicant, at the discretion of the Department, may not be certified for up to one-year following the revocation of the applicant's license or a finding that the applicant operated without a license.

(d) After assessing the qualifications of an applicant, the Department, with advice of the Council, shall determine the type(s) of well drilling or pump installation, the applicant is competent to perform. Types of drilling include water well, monitoring well, injection well, and dewatering well. Types of pump installation include: windmills, hand pumps, and pump jacks; fractional to five horsepower; submersible five horsepower and over; and line-shaft turbine pumps.

(e) The Executive Director may waive any applicant requirements stated herein.

§76.601.Responsibilities of the Department--General.

The Department may initiate field inspections and investigations of well drilling, pump installation, capping, plugging, or completion operations.

§76.602.Responsibilities of the Department--Undesirable Water.

(a) The Department shall determine whether undesirable water or constituents have been encountered. If undesirable water or constituents are encountered, the Department shall determine whether the person having the well drilled, deepened, or altered intends to have the well plugged or completed within 30 days;

(b) Where a person having a well drilled, deepened, or altered does not intend to have the well plugged or completed as required by this chapter, or where he or she does not have the well plugged or completed within the prescribed time period, the Department shall direct that the person having the well drilled, deepened, or altered appear at a hearing and show cause why the well should not be plugged or completed.

§76.700.Responsibilities of the Licensee--State Well Reports.

Every well driller who drills, deepens, or alters a well, within this state shall record and maintain a legible and accurate State Well Report on forms prescribed by the Department. Each copy of a State Well Report, other than a Department copy, shall include the name, mailing address, and telephone number of the Department.

(1) Every well driller shall transmit electronically through the Texas Well Report Submission and Retrieval System or deliver or send by certified mail, the original of the State Well Report to the Department. Every well driller shall deliver or send by first-class mail a photocopy to the local groundwater conservation district, if applicable, and a copy to the owner or person for whom the well was drilled, within 60 days from the completion or cessation of drilling, deepening, or otherwise altering a well.

(2) The person that plugs a well described in §76.702(a), (b), and (d) of this title (relating to Responsibilities of the Licensee and Landowner--Well Drilling, Completion, Capping and Plugging) shall, within 30 days after plugging is complete, transmit electronically through the Texas Well Report Submission and Retrieval System or deliver or send by certified mail, the original of the State Texas Plugging Report to the Department. The person that plugs the well shall deliver or send by first-class mail a copy to the local groundwater district and the owner or person for whom the well was plugged.

§76.701.Responsibilities of the Licensee--Reporting Undesirable Water or Constituents.

Each well driller shall inform, within 24 hours, the landowner or person having a well drilled, deepened, or otherwise altered or their agent when undesirable water or constituents have been knowingly encountered. The well driller shall submit, within 30 days of encountering undesirable water or constituents transmit electronically through the Texas Well Report Submission and Retrieval System or deliver or send by certified mail, the original of the Undesirable Water or Constituents Report. The well driller shall deliver or send by first-class mail a copy of the Undesirable Water or Constituents Report to the local groundwater conservation district if applicable and the landowner or personal having the well drilled, deepened, or altered.

§76.702.Responsibilities of the Licensee and Landowner--Well Drilling, Completion, Capping and Plugging.

(a) All well drillers and persons having a well drilled, deepened, or altered shall adhere to the provisions of this chapter prescribing the location of wells and proper drilling, completion, capping, and plugging.

(1) Where a landowner, or person having the well drilled, deepened, or altered, denies a licensed well driller access to the well to complete the well to established standards and thereby precludes the driller from performing his or her duties under the Texas Water Code, Chapters 32 and 33 and this title, the well driller shall file with the Department a statement to that effect within five days of the denial. The landowner or person authorizing the well work must complete the well to established standards within ten days of notification by the Department.

(2) It is the responsibility of the landowner or person having the well drilled, deepened, or otherwise altered, to cap or have capped, under standards set forth in §76.1004 of this title (relating to Technical Requirements--Standards for Capping and Plugging of Wells and Plugging Wells that Penetrate Undesirable Water or Constituent Zones), any well which is open at the surface.

(3) It is the responsibility of the landowner or person having the well drilled, deepened, or otherwise altered to plug or have plugged a well which is abandoned under standards set forth in §76.1004 of this title.

(b) It shall be the responsibility of each licensed well driller to inform a landowner or person having a well drilled, deepened, or altered that the well must be plugged by the landowner, a licensed driller, or a licensed pump installer if it is abandoned.

(c) It is the responsibility of the licensed well driller or landowner to see that when undesirable water or constituents is knowingly encountered, the well is plugged or is converted into a monitoring well under the standards set forth in §76.1004 of this title. For class V injection wells, which encounter undesirable water or constituents, the driller must comply with applicable requirements of the Texas Natural Resource Conservation Commission rules under 30 TAC, Chapter 331.

(d) It shall be the responsibility of the driller of a newly drilled well to place a cover or cap over the boring or casing, that is not easily removable, if the well is to be left unattended without a pump installed. It shall be the responsibility of the pump installer to place a cap over the casing that is not easily removable if the well is to be left unattended with the pump removed.

(e) A licensed well driller is responsible for assuring that when undesirable water or constituents is knowingly encountered, the well is plugged or completed forthwith pursuant to the following:

(1) Where a person or landowner having the well drilled, deepened, or altered denies a licensed driller access to a well which requires plugging or completion or otherwise precludes the driller from plugging or completing a well which has encountered undesirable water or constituents, the driller shall, within 48 hours, file a signed statement to that effect with the Department and provide a copy of the statement to the local groundwater conservation district. The statement shall indicate that:

(A) The driller, or person under his or her supervision, encountered undesirable water or constituents while drilling the well;

(B) The driller has informed the person having the well drilled, deepened, or otherwise altered that undesirable water or constituents were encountered and that the well must be plugged or completed pursuant to the Texas Water Code §32.017, relating to Plugging of Water Wells;

(C) The person or landowner having the well drilled, deepened, or altered has denied the driller access to the well;

(D) The reason, if known, for which access has been denied and,

(E) if known, whether the person having the well drilled, deepened, or otherwise altered intends to have the well plugged or completed.

(2) For class V wells, which encounter undesirable water or constituents, the driller must comply with applicable requirements of the Texas Natural Resource Conservation Commission rules under 30 TAC, Chapter 331.

(f) Each licensed well driller shall ensure that all wells are plugged, repaired, or properly completed pursuant to this Chapter and Texas Water Code §32.017, relating to Plugging of Water Wells. Each pump installer shall install or repair pumps pursuant to this title and Texas Water Code §33.014, relating to Completion, Repair, and Plugging of Water Wells.

(g) A licensed driller or licensed pump installer shall notify the Department, the local groundwater conservation district if required by the local authority, and the landowner or person having a well drilled or pump installed when he encounters water injurious to vegetation, land, or other water, and inform the landowner that the well must be plugged, repaired, or properly completed in order to avoid injury or pollution.

(h) A licensed driller or licensed pump installer who knows of an abandoned or deteriorated well, as defined by Texas Water Code §32.017 and §33.014, and §76.1005(a) of this tile (relating to Technical Requirements- Standards for Water Wells drilled before June 1, 1983), shall notify the landowner or person possessing the well that the well must be plugged or capped in order to avoid injury or pollution.

§76.703.Responsibilities of the Licensee--Standards of Completion for Public Water System Wells.

A licensed well driller shall complete a well supplying a public water system in accordance with plans approved by the Texas Natural Resource Conservation Commission under 30 TAC, Chapter 290 of this title (relating to Water Hygiene).

(1) The licensed well driller shall, to the best of his or her abilities, ascertain whether a well which is to be drilled, deepened, or altered is intended for use as part of a public water system and shall comply with all applicable rules and regulations of the Texas National Resource Conservation Commission under 30 TAC, Chapter 290 and any other local or regional regulations.

(2) The licensed well driller shall inform the Department of the well's intended use, by submitting a State Well Report.

(3) The person or landowner having the well drilled, deepened, or altered is responsible for ensuring that a well intended for use as a part of a public water system meets the current rules and regulations of the Texas National Resource Conservation Commission under 30 TAC, Chapter 290 and any other local or regional regulations.

§76.704.Responsibilities of the Licensee--Marking Vehicles and Equipment.

Licensee's shall mark their well rigs and pump installer vehicles used by them or their employees in the well drilling or pump installer business with legible and plainly visible identification numbers.

(1) The identification number to be used on rigs and vehicles shall be the licensee's license number.

(2) License numbers shall be printed, upon each side of every well rig or pump installer vehicle, not less than two inches high and in a color sufficiently different from the color of the vehicle or equipment so that the license number shall be plainly visual.

(3) A licensee shall have 30 days from the date a license is issued to see that all well rigs or pump installer vehicles used by him or his employees are marked as provided in paragraphs (1) and (2) of this section.

§76.705.Responsibilities of the Licensee--Representations.

(a) No licensee shall offer to perform services unless such services can be competently performed.

(b) A licensee shall accurately and truthfully represent to a prospective client his qualifications and the capabilities of his equipment to perform the services to be rendered.

(c) A licensee shall neither perform nor offer to perform services for which he is not qualified by experience or knowledge in any of the technical fields involved.

(d) A licensee shall not enter into a partnership or any agreement with a person, not legally qualified to perform the services to be rendered, and who has control over the licensee's equipment and/or independent judgment as related to construction, alteration, or plugging of a well or installation of pumps or equipment in a well.

(e) A licensee shall not make false, misleading, or deceptive representations.

(f) A licensee shall make known to prospective clients, all adverse, or suspicions of adverse conditions concerning the quantity or quality of groundwater in the area. If there is any uncertainty regarding the quality of water in any well, the licensee shall recommend that the client have the suspected water analyzed.

§76.706.Responsibilities of the Licensee--Unauthorized Practice.

(a) A licensee shall inform the Department of any unauthorized well drilling or pump installation practice of which the licensee has knowledge.

(b) A licensee shall not aid or abet an unlicensed person to unlawfully drill or offer to drill wells or install pump equipment.

(c) A licensee shall, upon request of the Department, furnish any information the licensee possesses concerning any alleged violation of the Texas Water Code, Chapters 32 and 33 of this title (relating to Water Well Drillers or Water Well Pump Installers) or this chapter.

(d) A licensee shall have the following information on all proposals and invoices given to consumers: Regulated by The Texas Department of Licensing and Regulation, P.O. Box 12157, Austin Texas 78711, 1-800-803-9202, 512-463-7880.

§76.707.Responsibilities of the Licensee--Adherence to Statutes and Codes.

A licensee shall comply with Texas Occupations Code, Chapter 51, 16 TAC, Chapter 60, the Texas Water Code, Chapters 32 and 33, and this chapter in connection with all well drilling or pump installation services rendered.

§76.708.Responsibilities of the Licensee--Adherence to Manufacturers' Recommended Well Construction Materials and Equipment.

(a) It shall be the responsibility of the licensee to select the correct slot size for manufacturer well screen in a domestic (household use) water well to prevent sand/sediments from entering the well unless waived by the landowner or person having the well drilled in writing.

(b) It shall be the responsibility of the licensee to adhere to manufacturers' recommended pump sizing and wiring specifications.

(c) It shall be the responsibility of the licensee to select the proper hydraulic collapse pressure for casing to be installed.

§76.900.Disciplinary Actions.

(a) The Executive Director may assess an administrative penalty, reprimand a licensee, suspend or revoke a license, and the Texas Commission of Licensing and Regulation may assess administrative penalties or take any appropriate action described in Chapter 60 of this title (relating to the Texas Commission of Licensing and Regulation), Texas Occupations Code, Chapter 51, or the Texas Water Code, Chapters 32 and 33 for violations of the statutes or Department rules.

(b) If a person violates the Texas Water Code, Chapters 32 and 33, or a rule or order, of the Executive Director or Commission relating to the Code, proceedings may be instituted to impose administrative sanctions and/or recommend administrative penalties in accordance with the Code or Texas Occupations Code, Chapter 51, and Chapter 60 of this title.

§76.910.Disciplinary Actions--Disposition of Application.

The Department shall mail a notice to each applicant as to the disposition of their application within ten (10) days of the final decision. An applicant who disagrees with the Department's final decision may request a hearing.

§76.1000.Technical Requirements--Locations and Standards of Completion for Wells.

(a) Wells shall be completed in accordance with the following specifications and in compliance with the local groundwater conservation district rules or incorporated city ordinances:

(1) The annular space to a minimum of ten (10) feet shall be three (3) inches larger in diameter than the casing and filled from ground level to a depth of not less than ten (10) feet below the land surface or well head with cement slurry, bentonite grout, or eight (8) feet solid column of granular sodium bentonite topped with a two (2) foot cement atmospheric barrier, except in the case of monitoring, dewatering, piezometer, and recovery wells when the water to be monitored, recovered, or dewatered is located at a more shallow depth. In that situation, the cement slurry or bentonite column shall only extend down to the level immediately above the monitoring, recovery, or dewatering level. Unless the well is drilled within the Edwards Aquifer, the distances given for separation of wells from sources of potential contamination in subsection (b)(2) of this section may be decreased to a minimum of fifty (50) feet provided the well is cemented with positive displacement technique to a minimum of one hundred (100) feet to surface or the well is tremie pressured filled to the depth of one hundred (100) feet to the surface provided the annular space is three inches larger than the casing. For wells less than one hundred (100) feet deep, the cement slurry, bentonite grout, or bentonite column shall be placed to the top of the producing layer. In areas of shallow, unconfined groundwater aquifers, the cement slurry, bentonite grout, or bentonite column need not be placed below the static water level. In areas of shallow, confined groundwater aquifers having artesian head, the cement slurry, bentonite grout, or bentonite column need not be placed below the top of the water-bearing strata. Wells that are subject to completion standards of the Texas Natural Resource Conservation Commission under 30 TAC, Chapter 331 for class V injection wells, are exempt from this section.

(2) A well is cemented with positive displacement technique to a minimum of one hundred (100) feet to surface or the well is tremie pressured filled to the depth of one hundred (100) feet to the surface provided the annular space is three inches larger than the casing may encroach up to five feet of the property line. For wells less than one hundred (100) feet deep, the cement slurry, bentonite grout, or bentonite column shall be placed to the top of the producing layer. In areas of shallow, unconfined groundwater aquifers, the cement slurry, bentonite grout, or bentonite column need not be placed below the static water level. In areas of shallow, confined groundwater aquifers having artesian head, the cement slurry, bentonite grout, or bentonite column need not be placed below the top of the water-bearing strata.

(3) A well shall be located a minimum horizontal distance of fifty (50) feet from any water-tight sewage and liquid-waste collection facility, except in the case of monitoring, dewatering, piezometer, and recovery wells which may be located where necessity dictates.

(4) Except as noted in paragraph (1) and (2) of this subsection, a well shall be located a minimum horizontal distance of one hundred fifty (150) feet from any concentrated sources of potential contamination such as, but not limited to, existing or proposed livestock or poultry yards, cemeteries, pesticide mixing/loading facilities, and privies, except in the case of monitoring, dewatering, piezometer, and recovery wells which may be located where necessity dictates. A well shall be located a minimum horizontal distance of one hundred (100) feet from an existing or proposed septic system absorption field, septic systems spray area, a dry litter poultry facility and fifty (50) feet from any property line provided the well is located at the minimum horizontal distance from the sources of potential contamination.

(5) A well shall be located at a site not generally subject to flooding; provided, however, that if a well must be placed in a flood prone area, it shall be completed with a watertight sanitary well seal, so as to maintain a junction between the casing and pump column, and a steel sleeve extending a minimum of thirty six (36) inches above ground level and twenty four (24) inches below the ground surface.

(6) The following are exceptions to the property line distance requirement where:

(A) groundwater conservation district rules are in place regulating the spacing of wells;

(B) platted or deed restriction subdivision spacing of wells and on-site sewage systems are part of planning; or

(C) public wastewater treatment is provided and utilized by the landowner.

(b) In all wells where plastic casing is used, except when a steel or polyvinyl chloride (PVC) sleeve or pitless adapter, as described in paragraph (3) of this subsection, is used, a concrete slab or sealing block shall be placed above the cement slurry around the well at the ground surface.

(1) The slab or block shall extend laterally at least two (2) feet from the well in all directions and have a minimum thickness of four (4) inches and should be separated from the well casing by a plastic or mastic coating or sleeve to prevent bonding of the slab to the casing.

(2) The surface of the slab shall be sloped to drain away from the well.

(3) The top of the casing shall extend a minimum of twelve (12) inches above the land surface except in the case of monitoring wells when it is impractical or unreasonable to extend the casing above the ground. Monitoring wells shall be placed in a waterproof vault the rim of which extends two (2) inches above the ground surface and a sloping cement slurry shall be placed a minimum twelve (12) inches from the edge of the vault and two (2) feet below the base of the vault between the casing and the wall of the borehole so as to prevent surface pollutants from entering the monitoring well. The well casing shall have a locking cap that will prevent pollutants from entering the well. The annular space of the monitoring well shall be sealed with an impervious bentonite or similar material from the top of the interval to be tested to the cement slurry below the vault of the monitoring well.

(4) The well casing of a temporary monitoring well shall have a locking cap and the annular space shall be sealed from zero (0) to one (1) foot below ground level with an impervious bentonite or similar material; after 48 hours, the well must be completed or plugged in accordance with this section and §76.1004 of this title (relating to Technical Requirements--Standards for Capping and Plugging of Wells and Plugging Wells that Penetrate Undesirable Water or Constituent Zones).

(5) The annular space of a closed loop injection well used to circulate water or other fluids shall be backfilled to the total depth with impervious bentonite or similar material, closed loop injection well where there is no water or only one zone of water is encountered you may use sand, gravel or drill cuttings to back fill up to thirty (30) feet from the surface. The top thirty (30) feet shall be filled with impervious bentonite or similar materials and meets the standards pursuant to Texas Natural Resource Conservation Commission 30 TAC, Chapter 331.

(c) In wells where a steel or PVC sleeve is used:

(1) The steel sleeve shall be a minimum of 3/16 inches in thickness and/or the plastic sleeve shall be a minimum of Schedule 80 sun resistant and twenty four (24) inches in length, and shall extend twelve (12) inches into the cement, except when steel casing or a pitless adapter as described in paragraph (2) of this subsection is used. The casing shall extend a minimum of twelve (12) inches above the land surface, and the steel/plastic sleeve shall be two inches larger in diameter than the plastic casing being used and filled with cement; or

(2) A slab or block as described in paragraph (1) and (2) of this subsection is required above the cement slurry except when a pitless adapter is used. Pitless adapters may be used in such wells provided that:

(A) the adapter is welded to the casing or fitted with another suitably effective seal;

(B) the annular space between the borehole and the casing is filled with cement to a depth not less than twenty (20) feet below the adapter connection; and

(C) in lieu of cement, the annular space may be filled with a solid column of granular sodium bentonite to a depth of not less than twenty (20) feet below the adapter connection.

(d) All wells, especially those that are gravel packed, shall be completed so that aquifers or zones containing waters that differ in chemical quality are not allowed to commingle through the borehole-casing annulus or the gravel pack and cause quality degradation of any aquifer or zone.

(e) The well casing shall be capped or completed in a manner that will prevent pollutants from entering the well.

(f) Each licensed well driller drilling, deepening, or altering a well shall keep any drilling fluids, tailings, cuttings, or spoils contained in such a manner so as to prevent spillage onto adjacent property not under the jurisdiction or control of the well owner without the adjacent property owners' written consent.

(g) Each licensed well driller drilling, deepening, or altering a well shall prevent the spillage of any drilling fluids, tailings, cuttings, or spoils into any body of surface water.

(h) Unless waived by written request from the landowner, a new, repaired, or reconditioned well or pump installation or repair on a well used to supply water for human consumption shall be properly disinfected. The well shall be properly disinfected with chlorine or other appropriate disinfecting agent under the circumstances. A disinfecting solution with a minimum concentration of fifty (50) milligrams per liter (mg/l) (same as parts per million), shall be placed in the well as required by the American Water Works Association (AWWA), pursuant to ANST/AWWA C654-87 and the United States Environmental Protection Agency (EPA).

(i) Unless waived in writing by the landowner, after performing an installation or repair, the licensed installer shall disinfect the well by:

(1) treating the water in the well casing to provide an average disinfectant residual to the entire volume of water in the well casing of fifty (50) mg/l. This may be accomplished by the addition of calcium hypochlorite tablets or sodium hypochlorite solution in the prescribed amounts;

(2) circulating, to the extent possible, the disinfected water in the well casing and pump column; and

(3) pumping the well to remove disinfected water for a minimum of fifteen (15) minutes.

(4) If calcium hypochlorite (granules or tablets) is used, it is suggested that the installer dribble the tablets of approximately five-gram (g) size down the casing vent and wait at least thirty (30) minutes for the tablets to fall through the water and dissolve. If sodium hypochlorite (liquid solution) is used, care should be taken that the solution reaches all parts of the well. It is suggested that a tube be used to pipe the solution through the well-casing vent so that it reaches the bottom of the well. The tube may then be withdrawn as the sodium hypochlorite solution is pumped through the tube. After the disinfectant has been applied, the installer should surge the well at least three times to improve the mixing and to induce contact of disinfected water with the adjacent aquifer. The installer should then allow the disinfected water to rest in the casing for at least twelve hours, but for not more than twenty-four hours. Where possible, the installer should pump the well for a minimum of fifteen (15) minutes after completing the disinfection procedures set forth above until a zero disinfectant residual is obtained. In wells where bacteriological contamination is suspected, the installer shall inform the well or property owner that bacteriological testing may be necessary or desirable.

(j) A test well that is drilled for exploring for groundwater must be completed or plugged within six (6) months unless such site is located within a groundwater conservation district where district rules shall prevail if applicable.

(k) Water wells located within public water supply system sanitary easements must be constructed to public well standards pursuant to 30 TAC, Chapter 290.

§76.1001.Technical Requirements--Standards of Completion for Water Wells Encountering Undesirable Water or Constituents.

If a well driller knowingly encounters undesirable water or constituents and the well is not plugged or made into a completed monitoring well, the licensed well driller shall see that the well drilled, deepened, or altered is forthwith completed in accordance with the following:

(1) When undesirable water or constituents are encountered in a water well, the undesirable water or constituents shall be sealed off and confined to the zone(s) of origin.

(2) When undesirable water or constituents are encountered in a zone overlying fresh water, the driller shall case the water well from an adequate depth below the undesirable water or constituent zone to the land surface to ensure the protection of water quality.

(3) The annular space between the casing and the wall of the borehole shall be pressure grouted with positive displacement technique or the well is tremie pressured filled provided the annular space is three inches larger than the casing with cement or bentonite grout from an adequate depth below the undesirable water or constituent zone to the land surface to ensure the protection of groundwater. Bentonite grout may not be used if a water zone contains chlorides above one thousand five hundred (1,500) parts per million (milligrams per liter) or if hydrocarbons are present.

(4) When undesirable water or constituents are encountered in a zone underlying a fresh water zone, the part of the wellbore opposite the undesirable water or constituent zone shall be filled with pressured cement or bentonite grout to a height that will prevent the entrance of the undesirable water or constituents into the water well. Bentonite grout may not be used if a water zone contains chlorides above one thousand five hundred (1,500) parts per million (milligrams per liter) or if hydrocarbons are present.

(5) For class V injection wells, which encounter undesirable water or constituents, the driller must comply with applicable requirements of the Texas Natural Resource Conservation Commission under 30 TAC, Chapter 331.

§76.1002.Technical Requirements--Standards for Wells Producing Undesirable Water or Constituents.

(a) Wells completed to produce undesirable water or constituents shall be cased to prevent the mixing of water or constituent zones.

(b) The annular space between the casing and the wall of the borehole shall be pressured grouted with cement or bentonite grout to the land surface. Bentonite grout may not be used if a water zone contains chloride water above one thousand five hundred (1,500) parts per million (milligrams per liter) or if hydrocarbons are present.

(c) Wells producing undesirable water or constituents shall be completed in such a manner that will not allow undesirable fluids to flow onto the land surface except when the Department's authorization is obtained by the landowner or the person(s) having the well drilled.

§76.1003.Technical Requirements--Re-completions.

The landowner shall have the continuing responsibility of ensuring that a well does not allow the commingling of undesirable water or constituents with fresh water through the wellbore to other porous strata.

(1) If a well is allowing the commingling of undesirable water or constituents and fresh water or the unwanted loss of water, and the casing in the well cannot be removed and the well re-completed in accordance with the applicable rules, the casing in the well shall be perforated and squeeze cemented in a manner that will prevent the commingling or loss of water. If such a well has no casing then the well shall be cased and cemented, or plugged in a manner that will prevent such commingling or loss of water.

(2) The Executive Director may direct the landowner to take proper steps to prevent the commingling of undesirable water or constituents with fresh water, or the unwanted loss of water.

§76.1004.Technical Requirements--Standards for Capping and Plugging of Wells and Plugging Wells that Penetrate Undesirable Water or Constituent Zones.

(a) If a well is abandoned or deteriorating, all removable casing shall be removed from the well and the entire well pressure filled via a tremie pipe with cement from bottom up to the land surface.

(b) In lieu of the procedure in subsection (a) of this section, the well shall be pressure filled via a tremie tube with clean bentonite grout of a minimum 9.1 pounds per gallon weight followed by a cement plug extending from land surface to a depth of not less than two (2) feet, or if the well to be plugged has one hundred 100 feet or less of standing water the entire well may be filled with a solid column of 3/8 inch or larger granular sodium bentonite hydrated at frequent intervals while strictly adhering to the manufacturers' recommended rate and method of application. If a bentonite grout is used, the entire well from not less than two (2) feet below land surface may be filled with the bentonite grout. The top two (2) feet above any bentonite grout or granular sodium bentonite shall be filled with cement as an atmospheric barrier.

(c) Undesirable water or constituents, or the fresh water zone(s) shall be isolated with cement plugs and the remainder of the wellbore filled with clean bentonite grout of a minimum 9.1 weight followed by a cement plug extending from land surface to a depth of not less than two (2) feet.

(d) Large diameter hand dug and bored wells to one hundred (100) feet in depth may be plugged by back filling with compacted clay or caliche to surface. Leave mounded to compensate for settling.

(e) Drillers may petition the Department, in writing, for a variance from the methods stated in subsection (a) of this section. The variance should state in detail, an alternative method proposed and all conditions applicable to the well that would make the alternative method preferable to those methods stated in subsections (a) and (b) of this section.

(f) A non-deteriorated well which contains casing in good condition and is beneficial to the landowner can be capped with a covering capable of preventing surface pollutants from entering the well and sustaining weight of at least four hundred (400) pounds and constructed in such a way that the covering cannot be easily removed by hand.

§76.1005.Technical Requirements--Standards for Water Wells Drilled before June 1, 1983.

(a) Wells drilled prior to June 1, 1983, unless abandoned, shall be grandfathered from this chapter without further modification unless the well is found to be a threat to public health and safety or to water quality. The following will be considered a threat to public health and safety or to groundwater quality:

(1) annular space around the well casing is open at or near the land surface;

(2) an unprotected opening into the well casing that is above ground level;

(3) top of well casing below known flood level and not appropriately sealed;

(4) deteriorated well casing allowing commingling of aquifers or zones of water of different quality; and

(5) water wells with the well head below ground level unless the Department grants a variance.

(b) If the annular space around the well casing is not adequately sealed as set forth in this section, it shall be the responsibility of each licensed driller or licensed pump installer to inform the landowner that the well is considered to be a deteriorated well and must be recompleted when repairs are made to the pump or well in accordance with this chapter, and the following specifications.

(1) The well casing shall be excavated to a minimum depth of four (4) feet and the annular space shall be filled from ground level to a depth of not less than four (4) feet below the land surface with cement. In areas of shallow, unconfined groundwater aquifers, the cement need not be placed below the static water level. In areas of shallow, confined groundwater aquifers having artesian head, the cement need not be placed below the top of the water bearing strata.

(2) A cement slab or sealing block shall be placed above the cement around the well at the ground surface except when a pitless adapter as described in §76.1000(d)(2) of this title (relating to Technical Requirements--Locations and Standards of Completion for Wells) or a steel or plastic sleeve as described in §76.1000(d)(1) of this title is used.

(A) The slab or block shall extend laterally at least two (2) feet from the well in all directions and have a minimum thickness of four inches.

(B) The surface of the slab shall be sloped to drain away from the well.

(C) The top of the casing shall extend a minimum of twelve 12 inches above ground level or thirty six 36 inches above known flood prone areas and unprotected openings into the well casing that is above ground shall be sealed water tight.

(3) If deteriorated well casing is allowing commingling of aquifers or zones of water of different quality and causing degradation of any water including groundwater, the well shall be plugged according to §76.1004 of this title (relating to Technical Requirements--Standards for Capping and Plugging of Wells and Plugging Wells that Penetrate Undesirable Water or Constituent Zones) or repaired. Procedures for repairs shall be submitted to the Department for approval prior to implementation.

(c) If a licensed well driller or pump installer finds any of the procedures described by this section to be inapplicable, unworkable, or inadequate, alternative procedures may be employed provided that the proposed alternative procedures will prevent injury and pollution and that the procedures shall be submitted to the Department for approval prior to their implementation, except for class V injection wells pursuant to 30 TAC, Chapter 331.

(d) Well covers shall be capable of supporting a minimum of four hundred 400 pounds and constructed in such a way that they cannot be easily removed by hand.

(e) This section shall not apply to a public water supply system well.

§76.1006.Technical Requirements--Water Distribution and Delivery Systems.

(a) The licensee shall inform the landowner and well owner that the landowner and well owner are responsible for complying with the rules and regulations under the standards set forth in this chapter.

(b) A buried discharge line between the pump discharge and the pressure tank or pressure system in any installation, including a deep well turbine or a submersible pump, shall not be under negative pressure at any time. With the exception of jet pumps, a check valve or an air gap shall be installed in a water line between the well casing and the pressure tank. Either a check valve or an air gap, as applicable, shall be required on all irrigation well pumps whenever a pump is installed or repaired. All wells shall have either a check valve, or an air gap as applicable.

(c) Wells shall be vented with watertight joints except as provided by subsection (b) of this section.

(1) Watertight joints, where applicable pursuant to the provisions of this rule, shall terminate at least two (2) feet above the regional flood level or one (1) foot above the established ground surface or the floor of a pump room or well room, whichever is higher.

(2) The casing vent shall be screened and point downward.

(3) Vents may be offset provided they meet the provisions of this rule.

(4) Toxic or flammable gases, if present, shall be vented from the well. The vent shall extend to the outside atmosphere above the roof level at a point where the gases will not produce a hazard.

§76.1007.Technical Requirements--Chemical Injection, Chemigation, and Foreign Substance Systems.

(a) All irrigation distribution systems or water distribution systems into which any type of chemical (except disinfecting agents) or other foreign substances will be injected into the water pumped from water wells shall be equipped with an in-line, automatic quick-closing check valve capable of preventing pollution of the ground water. The required equipment shall be installed on all systems whenever a pump is installed or repaired or at the time of a chemical injection, Chemigation or foreign substance unit is added to a water delivery system or not later than January 1, 2000, if the well has a chemical injection, Chemigation, or foreign substance unit in the delivery system. The type of check valve installed shall meet the following specifications:

(b) The body of the check valve shall be constructed of cast iron, stainless steel, cast aluminum, cast steel, or of a material and design that provides a sturdy integrity to the unit and is resistant to the foreign substance being injected. All materials shall be corrosion resistant or coated to prevent corrosion. The valve working pressure rating shall exceed the highest pressure to which the valve will be subjected.

(c) The check valve shall contain a suitable automatic, quick-closing and tight-sealing mechanism designed to close at the moment water ceases to flow in the downstream or output direction. The device shall, by a mechanical force greater than the weight of the closing device, provide drip-tight closure against reverse flow. Hydraulic backpressure from the system does not satisfy this requirement.

(d) The check valve construction should allow for easy access for internal and external inspection and maintenance. All internal parts shall be corrosion resistant. All moving parts shall be designed to operate without binding, distortion, or misalignment.

(e) The check valve shall be installed in accordance with the manufacturer's specifications and maintained in a working condition during all times in which any fertilizer, pesticide, chemical, animal waste, or other foreign substance is injected into the water system. The check valve shall be installed between the pump discharge and the point of chemical injection or foreign substance injection.

(f) A vacuum-relief device shall be installed between the pump discharge and the check valve in such a position and in such a manner that insects, animals, floodwater, or other pollutants cannot enter the well through the vacuum-relief device. The vacuum-relief device may be mounted on the inspection port as long as it does not interfere with the inspection of other anti-pollution devices.

(g) An automatic low pressure drain shall also be installed between the pump discharge and the check valve in such a position and in such a manner that any fluid which may seep toward the well around the flapper will automatically flow out of the pump discharge pipe. The drain must discharge away from rather than flow into the water supply. The drain must not collect on the ground surface or seep into the soil around the well casing.

(1) The drain shall be at least three-quarter (3/4) inch in diameter and shall be located on the bottom of the horizontal pipe between the pump discharge and the check valve.

(2) The drain must be flush with the inside surface of the bottom of the pipe unless special provisions, such as a dam made downstream of the drain, forces seepage to flow into the drain.

(3) The outside opening of the drain shall be at least two (2) inches above the grade.

(h) An easily accessible inspection port shall be located between the pump discharge and the check valve, and situated so the automatic low-pressure drain can be observed through the port and the flapper can be physically manipulated.

(1) The port shall allow for visual inspection to determine if leakage occurs past the flapper, seal, seat, and/or any other components of the checking device.

(2) The port shall have a minimum four (4) inch diameter orifice or viewing area. For irrigation distribution systems with pipe lines too small to install a four-inch diameter inspection port, the check valve and other anti-pollution devices shall be mounted with quick disconnects, flange fittings, dresser couplings, or other fittings that allow for easy removal of these devices.

(i) Any check valve not fully meeting the specifications set forth in this section may on request to the Executive Director be considered for a variance.

§76.1008.Technical Requirements--Pump Installation.

(a) During any repair or installation of a water well pump, the licensed installer shall make a reasonable effort to maintain the integrity of ground water and to prevent contamination by elevating the pump column and fittings, or by other means suitable under the circumstances.

(b) This section shall include every type of connection device, including but not limited to, flange connections, hose-clamp connections, and other flexible couplings. Except as provided by this chapter, a pump shall be constructed so that no unprotected openings into the interior of the pump or well casing exist.

(1) A hand pump, hand pump head, stand, or similar device shall have a spout, directed downward.

(2) A power driven pump shall be attached to the casing or approved suction or discharge line by a closed connection. For the purposes of this section a closed connection is defined to be a sealed connection.

(c) The provisions of this section relating to the requirement of closed connections shall not apply to the following types of pumps and pumping equipment:

(1) sucker rod pumps and windmills; and

(2) hand pumps.

(d) A new, repaired, or reconditioned well, or pump installation or repair on a well used to supply water for human consumption shall be properly disinfected. The landowner may waive the disinfection process by submitting a written request to the driller or pump installer.

§76.1009.Technical Requirements--Variances--Alternative Procedures.

(a) If the party having the well drilled, deepened or altered, the licensed well driller, or the party, landowner or person drilling or plugging the well, finds any of the procedures prescribed by §76.1000 of this title (relating to Technical Requirements--Locations and Standards of Completion for Wells), §76.1001 of this title (relating to Technical Requirements--Standards of Completion for Water Wells Encountering Undesirable Water or Constituents), §76.1002 of this title (relating to Technical Requirements--Standards for Wells Producing Undesirable Water or Constituents), §76.1003 of this title (relating to Technical Requirements--Re-completions), §76.1004 of this title (relating to Technical Requirements--Standards for Capping and Plugging of Wells and Plugging Wells that Penetrate Undesirable Water or Constituent Zones) and §76.1005 of this title (relating to Technical Requirements--Standards for Water Wells drilled before June 1, 1983) inapplicable, unworkable, or inadequate, combinations of the prescribed procedures or alternative procedures may be employed, provided that the proposed alternative procedures will prevent injury and pollution.

(b) Proposals to use combinations of prescribed procedures or alternative procedures shall be considered application for a variance and must be submitted to the Department and provide a copy of the variance to the local groundwater conservation district for approval prior to their implementation.

(c) If a variance is not submitted prior to construction and the licensee or landowner or the designated agent believes a request is justified, such request shall be submitted to the Department and a copy of the variance provided to the local groundwater conservation district as soon as possible following completion of the well.

(d) This section shall not apply to a public water system well.

§76.1010.Appeals--Variances.

(a) Appeal of staff decision disapproving a variance or waiver application shall be submitted to the Executive Director and a copy of the appeal provided to the local groundwater conservation district within 14 days of notification of staff decision.

(b) The Executive Director shall determine whether or not to uphold the disapproval of the variance.

(c) The party making the appeal shall be advised in writing of the Executive Director's determination.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 24, 2001.

TRD-200104279

William H. Kuntz, Jr.

Executive Director

Texas Department of Licensing and Regulation

Earliest possible date of adoption: September 9, 2001

For further information, please call: (512) 463-7348


Part 9. TEXAS LOTTERY COMMISSION

Chapter 401. ADMINISTRATION OF STATE LOTTERY ACT

Subchapter D. LOTTERY GAME RULES

16 TAC §401.305, §401.312

The Texas Lottery Commission proposes amendments to 16 TAC §401.305 and §401.312, relating to the "Lotto Texas" On-Line Game rule and the "Texas Two Step" On-Line Game rule, respectively. The proposed amendments make the rules consistent with existing law and clarify current agency practices and procedures relating to the game rules. Additional proposed amendments to the "Lotto Texas" and "Texas Two Step" rules relating to the advertised jackpot make clear that the Commission will pay the advertised jackpot amount or, in the case of "Lotto Texas", the net present cash value of the advertised jackpot amount, depending on the payment option and consistent with the provisions of the rule. The Commission proposed rulemaking on Subchapter D, Chapter 401 and that proposal was published in the May 11, 2001 issue of the Texas Register (26 TexReg 3433). In connection with this rulemaking, the Commission received a comment that suggested that the text in the "Lotto Texas" game rule relating to paying the advertised jackpot and the language relating to the direct prize category percentage apportioned to the jackpot amount was conflicting. The proposed text in this rulemaking is to eliminate perceived potential conflicting language as raised by the commenter in the rulemaking on Subchapter D and, also, to clarify that the Commission will pay the advertised jackpot in connection with "Lotto Texas" and "Texas Two Step". The proposed amendments also clarify that if the direct and indirect prize category contributions are greater than the advertised jackpot amount, the difference will be added to the respective game's prize reserve fund and will be used for future jackpot prizes. The proposed amendments also define the phrase "advertised jackpot" to mean the jackpot amount the Commission establishes for each drawing and the amount the Commission authorizes its vendors to publicize. Additionally, prior to the Subchapter D rulemaking and this rulemaking, the Commission received a comment in which the commenter suggested the Commission reconsider the wording "cash value option" and instead use the phrase "net present cash value" in the "Lotto Texas" rule. The commenter believed the phrase, "cash value option" is not as clear in informing the player of what the jackpot prize amount would be if the player chose the cash value option as the phrase "net present cash value". Staff agrees with the commenter and proposes this new language. The proposed amendments also include a definition of "annual payment option" so players will have a better understanding of the meaning of this term at the time the player is making his/her purchase.

Government Code §2001.039, and the General Appropriations Act, Article IX, §9-10.13, 76th Legislature (1999), requires each state agency to review and consider for readoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedures Act). 16 TAC Chapter 401 has been reviewed in its entirety and the Commission determined that reasons for adopting certain sections continue to exist. The certain sections that have been readopted pursuant to Commission Order Number 00-0004, dated January 28, 2000, are set out in Exhibit "A" to the Order. The notice of the proposed rule review was published in the November 12, 1999, issue of the Texas Register (24 TexReg 10149). No comments were received regarding the agency's rule review of Chapter 401. The proposal of this rulemaking relating to the "Lotto Texas" On-Line Game rule is consistent with and, in part, the result of the agency's rule review.

Bart Sanchez, Financial Administration Director, has determined for each year of the first five years the sections are in effect there will be no foreseeable additional fiscal implications for state or local government as a result of enforcing or administering these rules. There is no anticipated impact on small businesses, micro businesses or local or state employment as a result of implementing these sections.

Gary Grief, Lottery Operations Director, has determined that each of the first five years the sections as proposed are in effect, the public benefit anticipated as a result of the proposed amendments will be the elimination of redundant or obsolete language and updating of language to current agency practice. Additionally, the Commission is making clear that it will pay the advertised jackpot amount.

Written comments on the proposed amendments may be submitted to Kimberly L. Kiplin, General Counsel, Texas Lottery Commission, P.O. Box 16630, Austin, Texas 78761-6630. The comments must be received no later than 30 days after the proposal is published in the Texas Register to ensure that the comments will be considered.

The amendments are proposed under Government Code, §466.015 which authorizes the Commission to adopt all rules necessary to administer the State Lottery Act and to adopt rules governing the establishment and operation of the lottery, and under Government Code, §467.102 which authorizes the Commission to adopt rules for the enforcement and administration of the laws under the Commission's jurisdiction.

The amendments affect Government Code, Chapter 466.

§401.305."Lotto Texas" On-Line Game Rule.

(a) Lotto Texas. A Texas Lottery on-line game to be known as "Lotto Texas" is authorized to be conducted by the executive director under the following rules and under such further instructions and directives as the executive director may issue in furtherance thereof. If a conflict arises between this section and §401.304 of this title (relating to On-Line Game Rules (General)), this section shall have precedence.

(b) Definitions. In addition to the definitions provided in §401.301 [ §401.304 ] of this title (relating to General Definitions [ On-Line Game Rules (General) ]), and unless the context in this section otherwise requires, the following definitions apply.

(1) Advertised jackpot--The jackpot amount the commission establishes for each Lotto Texas drawing and authorizes commission vendors to publicize. The advertised jackpot or share of the advertised jackpot is the amount the commission will pay as the annual payment option in 25 annual payments consistent with the provisions of this rule. The advertised jackpot is determined by estimating the direct prize category and may be increased prior to the draw by the commission based on sales projections.

(2) Annual payment option--The option selected if the player elects at the time the player purchases a ticket or if the player makes no election at the time the player purchases the ticket. The option is to be paid the advertised jackpot amount in 25 annual payments, in the event the player has a valid winning jackpot ticket and consistent with the provisions of the rule.

(3) [ (1) ] Net Present Cash value option--An election a player makes at the time the player purchases a ticket to be paid the net present cash value of the player's share of the advertised jackpot, in the event the player has a valid winning jackpot ticket. The net present cash value is the cost that the Comptroller of Public Accounts informs the commission is the cost to purchase a 25-year annuity on the first business day after the drawing. The term "net present cash value option" is synonymous with the terms "cash value option", "cash option", and "net present value".

(4) [ (2) ] Number--Any play integer from one through 54 inclusive.

(5) [ (3) ] Play--The six numbers selected on each play board and printed on the ticket.

(6) [ (4) ] Play board--A field of the 54 numbers found on the playslip.

(7) [ (5) ] Playslip--An optically readable card issued by the commission [ Texas Lottery ] used by players of Lotto Texas to select plays. There shall be five play boards on each playslip identified at A, B, C, D, and E. A playslip has no pecuniary value and shall not constitute evidence of ticket purchase or of numbers selected.

(c) Price of ticket. The price of each Lotto Texas play shall be $1.00. A player may purchase up to five plays on one ticket. Multiple draws are available for up to 10 consecutive draws beginning with the current draw.

(d) Play for Lotto Texas.

(1) Type of play. A Lotto Texas player must select six numbers in each play or allow number selection by a random number generator operated by the computer, referred to as Quick Pick. A winning play is achieved only when three, four, five, or six of the numbers selected by the player match, in any order, the six winning numbers drawn by the lottery.

(2) Method of play. The player may [ will ] use playslips to make number selections. The on-line terminal will read the playslip and issue ticket(s) with corresponding plays. If a playslip is not available or if a player is unable to complete a playslip, the on-line retailer may enter the selected numbers via the keyboard. However, the retailer shall not accept telephone or mail-in requests to manually enter selected numbers. If offered by the commission [ lottery ], a player may leave all play selections to a random number generator operated by the computer, commonly referred to as Quick Pick. [ "quick pick." ]

(3) One prize per play. The holder of a winning ticket may win only one prize per play in connection with the winning numbers [ number ] drawn and shall be entitled only to the highest prize category won by those numbers.

(e) Prizes for Lotto Texas.

(1) Prize amounts. The prize amounts, for each drawing, paid to each Lotto Texas player who selects a matching combination of numbers will vary due to a pari-mutuel calculation, with the exception of the fourth prize, which is a guaranteed $5.00. The calculation of a prize shall be rounded down so that prizes can be paid in multiples of whole dollars. Each prize category breakage, [ with the exception of the fourth prize breakage, ] will carry forward to the next drawing for each respective prize category. [ The fourth prize category breakage will be placed in the reserve fund. No prize amount shall be less than $5.00. ] The pari-mutuel prize amounts , except the jackpot prize amount, are based on the total amount in the prize category for that Lotto Texas drawing distributed equally over the number of matching combinations in each prize category.

Figure: 16 TAC §401.305(e)(1) (No change.)

(2) Prize pool. The prize pool for Lotto Texas prizes shall be a minimum of 55% of Lotto Texas sales.

(3) Prize categories.

(A) First prize (jackpot).

(i) In the event of a prize winner who does not select the net present cash value option, the prize winner's share of the advertised jackpot shall be paid in 25 installments. To determine the annuitized future value of each share (prize amount), the annuitized future value of the advertised jackpot [ prize category ] is divided by the shares. A share is the matching combination, in one play, of all six numbers drawn by the commission [ Texas Lottery ] (in any order). Each share will be paid in 25 installments. The initial payment shall be paid only upon completion of all internal validation procedures. The subsequent 24 payments shall be paid annually by monies generated by the purchase of securities which shall be purchased through the Comptroller of Public Accounts-Treasury Operations, State of Texas, after each drawing for which lottery records reflect the sale of one or more winning Lotto Texas six of six plays, and the value of the 24 installments shall be determined by the face or market value of said securities at purchase. Annual installment payments shall be based on the annual maturity value of the securities purchased. The payment of annual annuities will be made on the 15th day of the anniversary of the month in which the ticket won. If the net present cash value of each share is equal to or greater than the amount required to pay an initial first-year cash installment and 24 subsequent annuitized annual installments yielding total payments greater than [ of ] $2 million [ or greater ], each share shall be paid in 25 installments in the same manner as described in this paragraph. If the net present cash value of each share is less than the amount required to pay an initial first-year cash installment and 24 subsequent installments yielding total payments of $2 million or less , each share shall be paid the net present cash value of each share in one payment.

(ii) In the event of a prize winner who selects the net present cash value option, the prize winner's share will be paid in a single, lump sum payment based on the discounted, net present cash value of the prize winner's share of the advertised jackpot on the next business day after the drawing. The player must make the election of the net present cash value option at the time of purchasing a Lotto Texas ticket. If the player does not make any election at the time of purchasing a Lotto Texas ticket, the share will be paid in accordance with clause (i) of this subparagraph.

(iii) The six of six jackpot prize must be claimed at the Austin claim center. The advertised jackpot is determined by estimating the direct prize category. The total prize category contribution for a drawing will include the following.

(I) The direct prize category contribution may be 68.24% of the prize pool for the drawing.

(II) The indirect prize category contribution, which may be increased by the executive director, will include the roll-over from the previous drawing, if any.

(III) The commission will pay the advertised jackpot amount or the net present cash value of the advertised jackpot amount, depending on the payment option. If the direct and indirect prize category contributions are greater than the advertised jackpot amount, the difference will be added to the Lotto Texas prize reserve fund and will be used for future Lotto Texas jackpot prizes. If the direct and indirect prize category contributions are less than the advertised jackpot amount, the difference will be taken from the Lotto Texas prize reserve fund to fund the advertised jackpot amount.

(B) Second Prize. The prize amount shall be calculated by dividing the prize category contributions by the number of shares for the prize category. A share is the matching combination, in one play, of any five of the six numbers drawn by the commission [ Texas Lottery ] (in any order). The total prize category contribution will include the following.

(i) The direct prize category contribution shall be 5.07% of the prize pool for the drawing.

(ii) The indirect prize category contribution, which may be increased by the executive director, will include the breakage and/or roll-over from the previous drawing, if any.

(C) Third prize. The prize amount shall be calculated by dividing the prize category contributions by the number of shares for the prize category. A share is the matching combination, in one play, of any four of the six numbers drawn by the commission [ Texas Lottery ] (in any order). The total prize category contribution will include the following.

(i) The direct prize category contribution shall be 12.51% of the prize pool for the drawing.

(ii) The indirect prize category contribution, which may be increased by the executive director, will include the breakage and/or roll-over from the previous drawing, if any.

(D) Fourth prize. The prize amount is a guaranteed minimum $5.00. The difference between the prizes won and the direct prize category contribution will increase or decrease the prize reserve fund. The total prize category contribution will include the direct prize category contribution of 12.18% of the prize pool for the drawing. [ Any roll-over amounts shall be added to the prize reserve fund. The total prize category contribution will include the following: ]

[(i) The direct prize category contribution shall be 12.18% of the prize pool for the drawing.]

[(ii) The indirect prize category contribution as determined by the executive director.]

(4) Prize reserve fund.

(A) The Lotto Texas prize reserve is 2.0% of the prize pool.

(B) The Lotto Texas prize reserve fund may be increased or decreased by the difference between the advertised jackpot and the first prize (jackpot) category's share of the prize pool and the fourth prizes won and that prize category's share of the prize pool [ any amounts allocated to the prize pool and not paid to the winners. The Lotto Texas prize reserve fund may be increased or decreased, for example, by rounding down, paying Lotto Texas prizes, and roll-over amounts from the fourth prize ]. The Lotto Texas prize reserve fund may be used only for the Lotto Texas game.

(f) Ticket purchases.

(1) Lotto Texas tickets may be purchased only at a licensed location from a lottery retailer authorized by the lottery director to sell on-line tickets.

(2) Lotto Texas tickets shall show the player's selection of numbers [ number ] or Quick Pick (QP) numbers, boards played, drawing date, jackpot payment option, and validation and reference numbers.

(3) It shall be the exclusive responsibility of the player to verify the accuracy of the player's selection(s) and other data printed on the ticket. A ticket is a bearer instrument until signed.

(4) Except as provided in subsection (d)(2) of this section, Lotto Texas tickets must be purchased using official Lotto Texas playslips. Playslips which have been mechanically completed are not valid. Lotto Texas tickets must be printed on official Texas lottery paper stock and purchased at a licensed location through an authorized Texas lottery retailer's on-line terminal.

(g) Drawings.

(1) The Lotto Texas drawings shall be held each week on Wednesday and Saturday evenings at 9:59 p.m. Central Time except that the drawing schedule may be changed by the executive director, if necessary.

(2) Lotto Texas tickets will not be sold during the draw break for the Lotto Texas game [ from 9:45 p.m. Central Time until 10 p.m. Central Time ] on Wednesday and Saturday nights.

(3) The drawings will be conducted by lottery officials.

(4) Each drawing shall determine, at random, six winning numbers in accordance with Lotto Texas drawing procedures. Any numbers drawn are not declared winning numbers until the drawing is certified by the commission [ Texas Lottery ] in accordance with the drawing procedures. The winning numbers shall be used in determining all Lotto Texas winners for that drawing.

(5) Each drawing shall be witnessed by an independent certified public accountant. All drawing equipment used shall be examined by at least one commission [ lottery ] security representative, the drawing supervisor, and the independent certified public accountant immediately prior to a drawing and immediately after the drawing.

(6) A drawing will not be invalidated based on the financial liability of the commission [ Texas Lottery ].

(h) Announcement of incentive or bonus program. The executive director shall announce each incentive or bonus program prior to its commencement. The announcement shall specify the beginning and ending time, if applicable, of the incentive or bonus program and the value for the award(s).

§401.312."Texas Two Step" On-Line Game.

(a) Texas Two Step. A commission on-line game to be known as "Texas Two Step" is authorized to be conducted by the executive director under the following rules and under such further instructions and directives as the executive director may issue in furtherance thereof. If a conflict arises between this section and §401.304 of this title (relating to On-Line Game Rules (General)), this section shall have precedence.

(b) Definitions. In addition to the definitions provided in §401.301 [ §401.304 ] of this title (relating to General Definitions [ On-Line Game Rules (General) ]), and unless the context in this section otherwise requires, the following definitions apply.

(1) Advertised jackpot--The jackpot amount the commission establishes for each Texas Two Step drawing and authorizes commission vendors to publicize.

(2) [ (1) ] Number--Any play integer from 1 through 35 inclusive.

(3) [ (2) ] Play--The five numbers selected on each play board and printed on the ticket. Four numbers are selected from the first field of 35 numbers and one number is selected from the second field of 35 numbers.

(4) [ (3) ] Play board--Two fields of 35 numbers each found on the playslip.

(5) [ (4) ] Playslip--An optically readable card issued by the commission used by players of Texas Two Step to select plays. There shall be five play boards on each playslip identified at A, B, C, D, and E. A playslip has no pecuniary value and shall not constitute evidence of ticket purchase or of numbers selected.

(c) Price of ticket. The price of each Texas Two Step play shall be $1.00. A player may purchase up to five plays on one ticket. Multiple draws are available for up to 10 consecutive draws beginning with the current draw.

(d) Play for Texas Two Step.

(1) Type of play. A Texas Two Step player must select four numbers from the first field of numbers from 1 through 35 and an additional one number from the second field of numbers from 1 through 35 in each play or allow number selection by a random number generator operated by the computer, referred to as Quick Pick. A winning play is achieved only when zero, one, two, three or four numbers selected from the first field of 35 numbers match, in any order, the four numbers drawn from the first field of 35 numbers in addition to matching either zero or one number drawn from the second field of 35 numbers.

(2) Method of play. The player may use playslips to make number selections. The on-line terminal will read the playslip and issue ticket(s) with corresponding plays. If a playslip is not available or if a player is unable to complete a playslip, the on-line retailer may enter the selected numbers via the keyboard. However, the retailer shall not accept telephone or mail-in requests to manually enter selected numbers. A player may leave all play selections to a random number generator operated by the computer, commonly referred to as Quick Pick.

(3) One prize per play. The holder of a winning ticket may win only one prize per play in connection with the winning number drawn and shall be entitled only to the highest prize category won by those numbers.

(e) Prizes for Texas Two Step.

(1) Prize amounts. The prize amounts, for each drawing, paid to each Texas Two Step player who selects a matching combination of numbers will vary due to a pari-mutuel calculation, with the exception of the sixth and seventh prize, which are guaranteed prizes of $7.00 and $5.00, respectively. The calculation of pari-mutuel prize categories 2 through 5 shall be rounded down so those prizes can be paid in multiples of whole dollars. Each prize category breakage will carry forward to the next drawing for each respective prize category. [ No prize amount shall be less than $5.00. ] The prize amounts , except the First prize (jackpot), are based on the total amount in the prize category for that Texas Two Step drawing distributed equally over the number of matching combinations in each prize category.

Figure: 16 TAC §401.312(e)(1) (No change.)

(2) Prize pool. The prize pool for Texas Two Step prizes shall be a minimum of 50% of Texas Two Step sales.

(3) Prize categories.

(A) First prize (jackpot)--The prize winner's share of the first prize or advertised jackpot is won by matching all four numbers drawn (in any order) from the first field of 35 numbers in addition to matching the number drawn from the second field of 35 numbers. The jackpot share (prize amount) shall be calculated by dividing the advertised jackpot [ prize category contributions ] by the number of shares for the prize category. Each first prize or jackpot share will be paid in one lump sum payment. The first prize or jackpot share of $600 to $999,999 [ $300,000 ] must be claimed at a commission claim center. First prize or jackpot share of $1,000,000 [ $300,001 ] or larger must be claimed at the commission headquarters in Austin. The advertised jackpot is determined by estimating the direct prize category. The total prize category contribution for a drawing will include the following.

(i) The direct prize category contribution may [ shall ] be 45.56% of the prize pool for the drawing.

(ii) The indirect prize category contribution, which may be increased by the executive director, will include the roll-over from the previous drawing, if any.

(iii) The commission will pay the advertised jackpot amount for Texas Two Step. If the direct and indirect prize category contributions are greater than the advertised jackpot amount, the difference will be added to the Texas Two Step prize reserve fund [ carry forward to the next drawing for the first prize or jackpot prize category ] and will be used for future Texas Two Step jackpot prizes. If the direct and indirect prize category contributions are less than the advertised jackpot amount, the difference will be taken from the Texas Two Step prize reserve fund to fund the advertised jackpot amount .

(B) Second Prize. The prize amount shall be calculated by dividing the prize category contributions by the number of shares for the prize category. A share is the matching combination, in one play, of all four numbers drawn (in any order) from the first field of 35 numbers in addition to matching zero numbers from the second field of 35 numbers drawn by the commission. The total prize category contribution will include the following.

(i) The direct prize category contribution shall be 5.57% of the prize pool for the drawing.

(ii) The indirect prize category contribution, which may be increased by the executive director, will include the breakage from the previous drawing, if any.

(C) Third prize. The prize amount shall be calculated by dividing the prize category contributions by the number of shares for the prize category. A share is the matching combination, in one play, of three of four numbers drawn (in any order) from the first field of 35 numbers in addition to matching the number from the second field of 35 numbers drawn by the commission. The total prize category contribution will include the following.

(i) The direct prize category contribution shall be 0.68% of the prize pool for the drawing.

(ii) The indirect prize category contribution, which may be increased by the executive director, will include the breakage from the previous drawing, if any.

(D) Fourth prize. The prize amount shall be calculated by dividing the prize category contributions by the number of shares for the prize category. A share is the matching combination, in one play, of three of four numbers drawn (in any order) from the first field of 35 numbers in addition to matching zero numbers from the second field of 35 numbers drawn by the commission. The total prize category contribution will include the following.

(i) The direct prize category contribution shall be 9.20% of the prize pool for the drawing.

(ii) The indirect prize category contribution, which may be increased by the executive director, will include the breakage from the previous drawing, if any.

(E) Fifth prize. The prize amount shall be calculated by dividing the prize category contributions by the number of shares for the prize category. A share is the matching combination, in one play, of two of four numbers drawn (in any order) from the first field of 35 numbers in addition to matching the number from the second field of 35 numbers drawn by the commission. The total prize category contribution will include the following.

(i) The direct prize category contribution shall be 6.09% of the prize pool for the drawing.

(ii) The indirect prize category contribution, which may be increased by the executive director, will include the breakage from the previous drawing, if any.

(F) Sixth prize. The prize amount is a guaranteed minimum $7.00. The difference between the prizes won and the direct prize contribution will increase or decrease the prize reserve fund. The total prize category contribution will include the direct prize category contribution of 13.73% of the prize pool for the drawing.

(G) Seventh prize. The prize amount is a guaranteed minimum $5.00. The difference between the prizes won and the direct prize contribution will increase or decrease the prize reserve fund. The total prize category contribution will include the direct prize category contribution of 17.17% of the prize pool for the drawing.

(4) Prize reserve fund.

(A) The Texas Two Step prize reserve fund is 2.0% of the prize pool.

(B) The Texas Two Step prize reserve fund may be increased or decreased by the difference between the first (advertised jackpot) , sixth, and seventh actual prizes won and that prize category's share of the prize pool. The Texas Two Step prize reserve fund may be used only for the Texas Two Step game.

(f) Ticket purchases.

(1) Texas Two Step tickets may be purchased only at a licensed location from a commission retailer authorized by the lottery director to sell on-line tickets.

(2) Texas Two Step tickets shall show the player's selection of numbers or Quick Pick (QP) numbers, boards played, drawing date(s) and validation and reference numbers.

(3) It shall be the exclusive responsibility of the player to verify the accuracy of the player's selection(s) and other data printed on the ticket. A ticket is a bearer instrument until signed.

(4) Except as provided in subsection (d)(2) of this section, Texas Two Step tickets must be purchased using official Texas Two Step playslips. Playslips which have been mechanically completed are not valid. Texas Two Step tickets must be printed on official Texas Lottery paper stock and purchased at a licensed location through an authorized commission retailer's on-line terminal.

(g) Drawings.

(1) The Texas Two Step drawings shall be held each week on Tuesday and Friday evenings at 9:59 p.m. Central Time except that the drawing schedule may be changed by the executive director, if necessary.

(2) Texas Two Step tickets will not be sold during the draw break for the Texas Two Step game on Tuesday and Friday evenings.

(3) The drawings will be conducted by commission officials.

(4) Each drawing shall determine, at random, five winning numbers in accordance with Texas Two Step drawing procedures. Any numbers drawn are not declared winning numbers until the drawing is certified by the commission in accordance with the drawing procedures. The winning numbers shall be used in determining all Texas Two Step winners for that drawing.

(5) Each drawing shall be witnessed by an independent certified public accountant. All drawing equipment used shall be examined by at least one commission security representative, the drawing supervisor, and the independent certified public accountant immediately prior to a drawing and immediately after the drawing.

(6) A drawing will not be invalidated based on the financial liability of the commission.

(h) Announcement of incentive or bonus program. The executive director shall announce each incentive or bonus program prior to its commencement. The announcement shall specify the beginning and ending time, if applicable, of the incentive or bonus program and the value for the award(s).

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 27, 2001.

TRD-200104378

Kimberly L. Kiplin

General Counsel

Texas Lottery Commission

Earliest possible date of adoption: September 9, 2001

For further information, please call: (512) 344-5215