TITLE transportation

Part I. Texas Department of Transportation

Chapter 1. Management

Subchapter G. Donations

43 TAC §§1.500-1.505

The Texas Department of Transportation proposes new §§1.500-1.505, concerning donations.

Government Code, Chapter 2255, requires a state agency which is authorized by statute to accept money from a private donor to adopt rules governing the relationship between the donor, the agency, and the agency's employees.

Section 1.500 establishes procedures concerning the acceptance of gifts and donations made to the department.

Section 1.501 defines words and terms used in the new subchapter.

Section 1.502 identifies the types of gifts and donations the department may accept and specifies that the gifts and donations must be accepted for the purpose of performing the department's functions under the identified statutes.

Section 1.503 describes the conditions under which the department will approve the acceptance of an authorized gift or donation, including the requirements that the gift or donation further the department's responsibilities under the identified statutes and that the donor must not be regulated by the department or have any interest or the likelihood of an interest in any contract, purchase, payment, or claim with or against the department. The section also allows the acceptance of a gift or donation, notwithstanding department regulation or donor interest, if the acceptance will provide a significant public benefit and would not influence or reasonably appear to influence the department in the performance of its duties.

Section 1.504 prescribes a donation agreement which must be executed by the donor and the department to effect a donation valued at more than $250 and sets out the terms which must be included in all such agreements.

Section 1.505 prescribes the disposition of an accepted gift or donation, including the requirement that the department deposit monetary donations in the state treasury, in an approved account, to the credit of the department, to be used to carry out the purposes of the department as specified by the donor.

Frank J. Smith, Director, Budget and Finance Division, has determined that for each year of the first five-year period the new sections are in effect there will be fiscal implications for state government as a result of enforcing or administering the new sections. There will be a minimal cost to the state in preparing donation agreements. There will be a possible loss in revenue due to the general prohibition against the acceptance of donations from entities regulated by or doing business with the department. This revenue loss may not be quantified as it will depend on the number and types of donations made to the department. There are no anticipated fiscal implications for local governments. There is an anticipated minimal economic cost to persons who are required to comply with the rules as proposed.

Robert W. Jackson, Deputy General Counsel, has certified that there will be no significant impact on local economies or overall employment as a result of enforcing or administering the new sections.

Mr. Jackson has also determined that for each year of the first five years the new sections are in effect the public benefit anticipated as a result of enforcing the sections will be increased public awareness of the relationship between the department and private donors, particularly relating to who may make gifts and donations to the department, and the manner in which such gifts and donations will be used. There will be no effect on small businesses.

Written comments on the proposed new sections may be submitted to Robert W. Jackson, Deputy General Counsel, Texas Department of Transportation, 125 East 11th Street, Austin, Texas 78701. The deadline for receipt of written comments will be at 5:00 p.m. on Tuesday, February 4, 1997.

The new sections are proposed under Transportation Code, §201.101, which provides the Texas Transportation Commission with the authority to promulgate rules for the conduct of the work of the Texas Department of Transportation, and more specifically, Government Code, Chapter 2255, which requires a state agency which is authorized by statute to accept money from a private donor to adopt rules governing the relationship between the donor, the agency, and the agency's employees.

No other statutes, articles, or codes are affected by the proposed amendment.

§1.500.Purpose.

This subchapter establishes procedures concerning the acceptance of private gifts and donations made to the department. This subchapter does not apply to private donations of real property.

§1.501.Definitions.

The following words and terms, when used in this subchapter, shall have the following meanings, unless the context clearly indicates otherwise.

Commission

- The Texas Transportation Commission.

Department

- The Texas Department of Transportation.

Executive director

- The executive director of the department.

Gift or donation

- A contribution of anything of value given to the department.

§1.502.Acceptable Gifts and Donations.

The department may accept donations or gifts for the purpose of performing the department's functions under:

(1)

Transportation Code, Chapter 455, relating to mass transportation;

(2)

Texas Civil Statutes, Article 6144e, relating to travel information;

(3)

Transportation Code, Chapter 21, relating to aeronautics;

(4)

Transportation Code, Chapter 225, Subchapter B, concerning the construction and maintenance of markers for named state highways; and

(5)

Transportation Code, Chapter 723, concerning the Texas Traffic Safety Program.

§1.503.Acceptance.

(a)

Acceptance of a gift or donation made to the department under this subchapter must be approved in writing by the executive director, except that a gift or donation valued at $1,000 or less may be approved by the executive director's designee not below the level of district engineer, division director, or special office director.

(b)

Except as provided in subsection (c) of this section, the executive director or his or her designee may approve the acceptance of a gift or donation if he or she determines that:

(1)

the gift or donation will further the department's responsibilities under Transportation Code, Chapters 21, 225, Subchapter B, 455, or 723, or Texas Civil Statutes, Article 6144e; and

(2)

the donor is not subject to department regulation or oversight, or interested in or likely to become interested in any contract, purchase, payment, or claim with or against the department.

(c)

The commission may approve the acceptance of a gift or donation notwithstanding subsection (b)(2) of this section if it determines acceptance:

(1)

would provide a significant public benefit; and

(2)

would not influence or reasonably appear to influence the department in the performance of its duties.

§1.504.Donation Agreement.

(a)

Agreement. To effect a donation valued at more than $250, the donor and the department must execute a donation agreement which shall include:

(1)

a description of the donation, including a determination of its value;

(2)

a statement by the donor attesting to its ownership rights in the property;

(3)

any conditions restricting the use of the donation;

(4)

the mailing address of the donor and principal place of business if the donor is a business entity;

(5)

a statement identifying the official relationship between the donor and the department;

(6)

a statement advising the donor that the department neither approves nor is responsible for any representations by the donor for tax purposes; and

(7)

the signature of the donor if the donor is an individual or its official representative if the donor is an entity other than an individual; and

(8)

the signature of the executive director or his or her designee.

(b)

Public information. A donation agreement entered into in accordance with this subsection is public information.

§1.505.Disposition of Accepted Gift or Donation.

(a)

Monetary gift or donation. The department will deposit monetary donations in the state treasury, in an approved account, to the credit of the department. The money shall be used to carry out the purposes of the department and the purposes specified by the donor.

(b)

Gift of tangible goods. The department's General Services Division will record or inventory a gift of tangible goods donated under this section in accordance with department procedures.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Issued in Austin, Texas, on December 23, 1996.

TRD-9618613

Bob Jackson

Deputy General Counsel

Teas Department of Transportation

Earliest possible date of adoption: February 3, 1997

For further information, please call: (512) 463-8630


Chapter 21. Right of Way

Subchapter C. Utility Accommodation

43 TAC §21.35

The Texas Department of Transportation proposes an amendment to §21.35, concerning utility accommodation. Section 21.35 presently allows for exceptions to any design, location, or methods of installation provisions contained in §§21.31-21-56, relating to utility accommodation, to be authorized by the bridge engineer, chief engineer of highway design, or chief engineer of maintenance and operations. Section 21.35 also presently allows for exceptions to forms used and/or for property rights issues pursuant to such utility accommodation to be authorized by the right of way engineer and/or chief engineer of maintenance and operations. As the department's Right of Way Division functions are the central focus of all utility accommodation activities and to update the titles of responsible department personnel, §21.35 is amended to place the authority for approving all such exception requests with the Right of Way Division Director. This section is also amended to provide for certification by the District Director of Transportation Planning and Development, who has authority over the right of way functions of the district in which the affected state highway right of way is located, that the exception request meets all documentation and justification requirements.

Frank J. Smith, Director, Budget and Finance Division, has determined that for each year of the first five-year period the amendment is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the amendment. There is no anticipated economic cost to persons who are required to comply with the rule as proposed.

Gary W. Bernethy, P.E., Director, Right of Way Division, has certified that there will be no significant impact on local economies or overall employment as a result of enforcing or administering the amended section.

Mr. Bernethy has also determined that for each year of the first five years the amended section is in effect the public benefit anticipated as a result of enforcing the section will be the streamlining of the existing exception approval process. There will be no effect on small businesses.

Written comments on the proposed amendment may be submitted to Gary W. Bernethy, Director, Right of Way Division, Texas Department of Transportation, 125 East 11th Street, Austin, Texas 78701. The deadline for receipt of written comments will be at 5:00 p.m. on Tuesday, February 4, 1997.

The amendment is proposed under Transportation Code, §201.101, which provides the Texas Transportation Commission with the authority to promulgate rules for the conduct of the work of the Texas Department of Transportation.

No other statutes, articles, or codes are affected by the proposed amendment.

§21.35.Exceptions.

Except as provided elsewhere in this policy, exceptions [Exceptions] to any design, location, or methods of installation provisions contained in these sections relating to utility accommodation shall be certified by the District Director of Transportation Planning and Development and authorized by the Right of Way Division Director using the form entitled "Certification for Utility Accommodation" [may be authorized by the bridge engineer, chief engineer of highway design, or chief engineer of maintenance and operations, whichever is applicable]. Exceptions for form(s) [form] and/or property rights may be authorized by the Right of Way Division Director [right-of-way engineer and/or chief engineer of maintenance and operations]. [In addition, exceptions in unusual cases may require approval of the administration.] Requests for exceptions will be considered only where it is shown that extreme hardship and/or unusual conditions provide justification and where alternate measures can be prescribed in keeping with the intent of these sections. All requests for such exceptions shall be fully documented with design data, cost comparisons, and other information that may be pertinent.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Issued in Austin, Texas, on December 23, 1996.

TRD-9618614

Bob Jackson

Deputy General Counsel

Teas Department of Transportation

Earliest possible date of adoption: February 3, 1997

For further information, please call: (512) 463-8630