Part I. Texas Department of Health
Chapter 289.
The Texas Department of Health (department) adopts the repeal
of existing §289.2 and new §289.301, concerning registration
and radiation safety requirements for lasers with changes to
the proposed text as published in the October 2, 1998, issue of
the Texas Register (23 TexReg 9936), as a result of comments
received during the 30-day comment period. The repeal of
§289.2 is adopted without changes and therefore will not be
republished.
The General Appropriations Act, House Bill 1, Article IX, Rider
167, passed by the 75th Legislature, requires that each state
agency review and consider for readoption each rule adopted
by that agency pursuant to the Government Code, Chapter
2001 (Administrative Procedure Act). Section 289.2 has been
reviewed and the department has determined that reasons
for adopting the section continue to exist; however, a new
rule was proposed. The department published a Notice of
Intention to Review the section as required by Rider 167 in the
Texas Register (23 TexReg 9079) on September 4, 1998. No
comments were received by the department on this section.
The section adopted for repeal adopts by reference the Texas
Regulations for Control of Laser Radiation Hazards. The new
section incorporates language from the Texas Regulations for
Control of Laser Radiation Hazardsthat has been rewritten into
Texas Registerformat and includes the addition and revision of
several subsections of the section. The repeal and new section
are part of the renumbering phase in the process of rewriting
the department’s radiation rules in the Texas Register format.
The new section reflects the renumbering.
The new section establishes requirements for the registration
of persons who possess and use class IIIb and IV lasers in
the healing arts, veterinary medicine, industry, academic and
research and development institutions, and of persons who
provide laser services. The revision includes new definitions
that support terminology used in the new section. It also
establishes requirements for protection against laser radiation
hazards, responsibilities of the registrant and the laser safety
officer; laser hazard control methods; training requirements;
and notification of injuries. The rule revision updates the
current 20-year old requirements by addressing changes in
technologies and uses of lasers. Other minor grammatical
changes are made to the section for clarification.
The department is making the following changes due to staff
comments to clarify the intent and improve the accuracy of the
section.
Change: Concerning §289.301(b)(3), the department deleted
the words "Code of Federal Regulations" because the term is
already spelled out in subsection (b)(2). Change is reflected in
§289.301(b)(2).
Change: Concerning §289.301(d)(2), the department changed
the words "millirad (mrad)" to "milliradians" because millirad
is a unit of absorbed ionizing radiation dose and is not the
appropriate term for this definition.
Change: Concerning proposed §289.301(d)(50), the department
deleted the definition of "PRF" because it was not necessary
and it was not used anywhere else in the rule. The
department renumbered subsequent definitions as reflected in
§289.301(d)(50)-(62).
Change: Concerning §289.301(f)(1)(C), the department deleted
the last sentence because it is redundant. The requirement is
stated in subsection (b)(1) of this section.
Change: Concerning §289.301(g)(2)(B), the department
changed the wording and added another sentence to specifically
state that an application for healing arts shall be signed
by a licensed practitioner of the healing arts and an application
for veterinary medicine shall be signed by a veterinarian.
Change: Concerning §289.301(j)(3), the department deleted
the word "annual" to allow the department to request information
when needed.
Change: Concerning §289.301(k)(2), the department deleted
subparagraphs (A)-(C) and added the words "terminate use
and/or services of laser(s) and request termination as outlined
in subsection (l) of this section" to simplify the subsection.
Change: Concerning §289.301(n)(1)-(3), the department
deleted paragraphs (1)-(3) and added the sentence, "Modification,
suspension, and revocation of certificates of laser
registration shall be in accordance with §289.205 of this title"
to simplify the subsection and avoid repetition. Change is
reflected in §289.301(n).
Change: Concerning §289.301(p)(1), the department changed
the word "non-ionizing" to "laser" and added the word "or" after
"course;" to clarify that educational courses or experience will
suffice as an LSO qualification.
Change: Concerning §289.301(q)(1), the department changed
the words "in use with the users duties" to "the individual uses"
to clarify the intent of the rule.
Change: Concerning §289.301(r), the department changed the
word "requirements" to "controls" to clarify the intent of the rule.
Change: Concerning §289.301(r)(2)(E)(iii)(I), the department
deleted the word "both" after "allow," added the word "and"
after "all times," and deleted the words "and/or" to clarify
the requirements to prevent unauthorized entry into controlled
areas.
Change: Concerning §289.301(w)(5), the department added
the words "that may be" after the word "surveys" to clarify that
such surveys may only be necessary when a laser is modified
from the manufacturer’s specifications.
Change: Concerning §289.301(z)(1), the department added the
words "seek appropriate medical attention for the individual and"
after the word "immediately" to clarify the intent of the rule.
Change: Concerning §289.301(dd)(1)-(2), the department
changed the words "signs and graphs" to "sign" to clarify the
intent of the rule.
Change: Concerning §289.301(dd)(3)-(10), the department
changed the words "signs and graphs" to "graph" to clarify the
intent of the rule.
The following comments were received concerning the proposed
section. Following the comments are the department’s
responses.
Comment: Concerning the section in general, the commenter
noted that holding working group discussions prior to draft and
proposed changes should result in a more mature document
at the time of the initial comment period, resulting in more
efficient use of the department’s limited resources. These
working groups should include both regulators and industry
experts interested.
Response: The department has in the past held stakeholder
meetings when significant regulatory changes and rule revisions
were being considered. This process was used in the
development of this rule. No change was made as a result of
the comment.
Comment: Concerning the section in general, the commenter
noted that as of now, a laser program is not funded by the
legislature. The commenter suspected these regulations are
a backdoor justification to acquire funding (and the certain fee
increase) by pointing out that the department does not have the
ability to enforce such broad regulatory equipments.
The commenter stated there is no hint of the promised move
toward adoption of the American National Standards Institute
(ANSI) and suspects the statement was something of a bone
tossed to the Texas Radiation Advisory Board (TRAB) after it
was clear that the ANSI was an acceptable alternative per legal
counsel.
The commenter stated the rules continue to suffer from the fact
that there is no provision for updates as the science, technology
and consensus standards change. More than other rules there
is a certain feeling of programmed obsolescence. The static
nature of the laser rules over the last 24 years should cause
a fundamental rethinking of how we (the state) want to do
business.
Response: The department has presented an initiative to the
legislature during the last three legislative sessions to increase
funding in order to implement a more complete laser regulatory
program. The TRAB has supported these initiatives. Because
the initiatives have been unsuccessful, the proposed rules are
more performance-based rather than prescriptive. This gives
the registrant and the laser safety officer more latitude and
more responsibility for ensuring laser safety and for updating
the laser safety program concurrently with changes in science
and technology.
Referencing the ANSI standard is acceptable in rulemaking.
However, the legality of referencing is not the only consideration
the department must take into account in responsible rulemaking.
Referencing a standard is legal and is acceptable if
the agency makes the standard or a method for obtaining the
standard available to registrants. The department has always
made the radiation rules available to registrants at no cost. The
department does not believe that making a registrant seek out
and pay for a referenced standard encourages compliance. The
rules represent a minimum standard for safe use of lasers and
the department has incorporated the portions of the ANSI standard
believed necessary to achieve that minimum level. While
"large" laser registrants (those with multiple lasers) may have
and routinely use ANSI standards, the majority of laser registrants
are registered for a single laser. The department does
not believe it to be cost effective to force those registrants to
pay approximately $60 for an ANSI standard when the rule provides
an acceptable level of safety. The rule does not prohibit
a registrant from incorporating additional ANSI standards nor
does it conflict with ANSI standards. No change was made as
a result of the comment.
Comment: Concerning the section in general, the commenter
noted that it would be much simpler and more justifiable to
adopt the current ANSI standards for safe use of lasers. ANSI
is almost universally accepted as the standard for safe laser
operation. The rules could be kept current by treating ANSI
in the same manner as the Department of Transportation
regulations are used for regulations involving transport of
radioactive material in Texas. ANSI would also provide a much
more efficient way to keep the regulations updated as laser
science, technology and consensus standards change.
Response: Referencing the ANSI standard is acceptable in
rulemaking. However, the legality of referencing is not the only
consideration the department must take into account in responsible
rulemaking. Referencing a standard is legal and is acceptable
if the agency makes the standard or a method for obtaining
the standard available to registrants. The department
has always made the radiation rules available to registrants at
no cost. The department does not believe that making a registrant
seek out and pay for a referenced standard encourages
compliance. The rules represent a minimum standard for safe
use of lasers and the department has incorporated the portions
of the ANSI standard believed necessary to achieve that minimum
level. While "large" laser registrants (those with multiple
lasers) may have and routinely use ANSI standards, the majority
of laser registrants are registered for a single laser. The
department does not believe it to be cost effective to force those
registrants to pay approximately $60 for an ANSI standard when
the rule provides an acceptable level of safety. The rule does
not prohibit a registrant from incorporating additional ANSI standards
nor does it conflict with ANSI standards. No change was
made as a result of the comment.
Comment: Concerning §289.301(a)(1), the commenter noted
that the stated purpose is to establish requirements for class
IIIb and IV lasers. There must also be some statement that
these rules apply only to class IIIb and IV lasers. Statements
in the body of the draft refer simply to "lasers" or to classes in
addition to IIIb and IV, and imply a level of regulation of other
classes. The commenter suggested constraining language is
necessary to prevent confusion.
Response: Subsection (a)(1) and (2) clearly specify the intentions
of the rule to address registration and use requirements
for class IIIb and IV lasers. Unless stated otherwise, the word
"lasers" refers to those covered by the rule. No change was
made as a result of the comment.
Comment: Concerning §289.301(a)(1), the commenter questioned
whether there is sufficient evidence to show that class
IIIb lasers need to be registered with the state and questioned
how many accidents in Texas, the United States, and the world
have occurred from using class IIIb lasers.
The commenter noted that subsection (a)(1) seems to cover
businesses and institutions, but questioned whether it covers
individuals. By this statement, anyone can order and use a
laser of any type if it is used at home and if it is not used in the
healing arts, veterinary medicine, etc.
Response: The department believes that the potential for
increased injury exists because of the increased use of lasers by
individuals that are not properly trained or aware of the hazards
of improper use of class IIIb and IV lasers. The word "person"
is defined in the §289.201 of this title to include any individual.
No change was made as a result of the comment.
Comment: Concerning §289.301(a)(1), the commenter noted
that the purpose is to establish requirements for "class IIIb
and class IV lasers." Other areas in the draft refer to simply
"lasers" and to classes other than class IIIb and class IV. If it is
intended to exempt class I, II, and IIIa lasers, then this should
be unambiguously stated.
Response: Subsection (a)(1) and (2) clearly specify the intentions
of the rule to address registration and use requirements
for class IIIb and IV lasers. Unless stated otherwise, the word
"lasers" refers to those covered by the rule. No change was
made as a result of the comment.
Comment: Concerning §289.301(a)(2), the commenter suggested
this sentence be restructured so that it is more clearly
understood.
Response: The department changed the one sentence into two
sentences for easier readability.
Comment: Concerning §289.301(b)(2), the commenter stated
that this sentence seems very vague. Lasers shall meet
the requirements of any applicable federal standard. The
commenter suggests that those standards or some of them
should be listed here to help registrants with compliance.
Response: The department added the specific citation to the
federal standard.
Comment: Concerning §289.301(c)(2), the commenter noted
that the rule states that "Individuals shall not be intentionally
exposed to laser radiation unless such exposure has been
authorized by a licensed practitioner of the healing arts." Use
of class I, class II, and class IIIa lasers in engineering materials
research and manufacturing can involve incidental exposure (as
opposed to deliberate exposure) of persons to this radiation
that has been determined to be below established hazardous
levels. These facilities are sometimes large open buildings
without barriers to break up line of sight. The commenter stated
that enforcement of this clause would result in a major impact
on laboratory operations, and potentially could have a negative
impact on safety if visibility in the building is lost to a proliferation
of barriers. The commenter suggested that this statement be
modified to a term less general than "laser radiation".
Response: The rule does not apply to class I, II, and IIIa lasers.
No change was made as a result of the comment.
Comment: Concerning §289.301(c)(2), the commenter questioned
whether the training/demonstration often done in medical
school is considered to be healing arts.
Response: Such training/demonstration is considered to be
healing arts. No change was made as a result of the comment.
Comment: Concerning §289.301(d), the commenter suggested
that laser safety officer (LSO) training be defined. Different
entities have different applications and specializations for LSO’s.
Response: The department declines to add additional requirements
for LSO training. Because of the multiple types and uses
of lasers, the department does not believe it to be prudent to
set specific time requirements for training at this time. When
selecting an LSO, the registrant should ensure the individual is
adequately trained and capable of handling the responsibilities
for the type of lasers used at the registered facility. No change
was made as a result of the comment.
Comment: Concerning §289.301(d), the commenter noted that
research laser is a term that is used but not defined and
suggests the term "research" or "research laser" should be
defined.
Response: A research laser is a laser used in research. The
word "research" is defined in 25 TAC §289.201. No change was
made as a result of the comment.
Comment: Concerning §289.301(d)(7), the commenter suggested
adding a comma after "rays."
Response: A comma is not grammatically necessary. No
change was made as a result of the comment.
Comment: Concerning §289.301(d)(30), the commenter noted
that this is the only place that the words "fail-safe" are mentioned
in the text of these proposed regulations and questioned
whether it is necessary here, or is it necessary to have it some
where else in the text.
Response: The department deleted the definition for "fail-safe
interlock" because it is not used anywhere else in the rules. The
department renumbered subsequent definitions as reflected in
§289.301(d)(30)-(48).
Comment: Concerning proposed §289.301(d)(33), the commenter
suggested deleting "nanometer" and using "nm" instead.
Response: The department deleted the word nanometer because
the abbreviation "nm" was already spelled out previously
in the section. Change is reflected in §289.301(d)(32).
Comment: Concerning proposed §289.301(d)(39) in the first
sentence, the commenter suggested adding the words "according
to the performance standards set" after the word "product."
Response: The department acknowledges the comment
and changed the rule accordingly. Change is reflected in
§289.301(d)(38).
Comment: Concerning proposed §289.301(d)(45), the commenter
stated that the purpose of the first part of this definition is
unclear. The boundary of the nominal hazard zone (NHZ) is the
maximum permissible exposure (MPE), therefore the potential
for exposing a patient above the MPE outside the NHZ is zero.
The commenter stated that the definition for NHZ explains this
phenomenon. The exposure of a patient outside the established
laser controlled area for surgery suites could be considered a
medical event. The commenter believes exposure when unintentional
is what was intended, but not what was said.
Response: The department changed the definition of medical
event to read "Any adverse patient health effect that is a result
of failure or misuse of laser or laser safety equipment" to more
clearly state the intent of the rule. Change is reflected in
§289.301(d)(44).
Comment: Concerning proposed §289.301(d)(50), the commenter
noted that the abbreviation "PRF" could be handled by
identifying it in parentheses the first time the term is used.
Response: The department deleted the definition because it is
not used anywhere else in the rule. The department renumbered
subsequent definitions as reflected in §289.301(d)(50)-(62).
Comment: Concerning proposed §289.301(d)(52), one commenter
stated that clarification of definitions for "mobile services,"
"provider of services," and "healing arts facility" is
needed. The department should clarify that lasers in doctors’
offices are under the Safe Medical Devices Act (SMDA).
Response: The department changed the definition of provider
of services to "provider of lasers" and added subsection
(g)(2)(C) to clarify that if a person is furnished a laser by a
provider of lasers, that person is responsible for ensuring that
a licensed practitioner of the healing arts authorizes intentional
exposure of humans to laser radiation. Change is reflected in
§289.301(d)(50).
Comment: Concerning proposed §289.301(d)(52), the commenter
suggested taking the word "routine" out of the definition.
The commenter stated that this may only happen one time.
Response: The department changed the definition of "provider
of services" to "provider of lasers" to clarify that a provider
of laser(s) is a person who furnishes a laser(s) on a routine
basis for a limited time period to a facility(ies) that operates the
laser(s) during that limited time period. If a person furnishes a
laser to another person only one time, it could be considered a
transfer of the laser. Change is reflected in §289.301(d)(50).
Comment: Concerning §289.301(e), the commenter noted that
under Texas Regulations for Control of Laser Radiation (TR-CLR)
70.4(d), class IIIb hand held pointers were exempt from
registration as "mobile lasers." These proposed changes contain
no such exemption. These hand held pointers are commonly
available, inexpensive, and widely used in classrooms
and presentations. In a company with thousands of employees,
controlling their use would essentially require banning all such
laser pointers from company premises, since it is sometimes
difficult to determine the actual class due to deficiencies in the
manufacturer’s markings, or absence of markings.
Response: The department added paragraph (4) to this subsection
to clarify that class IIIb mobile lasers of continuous wave
(CW) in the wavelength range of 400 < £ 700 nm and having
a peak radiant power of less than or equal to 5 x 10 -3 watts are
exempted from this section.
Comment: Concerning §289.301(e)(2), the commenter questioned
whether or not inoperable lasers are exempted from
these regulations.
Response: The department only requires lasers in operation to
be registered. No change was made as a result of the comment.
Comment: Concerning §289.301(e)(3), the commenter noted
that in the future, there may be changes in the classification
scheme from the International Electrotechnical Commission
(IEC) that would impact the rule. The commenter recommended
the statement read "laser products less than class IIIb are
exempt from the requirements of this section."
Response: The department reviews and make changes to
the rules when federal rules mandate and will change the
classification scheme when changed at the federal level. No
change was made as a result of the comment.
Comment: Concerning §289.301(f), the commenter recommended
that there should be a section directly indicating what
lasers are required to be registered with the state. It should be
clearly stated that anyone possessing and using a class IIIb or
class IV laser must obtain a certificate of registration and register
that laser.
Response: Subsection (a)(1) of this section clearly specifies
the classified lasers that are required to be registered with the
department. No change was made as a result of the comment.
Comment: Concerning §289.301(g)(1)(B), the commenter
questioned whether an LSO can or should be named for
multiple sites, whether the LSO needs to reside within Texas,
and whether the LSO needs to be present at the site full time,
part time, or not at all.
Response: Subsection (q) specifies the duties for the LSO. It
is the responsibility of the registrant to determine how the LSO
can best fulfill those duties. No change was made as a result
of the comment.
Comment: Concerning §289.301(g)(1)(C), the commenter
noted that this subparagraph was not in the previous version of
regulation and questioned why it was being added now.
Response: This requirement is consistent with other permitting
sections of this chapter and is required by state law. No change
was made as a result of the comment.
Comment: Concerning §289.301(g)(2)(B), the commenter
noted that the department allows the radiation safety officer
(RSO) for M.D. Anderson to have signature authority for
its broad scope license and multiple use ionizing radiation
registration similar to a hospital administrator. A LSO for a
multiple use laser registration should have similar signature
authority. Requiring signatures from each laser research/
physician/veterinarian owner/user gives no real control or
safety value, but merely increases the administrative burden of
the safety program.
Response: Subsection (g)(2)(B) clearly states that the signature
of the administrator, president, or chief executive officer will
be accepted in lieu of a licensed practitioner’s signature if the
facility is a licensed hospital or a medical facility. A signature of
each individual user is not required. No change was made as
a result of the comment.
Comment: Concerning §289.301(g)(2)(B), the commenter
noted that the wording here is very similar to §289.226(d)(5).
The department has agreed that the RSO for this university
has the signature authority in a manner similar to a hospital
administrator. Given a university system of multiple lasers,
internal controls, and assigned permits, the language here
should not preclude the LSO from this signature authority.
Specifically, a veterinarian professor’s signature on the application
at Texas A&M contributes no control or safety value
and actually increases the administrative burden of the safety
program.
Response: Subsection (g)(2)(B) clearly states that the signature
of the administrator, president, or chief executive officer will
be accepted in lieu of a licensed practitioner’s signature if the
facility is a licensed hospital or a medical facility. A signature of
each individual user is not required. No change was made as
a result of the comment.
Comment: Concerning §289.301(g)(2)(B), the commenter
stated that there needs to be delineation about healing arts
versus veterinary medicine. The commenter noted that there
are veterinarians who are purchasing devices then used for
human treatment and questioned whether this is allowed.
The commenter also questioned how this clause applies to
a rental or mobile surgical company without a single named
practitioner/owner/user.
Response: The rules address who uses the lasers and not
who purchases the lasers. Subsection (i)(2) specifies that each
person registered by the department for laser use in accordance
with this section shall confine use and possession of the laser
registered to the locations and purposes authorized in the
certificate of laser registration. Subsection (g)(5) of this section
applies to mobile services. No change was made as a result of
the comment.
Comment: Concerning §289.301(g)(4)(A), the commenter
noted that many of these medical devices are in the possession
of a reseller for less than 30 days and questions whether
this will create a preponderance of paperwork. These devices
are not of the same risk as an ionizing device. The commenter
questioned if they require the same control and scrutiny.
Response: Each individual laser does not require a unique
registration. The persons who receive, possess, acquire,
transfer, use, or demonstrate lasers for the purpose of sale,
class IIIb and IV lasers must be registered. No change was
made as a result of the comment.
Comment: Concerning §289.301(g)(5)(B)(ii), the commenter
noted that this requirement seems an impossible or endless
function for a mobile service. Some mobile sites may be a
one-time event. Again, this may create a preponderance of
paperwork.
Response: The requirements of this section are for providers
of lasers, not for mobile services. No change was made as a
result of the comment.
Comment: Concerning §289.301(g)(6), the commenter questioned
whether this requirement is an additional registration for
the described functions that are required in Part 21 of the Code
of Federal Regulations (CFR) as requirements for use. The
commenter asked whether this is another layer of registration,
or is it meant as a method of registering and controlling after-market
functions by non-manufacturers.
Response: This subsection clearly specifies that persons
providing alignment, calibration, and/or repair of lasers must
be registered with the department. The requirement is meant
to register persons who are in the business of performing
alignment, calibration, and/or repair of lasers. No change was
made as a result of the comment.
Comment: Concerning §289.301(g)(8), one commenter suggested
that when performing mobile services, the physician who
actually performs the procedure with the laser needs to be registered.
Response: Subsection (b)(1) of this section states that lasers
shall not be used on humans unless under the supervision of a
licensed practitioner of the healing arts. No change was made
as a result of the comment.
Comment: Concerning §289.301(g)(8)(C), two commenters
suggested that it be made clear that healing arts devices may be
signed for only by a healing arts practitioner. There are rumors
of healing arts devices being purchased for human application
at nonstandard locations through a veterinary signature.
Response: The department changed subsection (g)(8)(C) to
specifically state that an application for mobile services for
healing arts shall be signed by a licensed practitioner of the
healing arts and an application for veterinary medicine shall be
signed by a veterinarian.
Comment: Concerning §289.301(g)(8)(D), the commenter
questioned how facilities know of this regulation, how and
through whom should they verify this information, and will or
can a state office promulgate this information.
Response: The department agreed that this paragraph was inappropriate
and deleted it. The department added subsection
(j)(4) to clarify that the mobile service company providing mobile
services shall provide evidence of registration with the agency
to each facility receiving the services. The department renumbered
the subsequent paragraph as reflected in §289.301(j)(5).
Comment: Concerning §289.301(i)(2), the commenter stated
that this will potentially exclude spontaneous use for clinical
purposes in locations other than mobile services. For example:
UT Southwestern may move a laser to St. Paul of the Dallas
Veterans Administration (sister hospitals) for a single procedure.
This requirement would preclude any such use and add the
burden of additional expense for a non-exceptional procedure.
These lasers are not ionizing devices that must be closely
monitored to protect the public from invisible and potentially fatal
exposure unknowingly.
Response: The department suggests the commenter handle
the example situation as a temporary use authorization on
the registration or obtain a mobile services authorization. No
change was made as a result of the comment.
Comment: Concerning §289.301(i)(2), the commenter asked
how this applies to multiple locations that have separate certificates
but are under one "person."
Response: The department allows the registrant to register
multiple facilities under one certificate of registration or to have
a seperate certificate of registration for each facility. No change
was made as a result of the comment.
Comment: Concerning §289.301(j)(2), the commenter suggested
the department define "make" a laser. Texas A&M as a
research institution "makes" lasers as part of the normal business
of research and development. Relationships with funding
sources or other institutions may involve testing of temporary
devices at other locations under research and development
conditions. These tests may be made in a variety of conditions.
The lasers may be intentionally subjected to destructive forces
so that they can be analyzed for cause of the failure. Relief can
be provided by a suitably broad definition of research, as noted
above. The commenter suggested that the rules should recognize
the operating life of a newly made laser may be minutes to
weeks and the department should offer appropriate regulatory
guidance.
Response: The department defines research and development
in §289.201 of this title and the definition incorporates the
situation described by the commenter. If a registrant is
authorized for research and development, this situation is
addressed. No change was made as a result of the comment.
Comment: Concerning §289.301(j)(3), the commenter noted
that in the past whenever a laser was taken out of use, they
simply sent in a request saying this item had been dropped.
The commenter questioned if this is a change in policy.
Response: The registrant is required to submit an inventory
of lasers only when requested by the department. When a
registration is terminated, the requirements for disposition of
lasers in subsection (l) of this section must be met. The word
"annual" was deleted for clarification.
Comment: Concerning §289.301(o)(1), the commenter noted
that this was not in the previous rule and questioned why it
has been included for nonionizing devices. There are already
federal rules for use, sale, and transfer of these devices if they
are medical.
Response: This requirement is consistent with other permitting
sections of this chapter and ensures proper disposition or
transfer of lasers. No change was made as a result of the
comment.
Comment: Concerning §289.301(p), the commenter stated that
this requirement is too broad and that the department needs
to be more specific on who qualifies, what kind of training is
required, and how many hours of training are required.
Response: The department declined to further define LSO
training. Because of the multiple types and uses of lasers, the
department does not believe it to be prudent to set specific time
requirements for training at this time. When selecting an LSO,
the registrant should ensure the individual is adequately trained
and capable of handling the responsibilities for the type of lasers
used at the registered facility. No change was made as a result
of the comment.
Comment: Concerning §289.301(p)(1), the commenter stated
that there needs to be delineation of educational courses to
define content to match current national guidelines. A course
should have been attended no longer than 2 years prior and
included at least 4 hours classroom and 4 hours hands-on
practical for each wavelength per ANSI Z 136.3.
Response: The department declined to further define LSO
training. Because the multipe types and uses of lasers, the
department does not believe it to be prudent to set specific
time requirements for training at this time. When selecting an
LSO, the registrant should ensure the individual is adequately
trained and capable of handling the responsibilities for the type
of lasers used at the registered facility. No change was made
as a result of the comment.
Comment: Concerning §289.301(p)(3), the commenter noted
that it is difficult to understand how knowledge of emergency
precautions is an adequate substitute for knowledge of laser
radiation hazards.
Response: The department changed the word "or" to "and"
to clarify that the LSO shall have knowledge of potential laser
radiation hazards and laser emergency situations.
Comment: Concerning §289.301(p)(3), the commenter suggested
changing "emergency precautions" to "laser emergency
situations."
Response: The department changed the words "emergency
precautions" to "laser emergency situations."
Comment: Concerning §289.301(p)(3), the commenter suggested
changing the clause to read "and," not "or."
Response: The department changed the word "or" to "and"
to clarify that the LSO shall have knowledge of potential laser
radiation hazards and laser emergency situations.
Comment: Concerning §289.301(p)(3), the commenter suggested
that the term "or emergency precautions" should be
eliminated or "emergency precautions" should be defined.
Response: The department changed the words "emergency
precautions" to "laser emergency situations."
Comment: Concerning §289.301(p)(3), the commenter noted
that under LSO qualifications, the LSO requires "knowledge of
potential laser radiation hazards "or" emergency precautions."
The term "emergency precautions" is not consistent with safety
or risk management language and has no clear meaning. The
commenter suggested the term needs be defined or eliminated.
A definition should include how a knowledge of "emergency
precautions" can replace a knowledge of laser hazards.
Response: The department changed the words "emergency
precautions" to "laser emergency situations."
Comment: Concerning §289.301(q)(6), the commenter noted
that the responsibility for compliance is a registrant obligation
and the LSO is the instrument through which compliance is
understood, evaluated, and communicated. The LSO will specify
engineering or operational controls with these recommendations
being supported by the registrant. The LSO is charged
by the registrant to assist the operation with understanding the
compliance issues and periodically evaluating operational compliance.
Response: The department agrees with the commenter. No
change was made as a result of the comment.
Comment: Concerning §289.301(r), the commenter noted that
the LSO shall specify alternate requirements that should have
at least a base limit of safety or clear definition of equivalence
and asked how equivalence is to be determined.
Response: The department allows alternate equivalent engineering
controls for protection against laser radiation to obtain
laser safety protection. The requirements are performance-based,
therefore equivalence to the stated requirements may
be achieved through multiple methods. If the performance goal
of the rule is met, the requirements are satisfied. No change
was made as a result of the comment.
Comment: Concerning §289.301(r), the commenter stated that
engineering controls are generally regarded as the best type
of control, but the LSO should be able to make substitution
in areas besides medical applications. Research laboratories
often have multiple lasers in a single large laser laboratory
without the benefit of walled areas and interlocks to prevent
operation if someone enters the NHZ. While administrative
alternates are available (procedures, training, and signs), it is
clear these do not offer "equivalent laser safety protection." The
consequence of this rule would result in the possible elimination
or curtailment of research or drive up the cost of research where
lasers are an integral part.
Response: The department allows that latitude and the section
clearly states that alternate equivalent engineering controls to
obtain laser safety protection are permitted, including research
and development. The term "medical procedures or surgery" is
stated as an example. No change was made as a result of the
comment.
Comment: Concerning §289.301(r)(1), the commenter suggested
that there needs to be reiteration of the medical release
for this statement. If the theory is that MPE can exist within the
NHZ, then personnel within 3 feet of the active laser appliance
will qualify in a surgical application.
Response: The allowance for specifying alternate controls is
stated in subsection (r). The statements in subsection (r) apply
to paragraphs (1) and (2) of the subsection. No change was
made as a result of the comment.
Comment: Concerning §289.301(r)(2), the commenter suggested
that a paragraph that overviews the performance standards
could suffice for the next several paragraphs. All of the
engineering controls other than "controlled area" are specified
in the federal performance standards that are required prior to
entering commerce. A simple pointer to these requirements
should suffice for those persons engaging in the manufacture
of lasers or laser products.
The commenter noted that the purpose and scope of this document
do not include manufacture of lasers or laser products.
Therefore, the requirements of the United States Food and Drug
Administration (FDA) for performance standards and labeling
are inappropriate in this document. In cases where there are
additional requirements specified by Texas, the FDA requirements
take precedence and the Texas requirements fall mute.
The commenter suggested requiring conformance to the federal
requirements and accepting the FDA’s rulings on international
products.
Response: The proposed rules are not a recapitulation of the
FDA requirements, but are items that department inspectors
may verify during the course of inspection. No change was
made as a result of the comment.
Comment: Concerning §289.301(r)(2)(A), the commenter noted
that collateral radiation is defined in (d)(19) as any electromagnetic (EM) radiation. Use of this term in subsections (r)(2)(A)
and (w)(5) of this section implies a requirement for measuring
EM radiation throughout the spectrum. This would involve an
array of specialized equipment and expertise, or use of consultants
which would be a significant expenditure of resources. If
this is not really intended, the statements or definition should
be clarified.
Response: The term "survey" as used in this section is
consistent with the definition in §289.201 of this chapter and
the rule does not require measurement of beam output or other
radiation. No change was made as a result of the comment.
Comment: Concerning §289.301(r)(2)(A)(ii), the commenter
suggested that the rule reference 21 CFR 10.40.10(f).
Response: The proposed rules are not a recapitulation of the
FDA requirements, but are items that department inspectors
may verify during the course of inspection. No change was
made as a result of the comment.
Comment: Concerning §289.301(r)(2)(B)(iii) and (iv), the
commenter stated that these subsections distinguish between
pulsed and continuous wave (CW) lasers with regard to control
requirements. This is confusing in that the control measure
example given for CW lasers, the use of shutters, is applicable
and in current use for many pulsed laser systems. The wording
of the regulations seems to prevent the use of shutters for
pulsed lasers.
Response: The examples given are not controlling and do not
prevent the use of shutters for pulsed lasers. No change was
made as a result of the comment.
Comment: Concerning §289.301(r)(2)(B)(iv), the commenter
suggested deleting "class IIIb and IV" and adding "continuous
wave (CW)" instead.
Response: The department deleted the words "class IIIb and
IV" because it was redundant.
Comment: Concerning §289.301(r)(2)(B)(v), the commenter
suggested adding between parenthesis another sentence such
as "(A manual reset or operator instruction must accomplish the
re-establishment of the interlock circuit and restore the function
of the laser.)"
Response: As this section is a performance-based rule, the
department does not specify how an interlock must prohibit
automatic accessibility. No change was made as a result of
the comment.
Comment: Concerning §289.301(r)(2)(B)(vi), the commenter
questioned what is meant by "failure."
Response: The department replaced the word "such" with "interlock"
to clarify that upon interlock failure, either multiple safety
interlocks or a means to preclude removal or displacement of
the interlocked portion of the protective housing shall be provided.
Comment: Concerning §289.301(r)(2)(B)(vi)(II), the commenter
suggested that the rule reference 21 CFR 1040.10(f).
Response: The proposed rules are not a recapitulation of the
FDA requirements, but are items that department inspectors
may verify during the course of inspection. No change was
made as a result of the comment.
Comment: Concerning §289.301(r)(2)(C)(ii), the commenter
suggested that the rule reference 21 CFR 1040.10(f).
Response: The proposed rules are not a recapitulation of the
FDA requirements, but are items that department inspectors
may verify during the course of inspection. No change was
made as a result of the comment.
Comment: Concerning §289.301(r)(2)(D), the commenter suggested
deleting "except those that allow access only to less than
5 milliwatt (mW) peak visible laser radiation," since it is in the
definition of IIIa.
Response: The department believes the wording is necessary
because, depending upon the wavelength of the laser, the
exception may be applicable. No change was made as a result
of the comment.
Comment: Concerning §289.301(r)(2)(E), the commenter
stated that in specifying requirements for the laser controlled
area, the department should restrict the text to stating the
requirements and not extend the text into the methods of
compliance. This becomes prescriptive and loses the flexibility
the department has achieved in other parts of the document.
These recommendations and methods for accomplishing the
control of laser hazards may be better served in a regulatory
guide. The information is applicable and reasonable, but may
limit the ability of an LSO to achieve the objectives of laser
safety in an operational environment. The commenter also
suggested deleting the words, "except those that allow access
only to less than 5 mW visible peak power."
Response: The statements in subsection (r) of this section
apply to paragraphs (1) and (2), including paragraph (2)(E).
Therefore, the LSO has the latitude to specify alternate controls
that achieve equivalent laser radiation safety. The rule is not
strictly prescriptive in that it states options for signage and ways
to prevent unauthorized entry. The department believes the
wording, "except those that allow access only to less than 5 mW
visible peak power," is necessary because, depending upon the
wavelength, the exception may be applicable to other lasers. No
change was made as a result of the comment.
Comment: Concerning §289.301(r)(2)(E)(ii), the commenter
questioned through what means shall there be restriction.
Response: As this is a performance-based rule, the department
does not specify how to restrict access to controlled areas. If
the performance goal of the rule is met, the requirements are
satisfied. No change was made as a result of the comment.
Comment: Concerning §289.301(r)(2)(E)(iii)(II)(-b-), the commenter
noted that laser radiation is not ionizing radiation and
that the current requirements for protection from non-ionizing
do not include such a barrier nor are any available by organizations
like Rockwell Laser Institute, who have been key to
national laser safety regulation for over 20 years.
Response: The department replaced the word "and" with "or" to
allow the registrant to choose what is best suitable to attenuate
laser radiation at the entryway.
Comment: Concerning §289.301(r)(2)(E)(iii)(II)(-c-), the commenter
noted that illuminated or audible signs have not been
considered necessary to date. A correctly worded signage is
accepted as a national standard in medical arenas.
Response: The rule allows "other appropriate signage." The
department changed the word "or" to ", and" for grammatical
correctness.
Comment: Concerning §289.301(r)(2)(E)(iii)(II)(-c-), the commenter
suggested changing the wording "are some" for "is one"
in the second sentence.
Response: The department changed the word "or" to "and" for
grammatical correctness.
Comment: Concerning §289.301(r)(2)(E)(v), the commenter
noted that controlled air space has a specific definition in the
arena of air traffic control. Outdoor laser operations can be
performed safely outside of controlled air space with appropriate
safe guards. The commenter stated that the rule needs to be
reworded to allow ongoing national and international, as well
as state, research activities to continue to be performed in
Texas. The commenter suggested that the wording "adequate
protection to be provided for any visible or class IIIb and class
IV laser projecting into navigable air space to assure protection
of air traffic," should be considered in place of "controlled air
space." This protection shall include consideration of hazards
resulting from non-damaging light levels entering the cockpits
or aircraft during critical flight operations, such as landing
approach and departure.
Response: The department deleted the words "the beam path is
limited to controlled air space" and replaced them with the words
"air traffic is protected from any laser projecting into navigable
air space" to clarify the intentions of the rule.
Comment: Concerning §289.301(s)(1), the commenter noted
that this is a point of good information, but it doesn’t belong in
the regulation. A regulatory guide would be a beneficial use of
this and most of the controlled area information.
Response: The department deleted the last sentence.
Comment: Concerning §289.301(t)(1)(C), the commenter noted
that the table appears to describe to the user that for a particular
laser power that a specific optical density (OD) is required and
will provide protection. This logic is not acceptable given the
orders of magnitude difference in MPE that is the level to which
the OD should be reducing the radiant energy or irradiance.
The MPE is the objective and the output power or energy is
the information that determines the acceptable OD, not this
table. The MPE and thereby, the OD are subject to the laser
wavelength and the biological effects that drive the MPE levels.
The commenter suggested deleting the OD table and refer the
user to the equation for OD and MPE tables or direct the user
to ANSI standard for guidance.
Response: The department believes the first sentence in the
subparagraph is sufficient and deleted the last two sentences,
including the table.
Comment: Concerning §289.301(t)(1)(E), the commenter asked
how the eyewear is to be tested and whether by the user, outside
company, or the manufacturer. If there is no commercially
or user accessible test, then the user has no alternative but to
discard. There is currently no definition for "suspicious condition."
The commenter suggested defining the term or removing
the last sentence.
Response: The department changed the wording in the last
sentence to ensure that unreliable eyewear be discarded.
Comment: Concerning §289.301(v)(3), the commenter noted
that the purpose and scope of this document do not address
the manufacture of lasers and laser products that are covered
by the FDA requirements. It is inappropriate to repeat those
requirements in this document. If the information is for the
benefit of the user, then the information can be provided in a
regulatory guide or just direct the LSO to the FDA regulations
(21 CFR 1040.10).
Response: The proposed rules are not a recapitulation of the
FDA requirements, but are items that department inspectors
may verify during the course of inspection. No change was
made as a result of the comment.
Comment: Concerning §289.301(v)(3)(A), the commenter suggested
deleting the words "shall have a label...."
Response: The department believes that this wording is needed
to clearly specify the intentions of the rule. No change was
made as a result of the comment.
Comment: Concerning §289.301(v)(3)(C), the commenter
noted that aperture labels are covered by 10 CFR 1040.10(g)
and do not need to be restated here. The user should maintain
the labeling on the laser, but not determine what labeling is
appropriate. That is a manufacturer requirement for meeting
the performance standards.
The commenter also noted that if there is an exemption
for medical lasers in the state of Texas that relieves the
manufacturer from labeling the aperture, then the commenter
is unaware of its purpose or benefit.
Response: The proposed rules are not a recapitulation of the
FDA requirements, but are items that department inspectors
may verify during the course of inspection. In order to maintain
appropriate labeling on the laser, the department believes it is
prudent for the user to know what the labels must state. The
fiber optics of some medical lasers are considered to be the
aperture and labeling of such is infeasible. No change was
made as a result of the comment.
Comment: Concerning §289.301(v)(3)(C), the commenter suggested
deleting the words "..laser or collateral radiation in excess
of the limits specified in subsection (cc)(5) and (cc)(8) of
this section with the following wording as applicable."
Response: In order to maintain appropriate labeling on the
laser, the department believes it is prudent for the user to know
what the labels must state. No change was made as a result
of the comment.
Comment: Concerning §289.301(v)(3)(C)(ii) and (iii), the commenter
suggested deleting this wording.
Response: The proposed rules are not a recapitulation of the
FDA requirements, but are items that department inspectors
may verify during the course of inspection. No change was
made as a result of the comment.
Comment: Concerning §289.301(v)(3)(D), the commenter suggested
replacing the word "the" before "output" with "and the"
and noted that these are FDA requirements.
Response: The suggested change would not be grammatically
correct. No change was made as a result of the comment.
Comment: Concerning §289.301(v)(3)(E), the commenter suggested
deleting the words "or collateral radiation" after "human
access to laser."
Response: The department believes it is prudent to include
collateral radiation for safety purposes. No change was made
as a result of the comment.
Comment: Concerning §289.301(v)(3)(E)(ii), the commenter
suggested deleting this clause, including the subclauses.
Response: There can be electromagnetic or x-ray radiation
associated with laser production, so such labels are necessary
for safety awareness. No change was made as a result of the
comment.
Comment: Concerning §289.301(v)(3)(F), the commenter suggested
deleting the word "labels" and adding "information" instead.
Response: The department replaced the word "labels" with
"information" to clarify that the required information includes
labels and signs.
Comment: Concerning §289.301(v)(3)(F)(i), the commenter
suggested deleting the words "labels and."
Response: In order to maintain appropriate labeling on the
laser, the department believes it is prudent for the user to know
what the labels must state. No change was made as a result
of the comment.
Comment: Concerning §289.301(v)(3)(F)(ii), the commenter
suggested deleting the words "labels and."
Response: In order to maintain appropriate labeling on the
laser, the department believes it is prudent for the user to know
what the labels must state. No change was made as a result
of the comment.
Comment: Concerning §289.301(v)(3)(G), the commenter suggested
deleting the words "labels placed on lasers or" and the
words "and the limits listed in subsection (cc)(8) of this section."
Response: The department deleted subparagraphs (G) and
(H) and added new subparagraph (G) to clarify how and where
labels and signs shall be attached.
Comment: Concerning §289.301(v)(3)(H), the commenter suggested
deleting the words "Labels and," replacing the word "permanently"
with "firmly" and deleting the word "or" before facility.
Response: In order to maintain appropriate labeling on the
laser, the department believes it is prudent for the user to know
what the labels must state. The label should be permanently
attached to the laser. Deleting the word "or" does not reflect
the intent of the rule. No change was made as a result of
the comment. However, subparagraph (H) was deleted and
the wording was incorporated in new subparagraph (G) to
consolidate requirements for signs and labels.
Comment: Concerning §289.301(w), the commenter suggested
adding the word "(Inspections)" after "Surveys". The commenter
stated that these issues should be initially dealt with
upon installation and reviewed only when changes have been
made that would impact the laser control measures.
Response: The word "survey" as used in this section is
consistent with the definition in §289.201 of this chapter. Also,
the department believes that 12 months is the appropriate
interval to conduct surveys. No change was made as a result
of the comment.
Comment: Concerning §289.301(w), the commenter stated that
this could be all encompassing and practically impossible for
registrants to fully address. The commenter suggested that
this should be required only if problems are suspected or
have occurred in the recent past (at least for academia). In
the university environment, a laser will not provide any useful
results if it is not operating correctly in terms of output radiation.
The commenter stated that making periodic measurements of
the beam output will not provide any useful safety information
in the academic situation. Measurement of other types of
radiation can prove to be very expensive. The definition of
"collateral radiation" implies that the registrant must check for all
electromagnetic radiations. The commenter noted that it would
be useful to have examples of situations that have actually
happened that have lead to accidents because of the lack of
such surveys.
Response: The term "survey" as used in this section is
consistent with the definition in §289.201 of this title and the
rule does not require measurement of beam output or other
radiation. The phrase "that may be" was added to subsection
(w)(5) of this section for clarification.
Comment: Concerning §289.301(w)(1), the commenter suggested
that the wording be changed to read "a review that
laser protective devices are correctly labeled and appear to work
properly and are properly chosen for lasers in use".
Response: The department believes that the rule wording is
appropriate and states the intent of the rule. However, changes
were made for grammatical correctness.
Comment: Concerning §289.301(w)(2), the commenter suggested
that the wording be changed to read "a review that
all warning devices are functioning properly within their design
specifications".
Response: The department believes that rule wording is
appropriate and states the intent of the rule. No change was
made as a result of the comment.
Comment: Concerning §289.301(w)(3), the commenter suggested
that the wording be changed to read "a review that the
laser hazards are properly controlled and posted with accurate
warning signs in accordance with subsection (v) of this section".
Response: The department believes that the rule wording is
appropriate and states the intent of the rule. No change was
made as a result of the comment.
Comment: Concerning §289.301(w)(4), the commenter suggested
adding the words "changes to" after "re-evaluation of."
Response: The department believes that a re-evaluation is
necessary whether changes have been made or not. No
change was made as a result of the comment.
Comment: Concerning §289.301(w)(5), the commenter suggested
deleting this paragraph and noted that lasers are not
"surveyed" like x-ray producing machines. The open beam applications
are the areas needing the control. Once controls are
in place, the hazards are contained until the applications are
changed.
Response: The term survey as used in this section is consistent
with the definition in §289.201 of this title and the rule does not
require measurement of beam output or other radiation. The
phrase "that may be" was added to subsection (w)(5) of this
section for clarification.
Comment: Concerning §289.301(w)(5), two commenters asked
for clarification of this paragraph.
Response: The term survey as used in this section is consistent
with the definition in §289.201 of this title and the rule does not
require measurement of beam output or other radiation. The
phrase "that may be" was added to subsection (w)(5) of this
section for clarification.
Comment: Concerning §289.301(w)(5), a commenter stated
that collateral radiation is defined in (d)(19) as any EM radiation
which, given the vastness the spectrum, must include ionizing,
microwave, infrared, ultraviolet, radiowaves and extremely low
frequency. Regarding laser radiation, the point of classification
by the manufacturer renders unnecessary any regulatory or
safety survey of laser output. Measurement of EM radiation
is vague and is of dubious value unless some problem is
suspected. Equipment and design (§289.301(y)) depends on
what part of the EM band you survey. The commenter stated
that routine ionizing surveys to demonstrate areas are less than
100 mR/year are not needed. Only high voltage sources even
have the capacity to create x-ray fields and historical data do not
support the contention that an individual will exceed any limit in
25 TAC §289.202. Compiling annual surveys of the entire EM
spectrum will necessarily require the purchase, maintenance
and calibration of highly specialized instrumentation and/or use
of consultants, all of which require resources which will compete
with the safety dollar of any institution.
Response: The term survey as used in this section is consistent
with the definition in §289.201 of this title and the rule does not
require measurement of beam output or other radiation. The
phrase "that may be" was added to subsection (w)(5) of this
section for clarification.
Comment: Concerning §289.301(w)(5), a commenter noted
that the term "survey" in this section should be carefully defined
to avoid confusion as to what is required. Routine surveys
should not include beam output measurements or measurements
of collateral radiation. Such measurements require
expensive devices wavelength specific to the laser output from
the specific unit. Accurate measurement of general collateral
radiation is very difficult if not impossible in practice. Such
measurements usually give negative data which provide a false
sense of security for the user. Specific collateral radiation such
as ionizing radiation can be more easily measured, but only certain
very high voltage sources have the capacity to create x-ray
fields and historical data does not show that any individual has
received such radiation in excess of any applicable limit when
operating such lasers. The commenter noted that operational
procedures, built-in interlocks/engineering controls, and labeling
are much more important to a good laser safety program.
Response: The term survey as used in this section is consistent
with the definition in §289.201 of this title and the rule does not
require measurement of beam output or other radiation. The
department agrees with the last sentence of the comment. The
phrase, "that may be" was added to subsection (w)(5) of this
section for clarification.
Comment: Concerning §289.301(z)(1)(B), a commenter suggested
adding the word "(bleeding)" after "skin."
Response: Bleeding is not often associated with laser injury.
No change was made as a result of the comment.
Comment: Concerning §289.301(bb)(2)(B), a commenter suggested
using "attending" or "operating," rather than "referring."
Response: This information is not necessary for the 30-day
written report and the department deleted the subparagraph
from the paragraph. The department renumbered subsequent
subparagraphs as reflected in §289.301(bb)(2)(B)-(E).
Comment: Concerning §289.301(cc), a commenter noted that
classification tables for accessible emission limit (AEL) are
duplicated from the Center for Devices and Radiological Health
(CDRH) and are available through the FDA and on the world-wide
web. The commenter suggested keeping MPE tables for
laser hazards analyses and OD calculations.
Response: The department is aware of the availability of the
AEL tables through the FDA and on the world-wide web, but not
every registrant has access to the world-wide web. No change
was made as a result of the comment.
Comment: Concerning §289.301(cc)(8), a commenter suggested
deleting the last part of the sentence, "as determined
from subsection (cc)(1) of this section for the appropriate wave-length(
s) and emission duration" and clauses (i) and (ii).
Response: Because the laser classifications are definitions
in subsection (d) of this section and the definitions reference
subsection (cc)(8), subsection (cc)(8) is needed in the rule. No
change was made as a result of the comment.
Comment: Concerning §289.301(cc)(8)(B), the commenter
suggested deleting the words "and MPE."
Response: The department deleted the words "and MPE" to
clarify the intent of the rule.
Comment: Concerning §289.301(cc)(8)(C), a commenter suggested
deleting the subparagraph.
Response: The department deleted the subparagraph because
it is not necessary.
Comment: Concerning §289.301(cc)(9)-(11), a commenter
suggested deleting paragraphs (9)-(11).
Response: The department believes it is prudent to include
these paragraphs for accessibility by all registered laser users.
No changes were made as a result of the comment.
Comment: Concerning §289.301(cc)(11)(A), a commenter suggested
changing the wording to "The MPE information is excerpted
from American National Standard for the Safe Use of
Lasers, ANSI Z136.1."
Response: The department does not believe that the additional
wording is necessary for the registration and radiation safety
requirements for lasers. No change was made as a result of
the comment.
Comment: Concerning §289.301(cc)(11)(B), a commenter suggested
deleting the subparagraph.
Response: The commenter gives no reason for deletion and
the department believes that it is necessary for this wording to
be in rule. No change was made as a result of the comment.
Comment: Concerning §289.301(dd), a commenter noted that
there should also be an allowance for the use of the IEC
60825 laser symbol. The CDRH has made allowances for this
symbol provided the laser classification conforms to the CDRH
requirements.
Response: The department will review and make changes to
the rule when federal changes mandate. No change was made
as a result of the comment.
Comment: Concerning §289.301(dd)(3)-(10), a commenter
noted graphical representations of the MPE are nice, but the
numerical tables are more accurate and the values can be
calculated instead of estimated. The commenter suggested
deleting the graphs and pointing the user to the ANSI standard
if they want to use the graphs.
Response: The department believes it is prudent to include
these paragraphs for accessibility by all registered laser users.
No change was made as a result of the comment.
Commenters included representatives from The University of
Texas Southwestern Medical Center, Seton Hospital, Texas
A & M University, M. D. Anderson Cancer Center, NASA’s
Goddard Space Flight Center, and Texas Instruments. In
addition, numerous individuals commented. The commenters
were generally favorable of the rule as proposed; however, the
commenters had questions or specific concerns, and offered
suggestions for changes to the proposal as discussed in the
summary of comments.
Subchapter A. Control of Radiation
The repeal is adopted under the Health and Safety Code,
Chapter 401, which provides the Texas Board of Health (board)
with authority to adopt rules and guidelines relating to the
control of radiation; and §12.001, which provides the board the
authority to adopt rules for its procedures and the performance
of each duty imposed by law on the board, the department,
and the commissioner of health. The General Appropriations
Act, House Bill 1, Article IX, Rider 167, passed by the 75th
Legislature is implemented by the proposal.
This agency hereby certifies that the adoption has been reviewed
by legal counsel and found to be a valid exercise of the
agency’s legal authority.
Filed with the Office of the Secretary of State on January 25,
1999.
TRD-9900488
Susan K. Steeg
General Counsel
Texas Department of Health
Effective date: February 14, 1999
Proposal publication date: October 2, 1998
For further information, please call: (512) 458–7236
The new section is adopted under the Health and Safety Code,
Chapter 401, which provides the Texas Board of Health (board)
with authority to adopt rules and guidelines relating to the
control of radiation; and §12.001, which provides the board the
authority to adopt rules for its procedures and the performance
of each duty imposed by law on the board, the department,
and the commissioner of health. The General Appropriations
Act, House Bill 1, Article IX, Rider 167, passed by the 75th
Legislature is implemented by the proposal.
§289.301. Registration and Radiation Safety Requirements for
Lasers.
(a) Purpose.
(1) This section establishes requirements for the registration
of persons who receive, possess, acquire, transfer, or use class
IIIb and class IV lasers in the healing arts, veterinary medicine, industry,
academic, research and development institutions, and of persons
who are in the business of providing laser services. No person shall
use lasers or perform laser services except as authorized in a certificate
of laser registration issued by the agency in accordance with the
requirements of this section.
(2) This section also establishes requirements for protection
against laser radiation hazards resulting from activities conducted
with class IIIb or class IV lasers. This section includes responsibilities
of the registrant and the laser safety officer (LSO), laser hazard
control methods, training requirements and notification of injuries.
(b) Scope.
(1) Except as otherwise specifically provided, this section
applies to all persons who receive, possess, acquire, transfer, or use
lasers that emit or may emit laser radiation. Nothing in this section
shall be interpreted as limiting the intentional exposure of patients to
laser radiation for the purpose of diagnosis, therapy, or treatment by
a licensed practitioner of the healing arts. Individuals shall not use
lasers on humans for medical or cosmetic purposes unless under the
supervision of a licensed practitioner of the healing arts. This chapter
does not apply to the manufacture of lasers.
(2) Lasers, including lasers used on humans for research
demonstration, shall meet the requirements of any applicable federal
standards in 21 Code of Federal Regulations (CFR) 1040. All lasers
shall meet the requirements of these and any other applicable state
requirements.
(3) If any conflict arises between the requirements of this
section and the laser performance standards in 21 CFR 1040, the
requirements of the federal standard shall apply.
(4) This section applies to lasers that operate at wave-lengths
between 180 nanometers (nm) and 1 millimeter (mm).
(5) In addition to the requirements of this section, all
registrants are subject to the applicable requirements of §289.112
of this title (relating to Hearing and Enforcement Procedures);
§289.201 of this title (relating to General Provisions); §289.203
of this title (relating to Notices, Instructions, and Reports to
Workers; Inspections); and §289.204 of this title (relating to Fees
for Certificates of Registration, Radioactive Material(s) Licenses,
Emergency Planning and Implementation, and Other Regulatory
Services).
(c) Prohibitions.
(1) The agency may prohibit uses of lasers that pose significant
threat or endanger public health and safety, in accordance
with §289.112 of this title and §289.201 of this title.
(2) Individuals shall not be intentionally exposed to laser
radiation unless such exposure has been authorized by a licensed
practitioner of the healing arts. This provision specifically prohibits
deliberate exposure for the following purposes:
(A) exposure of an individual for training, demonstration,
or other non- healing arts purposes;
(B) exposure of an individual for the purpose of
healing arts screening, except as specifically authorized by the agency;
and
(C) exposure of an individual for the purpose of
research. Any research using radiation producing devices on humans
must be approved by an institutional review board (IRB) as required
by 45 Code of Federal Regulations (CFR) 46 and 21 CFR 56. The
IRB must include at least one practitioner of the healing arts to direct
use of laser radiation in accordance with subsection (b)(1) of this
section.
(d) Definitions. The following words and terms, when used
in this section, shall have the following meanings, unless the context
clearly indicates otherwise.
(1) Accessible emission limit (AEL) - The maximum
accessible emission level permitted within a particular class.
(2) max - The angular limit beyond which extended source
maximum permissible exposures (MPE) for a given exposure duration
are expressed as a constant radiance or integrated radiance. This value
is defined as 100 milliradians.
(3) min - (See definition for limiting angular subtense.)
(4) Aperture - An opening through which radiation can
pass.
(5) Apparent visual angle - The angular subtense of the
source as calculated from source size and distance from the eye. It
is not the beam divergence of the source.
(6) Attenuation - The decrease in the radiant ux of any
optical beam as it passes through an absorbing or scattering medium.
(7) Beam - A collection of rays that may be parallel,
divergent, or convergent.
(8) C A - Correction factor that increases the MPE values
in the near infrared (IR-A) spectral band (700-1400 nm) based upon
reduced absorption properties of melanin pigment granules found in
the skin and in the retinal pigment epithelium.
(9) C B - Correction factor that increases the MPE values in
the red end of the visible spectrum (550-700 nm) because of greatly
reduced photochemical hazards.
(10) C C - Correction factor that increases the MPE values
for ocular exposure because of pre-retinal absorption of radiant energy
in the spectral region between 1150 and 1400 nm.
(11) C E - Correction factor used for calculating the ex-tended
source MPE for the eye from the intrabeam MPE, when the
laser source subtends a visual angle exceeding min .
(12) C F - Correction factor that reduces the MPE for
repetitively pulsed exposure of the eye.
(13) Class I laser - Any laser that does not permit access
during the operation to levels of laser radiation in excess of the
accessible emission limits contained in subsection (cc)(1) of this
section.
(14) Class II laser - Any laser that permits human access
during operation to levels of visible laser radiation in excess of the
accessible emission limits contained in subsection (cc)(1) of this
section, but does not permit human access during operation to levels
of laser radiation in excess of the accessible emission limits contained
in subsection (cc)(2) of this section.
(15) Class IIIa laser - Any laser that permits human access
during operation to levels of visible laser radiation in excess of
the accessible emission limits contained in subsection (cc)(2)of this
section, but does not permit human access during operation to levels
of laser radiation in excess of the accessible emission limits contained
in subsection (cc)(3) of this section.
(16) Class IIIb laser - Any laser that permits human access
during operation to levels of laser radiation in excess of the accessible
emission limits of subsection (cc)(3) of this section, but does not
permit human access during operation to levels of laser radiation
in excess of the accessible emission limits contained in subsection
(cc)(4) of this section.
(17) Class IV laser - Any laser that permits human access
during operation to levels of laser radiation in excess of the accessible
emission limits contained in subsection (cc)(4) of this section.
(18) Coherent - A light beam is said to be coherent when
the electric vector at any point in it is related to that at any other
point by a definite, continuous function.
(19) Collateral radiation - Any electromagnetic radiation,
except laser radiation, emitted by a laser that is physically necessary
for its operation.
(20) Collimated beam - Effectively, a "parallel" beam of
light with very low divergence or convergence. (See definition for
intrabeam viewing.)
(21) Continuous wave (CW) - The output of a laser that
is operated in a continuous rather than a pulsed mode. In this section,
a laser operating with a continuous output for a period ³0.25 seconds
is regarded as a CW laser.
(22) Controlled area - An area where the occupancy and
activity of those within is subject to control and supervision by the
registrant for the purpose of protection from radiation hazards.
(23) Cosmetic - Radiation intended to be applied to the
human body or any part of the human body for cleaning, beautifying,
promoting attractiveness, or altering the appearance.
(24) Diopter - A measure of the power of a lens, defined
as 1/¦ 0 , where ¦0 is the focal length of the lens in meters.
(25) Divergence - For purposes of this section, divergence
is taken as the full angle, expressed in radian, of the beam spread
measured between those points that include laser energy or irradiance
equal to 1/e (where e means base natural logarithm) of the maximum
value (the angular extent of a beam that contains all the radius vectors
of the polar curve of radiant intensity that have length rated at 36.8%
of the maximum). This is also referred to as beam spread.
(26) Electromagnetic radiation - The flow of energy
consisting of orthogonally vibrating electric and magnetic fields
lying transverse to the direction of propagation. X-ray, ultraviolet,
visible, infrared, and radio waves occupy various portions of the
electromagnetic spectrum and differ only in frequency, wavelength,
or photon energy.
(27) Electronic product - Any product or article defined
as follows:
(A) any manufactured or assembled product that, when
in operation:
(i) contains or acts as part of an electronic circuit;
and
(ii) emits, or in the absence of effective shielding
or other controls would emit, electronic product radiation; or
(B) any manufactured or assembled article that is
intended for use as a component, part, or accessory of a product
described in subparagraph (A) of this paragraph and that when in
operation emits, or in the absence of effective shielding or other
controls would emit, such radiation.
(28) Energy - The capacity for doing work. Energy
content is commonly used to characterize the output from pulsed
lasers, and is generally expressed in joules (J).
(29) Entertainment laser - Any laser manufactured, de-signed,
intended, or promoted for purposes of entertainment, advertising
display, or artistic composition.
(30) Focal point - The point toward which radiation
converges or from which radiation diverges or appears to diverge.
(31) Hertz (Hz) - The unit that expresses the frequency of
a periodic oscillation in cycles per second.
(32) Infrared radiation - Electromagnetic radiation with
wavelengths that lie within the range 700 nm to 1 mm.
(33) Institutional Review Board (IRB) - Any board, committee,
or other group formally designated by an institution to review,
approve the initiation of, and conduct periodic review of biomedical
research involving human subjects.
(34) Intrabeam viewing - The viewing condition where the
source subtends an angle at the eye that is equal to or less than
min , the limiting angular subtense. This category includes most collimated
beams and so called point sources.
(35) Irradiance (at a point of a surface) - The quotient of
the radiant ux incident on an element of the surface containing the
point at which irradiance is measured, by the area of that element.
Unit: watt per square centimeter (W/cm 2 ).
(36) Joule - A unit of energy. One joule is equal to one
watt • second.
(37) Laser - A device that produces an intense, coherent,
directional beam of light by stimulating electronic or molecular
transitions to lower energy levels. "Laser" is an acronym for light
amplification by stimulated emission of radiation. The term "laser"
also includes the assembly of electrical, mechanical, and optical
components associated with the laser.
(38) Laser product - Any manufactured product or assemblage
of components that constitutes, incorporates, or is intended to
incorporate a laser and is classified as a class I, II, IIIa, IIIb or IV
laser product according to the performance standards set by the United
States Food and Drug Administration (FDA). A laser that is intended
for use as a component of an electronic product shall itself be considered
a laser product. A laser product contains an enclosed laser
with an assigned class number higher than the inherent capability of
the laser in which it is incorporated and where the product’s lower
classification is appropriate due to the engineering features limiting
accessible emission.
(39) Laser safety officer - An individual who has a
knowledge of and the authority and responsibility to apply appropriate
laser radiation protection rules, standards, and practices, and who
must be specifically authorized on a certificate of laser registration.
(40) Limiting angular subtense ( min ) - The apparent visual
angle that divides intrabeam viewing from extended-source viewing.
(41) Limiting aperture (D r ) - The maximum diameter of a
circle over which irradiance and radiant exposure can be averaged.
(42) Limiting exposure duration (T max ) - An exposure
duration that is specifically limited by the design or intended use(s).
(43) Maximum permissible exposure (MPE) - The level of
laser radiation to which a person may be exposed without hazardous
effect or adverse biological changes in the eye or skin.
(44) Medical event - Any adverse patient health effect that
is a result of failure or misuse of a laser safety equipment.
(45) Nominal hazard zone (NHZ) - The space within
which the level of direct, reflected, or scattered radiation during
operation exceeds the applicable MPE. Exposure levels beyond the
boundary of the NHZ are below the applicable MPE level.
(46) Optical density (D ) - The logarithm to the base
ten of the reciprocal of the transmittance. D = -log 10 ˝ , where ˝ is
transmittance.
(47) Point source - A source of radiation whose dimensions
are small enough to result in a subtended angle that is less than
min . For the purpose of this section, a point source leads to intrabeam
viewing condition.
(48) Practitioner of the healing arts (practitioner) - A
person licensed to practice the healing arts by either the Texas State
Board of Medical Examiners as a physician; the Texas State Board
of Dental Examiners; the Texas Board of Chiropractic Examiners; or
the Texas State Board of Podiatry Examiners.
(49) Protective housing - An enclosure surrounding the
laser that prevents access to laser radiation above the applicable
MPE level. The aperture through which the useful beam is emitted
is not part of the protective housing. The protective housing may
enclose associated optics and a work station and shall limit access
to other associated radiant energy emissions and to electrical hazards
associated with components and terminals.
(50) Provider of lasers - A person who furnishes a laser(s)
on a routine basis for a limited time period to a facility(ies) that
operates the laser(s) during that limited time period.
(51) Pulse duration - The duration of a laser pulse. This is
usually measured as the time interval between the half-power points
on the leading and trailing edges of the laser pulse.
(52) Pulsed laser - A laser that delivers its energy in the
form of a single pulse or a train of pulses. In this section, the duration
of a pulse is <0.25 seconds in a pulsed laser.
(53) Reflection - The deviation of radiation following
incidence on a surface.
(54) Service - The performance of those procedures or
adjustments described in the manufacturer’s service instructions that
may affect any aspect of the performance of the laser.
(55) Source - A laser or a laser-illuminated reflecting
surface.
(56) T 1 - The exposure duration (time) at which MPEs
based upon thermal injury are replaced by MPEs based upon photochemical
injury to the retina.
(57) T max - (See definition for limiting exposure duration.)
(58) Transmission - Passage of radiation through a
medium.
(59) Ultraviolet radiation - Electromagnetic radiation with
wavelengths smaller than those of visible radiation; for the purpose
of this section 180 to 400 nm.
(60) Visible radiation (light) - Electromagnetic radiation
that can be detected by the human eye. This term is commonly used
to describe wavelengths that lie in the range of 400 to 700 nm.
(61) Watt - The unit of power or radiant flux. 1 watt
equals 1 joule per second.
(62) Wavelength ( ) - The distance between two successive
points on a periodic wave that have the same phase.
(e) Exemptions.
(1) Lasers in transit or in storage incident to transit are
exempt from the requirements of this section. This exemption does
not apply to the providers of lasers.
(2) Inoperable lasers are exempt from the requirements of
this section.
(3) Class I, class II, and class IIIa lasers or products are
exempt from the requirements of this section.
(4) Class III mobile lasers are exempt from registration
only if they are continuous wave (CW) in the wavelength range of
400 < £ 700 nm and have a peak radiant power of less than or equal
to5 x 10 -3 watts.
(f) Registration of laser uses and services.
(1) For purposes of this section, laser uses and services
shall include, but may not be limited to:
(A) possession and use of lasers in the healing arts,
veterinary medicine, industry, academic, and research and development
institutions;
(B) demonstration and sales of lasers that require the
individual to operate or cause a laser to be operated in order to
demonstrate or sell;
(C) provision of lasers on a periodic basis to a facility
for limited time periods by a provider of lasers;
(D) alignment, calibration, and/or repair; or
(E) laser light shows.
(2) A person who has made application for registration in
accordance with this section and is using a laser prior to receiving a
certificate of laser registration is subject to the requirements of this
chapter.
(g) Application requirements.
(1) General application requirements.
(A) Application for certificate of laser registration
shall be completed on forms prescribed by the agency and shall
contain all the information required by the form and accompanying
instructions.
(B) A laser safety officer (LSO) shall be designated on
each application form. The qualifications of that individual shall be
submitted to the agency with the application. The LSO shall meet
the applicable requirements of subsection (p) of this section and carry
out the responsibilities of subsection (q) of this section.
(C) If the applicant is a corporation under the Texas
Business Corporation Act, BRC Form 226-1 shall be submitted with
the application to confirm that no tax owed the state under Tax Code,
Chapter 171, is delinquent.
(D) Each application for a certificate of laser registration
shall be accompanied by the appropriate fee prescribed in
§289.204 of this title.
(E) An application for a certificate of laser registration
may include a request for a certificate of laser registration authorizing
one or more activities.
(F) The agency may, at any time after filing of
the original application and before issuance of the certificate of
registration, require further statements in order to enable the agency
to determine whether the application should be granted or denied.
(G) Applications and documents submitted to the
agency may be made available for public inspection except that the
agency may withhold any document or part thereof from public
inspection in accordance with §289.201(n) of this title.
(2) Application for use of laser on humans or animals.
(A) In addition to the requirements of subsection (g)(1)
of this section, each person having a laser for use in the healing arts,
or for use on animals shall submit an application to the agency within
30 days following the commencement of operation of that laser.
(B) An application for healing arts shall be signed by a
licensed practitioner of the healing arts. An application for veterinary
medicine shall be signed by a veterinarian. The signature of the
administrator, president, or chief executive officer will be accepted in
lieu of a licensed practitioner’s signature if the facility is a licensed
hospital or a medical facility. A signature by the administrator,
president, or chief executive officer does not relieve the practitioner
user or veterinarian user from complying with the requirements of
this section.
(C) If a person is furnished a laser by a provider
of lasers, that person is responsible for ensuring that a licensed
practitioner of the healing arts authorizes intentional exposure of laser
radiation to humans.
(3) Application for use of lasers in industrial, academic,
and research and development institutions. In addition to the
requirements of subsection (g)(1) of this section, each applicant
having a laser(s) for use in industrial, academic, and research and
development institutions shall submit an application to the agency
within 30 days following the commencement of operation.
(4) Application for demonstration for the purpose of sales
of lasers.
(A) Each applicant shall apply for and receive a
certificate of laser registration before the demonstration for purpose
of selling laser(s), including demonstration for the selling of surplus
lasers.
(B) In addition to the requirements of subsection (g)(1)
of this section, the applicant shall submit a statement confirming that
no demonstration will be performed on humans unless directed by a
licensed practitioner of the healing arts.
(5) Application for providers of lasers.
(A) Each applicant shall apply for and receive a
certificate of laser registration before providing lasers.
(B) In addition to the requirements of subsection (g)(1)
of this section, the applicant shall submit the following:
(i) the address of the established main location
where the laser and records will be maintained for inspection. This
shall be a physical street address, not a post office box number; and
(ii) a list of facilities where the laser will be
provided.
(6) Application for alignment, calibration, and/or repair.
In addition to the requirements of subsection (g)(1) of this section,
each applicant shall apply for and receive a certificate of laser
radiation for alignment, calibration, and/or repair before providing
alignment, calibration, and/or repair of lasers.
(7) Application for laser light show.
(A) Each applicant shall apply for and receive a
certificate of laser registration for laser light show before beginning
any show.
(B) In accordance with subparagraph (A) of this paragraph
and in addition to the requirements of subsection (g)(1) of this
section, each applicant shall submit the following:
(i) a valid variance issued from the FDA for the
laser intended to be used. The registrant shall comply with the
conditions of the FDA variance.
(ii) a written notice of the laser light show to be
performed in Texas. The information contained in BRC Form 301-1
shall be provided seven days prior to each show. If, in a specific case
the seven working-day period would impose an undue hardship on
the applicant, the applicant may, upon written request to the agency,
obtain permission to proceed sooner.
(8) Application for mobile services used in the healing
arts and veterinary arts.
(A) Each applicant shall apply for and receive a
certificate of laser registration for mobile services before beginning
to provide mobile services.
(B) In addition to the requirements of subsection (g)(1)
of this section, each applicant shall submit the address of the
established main location where the laser, records, etc. will be
maintained for inspection. This shall be a physical street address,
not a post office box number.
(C) An application for mobile services for healing arts
shall be signed by a licensed practitioner of the healing arts and an
application for mobile services for veterinary medicine shall be signed
by a veterinarian.
(h) Issuance of certificate of laser registration.
(1) Upon determination that an application meets the
requirements of the Texas Radiation Control Act (Act) and the rules
of the agency, the agency may issue a certificate of laser registration
authorizing the proposed activity in such form and containing such
conditions and limitations as it deems appropriate or necessary.
(2) The agency may incorporate in the certificate of laser
registration at the time of issuance, or thereafter by amendment, such
additional requirements and conditions with respect to the registrant’s
receipt, possession, use, and transfer of lasers subject to this section
as it deems appropriate or necessary in order to:
(A) minimize danger to public health and safety;
(B) require such reports and the keeping of such
records for inspection by the agency; and
(C) prevent loss or theft of lasers subject to this
section.
(i) Specific terms and conditions of certificates of laser
registration.
(1) Each certificate of laser registration issued in accordance
with this section shall be subject to the applicable provisions
of the Act, now or hereafter in effect, and to the applicable rules in
this chapter and orders issued by the agency.
(2) Each person registered by the agency for laser use
in accordance with this section shall confine use and possession of
the laser registered to the locations and purposes authorized in the
certificate.
(3) No certificate of laser registration issued or granted
under this section shall be transferred, assigned, or in any manner
disposed of, either voluntarily or involuntarily, to any person unless
the agency authorizes the transfer in writing.
(j) Responsibilities of registrant.
(1) The registrant shall notify the agency in writing within
30 days of a change in any of the following:
(A) name and mailing address;
(B) laser safety officer (LSO); or
(C) name of facility contracted for "provider of services",
if applicable.
(2) No person shall make, sell, lease, transfer, or lend
lasers unless such machines and equipment, when properly placed in
operation and used, meet the applicable requirements of this section.
(3) When requested by the agency, the registrant shall submit
an inventory of lasers possessed and used, including disposition.
(4) The mobile service company providing mobile services
shall provide evidence of registration with the agency to each
facility receiving the services.
(5) The registrant is responsible for complying with this
section and the conditions of the certificate of laser registration.
(k) Expiration of certificates of laser registration.
(1) Except as provided by subsection (m) of this section,
each certificate of laser registration that specifies an expiration date
expires at the end of the day on that date. Expiration of the certificate
of laser registration does not relieve the registrant of the requirements
of this chapter.
(2) If a registrant does not submit an application for
renewal of the certificate of laser registration under subsection (m)
of this section, as applicable, the registrant shall on or before
the expiration date specified in the certificate of laser registration
terminate use and/or services of laser(s) and request termination as
outlined in subsection (l) of this section.
(l) Termination of certificates of laser registration.
(1) Each registrant shall notify the agency immediately, in
writing, and request termination of the certificate of laser registration
when the registrant decides to terminate all activities involving lasers
authorized under the certificate of laser registration.
(2) Concurrent with the notification and request for termination
of the certificate of laser registration, the registrant shall do
the following:
(A) submit a record of disposal of lasers; and
(B) pay any outstanding fees in accordance with
§289.204 of this title.
(m) Renewal of certificate of registration.
(1) Application for renewal of laser registration shall be
filed in accordance with subsection (g) of this section.
(2) If a registrant files an application in proper form before
the existing certificate of laser registration expires, such existing
certificate of laser registration shall not expire until the application
status has been determined by the agency.
(n) Modification and revocation of certificates of laser registration.
Modification, suspension, and revocation of certificates of
laser registration shall be in accordance with §289.205 of this title.
(o) Notifications.
(1) Each registrant shall notify the agency, in writing,
immediately following the filing of a voluntary or involuntary petition
for bankruptcy by or against:
(A) a registrant;
(B) an entity controlling a registrant or listing the
certificate of laser registration of the registrant as property of the
estate; or
(C) an affiliate of the registrant.
(2) This notification shall include:
(A) the bankruptcy court in which the petition for
bankruptcy was filed;
(B) the name of the entity in bankruptcy; and
(C) the date of the filing of the petition.
(3) A copy of the "petition for bankruptcy" shall be
submitted to the agency along with the written notification.
(p) LSO qualifications. LSO qualifications shall be submitted
to the agency and shall include the following:
(1) educational courses related to laser radiation safety or
a laser safety officer course; or
(2) experience in the use and familiarity of the type of
equipment or services registered for; and
(3) knowledge of potential laser radiation hazards and
laser emergency situations.
(q) LSO duties. Specific duties of the LSO shall include, but
not be limited to the following:
(1) ensuring that users of lasers are trained in laser safety,
as applicable for the class and type of lasers the individual uses;
(2) assuming control and having the authority to institute
corrective actions including shutdown of operations when necessary
in emergency situations or unsafe conditions; and
(3) specifying whether any changes in control measures
are required following:
(A) any service and maintenance of lasers that may
affect the output power or operating characteristics; or
(B) whenever deliberate modifications are made that
could change the laser class and affect the output power or operating
characteristics.
(4) ensuring maintenance and other practices required for
safe operation of the laser(s) are performed;
(5) ensuring the proper use of protective eyewear and
other safety measures; and
(6) ensuring compliance with the requirements in this
section and with any engineering or operational controls specified
by the registrant.
(r) Requirements for protection against laser radiation. These
requirements are for lasers in their intended mode of operation and
include special requirements for service, testing, maintenance, and
modification. During some laser operations, certain engineering
controls may be inappropriate. In situations where an engineering
control may be inappropriate, for example, during medical procedures
or surgery, the LSO shall specify alternate controls to obtain
equivalent laser safety protection.
(1) MPE. Each registrant or user of any laser shall not
permit any individual to be exposed to levels of laser or collateral
radiation higher than are specified in subsection (cc)(5)-(8) of this
section.
(2) Engineering controls.
(A) Protective housing.
(i) Each laser shall have a protective housing that
prevents human access during the operation of the laser and collateral
radiation that exceeds the limits of class I and subsection (cc)(8)(A)
and (B) of this section, wherever and whenever such human access is
not necessary in order for the laser to perform its intended function.
(ii) Wherever and whenever human access to laser
radiation levels that exceed the limits of class I and subsection
(cc)(8)(A) and (B) of this section is necessary, these levels shall not
exceed the limits of the lowest laser class necessary to perform the
intended function(s).
(B) Safety interlocks.
(i) A safety interlock, that shall ensure that radiation
is not accessible above MPE limits, shall be provided for any
portion of the protective housing that by design can be removed or
displaced without the use of tools during normal operation or maintenance,
and thereby allows access to radiation above MPE limits.
(ii) Adjustment during operation, service, testing,
or maintenance of a laser containing interlocks shall not cause the
interlocks to become inoperative or the radiation to exceed MPE
limits outside protective housing except where a laser controlled area
as specified in subparagraph (E) of this paragraph is established.
(iii) For pulsed lasers, interlocks shall be designed
so as to prevent firing of the laser; for example, by dumping the
stored energy into a dummy load.
(iv) For CW lasers, the interlocks shall turn off
the power supply or interrupt the beam; for example, by means of
shutters.
(v) An interlock shall not allow automatic accessibility
of radiation emission above MPE limits when the interlock is
closed.
(vi) Either multiple safety interlocks or a means to
preclude removal or displacement of the interlocked portion of the
protective housing upon interlock failure shall be provided, if failure
of a single interlock would allow the following:
(I) human access to levels of laser radiation in
excess of the radiant power accessible emission limit of class IIIa
laser radiation; or
(II) laser radiation in excess of the accessible
emission limits of class II to be emitted directly through the opening
created by removal or displacement of that portion of the protective
housing.
(C) Viewing optics and windows.
(i) All viewing ports, viewing optics, or display
screens included as an integral part of an enclosed laser or laser
shall incorporate suitable means to attenuate the laser and collateral
radiation transmitted through the port to less than the MPE and the
limits listed in subsection (cc)(8) of this section under any conditions
of operation of the laser.
(ii) Since optical systems such as lenses, telescopes,
and microscopes may increase the hazard to the eye or the skin, the
potential hazard and specific administrative procedures and the use
of controls such as interlocks or filters shall be determined.
(D) Warning systems.
Each class IIIb or IV laser or
laser product shall provide visual or audible indication during the
emission of accessible laser radiation. In the case of class IIIb
lasers, except those that allow access only to less than 5 milliwatt
(mW) peak visible laser radiation, and class IV lasers, this indication
shall be sufficient prior to emission of such radiation to allow
appropriate action to avoid exposure. Any visual indicator shall be
clearly visible through protective eyewear designed specifically for
the wavelength(s) of the emitted laser radiation. If the laser and
laser energy source are housed separately and can be operated at a
separation distance of greater than two meters, both laser and laser
energy source shall incorporate visual or audible indicators. The
visual indicators shall be positioned so that viewing does not require
human access to laser radiation in excess of the MPE.
(E) Controlled area. With a class IIIb laser, except
those that allow access only to less than 5 mW visible peak power, or
class IV laser, a controlled area shall be established when exposure
to the laser radiation in excess of the MPE or the limits listed in
subsection (cc)(8) of this section is possible. The controlled area
shall meet the following requirements, as applicable.
(i) The area shall be posted as required by subsection
(v) of this section.
(ii) Access to the controlled area shall be restricted.
(iii) For class IV indoor controlled areas, latches,
interlocks, or other appropriate means shall be used to prevent
unauthorized entry into controlled areas.
(I) Such measures shall be designed to allow
rapid egress by the laser personnel at all times and admittance to
the controlled area in an emergency condition. For such emergency
conditions, a control-disconnect switch or equivalent device (panic
button) shall be available for deactivating the laser.
(II) Where safety latches or interlocks are not
feasible or are inappropriate, for example during medical procedures,
such as surgery, the following shall apply.
(-a-) All authorized personnel shall be
trained in laser safety and appropriate personal protective equipment
shall be provided upon entry.
(-b-) A door, blocking barrier, screen, or
curtains shall be used to block, screen, or attenuate the laser radiation
at the entryway. The level at the exterior of these devices shall
not exceed the applicable MPE, nor shall personnel experience any
exposure above the MPE immediately upon entry.
(-c-) At the entryway there shall be a visible
or audible signal indicating that the laser is energized and operating
at class IV levels. A lighted laser warning sign, flashing light (visible
through laser protective eyewear), and other appropriate signage are
some of the methods to accomplish this requirement. Alternatively,
an entryway warning light assembly may be interfaced to the laser
in such a manner that one light will indicate when the laser is not
operational (high voltage off) and by an additional light when the
laser is powered up (high voltage applied, but no laser emission) and
by an additional (flashing optional) light that activates when the laser
is operating.
(iv) For class IV indoor controlled areas, during
tests requiring continuous operation, the individual in charge of the
controlled area shall be permitted to momentarily override the safety
interlocks to allow access to other authorized personnel if it is clearly
evident that there is no optical radiation hazard at the point of entry
and if the necessary protective devices are being worn by the entering
personnel.
(v) For class IV indoor controlled areas, optical
paths (for example, windows) from an indoor facility shall be
controlled in such a manner as to reduce the transmitted values of
the laser radiation to levels at or below the appropriate ocular MPE
and the limits listed in subsection (cc)(8) of this section. (When the
laser beam must exit the indoor controlled area (as in the case of
exterior atmospheric beam paths), the operator shall be responsible
for ensuring that air traffic is protected from any laser projecting into
navigable air space (contact Federal Aviation Administration (FAA)
or other appropriate agencies, as necessary) or controlled ground
space when the beam irradiance or radiant exposure is above the
appropriate MPE and the limits listed in subsection (cc)(8) of this
section).
(vi) When the removal of panels or protective
covers and/or overriding of interlocks becomes necessary, such as
for servicing, testing, or maintenance, and accessible laser radiation
exceeds the MPE and the limits listed in subsection (cc)(8) of this
section, a temporary controlled area shall be established and posted.
(s) Additional requirements for special lasers and applications.
(1) Infrared laser. The beam from a laser shall be
terminated in fire-resistant material where necessary. Inspection
intervals of absorbent material and actions to be taken in the event or
evidence of degradation shall be specified in the operating and safety
procedures.
(2) Laser optical fiber transmission system.
(A) Laser transmission systems that employ optical
cables shall be considered enclosed systems with the optical cable
forming part of the protective housing.
(B) Disconnection of a connector resulting in access
to radiation in excess of the applicable MPE or the limits listed in
subsection (cc)(8) of this section shall take place in a controlled area.
Except for medical lasers whose manufacture has been approved by
the FDA, the use of a tool shall be required for the disconnection of a
connector for service and maintenance purposes when the connector
is not within a secured enclosure. All connectors shall bear the
appropriate label or tag specified in subsection (v)(3) of this section.
(t) Additional requirements for safe operation.
(1) Eye Protection. Protective eyewear shall be worn by
all individuals with access to class IIIb and/or class IV levels of
laser radiation. Protective eyewear devices shall meet the following
requirements:
(A) provide a comfortable and appropriate fit all
around the area of the eye;
(B) be in proper condition to ensure the optical filter(s)
and holder provide the required optical density or greater at the
desired wavelengths, and retain all protective properties during its
use;
(C) be suitable for the specific wavelength of the laser
and be of optical density adequate for the energy involved;
(D) have the optical density or densities and associated
wavelength(s) permanently labeled on the filters or eyewear; and
(E) be examined, at intervals not to exceed 12 months,
to ensure the reliability of the protective filters and integrity of the
protective filter frames. Unreliable eyewear shall be discarded.
(2) Skin protection. When there is a possibility of
exposure to laser radiation that exceeds the MPE limits for skin as
specified in subsection (cc)(7) of this section, the registrant shall
require the appropriate use of protective gloves, clothing, or shields.
(u) NHZ.
Where applicable, in the presence of unenclosed
class IIIb and class IV beam paths, an NHZ shall be established. If
the beam of an unenclosed class IIIb or class IV laser is contained
within a region by adequate control measures to protect personnel
from exposure to levels of radiation above the appropriate MPE, that
region may be considered to contain the NHZ. The NHZ may be
determined by information supplied by the laser manufacturer, by
measurement, or by using the appropriate laser range equation or
other equivalent assessment.
(v) Caution signs, labels, and posting.
(1) General requirements. Except as otherwise authorized
by the agency, signs, symbols, and labels prescribed by this section
shall use the design and colors specified in subsection (dd)(1) and (2)
of this section.
(2) Posting and instructions.
(A) The laser controlled area shall be conspicuously
posted with an appropriate sign or signs as specified in paragraph (3)
of this subsection and subsection (dd)(1) and (2) of this section.
(B) Operating personnel of each laser shall be provided
with written instructions for safe use, including clear warnings
and precautions to avoid possible exposure to laser and collateral radiation
in excess of the MPE and the limits listed in subsection (cc)(8)
of this section.
(3) Labeling lasers and posting laser facilities.
(A) Class IIIb lasers shall have a label and facilities
shall be posted with a sign(s) with the warning specified in subsection
(dd)(2) of this section that includes the following wording: "LASER
RADIATION - AVOID DIRECT EXPOSURE TO BEAM. CLASS
IIIb LASER (OR LASER PRODUCT)."
(B) Class IV lasers and facilities shall have a label
affixed and be posted with a sign(s) with the warning specified in
subsection (dd)(2) of this section that includes the following wording:
"LASER RADIATION - AVOID EYE OR SKIN EXPOSURE TO
DIRECT OR SCATTERED RADIATION. CLASS IV LASER (OR
LASER PRODUCT)."
(C) Lasers, except lasers used in the practice of
medicine, shall have a label(s) in close proximity to each aperture
through which is emitted accessible laser or collateral radiation in
excess of the limits specified in subsection (cc)(5) and (8) of this
section with the following wording as applicable.
(i) "AVOID EXPOSURE - Laser radiation is emitted
from this aperture," if the radiation emitted through such aperture
is laser radiation.
(ii) "AVOID EXPOSURE - Hazardous electromagnetic
radiation is emitted from this aperture," if the radiation emitted
through such aperture is collateral radiation.
(iii) "AVOID EXPOSURE - Hazardous x-rays are
emitted from this aperture," if the radiation emitted through such
aperture is collateral x-ray radiation.
(D) Each laser shall state, on the required warning
logotype, the maximum output of laser radiation, the pulse duration
when appropriate, and the laser medium or emitted wavelength(s).
(E) Each noninterlocked or defeatably interlocked portion
of the protective housing or enclosure that is designed to be
displaced or removed during normal operation or servicing, and that
would permit human access to laser or collateral radiation, shall have
labels as follows.
(i) For laser radiation in excess of the accessible
emission limits of class IIIb, the wording: "DANGER - LASER
RADIATION WHEN OPEN. AVOID EYE OR SKIN EXPOSURE
TO DIRECT OR SCATTERED RADIATION."
(ii) For collateral radiation in excess of the emission
limits of subsection (cc)(8) of this section:
(I) if the limits in subsection (cc)(8)(A) of this
section are exceeded, the wording: "CAUTION - HAZARDOUS
ELECTROMAGNETIC RADIATION WHEN OPEN"; and
(II) if the limits in subsection (cc)(8)(B) of this
section are exceeded, the wording: "CAUTION - HAZARDOUS X-RAY
RADIATION."
(iii) For protective housing or enclosures that provide
a defeatable interlock, the words "and interlock defeated" shall
be included in the labels specified in clauses (i) and (ii) of this subparagraph.
(F) Other required information.
(i) The word "invisible" shall immediately precede
the word "radiation" on labels and signs required by this subparagraph
for wavelengths of laser and collateral radiation that are outside of
the range of 400 to 700 nm.
(ii) The words "visible and invisible" shall immediately
precede the word "radiation" on labels and signs required by
this subparagraph for wavelengths of laser and collateral radiation
that are both within and outside the range of 400 to 700 nm.
(G) Labels required by this subparagraph shall be
clearly visible, legible, and permanently attached to the laser or
facility. Signs required by this subparagraph shall be clearly visible,
legible, and securely attached to the facility.
(w) Surveys. Each registrant shall make or cause to be
made such surveys as may be necessary to comply with this section.
Surveys shall be performed at intervals not to exceed 12 months, to
include but not be limited to the following:
(1) a determination that all laser protective devices are
labeled correctly, functioning within the design specifications, and
properly chosen for lasers in use;
(2) a determination that all warning devices are functioning
within their design specifications;
(3) a determination that the laser controlled area is properly
controlled and posted with accurate warning signs in accordance
with subsection (v) of this section;
(4) a re-evaluation of potential hazards from surfaces that
may be associated with laser beam paths; and
(5) additional surveys that may be required to evaluate the
laser and collateral radiation hazard incident to the use of lasers.
(x) Records. Each registrant shall maintain current records
in accordance with subsection (ee) of this section.
(y) Measurements and instrumentation. Each determination
requiring a measurement for compliance with this section shall use
instrumentation that is calibrated and designed for use with the laser
that is to be tested.
(z) Notification of injury other than a medical event.
(1) Each registrant shall immediately seek appropriate
medical attention for the individual and notify the agency by
telephone of any injury involving a laser possessed by the registrant,
other than intentional exposure of patients for medical purposes, that
has or may have caused:
(A) an injury to an individual that involves the partial
or total loss of sight in either eye; or
(B) an injury to an individual that involves perforation
of the skin or other serious injury exclusive of eye injury.
(2) Each registrant shall, within 24 hours of discovery
of an injury, report to the agency each injury involving any laser
possessed by the registrant, other than intentional exposure of patients
for medical purposes, that may have caused, or threatens to cause,
an exposure to an individual with second or third-degree burns to the
skin or potential injury and partial loss of sight.
(aa) Reports of injuries.
(1) Each registrant shall make a report in writing, or by
electronic transmittal, within 30 days to the agency of any injury
required to be reported in accordance with subsection (z) of this
section.
(2) Each report shall describe the following:
(A) the extent of injury to individuals to laser radiation;
(B) power output of laser involved;
Subchapter E. Registration Regulations