TITLE agriculture

Part I. Texas Department of Agriculture

Chapter 28. Financial Assistance Program Rules

4 TAC §§28.2-28.4, 28.6-28.16

The Board of Directors (the board) of the Texas Agricultural Finance Authority (the Authority) of the Texas Department of Agriculture adopts amendments to §§28.2-28.4, 28.6-28.14 and new §§28.15 and 28.16, concerning the Authority's financial assistance programs, without changes to the proposed text as published in the May 28, 1999, issue of the Texas Register (24 TexReg 3955).

The amendments and new sections are adopted in order to provide an expansion of the financial assistance program available through the Authority. Changes are adopted throughout the existing rules to make them consistent with the new financial assistance expansion. In addition, the following changes are adopted. The amendment to §28.2 expands the financial assistance programs to other agricultural-related rural economic development programs and eliminates the reference to a loan guaranty program. The amendments to §28.3 expand the definition for an agricultural business by adding a business that is or proposes to be engaged in an agricultural-related rural economic development project; add a definition for a direct loan amount; add provisions for a direct loan and participation purchase to the interest rate; change the term "savings and loan association" to "savings bank" and eliminate any non-profit certified development company from the definition of a lender; add a definition for a participation purchase amount; change the definition of "programs" to include a direct loan program, a participation purchase program, and a loan guaranty program; expand the definition of "project" to include other agricultural- related rural economic development projects; and clarify that the qualified application can be submitted by the lender and/or the applicant for a project. Existing definitions have also been renumbered to accommodate new definitions. The amendment to §28.6 changes the term "state treasury" to "office of the state comptroller" to update this section to reflect current practice. The amendment to §28.7(a)(1) adds language to include other agricultural-related economic development projects. The amendment to §28.7(a)(7) clarifies that the lender is to submit a preliminary letter of commitment under the loan guaranty program. The amendment to §28.7(a)(8) requires the lender and borrower to submit a letter of commitment for the lender to service the loan when applying for a direct loan by the Authority. The amendment to §28.7(9) is a renumbering of that subparagraph. The amendment to §28.7(b) clarifies cost that are eligible under the financial assistance programs of the Authority and adds costs in connection with agricultural-related rural economic development projects. The amendment to §28.7(c) clarifies the ineligible cost under the loan guaranty program. The amendment to §28.8(a) provides that the applicant or the lender may use the application form of the Authority in applying to the programs. The amendment to §28.8(b) clarifies that the applicant to the direct loan program and the loan guaranty program must have lender participation before submitting the qualified application and staff will assist the lender in determining project eligibility before submission. The amendment to §28.8(d) clarifies the handling of applications by staff and board for the programs. The amendment to §28.8(e) clarifies the notification procedures for the programs of the Authority and changes the initial number of days to close a loan from 180 to 90 days. The amendment to 28.8(i) clarifies that the Authority will make a good faith effort to provide financial assistance to businesses owned by minorities and women. The amendment to §28.9(a) requires additional information from applicants to the programs. The amendments to the title of §28.10 and subsection (a) replace the word commitment with assistance to clarify the programs and to be consistent with amendments made to other sections. The amendment to §28.10(b) provides the minimum amount of financial assistance under the programs. The amendment to §28.10(c) provides the maximum amount of financial assistance of each of the programs and provides a guideline for the board use in approving loan guaranty applications. The amendment to §28.10(d) identifies the extent of participation purchased by the loan guaranty program in a commitment. The amendment to §28.10(e) clarifies the interest rate to be allowed by the programs. The amendment to §28.10(f) clarifies the maturity for commitments under the direct loan program, the participation purchase program and the loan guaranty program. The amendment to §28.10(h) clarifies the fees charged to the applicant under the programs covered under Chapter 28 and deletes fees for Young Farmer Loan Guaranty and Farm and Ranch Finance Programs. The amendment to §28.10(i) clarifies the closing procedures to the programs. The amendment to §28.10(j) identifies the reporting requirements by lenders and borrowers participating in the programs. The amendment to §28.11 clarifies the criteria for the approval of financial assistance under the programs. The amendment to §28.12 clarifies the administrative responsibilities of lenders for approved financial assistance under the programs. The amendment to §28.13 clarifies the requirements for a lender to qualify as an eligible lender for the financial assistance programs. The amendment to §28.14 renames the section to collateral administration, clarifying that the section applies to the financial assistance programs. New §28.15 identifies the criteria and requirements to allow the Authority to purchase a portion of a loan made by a lender to an eligible borrower under the participation purchase program. New §28.16 identifies the criteria and requirements to allow the Authority to provide direct financial assistance to an eligible borrower with an eligible lender servicing the loan for a servicing fee provided by the program.

No comments were received on the proposal.

The amendments and new sections are adopted under the Texas Agriculture Code, §58.022, which provides the Authority with authority to adopt rules and procedures necessary for the administration of its programs including the setting and collection of fees in connection with the program; and. §58.023, which provides the Authority to adopt rules to establish criteria for eligibility of applicant and lenders under the financial assistance programs.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on August 4, 1999.

TRD-9904814

Dolores Alvarado Hibbs

Deputy General Counsel

Texas Department of Agriculture

Effective date: August 24, 1999

Proposal publication date: May 28, 1999

For further information, please call: (512) 463-4075