TITLE health-services

Part II. Texas Department of Mental Health and Mental Retardation

Chapter 419. Medicaid State Operating Agency Responsibilities

Subchapter G. Medicaid Fair Hearings

25 TAC §419.301

The Texas Department of Mental Health and Mental Retardation (TDMHMR) adopts new §419.301 of new Chapter 419, Subchapter G, concerning Medicaid fair hearings, without changes to the proposed text as published in the April 16, 1999, issue of the Texas Register (24 TexReg 3018).

The new section adopts by reference rules of the Health and Human Services Commission (HHSC) contained in 1 TAC §§357.1, 357.3, 357.5, 357.7, 357.9, 357.11, 357.13, 357.15, 357.17, 357.19, 357.21, 357.23, 357.25, 357.27, and 357.29 of Chapter 357 (relating to Medicaid Fair Hearings), which were adopted in the March 26, 1999, issue of the Texas Register . The new section also defines the term "authorized representative."

The adoption implements fair hearing procedures for Medicaid recipients that are uniform for all operating agencies, as required by §531.024(6) of the Government Code. The fair hearing procedures are consistent with the federal regulations concerning fair hearings set forth in 42 CFR §431.200 et seq. The uniformity of rules among the operating agencies allows the public to more easily become familiar with fair hearing procedures.

Comments were received from a parent of a person with mental retardation; Garland; the Parent Association for the Retarded of Texas (PART), Austin; and San Antonio State Hospital, San Antonio.

Two commenters questioned the membership of a workgroup referenced in the adoption preamble of HHSC's rules that TDMHMR adopted by reference. In the preamble, HHSC responded to a commenter's concerns about stakeholder involvement by stating HHSC conducted "a workgroup in which advocates who represent people requesting fair hearings participated." The commenters asked why PART was not included in the workgroup. The commenters also objected to the use of the term "stakeholder" to "put private providers and others on the same level as consumers and their legally authorized representatives." The department responds that HHSC is the appropriate agency to address these inquiries and to that end has forwarded a copy of the comments to HHSC.

Regarding 1 TAC §357.1(b)(2), two commenters requested that the term "authorized representative" be changed to "legally authorized representative." The commenters also requested that the phrase "as defined by the operating agency" be changed to "as defined by law." The department responds that neither the term "authorized representative" nor "legally authorized representative" is defined by law. HHSC's rules must accommodate every state agency that operates a part of the Texas Medicaid program. HHSC directed each operating agency to define the term "authorized representative" instead of "legally authorized representative" to allow an agency to include persons who have been designated as a representative other than through a court proceeding. In 25 TAC §419.301(b), TDMHMR defines "authorized representative" as "the parent, guardian, or managing conservator of an individual who is a minor or the guardian of the person of an individual who is an adult."

Regarding 1 TAC §357.7(b)(1), two commenters asked why the operating agency could terminate or reduce services if the sole issue of the hearing is one of state or federal law or policy. The department responds that such action is permitted by 42 CFR §431.230(a).

Regarding 1 TAC §357.7(b)(2), the two commenters stated that notifying the individual just five days before services are terminated or reduced is not enough time to make necessary arrangements. The department responds that the five-day notification is adequate and in compliance with 42 CFR §431.230(a). Under 1 TAC §357.7(b)(1), the individual will be informed at the hearing that the sole issue is one of state or federal law or policy and, therefore, is aware that services may be terminated or reduced prior to the hearing official's rendering of the written decision. Also, before the hearing, the individual is aware that his/her services may be terminated or reduced because he/she was initially notified of such by the operating agency at least 10 days before the proposed termination or reduction date (1 TAC §357.5(a)(2)). Therefore, an individual who receives the five-day notice under 1 TAC §357.7(b)(2) has had adequate time to make necessary arrangements for a termination or reduction of services.

Regarding 1 TAC §357.9, two commenters expressed concern that the language of this section "will not provide for a 'real' impartial hearing official," apparently because it permits the agency to designate one of its staff members as the hearing official. The commenters suggested, for "a 'real' arm's length [impartiality]," an operating agency should be required to designate a staff member of another operating agency to be the hearing official. The department responds that the rule is consistent with federal regulations (42 CFR §431.240(3)), which recognizes that an agency staff member can be impartial in conducting fair hearings for that agency.

One commenter stated that he did not have any comments.

This section is adopted under the Texas Health and Safety Code, §532.015(a), which provides the Texas Board of Mental Health and Mental Retardation with broad rulemaking authority; the Texas Government Code, §531.021(a), and the Texas Human Resources Code, §32.021(a), which provide HHSC with the authority to administer the federal medical assistance (Medicaid) program in Texas; Acts 1995, 74th Legislature, Chapter 6, §1, (Senate Bill 509), which clarifies the authority of HHSC to delegate the operation of all or part of a Medicaid program to a health and human services agency; the Human Resources Code, §32.021(c), which provides an agency operating part of the Medicaid program with the authority to adopt necessary rules for the proper and efficient operation of the program; and the Texas Government Code, §531.024, which requires the promulgation of uniform fair hearings rules for all Medicaid-funded services. HHSC has delegated to TDMHMR the authority to operate certain Medicaid programs.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on June 28, 1999.

TRD-9903854

Charles Cooper

Chairman, Texas MHMR Board

Texas Department of Mental Health and Mental Retardation

Effective date: July 19, 1999

Proposal publication date: April 16, 1999

For further information, please call: (512) 206-4516