TITLE cultural-resources

Part I. Texas State Library and Archives Commission

Chapter 2. General Policies and Procedures

Subchapter A. Principles and Procedures of the Commission

13 TAC §2.1

The Texas State Library and Archives Commission proposes an amendment to 13 TAC §2.1 relating to the definitions of a friends organizations. The amendment reinstates the definition of a friends organization to Chapter 2, General Policies and Procedures. The definition was deleted by accident in a reorganization of the section numbers of this chapter.

Raymond Hitt, Assistant State Librarian of the Texas State Library and Archives Commission, has determined that for the first five years the sections are in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the amended rule.

Mr. Hitt also has determined that for each of the first five years the section is in effect the public benefits anticipated as a result of enforcing the section will be to establish a harmonious working relationship with any affiliated nonprofit friends organizations that may be organized to support the purposes and duties of the commission. There are no cost implications to either small businesses or persons required to comply with the amended rule.

Comments on the proposed amendment may be submitted to Nancy Webb, Public Information Officer, Texas State Library and Archives Commission, P.O. Box 12927, Austin, Texas, 78711-2927.

The amendment is proposed under the Government Code §441.006(b).

The proposed amendment affects the Government Code, §441.006(b) and §2255.001.

§2.1.Definitions.

The following words and terms when used in this chapter shall have the following meanings, unless the context clearly indicates otherwise:

(1)-(5)

(No change.)

(6)

Friends group--An affiliated nonprofit organization whose purpose is to raise funds for or provide services or other benefits to the commission.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on August 13, 1999.

TRD-9905081

Raymond Hitt

Assistant State Librarian

Texas State Library and Archives Commission

Earliest possible date of adoption: September 26, 1999

For further information, please call: (512) 463-5440


Part II. Texas Historical Commission

Chapter 26. Practice and Procedure

13 TAC §26.15, §26.27

The Texas Historical Commission (THC) proposes amendments to Sections 26.15 and 26.27, concerning Memoranda of Understanding and Agreement (MOU), and Disposition of Archeological Artifacts and Data. The change to Section 26.15 is needed because the THC and the Texas Department of Transportation (TxDOT) have agreed that modifications are warranted to the existing MOU between the two agencies. The amendment to Section 26.27 extends the final due date for which curatorial facilities must be accredited to hold artifacts collected under Antiquities Permits.

F. Lawerence Oaks, Executive Director of the THC, has determined that for the first five-year period the rule is in effect there should be limited fiscal implications for state or local government as a result of enforcing or administering the proposed rule amendments.

Mr. Oaks has also determined that for each year of the first five-year period the rules are in effect, the public benefit anticipated as a result of administering the proposed rule amendments will assist TxDOT and the THC in streamlining the review and compliance aspects of their relationship as it applies to the management of cultural resources within TxDOT right-of-ways. There should be limited effect on small businesses that contract with TxDOT, and there should also be no fiscal implications for private citizens, due to these amendments. The proposed changes to Section 26.27 may cause some fiscal impacts on curatorial facilities across the state if those institutions choose to become accredited by January of 2001. These costs will vary depending on the current condition of their collection care.

Any written comments on the proposed amendments may be submitted to Dr. James E. Bruseth, Director, Archeology Division, Texas Historical Commission, P. O. Box 12276, Austin, Texas 78711. Comments will be accepted for 30 days after publication in the Texas Register. Any questions regarding these proposed amendments should be directed to Mark H. Denton, at the same address, or by calling (512) 463-5711.

The amendments are proposed under Section 442.005(q), Title 13 Part II of the Texas Government Code, and Section 191.052 of the Texas Natural Resources Code, which provides the Texas Historical Commission with the authority to promulgate rules and conditions to reasonably effect the purposes of this chapter. No other statues, articles, or codes are affected by these amendments.

These rule amendments implement Section 442.005(b) of the Texas Government Code and Section 191.051 of the Texas Natural Resources Code.

§26.15.Memoranda of Understanding and Agreement.

(a)

Introduction. It is the public policy and in the interest of the State of Texas to locate, protect, and preserve archeological sites and historic properties situated on public lands. Furthermore, it is in the public interest to enter into agreements to provide for timely and efficient construction of transportation facilities, reservoirs, public buildings, parks, and infrastructure. Memoranda of Understanding (MOU) and Memoranda of Agreement (MOA) are formal agreements which provide for the preservation of environment and cultural resources; wise, productive use of the cultural and natural resources; good stewardship of publicly owned landmarks; and protection of public and private investment in historic preservation.

(b)

Primary Considerations and Stipulations. All agreements are subject to §26.17, 26.20, and 26.21 of this title (relating to Issuance of Permits, Archeological Permit Categories, and Application for Archeological Permit). Primary considerations in the development of permit specific memoranda shall include: the significance of the cultural resource(s); the nature the impact of the project on the cultural resource(s); and fiscally appropriate and cost-effective means to mitigate the effect of the project on the cultural resource(s). The memoranda will stipulate basic information related to the data recovery program for each permitted project, including, but not limited to: the significance of the area to be excavated; the methods and techniques to be employed; the coordination of the excavation with project construction schedules; and the estimated budget for all phases of work related to the investigation, including artifact analysis and report production. The committee may also require a performance bond to be posted prior to issuance of an antiquities permit. Memoranda of Understanding between the committee and other public agencies follow.

(1)

Memorandum of Understanding with the Texas Department of Transportation.

(A)

Purpose.

(i)

It is the policy of the Texas Department of Transportation (TxDOT) to:

(I)

identify the environmental impacts of TxDOT transportation projects, to coordinate these projects with applicable state and federal agencies, and reflect these investigations and coordination in the environmental documentation for each project;

(II)

base project decisions on a balanced consideration of the need for a safe, efficient, economical, and environmentally sound transportation system;

(III)

receive input from the public through the public involvement process;

(IV)

utilize a systematic interdisciplinary approach as an essential part of the development process for transportation projects; and

(V)

strive for environmentally sound transportation activities through appropriate avoidance, treatment or mitigation, where feasible and prudent, in coordination with appropriate resource agencies.

(ii)

In order to pursue this policy, the Texas Department of Transportation and the Texas Historical Commission (THC) have agreed to develop this Memorandum of Understanding (MOU), which will supersede the MOU which became effective on October 16, 1992.

(iii)

It is the intent of this MOU to provide a formal mechanism by which THC may review TxDOT projects which have the potential to affect cultural resources within the jurisdiction of THC in order to assist TxDOT in making environmentally sound decisions, and to develop with TxDOT a system by which information developed by TxDOT and THC may be exchanged to their mutual benefit. Unless otherwise specified in this MOU, all definitions in 13 TAC Chapter 26, Rules of Practice and Procedures for the Antiquities Code of Texas, Texas Historical Commission, will be used.

(B)

Authority.

(i)

The Texas Transportation Code, §201.607, directs TxDOT to adopt MOU's with appropriate environmental resource agencies, including THC. The rules for coordination of state-assisted transportation projects found in §2.40-2.51, of this title (relating to Environmental Review and Public Involvement for Transportation Projects), underline the need for and importance of comprehensive environmental coordination for all transportation projects.

(ii)

This MOU complements a Programmatic Agreement (PA) that TxDOT executed with the Federal Highway Administration (FHWA), the Texas State Historic Preservation Officer (TSHPO), and the Advisory Council on Historic Preservation (Council) in December of 1995. The PA delineates the process by which the signatory parties agree to carry out the National Historic Preservation Act, §106 (16 U.S.C. 470f) for federally assisted, permitted and licensed transportation projects within the state.

(C)

Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(i)

Antiquities Code of Texas (ACT) - The state statute that designates the Texas Historical Commission as the legal custodian of all cultural resources, historic or prehistoric, within the public domain of the state, the body which issues antiquities permits, in accordance with 13 TAC Chapter 26 and as provided in ACT §191.054 and 191.091-098. The Texas Historical Commission assumed these responsibilities from the Texas Antiquities Committee which was abolished under Senate Bill 365, enacted by the 74th Legislature in 1995.

(ii)

Antiquities permit - A permit issued by the Texas Historical Commission in order to regulate the taking, alteration, damage, destruction, salvage, archeological survey, testing, excavation and study of state archeological landmarks including prehistoric and historic archeological sites, and the preservation, protection, stabilization, conservation, rehabilitation, restoration, reconstruction, or demolition of historic structures and buildings.

(iii)

Area of potential effects - The geographic area or areas within which an undertaking may cause changes in the character or use of historic properties, if any such properties exist, as defined in 36 CFR Part 800.

(iv)

Cultural resources - A general term referring to buildings, structures, objects, sites, and districts more than 50 years of age with the potential to have significance in local, state, or national history.

(v)

Eligibility - A site's eligibility for the National Register of Historic Places as set forth in 36 CFR Part 800, or for designation as a State Archeological Landmark, as set forth in 13 TAC Chapter 26.

(vi)

Historic property - Any prehistoric or historic district, site, building, structure, or object which is included or eligible for inclusion in the National Register of Historic Places, as defined in 36 CFR Part 800, or meets the requirements for designation as a State Archeological Landmark as set forth in 13 TAC Chapter 26. (This term is used interchangeably with significant properties and significant cultural resources.)

(vii)

National Register - The National Register of Historic Places (NRHP), which is the nation's inventory of historic places maintained by the U.S. Secretary of the Interior. (Historic properties included in or eligible for inclusion must meet National Register criteria for evaluation, as defined in 36 CFR Part 60.)

(viii)

State Archeological Landmark (SAL) - Archeological and historic properties as defined in Subchapter D of the Antiquities Code of Texas (ACT) and identified in accordance with 13 TAC Chapter 26.

(D)

Responsibilities.

(i)

Texas Department of Transportation. The responsibilities of TxDOT pertain primarily to its functions as a transportation agency, and include:

(I)

planning and designing safe, efficient, effective, and environmentally sensitive transportation facilities while avoiding, minimizing, or compensating for impacts to cultural resources to the fullest extent practicable;

(II)

the timely and efficient construction of transportation facilities, in a manner consistent with approved plans and agreements which TxDOT has executed regarding the protection of significant cultural resources; and

(III)

ongoing maintenance to provide safe, efficient, and environmentally sound transportation facilities for the traveling public.

(ii)

Texas Historical Commission. The responsibilities of THC relate primarily to its functions as a cultural resource agency, and include:

(I)

serving as the State Historic Preservation Office in Texas with responsibility under 36 CFR Part 800 - the regulations implementing §106 of the National Historic Preservation Act (16 U.S.C. 470f);

(II)

reviewing federally assisted, licensed, or permitted undertakings with the potential to affect properties included in or eligible for inclusion in the National Register of Historic Places;

(III)

providing assistance to agencies in their efforts to comply with the §106 process;

(IV)

regulating the disposition and management of State Archeological Landmarks which are affected by non-federal undertakings, as described in the Antiquities Code of Texas and 13 TAC Chapter 26; and

(V)

issuing permits for the taking, excavation, restoration, or study of State Archeological Landmarks as provided in ACT, §191.054 and 191.091-098.

(E)

Early project planning for cultural resources.

(i)

TxDOT is committed to performing early identification efforts for cultural resources located within the area of potential effects of proposed transportation projects and initiating THC coordination during the early planning stages of these projects, when the widest range of alternatives is open for consideration.

(ii)

TxDOT is committed to implementing, in consultation with THC, alternative methods, techniques, and other strategies that are reasonable and feasible and that will enhance efficiency in complying with cultural resource laws. These include, but are not limited to, a programmatic approach to coordination of selected types of cultural resources, geoarcheological research to reduce archeological liabilities, development of significance standards, and alternative mitigation strategies. When implemented, with the concurrence of THC, such alternative strategies will replace the procedures set forth in this MOU.

(iii)

TxDOT is also committed to providing the public and interested parties with opportunities to provide input and express their views concerning potential project impacts to historic properties, and will ensure that cultural resource issues are incorporated into its regular public participation programs carried out under the National Environmental Policy Act (42 USC 4321-4347 et seq.), and §2.42-2.43 of this title (relating to Highway Construction Projects-Federal Aid, and Highway Construction Projects-State Funds), as far as practicable.

(iv)

Cultural resource investigations by consultants.

(I)

TxDOT has the right to perform cultural resource investigations using staff or consultants who meet the professional standards of 13 TAC Chapter 26, and as required by 36 CFR Part 800.

(II)

Cultural resource surveys, investigations, permit applications, and other work performed by consultants shall be coordinated with THC through TxDOT's Environmental Affairs Division.

(F)

Procedures for coordination regarding archeological resources. Survey and eligibility testing of archeological resources performed by the archeological staff of TxDOT's Environmental Affairs Division will not require an antiquities permit. All other archeological investigations shall require an antiquities permit. TxDOT and THC will consult to discuss the feasibility and benefits of TxDOT submitting a compilation of survey and test excavation results to THC in an annual or biannual report.

(i)

Identification.

(I)

TxDOT will undertake sufficient background research to determine which proposed projects require archeological surveys. Background research may include a search of records and files at THC and/or the Texas Archeological Research Laboratory (TARL), gathering information on soils, and a geomorphic history of the projects.

(II)

Based on the results of background research, TxDOT will identify projects requiring coordination and/or archeological investigation for archeological resources.

(III)

TxDOT will identify projects which are not believed to require individual coordination for archeological sites and will provide THC with a list of such projects on a monthly basis.

(ii)

Archeological surveys.

(I)

All projects, and portions of projects, recommended for survey by TxDOT during the initial phase of coordination will be subject to archeological survey using the methods agreed upon between TxDOT and THC in conformance with 36 CFR Part 800.

(II)

An archeological survey will be conducted by a TxDOT professional archeological staff member or other archeologist who meets the state and federal standards. Surveys may be limited to an evaluation of existing impacts or stratigraphic integrity when these are sufficient to determine that any sites present are unlikely to be eligible.

(III)

When the archeological survey has been completed, TxDOT will submit the results of the survey to THC in a report of investigations, and request THC's review of the report. With its request for review, TxDOT will include:

(-a-)

details of the results of the survey, including project description, anticipated project impact, and existing disturbance in the project area;

(-b-)

environmental data on topography, soils, land use, survey methodology, survey results, and recommendations;

(-c-)

the project location plotted on 7.5' Series USGS quadrangle maps;

(-d-)

descriptions of any sites found;

(-e-)

submission of electronic or paper copies of archeological site survey forms to TARL; and

(-f-)

recommendations regarding whether the site(s) merit archeological testing or archeological monitoring.

(IV)

THC will respond within 30 days of receipt of the TxDOT request for review of the survey results and recommendations. The response will include:

(-a-)

a statement of concurrence or non-concurrence with the results of the survey; and

(-b-)

any other comments relevant to the archeological resources which could be affected by the project.

(V)

TxDOT will include the results of the archeological survey and recommendations in the environmental document for the project, as far as practicable.

(iii)

Archeological eligibility testing phase.

(I)

All sites and portions of sites recommended for eligibility testing by THC will be subject to archeological testing, using the methods agreed upon in writing by TxDOT and THC.

(II)

THC may send a representative to observe any or all of the testing procedures.

(III)

At the completion of testing, TxDOT will prepare a formal report of the results of testing.

(-a-)

For sites affected by federal undertakings, the report will include recommendations regarding eligibility for the NRHP, as described in 36 CFR Part 800.

(-b-)

For sites affected by non-federal undertakings, the report will include recommendations regarding the significance of the site and whether designation as a State Archeological Landmark is warranted, in accordance with ACT, §191.091-092, and 13 TAC Chapter 26.

(IV)

TxDOT will send the testing report to THC with a request for review.

(V)

In accordance with 36 CFR Part 800, THC will respond to the report within 30 days of receipt of TxDOT's request for review. The response will include:

(-a-)

a statement of concurrence or non-concurrence with the results of the archeological testing and recommendations contained in the TxDOT request for review; and

(-b-)

a determination of the site's eligibility for listing in the National Register of Historic Places, or for designation as a State Archeological Landmark.

(iv)

Archeological excavation/data recovery.

(I)

All sites and portions of sites determined to be eligible for the NRHP (for federal undertakings) or eligible for designation as a State Archeological Landmark (for non- federal undertakings) based on consultation with THC during the survey phase or testing phase, will be subject to data recovery in conformance with a data recovery plan approved by THC.

(II)

TxDOT, in consultation with THC, will develop a data recovery plan for each eligible site on a case-by-case basis, in accordance with 36 CFR Part 800 for federal undertakings and ACT §191 for non-federal undertakings. Final data recovery plans must be approved by THC prior to their implementation.

(III)

Results of data recovery will be published as required by 36 CFR Part 800 and/or ACT §191.

(IV)

All data recovery will be performed under an antiquities permit.

(v)

Archeological sites found after award of contract.

(I)

When previously unknown archeological remains are encountered after award of contract, TxDOT will immediately suspend construction or any other activities that would affect the site.

(II)

A TxDOT archeologist will examine the remains and report the findings to THC within 48 hours of the examination. The Federal Highway Administration (FHWA) and/or TxDOT will enter consultations regarding the disposition of the site or sites for federal undertakings, as required by 36 CFR Part 800, or as required by the Texas Antiquities Code for state funded projects.

(III)

TxDOT and THC will prepare a plan of action to determine eligibility or significance, and/or mitigate the effects on the site or sites.

(IV)

TxDOT may continue construction in the affected area upon approval of THC.

(vi)

Artifact recovery and curation.

(I)

Artifact recovery.

(-a-)

The type and quantity of artifacts to be recovered will be detailed in the scope of work and will be selected to address the research questions.

(-b-)

Artifacts or analysis samples (such as soil samples) that are recovered from survey, testing, or data recovery investigations by TxDOT or their contracted agents that address the research questions must be cleaned, labeled, and processed in preparation for long-term curation.

(-c-)

To ensure proper care and curation, recovery methods must conform to 36 CFR Part 800, 13 TAC Chapter 26, and Council of Texas Archeologists (CTA) guidelines, as applicable.

(II)

Artifact curation.

(-a-)

TxDOT or its permitted contractor may temporarily house artifacts and samples during laboratory analysis and research, but upon completion of the analysis, all artifacts must be transferred to a permanent curatorial facility in accordance with the terms of the antiquities permit.

(-b-)

Artifacts and samples will be placed at the Texas Archeological Research Laboratory or some regional artifact curatorial repository which fulfills 36 CFR Part 79, the ACT, or CTA Curation Standards, as approved by THC. When appropriate, TxDOT will consult with THC to identify collections or portions of collections that do not have identifiable value for future research or public interpretation. This information may serve as the basis for future consultation between TxDOT and THC regarding the disposition of such collections or portions of collections. Final approval regarding the disposition of collections will be made by THC.

(-c-)

TxDOT is responsible for the curatorial preparation of all artifacts so that they are acceptable to the receiving curatorial repository and fulfill 36 CFR Part 79 and 13 TAC Chapter 26, as approved by THC.

(G)

Procedures for coordination regarding historic properties, early project development. For purposes of this subsection and subsections (H) and (I) of this section, the term historic properties will refer only to non-archeological historic properties.

(i)

Early in the project development process, TxDOT will determine whether federally assisted, licensed, or permitted transportation projects (federal projects) constitute undertakings under 36 CFR Part 800. In consultation with THC, it has been determined that certain types of projects do not require individual coordination and may be included in a monthly report. These projects involve culverts and other structures and objects which lack engineering, architectural or historical merit and projects which have a minimal potential to affect historic properties if such are present in the area of potential effects. TxDOT will notify THC of all such projects in a monthly report. The monthly report will include a summary of each project that is sufficient to allow THC to determine if more information is needed. THC will have 30 days to approve the monthly report or to request additional information concerning any of the projects on the list.

(ii)

Early in the project development process, TxDOT will review its non-federal transportation projects and other activities occurring on any of the lands of the State of Texas (state projects) to determine whether they have the potential to affect properties 50 years of age or older under the terms of the ACT, 13 TAC Chapter 26. Effects include the removal, alteration, or renovation of one or more contributing elements to a historic property. TxDOT will notify THC of state projects which will not have an effect on any properties 50 years of age or older in a monthly report. The monthly report will include a summary of each project that is sufficient to allow THC to determine if more information is needed. THC will have 30 days to approve the monthly report or to request additional information concerning any of the projects on the list.

(iii)

If TxDOT determines that a federal project constitutes an undertaking as defined in 30 CFR Part 800, or that a state project has the potential to affect a historic property, TxDOT will then individually coordinate the project with THC, except as noted in this MOU, in accordance with the provisions provided in subsequent sections of this agreement.

(H)

Identification and evaluation of historic properties.

(i)

For state and federal projects requiring individual THC coordination, TxDOT will identify properties 50 years of age or more that will be affected by state projects or that are located within the area of potential effects for federal projects. TxDOT will conduct a search of available records, including listings of Registered Texas Historic Landmarks, State Archeological Landmarks, and properties listed in the National Register as well as local historic property survey files on record at THC. THC will render all reasonable assistance to TxDOT in performing record searches on potentially historic properties.

(ii)

TxDOT will conduct field surveys for all projects except those which qualify for inclusion on a monthly list. These surveys will be conducted in order to locate properties 50 years of age or more or properties that may otherwise be eligible for inclusion on the National Register of Historic Places or which may qualify as SAL's. If no such properties are identified, the following procedures will apply.

(I)

For state projects, the project will be added to the monthly report coordinated with THC as described in this MOU.

(II)

For federal projects, TxDOT will inform THC in accordance with 36 CFR Part 800.

(iii)

If the identification efforts reveal properties 50 years of age or more, TxDOT will evaluate the significance of each property to determine if the property:

(I)

qualifies as a SAL as defined by ACT, §191.092, for state projects; or

(II)

is eligible for inclusion in the National Register, or is a contributing element of a National Register eligible or listed district, for federal projects.

(iv)

If a state or federal project has the potential to affect a bridge-class structure more than 50 years of age and the structure is included in the State Historic Bridge Inventory (SHBI) that has been formally accepted by THC, the following procedures apply.

(I)

If the structure has been determined not historically significant under the SHBI, TxDOT will coordinate with appropriate local entities to determine if the structure has local interest or significance. If no local interest or significance is identified, TxDOT will add the project to the monthly report. If TxDOT or THC identifies local interest or significance in these structures, TxDOT will individually coordinate the project with THC following the procedures set forth under this paragraph.

(II)

If the bridge-class structure has been determined historically significant under the SHBI, TxDOT will individually coordinate the project with THC following the procedures set forth under this paragraph.

(v)

If a state or federal project has the potential to affect a bridge-class structure more than 50 years of age that has not been included in a SHBI that has been formally accepted by THC, TxDOT will assess the significance of the structure to determine if it has potential engineering, architectural, or historic merit.

(I)

In consultation with THC, bridge-class structures of types determined to have no potential merit will include, but not be limited to, common-type structures with no distinguishing features and those structures which have been substantially altered or widened within the past 50 years. When TxDOT determines that a bridge has no potential engineering, architectural or historic merit, TxDOT will add the project to the monthly report.

(II)

When TxDOT determines that a bridge has potential engineering, architectural, or historic merit, TxDOT will individually coordinate the project with THC following the procedures set forth under this paragraph.

(III)

If a state or federal project has the potential to cause an adverse effect to properties 50 years of age or more, as far as practicable, TxDOT will seek information and input concerning the historic significance of these properties from local entities, such as county historical commissions, local governments, city preservation officers, and neighborhood associations, that are likely to have knowledge of, or an interest in these properties.

(IV)

TxDOT will coordinate with THC early in the project planning process to determine the historic significance of properties identified as 50 years of age or older that will be affected by state projects or that are located within the area of potential effects for federal projects. For state projects, TxDOT will initiate coordination with THC no later than 60 days prior to the contract bid opening for construction, as required by ACT, §191.098 and 13 TAC §26.22, or for federal projects, coordination for historic significance will follow 36 CFR Part 800 to ensure proper care and curation.

(V)

For each project coordinated with THC, TxDOT will provide:

(-a-)

a project description and scope;

(-b-)

a map showing the location of the project as well as all properties 50 years of age or older documented through identification efforts;

(-c-)

a statement detailing the efforts and methodology used to identify potentially historic buildings and structures in the project area;

(-d-)

documentation on each identified property, including at least one photograph of the property, the address if known, an architectural description, and date of construction (estimated or known), and any known local, state or national historical designations; and

(-e-)

a statement of historic significance for each identified property, including:

(-1-)

for a state project, whether the property qualifies as a SAL;

(-2-)

for a federal project, whether each property 50 years of age or more is eligible for inclusion in the National Register, including information as to whether the property is a contributing element of a National Register listed historic district or may be a contributing element of a potential National Register district;

(-f-)

results of any coordination with interested parties concerning the significance of identified properties; and

(-g-)

the results of TxDOT's historic significance evaluation for each identified property.

(VI)

THC will respond within 30 days of receipt of TxDOT's request for review of individual projects as follows.

(-a-)

For a state project, THC response will indicate whether the project will require an historic structures permit for a SAL or whether THC or another party intends to institute SAL proceedings for a property previously not designated a SAL in accordance with 13 TAC §26.11, 26.12 and 26.22, and ACT, §191.098. If THC does not respond within 30 days, TxDOT will assume that THC has no objection, and TxDOT will proceed with the project without further coordination with THC regarding historic property issues.

(-b-)

For a federal project, all coordination with THC will follow the provisions of 36 CFR Part 800.

(I)

Assessing and mitigating effects. TxDOT will assess the effects of state and federal projects on properties determined to qualify as SAL's for state projects and on properties determined to be listed or eligible for inclusion in the National Register for federal projects. TxDOT will then consult with THC using the following procedures.

(i)

For a state project, TxDOT will consult with THC to determine if a historic structures permit is required for any proposed removals, alterations, or renovations to SAL's or to properties on which THC decides to institute SAL proceedings in accordance with 13 TAC §26.22 and ACT, §191.098.

(ii)

For a federal project, TxDOT will apply the criteria of effect and consult with THC for a determination of effect in accordance with the provisions set forth in 36 CFR Part 800.

(iii)

TxDOT will, to the maximum extent practicable, provide an early opportunity for the public and interested parties to receive information and to express their views on projects when a historic property may be negatively affected by a transportation project.

(iv)

TxDOT will also consult with THC to seek ways to avoid, minimize, or mitigate any negative effects on historic properties caused by federal and state projects in accordance with the following procedures.

(I)

State project. TxDOT shall take THC comments into account when projects will have an effect on properties that are determined to qualify as SAL's or other properties that are listed or determined eligible for listing in the National Register. TxDOT will apply for historic structure permits for all projects that alter, renovate, or remove SAL's or other properties on which THC has instituted SAL proceedings, following the procedures delineated in 13 TAC §26.22 and ACT, §191.098.

(II)

Federal project. TxDOT will follow the consultation procedures set out in 36 CFR Part 800.

(J)

Environmental document and public involvement. TxDOT will include information on its efforts to identify archeological sites and historic properties, to determine the effects of projects on archeological sites and historic properties, and to mitigate any negative effect on these sites or properties in the environmental document, if one is prepared, and will include this information in public involvement activities to the maximum extent practicable.

(K)

Dispute Resolution.

(i)

If THC and TxDOT cannot reach agreement on any plans or actions carried out pursuant to this agreement, THC and TxDOT will consult to resolve the objection.

(ii)

If THC and TxDOT cannot reach a compromise solution or otherwise resolve the objection through consultation, either TxDOT or THC may choose to invoke the dispute resolution provisions which are set forth in paragraph (3) of this subsection.

(iii)

When these dispute resolution provisions are invoked, if TxDOT and THC cannot resolve their disagreement, the two agencies will resolve their dispute in accordance with the procedures established under state and federal rules.

(I)

Federal undertakings will follow the dispute resolution procedures as stipulated in 36 CFR Part 800.

(II)

State projects will follow the procedures provided in 13 TAC Chapter 26.

(L)

Review of MOU. This memorandum shall be reviewed and updated by January 1, 2002, and by every fifth year from that date, as provided for in Transportation Code, §201.607.

[ (1)

Texas Department of Transportation (TxDOT).]

[ (A)

Need for agreement.]

[ (i)

It is the practice of TxDOT to:]

[ (I)

investigate fully the environmental impacts of TxDOT transportation projects, coordinate these projects with applicable state and federal agencies, and reflect these investigations and coordination's in the environmental documentation for each project; ]

[ (II)

base project decisions on a balanced consideration of the need for a safe, efficient, economical, and environmentally sound transportation system; ]

[ (III)

complete public involvement and a systematic interdisciplinary approach as essential parts of the development process for transportation projects; and

[ (IV)

mitigate project impacts to provide environmentally sound roadway projects where such mitigation is feasible and prudent and where such mitigation is agreed upon by appropriate agencies.]

[ (ii)

In order to pursue this policy, TxDOT, the Texas Historical Commission (THC), and the Texas Antiquities Committee (Committee) have agreed to develop the MOU, which will supersede TxDOT's MOU with the committee which became effective on January 5, 1972.]

[ (iii)

Senate Bill 352, enacted by the 72nd Legislature, directs TxDOT to adopt a memoranda of understanding with applicable environmental resources agencies.]

[ (iv)

The rules for coordination of state-assisted transportation projects developed by TxDOT, and published in the June 11, 1991, issue of the Texas Register (16 TexReg 3197) underline the need for and importance of comprehensive environmental coordination for all transportation projects.]

[ (v)

It is the intent of this MOU to provide a formal mechanism by which THC and the committee may review TxDOT projects which have the potential to affect historic properties (cultural resources) within the jurisdiction of THC and the committee, and to develop a system by which information held by TxDOT, THC, and the committee may be exchanged to their mutual benefit.]

[ (vi)

This memorandum supersedes that memorandum of understanding executed by TxDOT, THC, and the committee on January 31, 1992, and that memorandum of understanding is of no further force of effect.]

[ (B)

Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.]

[ (i)

Antiquities Code of Texas (ACT)--Designates the Committee as the legal custodian of all cultural resources, historic and prehistoric, within the public domain of the State of Texas, and the body which issues antiquities permits, in accordance with this chapter and as provided in ACT, §191.054 and 191.091-191.098.]

[ (ii)

Antiquities permit--A permit issued by the committee in order to regulate site destruction, archeological testing, and archeological excavation.]

[ (iii)

Archeological excavation (data recovery)--Use of field techniques, including those of archeological testing, but with the goal of addressing specific research issues identified with the site's historic context. Excavation (data recovery) is conducted under an approved data recovery plan developed in consultation with the state historic preservation officer and the Advisory Council on Historic Preservation, following the procedure set forth under 36 Code of Federal Regulations 800, for federal undertakings; or in consultation with the committee for non-federal undertakings, in accordance with this chapter.]

[ (iv)

Archeological monitoring--Use of a professional archeologist present on-project when clearing and grubbing or other construction activities are being conducted. Should evidence of archeological remains be encountered, TxDOT will ensure that clearing and grubbing or other construction activities shall cease in the area of the archeological remains until these remains can be assessed and evaluated in accordance with appropriate state and federal laws and regulations.]

[ (v)

Archeological resource/site--Locations where prehistoric or historic remains are found in a primary deposit, excluding extant standing structures dating from the historic time period. Note that archeological sites can be associated with a historic structure and historic structural ruins can be designated as archeological sites § 26.5 of this title (relating to Definitions). However, an extant standing structure itself (as contrasted to a historic structural ruin) does not constitute an archeological site in the absence of other associated remains. Prehistoric ruins are considered to be archeological sites.]

[ (vi)

Archeological survey--Archeological field methods used to locate archeological remains, including on-foot examination of the surface, shovel testing, and subsurface trenching by mechanical means where appropriate.]

[ (vii)

Archeological testing--Use of field techniques including excavation of holes larger or deeper than those of a shovel test, and including mechanical trenching and removal of artifacts. Archeological field research limited to determination of eligibility for the National Register of Historic Places (NRHP) for federal undertakings, as defined in 36 Code of Federal Regulations 800, or determination of significance for non-federal undertakings, as defined in Chapters 26, 27, and 28 of this title (relating to Practice and Procedure; Procedure; and State Archeological Landmarks). The review agency will determine what level of testing is appropriate under the MOU. The committee will determine when test phase investigations warrant an antiquities permit.]

[ (viii)

Committee--The Texas Antiquities Committee.

[ (ix)

Cultural resources--A general term synonymous with "historic properties." ]

[ (x)

Eligibility--A site's eligibility for the NRHP as set forth in 36 Code of Federal Regulations 800.]

[ (xi)

Environmental documents--Decision-making documents which incorporate the results of environmental studies, coordination and consultation efforts, and engineering elements. Types of documents include categorical exclusion assessments, environmental assessments, and environmental impact statements.]

[ (xii)

Historic property--Any prehistoric or historic district, site building, structure, or object included in, or eligible for inclusion in the NRHP, as defined in 36 Code of Federal Regulations 800.2.]

[ (xiii)

Historic resource--A feature of the built environment which is potentially eligible for listing in the NRHP as defined in 36 Code of Federal Regulations 60.]

[ (xiv)

Historic resource survey--Examination of the project for the presence of historic resources.]

[ (xv)

Mechanical testing--Excavation with backhoe, gradall, or other heavy equipment in order to locate archeological remains.]

[ (xvi)

Project development--The planning process of a highway project, which includes engineering design as well as environmental studies and public involvement procedures. Project development generally includes all studies of a project prior to actual construction.]

[ (xvii)

Review agency--The appropriate review agency for each particular circumstance. THC has jurisdiction over federal undertakings, as defined in 36 Code of Federal Regulations 800, and the Committee has jurisdiction over non-federal undertakings and the issuing of antiquities permits, as provided in ACT, § 191.054 and § 191.098.]

[ (xviii)

Right-of-way--The land provided for a highway, usually including the roadway itself, shoulders, and areas between the roadway and adjacent properties.]

[ (xix)

Shovel testing--Excavation of test holes which shall measure at least 35 centimeters in diameter and shall be excavated to a basal horizon or bedrock, or to a depth of at least one meter if a basal horizon or bedrock is not reached. This technique is used both in areas where surface visibility is low and in areas where the potential for archeological remains is high. Shovel testing is also used when surface indications of archeological remains are encountered in order to provide a preliminary determination of the depth of the cultural deposits.]

[ (xx)

State archeological landmark--Archeological and historic properties as defined in the ACT, Subchapter D, and identified in accordance with Chapters 26 and 28 of this title (relating to Practice and Procedure and State Archeological Landmarks).]

[ (xxi)

Subsurface survey--Mechanical or hand-dug probing of a site or project area during the survey phase to record or examine subsurface deposits for the collection of archeological or geomorphic data.]

[ (C)

Responsibilities.]

[ (i)

TxDOT.]

[ (I)

The responsibilities of TxDOT pertain to its functions as a transportation agency, and include the following:]

[ (-a-)

planning and designing safe, efficient, cost-effective, and environmentally sound transportation facilities, and avoiding, minimizing, or compensating for environmental impacts as far as practicable when they are anticipated to occur;]

[ (-b-)

the timely and efficient construction of transportation facilities, executed in a manner consistent with approved plans or agreements which have been entered into by the department for the protection of the natural environment and cultural sites; and]

[ (-c-)

the ongoing maintenance of these facilities to provide safe, efficient, and environmentally sound transportation facilities for the traveling public, and dedication to the protection of natural and cultural resources within the jurisdiction of TxDOT;]

[ (-d-)

a commitment to the preservation and enhancement of the human environment.]

[ (II)

Senate Bill 352 which became effective on September 1, 1991, directs TxDOT to adopt an MOU with each state agency that has responsibilities for the protection of the natural environment or for the preservation of historic and archeological resources.]

[ (ii)

THC. THC, through the Office of the State Historic Preservation Officer (SHPO), regulates the disposition and management of historic properties which are affected by federal undertakings, as described in the National Historic Preservation Act, § 106, and in 36 Code of Federal Regulations 800.]

[ (iii)

The committee.]

[ (I)

The committee regulates the disposition and management of archeological landmarks which are affected by non-federal undertakings, as described in the ACT and this chapter.]

[ (II)

The committee issues permits for the taking, excavation, restoration, or study of state archeological landmarks as provided in ACT, § 191.054 and 191.091-191.098.]

[ (D)

Provisions.]

[ (i)

Procedures for coordination regarding archeological resources.]

[ (I)

Initial coordination phase.]

[ (-a-)

TxDOT may combine the initial coordination phase with the archeological survey phase in order to expedite project coordination. In these cases, the review agency will be afforded an opportunity to comment on both the survey methodology and survey results.]

[ (-b-)

TxDOT will identify projects requiring coordination for archeological resources, as indicated by the level of project documentation. Such projects include:]

[ (-1-)

any project which, although classified as a categorical exclusion (CE), is judged to have the potential to affect archeological resources;]

[ (-2-)

all projects requiring issuance of a finding of no significant impact (FONSI), when such a project is judged to have the potential to affect archeological resources; and]

[ (-3-)

all projects requiring an environmental impact statement (EIS).]

[ (-c-)

TxDOT will identify projects which are not believed to require individual coordination for archeological sites and will provide THC and the Committee with a list of such projects on a monthly basis.]

[ (-d-)

TxDOT will begin coordination by conducting a search of the site files at the Texas Archeological Research Laboratory (TARL) as well as site files and survey records held at the THC and the Committee. THC and the Committee will render TxDOT all reasonable assistance in the search.]

[ (-e-)

TxDOT will request a review of the project by the review agency. TxDOT will submit for review:]

[ (-1-)

plans, project descriptions, and other documentation required by the review agency for review;]

[ (-2-)

a statement detailing the result of the site files search, including information on any sites listed in the site files and occurring on or near the project, including a list of properties on or near the project which are listed in the NRHP, or are designated as state archeological landmarks (SAL's); and]

[ (-3-)

a statement recommending which portions of the project are to be surveyed, the techniques to be used on each part of the project, and identifying the portions of the project which have high likelihood of yielding archeological remains.]

[ (-f-)

The review agency will respond within 30 days of receipt of the TxDOT request for review of the project. The response will include:]

[ (-1-)

a statement of concurrence or nonconcurrence with the results of the site files check and the survey recommendations contained in the TxDOT request for review; and]

[ (-2-)

any other comments relevant to the archeological resources which could be affected by the project.]

[ (-g-)

TxDOT will include the results of the site files search, survey recommendations, and comments received from the review agency in any environmental assessment or draft EIS written as part of the project, and will present findings at the public hearing, if such hearing is held.]

[ (II)

Archeological survey phase.]

[ (-a-)

All projects, and portions of projects, recommended for survey by TxDOT and for which concurrence has been obtained from the review agency during the initial phase of coordination will be the subjects of archeological survey using the methods agreed upon between TxDOT and the review agency.]

[ (-b-)

An archeological survey will be conducted by a member of the TxDOT professional archeological staff or other archeologist approved by the review agency.]

[ (-c-)

When the archeological survey has been completed, TxDOT will request a review of the results of the survey. With its request for review, TxDOT will include:]

[ (-1-)

a letter report or form detailing the results of the survey, including a discussion of any deviations from the methods agreed upon during the initial phase of coordination;]

[ (-2-)

the project location plotted on 7.5' Series USGS quadrangle maps;]

[ (-3-)

copies of archeological site survey forms for any new archeological sites discovered during survey;]

[ (-4-)

copies of archeological site survey forms for any previously recorded archeological sites; ]

[ (-5-)

recommendations regarding archeological testing or archeological monitoring; and]

[ (-6-)

if deemed necessary, the review agency may request TxDOT to produce a formal report of findings made as a result of a survey phase investigation.]

[ (-d-)

The review agency will respond within 30 days of receipt of the TxDOT request for review of the survey results and recommendations. The response will include:]

[ (-1-)

a statement of concurrence or nonconcurrence with the results of the site files check and the survey results contained in the TxDOT request for review; and]

[ (-2-)

any other comments relevant to the archeological resources which could be affected by the project.]

[ (-e-)

TxDOT will include the results of the archeological survey and recommendations in the environmental assessment or final EIS, if one is prepared.]

[ (III)

Archeological testing phase.]

[ (-a-)

All sites and portions of sites recommended for testing by TxDOT, THC, or the Committee will be subjects of archeological testing, using methods agreed upon by TxDOT and the review agency.]

[ (-b-)

The review agency may send a representative to observe any or all of the testing procedures.]

[ (-c-)

At the completion of testing, TxDOT will prepare a formal report of the results of testing.]

[ (-1-)

For sites affected by federal undertakings, the report will include recommendations regarding eligibility for the NRHP, as described in 36 Code of Federal Regulations 800.]

[ (-2-)

For sites affected by non-federal undertakings, the report will include recommendations regarding the significance of the site and whether designation as an SAL is warranted, in accordance with ACT, § 191.091 and § 191.092, and Chapters 26, 27, and 28 of this title (relating to Practice and Procedure; Procedure; and State Archeological Landmarks).]

[ (-d-)

TxDOT will send the testing report to the review agency with a request for review.]

[ (-e-)

THC, in accordance with 36 Code of Federal Regulations 800, will respond to the report within 30 days of receipt of the TxDOT request for review. The response will include:]

[ (-1-)

a statement of concurrence or nonconcurrence with the results of the archeological testing and recommendations contained in the TxDOT request for review;]

[ (-2-)

a determination of the site's eligibility for listing in the NRHP; and]

[ (-3-)

any other comments relevant to the archeological site which has undergone archeological testing.]

[ (-f-)

The Committee, in accordance with this chapter and the ACT, Chapter 191, will respond to the report within 60 days of receipt of the TxDOT request for review. The response will include:]

[ (-1-)

a statement of concurrence or nonconcurrence with the results of the archeological testing and recommendations contained in the TxDOT request for review;]

[ (-2-)

a determination of whether the site warrants designation as an SAL; and]

[ (-3-)

any other comments relevant to the archeological site which has undergone archeological testing.]

[ (-g-)

TxDOT will include the results of the archeological survey and recommendations in the environmental assessment or final EIS, if one is prepared.]

[ (-h-)

The Committee may require an antiquities permit be issued for some test phase investigations if the scope of the investigations warrants it. All testing performed by non- TxDOT staff archeologists must be performed under an antiquities permit.]

[ (IV)

Archeological excavation/data recovery.]

[ (-a-)

All sites and portions of sites determined to be eligible for the NRHP (for federal undertakings) or significant (for non-federal undertakings) based on consultation with the review agency during the survey phase or testing phase will be the subjects of data recovery.]

[ (-b-)

TxDOT (or their contracted agent), in consultation with the review agency, will develop a suitable data recovery plan for each eligible or significant archeological site on a case-by-case basis, in accordance with 36 Code of Federal Regulations 800 for federal undertakings and the ACT, Chapter 191, for non-federal undertakings. Final data recovery plans must be approved by the review agency prior to their implementation.]

[ (-c-)

Results of data recovery will be published as required by 36 Code of Federal Regulations 800 and/or the ACT, Chapter 191.]

[ (V)

Archeological sites found after award of contract.]

[ (-a-)

When previously unknown archeological remains are encountered after award of contract, TxDOT will immediately suspend construction that would affect the site.]

[ (-b-)

A TxDOT archeologist will examine the remains and report the findings to the appropriate review agency. The Federal Highway Administration (FHWA) will enter consultations regarding the disposition of the site or sites for federal undertakings, as required by 36 Code of Federal Regulations 800.]

[ (-c-)

TxDOT and the review agency will prepare a plan of action to determine eligibility or significance, and/or mitigate the effects on the site.]

[ (-d-)

TxDOT may continue construction in the affected area upon approval of the review agency.]

[ (ii)

Procedures for coordination regarding historic resources.]

[ (I)

TxDOT will identify projects requiring coordination with the review agency for historic resources. Coordination will be required for:]

[ (-a-)

any project which, although classified as a CE, is judged to have the potential to affect historical resources; ]

[ (-b-)

any project requiring the issuance of an FONSI, when such project is judged to have the potential to affect historic resources; and]

[ (-c-)

all projects requiring an EIS.]

[ (II)

TxDOT will identify which projects require individual coordination for historic resources. TxDOT will provide a list of those projects which do not require individual coordination to THC and the Committee on a monthly basis.]

[ (III)

For projects requiring individual coordination, TxDOT will conduct a search of available records, references, and resources, including listings of Registered Texas Historic Landmarks (RTHL's), SAL's, and properties listed in the NRHP, as well as local historic property survey files on record at THC. THC and the Committee will render all reasonable assistance to TxDOT in the search.]

[ (IV)

TxDOT will conduct historic resources surveys to locate historic resources which are potentially eligible for inclusion in the NRHP.]

[ (V)

For each project requiring individual historic resources coordination with the review agency, TxDOT will provide the following:]

[ (-a-)

plans, project descriptions, and other documentation as needed;]

[ (-b-)

a statement detailing the results of the records search; and]

[ (-c-)

a summary of the results of the historic resources survey, describing all resources:]

[ (-1-)

listed in or potentially eligible for listing in the NRHP for federal undertakings; or]

[ (-2-)

which possess historical interest as defined by the ACT, § 191.092, for non- federal undertakings.]

[ (VI)

The review agency will respond within 30 days of receipt of the TxDOT request for review of the project. The response will be in accordance with 36 Code of Federal Regulations 800, ACT, Chapter 191, and this chapter.]

[ (VII)

TxDOT will include information on historic resources in the environmental assessment or final EIS, if one is prepared.]

[ (VIII)

All historic resources either listed in or determined eligible for listing in the NRHP (for federal undertakings) or designated SAL's (for non-federal undertakings) which are affected by projects will be subject to mitigation of these effects.]

[ (IX)

TxDOT, in consultation with the review agency, will develop a suitable mitigation plan:]

[ (-a-)

in accordance with 36 Code of Federal Regulations 800 for historic resources listed in or determined eligible for listing in the NRHP for federal undertakings; or]

[ (-b-)

in accordance with the ACT, Chapter 191, for historic resources designated as SAL's for non-federal undertakings. Final mitigation plans must be approved by the review agency prior to implementation of mitigation efforts.]

[ (iii)

Artifact recovery and curation.]

[ (I)

Artifact recovery.]

[ (-a-)

All artifacts or analysis samples (such as soil samples) that are recovered from survey, testing, or data recovery investigations by TxDOT or their contracted agents must be cleaned, labeled, and processed in preparation for long-term curation.]

[ (-b-)

Recovery methods must conform to 36 Code of Federal Regulations 800, Committee rules, and/or Council of Texas Archeologists (CTA) guidelines to ensure proper care and curation.]

[ (II)

Artifact curation.]

[ (-a-)

TxDOT may temporarily house artifacts and samples during their laboratory analysis research, but all artifacts must be transferred to a permanent curatorial facility within a reasonable time period, to be decided by the review agency.]

[ (-b-)

All artifacts and samples must be placed at the Texas Archeological Research Laboratory or some regional artifact curatorial repository which fulfills 36 Code of Federal Regulations 800, Committee rules, or CTA curation standards, as approved by the review agency.]

[ (-c-)

TxDOT is responsible for the curatorial preparation of all artifacts so that they are acceptable to the receiving curatorial repository and fulfill 36 Code of Federal Regulations 79, Committee rules, or CTA curation standards, as approved by the review agency.]

[ (iv)

Resolution of objections.]

[ (I)

Should the reviewing agency timely object (within stipulated review period) to any plans provided for review or any actions proposed by TxDOT regarding:]

[ (-a-)

any phase of coordination for archeological resources including initial coordination, survey, testing, excavation/data recovery, and reporting;]

[ (-b-)

any phase of coordination for historic resources including initial coordination, historic resources survey, and mitigation; or]

[ (-c-)

curation of site materials, documentation, and samples, TxDOT and reviewing agency shall enter into consultation to resolve the objection.]

[ (II)

If the objection cannot be resolved through the consultation process, either TxDOT or the reviewing agency, at any time, may terminate consultation and invoke the provisions of subparagraph (E) of this paragraph.]

[ (E)

Dispute resolution.]

[ (i)

In such instances when TxDOT and the review agency are unable to reach a mutually agreeable plan of action regarding survey, testing, determination of eligibility or significance, or mitigation, a good-faith effort will be made to develop a compromise plan.]

[ (ii)

If TxDOT and the review agency cannot arrive at a compromise plan, the dispute will be resolved in accordance with procedures established under state and federal rules.]

[ (I)

Federal undertakings will follow the procedures provided in 36 Code of Federal Regulations 800, including consultation with the Advisory Council on Historic Preservation, if necessary.]

[ (II)

Non-federal undertakings will follow the procedures provided in Chapters 26, 27, and 28 of this title (relating to Practice and Procedure; Procedure; and State Archeological Landmarks).]

[ (F)

Review of MOU. This memorandum shall be reviewed and updated no later than January 1, 1997, and every fifth year after that date, as provided for in Senate Bill 352 and Texas Civil Statutes, Article 6673g, § 3(d).]

(2)-(3)

(No change.)

§26.27.Disposition of Archeological Artifacts and Data.

(a)

Processing. Investigators who receive permits shall be responsible for cleaning, conserving, cataloguing, and preserving all collections, specimens, samples, and records, and for the reporting of results of the investigation.

(b)

Ownership. All specimens, artifacts, materials, and samples plus original field notes, maps, drawings, photographs, and standard state site survey forms, resulting from the investigations remain the property of the State of Texas. Certain exceptions left to the discretion of the committee are contained in the Texas Natural Resources Code of 1977, Title 9, Chapter 191, Section 191.052 (b). The committee will determine the final disposition of all artifacts, specimens, materials, and data recovered by investigations on State Archeological Landmarks or potential landmarks which remain the property of the State. Antiquities from State Archeological Landmarks are of inestimable historical and scientific value and should be preserved and utilized in such a way as to benefit all the citizens of Texas. It is the policy of the committee that such antiquities shall never be used for commercial exploitation.

(c)

Housing, conserving, and exhibiting antiquities from State Archeological Landmarks.

(1)

After investigation of a State Archeological Landmark has culminated in the reporting of results, the antiquities will be permanently preserved in research collections at the curatorial institution approved by the committee. Prior to the expiration of a permit, proof that archeological collections and related field notes are housed in a curatorial facility is required. Failure to demonstrate proof before the permit expiration date may result in the principal investigator and co-principal investigator falling into default status.

(2)

No later than December 31, 2002 [ By January 1, 2000 ], institutions that curate artifacts recovered under Antiquities Permit(s) must be accredited through the Council of Texas Archeologists Accreditation and Review Council [ Committee ] accreditation program. Institutions housing antiquities from State Archeological Landmarks will also be responsible for adequate security of the collections, continued conservation, periodic inventory, and for making the collections available to qualified institutions, individuals, or corporations for research purposes.

(3)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on August 20, 1999.

TRD-9905298

F. Lawerence Oaks

Executive Director

Texas Historical Commission

Earliest possible date of adoption: September 26, 1999

For further information, please call: (512) 463-5711