TITLE 22.EXAMINING BOARDS

Part 12. BOARD OF VOCATIONAL NURSE EXAMINERS

Chapter 239. CONTESTED CASE PROCEDURE

Subchapter A. DEFINITIONS

22 TAC §239.1

The Board of Vocational Nurse Examiners proposes an amendment to §239.1 relating to definitions. The definition for Notice is amended for consistency with other rules in this Chapter that have been amended.

Mary M. Strange, Executive Director, has determined that for the first five year period the rule is in effect, there will be no fiscal implication for state or local government as a result of enforcing the rule.

Mrs. Strange has also determined that for the first five years the rule as proposed is in effect, the public benefits anticipated as a result of enforcing the rule will be consistency of the rules. There will be no cost to small and large businesses or to entities who are required to comply with this section.

Comments may be submitted to Mary M. Strange, Executive Director, Board of Vocational Nurse Examiners, 333 Guadalupe, Suite 3-400, Austin, Texas, 78701.

The amendment is proposed under Chapter 302, Texas Occupations Code, Subchapter D, §302.151(b), which provides the Board of Vocational Nurse Examiners with the authority to make such rules and regulations as may be necessary to carry in effect the purposes of the law.

No other statute, article, or code will be affected by this proposal.

§239.1.Definitions.

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise:

(1)-(14)

(No change.)

(15)

Notice--a statement of intended date, time, place [ and nature of a hearing, and the ] legal authority and jurisdiction for a proceeding [ under which a hearing is ] to be held. Notice includes [ may include ] a Notice of Complaint under §239.43 of this title (relating to Notice of Complaint, Informal Conference, and Opportunity for a Hearing), the filing of which initiates a [ formal complaint filed to initiate ] contested case proceeding.

(16)-(26)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 14, 2000.

TRD-200004176

Mary M. Strange, RN, BSN, CNA

Executive Director

Board of Vocational Nurse Examiners

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 305-7653


Subchapter B. ENFORCEMENT

22 TAC §239.11

The Board of Vocational Nurse Examiners proposes an amendment to §239.11 relating to unprofessional conduct. The amendment is proposed as the rule currently indicates the Board has jurisdiction for disciplinary action over individuals while "practicing" only. Amending this rule will include Board jurisdiction vocational nurses or applicants for licensure who are currently participating and/or will be participating in the future in a health care setting.

Mary M. Strange, Executive Director, has determined that for the first five year period the rule is in effect, there will be no fiscal implication for state or local government as a result of enforcing the rule.

Mrs. Strange has also determined that for the first five years the rule as proposed is in effect, the public benefits anticipated as a result of enforcing the rule will be protection of the public. There will be no cost to small and large businesses or to entities who are required to comply with this section.

Comments may be submitted to Mary M. Strange, Executive Director, Board of Vocational Nurse Examiners, 333 Guadalupe, Suite 3-400, Austin, Texas, 78701.

The amendment is proposed under Chapter 302, Texas Occupations Code, Subchapter D, §302.151(b), which provides the Board of Vocational Nurse Examiners with the authority to make such rules and regulations as may be necessary to carry in effect the purposes of the law.

No other statute, article, or code will be affected by this proposal.

§239.11.Unprofessional Conduct.

Unprofessional or dishonorable conduct, likely to deceive, defraud, or injure the public, may include the following described acts or omissions:

(1)-(9)

(No change.)

(10)

practicing as a vocational nurse holding a license or temporary permit or a graduate making application for licensure, and or applying for employment or by virtue of being an LVN in an educational program, while the individual's ability to practice is impaired by alcohol, drugs, physical or mental disability and/or testing positive for alcohol, illicit drugs, or other substances not prescribed;

(11)-(29)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 14, 2000.

TRD-200004177

Mary M. Strange, RN, BSN, CNA

Executive Director

Board of Vocational Nurse Examiners

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 305-7653


Subchapter D. INFORMAL DISPOSITIONS

22 TAC §239.41, §239.42

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Board of Vocational Nurse Examiners or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Board of Vocational Nurse Examiners proposes the repeal of §239.41 relative to Prehearing Conference and §239.42 relative to Agreed Orders. Section 239.41 is repealed in order to make substantial changes in the wording and to change "Prehearing Conference" to "Informal Conference". Section 239.42 is repealed for renumbering purposes only.

Mary M. Strange, Executive Director, has determined that for the first five year period the repeals are in effect, there will be no fiscal implication for state or local government as a result of enforcing the repeals.

Mrs. Strange has also determined that for the first five years the repeals are in effect, the public benefits anticipated as a result of enforcing the repeals will be consistency and clarification of the rules. There will be no cost to small and large businesses or to entities who are required to comply with the repeals.

Comments may be submitted to Mary M. Strange, Executive Director, Board of Vocational Nurse Examiners, 333 Guadalupe, Suite 3-400, Austin, Texas, 78701.

The repeals are proposed under Chapter 302, Texas Occupations Code, Subchapter D, §302.151(b), which provides the Board of Vocational Nurse Examiners with the authority to make such rules and regulations as may be necessary to carry in effect the purposes of the law.

No other statute, article, or code will be affected by the repeals.

§239.41.Prehearing Conference.

§239.42.Agreed orders.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 14, 2000.

TRD-200004178

Mary M. Strange, RN, BSN, CNA

Executive Director

Board of Vocational Nurse Examiners

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 305-7653


Subchapter D. INFORMAL DISPOSITIONS

22 TAC §§239.41-239.51

The Board of Vocational Nurse Examiners is proposing new §§239.41-239.51. The rules are proposed for clarification and consistency relative to default orders.

Mary M. Strange, Executive Director, has determined that for the first five year period the rules are in effect, there will be no fiscal implication for state or local government as a result of enforcing the rules.

Mrs. Strange has also determined that for the first five years the rules as proposed are in effect, the public benefits anticipated as a result of enforcing the rules will be consistency and clarification of the rules. There will be no cost to small and large businesses or to entities who are required to comply with the sections.

Comments may be submitted to Mary M. Strange, Executive Director, Board of Vocational Nurse Examiners, 333 Guadalupe, Suite 3-400, Austin, Texas, 78701.

The new sections are proposed under Chapter 302, Texas Occupations Code, Subchapter D, §302.151(b), which provides the Board of Vocational Nurse Examiners with the authority to make such rules and regulations as may be necessary to carry in effect the purposes of the law.

No other statute, article, or code will be affected by this proposal.

§239.41.Informal Conference.

(a)

At any time after the filing of a sworn Complaint, the Executive Director, unilaterally at the request of the staff or Respondent/Applicant, may request that the parties, their attorneys or representatives appear before the Executive Director at a specified time and place for an Informal Conference for the purpose of:

(1)

identifying and simplifying the issues;

(2)

considering proposed admissions or stipulations of fact;

(3)

reviewing the procedure that would be followed at a SOAH hearing;

(4)

exchanging witness lists and agreeing to limit the number witnesses, and;

(5)

doing any act that may simplify the proceedings and dispose of matters in controversy, including the settlement of issues in dispute and preparation of an Agreed Order for presentation to the Board, as provided herein.

(b)

A member of the Board may be present to participate in the Informal Conference and preparation of any Agreed Order.

(c)

Any member of the Board who participates in an Informal Conference shall be disqualified from further proceedings on the complaint

(d)

Participation in an Informal Conference is not mandatory for either party.

(e)

Statements made by a Respondent/Applicant at an Informal Conference shall not be offered as evidence at any subsequent hearing on the complaint.

§239.42.Commencement of Disciplinary Action.

When Board investigative staff has substantiated that a Respondent/Applicant is subject to disciplinary action under §302.402 of the Texas Occupations Code, the staff will file a sworn complaint. The filing of a sworn complaint constitutes the commencement of disciplinary action and the beginning of a contested case proceeding under the APA.

§239.43.Notice of Complaint, Informal Conference, and Opportunity for a Hearing.

At the earliest practicable time after the filing of a sworn complaint, the Board shall give Respondent/Applicant notice of the staff's intent to initiate disciplinary action. This notice is a Notice of Complaint.

§239.44.Contents of the Notice of Complaint.

(a)

The Notice of a Complaint shall contain the following:

(1)

the identity and address of the person against whom the Complaint is made;

(2)

the allegations of facts or conduct that substantiate the proposed disciplinary action;

(3)

a reference to the statutory provisions and the Board rules under which the staff proposes disciplinary action;

(4)

the disciplinary action that staff proposes in the case;

(5)

a statement that the Respondent/Applicant has an opportunity for hearing on the complaint and must file an "Answer to Appear" to exercise that opportunity;

(6)

the fax number, telephone number and address to which the Respondent/Applicant may file an "Answer to Appear" to the Notice of Complaint; and

(7)

the following statement: FAILURE TO ANSWER THIS NOTICE OF COMPLAINT WILL RESULT IN THE ALLEGATIONS AGAINST YOU THAT ARE SET OUT IN THE NOTICE OF COMPLAINT BEING DEEMED ADMITTED AS TRUE. IN ADDITION, YOUR OPPORTUNITY TO OBJECT TO THE PROPOSED SANCTIONS AND YOUR OPPORTUNITY FOR HEARING ON THE COMPLAINT SHALL BE DEEMED TO HAVE BEEN WAIVED.

(b)

The Notice of a Complaint may also offer the Respondent/Applicant an opportunity to show compliance and attend an Informal Conference under authority of §239.41 of this title (relating to Informal Conference).

§239.45.Manner of Giving Notice.

(a)

The Notice of Complaint shall be given by regular mail and by registered or certified mail, addressed to the Respondent/Applicant at his or her most recent address as shown in the records of the Board.

(b)

Notice of Complaint is given and service shall be completed at the time that the notice is deposited, postage-paid and properly addressed in a post office or official depository of the United States Postal Service.

§239.46.Answer to Notice of Complaint.

The Respondent/Applicant shall file an "Answer to Appear" in response to the notice of Complaint by fax, telephone or in writing by mail, within 20 days of the date on which notice of the Complaint is given.

§239.47.Failure to Answer Notice of Complaint.

(a)

If the Respondent/Applicant fails to file an "Answer to Appear" in response to the notice of Complaint, the matter will be considered as a default case

(b)

In a case of default, the Respondent/Applicant will be deemed to have

(1)

admitted all the factual allegations in the Notice of Complaint;

(2)

waived the opportunity to show compliance with the law;

(3)

waived the opportunity for a hearing on the Complaint; and

(4)

waived objection to the recommended sanction in the Notice of Complaint.

(c)

The Executive Director may recommend that the Board enter a default order, based upon the allegations set out in the Notice of Complaint, that adopts the sanction that was recommended in the Notice of Complaint.

(d)

Upon consideration of the case, the Board may:

(1)

enter a default order under §2001.056 of the APA; or

(2)

order the matter to be set for a hearing at the State Office of Administrative Hearings.

§239.48.Default Order.

A default order shall contain:

(1)

the Respondent/Applicant's name, address, and, if applicable, license number;

(2)

the date on which the Board Order was adopted;

(3)

the sanction or disciplinary action that the Board has adopted; and,

(4)

a reference to the requirements of APA §2001.146, which sets the procedures for the filing of a motion for rehearing, with a statement that a motion for rehearing is required for judicial review and must be filed within 20 days from the date the Respondent/Applicant is notified of the default order under APA §2001.142, as amended.

§239.49.Record of Default.

The Board shall retain a record for each default order, that includes the original or a copy of the following:

(1)

the written Notice of Complaint,

(2)

a sworn certificate of service that shows the following concerning the Notice of Complaint:

(A)

the name and address to which the Notice of Complaint was given, with a statement that the name and address were the most current on file with the Board;

(B)

the manner by which the Notice of Complaint was given;

(C)

a statement that the Board did not receive an "Answer to Appear"; and,

(D)

any other document, including envelopes and certified mail return cards, that tend to prove that the Notice of Complaint was given and no "Answer to Appear" was received.

§239.50.Opportunity to Show Compliance.

(a)

When the Board receives an "Answer to Appear" to a notice of Complaint, the staff may schedule an Informal Conference at which the Respondent/Applicant will be given an opportunity to show compliance with all requirements of the law.

(b)

In an Informal Conference, if the Respondent/Applicant and the staff reach an agreed settlement regarding the Complaint, the Respondent/Applicant will sign a proposed Agreed Order.

§239.51.Agreed Orders.

The Executive Director may negotiate a proposed Agreed Order with any person subject to the jurisdiction of the Board, the terms of which shall be approved by the Executive Director, prior to presentation of the proposed Agreed Order to the Board for its consideration. A proposed Agreed Order shall have no effect until such time as the Board may, at a regularly scheduled meeting, take action approving the proposed Agreed Order. Should the Board fail to approve a proposed Agreed Order as presented, it may thereafter consider the complaint at a contested case hearing, upon notice to the Respondent/Applicant named in the Complaint.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 14, 2000.

TRD-200004179

Mary M. Strange, RN, BSN, CNA

Executive Director

Board of Vocational Nurse Examiners

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 305-7653


Subchapter E. REINSTATEMENT PROCESS

22 TAC §§239.51-239.54

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Board of Vocational Nurse Examiners or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Board of Vocational Nurse Examiners proposes the repeal of §239.51 relative to Application for Reinstatement of License, §239.52 relative to Evaluation for Reinstatement, §239.53 relative to Procedure Upon Request for Reinstatement and §239.54 relative to Board Action Possible Upon Reinstatement. These rules are repealed for renumbering purposes only.

Mary M. Strange, Executive Director, has determined that for the first five year period the repeal of these rules arein effect, there will be no fiscal implication for state or local government as a result of repealing the rules.

Mrs. Strange has also determined that for the first five years the repeal of these rules as proposed are in effect, the public benefits anticipated as a result of repealing the rules will be consistency and clarification of the rules. There will be no cost to small and large businesses or to entities who are required to comply with the repeals.

Comments may be submitted to Mary M. Strange, Executive Director, Board of Vocational Nurse Examiners, 333 Guadalupe, Suite 3-400, Austin, Texas, 78701.

The repeals are proposed under Chapter 302, Texas Occupations Code, Subchapter D, §302.151(b), which provides the Board of Vocational Nurse Examiners with the authority to make such rules and regulations as may be necessary to carry in effect the purposes of the law.

No other statute, article, or code will be affected by this proposal.

§239.51.Application for Reinstatement of License.

§239.52.Evaluation for Reinstatement.

§239.53.Procedure Upon Request for Reinstatement.

§239.54.Board Action Possible Upon Reinstatement.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 14, 2000.

TRD-200004180

Mary M. Strange, RN, BSN, CNA

Executive Director

Board of Vocational Nurse Examiners

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 305-7653


22 TAC §§239.61-239.64

The Board of Vocational Nurse Examiners proposes new §239.61 relative to Application for Reinstatement of License, §239.62 relative to Evaluation for Reinstatement, §239.63 relative to Procedure Upon Request for Reinstatement and §239.64 relative to Board Action Possible Upon Reinstatement. These rules are proposed to replace those repealed for renumbering purposes only. The only changes to language is to replace references to prehearings with informal conferences.

Mary M. Strange, Executive Director, has determined that for the first five year period these rules are in effect, there will be no fiscal implication for state or local government as a result of enforcing the rules.

Mrs. Strange has also determined that for the first five years these rules as proposed are in effect, the public benefits anticipated as a result of enforcing the rules will be consistency and clarification of the rules. There will be no cost to small and large businesses or to entities who are required to comply with the sections.

Comments may be submitted to Mary M. Strange, Executive Director, Board of Vocational Nurse Examiners, 333 Guadalupe, Suite 3-400, Austin, Texas, 78701.

The new sections are proposed under Chapter 302, Texas Occupations Code, Subchapter D, §302.151(b), which provides the Board of Vocational Nurse Examiners with the authority to make such rules and regulations as may be necessary to carry in effect the purposes of the law.

No other statute, article, or code will be affected by this proposal.

§239.61.Application for Reinstatement of License.

(a)

At the expiration of five years from the date of revocation, or at the expiration of one year from the date of voluntary surrender revocation, or upon the conclusion of any specified period of suspension, the Board may consider a request for reinstatement by the former licensee (applicant).

(b)

The request for reinstatement must be submitted to the Board office in writing and should include a short and plain statement of the reasons why the applicant believes the license should be reinstated.

(c)

Upon denial of any application for reinstatement, the Board may not consider a subsequent application until the expiration of five years from the date of denial of the prior application.

(d)

In taking action to revoke or suspend a license, the Board may, in its discretion, specify the terms and conditions upon which reinstatement shall be considered.

§239.62.Evaluation for Reinstatement.

In considering reinstatement of a suspended or revoked license, the Board will evaluate:

(1)

the severity of the act which resulted in revocation or suspension of the license;

(2)

the conduct of the applicant subsequent to the revocation or suspension of license;

(3)

the lapse of time since revocation or suspension;

(4)

the degree of compliance with all conditions the Board may have stipulated as a prerequisite for reinstatement;

(5)

the degree of rehabilitation attained by the applicant as evidenced by sworn notarized statements sent directly to the Board from qualified people who have personal and professional knowledge of the applicant; and

(6)

the applicant's present qualifications to practice vocational nursing based on his/her history of nursing related employment or education.

§239.63.Procedure Upon Request for Reinstatement.

(a)

An applicant for reinstatement of a revoked or suspended license must personally appear at an informal conference or administrative hearing at a scheduled date and time to show why the license should be reinstated.

(b)

An applicant who fails to personally appear at an informal conference, or who fails to reach an agreed settlement at an informal conference, must personally appear at an administrative hearing.

(c)

Upon submission of proof of past revocation or suspension of the applicant's license, the applicant has the burden of proof to show present fitness and/or rehabilitation to practice vocational nursing.

(d)

An applicant for reinstatement must submit a written psychiatric or psychological evaluation and a written medical evaluation prior to being scheduled for an appearance at a reinstatement hearing. Said evaluations shall be obtained at the applicant's expense, and forwarded directly to the agency by the examiner. The psychiatric or psychological evaluation must be prepared by a licensed psychiatrist or psychologist and the medical evaluation must be prepared by a licensed physician. Said reports shall include such information as the agency may specifically require with notice to the applicant.

(e)

Upon receipt of a written request for reinstatement as required by §239.61 of this title (relating to Application for Reinstatement of License) and all information required by subsection (d) of this section, the applicant will be notified of a date and time of their personal appearance at an informal conference or administrative hearing.

§239.64.Board Action Possible Upon Reinstatement.

(a)

After evaluation, the Board may:

(1)

deny reinstatement of a suspended or revoked license;

(2)

reinstate a suspended or revoked license and probate the practitioner for specified period of time;

(3)

authorize reinstatement of the suspended or revoked license;

(4)

require the satisfactory completion of a specific program of remedial education approved by the agency; and

(5)

require monitoring of the applicant's nursing practice as specified by the Board.

(b)

A nurse whose license has been suspended or revoked for more than five years shall be required to repeat the vocational nursing program and shall take and pass the national licensure examination prior to activation of his or her license or show evidence of practice as a licensed vocational nurse in another state or practice as a registered nurse in this state or another state within the past five years.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 14, 2000.

TRD-200004181

Mary M. Strange, RN, BSN, CNA

Executive Director

Board of Vocational Nurse Examiners

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 305-7653


Part 24. TEXAS BOARD OF VETERINARY MEDICAL EXAMINERS

Chapter 571. LICENSING

Subchapter C. LICENSE RENEWALS

22 TAC §571.61

The Texas Board of Veterinary Medical Examiners proposes amendments to §571.61 concerning Inactive License Status. The amendments clarify the intent of the Board that a licensee on inactive status who wishes to re-activate the license will not be required to acquire 15 hours of continuing education courses in the re-activation year in order to renew the license for the next year. The amendments clear up an existing ambiguity and better inform the public of what continuing education will be required of an licensee on inactive status who wishes to re-activate.

Mr. Ron Allen, Executive Director, has determined that for the first five-year period the amended section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section. Mr. Allen has also determined that for the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be to increase understanding and compliance with licensing requirements of the Board. There will be no effect on small businesses. There will be no anticipated economic cost to persons required to comply with the section as proposed.

Comments on the proposed amendments may be submitted in writing to Judy Huppert, Texas Board of Veterinary Medical Examiners, 333 Guadalupe, Suite 2-330, Austin, Texas 78701-3998, phone (512) 305-7555, and must be received by September 1, 2000.

The amendment is proposed under the authority of the Veterinary Licensing Act, Texas Occupations Code, Chapter 801, Section 801.151 (a) which states that the Board may adopt rules necessary to administer the chapter. The amendments affect the Veterinary Licensing Act, Texas Occupations Code, Section 801.306 which pertains to Inactive Status.

§571.61.Inactive License Status.

(a) - (c)

(No change.)

(d)

Continuing Education Requirements.

(1)

If a licensee on inactive status requesting a return to regular license status has maintained an annual average of 15 hours of continuing education, not including any portion of the reactivation year, the licensee will be placed on regular license status without any additional requirements. If the average annual continuing education is less than 15 hours, the licensee will be placed on regular license status but must complete 30 hours of continuing education in the twelve months immediately following regular license status.

(2)

For the year of reactivation, proof of 15 hours of continuing education shall not be required for an active license renewal in the year following reactivation.

(3)

For purposes of this subsection, the terms "year" and "annual" mean the calendar year.

(e)- (h)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 13, 2000.

TRD-200004152

Ron Allen

Executive Director

Texas Board of Veterinary Medical Examiners

Proposed date of adoption: October 5, 2000

For further information, please call: (512) 305-7555


Part 30. TEXAS STATE BOARD OF EXAMINERS OF PROFESSIONAL COUNSELORS

Chapter 681. PROFESSIONAL COUNSELOR

The Texas State Board of Examiners of Professional Counselors (board) proposes amendments to §§681.5, 681.6, 681.9, 681.10, 681.11, 681.15, 681.19, 681.26, 681.52, 681.63, 681.64, 681.82, 681.128, 681.195, 681.196, 681.198, 681.200, 681.216, 681.220, 681.254, and 681.255 concerning the licensing and regulation of licensed professional counselors.

Specifically, §§681.5(a), 681.6(a) and (c), 681.9(e), 681.10(a), (b), (c), (d), (e), (f) and (g), 681.11(b), 681.15(c) and (d), 681.19(c), 681.128(a) and (g), 681.195(a), (c), (d), (e), (f), (l) and (m), 681.196(e)(1) and (2), 681.198(b), (d), (j), (m), (n), (p), (r), (v) and (x), 681.200(a) and (c), 681.216(a), 681.220 (e) and (f), 681.254 and 681.255, concerning the title of the administrator are proposed for amendment to reflect the change of official title from executive secretary to executive director, as revised by the state legislature, effective September 1, 1999.

Section 681.26(a) is proposed for amendment to reflect language used in the Licensed Professional Counselor Act and further clarify authorized counseling methods and techniques.

Section 681.26(a)(16) is proposed for amendment to reflect language used in the Act which prohibits the use of standardized projective techniques or the diagnosis of a physical condition or disorder as authorized methods of assessment or appraising.

Section 681.52(a)(7) is proposed for amendment to eliminate the requirement of a recent black and white photograph from required application materials.

Section 681.63(a) is proposed for amendment to clarify academic requirements for licensure by removing reference to the term substantial equivalent.

Section 681.64(a) is proposed for amendment to remove language requiring applicants to complete the supervised experience requirement before sitting for the counselor examination.

Section 681.82(f)(2) is proposed for amendment to clarify experience requirements for licensure by removing reference to the term substantial equivalent.

John L. Luther, Executive Secretary, has determined that for the first five years the sections as proposed are in effect, there will be no fiscal implications as a result of enforcing or administering the sections. There will be no fiscal implication for state or local governments.

Mr. Luther has also determined that for each of the first five years the sections are in effect, the public benefits anticipated as a result of enforcing or administrating the amendments will be to assure the appropriate regulation of professional counselors, continue to identify competent practitioners as necessary to ensure public safety, health and welfare, and to provide guidance and information to the complaints committee, licensees, complainants and SOAH during the entire complaint process. There will be no effect on micro or small businesses as the amendments modify existing titles and clarify existing rules and do not necessitate the expenditure of funds by the board, applicants or licensees. There are no anticipated economic costs to persons who are required to comply with the sections as proposed. There will be no anticipated impact on local employment.

Comments on the proposal may be submitted to John L. Luther, Executive Secretary, Texas State Board of Examiners of Professional Counselors, 1100 West 49th Street, Austin, Texas, 78756-3183, telephone (512) 834-6658. Comments will be accepted for 30 days following publication of this proposal in the Texas Register .

Subchapter A. THE BOARD

22 TAC §§681.5, 681.6, 681.9, 681.10, 681.11, 681.15, 681.19

The amendments are proposed under the Licensed Professional Counselor Act, Occupations Code, §503.203(a), which provides the Texas State Board of Examiners of Professional Counselors with the authority to adopt and revise rules that are necessary to administer the Licensed Professional Counselor Act, Occupations Code, §503.308 relating to rules concerning temporary licenses.

The amendments affect Occupations Code, Chapter 503.

§681.5.Agendas.

(a)

The executive director [ secretary ] shall be responsible for preparing and submitting an agenda to each member of the Texas State Board of Examiners of Professional Counselors (board) prior to each meeting which includes items requested by members, items required by law, and other matters of board business which have been approved for discussion by the chairperson.

(b)

(No change.)

§681.6.Minutes.

(a)

The minutes of a Texas State Board of Examiners of Professional Counselors (board) meeting are official only when affixed with the original signatures of the chairperson and the executive director [ secretary ].

(b)

(No change.)

(c)

The official minutes of the board meetings shall be kept in the office of the executive director [ secretary ] and shall be available to any person desiring to examine them.

§681.9.Committees.

(a)-(d)

(No change.)

(e)

Committees may direct all reports or other materials to the executive director [ secretary ] for distribution.

(f)-(g)

(No change.)

§681.10.Executive Director [ Secretary ].

(a)

The executive director [ secretary ] of the Texas State Board of Examiners of Professional Counselors (board) shall be an employee of the Texas Department of Health (department) appointed by the commissioner of health, with the advice and consent of the board, as the administrator of board activities.

(b)

The executive director [ secretary ] shall keep the minutes of the meetings and proceedings of the board and shall be the custodian of the files and records of the board unless another custodian is designated by the board.

(c)

The executive director [ secretary ] shall exercise general supervision over persons employed in the administration of the [ the ] Licensed Professional Counselor Act (Act). The executive director [ secretary ] may delegate responsibilities to other staff members when appropriate.

(d)

The executive director [ secretary ] shall be responsible for the investigation of complaints and for the presentation of formal complaints.

(e)

The executive director [ secretary ] shall be responsible for all correspondence for the board and obtain, assemble, or prepare reports and information that the board may direct, or as authorized or required by the department or other agency with appropriate statutory authority.

(f)

The executive director [ secretary ] shall have the responsibility of assembling and evaluating materials submitted by applicants for licensure. Determinations made by the executive director [ secretary ] that propose denial of licensure are subject to the approval of the appropriate committee of the board or the board which shall make the final decision on the eligibility of the applicants.

(g)

The executive director [ secretary ] or the executive director's [ secretary's ] designated substitute may serve as the administrator of licensure examinations.

§681.11.Reimbursement for Expenses.

(a)

(No change).

(b)

Payment to members of per diem and transportation expenses shall be on official state vouchers which have been approved by the executive director [ secretary ].

§681.15.License Certificate.

(a)-(b)

(No change).

(c)

Temporary licenses shall be signed by the board chair and the executive director [ secretary ] .

(d)

Provisional licenses and provisional licenses with an art therapy specialty designation shall be signed by the executive director [ secretary ].

(e)

(No change).

§681.19.Petition for the Adoption of a Rule.

(a)-(b)

(No change).

(c)

Consideration and disposition of the petition.

(1)

Except as otherwise provided in subsection (d) of this section, the executive director [ secretary ] shall submit a completed petition to the board for consideration.

(2)-(4)

(No change).

(d)

(No change).

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 19, 2000.

TRD-200004302

Anthony P. Picchioni, Ph.D.

Chair

Texas State Board of Examiners of Professional Counselors

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 458-7236


Subchapter B. AUTHORIZED COUNSELING METHODS AND PRACTICES

22 TAC §681.26

The amendment is proposed under the Licensed Professional Counselor Act, Occupations Code, §503.203(a), which provides the Texas State Board of Examiners of Professional Counselors with the authority to adopt and revise rules that are necessary to administer the Licensed Professional Counselor Act, Occupations Code, §503.308 relating to rules concerning temporary licenses.

The amendment affects Occupations Code, Chapter 503.

§681.26.Counseling Methods and Practices.

(a)

The use of specific methods, techniques, or modalities within the practice of professional counseling is limited to professional counselors appropriately trained in the use of such methods, techniques or modalities. Authorized counseling methods, techniques and modalities may include, but are not restricted to the following [ Authorized counseling methods and practices may include but are not restricted to the following ]:

(1)-(15)

(No change.)

(16)

assessing and appraising which utilizes formal and informal instruments and procedures, for which the counselor has received appropriate training and supervision, in individual and group settings for the purposes of determining the clients's strengths and weaknesses, mental condition, emotional stability, intellectual ability, interests, aptitudes, achievement level and other personal characteristics for a better understanding of human behavior, and for diagnosing mental problems; but does not include the use of standardized projective techniques or permit the diagnosis of a physical condition or disorder; and

(17)

(No change.)

(b)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 19, 2000.

TRD-200004303

Anthony P. Picchioni, Ph.D.

Chair

Texas State Board of Examiners of Professional Counselors

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 458-7236


Subchapter D. APPLICATION PROCEDURES

22 TAC §681.52

The amendment is proposed under the Licensed Professional Counselor Act, Occupations Code, §503.203(a), which provides the Texas State Board of Examiners of Professional Counselors with the authority to adopt and revise rules that are necessary to administer the Licensed Professional Counselor Act, Occupations Code, §503.308 relating to rules concerning temporary licenses.

The amendment affects Occupations Code, Chapter 503.

§681.52.Required Application Materials.

(a)

General application form. An application form shall contain:

(1)-(6)

(No change.)

[(7)

a recent black and white full-face wallet size photograph of the applicant.]

(b)-(g)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 19, 2000.

TRD-200004304

Anthony P. Picchioni, Ph.D.

Chair

Texas State Board of Examiners of Professional Counselors

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 458-7236


Subchapter E. ACADEMIC REQUIREMENTS FOR EXAMINATION AND LICENSURE

22 TAC §681.63, §681.64

The amendments are proposed under the Licensed Professional Counselor Act, Occupations Code, §503.203(a), which provides the Texas State Board of Examiners of Professional Counselors with the authority to adopt and revise rules that are necessary to administer the Licensed Professional Counselor Act, Occupations Code, §503.308 relating to rules concerning temporary licenses.

The amendments affect Occupations Code, Chapter 503.

§681.63.Academic Requirements.

(a)

Persons applying for examinations and licensure must have:

(1)

(No change.)

(2)

a planned graduate program in counseling or related field [ or its substantial equivalent ] of at least 48 semester hours.

(b)-(d)

(No change.)

§681.64.Academic Course Content.

(a)

An applicant is responsible for obtaining academic course work [ coursework ] in and demonstrating competency in the following specific areas through successful completion of the examination [ once the supervised experience requirement has been met ]:

(1)-(9)

(No change.)

(b)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 19, 2000.

TRD-200004305

Anthony P. Picchioni, Ph.D.

Chair

Texas State Board of Examiners of Professional Counselors

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 458-7236


Subchapter F. EXPERIENCE REQUIREMENTS FOR EXAMINATION AND LICENSURE

22 TAC §681.82

The amendment is proposed under the Licensed Professional Counselor Act, Occupations Code, §503.203(a), which provides the Texas State Board of Examiners of Professional Counselors with the authority to adopt and revise rules that are necessary to administer the Licensed Professional Counselor Act, Occupations Code, §503.308 relating to rules concerning temporary licenses.

The amendment affects Occupations Code, Chapter 503.

§681.82.Experience Requirements (Internship).

(a)-(e)

(No change.)

(f)

The internship must have been after completion of a:

(1)

(No change).

(2)

a planned graduate program in counseling [ or its substantial equivalent ] of at least 48 semester hours.

(g)-(o)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 19, 2000.

TRD-200004306

Anthony P. Picchioni, Ph.D.

Chair

Texas State Board of Examiners of Professional Counselors

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 458-7236


Subchapter I. REGULAR LICENSE RENEWAL AND INACTIVE AND RETIREMENT STATUS

22 TAC §681.128

The amendment is proposed under the Licensed Professional Counselor Act, Occupations Code, §503.203(a), which provides the Texas State Board of Examiners of Professional Counselors with the authority to adopt and revise rules that are necessary to administer the Licensed Professional Counselor Act, Occupations Code, §503.308 relating to rules concerning temporary licenses.

The amendment affects Occupations Code, Chapter 503.

§681.128.Suspension of License for Failure to Pay Child Support.

(a)

On receipt of a final court or attorney general's order suspending a license due to failure to pay child support, the executive director [ secretary ] shall immediately determine if the board has issued a license to the obligator named on the order, and, if a license has been issued:

(1)-(3)

(No change.)

(b)-(f)

(No change.)

(g)

On receipt of a court or attorney general's order vacating or staying an order suspending a license, the executive director [ secretary ] shall promptly issue the affected license to the individual if the individual is otherwise qualified for the license.

(h)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 19, 2000.

TRD-200004307

Anthony P. Picchioni, Ph.D.

Chair

Texas State Board of Examiners of Professional Counselors

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 458-7236


Subchapter L. COMPLAINTS AND VIOLATIONS

22 TAC §§681.195, 681.196, 681.198, 681.200

The amendments are proposed under the Licensed Professional Counselor Act, Occupations Code, §503.203(a), which provides the Texas State Board of Examiners of Professional Counselors with the authority to adopt and revise rules that are necessary to administer the Licensed Professional Counselor Act, Occupations Code, §503.308 relating to rules concerning temporary licenses.

The amendments affect Occupations Code, Chapter 503.

§681.195.Complaint Procedures.

(a)

A person wishing to report an alleged violation of the Licensed Professional Counselor Act (Act) or the rules by a licensee or other person shall notify the executive director [ secretary ]. The initial notification may be in writing, by telephone, or by personal visit to the Texas State Board of Examiners of Professional Counselors (board) office.

(b)

(No change.)

(c)

Upon receipt of a complaint, the executive director [ secretary ] shall send an acknowledgment letter to the complainant and an official form which the complainant must complete and return to the board before further action can be taken. The executive director [ secretary ] may accept an anonymous complaint if there is sufficient information for the investigation.

(d)

A complaints committee shall be appointed to work with the executive director [ secretary ] to:

(1)-(4)

(No change.)

(e)

Prior to or during an investigation, the executive director [ secretary ] or his or her designee shall request a notarized response from the licensee or person against whom an alleged violation has been filed and gather information required by the complaints committee of the board. The licensee or person against whom an alleged violation has been filed must respond within 15 working days to the executive director's [ secretary's ] request.

(f)

If it is determined that there are sufficient grounds to support the complaint, the matters in question shall be investigated. The executive director [ secretary ] or the committee may initiate the investigation.

(g)-(k)

(No change.)

(l)

The board shall dispose of all complaints in a timely manner. After review of each complaint, the executive director [ secretary ] shall establish a schedule for conducting each phase of the complaint not later than the 30th day after the date the complaint is received. The schedule shall be kept in the information file for the complaint, and all parties shall be notified of the projected time requirements for pursuing the complaint. A change in the schedule must be noted in the complaint information file and all parties to the complaint must be notified not later than the seventh day after the date the change is made.

(m)

The executive director [ secretary ] shall notify the complaints committee of a complaint that extends beyond the time prescribed for resolving the complaint.

§681.196.Licensing of Persons With Criminal Backgrounds.

(a)-(d)

(No change.)

(e)

Procedures for disciplinary action to persons with criminal backgrounds.

(1)

The board's executive director [ secretary ] will give written notice to the person that the board intends to take disciplinary action after a hearing in accordance with the provisions of the Administrative Procedure Act (APA), and the board's hearing procedures in Subchapter M of this chapter (relating to Formal Hearings).

(2)

If the board takes disciplinary action under these sections, the executive director [ secretary ] will give the person written notice:

(A)-(C)

(No change.)

§681.198.Informal Disposition.

(a)

(No change.)

(b)

If the executive director [ secretary ] or the complaints committee of the Texas State Board of Examiners of Professional Counselors (board) determines that the public interest might be served by attempting to resolve a complaint or contested case with an agreed order in lieu of a formal hearing, the provisions of this section shall apply. A licensee or applicant may request an informal settlement conference; however, the decision to hold a conference shall be made by the executive director [ secretary ] or the complaints committee.

(c)

(No change.)

(d)

The executive director [ secretary ] shall decide upon the time, date and place of the informal settlement conference, and provide written notice to the licensee or applicant of the same. Notice shall be provided no less than 15 working days prior to the date of the informal settlement conference by certified mail, return receipt requested to the last known address of the licensee or applicant or by personal delivery. The 15 working days shall begin on the date of mailing or personal delivery. The licensee or applicant may waive the 15-day notice requirement.

(e)-(i)

(No change.)

(j)

The board's legal counsel or an attorney from the Office of the Attorney General shall attend each settlement conference. The committee members or executive director [ secretary ] may call upon the attorney at any time for assistance in the settlement conference.

(k)-(l)

(No change.)

(m)

At the discretion of the executive director [ secretary ] or the committee members, a tape recording may be made of none or all of the settlement conference.

(n)

The committee members or the executive director [ secretary ] shall exclude from the settlement conference all persons except witnesses during their testimony, the licensee, the licensee's attorney, and board staff.

(o)

(No change.)

(p)

At the conclusion of the settlement conference, the committee members or executive director [ secretary ] may make recommendations for informal disposition of the complaint or contested case. The recommendations may include any disciplinary action authorized by the Licensed Professional Counselor Act (Act). The committee members may also conclude that the board lacks jurisdiction, conclude that a violation of the Act or this chapter has not been established, order that the investigation be closed, or refer the matter for further investigation.

(q)

(No change.)

(r)

If the licensee or applicant rejects the proposed settlement, the matter shall be referred to the executive director [ secretary ] for appropriate action.

(s)-(u)

(No change.)

(v)

If the board does not approve a proposed agreed order, the licensee or applicant and the complainant shall be so informed. The matter shall be referred to the executive director [ secretary ] for other appropriate action.

(w)

(No change.)

(x)

A licensee's opportunity for an informal conference under this section shall satisfy the requirement of the APA, §2001.054(c).

(1)

If the executive director [ secretary ] or complaints committee determines that an informal conference shall not be held, the executive director [ secretary ] shall give written notice to the licensee or applicant of the facts or conduct alleged to warrant the intended disciplinary action and the licensee or applicant shall be given the opportunity to show, in writing and as described in the notice, compliance with all requirement of the Act and this chapter.

(2)

(No change.)

§681.200.Monitoring of Licensees.

(a)

The executive director [ secretary ] shall maintain a complaint tracking system.

(b)

(No change.)

(c)

The executive director [ secretary ] shall review the reports and notify the complaints committee if the requirements of the disciplinary action are not met.

(d)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 19, 2000.

TRD-200004308

Anthony P. Picchioni, Ph.D.

Chair

Texas State Board of Examiners of Professional Counselors

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 458-7236


Subchapter M. FORMAL HEARINGS

22 TAC §681.216, §681.220

The amendments are proposed under the Licensed Professional Counselor Act, Occupations Code, §503.203(a), which provides the Texas State Board of Examiners of Professional Counselors with the authority to adopt and revise rules that are necessary to administer the Licensed Professional Counselor Act, Occupations Code, §503.308 relating to rules concerning temporary licenses.

The amendments affect Occupations Code, Chapter 503.

§681.216.Subpoenas.

(a)

On the written request of any party to the hearing, the executive director [ secretary ] of the Texas State Board of Examiners of Professional Counselors (board) shall issue a subpoena to require the attendance of witnesses or the production of documents. The administrative law judge (ALJ) may also issue any necessary subpoenas. A subpoena may be served by any person authorized to serve subpoenas under the Civil Practice and Remedies Code.

(b)-(e)

(No change.)

§681.220.Action After [ after ] the Hearing.

(a)-(d)

(No change.)

(e)

Motion for rehearing. A motion for rehearing shall be governed by the Administrative Procedure Act (APA) or other pertinent statute and shall be addressed to the board and filed with the executive director [ secretary ].

(f)

Appeals. All appeals from final board orders or decisions shall be governed by the APA or other pertinent statute and communications regarding any appeal shall be to the executive director [ secretary ] of the board.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 19, 2000.

TRD-200004309

Anthony P. Picchioni, Ph.D.

Chair

Texas State Board of Examiners of Professional Counselors

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 458-7236


Subchapter N. SCHEDULE OF SANCTIONS

22 TAC §681.254, §681.255

The amendments are proposed under the Licensed Professional Counselor Act, Occupations Code, §503.203(a), which provides the Texas State Board of Examiners of Professional Counselors with the authority to adopt and revise rules that are necessary to administer the Licensed Professional Counselor Act, Occupations Code, §503.308 relating to rules concerning temporary licenses.

The amendments affect Occupations Code, Chapter 503.

§681.254.Other Disciplinary Actions.

The complaint committee or executive director [ secretary ], as appropriate, may also resolve pending complaints by issuance of formal advisory letters informing licensees of their duties under the Act or this chapter, and whether the conduct or omission complained of appears to violate such duties. Such advisory letters may be introduced as evidence in any subsequent disciplinary action involving acts or omissions after receipt of the advisory letters. The complaint committee or executive director [ secretary ], as appropriate, may also issue informal reminders to licensees regarding compliance with minor licensing matters. The licensee is not entitled to a hearing on the matters set forth in formal advisory letters or informal reminders, but may submit a written response to be included with such letters in their licensing records.

§681.255.State Office of Administrative Hearings.

In those cases requiring a hearing, the complaint committee or executive director [ secretary ] will issue a notice of violation to the licensee, and state the severity level and recommended sanction. The recommended sanction reflects the judgment of the complaint committee and executive director [ secretary ] based on the information available at that time. It is recognized that the evidence presented at a hearing could indicate a greater or lesser sanction. However, an administrative law judge may not impose a sanction more than one severity level below or above that proposed by the complaint committee or executive director [ secretary ].

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 19, 2000.

TRD-200004310

Anthony P. Picchioni, Ph.D.

Chair

Texas State Board of Examiners of Professional Counselors

Earliest possible date of adoption: July 30, 2000

For further information, please call: (512) 458-7236