TITLE health-services

Part I. Texas Department of Health

Chapter 229. Food and Drug

Subchapter Y. Regulations to Set Standards for the Formulation, Sale and Distribution of Dietary Supplements Containing Ephedrine from Natural Ephedra Alkaloids and to Restrict the Sale and Distribution of Certain Drug Products Containing Ephedrine

25 TAC §§229.461-229.464

The Texas Department of Health (department) adopts new §§229.461-229.464, concerning standards for the formulation, sale and distribution of dietary supplements containing ephedrine from natural ephedra alkaloids and restricting the sale and distribution of certain drug products containing ephedrine. Sections 229.461, 229.462 and 229.463 are adopted with changes to the proposed text as published in the January 29, 1999, issue of the Texas Register (24 TexReg 496). Section 229.464 is adopted without change, and therefore will not be republished.

The new sections prohibit the sale and distribution of chemically synthesized ephedrine group alkaloids. The new sections impose mandatory labeling requirements and set standards for advertising and promotional literature for dietary supplements containing ephedrine from natural ephedra alkaloids and restrict the sale and distribution of certain drug products containing ephedrine.

Section 229.461 concerns regulations restricting the sale and distribution of dietary supplements containing ephedrine. The requirement establishing 25 milligrams of ephedrine group alkaloids per serving has been deleted in proposed §229.461(1). Proposed §229.461(3) has been deleted in order to eliminate the language concerning the daily intake of 100 milligrams of ephedrine group alkaloids. With the deletion of proposed §§229.461(1) and 229.461(3), the paragraphs had to be renumbered. Also, the 25 milligrams of ephedrine group alkaloids per serving contained in proposed §229.461(4) has been deleted. Proposed §229.461(4), now renumbered as §229.461(2) is changed to clarify that each batch, rather than all products, must be analyzed to ensure uniformity with the amount of total ephedrine alkaloids listed on the product label. Batch analysis moots the requirement that product analysis be performed in accordance with the methodology utilized by the U.S. Food and Drug Administration (FDA), and this language has been deleted.

Section 229.462(e)(1) is changed to add a requirement that the product label warn an individual to consult a physician or licensed qualified health care professional before using the product if the individual has a family history of the medical conditions listed in the section. Section 229.462(e)(1) is changed to add "recurrent headaches" to the conditions for which the product may be contraindicated. Section 229.462(e)(1) also adds dietary supplements to the products for which an individual is advised to consult a physician or licensed qualified health care professional before using. Section 229.462(e)(2) is changed to clarify that the warning on the product label indicate that exceeding recommended serving may cause serious adverse health effects, including heart attack and stroke. Section 229.462(e)(3) is changed to clarify that the warning on the product label indicate that an individual experiencing certain symptoms should discontinue use and call a physician or licensed qualified health care professional. Section 229.462(e)(4) is changed to require the warning on the product label to indicate that individuals who consume caffeine with the dietary supplements containing ephedrine may experience serious adverse health effects. The language in §229.462(f) is changed to clarify that the toll-free number that is required to be provided on the product label must contain a telephone number that permits consumers to report serious adverse effects to the department. The toll-free telephone number must be provided on the product label within 60 days from the date that such number is published in the Texas Register .

Proposed §229.462(g) is changed to clarify that all labeling, except that affixed to the product container, all prerecorded or scripted radio and television advertising and all promotional literature must include in the warning that the product may cause serious adverse health effects. Section 229.463 concerns requirements for advertising and promotional literature for dietary supplements containing ephedrine. Section 229.463(a) is changed to require that all advertising and promotional literature concerning a dietary supplement containing ephedrine be submitted to the department. Section 229.463(b)(5) is changed to clarify that referrals about side effects be made to a physician or licensed qualified health care professional. Section 229.463(f) is changed to clarify that the product label must be submitted to the department prior to any company distributing an ephedrine containing dietary supplement in Texas.

Section 229.464 concerns the regulations to restrict the sale and distribution of certain drug products containing ephedrine and has not been changed.

The department is making the following minor changes to correct a typographical error and provide clarification to the section:

Change: Concerning §229.462(e)(3), the department has deleted the word "occur" at the end of the sentence.

The following comments were received concerning the proposed sections. Following each comment is the department's response and any resulting changes.

Comment: Concerning §§229.461(1), 229.461(3), and 229.461(4), several commenters questioned the 25 mg per serving and 100 mg per day amounts of ephedrine alkaloids specified in the rules. One commenter stated that restricting amounts above 25 milligrams per serving and 100 milligrams per day levels appears wholly arbitrary, was not justified by the department and cannot be based on scientific evidence and medical studies. The commenter cited studies showing that ephedrine is safe in amounts that exceed the limits in the proposed rule. Two commenters suggested that the amounts are the same or greater than that known to cause serious adverse events and death and that the rules effectively sanction those levels as safe. One of these commenters noted that the amounts are in direct conflict with the conclusions of the department and Texas Medical Association medical/scientific panels convened to evaluate the department's ephedrine docket, the FDA's Food Advisory Panel and recommended that the serving size should be no more than 10 mg per serving total ephedrine alkaloids and 40 mg per day. Another commenter stated that the rules should prohibit ephedrine and ephedrine alkaloids from non-prescription foods, dietary supplements, or other over- the-counter commercial products because they are drugs, and the quality and quantity of data is sufficient to establish that ephedrine alkaloids are associated with serious adverse effects. Three commenters suggested that ephedrine should be restricted to prescription because it is a dangerous substance and has the potential for addiction and they detailed specific injuries or deaths they attributed to consumption of ephedrine products. In lieu of restriction to prescription only, the same and other commenters stated that the rules should follow the FDA's June 1997 proposed rule to limit the serving size to no more than 7 mg total ephedrine alkaloids per dose and 24 mg per day any person. One of these commenters cited the need for manufacturers to provide peer-based clinical studies to support claims that dietary supplements containing ephedrine are safe for consumption. Another commenter stated that the rules should consider a very low dosage. One commenter stated that specific reference to a single serving size and/or a daily serving size should be removed from the rules pending further research and that serving recommendations could be re-evaluated and determined during a subsequent rule procedure.

Response: The department disagrees with the first commenter that medical studies show the 25 milligrams per serving, 100 milligrams per day or greater amounts are safe. The FDA's monograph for over-the-counter drug products restricts ephedrine to 12.5 to 25 mg per dose and up to 150 mg per day for very limited indications, which does not include energy or long-term use for weight loss or bodybuilding. The department agrees with the commenter that many ephedrine-containing dietary supplement products contain less than 25 mg ephedrine alkaloids per individual unit (capsule, tablet, etc.). However, a majority of products recommend a serving size that contains 20-25 mg total ephedrine alkaloids or more. The department agrees with the commenters that ephedrine has the effect of a drug, that serious adverse effects have been clearly associated with taking it, and that no safe amount has been established for ephedrine alkaloids in a food or dietary supplement. However, the department disagrees with the commenters as to establishing FDA's proposed serving size of no more than 7 milligrams per serving and 24 milligrams per day because it is unknown whether those levels are safe for human consumption or too stringent. Based on the divergence of comments from the remaining commenters and the lack of peer-reviewed clinical studies on the long term effects of dietary supplements containing ephedrine group alkaloids, the department is deleting the requirement establishing 25 milligrams per serving in proposed §§229.461(1), and 229.461(4) and 100 milligrams recommended daily intake from proposed §229.461(3). The department may address this issue in the future should data from such studies become available.

Comment: Concerning §229.461(2), now renumbered as §229.461(1), one commenter objected to the prohibition of chemically synthesized ephedrine group alkaloids contained in §229.461(2) on the basis that there is no difference between the effects of natural and synthetic ephedrine and without synthesization, manufacturers would be unable to ensure uniformity of potency in the finished product.

Response: The department disagrees with the commenter because synthetic ephedrine is classified by the U.S. Drug Enforcement Administration as a restricted chemical and a drug. Ephedrine may only be sold in over-the-counter products when combined with therapeutic amounts of another pharmacologically active agent. No change was made as a result of this comment.

Comment: Concerning §229.461(4), now renumbered as §229.461(2), several commenters stated that each batch be analyzed to ensure consistency of ephedrine alkaloid content in the product.

Response: The department agrees with the commenters and §229.461(2) is changed to require each batch to be analyzed to ensure it contains the amount of total ephedrine alkaloid content listed on the product label as required in §229.462(a). Since the requirement of analysis has shifted from "all products" to each particular batch, the department believes that proper analysis on each batch may be achieved in accordance with other effective methodologies. Batch analysis moots the requirement that product analysis be performed in accordance with the methodology utilized by the U.S. Food and Drug Administration (FDA), and this language has been deleted.

Comment: Concerning §229.461(4), now renumbered as §229.461(2), one commenter questioned whether the analysis for ephedrine alkaloid content would be confirmed by self certification or a commercial laboratory surprise inspection system. Another commenter suggested that the department, at the expense of the manufacturer, should conduct the analysis.

Response: The department will consider scientifically accepted methods of analysis. The department disagrees that the department should conduct the analysis because it lacks the staff and facilities to collect samples and conduct the quantity of analysis that would be required for all products manufactured nationally and internationally. No change was made as a result of this comment.

Comment: Concerning §229.462, one commenter stated that this section attempts to limit the information that can be placed on a dietary supplement's label in a patently excessive and unreasonable way. The commenter states that the labeling restrictions are not warranted because the Texas Health and Safety Code, Chapter 431.021 already provides adequate consumer protection. The commenter states that safety or labeling concerns can be mitigated with a disclaimer such as: "Consume this product in strict accordance with directions for use. Report any adverse reaction to a physician for appropriate diagnosis and treatment."

Response: The department disagrees with the commenter. Section 229.462 is intended to ensure that consumers are informed about the risks associated with the products, that they are aware of contraindications, and that they are instructed to contact a physician when appropriate. No change was made as a result of this comment.

Comment: Concerning §229.462(c), two commenters stated that the rules should not allow any dietary supplement product to contain sources of caffeine and/or other stimulants in combination with ephedrine because of the increased risk of adverse reactions and abuse potential. One commenter stated that this combination was banned by FDA in 1983 for over-the-counter drug products and the rules should prohibit the combination in dietary supplement products. The same commenter stated it makes no sense that the rules require ephedrine over-the-counter drug products to be combined with a minimum level of guiafenesin to address abuse potential, but allow pharmacologically identical "natural products" to be marketed in combination with other stimulants.

Response: The department agrees that the safety of combinations containing ephedrine with multiple herbs and other ingredients (i.e., laxatives, diuretics), is not known. The department also agrees that ephedrine combined with caffeine and other stimulants have been shown in clinical trials to increase the number and severity of adverse events compared to use of either ingredient alone. The department agrees that combining ephedrine with other stimulants carry increased risks of side effects. For this reason, consumers should be informed about the presence and amounts of added stimulants as required by §229.462(c). The department believes that stricter label warnings and mandatory training requirements for distributors of dietary supplements containing ephedrine required by these rules address the safety concerns associated with these products. No change was made as a result of these comments.

Comment: Concerning §§229.462(d) and 229.462(e), one commenter stated that the department has not disclosed sufficient rationale or justification for the various warnings the rules require. The commenter further states that the proposed warnings are based on safety concerns raised by FDA and the department in the federal ephedrine rulemaking proceedings. The commenter states that FDA's concerns are unwarranted because they are based on the adverse events reports. The commenter states the adverse event reports are not scientific, not complete, they fail to account for substance or supplement abuse, they do not provide insight into the actual cause of the adverse event, and cannot be used as a basis for this rulemaking.

Response: The department disagrees with the comment that the rules fail to account for abuse of dietary supplements containing ephedrine as a cause of the adverse events, since investigations of the reported adverse events revealed that eighty per cent of individuals stated they took the product as directed by the manufacturer on the product label. The department disagrees with the commenter that the warning statements were based solely on the adverse event reports. Both the department and FDA proposed the warnings based on the known physiological and pharmacological effects of ephedrine alkaloids found in pharmacology texts and the scientific literature, controlled clinical trials using ephedrine in the treatment of obesity, and the published literature concerning the traditional use of ephedrine-containing botanical products. No change was made as a result of this comment.

Comment: Concerning the warning statement contained in §229.462(e), three commenters stated that the rules fail to address the types of adverse events (e.g., dependence and cardiomyopathy) that are related to the duration of use of ephedrine alkaloids. The commenters suggested that the product warnings include the statement, "Do not use for more than seven days."

Response: The department disagrees with the commenters because of the lack of peer-reviewed clinical studies on the effects of dietary supplements containing ephedrine to establish an appropriate time limit for usage. No change was made as a result of this comment.

Comment: Concerning §229.462(e)(1), one commenter stated that the warning label should be amended to read: "WARNING: Not for use by children under the age of 18. Consult an appropriately qualified health care professional before using this product if you are pregnant or nursing: have, think you may have, or have a family history of the following medical conditions:..." Another commenter requested that the product label contain language stating: "Anyone that is taking or considering taking this drug should consult their doctor."

Response: The department disagrees with the recommendation to replace "individuals" with "children" since "children" is reserved for individuals under thirteen in over the counter drug labeling. The department disagrees that "do not use if pregnant or nursing" be preceded with the instructions to consult a health care professional before using the product because the more prohibitive language contained in the current rule is warranted. The department agrees with the commenters as to consulting a doctor or a qualified health care professional prior to use and has changed the language in §229.462(e)(1) to clarify that the product label warn an individual to consult either a "physician or licensed qualified health care professional." Additionally, references to "health care professional" or "health care practitioner" contained in §§229.462(e)(3) and 229.463(b)(5) respectively, have been changed to "physician or licensed qualified health care professional" to provide clarification and consistency to the sections. The department disagrees with the suggested language "think you may have" because the wording may be confusing to the consumer. The department agrees with the commenter that the consumer would make a more informed decision if the individual considered family history prior to use therefore, §229.462(e)(1) is changed to clarify that the warning on the product label must include such language.

Comment: Concerning §229.462(e), one commenter requested that a disclaimer be added to the warning label that the safety of the products have not been established.

Response: The department agrees that safety has not been established for ephedrine-containing dietary supplement products; however, the department believes that the warning label required in §229.462(e) will provide sufficient information to consumers regarding the side effects and contraindications associated with ephedrine use and when to consult a physician or licensed qualified health care professional. No change was made as a result of this comment.

Comment: Concerning §§229.462(e)(1) and 229.462(e)(2), one commenter stated that the rules fail to provide explicit warnings in each section of the label of the adverse consequences associated with ephedrine use and abuse including stroke, severe hypertension, irregular heat beat, chest pain, heart attack, seizure, psychosis and death. The commenter stated that the label should include a stronger statement because "may cause serious adverse health effects" does not accurately convey the seriousness of potential adverse events associated with ephedrine. Another commenter stated that not stating the actual adverse consequences of the drug provides an illusion of safety.

Response: The department disagrees with the commenters as to §229.462(e)(1) because the department believes that the warning provides sufficient information to consumers who may otherwise misuse the product and exceed the recommended serving. The department declines to include a stronger statement but changes §229.462(e)(1) to require that recurrent headaches be included as a contraindication listed on the warning on the product label. The department agrees with the commenters as to the need to provide examples of "serious adverse health effects" and §229.462(e)(2) is changed to add "heart attack and stroke".

Comment: Concerning §229.462(e)(1), one commenter stated that the warning statement include asthma and kidney disease to the medical conditions for which the consumer should consult a health care professional and bodybuilding products and other dietary supplements to the product categories in the parentheses in the last sentence.

Response: The department disagrees with the commenters because the statement required on the label already warns a person using ingredients found in certain asthma products to consult a health care professional before using the product. Additionally, the department declines to include kidney disease to the label because it is not listed in either FDA's over-the-counter monograph or as a pre-existing condition in FDA's proposed rule of June 7, 1997. The department agrees with the commenter that an individual using dietary supplements should consult a health care professional before using another dietary supplement containing ephedrine product. Accordingly, §229.462(e)(1) is changed to provide such warning. The department disagrees with the commenter as to including individuals using bodybuilding products to consult a health care professional because such products are included in the addition of dietary supplements.

Comment: Concerning §229.462(e)(4), one commenter stated that the warning statement concerning caffeine consumption was weak. A commenter stated that this subsection should read: "Consuming caffeine with this product may increase the risk of serious side effects." Another commenter said the subsection should say consuming caffeine, including caffeine-containing food and drinks, with this product may increase the frequency and severity of side effects.

Response: The department agrees with the commenters and §229.462(e)(4) is changed to require that the warning on the product label contain a statement that serious adverse health effects may be experienced by individuals who consume caffeine with dietary supplements containing ephedrine. This provision is consistent with the warning in §229.462(e)(2).

Comment: Concerning §229.462(f), four commenters stated that the toll-free number be required to be connected to a national registry, public entity or recognized Poison Control Center to collect information and provide advice. One commenter stated that the rules do not specify actions to be taken by the manufacturer in response to adverse effects reports to the toll free number. All of the commenters stated that the rules should require the manufacturer to forward the complaint to the department and the FDA and that the adverse event reports should be maintained in a publicly accessible database such as a website to keep consumers informed about past and future adverse events.

Response: The department agrees with the commenters that requiring a toll-free number back to the manufacturer does not provide an adequate reporting system for adverse events and §229.462(f) is changed to clarify that the warning on the product label must contain a toll-free number for consumers to report adverse effects to the department. Additionally, the toll-free number must be included on the warning within 60 days of the date the department publishes such number in the Texas Register .

Comment: Concerning §229.462(f), one commenter stated that a toll free number be provided for people to call in and report how well the products worked for them.

Response: The department disagrees with the commenter because the rules do not prohibit the manufacturer from providing such a toll-free number. No change was made as a result of this comment.

Comment: Concerning §229.462(g), two commenters stated that the warning statements required for product labels in §229.462(e) should also be required to appear on advertising and promotional materials. One commenter stated that stronger advertising reporting requirements were necessary than what the section proposed.

Response: The department disagrees with the two commenters because the purpose of the statement in the subsection is to instruct the consumer to read and follow the label instructions. The department agrees with the commenter that §229.462(g) needs to clarify requirements for advertising. Section 229.462(g) is changed to add the language "all prerecorded or scripted radio and television advertising" to clarify the specific advertising that is the target of the warning required by the subsection. Additionally, §229.462(g) is changed to be consistent with §229.462(e)(2) by deleting "may not be appropriate for everyone" and requiring the warning on all labeling, all prerecorded or scripted radio and television advertising and all promotional literature to state that the product may cause serious adverse health effects.

Comment: Concerning §229.463, one commenter stated that the rules should restrict radio, TV and magazine advertisements for ephedrine products similar to cigarette advertising.

Response: The department disagrees with the commenter because it does not have the authority to restrict advertising in this manner. No change was made as a result of this comment.

Comment: Concerning §229.463, one commenter specified the following additional language: "All advertising and promotional literature must contain a list of possible adverse health effects, a list of contraindications to use, and toll-free numbers for the FDA Office of Consumer Affairs and the Texas Department of Health."

Response: The department disagrees with the commenter because the warning on the product label required in §§229.462(e)(1) and 229.462(f) already requires information concerning possible adverse health effects, a list of contraindications and a toll-free number for consumers to contact the department. No change was made as a result of this comment.

Comment: Concerning §229.463(a), one commenter states that the rules are unconstitutional under the Fourteenth Amendment of the U.S. Constitution due to vagueness. The commenter stated that the rules do not define a standard for "review and approval" of labeling, making compliance impossible and the manufacturer exposed to a violation of the rules. The commenter states that the failure to define key terms necessary for compliance constitutes an unwarranted exercise of agency discretion. Another commenter stated that the language, "...to ensure compliance with these regulations" be added to the end of the subsection.

Response: The department disagrees with the commenter that the rules are unconstitutional under the Fourteenth Amendment for vagueness because the department believes that the rules clearly establish requirements, prohibitions and restrictions on manufacturers and on companies that engage in direct marketing of dietary supplements containing ephedrine products in the State of Texas. The department also disagrees with the commenter's suggestion to add language because such language is unnecessary. No change was made as a result of this comment.

Comment: Concerning §229.463(b)(2), one commenter stated that the term "medical claims" is too vague and must be defined further.

Response: The department disagrees because the term "medical claims" is commonly understood. No change was made as a result of this comment.

Comment: Concerning §229.463(b)(3), one commenter suggested requiring distributors, franchisees, and/or independent contractors to direct the consumer to read the product label prior to purchase of the product only and not prior to consumption.

Response: The department disagrees with the commenter because the product label will contain the warning required by §229.462(e) of the health risks associated with the product to the consumer. No change was made as a result of this comment.

Comment: Concerning §229.463(c), one commenter states that the rules fail to define or describe the actions required to "effectively respond" to unauthorized labeling and literature. Another commenter stated that the word "monitor" replace "respond to" in the subsection. The commenter also suggested adding the language "to ensure compliance with these regulations" before "to prevent the distribution of unauthorized literature."

Response: The department disagrees with the commenters and believes that the rule is adequate to support enforcement of its provisions. No change was made as a result of this comment.

Comment: Concerning §229.463(c), one commenter stated that compliance to the subsection is impossible because the manufacturer will not be able to control the actions of others, especially when title to the product has passed to the independent distributor and/or retailer.

Response: The department disagrees since the manufacturer can enter into legal agreements with distributors that may be terminated by the manufacturer for noncompliance. No change was made as a result of this comment.

Comment: Concerning §229.463(c), one commenter stated that a person who makes a complaint about side effects be referred to the FDA and the department.

Response: The department disagrees with the commenter because the rules require distributors, franchisees and/or independent contractors to direct injured consumers to a licensed health care practitioner. Practitioners are informed about the FDA's MedWatch system and the department will evaluate their participation in reporting adverse events for possible future rulemaking. No change was made as a result of this comment.

Comment: Concerning §229.463(d), one commenter stated that the following sentence be added to the end of the subsection: "The companies shall also ensure that all distributors, franchisees and/or independent contractors are fully informed of the possible adverse health effects and contraindications to use of dietary supplements containing ephedrine products."

Response: The department disagrees with the commenter since the product warning label required by §229.462(e) would provide that information. No change was made as a result of this comment.

Comment: Concerning §229.463(e)(3), one commenter stated that distributors, franchisees, and/or independent contractors be added to the advertising and promotional materials considered by the department to determine compliance with the subsection.

Response: The department disagrees with the commenter because the subsection is intended to include all promotional materials and advertisements. No change was made as a result of this comment.

Comment: Concerning §229.463(f), one commenter suggested that companies be required to submit all advertising and promotional literature to the Texas Poison Center Coordinating Committee.

Response: The department agrees with the commenter in part that the advertising and promotional literature should be filed with the department and §229.463(a) is changed to require that this information be submitted to the department's Division of Drugs and Medical Devices. In addition, §229.463(f) is clarified to require the submission of the product label to the department's Texas Poison Center Coordinating Committee prior to distribution.

Comment: Concerning §229.464, one commenter recommended restricting caffeine from any drug product that contains ephedrine.

Response: The department disagrees since the combination with caffeine is already prohibited for ephedrine containing drug products by FDA. No change was made as a result of this comment.

Comment: Concerning §229.464(d)(1), one commenter stated that formulations containing 25 milligrams ephedrine combined with at least 400 milligrams guiafenesin be removed from the exception subsection.

Response: The department disagrees since this formulation is approved by the FDA for treatment of mild diagnosed asthma. In addition, the department has no evidence that products with this formulation are abused and misused compared to other formulations. No change was made as a result of this comment.

Comment: Concerning §229.464(d)(5), one commenter questioned whether ephedrine containing drug products that are marketed pursuant to an approved new drug application under the federal Food, Drug, and Cosmetic Act should be exempted from the designation as dangerous drugs and the dispensing restrictions of the section.

Response: The department disagrees with the commenter and notes that products submitted for an approved new drug application undergo much more required testing and marketing prior to introduction on the market. No change was made as a result of this comment.

Comment: Concerning the rules in general, a commenter opposed the rules because they are arbitrary and capricious in violation of Texas Government Code, Chapter 2001.

Response: The department disagrees with the commenter. A work group of department employees and industry representatives developed these rules and they have been proposed in accordance with Texas Government Code, Chapter 2001.

Comment: Concerning the rules in general, a commenter stated that the rules are contrary to law in violation of Texas Government Code Section 483.

Response: The department disagrees with the commenter and believes that the commenter was referencing Health and Safety Code, Chapter 483. The rules propose to classify ephedrine as a prescription drug in formulations not exempted by §229.464(d). No change was made as a result of this comment.

Comment: Concerning the rules in general, a commenter stated that the rules are unnecessary because Texas law allows for enforcement against companies that sell unsafe or misbranded products.

Response: The department disagrees because the label requirements, (i.e., warning statements, ephedrine content disclosure requirements) are not specified in Texas law and are necessary to inform consumers about the specific health risks associated with ephedrine containing products. No change was made as a result of this comment.

Comment: Concerning the rules in general, a commenter stated that the rules are premature and a waste of government resources in light of rules proposed by the FDA. The commenter stated that the department's rules as proposed conflict with the FDA rules that, when adopted, would address the same subjects and that the rules will interfere with the national regulation of ephedrine alkaloids because it fails to account for interstate issues. The commenter stated that the department should withhold action on its proposed rules until the FDA completes its rulemaking process.

Response: The department disagrees. The FDA proposed regulations to remove ephedrine from over-the-counter drug products in July 1995 and to severely restrict ephedrine alkaloid levels in dietary supplements in June 1997. Neither of the proposed regulations have been finalized. The department believes the rules are necessary to address the immediate health risks these products pose. After the FDA rules are finalized, the Texas Board of Health may elect to retain any more stringent requirements or amend or repeal the Texas rules to address any conflicts between the two rules. No change was made as a result of this comment.

Comment: Concerning the rules in general, one commenter stated that the department does not explain the reasons for proposing the new requirements and no administrative record is provided. The administrative record does not include the evidentiary basis for administrative findings, inferences and conclusions, and therefore constitute an abuse of discretion and an arbitrary and capricious act. As a result, the commenter states that the proposed rules are invalid.

Response: The department disagrees with the commenter because the purpose of the proposed rules, as stated in the preamble, is to assist consumers with understanding the possible side effects of taking dietary supplements containing ephedrine from natural ephedra alkaloids and to require over-the-counter drugs to follow specific formulations. No change was made as a result of this comment.

Comment: Concerning the rules in general, one commenter states that scientific research has established the safety and efficacy of ephedrine alkaloids for weight loss as well as other therapeutic advantages and the studies demonstrate only minor side effects. The commenter states that studies support the finding that ephedrine alkaloids pose the same health risks, both in severity and likelihood, as caffeine and that the department should regulate ephedrine alkaloids as it currently regulates caffeine.

Response: The department disagrees that ephedrine should be regulated the same as caffeine. Caffeine has been subjected to rigorous scientific scrutiny for safety and is generally recognized as safe by the FDA as a food additive in concentrations not to exceed 0.02%, while ephedrine is not. Further, because ephedrine was grand fathered from consideration as a "new drug" under the current regulatory scheme, it has not undergone the extensive safety studies currently required for new drug approval. No change was made as a result of this comment.

Comment: Concerning the rules in general, several commenters cited data from 1991 and 1992 emergency room visits and medical examiners' reports that showed little evidence of ephedrine adverse reactions and abuse and stated that this amount of evidence meant that ephedrine-containing products are not a problem.

Response: The department disagrees with the commenters. The number and types of dietary supplement products containing ephedrine alkaloids have increased dramatically in the marketplace since late 1993. Claims that promote the long-term use of ephedrine for weight loss, performance enhancement and energy have also proliferated. These claims have not been evaluated or approved by FDA for safety or effectiveness. Since 1993, the department has received over 1300 reports of adverse events associated with products containing ephedrine. Many of the reports were made to Poison Control Centers from emergency room physicians. No change was made as a result of these comments.

Comment: Concerning the rules in general, three commenters stated that the rules lacked any language addressing the consequences of noncompliance and that sanctions and penalties should be included.

Response: The department disagrees because violations of a rule promulgated under the Texas Food, Drug and Cosmetic Act, Health and Safety Code, Chapter 431 are subject to the administrative, civil and criminal penalties found in the act. No change was made as a result of these comments.

Comments regarding the proposed rules were received by the department from Lieutenant Governor Rick Perry, Senator John J. Carona, Senator Drew Nixon, Senator Florence Shapiro, Senator Jeff Wentworth, Representative Frank J. Corte Jr., Representative Rick Green, Representative Paul J. Hilbert, Representative Bill Siebert, Representative Robert E. Talton, Representative Arlene Wohlgemuth, Representative John A. Longoria, Representative Rick Hardcastle, Academy of Clinical Environmental Research and Informational Sciences, Acupuncture and Aesthetics Center, Advocare International, Inc., Advocare Independent Distributors, A&N Distributors, Biogenics doing business as E'Ola International, Inc., E'Ola Independent Distributors, Enrich International Inc., Dietary Supplement Safety and Science Coalition, Halt Ephedrine Abuse Today, Thomas L. Kurt, M.D., Metabolife Independent Distributors, National Nutritional Foods Association, Natural Balance, Omnitrition International Inc., Phil Howry Company, Nancy Rector, M.D., Texas Medical Association, Texas Conservative Coalition, Paul Wellman, Ph.D., Wellness International Network and Wellness International Independent Distributors. In addition, comments were received from consumers of ephedrine containing dietary supplement products, concerned citizens and department staff. Comments received during a public hearing conducted on February 25, 1999, were also received and considered. Numerous commenters were in favor of the proposed rules in their entirety. A few commenters were against the proposed rules in their entirety. The remaining commenters were not against the rules in their entirety, however, they expressed concerns, asked questions, and suggested recommendations for change as discussed in the summary of comments.

The new sections are adopted under Health and Safety Code, §431.241, which provides the department with the authority to adopt rules for the efficient enforcement of Chapter 431, the Texas Food, Drug and Cosmetic Act, and §431.021 which prohibits the introduction or delivery into commerce of any food or drug that is adulterated and prohibits the dissemination of any false advertisement; and §12.001, which provide the Texas Board of Health with authority to adopt rules for the performance of every duty imposed by law on the Texas Board of Health, the Texas Department of Health, and the commissioner of health.

§229.461.Regulations to Restrict the Sale and Distribution of Dietary Supplements Containing Ephedrine.

The sale or distribution of any dietary supplement containing ephedrine group alkaloids is prohibited unless the product complies with the following requirements:

(1)

the product contains no chemically synthesized ephedrine group alkaloids; and

(2)

each batch shall be analyzed to ensure that it contains the amount of total ephedrine alkaloids listed on the product label.

§229.462.Product Labels for Dietary Supplements Containing Ephedrine.

(a)

The product label must state: "This product has (insert amount in product) milligrams concentrated ephedrine group alkaloids per serving in the form of herbal extracts."

(b)

The product label must use standardized nomenclature for the ephedrine ingredient such that the terms "ephedrine," "pseudoephedrine" or other ephedrine group alkaloid name is used when referring to the active ingredients in place of or in addition to the botanical name of the ephedrine group alkaloid.

(c)

The product label must state the amount in milligrams of caffeine alkaloids and other ingredients per serving that have a known stimulant effect (eg. yohimbine).

(d)

The product label must include a warning statement for the consumption of ephedrine group alkaloids that is conspicuously displayed on the label information panel in distinct contrast to other printing or graphics, and must be at least 1/16 inch type.

(e)

The warning on the product label must contain at a minimum the following information:

(1)

WARNING: Not for use by individuals under the age of 18. Do not use if pregnant or nursing. Consult a physician or licensed qualified health care professional before using this product if you have, or have a family history of, heart disease, thyroid disease, diabetes, high blood pressure, recurrent headaches, depression or other psychiatric condition, glaucoma, difficulty in urinating, prostate enlargement, or seizure disorder, if you are using a monoamine oxidase inhibitor (MAOI) or any other dietary supplement, prescription drug or over-the-counter drug containing ephedrine, pseudoephedrine or phenylpropanolamine (ingredients found in certain allergy, asthma, cough/cold, and weight control products).

(2)

Exceeding recommended serving may cause serious adverse health effects including heart attack and stroke.

(3)

Discontinue use and call a physician or licensed qualified health care professional immediately if you experience rapid heartbeat, dizziness, severe headache, shortness of breath, or other similar symptoms.

(4)

Individuals who consume caffeine with this product may experience serious adverse health effects.

(f)

The product label must include a toll-free number to permit consumers to report adverse effects to the department within 60 days of the date such number is published in the Texas Register .

(g)

All labeling, except that affixed to the product container, all prerecorded or scripted radio and television advertising, and all promotional literature must include the following warning: "This product" (optional: may use any specific reference to product) "has ephedrine group alkaloids in the form of herbal extracts" (optional: from ma huang or other named herb) "and may cause serious adverse health effects." Read the label and follow directions."

§229.463. Advertising and Promotional Literature for Dietary Supplements Containing Ephedrine.

(a)

All advertising and promotional literature must be reviewed and approved by the company responsible for the manufacture of the ephedrine containing dietary supplement product and must be submitted to the department in care of Drugs and Medical Devices Division, 1100 West 49th Street, Austin, Texas 78756.

(b)

Companies that engage in direct marketing of ephedrine containing dietary supplement products shall incorporate into contracts with distributors, franchisees, and/or independent contractors the following conditions:

(1)

no claims about the product which have not been approved in writing by the company may be made;

(2)

no medical claims may be made;

(3)

distributors, franchisees, and/or independent contractors are required to direct consumers to read the product label prior to purchase or consumption;

(4)

distributors, franchisees, and/or independent contractors are required to advise consumers under the care of a physician or with a chronic condition to consult with a physician prior to purchase of the product; and

(5)

distributors, franchisees, and/or independent contractors shall refer any person who makes a complaint about side effects to a physician or licensed qualified health care professional.

(c)

Companies that engage in direct marketing of ephedrine containing dietary supplement products shall effectively respond to distributors, franchisees, and/or independent contractors to prevent the distribution of unauthorized literature.

(d)

Distributors, franchisees, and/or independent contractors shall be trained by companies that engage in direct marketing of ephedrine containing dietary supplement products to refer medical questions to a physician and will not be permitted to give medical advice.

(e)

No claims shall be made for the indication of alteration of consciousness, euphoria, as a "legal" alternative for an illicit drug, or for any use of the product as a drug for the diagnosis, cure, mitigation, treatment, or prevention of any disease. To determine compliance with this requirement, the Texas Department of Health (department) may consider the following factors:

(1)

the product packaging;

(2)

the name and container labeling of the product; and

(3)

advertising and promotional materials created by the company responsible for the manufacture or distribution of the product.

(f)

Prior to any company distributing an ephedrine containing dietary supplement product in Texas, the product label shall be submitted to the Texas Poison Center Coordinating Committee, in care of Chief, Bureau of Epidemiology, Texas Department of Health, 1100 West 49th Street, Austin, Texas 78756.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on June 3, 1999.

TRD-9903272

Susan K. Steeg

General Counsel

Texas Department of Health

Effective date: November 1, 1999

Proposal publication date: January 29, 1999

For further information, please call: (512) 458-7236