Proposed Sections Before an agency may permanently adopt a new or amended section, or repeal an existing section, a proposal detailing the action must be published in the Texas Register at least 30 days before any action may be taken. The 30-day time period gives interested persons an opportunity to review and make oral or written comments on the section. Also, in the case of substantive sections, a public hearing must be granted if requested by at least 25 persons, a governmental subdivision or agency, or an association having at least 25 members. Symbology in proposed amendments. New language added to an existing section is indicated by the use of bold text. [Brackets] indicate deletion of existing material within a section. TITLE 1. ADMINISTRATION Part V. General Services Commission Chapter 113. Central Purchasing Division Purchasing 1 TAC sec.113.11 The General Services Commission proposes an amendment to s113.11, concerning delegated purchases. The amendment clarifies the scope of spot purchases and emergency purchases that are delegated to state agencies; increases the limit for spot purchases from $10,000 to $15,000; and updates the references to disadvantaged businesses by substituting the term "historically underutilized businesses." Pat Martin, director, Purchasing Division, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section. Ms. Martin also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be clearer rules and greater flexibility for state agencies in making spot purchases under delegated authority. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. Comments on the proposal may be submitted to Judith M. Porras, General Counsel, General Services Commission, P.O. Box 13047, Austin, Texas 78711-3047. Comments must be received no later than 30 days from the date of publication of the proposal in the Texas Register. The amendment is proposed under Texas Civil Statutes, Article 601b, sec.3.01, which provide the General Services Commission with the authority to promulgate rules necessary to accomplish the purpose of Article 3. sec.113.11. Delegated Purchases. (a) General delegation. The following purchasing functions are delegated to agencies: (1) spot purchases (purchases of goods or services that do not exceed $15,000)
    ; (2) emergency purchases (purchases of goods or services so badly needed that an agency will suffer financial or operational damage unless they are secured immediately)
      ; (3)-(7) (No change.) (b)-(d) (No change.) (e) Provisions applicable to particular delegated purchases. (1) Spot purchases. Spot purchases may be made in accordance with the following provisions. (A) Agencies must attempt to obtain at least three informal bids, including a minimum of two bids from historically underutilized
        [disadvantaged] businesses (including at least one bid each from a minority-owned business and a woman-owned business), on all spot purchases in excess of $1,000 and not over $5,000. Agencies must attempt to obtain at least three formal bids, including a minimum of two bids from historically underutilized
          [disadvantaged] businesses (including at least one bid each from a minority-owned business and a woman-owned business), on all spot purchases in excess of $5,000 and not over $15, 000
            [$10,000]. Agencies may refer to the commission's Certified Historically Underutilized
              [Disadvantaged] Business [Enterprise] Directory, which is maintained and accessible electronically, to locate historically underutilized
                [disadvantaged] businesses. If an agency is unable to locate a minority-owned business and/or a woman-owned business from the commission's Certified Historically Underutilized
                  [Disadvantaged] Business [Enterprise] Directory or other available sources, the agency must make a written notation on the spot purchase form of all reference sources used. (B) (No change.) (2)-(7) (No change.) (f)-(h) (No change.) This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 28, 1993. TRD-9329537 Judith M. Porras General Counsel General Services Commission Earliest possible date of adoption: November 5, 1993 For further information, please call: (512) 463-3583 Chapter 117. Centralized Services Division Mail and Messenger Services Mail and Messenger Services
                    [Service] 1 TAC sec.117.31 The General Services Commission proposes an amendment to s117.31, concerning mail and messenger services. The amendment streamline and consolidate existing rules, outline the scope of mail and messenger services for state agencies, and add provisions required by the Acts, 73rd Legislature, Chapter 906, regarding acquisition of mail processing equipment and services and mail practices guidelines. Michael N. Powers, director, Inter-Agency Services Division, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section. Mr. Powers also has determined that for each year of the first five years the section is in effect state agencies and other governmental entities will benefit from streamlined regulations and from coordinated reviews of mail processing equipment, purchases which will result in lower equipment and service costs to the state. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. Comments may be submitted to Judith Porras, General Counsel, General Services Commission, P.O. Box 13047, Austin, Texas 78711-3047. Comments must be received no later than 30 days from the date of publication of the proposal in the Texas Register. The amendment is proposed under Texas Civil Statutes, Article 601b, which provides the General Services Commission with the authority to promulgate rules to accomplish the purpose of the Article. sec.117.31. Mail and Messenger Services [General]. (a) The commission
                      [State Purchasing and General Services Commission] shall provide and operate a mail and messenger service to deliver
                        [messenger service for handling the delivery of] unstamped or non-metered written communications and packages between state agencies located in Travis County. (b) No package that exceeds 70 pounds will be delivered by the mail and messenger service
                          [messenger service]. (c) State warrants may be delivered by the mail and messenger service upon agreement between the State Comptroller, the Commission, and the agency concerned. (d) Stamped mail may be delivered to and from the United States Post Office upon the agreement of the state agency and the commission. (e) The mail and messenger service may meter and presort first-class mail for state agencies upon agreement of the state agency and the commission. Each State agency must agree to furnish funds to cover amounts of postage to be metered. (1) No mail shall be metered for a state agency in excess of funds provided by the agency. (2) The mail and messenger service will provide each agency utilizing the metered mail service with a monthly report showing the amounts of postage used and volume of mail metered. (f) A state agency located in Travis County shall consult with the commission before purchasing, upgrading, or selling mail processing equipment; contracting with a private entity for mail processing services; or taking any action that will significantly affect the agency's first-class mail practices. (1) For mail equipment or private entity service contracts under $10,000, an agency shall submit a written justification to the commission stating why the equipment or service is needed and what benefits are expected to be received. (2) For mail equipment or private service contracts over $10,000, an agency shall submit a detailed life-cycle cost benefit analysis to the commission that includes all expected costs and benefits over the life of the equipment or service. The analysis shall be in a format prescribed by the commission. (3) For any action that will significantly affect its first-class mail practices, a state agency shall provide a written statement of the need for the action and anticipated benefits. Significant actions affecting the first-class mail practices of an agency include but are not limited to the following: (A) creation or elimination of internal mail processing functions, organization, or staff; and (B) addition or elimination of any specific mail processing activities such as metering, presorting, folding/inserting, or labeling. (4) The commission shall make a written response indicating whether or not the commission agrees with the intended action and any suggested alternatives. (g) The commission is required to adopt guidelines by which outgoing first-class mail practices may be measured and analyzed, using, to the extent possible, the services of the United States Postal Service. The guidelines are distributed to state agencies subject to Texas Civil Statutes, Article 601b, sec.11.021, and must be reviewed and updated not less often than once every two years. Not later than the 90th day after the date of the distribution of the initial guidelines and not less often than annually after the date of that distribution, the commission shall provide training to state agency personnel who handle first-class mail. The commission shall utilize free training provided by the United States Postal Service to the maximum extent feasible. This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 28, 1993. TRD-9329534 Judith Porras General Counsel General Services Commission Earliest possible date of adoption: November 5, 1993 For further information, please call: (512) 463-3583 Messenger Service 1 TAC sec.sec.117.32-117.34 (Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the General Services Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.) The General Services Commission proposes the repeal of ssec.117.32-117.34, concerning mail and messenger services. The repeal will consolidate existing rules. The significant content of these repealed sections is proposed to be consolidated into amended sec.117.31. Michael N. Powers, director, Inter-Agency Services Division, has determined that for the first five-year period the repeals are in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the repeals. Mr. Powers also has determined that for each year of the first five years the repeals are in effect the public benefit anticipated as a result of enforcing the repeals will be that state agencies will benefit from simplified regulations. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the repeals as proposed. Comments on the proposal may be submitted to Judith Porras, General Counsel, General Services Commission, P.O. Box 13047, Capitol Station, Austin, Texas 78711-3047. Comments must be received no later than 30 days from the date of publication of the proposal in the Texas Register. The repeals are proposed under Texas Civil Statutes, Article 601b, which provide the General Services Commission with the authority to promulgate rules to accomplish the purpose of that Article. sec.117.32. State Warrants. sec.117.33. Stamped Mail. sec.117.34. Meter Mail. This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 28, 1993. TRD-9329535 Judith Porras General Counsel General Services Commission Earliest possible date of adoption: November 5, 1993 For further information, please call: (512) 463-3583 Chapter 125. Travel and Transportation Division Travel Management Services 1 TAC sec.125.19 The General Services Commission proposes an amendment to s125.19, concerning participation by state agencies. The amendment conforms to Senate Bill 381, Part 3, sec.sec.3.01-3.04, enacted by the 73rd Legislature, and specify exemptions for institutions of higher education and limit the maximum amount for the purchase or reimbursement of airline and rental car expenses. Michael N. Powers, director, Inter-Agency Services Division, has determined that for the first five-year period the section is in effect overall travel costs to the state could increase. However, the potential increased cost cannot be estimated at this time. The amendment limiting certain travel reimbursements will result in an estimated reduction in travel costs of $500, 000 per year. There will be no fiscal implication for local government. Mr. Powers also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be resultant administration of the travel program consistent with the state's legislative policy. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. Comments on the proposal may be submitted to Judith M. Porras, General Counsel, General Services Commission, P.O. Box 13047, Austin, Texas 78711-3047. Comments must be received no later than 30 days from the date of publication of the proposal in the Texas Register. The amendment is proposed under Texas Civil Statutes, Article 601b, sec.14. 01, which provide the General Services Commission with authority to promulgate rules necessary to implement the provisions of Texas Civil Statutes, Article 601b, Article 14. sec.125.19. Participation by State Agencies. (a) Except as otherwise provided in this section, state agencies in the executive branch of state government shall participate in the program and use the travel agency, charge card, rental car, airline, hotel, and other travel service contracts that are effective for at least a 12-month term. Institutions of higher education are not required to use the travel agency contracts, but are required to use all other contracts when such purchases are made using general revenue funds or educational and general funds as defined by the Education Code, sec.51.009. (b)-(e) (No change.) (f) The contracts for travel services must be used as required by sec.sec.125.1-125.21 of this title (relating to Travel Management Services), unless the following conditions exist. State agencies shall establish procedures to comply with this subsection and submit them to the commission for approval within 90 days after the effective date of this section. Travel agent contracts are not affected by the conditions listed in paragraphs (4)-(10) of this subsection. (1) the traveler is already in travel status which renders the use of a contract travel agent impractical or unnecessary; (2) travel is undertaken as part of a group program for which reservations must be made through a specified source to obtain a specified rate or service; (3) a contract travel vendor cannot provide services in the time period required to accomplish the purpose of the travel; (4) a contract travel vendor's services are
                            [hotel is] not available in a location that will reasonably allow the business requirements of a traveler to be fulfilled; (5) a contract vendor
                              [hotel or rental car company] is unable to provide the required services because it is sold-out or does not offer services in the city being visited; (6) alternative rental car or hotel arrangements can be made at a lower total cost than the contract hotels or rental car companies. For rental cars, total costs include the base rate, loss/damage waiver protection, mileage charge, [applicable taxes,] surcharges, and cost for comparable liability insurance protection. For hotels, the cost of the guest room net of taxes shall be used to compare total costs; (7) a contract airline offers a fare lower by any amount than the contract fare; (8) a non-contract airline offers a [lower] published fare to the general public which results in a lower total trip cost, including travel time, to the agency. However, lower or identical airfares offered to state travelers only are not included within this exception; (9) travel is undertaken by persons with disabilities, by persons transporting prisoners or other persons in the custody of the state, or in a medical emergency; (10) use of contract travel vendors may present a security or safety risk to the traveler; or (11) travel is by persons who under sec.125.1 of this title (relating to General) are not eligible to use the contract services or rates. (g) (No change.) (h) A state agency required to use the travel services contracts may not purchase or reimburse a person for the purchase of commercial airline or rental car transportation in an amount exceeding the contract rate established by the Commission unless a condition identified in subsection (f) (3)-(5), or (9)-(11) of this section exists. The existence of the condition must be indicated on the travel voucher as specified by the comptroller of public accounts. This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 28, 1993. TRD-9329536 Judith M. Porras General Counsel General Services Commission Earliest possible date of adoption: November 5, 1993 For further information, please call: (512) 463-3583 Part XIII. Texas Incentive and Productivity Commission Chapter 275. Productivity Bonus Program 1 TAC sec.275.3, sec.275.5 The Texas Incentive and Productivity Commission proposes amendments to sec.275.3 and sec.275.5, concerning the submission of a Productivity Plan and subsequent approval by the Commission. Section 275.3 adds a deadline to submissions of Productivity Plans. The change informs agencies that Plans should be submitted as early as possible in the fiscal year, but no later than June 1. This deadline also gives the commission time to evaluate the Plan before year's end. Section 275.5 was amended to clarify that an agency is not required to wait until a Plan is approved to begin implementation. M. Elaine Powell, executive director, has determined that for the first five- year period the sections are in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the sections. Ms. Powell also has determined that for each year of the first five years the sections as proposed are in effect, the public benefit anticipated as a result of administering the sections will be to facilitate participation in the cost saving program. Comments on the proposal may be submitted to M. Elaine Powell, Executive Director, Texas Incentive and Productivity Commission, P.O. Box 12482, Austin, Texas 78711. The amendments are proposed under Texas Civil Statutes, Article 6252-29a, sec.1, which provide the Texas Incentive and Productivity Commission with the authority to promulgate rules for the Productivity Bonus Program. sec.275.3. Submission of Productivity Plans. (a)-(b) (No change.) (c) Timing. It is the intent of the program that an agency submit a productivity plan prior to implementing the plan. The productivity plan should be submitted to the commission as early as possible in the fiscal year, but not later than June 1 of a fiscal year. sec.275.5. Approval by Commission. (a) Approval required. The commission must approve an agency's productivity plan before the agency may [implement the plan and] apply for a productivity bonus award. (b)-(d) (No change.) This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 29, 1993. TRD-9329541 M. Elaine Powell Executive Director Texas Incentive and Productivity Commission Earliest possible date of adoption: November 5, 1993 For further information, please call: (512) 475-2393 TITLE 13. CULTURAL RESOURCES Part VII. State Preservation Board Chapter 111. Rules and Regulations of the Board 13 TAC sec.sec.111.3-111.5, 111.13, 111.16-111.23, 111.25 The State Preservation Board proposes amendments to sec. s111.3-111.5, 111. 13, 111.16-111.23, and 111.25, concerning Rules and Regulations of the Board. Revisions include wording changes and deletions in the interest of consistency and bringing rules up to date concerning use of the Capitol, Capitol grounds, and Capitol extension. Section 111.17 has also been brought into conformance with statute. Dealey Herndon, executive director, has determined that for the first five-year period the sections are in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the sections. Ms. Herndon also has determined that for each year of the first five years the sections are in effect the public benefit anticipated as a result of enforcing the sections will be that the agency will have met requirements of the Texas Government Code, sec.443.007, clearly defining the area under the responsibility of the Board. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the sections as proposed. Comments on the proposal may be submitted to Lori Kneisly, State Preservation Board, P.O. Box 13286, Austin, Texas 78711. The amendments are proposed under the Texas Government Code, Chapter 443, which provides the State Preservation Board with the authority to adopt rules concerning the buildings, their contents, and their grounds. sec.111.3. Co-Vice Chairpersons [Vice Chairman].
                                The lieutenant governor and the speaker of the house shall serve as co-vice chairpersons
                                  [chairman]. They shall perform the duties of the chairman in case of absence or disability of the chairman. sec.111.4. Committees. (a) Executive committee. The executive committee shall consist of the chairman and the co-vice chairpersons
                                    [vice-chairmen]. (b) Other committees. The chairman may appoint other committees from the board from time to time. sec.111.5. Board Meetings. (a) Regular Meetings. The board shall meet not fewer than four
                                      [two] times a year. These meetings shall be held at such designated places, times and dates as may be determined by the chairman. (b) Quorum. Four members of the board shall constitute a quorum. (c) Special meetings. Special board meetings may be called by the chairman of the board at such times, dates and places as become necessary for the transaction of State Preservation Board business. The notice of special meetings shall state the date, time, and place of the meeting and be forwarded to the members not less than seven days in advance of the time of meeting with the secretary of state. However, emergency meetings of the board may be called and notice posted in accordance with the Government Code, Chapter 551,
                                        [Texas Civil Statutes, Article 6252-17, s3A(h)]. All meetings shall be posted and shall be open to the public under the provisions of the Government Code, Chapter 2001
                                          [the Administrative Procedures and Texas Register Act, Texas Civil Statutes, Article 6252-13a]. sec.111.13. Exhibitions and Events in the Capitol Building. (a) Definitions. The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise. (1) Exhibition-Any display of artwork, including paintings, sculptures, arts and crafts; photographs; public service and general interest presentations; and historical displays. (2) Event-Any performance, ceremony, or presentation held in the public areas of the Capitol. (3) Public areas of the Capitol-The hallways, entrances, rotundas
                                            [rotunda], and other areas adjacent to and near the rotunda. (4) Public purpose-The promotion of the public health, education,
                                              safety, morals, general welfare, security, and
                                                prosperity[, and contentment] of all of the inhabitants or residents within the state, the sovereign powers of which are exercised to promote such public purpose or public business. The chief test of what constitutes a public purpose is that the public generally must have a direct interest in the purpose and the community at large is to be benefited. This does not include activities which promote a specific viewpoint or issue and could be considered lobbying. Political rallies, receptions, and campaign activities are prohibited in the public areas of the Capitol. (5) State official sponsor -A member of the Texas House of Representatives, a Texas Senator, the lieutenant governor, or the governor. (b) Deposit for use of Capitol or Capitol grounds. (1) A deposit is required from persons or entities that use the Capitol, Capitol extension, or grounds of the Capitol for an event, exhibit, or other scheduled activity. The deposit is in an amount set by the office of the State Preservation Board designed to recover the estimated direct costs to the state of the event, exhibit, or activity. The office of the State Preservation Board may deduct from the deposit: (A) the cost of damage to the Capitol, Capitol extension, or grounds of the Capitol that directly results from the event, exhibit, or other activity; (B) the costs of extra labor, materials, and utilities directly attributable to the event, exhibit, or other activity; and (C) the costs of extra security requested by the person or entity for the event, exhibit, other activity. (1) All Capitol exhibits will be approved and scheduled by the office
                                                  [executive director] of the State Preservation Board upon the referral from a state official sponsor as described in subsection (a)(5) of this section
                                                    [, based upon recommendations of the exhibit subcommittee of the Permanent Advisory Committee]. (2) Exhibits considered for display must be for a public purpose as defined in subsection (a)(4) of this section. (3) Exhibits must be tastefully exhibited. Once erected, the office
                                                      [executive director] of the State Preservation Board reserves the right to require the exhibitor to make aesthetic changes to the exhibit. (4) Exhibit space will be assigned based primarily on the size, scope, and design
                                                        [topic] of the exhibit. In order to maintain the historic presence of the Capitol rotunda and dome, exhibits will be ordinarily approved for display in areas of the Capitol other than the rotunda. (5) Exhibitors must bear all costs of assembling, displaying, and removing exhibits. (6) All exhibits must be freestanding. Art and photographic exhibits must be secured to tripods, backdrops, or freestanding displays. Exhibits may not: (A) hang from or attach to
                                                          walls or railings; (B) obstruct entrances; (C) interrupt traffic flow through the building; (D) damage walls, woodwork, or floors; (E) obstruct the view or access to fire-fighting equipment or fire alarm pull stations; or (F) involve the use of any flammable, hazardous, or odorous chemicals or materials, torches, or other open-flame illuminating devices or fires. (7) Exhibits will not be considered for display in the Capitol if they: (A) feature one individual's artwork for the purpose of commercially advertising that person's artwork; (B) promote a commercial enterprise; (C) have no obvious public purpose; or (D) have an illegal purpose. (8) If other than routine security provided by Capitol police is needed for the exhibit, the exhibitor will bear such costs. The State of Texas, the State Preservation Board, or [the executive director or] any employee of the State Preservation Board shall not be held liable in case of damage or loss to an exhibit while it is on display in the Capitol. (d)
                                                            [(c)] Scheduling exhibits. (1) Exhibits may be displayed for up to five
                                                              [14] working days. (2) The office of the
                                                                State Preservation Board may extend the display time for major exhibitions. (3) No more than one exhibit will be approved for display on the same day in a designated area of the Capitol. (4) A written request using State Preservation Board forms
                                                                  to display an exhibit must be received by the office of the State Preservation Board no later than four
                                                                    [six] weeks prior to the first day of the time being requested. Exhibitors will be notified of the status of their request within two weeks following receipt of the request. (5) Request must be accompanied by: (A) a detailed description of the exhibit, including dimensions of the space required, and how the exhibit will be displayed; (B) a clear photograph of the entire exhibit, preferably as it will be displayed. A scale drawing may be submitted in lieu of a photograph if a photograph is not available; [and,] (C) a brief statement of the purpose of the exhibit ; and,
                                                                      [.] (D) support of a state official sponsor. (6) Incomplete requests will not be considered. (e)
                                                                        [(d)] Approval of events. (1) All Capitol events will be approved and scheduled through the office
                                                                          [executive director] of the State Preservation Board upon the recommendation of a state official sponsor as described in subsection (a)(5) of this section. (2) Performances will be restricted to designated areas
                                                                            [limited to the rotunda] of the Capitol[; presentations and ceremonies may be held in other areas of the Capitol] as deemed appropriate by the board. (3) An event should not exceed 45 minutes in length. (4) Events will not be approved if they: (A) have no obvious public purpose; (B) are determined by the office
                                                                              [executive director]of the State Preservation Board to be inappropriate to the historical setting of the Capitol; (C) promote a commercial enterprise; (D) obstruct entrances or interrupt traffic flow through the building; (E) have the potential of damaging walls, woodwork, or floors; (F) obstruct the view of or access to fire-fighting equipment or fire alarm pull stations; (G) involve the use of any flammable, hazardous, or odorous chemicals or materials, torches, or other open-flame illuminating devices or fires;
                                                                                [.] (H) involve use of signs or placards attached to objects that might cause damage to the building or its contents. (5) Intended use may not interfere with any legislative session or regular use of the Capitol building. (6) Sound equipment, chairs, podiums, or other equipment ordinarily required for ceremonies, presentations, or performances may be used only with prior approval
                                                                                  [must be approved] by the office
                                                                                    [executive director] of the State Preservation Board, and shall be
                                                                                      [but] furnished by the requesting party. (7) The State of Texas, the State Preservation Board, or
                                                                                        [and the executive director or] any employees of the State Preservation Board are not liable for any injury which may occur to any person during performances in the Capitol. (8) All art and photographic exhibits, such as banners, streamers, or posters, used during an event, must be on freestanding displays, backdrops, or tripods. Such materials may not be hung from walls or railings. (9) Fund-raising on the premises is not allowed unless the fund-raising directly benefits the Capitol or unless it is part of the gubernatorial inaugural, or a similar event approved by the board, and the funds are used to help defray the costs of the event. (10) With the exception of businesses authorized by the State Preservation Board to operate in the Capitol, vendors and/or the promotion of a commercial enterprise involving the exchange of money are prohibited. (f)
                                                                                          [(e)] Scheduling events. (1) No more than two events will be scheduled for the Capitol in one working day. (2) A written request to schedule an event in the Capitol must be received by the office of the State Preservation Board no later than four weeks before the date requested. Those requesting to schedule an event will be notified of the status of their request within two weeks following the receipt of the request. (3) Requests must be submitted on State Preservation Board forms and
                                                                                            be accompanied by: (A) a detailed description of the event, including equipment and props to be used, and anticipated length and scope; (B) a brief statement of the purpose of the event; (C) the area in the Capitol being requested for the event; (D) a list of all electrical equipment and power requirements for each piece of equipment. (4) Incomplete requests will not be considered. sec.111.16. Changes to the Capitol Building, General Land Office Building, and Grounds. (a) (No change.) (b) Construction, restoration, and repairs. (1) All changes involving construction, restoration, and repairs, as defined in this subsection, shall be approved in writing by the office
                                                                                              [executive director] of the State Preservation Board before change may occur. Changes include, but are not limited to: (A)-(W) (No change.) (2)-(5) (No change.) (c)-(d) (No change.) sec.111.17. Capitol Collections Policy. (a) Purpose. (1) The State Preservation Board sets as its purpose to collect, preserve, protect,
                                                                                                interpret, and maintain information on original or period objects of historical significance to the Capitol or the State of Texas, or appropriate to the early period of the Capitol's history (circa 1880-1920). The board will encourage study of its collections including publications concerning the objects, and will maintain the highest ethical standards in its interpretation of the collection. (2) In order to assist the board [and the Office of the Architect of the Capitol] in carrying out the purpose of this policy, a collections review committee composed of five members will be formed, whose specific qualifications, appointments, and duties are further defined in the Capitol collections management manual. (b) Types of collections. (1) (No change.) (2) Unlike museums, however, that are equipped and designed to maintain secondary research or exchange collections, the board will only maintain a primary Capitol collection including paintings, furnishings, sculpture, decorative arts, and other related artifacts. The board will acquire only artifacts that are appropriate to the purpose of the Capitol collections policy.
                                                                                                  Objects that do not meet the standards noted in paragraph (1) of this subsection may
                                                                                                    [will] be referred to other state or appropriate
                                                                                                      depositories. (c) Methods of acquisition. (1) The board shall acquire its collections through purchase, gift, bequest, [exchange,] or any other transaction consistent with applicable state or federal requirements
                                                                                                        by which title to objects is transferred to the board. (2) The board shall acquire objects unencumbered by conditions imposed by the owner, donor, consignee, or by the nature of the material itself, unless otherwise approved by the board. The office of the State Preservation Board
                                                                                                          [Architect of the Capitol] will report to the board on new acquisitions and request the board's formal approval of the acquisitions at each meeting of the board. (3) The board may
                                                                                                            [shall] accept loans from individuals, institutions, organizations, or foundations only if they enhance the purposes and activities of the board. Loans will only be accepted for display or use in buildings
                                                                                                              [the building] or on [its] grounds which are under the jurisdiction of the board.
                                                                                                                As a general rule, the board shall not approve the loan of items from the Capitol collection. (4) In addition, the board maintains the right to deaccession items from the collection. Only material that is no longer considered relevant or useful to the purposes of the board will be considered for deaccessioning. (5) To deviate from any of the policies will require the advisory review of the Collections Review Committee and the approval of the executive director of the State Preservation Board,
                                                                                                                  [architect of the Capitol,] curator of the Capitol, and the board. (d) Care and documentation of collections. (1) (No change.) (2) Proper records on collected material, permanent or loan, shall be maintained by the curator [and registrar] of the Capitol, and a report to the board on the status
                                                                                                                    [state] of the collections will be made on an annual basis. (e) Capitol collections management manual. (1) A Capitol collections management manual in sec.111.18 of this title (relating to Capitol Collections Management
                                                                                                                      Manual) shall be developed by the curator
                                                                                                                        [Office of the Architect] of the Capitol to effectively carry out the guidelines contained in the Capitol collections policy. (2) The collections management
                                                                                                                          manual shall [restate the collections policy and] expand the
                                                                                                                            [its] contents of the collections policy
                                                                                                                              by detailing specific procedures for acquisitions, deaccessions, and loans. Complete accessioning, cataloguing, care, and conservation procedures shall be outlined in the manual. (f) Standards of conduct, other Capitol collections and related materials, revisions to the policy. (1) As a general policy, all parties shall adhere to the ethical guidelines recommended by the American Association of Museums. No member of the board, the office of the State Preservation Board,
                                                                                                                                [Architect of the Capitol,] the Collections Review Committee, or any other individuals specified by the board shall personally receive, directly or indirectly, any favor, promise, or thing of value which could or appear to induce, discourage, or influence a recommendation, decision, or action affecting accessions, deaccessions, loans, exhibitions, or activities related to the Capitol collection. All parties shall demonstrate a good faith effort to avoid even the appearance of a conflict of interest. (2) While the board does not have complete location
                                                                                                                                  control over certain significant historical artifacts[, particularly original Capitol furnishings] used in legislative members'
                                                                                                                                    offices in the historic Capitol, all other aspects of the collections policy and collections management manual apply to all such artifacts.
                                                                                                                                      [building, the Office of the Architect of the Capitol shall inventory and catalogue such artifacts and develop procedures for their care and preservation.] An historical item removed from a member's office during renovation of the Capitol shall be placed back in that member's Capitol office in accordance with the Government Code, sec.443.017(b). (3) Any revisions to the policy must be referred to the Collections Review Committee for advisory comment and approved by the office of the State Preservation Board,
                                                                                                                                        [architect's office,] the Permanent Advisory Committee, and the board. (4) Upon the recommendation of the Collections Review Committee, the curator of the Capitol, and the Permanent Advisory Committee, the board may approve exceptions to this policy. (g) Items in a Capitol collection, unless on loan or in storage as provided under these rules, shall be located in the Capitol, except that portraits originally identified with the supreme court or the court of criminal appeals initially displayed in the Capitol after 1915 shall be located, at the particular court's discretion, in the present quarters of the court to which the item is identified. An item located at the direction of a court remains part of the Capitol collection and is subject to preservation and protection by the board. sec.111.18. Capitol Collections Management Manual. (a) Goals of the manual. (1) The [Texas] Capitol Collections Management
                                                                                                                                          Manual has been developed by the curator of the Capitol to further define the Texas Capitol collections policy, detailing the specific procedures that are to be followed to fully carry out the guidelines of the collections policy. (2) The overall goal of the policy and the management manual is to collect, preserve, protect,
                                                                                                                                            interpret, and maintain information on original or period objects of historical significance to the Capitol or the State of Texas or appropriate to the early period of the Capitol's history (circa 1880-1920). (b) Responsibility for collections and Collections Review Committee. (1) The State Preservation Board was established as an agency in 1983 to preserve, maintain, and restore the State Capitol, its contents, and grounds (Texas Government Code, Chapter 443). (2) In order to assist the State Preservation Board and the office of the State Preservation Board
                                                                                                                                              [executive director] in carrying out the purpose of the collections policy, a collections review committee shall be formed. (3) The Collections Review Committee shall be composed of five members appointed by the Permanent Advisory Committee to the State Preservation Board in consultation with the office
                                                                                                                                                [executive director] of the State Preservation Board and approved by the State Preservation Board. The committee members shall be residents of the State of Texas and recognized authorities or scholars in one or more of the following fields: Texas material culture; American decorative arts (19th century emphasis); Texas paintings (historical); Texas history; or a related field. The term of the appointments shall be three years. To allow for staggered terms, two of the first appointments will be for two years, and the remaining three appointments will be for the full three-year term, to be determined by random selection. (4) (No change.) (c) Methods of acquisition. (1) The office of the State Preservation Board
                                                                                                                                                  [curator of the Capitol] shall acquire the collections [of the State Preservation Board] through purchase, gift, bequest, [exchange,] or any other transaction consistent with applicable state or federal requirements
                                                                                                                                                    by which title to objects is transferred to the board. The office of the
                                                                                                                                                      State Preservation Board shall acquire objects unencumbered by conditions imposed by the owner, donor, consignee, or by the nature of the material itself, unless otherwise approved by the board. The curator of the Capitol will report to the board on new acquisitions and request the board's formal approval of the acquisitions at each meeting of the board. (2) Prior to a purchase, the office of the State Preservation Board
                                                                                                                                                        [curator of the Capitol] will attempt to acquire the object or comparable material through gift, bequest, or transfer
                                                                                                                                                          [exchange]. Only items which the office
                                                                                                                                                            [executive director] of the State Preservation Board feels can be given proper care for an indefinite period of time will be acquired. Items known to have
                                                                                                                                                              [of] questionable provenance or title
                                                                                                                                                                or obtained through illicit trade shall not be acquired. Only when the office
                                                                                                                                                                  [executive director] of the State Preservation Board has determined to the best of its ability that material has been collected, exported, or imported in compliance with the laws and regulations of the country of origin, of the federal government of the United States, and of individual states within the United States, shall material be acquired by the board.
                                                                                                                                                                    The office
                                                                                                                                                                      [executive director] of the State Preservation Board will [also attempt to] conduct its collecting activities with a reasonable certainty that its approach is consistent with the spirit and intent of these laws and programs. (3) If it is determined that an object offered for acquisition is stolen property or has entered the United States illegally, the office
                                                                                                                                                                        [executive director] of the State Preservation Board [and the Collections Review Committee] will report all pertinent facts, in writing, to the Collections Review Committee and the
                                                                                                                                                                          board. (d) Donation, bequests, purchases, [exchanges,] and other transactions. (1) All donations shall be referred by the office of the State Preservation Board
                                                                                                                                                                            [curator of the Capitol] to the Collections Review Committee for advisory review and comment. Taking into consideration the comments of the Collections Review Committee, if a donation is unencumbered, [is approved by the curator of the Capitol,] and meets the purposes of the board, the office
                                                                                                                                                                              [executive director] of the State Preservation Board may accept
                                                                                                                                                                                [approve] the material for receipt. If the item is encumbered in any manner, the donation shall be submitted for prior
                                                                                                                                                                                  approval to the board. All encumbrances shall be stated clearly in an instrument of conveyance, shall be made part of the State Preservation Board permanent record, and shall be observed by the executive director and the curator of the Capitol of the State Preservation Board. Whenever possible donations should be accompanied by funds which will be restricted to an endowment for conservation of the collection. Applicable Internal Revenue Service rules related to donations shall be adhered to by all relevant parties. (2)-(3) (No change.) (4) All items considered for purchase shall be referred by the curator of the Capitol to the Collections Review Committee for advisory review and comment. A written appraisal from a licensed appraiser shall be obtained by the curator prior to the purchase of items over $10,000 and otherwise as deemed advisable.
                                                                                                                                                                                    Taking into consideration the comments of the committee[,] and the recommendations of the curator of the Capitol, the office
                                                                                                                                                                                      [executive director] of the State Preservation Board may purchase items under $10,000 given the availability of necessary funds. Items over $10,000 shall [also] require the approval of the board prior to purchase. (5) The board may also acquire items through interagency transfer as provided by the Texas Government Code, sec.443.017, and other applicable state law.
                                                                                                                                                                                        [In order to enhance the collections of the board, the executive director of the State Preservation Board and the board may exchange items in the collection for material of equivalent or superior value. In such cases, the deaccessioning procedures noted in Section IV of this manual shall be followed.] (6)-(7) (No change.) (8) State law provides that in most cases all records of a governmental body are open to the public following procedures established under the Open Records Act.
                                                                                                                                                                                          One exception to that rule is information pertaining to appraisals or the purchase price of personal property for public purposes prior to the formal award of the contract. (e) Deaccessioning. (1) The board may deaccession material in order to refine its collections and effect exchanges or purchases of material more in keeping with its purposes. All material considered for deaccessioning by the curator of the Capitol must be referred to the Collections Review Committee for advisory review, and then approved by the executive director of the State Preservation Board and the board prior to deaccession.
                                                                                                                                                                                            No donated object shall be deaccessioned for any reason for two years and one day after the date of its acquisition. (2) The procedures for deaccessioning material from the Capitol collections shall be consistent with those procedures established by Texas Civil Statutes, Article 601b
                                                                                                                                                                                              [Material to be deaccessioned may be traded or sold.] Items shall not be returned to donors. However, when applicable,
                                                                                                                                                                                                the donor shall not be precluded from purchasing material if it is offered
                                                                                                                                                                                                  [at its current fair market or appraised value] at public sale. The curator of the Capitol shall make a reasonable attempt to notify the donors of the material 30 days prior to any such sale.
                                                                                                                                                                                                    All monies received from the deaccessioning of material shall be placed in a fund restricted for acquisitions or direct care of the collections. (3) Prior to deaccessioning,
                                                                                                                                                                                                      [Whether sold publicly or privately or traded,] the curator of the Capitol shall [secure two independent appraisals to] determine current fair market value of the material. Two independent appraisals shall be obtained for items valued potentially over $10,000.
                                                                                                                                                                                                        [The curator of the Capitol shall make a reasonable attempt to notify donors of intended deaccessioning action.] (4) (No change.) (5) [Exempted from the preceding policies are items which must be deaccessioned due to inherent vice or vermin; are in such condition that repair or restoration is not possible; or the objects, materials, or supplies are of such insignificant value (less than $250) that the board cannot sell them. In such cases, the executive director of the State Preservation Board, upon the recommendation of the curator and the advisory review of the Collections Review Committee, may approve the immediate disposal of such items. In such cases, a written report with photographs shall become part of the board's permanent records.] A complete file on all deaccessioned materials shall be maintained by the curator of the Capitol. (6) (No change.) (f) Loans to the board. (1) Loans to the board shall only be approved when consistent with its programs and activities. Loans shall be referred by the curator of the Capitol to the Collections Review Committee for advisory review and comment. Taking into consideration the comments of the committee, the curator of the Capitol may accept
                                                                                                                                                                                                          [approve] loans to buildings and grounds under the jurisdiction of the board
                                                                                                                                                                                                            [the Capitol]. (2) Items placed in the Capitol on a short-term exhibit basis that fall under sec.111.13 of this title (relating to Exhibitions and Events in the Capitol Building) are not included under this manual and shall be monitored by the curator of the Capitol [of the State Preservation Board] according to established procedures. All loans shall be for specific periods of time. Permanent or indefinite loans will not be accepted. (3) All rules and regulations governing loans to the Capitol shall be clearly stated in a contractual document and agreed to by the lender and the office
                                                                                                                                                                                                              [executive director] of the State Preservation Board prior to the latter's taking custody of loaned material. Items on loan for display in the Capitol shall be treated as permanent collection items, the curator of the Capitol being responsible for their maintenance and handling. However, insurance shall be carried by the lender unless other
                                                                                                                                                                                                                arrangements, in contractual format, are agreed upon in advance. Shipping costs are to be borne by the lender unless other
                                                                                                                                                                                                                  arrangements, in contractual format, are agreed upon in advance. If the loan has any unusual encumbrances, it must also be approved by the board. Items on loan for review as potential purchases or donations shall be treated as temporary custody items, and a contractual agreement with specific terms or conditions shall be completed. (4) Every attempt shall be made to keep in yearly contact with the owner of loaned material. In the event that the existence and location of the owner is unknown to the curator of the Capitol [of the State Preservation Board] for longer than three years, the Texas Escheat Laws, located at the Texas Property Code Annotated, sec.72.101 et. seq., shall take effect and be followed by the office
                                                                                                                                                                                                                    [executive director] of the State Preservation Board [and the board]. The office
                                                                                                                                                                                                                      [executive director] of the State Preservation Board shall only return lent material to the original lender or duly authorized agents. Heirs must present legal proof of ownership before the board will release lent material. (5) (No change.) (g) Loans from the board. (1) Since the Capitol collections consist primarily
                                                                                                                                                                                                                        of objects that are either being used or displayed in functional or public areas of the building, and because of limitations of staff and equipment, as a general rule the loan of items from the Capitol collections will not be approved. This loan policy does not apply to items released for conservation treatment or short- term storage. (2) Any deviation from this loan policy must be approved by the curator of the Capitol (with the advisory review of the Collections Review Committee) , the Permanent Advisory Committee,
                                                                                                                                                                                                                          and the board. In order to be considered, a potential borrower preferably should
                                                                                                                                                                                                                            [shall] be an established museum, in most cases
                                                                                                                                                                                                                              [preferably] accredited by the American Association of Museums. The borrowing institution's security, climate control, and other factors will be taken into consideration during the review process. In the event a loan from the collection is approved, insurance will be carried by the borrower who will provide the board with a wall-to-wall
                                                                                                                                                                                                                                [portal to portal] certificate of insurance. Any exceptions must be made in advance in a contractual document. All rules and regulations governing loans from the Capitol collections will be clearly stated in a contractual document and agreed to by the borrower and the office
                                                                                                                                                                                                                                  [executive director] of the State Preservation Board prior to releasing material to the borrower. (h) Documentation of collections. (1) (No change.) (2) In addition to an item's state inventory number or any other number, each object will be assigned a Capitol historical artifact (CHA)
                                                                                                                                                                                                                                    number. The numbers will be assigned sequentially on a yearly basis. The prefix of the number will be the year of accession, followed by a sequential number (i.e., 1988.1, 1988.2, 1988.3, and so on). An "R" preceding the CHA number shall identify items that are reproductions of original Capitol furnishings items. These items will be referred to as the Reproduction Capitol Historical Artifact Collection.
                                                                                                                                                                                                                                      A label will be affixed to each item noting that it is a Capitol historical artifact. In addition, the accession number will be permanently marked on the item following accepted museum methods. An annual inventory of the collection will be conducted by the curator of the Capitol. (3) Each accession will be promptly entered into an accession book, in order by CHA
                                                                                                                                                                                                                                        [accession] number [, by the curator of the Capitol.]. The accession book will contain the following information for each item: CHA
                                                                                                                                                                                                                                          [Capitol historical artifact] number, state inventory number (or other number), name, brief description and measurements, source, date of accession, and location. In addition, all accession and basic catalog information on each CHA will be entered on a computer database. (4) A catalog report will be completed for
                                                                                                                                                                                                                                            [The curator will complete a registration card for] each item and updated
                                                                                                                                                                                                                                              [update it] as required. A black-and-white (color when necessary)
                                                                                                                                                                                                                                                contact print of the object will be affixed to each report.
                                                                                                                                                                                                                                                  [card. Negatives for all items will be kept in a separate file.] The original catalog reports
                                                                                                                                                                                                                                                    [registration cards] will be placed in an archival sleeve and filed in the appropriate object file. Copies of the catalog reports will be
                                                                                                                                                                                                                                                      kept in notebooks in order by CHA
                                                                                                                                                                                                                                                        [historical artifact] number. Additional
                                                                                                                                                                                                                                                          [The curator will maintain additional] files on the collections will be maintained,
                                                                                                                                                                                                                                                            including: (A) object files kept in archival file folders: (i) original catalog report;
                                                                                                                                                                                                                                                              [xerox of registration card;] (ii) photographs of the object and, when generated, an
                                                                                                                                                                                                                                                                eight-inch by ten-inch black-and-white photograph in archival sleeve; (iii) copies or originals
                                                                                                                                                                                                                                                                  of any invoices, receipts, or other paperwork related to acquisition; and (iv) background information and research on the object; (B) photographic files
                                                                                                                                                                                                                                                                    [source files]: (i) each CHA will be professionally photographed in 2 1/4-inch or four- inch by five-inch black-and-white format, and color when appropriate;
                                                                                                                                                                                                                                                                      [source record listing each acquisition from that source, with date of acquisition and purchase price/value; and] (ii) resulting negatives and transparencies will be labeled and kept in archival storage files by negative/transparency size, filed in CHA order;
                                                                                                                                                                                                                                                                        [original receipts, invoices, or other paperwork related to the acquisition;] (iii) an eight- inch by ten- inch black-and-white print will be developed, labeled and filed in each CHA object file as funding permits; (iv) any additional 35mm black-and-white and color prints and negatives related to the collections will be assigned photo numbers and filed chronologically by date photographed in archival boxes; (v) black-and-white (and color when applicable) condition photographs will be taken of any defects, flaws and/or damages to CHAs; one set will be filed in the object files, a copy set with negatives will be filed per clause (iv) of this subparagraph. (C) maintenance log
                                                                                                                                                                                                                                                                          [room files (where applicable):] (i) a ledger will be maintained noting each repair or maintenance made to a CHA, including work done, by whom, cost, completion date, and photo numbers of any supporting photographic documentation
                                                                                                                                                                                                                                                                            [layout of each room with each object noted on diagram]; (ii) this information will also be added to the collection computer database file for the affected CHA. [(ii) copies of registration cards;] [(iii) list of loan items in room; and] [(iv) memos or other information related to the room;] (D) deaccession files
                                                                                                                                                                                                                                                                              [card files]: (i) a ledger listing all deaccessions in chronological order will be maintained
                                                                                                                                                                                                                                                                                [four-inch by six-inch files with condensed information for cross-referencing and quick access purposes] (ii) background deaccession file information will be kept in the appropriate object file
                                                                                                                                                                                                                                                                                  [accession cards;] [(iii) object cards;] [(iv) source cards; and] [(v) room cards;] (E) room files (where applicable), upon completion of Capitol Interior Preservation Project:
                                                                                                                                                                                                                                                                                    [snapshot photo files and maintenance log:] (i) layout of each room with each object noted on diagram;
                                                                                                                                                                                                                                                                                      [color prints for quick reference purposes filed by object type; and] (ii) copies of catalog reports;
                                                                                                                                                                                                                                                                                        [a ledger noting each instance of repair or maintenance to an item in the collection; includes what work was done, by whom, and the completion date.] (iii) list of any loan items in room; and (iv) memos or other information related to the room. (5) To assist in the public's understanding and appreciation of the Capitol collections, upon completion of the Capitol Interior Preservation Project,
                                                                                                                                                                                                                                                                                          descriptive catalogues should be prepared for the various rooms where the objects are displayed (as applicable), providing both general information as well as specific data on each object in the room. At an appropriate point, funding should be secured to publish a permanent printed catalog of the Capitol's collections. (6) Documentation shall also be maintained on the loan collections. The numbering system will consist of an "L" designating a loan, followed by [the year and then] a sequential number, determined by the order of the loan, followed by the year the loan was accepted (L2.1993, L3.1993)
                                                                                                                                                                                                                                                                                            [(L1987. 2; L1987.3, etc.)]. The loans will be entered into a separate [section of the] accessions book, clearly labeled loan collection. Files for each loan object will
                                                                                                                                                                                                                                                                                              [should] be maintained, including a simplified catalog report,
                                                                                                                                                                                                                                                                                                [registration card,] the original signed loan agreement and other related paperwork, and a snapshot photograph. Information on loan objects should be included in the room catalogues mentioned in paragraph (5) of this subsection. (7) To safeguard the primary documentation files [(accession book and registration cards)] copies of the collections database printout and CHA catalog reports
                                                                                                                                                                                                                                                                                                  shall be deposited with the Texas State Archives and updated on a quarterly
                                                                                                                                                                                                                                                                                                    [an annual] basis. (i) Care of collections and amendments. (1) The curator of the Capitol is responsible for the care of the collections. Maintenance, repair, or restoration of objects in the collection shall be [coordinated and] approved by the curator. All such work will be noted in the
                                                                                                                                                                                                                                                                                                      [a] maintenance log, and the catalog reports will be updated as necessary, and repair receipts and invoices filed in the object files
                                                                                                                                                                                                                                                                                                        [registration cards]. (2) As outlined in the Texas Government Code, sec.443.017, the State Preservation Board can require a state agency or other state entity to transfer certain items of historical significance from that state or entity's inventory to State Preservation Board inventory.
                                                                                                                                                                                                                                                                                                          The following additional
                                                                                                                                                                                                                                                                                                            procedures shall be followed to assist the curator in the care of such items
                                                                                                                                                                                                                                                                                                              [for Capitol historical artifacts located in the Capitol not directly under the board's ownership.] (A) The curator of the Capitol shall provide to the appropriate personnel charged with property responsibility at each applicable state agency
                                                                                                                                                                                                                                                                                                                a list of all items being used by their agency that are Capitol historical artifacts under State Preservation Board inventory
                                                                                                                                                                                                                                                                                                                  [property under their agency's jurisdiction that qualify as Capitol historical artifacts.] This list shall include the object's state inventory number [or other number], its Capitol historical artifact number, and location. (B) The appropriate personnel must
                                                                                                                                                                                                                                                                                                                    [shall] inform the curator if they wish to change
                                                                                                                                                                                                                                                                                                                      [in writing when] the location of a Capitol historical artifact [is changed]. Such items may only be moved or handled under the direct supervision of State Preservation Board curatorial staff. (C) The appropriate personnel must contact
                                                                                                                                                                                                                                                                                                                        [shall obtain the approval of] the curator to request
                                                                                                                                                                                                                                                                                                                          [for] any maintenance or restoration work on
                                                                                                                                                                                                                                                                                                                            [planned for] a Capitol historical artifact [under their jurisdiction]. Such work must be approved, supervised and/or coordinated by the State Preservation Board curatorial staff.
                                                                                                                                                                                                                                                                                                                              [The curator shall also recommend conservation treatment on an as-needed basis or during the annual inventory process.] (D) Deaccessioning (selling, disposing of, or otherwise deleting from inventory) of any Capitol historical artifact can only
                                                                                                                                                                                                                                                                                                                                [shall] be approved and coordinated by the State Preservation Board (see sec.111.18(e) of this Title).
                                                                                                                                                                                                                                                                                                                                  [by the curator (with the advisory review of the Collections Review Committee) and the State Preservation Board.] (3) (No change.) (4) Due to the fact that the Capitol is a functioning state office building, the office
                                                                                                                                                                                                                                                                                                                                    [executive director] of the State Preservation Board shall coordinate security, atmospheric and emergency concerns with the [State Purchasing and] General Services Commission or other related agencies or individuals. Museum standards will be followed when feasible and practical, including the development of an emergency procedures manual addressing staff responsibilities in the event of theft, flood, fire, storm, explosion, war, and nuclear disaster. (5) (No change.) sec.111.19. Recognition of Donors. (a) (No change.) (b) Methods of Recognition. (1) All recognition of donors shall be reviewed by the office
                                                                                                                                                                                                                                                                                                                                      [executive director] of the State Preservation Board. (2) Donors may be recognized by letters, certificates of appreciation, in printed material and by other means determined by the board.
                                                                                                                                                                                                                                                                                                                                        [inscription of donor's name in the Texas Capitol Preservation Golden Book of Donors.
                                                                                                                                                                                                                                                                                                                                          ] Donors of $50,000
                                                                                                                                                                                                                                                                                                                                            [$100,000] or more will be listed as major donors. [No fund amounts will be listed in the book, which will be kept available to the public in a location designated by the State Preservation Board.] (3) Donors may be recognized at an event or events directly related to the Capitol restoration and approved by the office
                                                                                                                                                                                                                                                                                                                                              [executive director] of the State Preservation Board. [(4) Donors may receive printed material concerning donor recognition and/or part of fund-raising materials. [(5) Upon request, donors shall receive from the executive director of the State Preservation Board an official receipt of their donation specifying what their donation shall be used for: restoration fund, specific project, item or items.] sec.111.20. Use of the Capitol Grounds. (a) Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise. (1) Event-Any performance, ceremony, [or] presentation , or activity
                                                                                                                                                                                                                                                                                                                                                held on the grounds. (2) Public purpose-The promotion of the public health, education,
                                                                                                                                                                                                                                                                                                                                                  safety, morals, general welfare, security, prosperity, and contentment of all of the inhabitants or residents within the state, the sovereign powers of which are exercised to promote such public purpose or public business. (3) Capitol grounds-The
                                                                                                                                                                                                                                                                                                                                                    [All] area within the historic cast iron fencing; the area lying between the fencing and city streets that is owned by the state; the esplanade just outside the east entrance to the Capitol between the gateposts and San Jacinto Street; the Old General Land Office Building grounds between 11th and 12th Streets and the Capitol's eastern iron fence and the State Insurance Building; the area bordered by 11th Street to the south, Colorado Street to the east, Lavaca Street to the west, and the Westgate Building property to the north; property north of the Capitol bordered by Colorado Street on the west, San Jacinto Street on the east
                                                                                                                                                                                                                                                                                                                                                      [between the Capitol] and 15th Street on the north,
                                                                                                                                                                                                                                                                                                                                                        [, northeast, north and northwest of the Capitol,] which is not occupied with other state buildings, or the Texas Employment Commission Building property
                                                                                                                                                                                                                                                                                                                                                          an accompanying terraces. [The Texas Employment Commission Building property, Colorado Street, and 15th Street are the east, west, and north boundaries.] Street right-of-ways within these boundaries include 14th Street and Congress Avenue. (b) Deposit for use of Capitol or Capitol grounds. (1) A deposit is required from persons or entities that use the Capitol, Capitol extension, or grounds of the Capitol for an event, exhibit, or other scheduled activity. The deposit is in an amount set by the office of the State Preservation Board designed to recover the estimated direct costs the state of the event, exhibit, or activity. The office of the State Preservation Board may deduct from the deposit: (A) the cost of damage to the Capitol, Capitol extension, or ground of the Capitol that directly results from the event, exhibit, or other activity; (B) the costs of extra labor, materials, and utilities directly attributable to the event, exhibit, or other activity; and (C) the costs of extra security requested by the person or entity for the event, exhibit, other activity. (c)
                                                                                                                                                                                                                                                                                                                                                            [(b)] Approval of grounds events. (1) All Capitol grounds events will be approved and scheduled by the office
                                                                                                                                                                                                                                                                                                                                                              [executive director] of the State Preservation Board. (2) All events must have a clear public purpose. (3)
                                                                                                                                                                                                                                                                                                                                                                [(2)] Events will not be approved if they: [(A) have no obvious public purpose;] (A)
                                                                                                                                                                                                                                                                                                                                                                  [(B)] promote a commercial enterprise; (B)
                                                                                                                                                                                                                                                                                                                                                                    [(C)] obstruct entrances or interrupt traffic flow through the building; (C)
                                                                                                                                                                                                                                                                                                                                                                      [(D)] obstruct the view of or access to fire fighting equipment or fire hydrants; (D)
                                                                                                                                                                                                                                                                                                                                                                        [(E)] involve the use of flammable, hazardous or odorous chemicals or materials; or
                                                                                                                                                                                                                                                                                                                                                                          [.] (E) involve use of signs or placards attached to objects that might cause damage to the building or its contents. (4)
                                                                                                                                                                                                                                                                                                                                                                            [(3)] Intended use may not interfere with any legislative session or regular use of the Capitol building or grounds. (5)
                                                                                                                                                                                                                                                                                                                                                                              [(4)] Sound equipment, chairs, risers, podiums, tents, canopies, or other equipment required for ceremonies, presentations, or performances must be approved by the office
                                                                                                                                                                                                                                                                                                                                                                                [executive director] of the State Preservation Board, but furnished and installed by the requesting party. Installation approval is subject to inspection. (6)
                                                                                                                                                                                                                                                                                                                                                                                  [(5)] The State of Texas, the State Preservation Board, [and the executive director] and any
                                                                                                                                                                                                                                                                                                                                                                                    employee of the State Preservation Board are not liable for any injury which may occur to any person during the event on the Capitol grounds. (7)
                                                                                                                                                                                                                                                                                                                                                                                      [(6)] Security requirements other than that routinely provided by Capitol police are the responsibility of the organizers; however, the office
                                                                                                                                                                                                                                                                                                                                                                                        [executive director] of the State Preservation Board must approve any additional security arrangements. (8) Fund-raising on the premises is not allowed unless the fund-raising directly benefits the Capitol or unless it is part of the gubernatorial inaugural, or a similar event approved by the board, and the funds are used to help defray the costs of the event. (9) With the exception of businesses authorized by the State Preservation Board to operate in the Capitol, vendors and/or the promotion of a commercial enterprise involving the exchange of money are prohibited. (d)
                                                                                                                                                                                                                                                                                                                                                                                          [(c)] Scheduling events. (1) A written request to schedule an event on the Capitol grounds must be received by the office of the State Preservation Board [no later than] two weeks before the date requested. Those requesting to schedule an event will be notified within one week following the receipt of the request. (2)-(3) (No change.) (4) No signs or placards displayed or available for display during the event may be carried into the Capitol building. No signs or placards may be attached to any part of the Capitol, including but not limited to fences, lampposts, trees, etc. except as approved by the board. (5)-(6) (No change.) (7) Upon completion of the event, organizers will be held responsible for clean-up of the area. Any
                                                                                                                                                                                                                                                                                                                                                                                            [A clean-up deposit may be requested, based on event size. The] deposit will [not] be refunded following
                                                                                                                                                                                                                                                                                                                                                                                              [until] an inspection of the area to determine that the area has been adequately cleaned
                                                                                                                                                                                                                                                                                                                                                                                                [is conducted the following day]. The organizer(s) may be present at this inspection by contacting the office of the State Preservation Board. (8) (No change. ) sec.111.21. Fire Protection Policy. (a) (No change.) (b) Oversight. The policy will be administrated by the Capitol fire marshal at the direction of the executive director and the Commission on Fire Protection. (c) Standard Procedures. The Capitol fire marshal shall: (1)-(4) (No change.) (5) assure that all trash receptacles are constructed of fire resistant material approved by the Underwriters Laboratory (UL) or Factory Mutual System (FM); and
                                                                                                                                                                                                                                                                                                                                                                                                  [.] (6) routinely collect and keep on file Material Safety Data Sheets (MSDS) listing hazardous materials in State Preservation Board controlled buildings and maintain an accessible file of MSDS sheets. (d) (No change.) sec.111.22. Definitions [Definition] of Capitol Grounds [Boundaries]. (a) (No change.) (b) As defined by the State Preservation Board, the Capitol grounds [boundaries shall] include all area within the historic cast iron fencing; the area lying between the fencing and city streets that is owned by the state; the esplanade just outside the east entrance to the Capitol between the gateposts and San Jacinto Street; the Old General Land Office Building grounds between 11th and 12th Streets and the Capitol's eastern iron fence and the State Insurance Building; the area bordered by 11th Street to the south, Colorado Street to the east, Lavaca Street to the west, and the Westgate Building property to the north; property north of the Capitol bordered by Colorado Street on the west, San Jacinto Street on the east
                                                                                                                                                                                                                                                                                                                                                                                                    [between the Capitol] and 15th Street on the north,
                                                                                                                                                                                                                                                                                                                                                                                                      [,northeast, north and northwest of the Capitol,] which is not occupied with other state buildings, or the Texas Employment Commission Building property
                                                                                                                                                                                                                                                                                                                                                                                                        [,] and accompanying terraces. [The Texas Employment Commission Building property, Colorado Street, and 15th Street are the east, west, and north boundaries.] Street right-of-ways within these boundaries include 14th Street and Congress Avenue. sec.111.23. Fund-Raising Policy. (a) Procedures for solicitation and acceptance of contributions of funds and securities by entities other than the State Preservation Board on behalf of the board to benefit the buildings and rounds under State Preservation Board authority. (1) (No change.) (2) Procedure. (A) All proposals for
                                                                                                                                                                                                                                                                                                                                                                                                          solicitation and contributions of money by entities other than the State Preservation Board
                                                                                                                                                                                                                                                                                                                                                                                                            [proposals] must be submitted in writing to the office
                                                                                                                                                                                                                                                                                                                                                                                                              [executive director] of the State Preservation Board for review. Approval
                                                                                                                                                                                                                                                                                                                                                                                                                [The executive director may authorize a member of the State Preservation Board staff to hold discussions with potential contributors, but final commitments] will be deferred pending submittal of all required documentation and proper review. (B) Letters or proposals concerning solicitations and/or
                                                                                                                                                                                                                                                                                                                                                                                                                  [of intended] contributions shall be reviewed, along with any pertinent legal documents and forms by the office
                                                                                                                                                                                                                                                                                                                                                                                                                    [executive director] of the State Preservation Board, legal counsel for the State Preservation Board, and any additional advisors considered appropriate to make recommendations for acceptance or denial. Letters must include: (i) names and addresses of each individual, corporation, or organization (including officers and directors), soliciting and
                                                                                                                                                                                                                                                                                                                                                                                                                      contributing funds or securities, and a copy of the group exemption letter showing compliance with sec.501(c)(3) of the Internal Revenue Code for all nonprofit corporations; (ii) amount of funds or securities to be contributed; (iii) source of funds or description of method of obtaining funds; (iv) date(s) funds will be donated or securities transferred; (v) contributors may specify their donations be used for a particular item or items, room renovation or conservation of a specific item(s). The costs will be determined by the office of the
                                                                                                                                                                                                                                                                                                                                                                                                                        State Preservation Board [staff and submitted in writing to the contributor. With prior approval by the curator of the Capitol and the executive director of the State Preservation Board, contributors may donate to the following categories: (I)-(IV) (No change.) (V) other projects approved
                                                                                                                                                                                                                                                                                                                                                                                                                          [designated] by the board and set forth in the Capitol master plan; (vi) current financial statement or annual report. (C) Contributions will not be accepted if: (i) the method of solicitation or the source of funds is determined by the office
                                                                                                                                                                                                                                                                                                                                                                                                                            [executive director] of the State Preservation Board to be inappropriate for contributions benefiting the Capitol; (ii)-(iv) (No change.) (b) Acceptance of funds from events. (1)-(2) (No change.) (3) Prior to approval of an event using the Capitol preservation (restoration) project name, a memorandum of agreement must be negotiated between the State Preservation Board, signed by the executive director, and the organizers of the event. [It will be reviewed and approved by legal counsel of the State Preservation Board.] The agreement must include: (A) amount of guaranteed minimum donation; (B) a time limit, not to exceed 120
                                                                                                                                                                                                                                                                                                                                                                                                                              [90] days from the execution of the memorandum of agreement, for funds to be received by the office of
                                                                                                                                                                                                                                                                                                                                                                                                                                the State Preservation Board; (C) authorization by organizers for the office
                                                                                                                                                                                                                                                                                                                                                                                                                                  [executive director] of the State Preservation Board to audit books of event; (D) authorization for the office
                                                                                                                                                                                                                                                                                                                                                                                                                                    [executive director] of the State Preservation Board to approve all printed materials pertaining to the event prior to their publication and distribution; (E) proof of sufficient insurance coverage for event by the organizers; (F) requirement for written notification of cancellation or modification of event to be submitted in writing to the office
                                                                                                                                                                                                                                                                                                                                                                                                                                      [executive director] of the State Preservation Board 30 days prior to scheduled date of the event. (c) Other provisions. (1) The office
                                                                                                                                                                                                                                                                                                                                                                                                                                        [executive director] of the State Preservation Board may require any additional documentation considered appropriate to determine the acceptance of funds or securities from an individual(s), corporation, or organization. (2) The State of Texas, State Preservation Board, or [executive director or] the
                                                                                                                                                                                                                                                                                                                                                                                                                                          employees of the State Preservation Board shall not be held liable for any expenses incurred from a solicitation effort benefiting the Capitol Preservation Project by an individual(s), corporation, or organization. (d) Acknowledgments. All contributions of money may be acknowledged by one or more of the following: a letter from the office of the State Preservation Board
                                                                                                                                                                                                                                                                                                                                                                                                                                            [signed by the executive director] stating the amount of donation, date of the donation, and its specified category or purpose; a State Preservation Board appreciation certificate; inscription of the donor's name in the Texas Capitol Preservation Golden Book of Donors.
                                                                                                                                                                                                                                                                                                                                                                                                                                              Donors of $50,000
                                                                                                                                                                                                                                                                                                                                                                                                                                                [$100,000] or more will be listed as major donors. sec.111.25. Memorials/Monuments of the Capitol Complex. (a)-(b) (No change.) (c) Procedures for approval of memorials/monuments in the Capitol complex. (1) No additional memorials and/or monuments shall be placed on historic Capitol grounds. (2) For any monument authorized by the legislature to be constructed within
                                                                                                                                                                                                                                                                                                                                                                                                                                                  [on] the Capitol complex, the office
                                                                                                                                                                                                                                                                                                                                                                                                                                                    [executive director] of the State Preservation Board shall be consulted concerning potential sites available on the Capitol complex. A grounds monument location map will be incorporated into the master plan to define potential locations. (3) A preliminary proposal shall be submitted to the office
                                                                                                                                                                                                                                                                                                                                                                                                                                                      [executive director] of the State Preservation Board for review at the time potential sites are reviewed. This preliminary proposal will include: (A) administrative arrangements to oversee the project's fundraising, design, and construction; (B) preliminary design intentions. (4) Using the master plan, the office of the State Preservation Board
                                                                                                                                                                                                                                                                                                                                                                                                                                                        [At the direction of the executive director, the architect of the Capitol] shall submit the proposal and recommended
                                                                                                                                                                                                                                                                                                                                                                                                                                                          [his/her recommendations for] site selection for the proposed monument to the Permanent Advisory Committee for review and recommendation, and to the State Preservation Board for preliminary site approval. (5) After preliminary site approval, a final design proposal shall be submitted to the office
                                                                                                                                                                                                                                                                                                                                                                                                                                                            [executive director] of the State Preservation Board for review and recommendation. (6) The executive director of the State Preservation Board will submit the final design proposal and his/her recommendations to the Permanent Advisory Committee for review and solicit
                                                                                                                                                                                                                                                                                                                                                                                                                                                              recommendations for
                                                                                                                                                                                                                                                                                                                                                                                                                                                                [to] the State Preservation Board. The State Preservation Board then shall be asked to give
                                                                                                                                                                                                                                                                                                                                                                                                                                                                  [board gives] final approval for the design and site location [for all memorials and monuments]. (7) The executive director of the State Preservation Board shall issue a building permit for any memorials and/or monuments after a proposal has received board approval. (8) Criteria for approval of memorials and/or monuments by the State Preservation Board will include the following. (A) Site selection shall be consistent
                                                                                                                                                                                                                                                                                                                                                                                                                                                                    [congruent] with the purposes stated previously and shall be based on the approved master plan. (B) A military commemorative work may be established only to commemorate a war or similar major military conflict or to commemorate any branch of the armed forces. No commemorative work commemorating a lesser conflict or a unit of an armed force shall be permitted. (C) A commemorative work commemorating an individual or group of individuals shall not be permitted until at least 25 years after the death of the individual or the last surviving member of the group. (D) The construction of a
                                                                                                                                                                                                                                                                                                                                                                                                                                                                      [A] commemorative work must be in the public's interest, must represent
                                                                                                                                                                                                                                                                                                                                                                                                                                                                        [other than a work referred to in subparagraph (B) or (C) of this paragraph may be constructed only to commemorate] a subject of lasting historical significance to the history and heritage of Texas, and must reflect a consensus of the lasting historical statewide significance of the subject involved. (E) No public funds shall be used to construct memorials and/or monuments. Funding must be secured and in-hand before a construction permit shall be issued. (F) Knowledgeable persons qualified in the field of architecture and preservation/maintenance shall be consulted by the applicant
                                                                                                                                                                                                                                                                                                                                                                                                                                                                          to determine structural soundness and durability and to assure that the commemorative work meets high professional standards. Memorials and monuments shall be constructed of durable material suitable to the outdoor environment. Landscape features shall be compatible with the Capitol grounds master plan. (G) Construction materials must be compatible with the design, historic importance, and building materials of the Capitol. Whenever possible, monuments shall be constructed of granite, bronze, copper, or compatible materials. (H) The maximum height of any monument shall be 25 feet. (I) The maximum cubic feet of any structure incorporated into a monument design shall be 4,000 cubic feet. (J) The maximum site dimension for a proposed monument shall be 24 feet by 24 feet or 576 square feet. (K) The maximum footprint dimension of any single structure incorporated into a proposed monument shall be 20 feet by 20 feet or 400 square feet. (L)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                            [(G)] Names of donors shall not be permitted on any memorial and/or monument. (M)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                              [(H)] The legislative authority for a memorial and/or monument should be reviewed at the end of the five-year period beginning on the date of the enactment of such authority, unless an appropriate construction permit by the office
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                [executive director] of the State Preservation Board for the work has been issued within that period. (N)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  [(I)] A maintenance contribution of 10% of the total construction cost of the memorial and/or monument shall be required. (9) The office
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    [executive director] of the State Preservation Board shall have review and approval authority over
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      [of the construction of the memorial or monument. This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 28, 1993. TRD-9329515 Dealey Herndon Executive Director State Preservation Board Earliest possible date of adoption: November 5, 1993 For further information, please call: (512) 463-5495 13 TAC sec.111.15 The State Preservation Board proposes an amendment to sec.111.15, concerning Rules and Regulations of the Board. The amendment allows the State Preservation Board to charge a fee for the use of the Capitol, Capitol Extension, and General Land Office Building for preservation of the buildings. Dealy Herndon, executive director, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section. Ms. Herndon also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be that the agency will have met requirements of the Texas Government Code, sec.443.007, clearly defining the area under the responsibility of the Board. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. Comments on the proposal may be submitted to Lori Kneisly, State Preservation Board, P.O. Box 13286, Austin, Texas 78711. The amendment is proposed under the Texas Government Code, Chapter 443, which provides the State Preservation Board with the authority to adopt rules concerning the buildings, their contents, and their grounds. sec.111.15. Use of the Capitol for Film or Video Production. (a) Definition and approval of film or video production. (1) A film or video production is the type of production which uses a film or video medium. The rules listed in this section do not apply to [film or video] news gathering by the press. (2) All film or video production must be approved by the office
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        [executive director] of the State Preservation Board. The office of the State Preservation Board
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          [executive director] reserves the right to deny use of the Capitol for reasons involving security, preservation of the Capitol as a national historic landmark, and the appropriateness of the proposed activities. A decision will be made after a careful review of the content, purpose, and impact on the building. (3) Film or video production for commercial advertising purposes is strictly prohibited. (b) Scheduling of film or video production. (1) The office [executive director] of the State Preservation Board will be responsible for scheduling dates. (2) All production companies will be required will be required to fill out a contact sheet and submit a letter of intent to proceed with production. (3) The office
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            [executive director] of the State Preservation will require production walk-throughs to discuss security, parking, electrical, and other special needs. (4) All production companies will be required to enter into a location agreement which outlines a production schedule, shot-sheet, liability for damages and injury, proof of insurance, preparation work, and post-production clean-up. (5) The State Preservation Board may charge a fee, in an amount set by the executive director, for use of the Capitol, Capitol extension, or General Land Office Building. Income from fees under this paragraph shall be used for preservation of the buildings. This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 28, 1993. TRD-9329514 Dealey Herndon Executive Director State Preservation Board Earliest possible date of adoption: November 5, 1993 For further information, please call: (512) 463-5495 13 TAC sec.111.27, sec.111.28 The State Preservation Board proposes new sec.111.27, and sec.111.28, concerning Rules and Regulations of the Board. The new sections establish rules concerning general rules for use of the Capitol, Capitol extension, and Capitol grounds, and exhibitions and events in the new Capitol extension. Dealey Herndon, executive director, has determined that for the first five-year period the sections are in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the sections. Ms. Herndon also has determined that for each year of the first five years the sections are in effect the public benefit anticipated as a result of enforcing the sections will be that the agency will have met requirements of the Texas Government Code, sec.443.0007, clearly defining the area under the responsibility of the Board. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the sections as proposed. Comments on the proposal may be submitted to Lori Kneisly, State Preservation Board, P.O. Box 13286, Austin, Texas 78711. The new sections are proposed under the Texas Government Code, Chapter 443, which provides State Preservation Board with the authority to adopt rules concerning the buildings, their contents, and their grounds. sec.111.27. General Rules for Use of Capitol, Capitol Extension, and Capitol Grounds. (a) Visitors and persons using the Capitol, Capitol extension, or Capitol grounds for any purpose are prohibited from: (1) attaching signs, banners, or other displays to a part of the Capitol or to a structure, including a fence, on the grounds of the Capitol except as approved by the board; (2) placing furniture in the Capitol or on the grounds of the Capitol for a period that exceeds 24 hours except as approved by the board; (3) setting up or placing camping equipment, shelter, tents, or related materials in the Capitol or on the grounds of the Capitol except as approved by the board for special events; (4) blocking ingress and egress: (A) into the Capitol; or (B) into rooms or hallways within the Capitol, except as approved by the board; and (5) conducting actions that pose a risk to safety. (b) Visitors and persons using the Capitol, Capitol extension, or Capitol grounds for any purposes shall be required to: (1) leave the Capitol when the building is closed to the public; and (2) restrain pets at all times on a leash or similar device in the immediate control of the owner while on the grounds of the Capitol, except as approved by the board. All pets except Seeing Eye dogs are not permitted in the Capitol. (c) The board may require and collect a standardized deposit from a person or entity that uses the Capitol, the Capitol extension, or the grounds of the Capitol for an event, exhibit, or other scheduled activity. The deposit is in an amount set by the board designed to recover the estimated direct costs to the state of the event, exhibit, or activity. The office of the State Preservation Board shall set the amounts of deposits required under this section in a uniform and nondiscriminatory manner for similar events, exhibits, or other scheduled activities. The board may deduct from the deposit: (1) the cost of damage to the Capitol, Capitol extension, or grounds of the Capitol that directly results from the event, exhibit, or other activity; (2) the costs of extra labor, materials, and utilities directly attributable to the event, exhibit, or other activity; and (3) the costs of extra security required by the person or entity for the event, exhibit, or other activity. (d) The office of the State Preservation Board may charge and collect the costs as detailed in subsection (c) of this section from a person or entity that uses the Capitol, Capitol extension, or the grounds of the Capitol for an event, exhibit, or other scheduled activity and that does not post a deposit as detailed in subsection (c) of this section. (e) Except as provided by this subsection, the sale or consumption of alcoholic beverages, the possession of an open container of an alcoholic beverage, or the gift of an alcoholic beverage in an open container or for on- premises consumption is prohibited in the Capitol, in the Capitol extension, and on the Capitol grounds. This prohibition does not apply to: (1) areas not under the control of the board, including offices, reception areas, and similar areas under the control of the legislature, a legislative agency, the governor, or another state officer; or (2) events of significant importance to the history of the Capitol that are conducted in areas under control of the board and for which the office of the State Preservation Board has approved consumption of alcoholic beverages in response to a written request from the sponsor of the event that documents the importance of the event to the history of the Capitol. (f) The buildings and grounds under the authority of the board shall not be used for the commercial benefit of any individual, business, corporation, special interest group or other entity. (g) For the safety of the public, skateboarding, roller skating, roller blading, and related activities are prohibited in the building, garage, and grounds under the authority of the State Preservation Board. sec.111.28. Exhibitions and Events in the Capitol Extension. (a) Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise. (1) Exhibition-Any display of artwork, including paintings, sculptures, arts and crafts; photographs; public service and general interest presentations; and historical displays. (2) Event-Any performance, ceremony, or presentation held in the public areas of the Capitol. (3) Public areas of the Capitol extension-The hallways, entrances, central gallery, state seal court, and other areas adjacent to and near the rotunda. (4) Public purpose-The promotion of public health, safety, morals, general welfare, security, prosperity, and contentment of all of the inhabitants or residents within the state, the sovereign powers of which are exercised to promote such public purpose or public business. (5) State official sponsor-A member of the Texas House of Representatives, a Texas Senator, the lieutenant governor, or the Governor. (b) Deposit for use of the Capitol extension. (1) A deposit is required from persons or entities that use the Capitol extension for an event, exhibit, or other scheduled activity. The deposit is an amount set by the office of the State Preservation Board designed to recover the estimated direct costs to the state from the event, exhibit, or activity. The deposit is required in the office of the State Preservation Board no later than 24 hours prior to the exhibit. The office of the State Preservation Board may deduct from the deposit: (A) the cost of damage to the Capitol extension or grounds of the Capitol that directly results from the event, exhibit, or other activity; (B) the costs of extra labor, materials, and utilities directly attributable to the event, exhibit, or other activity; and (C) the costs of extra security requested by the person or entity for the event, exhibit, or other activity. (c) Approval of exhibits. (1) All Capitol extension exhibits shall be approved and scheduled by the office of the State Preservation Board upon the referral from a state official sponsor as described in subsection (a)(5) of this section. (2) Exhibits considered for display must be for a public purpose as defined in subsection (a)(4) of this section. (3) Exhibits must be tastefully exhibited. Once erected, the State Preservation Board reserves the right to require the exhibitor to make aesthetic changes to the exhibit. (4) Exhibit space will be assigned based primarily on the size, scope, and design of the exhibit. (5) Exhibitors must bear all costs of assembling, displaying, and removing exhibits. (6) All exhibits must be free-standing. Art and photographic exhibits must be secured to tripods, backdrops, or free-standing displays. Exhibits may not: (A) hang from walls or railings; (B) obstruct entrances; (C) interrupt traffic flow through the building; (1) ) damage walls, woodwork, or floors; (E) obstruct the view of or access to fire fighting equipment or fire alarm pull stations; or (F) involve the use of any flammable, hazardous, or odorous chemicals or materials, torches, or other open-flame illuminating devices or fires. (7) Exhibits will not be considered for display in the Capitol extension if they: (A) feature one individual's artwork for the purpose of commercially advertising that person's artwork; (B) promote a commercial enterprise or involve the exchange of money; (C) have no obvious public purpose; or (D) have an illegal purpose. (8) If other than routine security provided by Capitol police is needed for the exhibit, the exhibitor will bear such costs. The State of Texas, the State Preservation Board, or the executive director or any employee of the State Preservation Board shall not be held liable in case of damage or loss to an exhibit while it is on display in the Capitol extension. (d) Scheduling exhibits. (1) Exhibits may be displayed for up to five working days. (2) The office of the State Preservation Board may extend the display time for major exhibitions. (3) No more than one exhibit will be approved for display on the same day in a designated area of the Capitol extension. (4) A written request to display an exhibit must be received by State Preservation Board no later than four weeks prior to the first day of the time being requested. Exhibitors will be notified of the status of their request within two weeks following receipt of the request. (5) Requests must be accompanied by: (A) a detailed description of the exhibit, including dimensions of the space required, and how the exhibit will be displayed; (B) a clear photograph of the entire exhibit, preferably as it will be displayed. A scale drawing may be submitted in lieu of a photograph if a photograph is not available; (C) a brief statement of the purpose of the exhibit; and, (D) support of a state official sponsor. (6) Incomplete requests will not be considered. (e) Approval of events. (1) All Capitol extension events shall be approved and scheduled by the State Preservation Board upon the referral from a state official sponsor as described in subsection (a)(5) of this section. (2) Performances, presentations and ceremonies may be held in areas of the Capitol extension deemed appropriate by the office of the State Preservation Board. (3) An event should not exceed 45 minutes in length. (4) Events will not be approved if they: (A) have no obvious public purpose; (B) promote a commercial enterprise; (C) obstruct entrances or interrupt traffic flow through the building; (D) have the potential of damaging walls, woodwork, or floors; (E) obstruct the view of or access to fire fighting equipment or fire alarm pull stations; (F) involve the use of any flammable, hazardous, or odorous chemicals or materials, torches, or other open-flame illuminating devices or fires or are determined to be a fire hazard by the Capitol fire marshal; or (G) involve use of signs or placards attached to objects that might cause damage to the building or its contents. (5) Intended use may not interfere with any legislative session or regular use of the Capitol extension for transaction of state business. (6) Sound equipment, chairs, podiums, or other equipment ordinarily required for ceremonies, presentations, or performances may be used only with prior approval by the office of the State Preservation Board, and shall be furnished by the requesting party. (7) The State of Texas, the State Preservation Board and the executive director or any employees of the State Preservation Board are not liable for any injury which may occur to any person during performances in the Capitol extension. (8) All art and photographic exhibits, such as banners, streamers, or posters, used during an event, must be on free-standing displays, backdrops, or tripods. Such materials may not be hung from walls or railings. (9) Fund-raising on the premises is not allowed unless the fund-raising directly benefits the Capitol or unless it is part of the gubernatorial inaugural, or a similar event approved by the board, and the funds are used to help defray the costs of the event. (10) With the exception of businesses authorized by the State Preservation Board to operate in the Capitol, vendors or the promotion of a commercial enterprise involving the exchange of money are prohibited. (f) Scheduling of events. (1) No more than two events will be scheduled for the Capitol extension in one working day. Events will be scheduled to avoid interference with the business of the state as well as other scheduled events or exhibits. (2) A written request to schedule an event in the Capitol extension must be received by the office of the State Preservation Board no later than four weeks before the date requested. Those requesting to schedule an event will be notified of the status of their request within two weeks following the receipt of the request. (3) Requests must be accompanied by: (A) a referral from the sponsoring state representative, senator, the lieutenant governor, or the governor; (B) a detailed description of the event, including equipment and props to be used and anticipated length and scope; (C) a brief statement of the purpose of the event; (D) the area(s) in the Capitol extension being requested for the event; and (E) a list of all electrical equipment and power requirements for each piece of equipment. (4) Incomplete requests will not be considered. This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 28, 1993. TRD-9329512 Dealey Herndon Executive Director State Preservation Board Earliest possible date of adoption: November 5, 1993 For further information, please call: (512) 463-5495 TITLE 16. ECONOMIC REGULATION Part I. Railroad Commission of Texas Chapter 5. Transportation Division 16 TAC sec.5.582 The Railroad Commission of Texas proposes an amendment to sec.5.582, concerning Base Rates, Deviations, and Suspensions. The amendment is proposed pursuant to a petition from the Common Carrier Motor Freight Association, Inc. The amendment will allow motor carriers, other than specialized motor carriers and contract carriers subject to commission tariffs for specialized commodities, to deviate as much as 5.0% above or below commission established base rates for shipments weighing 500 pounds or less. Jackye S. Greenlee, assistant director, Central Operations, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section. John S. Teer, hearings examiner, has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be accelerated rate changes and enhanced free market competition. Small businesses will not be affected as a result of the proposed section. Since the deviation is discretionary, not required, there is no manner in which to calculate economic cost to individuals. Comments may be submitted to John S. Teer, Hearings Examiner, Legal Division, Railroad Commission of Texas, P.O. Box 12967, Austin, Texas 78711-2967. Comments will be accepted for 30 days after publication in the Texas Register. The amendment is proposed under the Texas Motor Carrier Act, Texas Civil Statutes, Article 911b, sec.4(a), which vest the commission with power and authority to prescribe all rules and regulations necessary for the government of motor carriers and for the safety of operations of motor carriers, and to supervise and regulate motor carriers in all matters affecting the relationship between such carriers and the shipping public. The following statute is affected by this rule: Texas Civil Statutes, Article 911b. sec.5.582. Deviations From Base Rates. (a) Motor carriers (other than specialized motor carriers and other than contract carriers subject to commission-prescribed tariffs governing transportation of specialized commodities) shall be permitted to deviate from prescribed base rates or charges [on shipments weighing in excess of 500 pounds] in accordance with the provisions of this section. Motor bus companies shall be permitted to deviate from prescribed base rates, fares, or charges for the transportation of passengers in accordance with the provisions of this section. No deviation from any base rate, fare, or charge shall be permitted except in accordance with the provisions of this section and sec.5.587 of this title (relating to Base Rate Deviation Procedures). (b) Subject to the provisions of subsection (g) of this section, motor carriers (other than specialized motor carriers and other than contract carriers subject to commission-prescribed tariffs governing transportation of specialized commodities) shall be permitted to deviate by an amount not to exceed 5.0% above or below the applicable base rate or charge for shipments of general commodities weighing [from 501 to] 9,999 pounds or less. (c)-(f) (No change.) (g) For shipments of general commodities weighing [from 501-] 9,999 pounds or less,
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              which occupy the full visible capacity of the trailer, motor carriers (other than specialized motor carriers and other than contract carriers subject to commission-prescribed tariffs governing transportation of specialized commodities) shall be permitted to deviate by an amount not to exceed 25% above or below the applicable base rate. (h)-(i) (No change.) This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 28, 1993. TRD-9329546 Mary Ross McDonald Assistant Director, Legal Division-Gas Utilities/LP Gas Railroad Commission of Texas Earliest possible date of adoption: November 5, 1993 For further information, please call: (512) 463-7094 Chapter 9. Liquefied Petroleum Gas Division Subchapter A. General Applicability and Requirements 16 TAC sec.9.19 The Railroad Commission of Texas proposes an amendment to sec.9.19, relating to insurance requirements. The Commission proposes the amendment to implement House Bill 2007, 73rd Legislature, 1993, which allows LP-gas licensees to submit alternative accident and health insurance coverage as a substitute for workers' compensation insurance effective September 1, 1993. House Bill 2007 also provides for a state agency or institution, county, municipality, school district, or other governmental subdivision to substitute self-insurance for workers' compensation and general liability and/or motor vehicle liability insurance as authorized by Texas Civil Statutes, Article 8309h. The amendment adds language that allows for accident and health insurance coverage for medical expenses in the principal amount of not less than $150, 000; accidental death benefits in the principal amount of not less than $100, 000; loss of limb or sight on a scale based on the principal amount of not less than $100,000; and loss of income based on not less than 60% of the employee's pre-injury income for not less than 52 weeks, subject to a maximum weekly benefit equal to the average weekly wage calculated annually by the Texas Employment Commission (currently $460 weekly). The amendment also adds language that allows a state agency or institution, county, municipality, school district, or other governmental subdivision to substitute self-insurance for workers' compensation and general liability and/or motor vehicle liability insurance as authorized by the Texas Workers' Compensation Act and Texas Civil Statutes, Article 8309h, by filing an LP-Gas Form 995, Certification of Political Subdivision of Self-Insurance for Workers' Compensation, General Liability, and/or Motor Vehicle Liability Insurance, as evidence of self-insurance. Thomas D. Petru, director, Liquefied Petroleum Gas Division, has determined that for the first five-year period the section is in effect there will be fiscal implications for state or local government or small businesses as a result of enforcing or administering these section. The fiscal implications will vary, depending on the individual licensee's workers' compensation experience rating, total annual salaries, and any credits or deviation from established rates to which the company may be entitled. Based on an average number of six employees, an LP-gas licensee could save approximately $898 per month by providing accident and health insurance as opposed to workers' compensation coverage. This amount is based on the current rate for workers' compensation insurance with no credits or deviation from the rate (benchmark rate) per $100 of salary and total annual salaries of $120,000. Self-insurance by state or local government has not been an option in the past. There will be a fiscal impact on state or local government, however, the amount of that impact is impossible to determine at this time. Mr. Petru also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be an increase in compliance due to more clearly understandable rules and an increase in safety afforded to the general public due to the updated and revised safety requirements. Because accident and health insurance is an option and not a requirement, it is not possible to determine if there is an anticipated economic costs to persons choosing to comply with the proposed section. Comments on the proposal may be submitted to Thomas D. Petru, Director, Liquefied Petroleum Gas Division, Railroad Commission of Texas, P.O. Box 12967, Austin, Texas 78711-2967. Comments will be accepted for 15 days after publication in the Texas Register. The amendment is proposed under the Texas Natural Resources Code, sec.113. 051, which authorizes the Railroad Commission of Texas to promulgate rules and standards related to the LP-gas industry and its operations, which will protect or tend to protect the health, safety, and welfare of the general public; and s113.097, as amended by House Bill 2007, 73rd Legislature, 1993. sec.9.19. Insurance Requirements. (a)-(c) (No change.) (d) A licensee or applicant for a license that does not employ or contemplate employing any employee in LP-gas related activities may file LPG Form 996B in lieu of a certificate of workers' compensation, including employers liability insurance or alternative accident and health insurance coverage
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                . The licensee or applicant for license must file the required insurance certificate with the commission before hiring any person as a dealership employee. (e)-(g) (No change.) (h) Notwithstanding the requirements specified in Table 1 of this section that each licensee carry a policy of workers' compensation insurance, the licensee may protect its employees by obtaining accident and health insurance coverage from an insurance company authorized to write such policies in this state as an alternative to workers' compensation coverage. The alternative coverage shall be in the amounts specified in Table 1 of this section. (i) A state agency or institution, county, municipality, school district, or other governmental subdivision may meet the requirements of this section for workers' compensation coverage by submitting an LPG Form 995 as evidence of self-insurance, if permitted by the state workers' compensation act and Texas Revised Civil Statutes, Article 8309h, to the commission. (j) A state agency or institution, county, municipality, school district, or other governmental subdivision may meet the requirements relating to general liability and/or motor vehicle liability insurance by submitting an LPG Form 995 as evidence of self-insurance coverage if permitted by Texas Revised Civil Statutes, Article 8309h. [graphic] This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 28, 1993. TRD-9329550 Mary Ross McDonald Assistant Director, Legal Division-Gas Utilities/LP Gas Railroad Commission of Texas Earliest possible date of adoption: November 5, 1993 For further information, please call: (512) 463-6949 Chapter 13. Regulations for Compressed Natural Gas (CNG) Fuel Systems Subchapter D. Compressed Natural Gas Compression, Storage, and Dispensing System 16 TAC sec.13.62, sec.13.63 The Railroad Commission of Texas proposes amendments to s13.62 and sec.13.63, concerning Insurance Requirements; Qualification as Self-insured. The commission proposes the amendments to implement Senate Bill 576, 73rd Legislature, 1993, which allows Compressed Natural Gas (CNG) licensees to submit alternative accident and health insurance coverage as a substitute for workers' compensation insurance effective September 1, 1993. Senate Bill 576 also provides for a state agency or institution, county, municipality, school district, or other governmental subdivision to substitute self-insurance for workers' compensation and general liability and/or motor vehicle liability insurance as authorized by Texas Civil Statutes, Article 8309h. The amendments add language that allows for accident and health insurance coverage for medical expenses in the principal amount of not less than $150, 000; accidental death benefits in the principal amount of not less than $100, 000; loss of limb or sight on a scale based on the principal amount of not less than $100,000; and loss of income based on not less than 60% of the employee's pre-injury income for not less than 52 weeks, subject to a maximum weekly benefit equal to the average weekly wage calculated annually by the Texas Employment Commission (currently $460 weekly). The amendments also add language that allows a state agency or institution, county, municipality, school district, or other governmental subdivision to substitute self-insurance for workers' compensation and general liability and/or motor vehicle liability insurance as authorized by the Texas Workers' Compensation Act, Texas Civil Statutes, Article 8309h, by filing a CNG Form 1995, Certification of Political Subdivision of Self-Insurance for Workers' Compensation, General Liability, and/or Motor Vehicle Liability Insurance, as evidence of self-insurance. Thomas D. Petru, director, Liquefied Petroleum Gas Division, has determined that for the first five-year period the sections are in effect there will be fiscal implications for state or local government or small businesses as a result of enforcing or administering these sections. The fiscal implications will vary, depending on the individual licensee's workers' compensation experience rating, total annual salaries, and any credits or deviation from established rates to which the company may be entitled. Based on an average number of six employees, a CNG licensee could be expected to save approximately $898 per month by providing accident and health insurance as opposed to workers' compensation coverage. This amount is based on the current rate for workers' compensation insurance with no credits or deviation from the rate (benchmark rate) per $100 of salary and total annual salaries of $120,000. Self-insurance by state or local government has not been an option in the past. There will be a fiscal impact on state or local government, however, the amount of that impact is impossible to determine at this time. Mr. Petru also has determined that for each year of the first five years the sections are in effect the public benefit anticipated as a result of enforcing the sections will be an increase in compliance due to more clearly understandable rules and an increase in safety afforded to the general public due to the updated and revised safety requirements. Because accident and health insurance in lieu of workers's compensation coverage is an option and not a requirement, it is not possible to determine if there is an anticipated economic cost to persons choosing to comply with the proposed sections. Comments on the proposal may be submitted to Thomas D. Petru, Director, Liquefied Petroleum Gas Division, Railroad Commission of Texas, P.O. Box 12967, Austin, Texas 78711-2967. Comments will be accepted for 15 days after publication in the Texas Register. The amendments are proposed under the Texas Natural Resources Code, sec.116. 012, which authorizes the Railroad Commission of Texas to promulgate rules and standards related to the Compressed Natural Gas industry and its operations, which will protect or tend to protect the health, safety and welfare of the general public; and sec.116.036, as amended by Senate Bill 576, 73rd Legislature, 1993. sec.13.62. Insurance Requirements. (a)-(d) (No change.) (e) Notwithstanding the requirement specified in Table 1 of this section that each licensee carry a policy of workers' compensation insurance, the licensee may protect its employees by obtaining accidental insurance coverage from an insurance company authorized to write such policies in this state as an alternative to workers' compensation coverage. The alternative coverage shall be in the amounts specified in Table 1 of this section. (f) A state agency or institution, county, municipality, school district, or other governmental subdivision may meet the requirements relating to workers' compensation coverage by submitting evidence of self-insurance that complies with the requirements of sec.13.63 of this title (relating to Qualification as Self-Insured). (g) A state agency or institution, county, municipality, school district, or other governmental subdivision may meet the requirements relating to general liability and/or motor vehicle liability insurance by submitting evidence of self-insurance that complies with the requirements of sec.13.63 of this title (relating to Qualification as Self-Insured). sec.13.63. Qualification as Self-Insured. (a)-(f) (No change.) (g) A state agency or institution, county, municipality, school district, or other governmental subdivision may meet the requirements for workers' compensation coverage of s13.62 of this title (relating to Insurance Requirements) by submitting evidence of self-insurance permitted by the state workers' compensation act by submitting a CNG Form 1995 to the commission. (h) A state agency or institution, county, municipality, school district, or other governmental subdivision may meet the requirements for general liability and/or motor vehicle liability insurance in s13.62 of this title (relating to Insurance Requirements) by submitting a CNG Form 1995 as evidence of self-insurance coverage if permitted by Texas Civil Statutes, Article 8390h. [graphic] This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 28, 1993. TRD-9329549 Mary Ross McDonald Assistant Director, Legal Division-Gas Utilities/LP Gas Railroad Commission of Texas Earliest possible date of adoption: November 5, 1993 For further information, please call: (512) 463-6949 TITLE 30. ENVIRONMENTAL QUALITY Part I. Texas Natural Resource Conservation Commission Chapter 295. Water Rights, Procedural Subchapter B. Water Use Permit Fees sec.sec.295.132-295.134, 295.138, 295.139 The Texas Natural Resource Conservation Commission (TNRCC) proposes amendments to sec.sec.295.132-295.134, and 295.138, and 295.139, concerning the assessment of fees associated with applications for new and amended water rights. The purpose of the amendments is to reflect recent changes in the law regarding the maximum fees which may be assessed for such applications. The previous fee structure established by statute did not cover the administrative costs associated with processing permit applications. Miscellaneous applications and petitions are subject to a filing fee authorized under the Texas Water Code, sec.5.235. The amount of the fee can be adjusted in the General Appropriations Act under the provisions of Government Code, Chapter 316, Subchapter E. Under the current appropriations bill for the 1992-1993 biennium, House Bill 1, Acts of the 72nd Legislature, First Called Session, 1991, the application fees authorized under the Texas Water Code sec.5. 235 (b)- (c) are to be set in an amount to recover costs, but not to exceed $2, 000. The same maximum rate is authorized for the 1994-1995 biennium under the provisions of Senate Bill 5, Acts of the 73rd Legislature, 1993. Additionally, House Bill 2605, Acts of the 73rd Legislature, 1993 amended the Texas Water Code, sec.5.235, to authorize increases in one-time use fees which may be assessed for an application for a new or amended water right. Specifically, it raises the maximum amount which may be levied from $25,000 to $50,000 for one use of water and allows an increase in the maximum fee for any additional use of water from $5,000 to $10,000. The bill also provides that if the application fee is more than $1,000, the applicant may pay one-half of the fee when the application is filed and the remaining half within 180 days of notification that the application has been granted. Pursuant to House Bill 1, the proposed change to sec.295.132 would replace the current $100 application filing fee with a variable filing fee based upon the total amount of water requested for appropriation. The minimum filing fee is proposed to be $100 and the maximum to be $2,000. Additionally, the TNRCC is establishing a separate variable application fee for temporary permits which will be either $100 for the appropriation of water amounting to less than 10 acre-feet or $250 when the total amount of water is equal to or greater than 10 acre-feet. The application filing fee to amend a water right is proposed to be $100 for each recorded and separately numbered water right. The TNRCC is also proposing to clarify the recording fee of $1.25 per page of the application. Finally, the proposed amendments would clarify that the applicant must pay the entire cost of mailing notice to affected persons in the applicable river basin. In accordance with House Bill 2605, sec.295.133 and sec.295.134 of the commission rules would be amended to authorize increases in one-time use fees which may be assessed for an application for a new or amended water right. Specifically, the maximum amount which may be levied would be increased from $25,000 to $50,000 for one use of water. Additionally, the proposed amendment would also increase the maximum fee for any additional use of water from $5, 000 to $10,000. Finally, the proposed changes would provide that if the application fee is more than $1,000, the applicant shall pay at least one-half of the fee when the application is filed and the remainder within 180 days from notification that the application has been granted. Also pursuant to House Bill 1, the proposed amendments to sec.295.134 and sec.295.138 would set the maximum fee for extensions of time to commence or complete construction at $1,000. Finally the proposed amendments to sec.295.139 would provide for the assessment of a $100 recording fee for a change in ownership of a water right. A companion proposed rule amending sec.297.83 would require the submission of a specific water right ownership transfer form and filing fee in addition to the certified copies of the recorded instruments evidencing a water right ownership transfer. Stephen Minick, Division of Budget and Planning, has determined that for the first five years these rules are in effect, there will be fiscal implications as a result of enforcement and administration of the rules. The effect on state government will be an increase in revenue of approximately $100,000 per year in each of the fiscal years 1994-1998. The effects on applicants for water rights will vary with the amount of water requested to be appropriated, up to a maximum of $2,000 for an amount greater than 250,000 acre-feet. The projected increase in application fees is anticipated to be less than $500 for 95% of all applicants. One-time water use fees will increase for the larger permits due to increases in the maximum fees authorized. The exact effects cannot be estimated, but in no event will the maximum use-fee increase by more than $25, 000 for a permit for one use of water, and by no more than $5,000 for any additional use. These rules will have fiscal implications for local governments making application for use of state water equivalent to those of any other applicant. Mr. Minick also has determined that for the first five years these rules are in effect the public benefit anticipated as a result of enforcement of a compliance with the rules will be maintenance of funding for processing of applications for use of state water and more efficient and thorough review and action on applications for new and amended water rights. Small businesses will be affected in the same manner and to the same extent as any larger concern making application for use of water. The effects will vary proportionately with the amount of water to be appropriated. The large majority of water use permit applicants will not be affected by the increase in maximum water use fee. No more than 5.0% of the future permits are anticipated to appropriate sufficient water to result in assessments in excess of the current maximum fees. Written comments on the proposed amendments may be submitted to Mark Jordan, Director, Water Policy Division, Texas Natural Resources Conservation Commission, P.O. Box 13087, Austin, Texas 78711-3087 (512) 475-2201. To be considered, comments must be received within 30 days from the date of publication of these rules and not later than 5:00 p.m. on the 30th day. The amendments to these sections are proposed under the Texas Water Code, sec.sec.5.103, 5.105, and 5.120, which provide the commission with the authority to promulgate rules as necessary to carry out its powers and duties under the Texas Water Code and other laws of the state. sec.295.132. Filing, Recording, and Notice Fees. (a) The following fees shall be submitted with any application for a water use permit, any application for a water right amendment, or any application for an extension of time to commence or complete construction: (1) Application filing fees are established as follows:
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  [Filing Fee... .................$100] (A) Fees for a water use permit or an application for extension of time to begin or complete construction shall be based upon the total amount of water requested to be appropriated for impoundment and diversion as follows: (i) less than 100 acre-feet-$100; (ii) 100-5,000 acre-feet -$250; (iii) 5,001-10,000 acre-feet -$500; (iv) 10,001-250,000 acre-feet-$1,000; and (v) greater than 250,000 acre-feet-$2,000. (B) Fees for a temporary permit shall be based upon the total amount of water requested for impoundment and diversion as follows: (i) ten acre-feet or less-$100; and (ii) greater than 10 acre-feet-$250. (C) Fees to amend a water right are $100 per numbered water right requested to be amended, including combination amendments. (2) Recording fees are $1.25 per page of the application.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    [Fee........ .........$1.25 per page] (3) Notice Fee. The cost of mailing notice to persons in the affected river basin varies. The applicant shall pay the total cost of mailing notice and the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      [The] executive director will advise the applicant of the number of persons to whom notice is mailed and the total
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        mailing cost. [The applicant shall pay such mailing cost.] (b)-(c) (No change.) sec.295.133. One-Time Use Fees. (a) In addition to the filing, recording, and notice fees stated in sec.295.132 of this title (relating to Filing, Notice, and Recording Fees), the following use fees shall be submitted at the time an application for an appropriation is made: (1) (No change.) (2) for the impoundment of state water, except under the Texas Water Code, sec.11.142 and sec.11.1431
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          [11.1421], a fee of $.50 per acre-foot of storage; however, if the applicant seeks to impound water in an on-channel reservoir for in-place recreational purposes, the fee is $1.00 per acre-foot of storage (storage is based on the total holding capacity of the reservoir at normal maximum operating level); (3)-(4) (No change.) (b) If the total fee for a permit exceeds $1,000, the applicant shall pay at least one-half
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            [one-tenth] of the use fee when the application is filed, and one-half
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              [one-tenth] within 180
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                [30] days after notice is mailed to the applicant that the permit is granted [, and the balance before the applicant begins to use state water under the permit]. If the applicant does not pay all of the amount owed before beginning to use state water under the permit, the permit is annulled and reverts to the status of a pending, filed application requiring notice, the payment of notice fees, and the balance of the use fees. sec.295.134. Maximum Fees.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  A fee under sec.295.133 of this title (relating to One-Time Use Fees) for one use of state water under a permit from the commission shall not exceed $50,000
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    [$25,000]. The fee for each additional use of water under a permit for which the maximum fee is paid shall not exceed $10,000
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      [$5,000]. Temporary water permit use fees under sec.295.133 of this title (relating to One-Time Use Fees) shall not exceed $500. The fee for any application for extension of time to commence or complete construction under sec.295.133 of this title (relating to One-Time Use Fees) shall not exceed $1,000. sec.295.138. Extension of Time To Commence or Complete Construction. When notice of an application to extend time for commencement or completion of construction is required, the applicant shall pay fees [not to exceed $1,000 apportioned] as follows: (1)-(2) (No change.) (3) Extension fee, to be equivalent to one-time use fees, not to exceed $1,000,
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        established under sec.295.134 of this title (relating to Maximum Fees). sec.295.139. Miscellaneous Fees. (a)-(c) (No change.) (d) The ownership recording fee for changing the commission ownership records of water rights shall be $100 for each numbered water right. This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 28, 1993. TRD-9329509 Mary Ruth Holder Director, Legal Division Texas Natural Resource Conservation Commission Earliest possible date of adoption: November 5, 1993 For further information, please call: (512) 463-8069 Chapter 297. Water Rights, Substantive Subchapter H. Conveyances of Land and Water Rights 30 TAC sec.297.83 The Texas Natural Resource Conservation Commission (TNRCC) proposes an amendment to sec.297.83, concerning the requirement to submit evidence about conveyance of water rights. The proposed rule requires that a water right holder submit a change of ownership form and an ownership recording fee when submitting written instruments evidencing a water right ownership transfer. This proposal is a companion to changes proposed for Chapter 295. Currently, the Commission does not charge a fee to record the transfer of water right ownerships. The legislature is encouraging agencies to recover the cost, or at least some of the cost, of permitting programs by imposing application fees. This proposed rule establishes a modest fee to recover some of the costs associated with maintaining an accurate account of water rights in the state of Texas. Miscellaneous applications and petitions are subject to a filing fee authorized under the Texas Water Code, sec.5.235. The amount of the fee can be adjusted in the General Appropriations Act under the provisions of Government Code, Chapter 316, Subchapter E. Under the current appropriations bill for the 1992-1993 biennium, House Bill 1, Acts of the 72nd Legislature, First Called Session, 1991, the application fees authorized under the Texas Water Code, sec.5.235(b)-(c) are to be set in an amount to recover costs, but not to exceed $2,000. The same maximum rate is authorized for the 1994-1995 biennium under the provisions of Senate Bill 5, Acts of the 73rd Legislature, 1993. Stephen Minick, division of budget and planning, has determined that for the first five years these rules are in effect, there will be fiscal implications as a result of enforcement and administration of the rules. The effect on state government will be an increase in revenue of approximately $25, 000 per year in each of the fiscal years 1994-1998. The effect on local governments will be equivalent cost for an ownership transfer. Mr. Minick also has determined that for the first five years these rules are in effect the public benefit anticipated as a result of enforcement of and compliance with the rules will be maintenance of funding for processing of applications for use of state water and more efficient and thorough review and action on applications for new and amended water rights. Small businesses will be affected in the same manner and to the same extent as any larger concern. The effects on the holders of water rights transferring ownership of the rights will be a cost of $100. Written comments on the proposed amendments may be submitted to Kerrie Qualtrough, Staff Attorney, Legal Services Division, Texas Natural Resources Conservation Commission, P.O. Box 13087, Austin, Texas 78711-3087 (512) 463- 8069. Comments will be accepted until 5:00 p.m., 30 days following the publication of the proposal. The amended section is proposed under the Texas Water Code, sec.sec.5.103, 5. 105, and 5.120, which provides the Texas Natural Resource Conservation Commission with the authority to adopt any rules necessary to carry out its powers and duties under the Code and all other laws of the State of Texas and to establish and approve all general policy of the Commission. sec.297.83. Recording Conveyances of Water Rights. The written instrument evidencing a water right ownership transfer shall be recorded in the office of the county clerk. Certified copies or photocopies of the recorded instruments establishing the complete chain of title between owners of record and the new owner shall be filed with the executive director along with a completed "Change of Ownership" form and an ownership recording fee as required by sec.295.139(d) of this title (relating to Miscellaneous Fees). This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 28, 1993. TRD-9329508 Mary Ruth Holder Director, Legal Division Texas Natural Resource Conservation Commission Earliest possible date of adoption: November 5, 1993 For further information, please call: (512) 463-8069 TITLE 37. PUBLIC SAFETY AND CORRECTIONS Part II. Texas Youth Commission Chapter 85. Admission and Placement Placement Planning 37 TAC sec.sec.85.23, 85.31, 85.43 The Texas Youth Commission (TYC) proposes amendments to s85.23, concerning classification; sec.85.31, concerning home placement; and sec.85.43, concerning interstate compact for TYC youth. The amendment to sec.85.23 add the term "Federal Offenses," add an item to the Type B Classification which would allow for movement to higher restriction for involvement in a riot in a TYC facility, and make a change which allows for reclassification of a TYC youth for an act leading to injury of a TYC employee. The Amendment to sec.85.31 adds that the home evaluation process be applied to all youth properly referred to parole officers through the Texas interstate compact on juveniles office (ICJ); and the amendment to sec.85.43 clarifies how the TYC office provides services for youth sent between states. John Franks, director of fiscal affairs, has determined that for each year of the first five years the sections are in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the sections. Mr. Franks also has determined that for each year of the first five years the sections are in effect the public benefit anticipated as a result of enforcing the sections will be a more efficient classification system for your committeed to TYC and a more efficient system of providing services through the Texas interstate compact on juveniles office for youth who are sent between states. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the sections as proposed. Comments on the proposal may be submitted to Gail Graham, Policy and Manuals Coordinator, Texas Youth Commission, 4900 North Lamar Boulevard, P.O. Box 4260, Austin, Texas 78765. The amendments are proposed under the Human Resources Code, sec.61.034, which provides the Texas Youth Commission with the authority to make rules appropriate to the proper accomplishment of its functions. sec.85.23. Classification. (a) (No change.) (b) Explanation of term used. (1)-(3) (No change.) (4) Federal Offenses. If a committing and/or classifying offense is a violation of a federal statute, the offense will be treated as a violation of a state statute which prohibits the same conduct as the relevant federal statute. Federal violations will be identified by the code number assigned to the corresponding substantive state statute preceded by an "F". (c) Rules. (1) Classifications. (A)-(B) (No change.) (C) Type B-violent offender. A Type B violent offender is a youth whose classifying offense is the commission, attempted commission, conspiracy to commit, or solicitation of one of the offenses listed in this subparagraph and who has not been sentenced to commitment in TYC. TYC adopts the Texas Penal Code definition (Titles 5 and 7) for each offense in clauses (i)-(xvii) of this subparagraph in its entirety except where TYC policy limits the applicability to specific subsections or under the conditions named. (i)-(xvii) (No change.) (xviii) intentionally participating with six or more persons in conduct at a TYC facility that endangers persons or property and substantially obstructs the performance of facility operations; [(xviii)](xix) intentionally or
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          [,] knowingly, [or recklessly] causing bodily injury to a TYC staff member [if the assault:] [(I) is incident to and in furtherance of an escape; or] [(II) involves the use of a deadly weapon; or] [(III) causes serious bodily injury; or [(IV) appears from evidence to have been the result of planning; or] (V) appears from evidence to have been the result of concerted action by more than one [youth; or] [(VI) is deliberate, unprovoked, and causes bodily injury requiring medical attention]. (D)-(H) (No change.) (2)-(3) (No change.) sec.85.31. Home Placement. (a) Policy. (1)-(3) (No change.) (4) The home evaluation process is applied to all youth properly referred to parole officers through the Texas Interstate Compact on Juveniles (ICJ) Office. (b) Rules. (1)-(7) (No change.) (8) Interstate. The ICJ Office electronically sends notification of new interstate case assignment to the receiving parole officer the same day that the referral is mailed to the receiving parole officer from the ICJ Office. From date of notification, the parole officer completes initial home evaluations for 100% of interstate cases and makes recommendations for placement within 21 days. An interstate case cannot be rejected: (A) when the proposed placement is with a custodial parent; (B) on the basis that the youth is over age 17. The age at which persons are considered adults by criminal law in the receiving state should be mentioned in the home investigation but supervision cannot be rejected based solely on aged; or (C) on the basis that the offense is not considered delinquent conduct in Texas. sec.85.43. Interstate Compact for TYC Youth. (a) (No change.) (b) Rules. (1) Article VII-Cooperative
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            [Courtesy] Supervision-Other States Supervising TYC Youth. (A) All requests for cooperative
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              [courtesy] supervision must be submitted to the ICJ office in triplicate. A referral consists of: (i) ICJ Forms I-A, IV, VI; (ii) signed individual case plan (ICP); (iii) Common Application, CCF-002; (iv) treatment plans; (v) social history; (vi) school records; (vii) medical records; (viii) commitment order; (ix) order of adjudication; (x) pre-disposition report; (xi) updated psychological report; and (xii) Youth's Consent for Disclosure to Persons Other Than Parents or Juvenile Court Officials, LS-24. (B) All requests for cooperative
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                [courtesy] supervision will be submitted to the ICJ office at least six weeks prior to projected release date. This allows the receiving state adequate time to complete a home investigation. (C) Upon acceptance, the sending institutional or field staff notifies the committing judge and district attorney of out-of-state placement, CCF-181, Notification to Juvenile Court. The sending staff coordinates the necessary travel arrangements. (D) The institutional placement coordinator or field staff sends to the ICJ office at least seven days
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  prior to youth being sent to the other state the arrival packet in triplicate. The arrival packet consists of: (i) ICJ Form V; (ii) school transcripts and releases; (iii) progress summary; (iv) ICP parole objectives; and (v) recent photograph. (E)-(I) (No change.) (J) When notified by the receiving state that a TYC youth has absconded, the ICJ office immediately notifies the home parole officer. (i) (No change.) (ii) The ICJ office closes the interstate compact case file on the youth. The receiving state cannot supervise a youth if his/her
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    whereabouts are unknown. (2) Article VII-Exception-Emergency Home Evaluations. (A) When a TYC parolee notifies his/her TYC parole officer that s/he and family are moving to another state and there is not sufficient time for a request to be submitted to the receiving state, the parole officer notifies the ICJ office, via telex, giving all pertinent information on the youth. The ICJ office contacts the receiving state and requests the youth be allowed in that state on a travel permit. If approval is received, reporting instructions are obtained. The parole officer: (i)-(iv) (No change.) (v) follows the steps in paragraph (1)(A)-(E) of this subsection, Article VII -Cooperative
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      [Courtesy] Supervision-Other States Supervising TYC Youth. (B) Under no circumstances should a youth be allowed to leave Texas for placement purposes in another state without authorization from the deputy administrator of
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        ICJ [office]. (3) Travel Permits. (A) Out-of-state travel permits may be issued only to youth who are classified as General or Violator of CINS Probation offenders for up to 14 days without prior approval from the receiving state. The parole officer faxes, or mails if fax is not available, a copy of the travel permit upon issuance to the ICJ office. (B) Permits for out-of-state travel for youth with any other classification must be approved by the deputy administrator of ICJ
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          [cleared with the ICJ office] prior to the youth traveling. (4) Discharges. (A) When a youth has been out-of-state and progress reports by the receiving parole officer consistently indicate that he /she
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            has adjusted well and discharge is recommended, the deputy administrator initiates discharge procedures and notification to juvenile court. A discharge report is submitted
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              [ICJ office submits] to the director of community services for approval. Upon approval, the notification to juvenile court is forwarded to all parties involved.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                The ICJ office completes a discharge letter for the executive director's signature. When notification time has elapsed, the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  [The] discharge letter is forwarded to the youth. Copies of the discharge report and letter are sent to the [last institution involved and] home parole officer. A copy of the discharge letter and a cover letter are sent to the receiving state advising them to close the case. The ICJ office closes the [ICJ] case on the ICJ system
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    and discharges the youth from the child care system. (B) The ICJ office completes discharges for youth who are being supervised in other states
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      [another state] and meet TYC discharge criteria, particularly when either youth or adult charges result in adjudication or conviction out-of-state. (5) Article VII-Cooperative
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        [Courtesy] Supervision-TYC Supervising Youth from Other States. (A) Upon receipt of requests for home investigation and cooperative
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          [courtesy] supervision from other states for youth on parole, the deputy administrator of
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            ICJ [office] assigns the case to the appropriate parole officer. The parole officer completes a home investigation and provides a recommendation for placement within 21 days to the deputy administrator
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              [a month]. (B) (No change.) (C) Interstate youth shall be supervised by the same standards set for TYC youth except no TYC funds will be expended.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Quarterly progress reports are required. The receiving TYC parole officer submits the report to the interstate compact office. The ICJ office forwards the report to the sending ICJ officer; who forwards to the sending parole officer. (D) (No change.) (6) Article VI-Voluntary Consent to Return. (A) When a TYC absconder or escapee
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  [youth] is detained in another state ,
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    [and] the ICJ office is notified . The
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      [,the] detention center staff must take him/her
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        before the juvenile judge. The
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          [A] judge advises the youth of his/her
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            rights. If the youth agrees to return voluntarily, Form III, Voluntary Consent to Return, is signed by the youth and the judge. Upon notification that Form III has been signed, the ICJ office makes arrangements to return the youth. Arrangements are coordinated with the TYC facility from which the youth escaped or with the home parole officer if the youth absconded while home on parole. If the youth will not agree to return voluntarily, the requisition process is initiated -Article V. (B) When a out-of-state runaway, absconder, or escapee
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              [youth] is detained in Texas, the ICJ office is notified. The Texas ICJ office notifies the ICJ office in the youth's home state. Upon notification that the Form III has been signed, the responsible state makes arrangements to return. If the youth refuses to return voluntarily, the requisition process is initiated - Articles IV and V by the home state. (7) Article V-Requisition Process for TYC Youth. When a TYC youth refuses to return to Texas, a requisition, Form II, is completed by the deputy administrator of Texas
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                ICJ office as the agency authority entitled to the youth's care and custody
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  and forwarded to the holding state with certified copies of the order committing the youth to TYC. The certified copies of the commitment order are obtained from the home parole officer. The judge of jurisdiction in the holding state reviews the requisition and supporting legal documents. If considered to be in order, the judge honors the requisition. Upon notification that the judge has honored the requisition, the ICJ office makes immediate arrangements to return the youth. This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 24, 1993. TRD-9329495 Ron Jackson Executive Director Texas Youth Commission Earliest possible date of adoption: November 5, 1993 For further information, please call: (512) 483-5244 Part VI. Texas Department of Criminal justice Chapter 157. State Jail Standards 37 TAC sec.sec.157.21, 157.23, 157.25, 157.27, 157.29, 157.31, 157.33, 157.35, 157.37, 157.39, 157.41, 157.45, 157.47, 157.49, 157.51, 157.53, 157.55, 157.57, 157.59, 157.61, 157.63, 157.71, 157.73, 157.75, 157.77, 157. 79, 157.81, 157.83, 157.85, 157.87, 157.89, 157.91, 157.93, 157.95, 157.97 The Texas Department of Criminal Justice-Community Justice Assistance Division (TDCJ-CJAD) proposes new sec.sec.157.21, 157.23, 157.25, 157.27, 157.29, 157.31, 157.33, 157.35, 157.37, 157.39, 157.41, 157.43, 157.45, 157.47, 157.49, 157.51, 157.53, 157.55, 157.57, 157.59, 157.61, 157.63, 157.71, 157.73, 157. 75, 157.77, 157.79, 157.81, 157.83, 157.85, 157.87, 157.89, 157.91, 157.93, 157.95, and 157.97, concerning the objectives of the State Jail felony concept; the administration, management, and operations of state jail felony facilities; personnel policies and training and staff development at the facilities; eligibility criteria for placement into the facilities; use of a facility for a transfer facility; the development of security and control measures, including special measures for managing incorrigible and vulnerable inmates; the establishment of rules and disciplinary procedures for inmates; an outline of inmate rights, including mail, telephone, and visiting privileges; the development of classification and orientation services; guidelines for food services, sanitation, and health services; the development of programs and services for inmates, including religious programs, library services, counseling and recreational programs; the establishment of information systems and research; provisions for citizen involvement and volunteer service; criteria for physical plant standards, including an explanation of the overall purpose of standards, and an allowance for variance, security considerations, design latitude, building and safety standards, size and location of facilities and organizational structure and site design requirements; the requirements for inmate housing, including environmental considerations; the layout for administrative and staff areas, and the requirements for approval of the construction of the facilities. The proposed new sec.157.21 explains the overall purposes and goals which these standards are to achieve. The proposed new sec.157.23 provides certain administrative, managerial, and operational requisites with which a state jail facility must comply. This new section requires a state jail facility to develop a written body of policies and procedures to establish its goals and objectives with measurable indicators; to develop a mission statement; to allow employee and outside participation in formulating the policies and goals of the facility; to prepare a policy and procedures manual for the operation of the facility with mechanisms for inspecting and reviewing the programs and operations at the facility and with routine reports forwarded to the Department of Criminal Justice and Community Justice Councils within the facility's region; to allow media access to a facility to operate from an annual budget, to post complaint notices directed to the Department of Criminal Justice and to comply with standards adopted by the Department of Criminal Justice with allowance for waivers of standards under certain circumstances. The proposed new sec.157.25 provides for the establishment of a written body of policies and procedures concerning the facility's staffing, recruiting, promotion, benefits, and review procedures for employees. This new section requires each facility to have a personnel policy manual approved by the appropriate state oversight authority; be managed by a single administrator; specifies the qualifications for the position of facility administrator; requires that the qualifications, authority, and responsibilities of the facility administrator and other appointed personnel tenure be described in writing by the responsible government agency; and requires that significant efforts be made to employ persons with racial and cultural backgrounds similar to the offender population being served. The proposed new sec.157.27 provides for the establishment of a written body of policies and procedures concerning the facility's training and staff development. This new section requires that a facility administrator ensure that the polices and procedures affecting staff development and training programs be planned, coordinated, and supervised by a qualified employee and reviewed annually. This new section also provides that pre-service, in-service and specialized training be afforded to all facility personnel and that the facility administrator ensure that the training and staff development program use outside resources when appropriate. Finally, this new section provides that the facility administrator ensure that the necessary space and equipment for training and staff development program be made available. The proposed new sec.157.29 provides that only a person convicted of a state jail felony offense whose probated sentence is revoked or who is placed in a facility as a condition of community supervision is eligible for placement in a state jail felony facility. The proposed new sec.157.31 provided that the State Jail Division, with the approval of the Texas Board of Criminal Justice, may designate one or more state jail felony facilities as transfer facilities. However, this new section further provides that the Board of Criminal Justice may only approve the designation of a state jail felony facility as a transfer facility if said designation does not deny placement of a defendant convicted of a state jail felony offense in a state jail felony facility. The proposed new sec.157.33 provides that a state jail facility must use a combination of supervision, inspection, accountability, and clearly-defined polices and procedures in use of weapons and force to promote safe and orderly operations. This new section requires that each facility develop and maintain a policy and procedures manual for facility safety and control; that the facility administrator ensure that correctional officer posts are located in or immediately to inmate areas; that a facility administrator ensure that the facility has the staff needed to provide full coverage at the facility; that each facility maintain written orders, reviewed annually, for every correctional officer post; that written policy and practice provide that personnel read, sign and date the appropriate post order each time they assume a new post; that the facility administrator develop written policies to facilitate personnel contact and interaction between staff and inmates; that the facility administrator ensure that at least one male and female staff member is on duty whenever both male and female inmates are housed in the same facility; that the facility administrator ensure that no inmate or group of inmates is given control or authority over other inmates; that the facility administrator ensure that written policy and practice requires that correctional staff maintain a permanent log and prepare shift reports; that written policies and practices provide that correctional staff maintain a permanent log and prepare shift reports; that written policies and practices ensure that supervisory staff conduct a daily patrol of all areas occupied by inmates; that a security staffing plan be developed that provides for visual, face to face observation of all inmates on a continuous basis; that a system be implemented for physically counting inmates; that a written policy and practice provide that staff regulate inmate movement; that the facility administrator ensure that written policies and procedures govern the transportation of inmates; that the facility administrator ensure that written policies and procedures provide that instruments of restraint are never applied as punishment; that the facility administrator establish written policies and practices to provide that strip searches of inmates be based on specific guidelines; that written polices and procedures detail the control and use of keys, tools, culinary and medical equipment; that security area be permitted to have electronic monitoring systems to assist in inmate supervision; that the facility administrator ensure that written policies and procedures govern the availability, control and use of chemical agents and related security devices; that the facility administrator ensure that written policies and practices provide that the facility maintain a written record of routine and emergency distribution of security equipment and that security equipment be inventoried at least monthly; that the facility administrator ensure that personnel using security equipment submit written reports; that the facility administrator ensure that written policies and practices provide that all persons injured in an incident receive immediate medical examination and treatment; that the facility administrator ensure that written policies and practices restrict the use of physical force to certain situations; that the facility administrator develop written policies and procedures to govern the use of firearms; that each facility maintain written policies and procedures specifying the facility's fire prevention regulations and practices and that monthly inspections by a qualified fire and safety officer be conducted; that the facility administrator develop and implement written polices and procedures to provide for a communications system in the event of urgent, special, or unusual incidents or emergency situations; that the facility prepare a written plan for preventive maintenance of the physical plant; that the facility maintain a written evacuation plan to be used in the event of fire or major emergency plans; that each facility maintain written plans, reviewed at least annually, that specify the procedures to be followed in situations that threaten facility security; and that the facility administer develop written procedures regarding escapes. The proposed new sec.157.35 provides for the development of disciplinary rules and procedures. This new section requires that the facility administrator provide all inmates and staff with detailed written rules, reviewed annually, of inmate conduct; that the facility administrator ensure that there is a written set of disciplinary procedures, reviewed annually, governing inmate rule violations; that the facility forward to each inmate and staff member a copy of the disciplinary rules and procedures; that the facility administrator ensure that facility personnel are sufficiently trained in regards to disciplinary rules; that each facility maintain written guidelines for resolving minor inmate infractions; that the facility establish written policies and practices to provide that criminal violations by inmates are properly referred to appropriate court or law enforcement officials; that the facility administrator ensure that written policies and practices establish the contents of disciplinary reports and that practices provide that staff members prepare a disciplinary report; that the facility administrator ensure that written policies and practices specify that an investigation be begun within 24 hours of the report of an alleged rules violation; that written policies and procedures be established for the prehearing detention of inmates and disciplinary hearings; that each facility maintain written policies providing an inmate with the opportunity to make a statement at a disciplinary hearing, present documentary evidence and to request witnesses on his behalf; and the facility maintain a written policy to provide that a staff member or agency representative assist inmates at a disciplinary hearing if requested or needed. The proposed new sec.157.37 authorizes the removal of inmates who threaten the security and management of the facility. This new section requires each facility to maintain written policies and practices to govern the operation and supervision of inmates under administrative segregation, protective custody, and disciplinary detention; authorizes the facility administrator or shift supervision to order immediate segregation, subject to review within 72 hours, when necessary to protect an inmate or others; requires the facility and administrator to ensure that written policies and practices provide that an inmate be admitted to protective custody status under certain circumstances; requires each facility to maintain written policies and practices to provide for a hearing in order to place an inmate in disciplinary detention for a rule violation; require the facility administrator to establish written policies and practices to provide for a review of the status of inmates in administrative segregation and protective custody; requires the facility administrator to ensure that written policies and practice specify the review process used to release an inmate from administrative segregation or protective custody; requires the facility administrator to ensure that written policies and practices provide that inmates in segregation receive daily visits; requires the facility administrator to ensure that written policies and practices provide that staff operating special management units maintain a permanent log; requires the facility administrator to ensure that all inmates in special management units receive basic amenities and on-going services; provides that each facility maintain written policies and practices to provide that a report of any adverse action taken against an inmate in a special management unit be made; requires the facility administrator to ensure that written policies and practices provide that an inmate in a special management unit be allowed to correspond, receive visitors, have access to legal and reading materials, be permitted to exercise outside the inmate's cell, and allowed telephone privileges. The proposed new sec.157.39 establishes certain rights of inmates. This new section requires each facility to maintain written policies and practices to ensure the right of inmates to access to court, access to counsel, and access to law libraries. In addition this new section provides that the facility administrator must ensure that written policies and practices provide that decisions affecting an inmate are not based on the inmate's race, religion, national origin, sex, handicap, or political views. Moreover, this new section provides that inmates confined in administrative segregation and protective custody be entitled to certain programs offered at the facility. This new section also provides that male and female inmates housed at the same facility must be entitled to equal opportunities. Finally, this new section provides that the facility administrator must maintain written policies and practices granting inmates the right to communicate and correspond and the right to a grievance procedure that includes at least one level of appeal. The proposed new sec.157.41 provides that all incoming inmates must undergo a thorough screening and assessment upon admission and receive a thorough orientation. This new section requires that each facility maintain written policies, reviewed annually, governing the admission of inmates, that inmates be separated from the general population during the admission process; and that inmate admission include a written, itemized inventory of all personal property of newly admitted inmates and secure storage of inmate property. The proposed new sec.157.43 provides that inmates be classified upon admission and on review of their status. This new section requires that the facility administrator ensure that written policies and practices provide for a written inmate classification plan, reviewed annually, in terms of level of custody required, housing assignment and participation in correctional programs and that the classification plan specify criteria and procedures for determining and changing the status of an inmate; that a facility provide for the special management of certain categories of inmates; and that each inmate be assigned to a custody designation which describes appropriate and adequate supervision and housing assignments commensurate with the on-going needs and requirements of the inmate during the period of incarceration. The proposed new sec.157.45 requires that meals be nutritionally balanced, well-planned, and prepared and served in a manner that meets established governmental health and safety codes. This new section provides that food service operations be supervised by a full-time and experienced staff member; that accurate records be maintained of all meals served and that documentation of the facility's dietary allowances be reviewed at least annually; that the facility administrator establish written policies and practices to require that food service staff plan menus and follow the plan; that each facility ensure that written policies and practices consider special and religious dietary needs; that the facility administrator ensure that written policy precludes the use of food as a disciplinary measure; that an independent, outside source document that food service facilities and equipment meet established governmental health and safety codes; that the facility administrator adequately train all staff in the food services department; that the facility administrator develop and maintain written policies and practices concerning adequate health protection for all inmates and staff working in food services; that each facility maintain written policies and practices requiring weekly inspection of all food service areas; and that the facility administrator ensure that written policies and practices require that at least three meals be provided at regular meal times during each twenty-four hour period. The proposed new sec.157.47 provides that the facility's sanitation and hygiene program comply with applicable regulations and standards of good practice. This new section requires that each facility establish written policies and practices requiring periodic sanitation inspections; that an independent, outside source conduct annual inspections to document compliance with all applicable laws and regulations; that an independent, outside source certify that the facility's potable water source and supply is in compliance with jurisdictional laws and regulations; that the facility prepare a written housekeeping plan to provide for daily housekeeping and regular maintenance; that the facility administrator ensure that the storage of clothing, linen, and bedding exceeds that required for the facility's inmate population; that the facility administrator maintain written policies and practice to provide for the issuance of suitable clothing (including protective clothing to those participating in special work assignments), clean bedding and linen to all inmates; and that each facility maintain written policies and practices to ensure that hair care services and facilities be available to inmates and articles necessary for maintaining proper personal hygiene be provided to all inmates. The proposed new sec.157.49 provides for comprehensive health care services to protect the health and well-being of inmates. This new section requires that each state jail facility obtain and maintain accreditation with the National Commission on Correctional Health Care; that each facility maintain written policies and procedures, reviewed annually, for the delivery of health care services; that the facility administrator maintain written policies and practices to provide that all cases involving medical judgment remain wholly within the province of the responsible physician; that the facility's health administrator ensure that written policies and practices provide for the continuity of care from admission to discharge from the facility; that the facility administrator ensure that written policy and procedure address inmate health complaints; that the facility administrator ensure that written policy and procedure provide for 24 hour emergency medical and dental care; that personnel who provide health care services to inmates maintain appropriate state and federal certification; and that the facility administrator maintain written policies and practices to restrict inmates from performing certain medical practices. The new proposed sec.157.51 provides for the establishment of written policies and practices requiring that medical, dental, and mental health screening be performed by health-trained or qualified health care personnel. This new section requires the facility administrator to ensure that written policies and practices provide that all intra-system transfers receive a health screening immediately upon arrival at the facility; that the facility health authority ensure that written policies and practices provide that a health appraisal for each inmate be completed within fourteen days after the inmate's arrival at the facility; that the facility health authority ensure that written policies and practices for the collection and recording of health appraisal data include certain specific information; that the facility health authority ensure that written policies and procedures provide dental care to each inmate within a specified period of time; that first aid kits be available in designated areas of the facility; that the facility administrator ensure that written policies and procedures provide that arrangements be made for the provision of special medical programs; that the facility health authority ensure that written policies and practices provide for post admission screening and referral for care of mentally ill or retarded inmates; that each facility maintain written policies which provide for consultation between the facility administrator and the responsible physician before certain actions be taken regarding patients who are diagnosed as having a psychiatric illness; that the facility health authority maintain written policies and procedures to guide the clinical management of chemically dependent inmates; and that informed consent standards recognized in the community for examinations, treatments, and procedures also be observed for inmate care. The proposed new sec.157.53 provides that inmate programs be designed to address specific offender risk and needs in order to have the greatest opportunity for having a positive impact in changing criminal behavior. This new section requires that all state jail facilities ensure the development and implementation of a continuum of programs and services in specified areas designed to address the risk and needs of the offender; that state jail programs be developed based on local and regional needs; that the facility administrator ensure that all programs be adequately staffed by qualified persons; that the facility staff adhere to written policies and practices to provide the specific methods and areas of classification and assessment; that the facility administrator ensure that written policies and practices to provide classification/assessment process be utilized to develop an individualized supervision/treatment plan for each offender; that the facility management include written policies and practices to provide that a case manager be assigned to each offender in order to monitor and evaluate the progress of the offender's achievement of the plan; that the facility establish a written policy and practice to provide that each offender develop a transition plan for release back into the community; that the facility design all programs to be completed within a ninety day cycle; that the facility administrator ensure that written policies and practices provide that the facility offer adult basic education, General Equivalency Diploma (GED) preparation and classes, and English as a Second Language classes; that the facility implement life skills programming within certain specific areas; that the facility offer each offender supervised access to programs designed to address the offender's risks and areas of needs; that each facility maintain written policies and practices to provide for the development and implementation of community service restitution programs, work and employment programs, specific tasks/job assignments, and recreational programs; and that the facility administrator ensure that written policies and procedures prohibit discrimination in inmate work assignments based on sex, race, religion, and national origin. The proposed new sec.157.55 provides for a written body of policy and procedure governing the facility's mail, telephone, and visiting services for inmates. This new section requires each facility to maintain written policies and procedures that govern inmate correspondence and inmate access to publications; authorizes unlimited volume of inmate correspondence under certain circumstances; requires the facility administrator ensure written policies and practices to provide indigent inmates with a specified postage allowances; provides that each facility may specify in written policy and practice the circumstances under which inmate mail may be opened and inspected for contraband; provides that the facility administrator must establish the circumstances under which inmates are permitted to send sealed letters to a specified class of persons and organizations; requires that the facility administrator must establish written policies and procedures to provide that, excluding weekends and holidays, letters be held for no more than 24 hours and packages be held for no more than 48 hours; that each facility maintain written policies and practice to provide for inmate access to telephones; that facility administrators ensure written policies and practice that specify the number and duration of visits, including special and extended visits and visits with high risk inmates; that a facility administrator provide furloughs to inmates with appropriate security classifications; that the facility administrator ensure written policies and practices to provide that visitors register on entry; and that the facility administrator designate staff to provide visiter information. The new proposed sec.157.57 provides for the development of a written body of policies and procedures governing the facility's library program. This new section requires that library services be made available to all inmates, that each facility have a qualified staff person to coordinate and supervise library services; that the facility administrator ensure that written policies define the principle, purposes, and criteria for selecting and maintaining library books; and that the facility administrator ensure that the library participate in interlibrary loan programs. The new proposed sec.157.59 provides for the establishment of written policies and procedures governing the facility's religious programs for inmates. This new section requires that each facility have a full-time chaplain with certain specified qualifications; that the chaplain, in cooperation with the facility administrator, plan, direct, and supervise all aspects of the religious programming; that the facility administrator ensure that the chaplain have access to all areas of the facility; that the chaplain develop and maintain close relationships with community religious resources; that the facility administrator, with the cooperation of the chaplain, establish written policies and practices to provide that inmates have the opportunity to participate in the religious practices of their faith; that the facility administrator ensure written policies and practices to provide adequate space and equipment for conducting and administering religious programs; and that the chaplain, in cooperation with the facility administrator, develop and maintain communications with faith communities and approve donations of equipment or materials for use in religious programs. The new proposed sec.157.61 provides for the development of a written body of policies and procedures for information storage and retrieval, master indexes, daily reports, evaluations and research. This new section requires that the facility contribute to, have access to and use of an organized system of information storage, retrieval, and review; that all staff having access to information in the system be trained in the system's security requirements; that the facility administrator collaborate with criminal justice and service agencies in information gathering, exchange and standardization; that the facility administrator ensure that written policies provide for an inmate population accounting system and a system that identifies all inmates in custody and their actual physical locations; that the facility administrator maintain certain specified written records; that intake booking information be recorded for every person admitted into the facility and include certain specified data; that the facility administrator maintain custody records with certain specified data; that the facility administrator ensure that written policies govern the conduct of research in the facility; that the facility administrator review and approve all facility research projects prior to implementation; and that the facility administrator ensure that written policies govern voluntary inmate participation in certain research programs. The proposed new sec.157.63 provides for the establishment of a written body of policies and procedures concerning the responsibility, screening, training and operating procedures for a citizen involvement and volunteer program. This new section requires that the facility administrator ensure that the facility have a qualified staff person to coordinate the volunteer services program; that the facility administrator ensure that written policies specify the lines of authority for the facility's citizen involvement and volunteer program; that the facility administrator ensure that the screening and selection of volunteers allow for recruitment from diverse segments of the community; that each facility maintain an official registration and identification system for volunteers; that the facility administrator ensure that written policies specify that only certified or qualified volunteers may perform professional services; that each facility develop and maintain written policies to provide for a documented orientation and/or training program for each volunteer prior to assignment; that volunteers agree in writing to abide by all facility policies; that a current schedule of volunteer services be made available to all inmates and be posted in the facility; and that the facility administrator ensure that volunteers are able to contribute suggestions concerning the establishment of policies for the volunteer program. The proposed new sec.157.71 requires each standard to apply to existing units, additions, and renovations at a facility and to new plant construction. The proposed new sec.157.73 explains that the standards for the State Jail Felony Facilities are intended to provide the architect/engineer with basic data and information required to be incorporated into the completed facility. The proposed new sec.157.75 explains that deviation from these standards must be accomplished only through written approval of the Texas Department of Criminal Justice. The proposed new sec.157.77 explains that in accordance with the policy of the Texas Department of Criminal Justice, security is paramount with regards to the design and engineering criteria of the facility and efficiency and economy are required design considerations. The proposed new sec.157.79 explains that design solutions for a facility must be functional and absolute efficiency without sacrificing security must be the sole basis by which facility design is to be evaluated and accepted. The proposed sec.157.81 provides for facility compliance with professional building and fire safety codes. This new section requires each unit to conform to a specified list of building codes and standards; requires the designer to consider and apply current editions of the codes and standards; requires the designer to consider and apply current editions of the codes and standards of a specified list of organizations; and requires each unit to conform to the current editions of the National Fire Prevention Association, National Fire Codes and Life Safety Code NFPA Number 101. The proposed new sec.157.83 explains the size, organization, and location of the facilities. This new section provides that space must be allocated for a specified list of functions, that the physical plant design must facilitate personal contact and interaction between inmates and staff; that facilities must be divided into distinct, semiautonomous management units; that the maximum size of a single management unit must be variable and must be based on the characteristics of its inmate population; that single cell living units must not exceed 80 inmates; that the number of assigned inmates must not exceed the unit's rated bed capacity; and that each unit must be located within a 30 minute radius from an accredited hospital with a Level III emergency room, fire protection, and public transportation. The proposed new sec.157.85 explains the standards to the site features outside the facility's perimeter fence. This new section requires facilities to maintain a 300 feet wide clear zone between its security perimeter and the closest property line or structure; requires facilities to provide employee automobile parking, and visitor parking at a certain rate; requires facilities to provide a 24 feet wide patrol road within one hundred feet of the secure perimeter; and requires the travel path from the nearest public right of way to the vehicle sallyport be made of concrete and designed to withstand the loading of semi- tractor and trailers. The proposed new sec.157.87 explains the standards affecting inmate housing. This new section requires facilities to provide dormitories to accommodate nine to 50 general population inmates, contain not less than 40 square feet of clear floor space for one inmate plus 18 square feet of clear floor space per each additional inmate; requires facilities to provide multi-occupancy cells to accommodate one to eight inmates and contain not less than 40 square feet of clear floor space for one inmate plus 18 square feet of clear floor space per each additional inmate; requires facilities to provide administrative segregation cells which approximate the living conditions provided to the general population inmates and contain not less than 40 square feet of clear floor space; requires facilities to provide medical isolation cells which are accessible for wheelchair bound inmates; requires facilities to have fire- resistant bunks of a certain specified dimension; requires facilities to construct water closets and lavatories in a manner and with material that resists vandalism; authorizes facilities to provide additional furnishings in administrative segregation cells, multi-occupancy cells, and dormitories; requires facilities to provide dayrooms in close proximity to all inmate sleeping areas except for medical isolation cells; specifies that dayrooms for dormitories must accommodate not more than 50 inmates and contain at least 40 square feet of clear floor space; specifies that dayrooms for multiple occupancy cells must accommodate not more than 24 inmates and contain at least 40 square feet of clear floor space for one inmate plus 18 square feet of clear floor space for each additional inmate; specifies the furnishings for dayrooms for dormitories and multiple occupancy cells; provides that day rooms for administrative segregation cells must accommodate one inmate, contain at least 100 square feet, and contain a specified set of furnishings; provides that holding rooms must accommodate no more than 12 inmates each and contain 40 square feet of clear floor space for the first inmate plus 18 square feet of clear floor space per each additional inmate; provides that tables and benches should be constructed of materials which reduce maintenance; requires facilities that do not provide inmate reception areas to provide one or more detoxication cells containing certain specifications; provides that toilets and lavatories should be constructed in a manner and with material that resists vandalism; requires facilities to construct shower areas following certain specifications; and requires the inmate areas within all facilities to comply with the Americans with Disabilities Act and the Elimination of Architectural Barriers Act. The proposed new sec.157.89 explains the acceptable standards for lighting, air quality, temperature, and noise levels at the facilities. This new section provides that lighting throughout a unit must be determined by the tasks performed, surface finishes and colors, type and spacing of light sources, outside lighting, shadows and glare; that inmate living areas must be equipped with lighting that provides an average of 20 foot candles during non-sleeping hours and three foot candles during sleeping hours; that detention grade windows or skylights be afforded to all dormitories, multiple occupancy cells, and administrative segregation cells; that windows or skylights be provided in all dayrooms for dormitories, multiple occupancy cells and administrative segregation cells; that all noise levels in inmate housing units not exceed 70 dBA in daytime and 45 dBA at night; that systems circulate at least 15 cubic feet per minute of outside air per occupant for all occupied spaces; that systems afford at least 15 air changes per hour in all non-air conditioned occupied spaces; that systems must circulate a specified amount of air in restrooms and provide specified air flows for exhausts in restrooms; that systems must allow 15 air changes per hour during all time that the kitchen is in use; that dry food storage areas must have ventilation systems capable of providing 15 air changes per hour in summer; that each exhaust hood serving kitchen equipment must exhaust no less than 150 cubic feet per minute and conform to the Uniform Mechanical Code; that each scullery have exhaust systems capable of providing at least thirty air changes per hour; that each pot scrub area have exhaust systems capable of providing twenty air changes per hour; and that all mechanical equipment for heating and air movement be designed to provide a certain range of temperature in winter; that all staff and inmate program areas be air conditioned and that administrative segregation cells be provided tempered air. The proposed new sec.157.91 establishes space requirements for the various services and programs at each unit. This new section provides that outdoor recreation areas must have 100 net square feet per inmate, that each yard must have a maximum capacity of 200 inmates, and inmates of different security levels must not be commingled; that indoor recreation areas must contain not less than 1,000 square feet of unencumbered space and at least six square feet per inmate; that outdoor exercise areas for administrative segregation inmates must accommodate one inmate and contain at least 350 square feet; that non contact visitation booths shall total .5% of the total inmate population; that classrooms at each unit must be designed for a maximum of 24 students and contain 35 square feet of space per student; that a facility must contain a central library book repository; that each facility must have office space for counselors at the rate of one counselor per one hundred and 50 inmates; that each facility must have a central kitchen for the daily preparation of meals and conform to certain specifications; that each facility must have space for janitorial closets; that each unit must provide space for the storage and issuance of clothing, linen, and supplies and conform to certain specifications; that each facility must have space for general storage and conform to certain specifications; that each facility must have separate and adequate space for mechanical and electrical equipment; that each facility must have adequate space for an inmate commissary and to handle inmate mail; that each facility must have adequate space for health services and conform to certain specifications; that each facility must have adequate space for a centralized laundry and maintenance room; that each facility must have at least one multi-purpose room for each group of 200 inmates which contains at least 600 square feet; that each facility must have space for hair care services; and that each facility must have at least one interview room per group of 100 inmates which contains at least 72 square feet. The proposed new sec.157.93 provides for adequate space for administrative and staff areas. This new section requires that space be provided for administrative, security, professional, and clerical staff; specifies the type of space requirement which the staff must be afforded; provides that public and staff areas must comply with all provisions of the Americans with Disabilities Act and the Elimination of Architectural Barriers Act; provides that each facility must have adequate space and equipment for the conduct and administration of religious programs; and provides that each facility must have adequate space and equipment for certain specified functions. The proposed new sec.157.95 provides that the design of a facility's physical plant must reflect certain security concerns. This new section requires each unit to have a secure central control room which provides 24 hour monitoring and coordinating of the security, safety, and communications systems; requires areas containing groups of 200 or less inmates to have a secure control room; requires all inmate areas be separated from public and staff areas with pedestrian sallyports consisting of two electronically interlocked doors; requires all vehicle entrances at the security perimeter and inmate reception unloading areas be made secure by remotely controlled electrically operated doors or gates; requires the facility be enclosed with a double perimeter fence; requires pedestrians and vehicles enter and leave at designated points in the perimeter; provides that firearms, chemical agents, and other security items be stored in separate, but readily accessible unit armories; provides that a facility may have guard towers; provides that unit armories be housed outside the security perimeter; provides that inmate reception areas must comply with certain specified standards; requires a facility to have adequate space outside the security perimeter to receive public visitors; requires a facility to have adequate space to temporarily store unauthorized inmate possessions while that inmate is assigned to administrative segregation; and requires a facility to have roads within the security perimeter to afford fire fighting vehicles and equipment adequate access to all buildings. The proposed new sec.157.97 explains the manner in which the agency approves the construction of state jail facilities. This new section provides that the state jail division must contract with the institutional division for the design and construction of all Mode One facilities; that the community justice assistance division must contract with or award grants to community supervision and corrections departments to implement Mode Two state jail facilities and the state jail division, with the approval of the Texas Board of Criminal Justice, may contract with private vendors or counties for Mode Two state jail facilities; that the Department of Criminal Justice must review all construction and renovation proposals; that all new construction or extensive remodeling contracts must be approved by the Department of Criminal Justice; that certain information during the planning and construction stage of a facility must be furnished to the Department of Criminal Justice at specified stages of the planning; that the applicant must give the Department of Criminal Justice notification that certain information furnished to the Department has been reviewed by applicant and that any objection by the applicant to any element of the information must be made at the time the information is submitted to the Department; that the Department of Criminal Justice must respond in writing within 30 days of receiving the contract document concerning its approval or disapproval of the building; that copies of all proposed addendum prepared during the bidding phase must be forwarded to the Department of Criminal Justice prior to issuance and the Department must respond concerning its approval or disapproval no later than seven days after receiving said request; that the final inspection of the completed facility must be made before acceptance by the applicant; that the Department of Criminal Justice must notify the applicant within ten calendar days after the final inspection concerning whether or not the applicant has met the standards; and that the facility must not be occupied until the applicant has received a written statement of compliance with approved contract documents and standards from the Department of Criminal Justice. The proposed state jail standards outline minimum requirements for facilities and programs established under the authority of Senate Bill 532, 73rd Legislature, Regular Session 1993. Under this authority, a new system for the confinement and treatment of certain criminal offenders will be established and governed by these proposed sections. David McNutt, Assistant Director for Budget and Management Services, has determined that for the first five year period the sections are in effect there will be substantial fiscal implications related to the construction and operation of the state jail system that cannot be fully determined at this time. Among the fiscal implications for state government will be a projected decrease in jail backlog payments and fines, an increase in facility operating costs, a decrease in parole supervision costs, an increase in community supervision costs. In addition, state government will experience fiscal implications from an increase in bonded construction funds and a corresponding increase in debt service requirements. The Legislative Budget Board Criminal Justice Policy Analysis unit has estimated that over fiscal years 1994-1999, the net change in operating costs is projected to rise from S67.7 million to $1.044 billion. Construction cost related to building approximately 22,000 state jail beds will be approximately $428 million during 1994-1995 biennium and will be approximately $900 million more for an additional 42,000 beds by 1998. Mr. McNutt also has determined that for the first five years these sections are in effect, there will be no fiscal implications for local government as a result of enforcing or administering these sections. Mr. McNutt also has determined that for each year of the first five years the sections are in effect, the public benefit anticipated as a result of enforcing the sections is enhanced public safety due to the efficient regulation of a comprehensive system of confinement for persons convicted of state jail felony offenses. There is no anticipated fiscal effect upon small businesses. There is no anticipated economic cost to persons who are required to comply with the sections as proposed. Comments on the proposed sections may be submitted to Dimitria D. Pope, Director, Texas Department of Criminal Justice-Community Justice Assistance Division, 8100 Cameron Road, Suite 450, Austin, Texas 78754-3897. The new sections are proposed under the Government Code, s507.002(a) and (b) and Vernon's Annotated Code of Criminal Procedures, Article 42.13, sec.2(a) (1), which provides that the Community Justice Assistance Division shall propose and the Texas Board of Criminal Justice shall adopt reasonable rules establishing minimum standards for programs, community corrections facilities and other facilities, equipment, and other aspects of the operation of community supervision and corrections departments. sec.157.21. Objectives. (a) The objectives of the State Jail facility concept are: (1) to provide the courts with a viable alternative in the expansion of sentencing options and rehabilitative programs for state jail felony offenders; (2) to provide local jurisdictions with additional opportunities to increase their involvement in the risk control management of offenders from their communities; and (3) to provide state jail felony offenders with the structure and programming to address risk and need areas which may impact their criminal behavior. (b) The objectives of the standards for State Jail facilities include the following: (1) to make state jail facility beds available to every judicial district in Texas; (2) to provide criminal justice system decision-makers with the goals, regulations and guidelines of the Texas Department of Criminal Justice (TDCJ) State Jail facilities; (3) to establish uniform policy for the management and operations of those facilities; (4) to establish minimum environmental, structural and functional requirements for state jail facilities; (5) to provide technical assistance in the establishment and implementation and improvement of sentencing alternatives, sanctions and rehabilitative programs; (6) to enhance the state and local partnership through the coordination of their resources, information and services; (7) to establish a statewide offender tracking system and statistical information source for state jail felons; (8) to enhance the professional knowledge and skills of state jail facility personnel and operators by defining the minimum statewide and regional education and training requirements; (9) to establish policy for the on-going assessment and evaluation of persons confined in state jail facilities; (10) to establish policy for the on-going assessment and evaluation of state jail facility correctional methods, programs and systems; (11) to ensure that regionally-based sanctions and programs are designed to meet the needs and resources of each region and the offenders whom each serves; and (12) to delineate procedures to ensure fiscal accountability of the funds designated for the state jail facilities and programs. sec.157.23. Administration, Management and Operations. (a) General administration. Each State Jail facility will have a written body of policy and procedure which establishes the facility's goals, objectives, standard operating procedures and a system of regular review. (b) Purpose and mission. Each facility will have a written document delineating the facility's mission, as determined by the TDCJ. This document is reviewed by TDCJ staff at least annually and updated as needed. (c) Policy and goal formulation. The facility administrator will formulate goals for the facility at least annually and translate them into measurable objectives. (d) Employee participation. The facility administrator will establish a process to provide that employees participate in the formulation of policies, procedures and programs. (e) Outside participation. The facility administrator will, through written policy, procedure, and practice, demonstrate that related community agencies with which the facility has contact participate in policy development, coordinated planning, and interagency consultation. (f) Table of organization. Each facility will have a written document describing the facility's organization. The description includes an organizational chart that groups similar functions, services, and activities in administrative subunits. This document is reviewed annually, and specifies the roles and functions of employees of other agencies providing a service to the facility. (g) Policies and procedures manual. The policies and procedures for operating and maintaining the facility and its satellites shall be specified in a manual that is accessible to all employees and the public. This manual is reviewed at least annually and updated as needed. These manuals will be submitted for approval by the appropriate state oversight authority 60 days prior to acceptance of offenders into the facility. Offenders cannot be accepted into the facility until approval is granted by TDCJ. Changes to the manuals must have the same approval prior to implementation of those changes. (h) Monitoring and assessment. The facility administrator will develop written policy, procedure, and practice to provide that operations and programs that are monitored through inspections and reviews. This regular self-monitoring of operations and programs will be separate from external or continuous inspection conducted by other agencies, including TDCJ audits and inspections. (i) Routine reports. The facility administrator shall ensure that quarterly reports on the facility's activities are provided to the TDCJ and to the Community Justice Councils for that region. These reports are in writing and include major developments in each department or administrative unit, major incidents, population data, assessment of staff and inmate morale and major problems and plans for solving them. (j) Media access. The facility administrator shall, through written policy, procedure, and practice, grant representatives of the media access to the facility consistent with preserving inmates' right to privacy and maintaining order and security. (k) Waiver. The TDCJ may grant a waiver, to a State Jail facility administrator/operator, from a State Jail facility standard or standards upon receipt and approval of a Request for Waiver by the appropriate TDCJ division director. The Request for Waiver must include a plan to comply with said standard or standards by a specific date, and an explanation as to why the facility is not currently in compliance with said standard or standards. If the waiver is approved by the TDCJ division director, the waiver becomes part of the audit record for compliance with that standard. (l) Compliance with standards. Compliance with all State Jail standards is required of all agencies, governmental units, individuals, and private operators responsible for the operations and/or provision of services, in whole or in part, of TDCJ State Jail facilities. (m) Budget. The facility administrator shall operate from an annual budget in a manner consistent with good accounting practices and approved by the TDCJ. The budget shall be prepared and submitted to the TDCJ budget office in a format as required and within the provisions as outlined by the TDCJ budget office. (n) Complaint notice. Each facility administrator shall have posted, in conspicuous public and common areas of each facility, a sign notifying offenders and members of the public that they can direct written complaints to the TDCJ. The sign shall include the State Jail Division's (SJD) and/or the Community Justice Assistance Division's (CJAD) mailing address. sec.157.25. Personnel. A written body of policy and procedure establishes the facility's staffing, recruiting, promotion, benefits and review procedures for employees. (1) Personnel policy manual. Each facility will have personnel policies which will be approved by the appropriate state oversight authority. All staffing patterns are to be included in this manual. (2) Appointed personnel. Each facility is to be managed by a single administrator to whom all employees or units of management are responsible. (3) Qualifications. The qualifications, authority and responsibilities of the facility administrator and other appointed personnel tenure will be specified in writing by the responsible government agency. (4) Education and experiences. The qualifications for the position of facility administrator shall include at a minimum the following: a bachelor's degree in an appropriate discipline; five years of related administrative experience; and demonstrated administrative ability and leadership. The degree requirement may be satisfied by completion of a career development program that includes work- related experience, training or college credits at a level of achievement equivalent to the bachelor's degree. (5) Staff representation. Significant efforts shall be made to employ persons with racial and cultural backgrounds similar to the offender population being served. sec.157.27. Training and Staff Development. A written body of policy and procedure establishes the facility's training and staff development programs, including training requirements for all categories of personnel. (1) Training plan. Facility administrators will ensure that written policy, procedure, and practice provide that the facility's employee staff development and training programs are planned, coordinated and supervised by a qualified employee. The training plan is reviewed annually. (2) Training requirements. Pre-service, in-service and specialized training shall be provided to all facility personnel. Training requirements will be specified by TDCJ. (3) Outside resources. The facility administrator will develop procedures to provide that the training and staff development program uses outside resources when appropriate. (4) Space and equipment. Facility administrators shall ensure that the necessary space and equipment for the training and staff development program are available. sec.157.29. Eligibility for Placement. Only a person convicted of a state jail felony offense whose probated sentence is revoked or who is placed in a facility as a condition of community supervision may be confined in a state jail felony facility. sec.157.31. Use of Facility for Transfer Inmates.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    The SJD, with the approval of the Texas Board of Criminal Justice (TBCJ), may designate one or more state jail felony facilities as transfer facilities to house inmates who are eligible for confinement under the Government Code, sec.499.152. The board may only approve the designation of a state jail felony facility as a transfer facility if said designation does not deny placement of a defendant convicted of a state jail felony offense in a state jail felony facility. sec.157.33. Security and Control. The facility shall use a combination of supervision, inspection, accountability and clearly-defined policies and procedures on use of weapons and force to promote safe and orderly operations. (1) Operations manual. Each facility will develop and maintain a manual containing all procedures for facility security and control, with detailed instructions for implementing these procedures. The manual is available to all staff, reviewed at least annually and updated if necessary. (2) Correctional officer assignments. Facility administrators shall ensure that correctional officer posts are located in or immediately adjacent to inmate areas to permit officers to be deployed in such a manner as to ensure safety and security. The assisting office shall be physically available or within sight or sound of the officer entering the unit. (3) Security staff. The facility administrators shall ensure that the facility has the staff needed to provide full coverage of designated security posts, full surveillance of inmates and to perform all ancillary functions. (4) Post orders. Each facility will maintain written orders for every correctional officer post. These orders are reviewed annually and updated if necessary. (5) Personnel notification. Written policy, procedure, and practice will provide that personnel read the appropriate post order each time they assume a new post and sign and date the post order. (6) Staff and inmate interactions. Facility administrators will develop written policy, procedure, and practice to facilitate personal contact and interaction between staff and inmates. The policy shall define both security and rehabilitative interactions. (7) Co-ed staffing. Facility administrators shall ensure that when both males and females are housed in the facility, at least one male and one female staff member are on duty at all times. (8) Prohibition of inmate authority. Facility administrators shall ensure that no inmate or group of inmates is given control or authority over other inmates. (9) Permanent log. Facility administrators will ensure that written policy, procedure, and practice require that correctional staff maintain a permanent log and prepare shift reports that record routine information, emergency situations and unusual incidents. (10) Patrols and inspections. Facilities will maintain written policy, procedure, and practice to ensure that supervisory staff conduct a daily patrol, including holidays and weekends, of all areas occupied by inmates and submit a daily written report to their supervisor. Unoccupied areas are to be inspected weekly. (11) Regular observation by corrections officers. Every facility will develop a security staffing plan that provides visual, face to face observation of all inmates by corrections officers on a continuous basis. At least one corrections officer shall be provided on each floor where inmates are housed and sufficient officers must be provided to meet the continuous observation requirement. (12) Inmate counts. The facility shall have a system for physically counting inmates. The system includes strict accountability for inmates assigned to work educational or program activities release, and other approved temporary absences. (13) Inmate movement. Each facility will maintain written policy, procedure, and practice to provide that staff regulate inmate movement. (14) Inmate transportation. Facility administrators will ensure that written policy and procedure govern the transportation of inmates outside the facility and from one jurisdiction to another. (15) Use of restraints. Facility administrators shall ensure that written policy, procedure, and practice provide that instruments of restraint, such as handcuffs, irons and straightjackets, are never applied as punishment and are applied only with the approval of the facility administrator or designee. (16) Control of contraband. Facility administrators shall establish written policy, procedure, and practice to require unit shakedowns and pat searches of inmates to control contraband and provide for its disposal. (17) Body cavity searches. Facility administrators shall ensure that an established written policy and procedure provide that body cavity searches conducted for reasons of security will be done in private, by medical personnel or by correctional personnel of the same sex as the inmate, who have been trained by a physician or other health care provider to probe body cavities (without the use of instruments) so as to cause neither injury to tissue nor infections. (18) Strip searches. Facility administrators will establish written policy, procedure, and practice to provide for strip searches of inmates based on specific guidelines (e.g., entry into the facility, after/before visitation, returning from furlough or when there is a reasonable belief) that the inmate is carrying contraband or any other prohibited items. Such searches shall be conducted by personnel of the same sex as the inmate being searched. (19) Controlled access and use of keys. Each facility will develop and maintain written policy and procedure to detail the control and use of keys. (20) Tools and equipment. Each facility will develop and maintain written policy and procedure to govern the control and use of tools and culinary and medical equipment. (21) Monitoring system. Security areas may have electronic monitoring systems to assist in inmate supervision and enhance the overall security of the facility. Monitoring systems may be used to supplement and reduce corrections officers, but will not be used as a replacement for minimum security personnel requirements. (22) Security equipment. Facility administrators will ensure that written policy and procedure govern the availability, control, and use of chemical agents, and related security devices and specify the level of authority required for their access and use. Chemical agents and are used only with the authorization of the facility administrator or designee. (23) Emergency distribution. Facility administrators will ensure that written policy, procedure, and practice provide that the facility maintains a written record of routine and emergency distributions of security equipment. (24) Security equipment inventory. Facility administrators will ensure that firearm, chemical agents and related security equipment are inventoried at least monthly to determine their condition and expiration dates. (25) Written reports. Facility administrators shall require that personnel discharging firearms, using chemical agents or any other weapon, or using force to control inmates submit written reports to the facility administrator or designee no later than the conclusion of the tour of duty. (26) Injuries. Facility administrators will ensure that written policy, procedure, and practice provide that all persons injured in an incident receive immediate medical examination and treatment. (27) Use of firearms. Facility administrators will ensure that written policy, procedure, and practice restrict the use of physical force to instances of justifiable self-defense, protection of others, protection of property, prevention of escapes and then only as a last resort and in accordance with appropriate statutory authority. In no event is physical force justifiable as punishment. A written report is prepared following all uses of force and is submitted to administrative staff for review. (28) Use requirements. Facility administrators will develop written policy and procedure to govern the use of firearms and include the following listed requirements. (A) Weapons are subjected to stringent safety regulations and inspections. (B) A secure weapons locker is located outside the security perimeter of the facility. (C) Except in emergency situations, firearms and weapons such as nightsticks are permitted only in designated areas to which inmates have no access. (D) Employees supervising inmates outside the facility perimeter follow procedures for the security of weapons. (E) Employees are instructed to use deadly force only after other actions have been tried and found ineffective, and only when the employee believes that a person's life is immediately threatened. (F) Employees on duty only use firearms or other security equipment that have been approved through the facility and only when directed by or authorized by the facility administrator. (29) Fire safety. Each facility will maintain written policy and procedure to specify the facility's fire prevention regulations and practices to ensure the safety of staff, inmates and visitors. They include, but are not limited to, the following: (A) provision for an adequate fire protection service; (B) a system of fire inspection and testing of equipment at least quarterly; (C) an annual inspection by local or state fire officials or other qualified person(s); and (D) availability of fire hoses or extinguishers at appropriate locations throughout the facility. (30) Monthly inspections. Facility administrators will ensure that written policy, procedure, and practice provide for a comprehensive and thorough monthly inspection of the facility by a qualified fire and safety officer for compliance with safety and fire prevention standards. There is a weekly fire and safety inspection of the facility by a qualified departmental staff member. This policy and procedure is reviewed annually and updated as needed. (31) Flammable, toxic and caustic materials. Each facility will maintain written policy, procedure, and practice to govern the control and use of all flammable, toxic and caustic materials. (32) Emergency power and communications. Facility administrators will develop and implement written policy, procedure, and practice to provide for a communications system within the facility and between the facility and community in the event of urgent, special, or unusual incidents or emergency situations. (33) Preventative maintenance. There shall be a written plan for preventive maintenance of the physical plant; the plan includes provisions for emergency repairs or replacement in life-threatening situations. (34) Emergency plans. Facility administrators will ensure that facility personnel are trained in the implementation of written emergency plans. (35) Evacuation procedures. Each facility will maintain a written evacuation plan to be used in the event of fire or major emergency. The plan is certified by an independent, outside inspector trained in the application of national fire safety codes and is reviewed annually, updated if necessary, and reissued to the local fire jurisdiction. The plan includes the following: (A) location of building/room floor plans; (B) use of exit signs and directional arrows for traffic flow; (C) location of publicly posted plan; (D) at least quarterly drills in all facility locations, including administrative areas; and (E) staff drills even when evacuation of inmates may not be included. (36) Emergency release. Facility administrators will ensure that written policy, procedure, and practice specify the means for the immediate release of inmates from locked areas in case of emergency and provide for a backup system. (37) Work stoppage. Each facility will maintain written plans that specify the procedures to be followed in situations that threaten facility security. Such situations include but are not limited to: natural disasters; riots; hunger strikes; disturbances; work stoppages; and the taking of hostages. These plans are made available to all applicable personnel, are reviewed at least annually and updated as needed. (38) Escapes. Facility administrators will ensure that there are written procedures regarding escapes; these procedures are reviewed at least annually and updated if necessary. sec.157.35. Rules and Discipline. The facility rules of conduct and sanctions and procedures for violations are defined in writing and communicated to all inmates and staff. Disciplinary procedures are carried out promptly and with respect for due process. (1) Rules of conduct. Facility administrators shall provide all inmates and staff with written rules of inmate conduct which specify acts prohibited within the facility and penalties that can be imposed for various degrees of violation. The written rules are reviewed annually and updated if necessary. (2) Disciplinary procedures. Facility administrators will ensure that there is a written set of disciplinary procedures governing inmate rule violations. These are reviewed annually and updated if necessary. (3) Rulebook. During facility orientation, a rulebook that contains all chargeable offenses, ranges of penalties and disciplinary procedures is given to each inmate and is translated into those languages spoken by significant numbers of inmates. When a literacy or language problem prevents an inmate from understanding the rulebook, a staff member or translator assists the inmate in understanding the rules. Each staff member shall be given a copy of the rulebook. (4) Training requirements. Facility administrators shall ensure that all personnel who work with inmates shall receive sufficient training so that they are thoroughly familiar with the rules of inmate conduct, the rationale for the rules and the sanctions available. (5) Resolution of minor infractions. Each facility will maintain written guidelines for resolving minor inmate infractions that include a written statement of the rule violated and a hearing and decision within seven days, excluding weekends and holidays, by a person not involved in the rule violation. The inmate may waive the hearing. (6) Criminal violations. Each facility will establish written policy, procedure, and practice to provide that, where an inmate allegedly commits an act covered by criminal law, the case is referred to appropriate court or law enforcement officials for consideration for prosecution. (7) Disciplinary reports. Facility administrators shall ensure that written policy, procedure, and practice provide that when rule violations require formal resolution, staff members prepare a disciplinary report and forward it to the designated supervisor. (8) Report content. Disciplinary reports prepared by staff members shall include, but are not limited to, the following information: (A) specific rule(s); (B) a formal statement of the charge; (C) any unusual inmate behavior; (D) any staff witness; (E) an explanation of the event that should include who was involved, what transpired, and the time and location of occurrence; (F) any physical evidence and its disposition; (G) any immediate action taken, including the use of force; and (H) reporting staff member's signature and date and time of report. (9) Prehearing action. Facility administrators shall ensure that written policy, procedure, and practice specify that, when an alleged rule violation is reported, an appropriate investigation is begun within 24 hours of the time the violation is reported and is completed without unreasonable delay, unless there are exceptional circumstances for delaying the investigation. (10) Prehearing detention. Within the disciplinary procedures shall document there is a provision for prehearing detention of inmates who are charged with a rule violation. The inmate's prehearing status shall be reviewed by the facility administrator or designee within 72 hours, including weekends and holidays. (11) Written statement of charges. Facility administrators shall ensure that written policy, procedure, and practice provide that an inmate charged with a rule violation receives a written statement of the charge(s), including a description of the incident and specific rules violated. The inmate is given the statement at the same time that the disciplinary report is filed with the disciplinary committee but no less than 24 hours prior to the disciplinary hearing. The hearing may be held within 24 hours with the inmate's written consent. (12) Presence at hearing. Facility administrators shall ensure that written policy and procedure provide that inmates charged with rule violations are present at the hearing, unless they waive that right in writing or through behavior. Inmates may be excluded during the testimony of any inmate whose testimony must be given in confidence. The reasons for the inmate's absence or exclusion are documented. (13) Disciplinary hearing. Each facility shall maintain written policy, procedure, and practice to provide that inmates charged with rule violations are scheduled for hearing as soon as practicable but no later than seven days, excluding weekends and holidays, after the alleged violation. Inmates are notified of the time and place of the hearing at least 24 hours in advance of the hearing. (14) Postponement of continuance. Each facility shall maintain written policy, procedure, and practice to provide for postponement or continuance of the disciplinary hearing for reasonable period and good cause. (15) Conducting of hearing. Each facility shall maintain written policy, procedure, and practice to provide that disciplinary hearings on rule violations are conducted by an impartial person or panel of persons. A record of the proceedings is made and maintained for at least six months. (16) Inmate rights. Each facility shall maintain written policy, procedure, and practice to provide that inmates have an opportunity to make a statement and present documentary evidence at the hearing and can request witnesses on their behalf. The reasons for denying such a request are stated in writing. (17) Inmate assistance. Each facility shall maintain written policy, procedure, and practice to provide that a staff member or agency representative assist inmates at disciplinary hearings if requested. A representative is appointed when it is apparent that an inmate is not capable of collecting and presenting evidence effectively on his or her own behalf. sec.157.37. Special Management.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Inmates who threaten the secure and orderly management of the facility may be removed from the general population and placed in special units. (1) General policy. Each facility shall maintain written policy, procedure, and practice to govern the operation and supervision of inmates under administrative segregation, protective custody and disciplinary detention. (2) Immediate segregation. The facility administrator or shift supervisor can order immediate segregation when it is necessary to protect the inmate or others. That action is reviewed within 72 hours by the appropriate authority as designated in the policy. (3) Admission and review of status. Facility administrators shall ensure that written policy, procedure, and practice provide that an inmate is admitted to protective custody status when there is documentation that protective custody is warranted and no reasonable alternatives are available. (4) Disciplinary detention. Each facility shall maintain that written policy, procedure, and practice provide that an inmate is placed in disciplinary detention for a rule violation only after a hearing. (5) Status review. Facility administrators shall establish written policy, procedure, and practice to provide for a review of the status of inmates in administrative segregation and protective custody every seven days for the first two months and at least every 30 days thereafter. The facility administrator shall designate staff responsible for this review. (6) Review process. Facility administrators shall ensure that written policy, procedure, and practice specify the review process used to release an inmate from administrative segregation or protective custody. (7) Daily visits. Facility administrators shall ensure that written policy and procedure provide that inmates in segregation receive daily visits from the chief security officer or shift supervisor, member of the program staff on request and a qualified health care provider three times per week as specified in the Health Services Policy and Procedure Manual. (8) Log. Facility administrators shall ensure that written policy, procedure, and practice provide that staff operating special management units maintain a permanent log. (9) General conditions of confinement. Facility administrators shall ensure that all inmates in special management units provide prescribed medication, clothing that is not degrading and access to basic personal items for use in their cells unless there is imminent danger that an inmate or any other inmate(s) will destroy an item or induce self-injury. (10) On-going services. Facility administrators shall ensure that inmates in special management units receive laundry, barbering, hair care services and are issued and exchanged, bedding and linen on the same basis as inmates in the general population. Exceptions are permitted only when found necessary by the senior officer on duty; any exception is recorded in the unit log and justified in writing. (11) Action report. Each facility will maintain written policy and procedure to provide that whenever an inmate in segregation is deprived of any usually authorized item or activity, a report of the action is made and forwarded to the facility administrator. (12) Programs and services for special management units. Facility administrators shall ensure written policy, procedure, and practice provide that inmates in special management units can write and receive letters on the same basis as inmates in the general population. (13) Visiting. Facility administrators will ensure written policy, procedure, and practice provide that inmates in special management units have opportunities for visitation unless there are substantial reasons for withholding such privileges. (14) Access to legal materials. Each facility shall maintain written policy, procedures, and practice to provide that inmates in special management school units have access to legal materials. (15) Access to reading materials. Each facility shall maintain written policy, procedure, and practice to provide that inmates in special management units have access to reading materials. (16) Exercise outside of cell. Facility administrators shall ensure written policy, procedure, and practice provide that inmates in these units receive a minimum of one hour of exercise per day outside their cells, unless security or safety considerations dictate otherwise. (17) Telephone privileges. Facility administrators shall ensure written policy, procedure, and practice provide that inmates are allowed telephone privileges. (18) Telephone privileges-segregation/custody. Facility administrators shall ensure written policy and procedure provide that inmates in administrative segregation and protective custody are allowed telephone privileges. (19) Telephone privileges-disciplinary detention. Facility administrators shall ensure written policy and procedure provide that inmates in disciplinary detention are allowed limited telephone privileges consisting of telephone calls related specifically to access to the judicial process and family emergencies as determined by the facility administrator or designee. sec.157.39. Inmate Rights.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        The facility protects the safety and constitutional rights of inmates and seeks a balance between expression of individual rights and preservation of facility order. (1) Access to courts. Each facility will maintain written policy, procedure, and practice to ensure the right of inmates to have access to courts. (2) Access to counsel. Each facility will maintain written policy, procedure, and practice to ensure and facilitate inmate access to counsel and assist inmates in making confidential contact with attorneys and their authorized representatives; such contact includes, but is not limited to, telephone communications, uncensored correspondence and visits. (3) Access to law library. Each facility will maintain written policy, procedure, and practice to provide that inmates have access to legal materials if there is not adequate free legal assistance to help them with criminal, civil, and administrative legal matters. Inmates have access to paper, typewriters, or typing service and other supplies and services related to legal matters. (4) Access to programs and services. Facility administrators shall ensure written policy, procedure, and practice provide that program access, work assignments and administrative decisions are made without regard to inmates' race, religion, national origin, sex, handicap, or political views. (5) Administrative segregation. Inmates in administrative segregation because of behavioral problems should be provided with programs conducive to their well- being. (6) Protective custody. Inmates in protective custody should be allowed to participate in as many of the programs afforded the general population, providing such participation does not threaten facility security. (7) Equal opportunity. Where males and females are housed in the same facility, equal opportunities shall be provided for participation in programs and services. They are provided separate sleeping quarters but equal access to all available services and programs. Neither sex is denied opportunities solely on the basis of their smaller number of the total population. (8) Inmate communications. Each facility shall maintain written policy, procedure, and practice to grant inmates the right to communicate or correspond with persons or organizations, subject only to the limitations necessary to maintain order and security. (9) Grievance procedures. Facility administrators shall ensure that there is a written inmate grievance procedure that is made available to all inmates which includes at least one level of appeal. sec.157.41. Institutional Services.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          All incoming inmates undergo thorough screening and assessment at admission and receive thorough orientation to the facility's procedures, rules, programs and services. (1) Reception and orientation. Each facility will maintain written policies and procedures to govern the admission of inmates new to the system and are reviewed annually and updated if necessary. These procedures include at a minimum the following: (A) determination that inmate is legally committed to the facility; (B) drug/alcohol use; (C) thorough search of the individual and possessions; (D) disposition of personal property; (E) shower and hair care, if necessary; (F) issuance of clean, laundered clothing when appropriate; (G) photographing and fingerprinting, including notation of identifying marks or other unusual physical characteristics; (H) medical, dental, and mental health screening; (I) assignment to a housing unit; (J) recording basic personal data and information to be used for mail and visiting list; (K) explanation of mail and visiting procedures; (L) assistance to inmates in notifying their next of kin and families of admission; (M) medical, dental, substance abuse and mental health screening; (N) assignment of registered number to the inmate; (O) giving written orientation materials to the inmate; (P) telephone calls by inmate; (Q) criminal history check; and (R) assignment to a case manager to develop supervision/treatment plan. (2) Inmate location. Inmates will be separated from the general population of the facility during the admissions process. (3) Personal property. Inmate admission will include a written, itemized inventory of all personal property of newly admitte, inmates and secure storage of inmate property, including money and other valuables. The inmate is given a receipt for all property held until release. If the inmate arrives with medications or prosthetic devices, the items should be submitted to the unit medical staff for a determination of appropriate disposition. sec.157.43. Classification. Inmates are classified to the most appropriate level of custody and programming both on admission and on review of their status. (1) Written classification plan. Facility administrators shall ensure that written policy, procedure, and practice provide for a written inmate classification plan in terms of level of custody required, housing assignment and participation in correctional programs. They are reviewed at least annually and updated if necessary. (2) Status change. The inmate classification plan, in conjunction with the supervision/treatment plan, specifies criteria and procedures for determining and changing the status of an inmate, including custody, transfers and major changes in programs. The plan includes an appeals process for classification decisions. (3) Special management inmates. The facilities shall provide for the special management of the following assigned categories of inmates: (A) female inmates; (B) other classes of detainees; (C) inmates with special problems (alcoholics, narcotics addicts, mentally disturbed persons, physically handicapped persons, person with communicable diseases); (D) inmates requiring disciplinary detention; and (E) inmates requiring administrative segregation. (4) Custody designation. Each inmate shall be assigned to a custody designation which describes appropriate and adequate supervision and housing assignments commensurate with the on- going needs and requirements of the inmate during his or her incarceration. Custody criteria to be used shall include, but not be limited to, institutional adjustment, offense history, escape history, history of violence and length of incarceration. sec.157.45. Food Service.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Meals are nutritionally balanced, well-planned and prepared and served in a manner that meets established governmental health and safety codes. (1) Food service management. Food service operations shall be supervised by a full-time staff member who is experienced in institutional food preparation or mass food management. (2) Records maintenance. Facility administrations shall ensure that written policy, procedure, and practice require that accurate records are maintained of all meals served. (3) Dietary allowances. Each facility shall maintain documentation that the facility's dietary allowances are reviewed at least annually by a qualified nutritionist or dietician to ensure that they meet the nationally recommended allowances for basic nutrition. Menu evaluations are conducted at least quarterly by facility food service supervisory staff to verify adherence to the established basic daily servings. (4) Menu planning. Facility administrators shall establish written policy, procedure, and practice to require that food service staff plan menus and follow the plan. The planning and preparation of all meals should take into consideration food flavor, texture, temperature, appearance, and palatability. (5) Special diets. Each facility will, through written policy, procedure, and practice, provide for special diets as prescribed by appropriate medical or dental personnel. (6) Religious dietary policy. Each facility will, through written policy, procedure, and practice, provide for special diets for inmates whose religious beliefs require the adherence to religious dietary laws. (7) Exclusion as discipline. Facility administrators shall ensure that written policy precludes the use of food as a disciplinary measure. (8) Health and safety regulations. Facility administrators shall ensure there is documentation by an independent, outside source that food service facilities and equipment meet established governmental health and safety codes; corrective action is taken on deficiencies, if any. (9) Training requirement. Facility administrators shall provide that all staff and other persons are trained in the use of the equipment safety procedures to be followed in the food service department. (10) Health protection. Facility administrators shall develop and maintain written policy, procedure, and practice to provide for adequate health protection for all inmates and staff in the facility and inmates and other persons working in food service, to include the following. (A) Where required by the laws and/or regulations applicable to food service employees in the community where the facility is located, all persons involved in the preparation of food receive a preassignment medical examination and periodic reexaminations to ensure freedom from diarrhea, skin infections, and other illnesses transmissible by food or utensils; all examinations are conducted in accordance with local requirements. (B) When the facility's food services are provided by an outside agency or individual, the facility has written verification that the outside provider complies with the state and local regulations regarding food service. (C) All food handlers are instructed to wash their hands on reporting to duty and after using toilet facilities. (D) Inmates and other persons working in food service, are monitored each day for health and cleanliness by the director of food services (or designee). (11) Facilities and equipment. Each facility shall maintain written policy, procedure, and practice to require weekly inspections of all food service areas, including dining and food preparation areas and equipment, by administrative, medical or dietary personnel; these may include the person supervising food service operations or his/her designee. Refrigerator and water temperatures are checked daily by administrative, medical, or dietary personnel. (12) Meal requirements. Facility administrators will ensure that written policy, procedure, and practice require that at least three meals (including two hot meals) are provided at regular meal times during each 24-hour period, with no more than 14 hours between the evening meal and breakfast. Variations may be allowed based on weekend and holiday food service demands, or in the event of emergency or security situations, provided basic nutritional goals are met. sec.157.47. Sanitation and Hygiene. The facility's sanitation and hygiene program complies with applicable regulations and standards of good practice to protect the health and safety of inmates and staff. (1) Sanitation inspections. Each facility will provide written policy, procedure, and practice to require the following inspections: (A) weekly sanitation inspections of all facility areas by a qualified departmental staff member; (B) comprehensive and thorough monthly inspections by a safety/sanitation specialist; and (C) at least annual inspections by a state and/or local sanitation specialist. (2) Documentation. The facility shall comply with all applicable laws and regulations of the governing jurisdiction, and there will be documentation by an independent, outside source that any past deficiencies noted in annual inspections have been corrected. (3) Water supply. The facility's potable water source and supply, whether owned and operated by the public water department or the facility, shall be certified by an independent, outside source to be in compliance with jurisdictional laws and regulations. (4) Housekeeping. A written housekeeping plan for all areas of the facility's physical plant shall provide for daily housekeeping and regular maintenance by assigning specific duties and responsibilities to staff and inmates. (5) Clothing and bedding supplies. Facility administrators shall ensure that the storage of clothing, linen, and bedding exceeds that required for the facility's inmate population. (6) Clothing issue. Facility administrators, through written policy, procedure, and practice, provide for the issuance of suitable clothing to all inmates. Clothing is properly fitted, climactically suitable, durable, clean, and presentable. Each inmate shall be provided with a change of outer clothing at least three times per week. Each inmate will receive a daily change of underwear. (7) Protective clothing. Each facility shall establish written policy, procedure, and practice to provide for the issue of appropriate clothing to those participating in special work assignments and, when appropriate, protective clothing and equipment to inmates. (8) Bedding and linen service. Each facility shall maintain written policy, procedure, and practice to provide for the issue of suitable, clean bedding and linen, including two sheets, pillow and pillowcase, one mattress and sufficient blankets to provide comfort under existing temperature controls. There is provision for linen exchange, including towels, at least weekly. (9) Personal hygiene. Each facility shall maintain written policy, procedure, and practice to require that articles necessary for maintaining proper personal hygiene are provided to all inmates. (10) Hair care services. Facility administrators shall ensure that hair care services and facilities are available to inmates. Hair care services shall comply with applicable health requirements. sec.157.49. Health Care.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              The facility provides comprehensive health care services by qualified personnel to protect the health and well-being of inmates. (1) Standards for health services in jails. To ensure quality services, each state jail facility shall obtain and maintain accreditation with the National Commission on Correctional Health Care as described in the Standards for Health Services In Jails. (2) Delivery of services. Each facility shall maintain written policy and procedure to provide for the delivery of health care services, including medical, dental and mental health services, under the control of a designated health authority. When this authority is other than a physician, final medical judgments rest with a single designated responsible physician licensed in the state. Arrangements are made with health care specialists in advance of need. The health authority shall systematically determine health care personnel requirements in order to provide inmate access to health care staff and services. (3) Responsible authority. Facility administration shall ensure written policy, procedure, and practice provide that all medical, psychiatric and dental matters involving medical judgment are the sole province of the responsible physician and dentist, respectively. (4) Quarterly meetings and reports. Each facility shall maintain written policy, procedure, and practice to provide that the health authority meets with the facility administrator at least quarterly and submits annual statistical summaries and quarterly reports on the health care delivery system and health environment. (5) Annual review. Each policy, procedure, and program in the health care delivery system shall be reviewed at least annually by the appropriate health care authority and revised if necessary. Each document bears the date of the most recent review or revision and signature of the reviewer. (6) Continuity of care. The facility's health administrator shall ensure that written policy, procedure, and practice require continuity of care from admission to discharge from the facility, including referral to community care when indicated. (7) Unimpeded access to care. Facility administrators shall ensure that written policy and procedure require that inmates' health complaints are solicited daily, acted on by health-trained correctional personnel and followed by appropriate triage and treatment by qualified health personnel. (8) 24 hour emergency care. Facility administrators shall ensure that written policy and procedure require that the facility provide 24-hour emergency medical and dental care available as outlined in a written plan, that includes provisions for the following arrangements: (A) on-site emergency first aid and crisis intervention; (B) emergency evacuation of the inmate from the facility; (C) use of an emergency medical vehicle; (D) use of one or more designated hospital emergency rooms or other appropriate health facilities; (E) emergency on-call physician, dentist and mental health professional services when the emergency health facility is not located in a nearby community; and (F) security procedures providing for the immediate transfer of inmates when appropriate. (9) Personnel. Appropriate state and federal licensure, certification or registration requirements and restrictions shall apply to personnel who provide health care services to inmates. The duties and responsibilities of such personnel are governed by written job descriptions approved by the health authority. Verification of current credentials and job descriptions shall be on file in the facility. (10) Inmate assistants. The facility administrator will ensure written policy, procedure, and practice provide that inmates are not used for the following duties: (A) performing direct patient care services; (B) scheduling health care appointments; (C) determining access of other inmates to health care services; (D) handling or having access to surgical instruments, syringes, needles, medications or health records; and (E) operating diagnostic or therapeutic equipment. sec.157.51. Health Screenings and Examinations. (a) Preliminary screening. Facility administrators shall ensure that written policy, procedure, and practice require medical, dental and mental health screening to be performed by health-trained or qualified health care personnel on all inmates, excluding intrasystem transfers, on the inmate's arrival at the facility. All findings are recorded on a form approved by the health authority. The screening includes at least the following. (1) Inquiry to: (A) current illness and health problems, including venereal diseases and other infectious diseases; (B) dental problems; (C) mental problems; (D) use of alcohol and other drugs, including type(s) of drugs used, mode of use, amounts used, frequency used, date or time of last use and history of any problems that may have occurred after ceasing use (e.g., convulsions); (E) past and present treatment or hospitalization for mental disturbance or suicide; (F) possibility of pregnancy; and (G) other health problems designated by the responsible physician. (2) Observation of: (A) behavior, including state of consciousness, mental status, appearance, conduct, tremor, and sweating; (B) body deformities, ease of movement, etc.; and (C) condition of skin, including trauma markings, bruises, lesions, jaundice, rashes, and infestations and needle marks or other indications of drug abuse. (3) Medical disposition of inmate: (A) general population; or (B) general population with prompt referral to appropriate health care service; or (C) referral to appropriate health care service for emergency treatment. (b) Intrasystem transfers. Facility administrators shall ensure written policy, procedure, and practice require that all intrasystem transfers receive a health screening by health-trained or qualified health care person immediately on arrival at the facility. All findings are recorded on a screening form approved by the health authority. The screening includes at a minimum the following. (1) Designated nursing personnel at each unit will pick up the medical record for each day's incoming inmates. (2) The health record for each incoming inmate will be reviewed for the following: (A) housing, work, disciplinary restrictions (from the health summary for classification form); (B) prescribed medication; and (C) prescribed treatment regiment. (3) Based on the records review, medication, appointments, and referrals will be scheduled as appropriate. (4) Following the nursing service review, the record will be forwarded to dental and psychiatric services for their respective reviews. (c) Health appraisal. The facility health authority shall ensure written policy, procedure, and practice require that a health appraisal for each inmate, excluding intrasystem transfers, is completed within 14 days after arrival at the facility. If there is documented evidence of a health appraisal within the previous 90 days, a new health appraisal is not required except as determined by the designated health authority. The health appraisal shall include the following: (1) review of the earlier receiving screening; (2) collection of additional data to complete the medical, dental, mental health, and immunization histories; (3) laboratory and/or diagnostic tests to detect communicable disease and tuberculosis; (4) recording of height, weight, pulse, blood pressure, and temperature; (5) other tests and examinations as appropriate; (6) medical examination, including review of mental and dental status; (7) review of the results of the medical examination, tests and identification of problems by a physician or other qualified health care personnel, if such is authorized in the medical practice act; (8) initiation of therapy when appropriate; and (9) development and implementation of treatment plan, including recommendations concerning housing, job assignments, and program participation. (d) Recording appraisal data. The facility health authority shall ensure written policy, procedure, and practice for the collection and recording of health appraisal data require the following: (1) the process is completed in a uniform manner as determined by the health authority; (2) health history and vital signs are collected by health-trained or qualified health personnel; and (3) collection of all other health appraisal data is performed only by qualified health personnel. (e) Dental screening and examination. The facility health authority shall ensure written policy and procedure require that dental care is provided to each inmate under the direction and supervision of a dentist, licensed in the state, as follows: (1) dental screening within 14 days of admission; (2) dental hygiene services within 14 days of admission; (3) dental examinations within one month of admission; and (4) dental treatment, not limited to extractions, within three months of admission when the health of the inmate would be adversely affected. (f) First aid. First aid kits shall be available in designated areas of the facility based on need. (g) Use of specialists. The facility administrators will ensure written policy and procedure require that arrangements are made for the provision of special medical programs, including chronic care, convalescent care and medical preventive maintenance for the inmates. (h) Severe mental illness and retardation. The facility health authority shall ensure written policy and procedure require postadmission screening and referral for care of mentally ill or retarded inmates whose adaption to the correctional environment is significantly impaired. (i) Administrative consultation. Each facility shall maintain written policy which requires consultation between the facility administrator and the responsible physician, or their designees, under the following conditions before the following actions are taken regarding patients who are diagnosed as having a psychiatric illness: (1) housing assignments; (2) program assignments; (3) disciplinary measures; and (4) transfers in and out of the facility. (j) Management of chemical dependency. The facility health authority shall maintain written policy and procedure to guide the clinical management of chemically dependent inmates and include the following requirements: (1) screening, assessment, and diagnosis of chemical dependency; and (2) determination as to whether an individual requires nonpharmacologically supported care. (k) Informed consent. All examinations, treatments, and procedures affected by informed consent standards in the community shall likewise be observed for inmate care. In the case of minors, the informed consent of parent, guardian or legal custodian applies when required by law. Health care is rendered against inmate's will only in accordance with law. sec.157.53. Inmate Programs.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Programs designed to address specific offender risk and needs offer the greatest opportunity to have a positive impact in changing criminal behavior. (1) Continuum of programs and services. All State Jail facilities shall ensure the development and implementation of a continuum of programs and services designed to address the risk and needs of the offenders placed within those facilities. (2) Basic programs required. Each State Jail facility will, at a minimum, provide programs in the following areas which will include, but not be limited to: (A) educational/vocational programs; (B) work programs; (C) rehabilitation programs; and (D) recreational programs. (3) Local/regional planning. State jail programs shall be developed based upon local and regional needs. The Community Justice Councils and the Community Supervision and Corrections Departments (CSCD) served by the facility shall provide consultation to the SJD and the CJAD in program development through identification of local/regional resource and needs. (4) Program staffing. The facility administrator shall ensure that all programs are adequately staffed by qualified persons providing specific program components. The facility will utilize community volunteers, whenever it is feasible. (5) Classification and assessments. Facility staff shall adhere to written policy, procedure, and practice to provide the specific methods and areas of classification and assessment necessary for each offender upon entry into the facility. (6) Supervision/treatment plans. Facility administrators shall ensure written policy, procedure, and practice provide that the classification/assessment process will be utilized to develop an individualized supervision/treatment plan for each offender in the facility. Plans are to be long range and developed in such a manner as to provide for a continuity of service and when appropriate, supervision care for offenders after discharge from the facility. Services shall be prioritized based upon need and availability. (7) Case management services. Facility management shall include written policy, procedure, and practice to provide that a case manager will be assigned to each offender to monitor and evaluate the progress of the offender's achievement of the plan. The case manager will be responsible for determining changes to that plan (where progression or regression dictate) and to provide guidance to that offender toward successful accomplishment of the plan. (8) Reintegration model. To optimize reintegration of offenders, written policy, procedure, and practice provide that each offender develop a transition plan for release back into the community. Such plan will be developed with oversight and assistance from the case manager prior to the offender's release. The plan will be transferred with the offender to any aftercare and/or community supervision agencies upon discharge from the facility. (9) Basic program design. All programs shall be designed to be presented in specific "sections" so that offenders may complete those sections within a 90 day cycle. Such design is meant to address differing periods of time of confinement for offenders. (10) Educational/vocational programs. Facility administrators will ensure written policy, procedure, and practice provide that, at a minimum, each facility will offer adult basic education, GED preparation and GED classes and English as a Second Language (where necessary). Offender participation will be predicated upon specific educational assessments determining specific need for any or all of these programs. Computer assisted learning labs will be utilized to better address individual learning rates. Each facility shall develop vocational programs designed to address local/regional needs. The facility staff, the local Community Justice Councils, Texas Employment Commission, Texas Rehabilitation Commission and local employers will determine the local need. (11) Life skills programs. Each facility will implement life skills programming which will include, but is not limited to, the following areas: (A) personal financial management; (B) employment readiness/job search; (C) employment interviewing skills; (D) personal hygiene; (E) parenting classes; (F) interpersonal relationships; (G) anger management; (H) problem solving; and (I) conflict resolution. It is the intent of this standard that each offender will be assessed to determine specific areas listed in subparagraphs (A)-(I) of this paragraph which are applicable to that offender's needs. (12) Rehabilitation programs. Each offender, as determined by the assessments and supervision plan, will have supervised access to programs designed to address that offender's risk and areas of need. Those programs will include, but not be limited to, the following areas: (A) substance abuse education; (B) group/individual counseling; (C) Alcoholics Anonymous (AA), Narcotics Anonymous (NA) and Cocaine Anonymous (CA); and (D) expanded programs from life skills, where needed. (13) Community Service Restitution (CSR) programs. Each facility shall maintain written policy, procedure, and practice to provide for the development and implementation of CSR programs. Such programs will be designed to provide service restitution to the community and as a method to provide incentives for positive offender behavior. Initial CSR activities will be restricted to the grounds of the facility. Incentive CSR activities may allow offenders to perform CSR outside of the facility under staff supervision. (14) Work programs. Facility administrators shall ensure written policy, procedure, and practice provide each offender with specific work/tasks to be performed while residing in the facility. Such work will include routine maintenance tasks, personal area maintenance, specific work assignments and institutional support. Such programs are not to be included as credit toward CSR hours mandated by court order. (15) Recreational programs. Facility administrators shall ensure that written policy, procedure, and practice provide each offender within the facility with specific, regular time to engage in recreational activities. Indoor recreation and outdoor recreation, weather permitting, must be available to assist in the rehabilitation and physical well-being of offenders. (16) Inmate work plan. The facility has a written inmate work assignment plan that provides for inmate work opportunities, subject to the number of work opportunities available and the maintenance of facility security. (17) Work requirement. The facility administrator may require all able-bodied inmates to work unless assigned to an approved education or training program. Inmates are to participate as prescribed by their supervision, treatment and classification plan. (18) Non-discrimination. Facility administrators shall ensure that written policy and procedure prohibit discrimination in inmate work assignments based on sex, race, religion, and national origin. sec.157.55. Mail, Telephone, Visiting. A written body of policy and procedure governs the facility's mail, telephone and visiting service for inmates, including mail inspection, public phone use, and routine and special visits. (1) Inmate correspondence. Each facility will maintain written policy and procedure that govern inmate correspondence; they are available to all staff and inmates, reviewed annually and updated as needed. (2) Inmate cost. When the inmate bears the mailing cost, there shall be no limit on the volume of letters he/she can send or receive or on the length, language, content or source of mail or publications, except when there is reasonable belief that limitation is necessary to protect public safety or facility order and security. (3) Postage allowance. Facility administrators shall ensure written policy, procedure, and practice provide that indigent inmates, as defined in policy, receive a specified postage allowance to maintain community ties. (4) Publication access. Each facility shall maintain written policy, procedure to govern inmate access to publications. (5) Inspection of letters and packages. Each facility shall specify written policy, procedure, and practice to provide that inmate mail, both incoming and outgoing, may be opened and inspected for contraband. Mail is read, censored or rejected when based on legitimate facility interests of order and security. Inmates are notified when incoming or outgoing letters are withheld in part or in full. (6) Sealed letters. Facility administrators shall ensure written policy, procedure, and practice specify that inmates are permitted to send sealed letters to a specified class of persons and organizations, including but not limited to the following: courts; counsel; officials of the confining authority; state and local chief executive officers; and administrators of grievance systems. Mail to inmates from this specified class of persons and organizations may be opened only to inspect for contraband and only in the presence of the inmate, unless waived in writing. (7) Mail inspections. Facility administrators shall establish written policy and procedure to provide for the inspection of inmate letters and packages to intercept cash, checks, money orders, and contraband. A receipt is given to the addressee. (8) Holding mail. Facility administrators shall establish written policy, procedure, and practice to require that, excluding weekends and holidays, incoming and outgoing letters are held for no more than 24 hours and packages are held for no more than 48 hours. (9) Telephone. Each facility shall maintain written policy, procedure, and practice to provide for inmate access to telephones. (10) Visiting. Facility administrators shall ensure written policy, procedure, and practice provide that the number of visitors an inmate may receive and the length of visits may be limited only by the facility's schedule, space and personnel constraints, or when there are substantial reasons to justify such limitations. (11) Visiting high risk inmates. Each facility shall maintain written policy and procedure to govern visiting for high risk inmates. Special visits shall be governed by written policy and procedure developed by facility administrators. (12) Extended visits. Extended visits between inmates and their families shall be governed by written policy, procedure, and practice developed by facility administrators. (13) Furloughs. As provided by written policy, procedure, and practice, facility administrators shall provide that inmates with appropriate security classifications are allowed furloughs to the community to maintain community and family ties, seek employment opportunities and for other purposes consistent with the public interest. (14) Visitor registration. Facility administrators shall ensure written policy, procedure, and practice provide that visitors register on entry into the facility and specify the circumstances under which visitors may be searched. (15) Visitor information. Facility administrators shall designate staff to provide information to visitors about transportation to the facility and between the facility and nearby public transit terminals. sec.157.57. Library. A written body of policy and procedure governs the facility's library program, including acquisition of materials, hours of availability and staffing. (1) Comprehensive library services. Library services shall be available to all inmates in detention facilities library programs, including acquisition of materials, hours of availability and staffing. (2) Library staff. Each facility shall have a qualified staff person who coordinates and supervises library services. (3) Selection and acquisition of materials. Facility administrators shall ensure that written policy defines the principle, purposes and criteria used in selection and maintenance of library materials. (4) Interlibrary loan. Facility administrators shall ensure that the library participates in interlibrary loan programs when available. sec.157.59. Religious Programs.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  A written body of policy and procedure governs the facility's religious programs for inmates, including program coordination and supervision, opportunities to practice the requirements of one's faith and use of community resources. (1) Program coordination and supervision. Each facility shall have a full- time chaplain(s) with two minimum qualifications of: (A) clinical pastoral education or equivalent specialized training; and (B) endorsement by the appropriate religious certifying body. (2) Chaplain role. The chaplain(s), in cooperation with the facility administrator (and/or his designee) plans, directs and supervises all aspects of the religious program, including approval and training of both lay and clergy volunteers from faiths represented by the inmate population. The chaplain(s) has physical access to all areas of the facility to minister to inmates and staff. (3) Chaplain access. Facility administrators shall ensure that the chaplain has physical access to all areas of the facility to minister to inmates and staff. (4) Community resource. The chaplain or designated religious staff member shall develop and maintain close relationships with community religious resources. (5) Opportunity to practice one's faith. Facility administrators, in cooperation with the chaplain(s) will develop and maintain written policy, procedure, and practice to provide that inmates have the opportunity to participate in practices of their religious faith that are deemed essential by the faith's judicatory, limited only by documentation showing threat to the safety of persons involved in such activity or that the activity itself disrupts order in the facility. (6) Chaplain assistance. When a religious leader of an inmate's faith is not represented through the chaplaincy staff or volunteers, the chaplain(s) shall assist the inmate in contacting such a person. That person shall have the appropriate credentials from the faith judicatory and may minister to the inmate under the supervision of the chaplain. (7) Religious practices. Facility administrators shall ensure written policy, procedure, and practice provide that inmates have the opportunity to participate in practices of their religious faith that are deemed essential by the faith's judicatory, limited only by documentation showing threat to the safety of persons involved in such activity or that the activity itself disrupts order in the facility. (8) Religious facilities and equipment. Facility administrators shall ensure written policy, procedure, and practice require that the facility provide space and equipment adequate for the conduct and administration of religious programs. The facility provides for the availability of non- inmate clerical staff for confidential material. (9) Donations. The chaplain(s), in cooperation with the facility administrator or designee, shall develop and maintain communications with faith communities and approve donations of equipment or materials for use in religious programs. sec.157.61. Information Systems and Research. A written body of policy and procedure establishes the facility's procedures for information storage and retrieval, master indexes, daily reports, evaluation, and research. (1) Information system. The facility shall contribute to, have access to and use of an organized system of information storage, retrieval and review. The information system shall be an overall research and decision-making capacity relating to both inmate and operational needs. (2) Staff training. All staff who have direct access to information in the information system shall be trained in and responsive to the system's security requirements. (3) Sharing of information. The facility administrator or parent agency collaborates with criminal justice and service agencies in information gathering, exchange, and standardization. (4) Master index and daily reports. Facility administrators shall ensure that written policy and procedure provide for an inmate population accounting system that includes records on the admission, processing and release of inmates. (5) Custody and location. The facility administrator shall ensure the maintenance of a system that identifies all inmates in custody and their actual physical locations. (6) Required records. The facility administrator shall maintain a written record of the following: (A) personnel on duty; (B) inmate population count; (C) admissions and releases of inmates; (D) shift activities; (E) entry and exit of physicians, attorneys and other visitors; and (F) unusual occurrences. (7) Intake. Intake booking information shall be recorded for every person admitted to the facility and include at least the following data: (A) picture; (B) booking number; (C) name and aliases of person; (D) current address (or last known address); (E) date, duration of confinement and a copy of the court order or other legal basis for commitment; (F) name, title and signature of delivering officer; (G) specific charge(s); (H) sex; (I) age; (J) date of birth; (K) place of birth; (L) race; (M) present or last place of employment; (N) health status, including any current medical or mental health needs; (O) emergency contact (name, relation, address and phone number); (P) driver's license and social security numbers; (Q) notation of cash and all property; and (R) additional information concerning special custody requirements, service needs or other identifying information such as birthmark or tattoos. (8) Custody. The facility administrator shall ensure that custody records are maintained on all inmates committed or assigned to the facility, which include, but are not limited to, the following: (A) intake/booking information; (B) court-generated background information; (C) cash and property receipts; (D) reports of disciplinary actions, incidents or crime(s) committed while in custody; and (E) records of program participation, including work release or trusty programs and "good time" accumulated; (9) Conduct of research. Facility administrators shall ensure that written policy and procedure govern the conduct or research in the facility, including compliance with professional and scientific ethics and with state and federal guidelines for the use and dissemination of research findings. (10) Research. The facility administrator shall review and approve all facility research projects prior to implementation to ensure they conform with the policies of the parent agency. (11) Inmate participation. Facility administrators shall ensure that written policy and procedure govern voluntary inmate participation in nonmedical, nonpharmaceutical, and noncosmetic research programs. sec.157.63. Citizen Involvement and Volunteers. A written body of policy and procedure establishes the responsibility, screening, training, and operating procedures for a citizen involvement and volunteer program. (1) Program coordination. The facility administrator shall ensure that the facility has a qualified staff person who coordinates the volunteer services program. (2) Authority and responsibility. Facility administrators shall ensure that written policy and procedure specify the lines of authority, responsibility and accountability for the facility's citizen involvement and volunteer services program. (3) Screening and selection. Facility administrators shall ensure that the screening and selection of volunteers allows for recruitment from all cultural and socioeconomic parts of the community. (4) Registration. Each facility shall maintain an official registration and identification system for volunteers. (5) Offer of professional services. Facility administrators shall ensure that written policy specifies that volunteers may perform professional services only when they are certified, licensed or qualified to do so. (6) Orientation and training. Each facility shall develop and maintain written policy, procedure, and practice to provide that each volunteer completes an appropriate, documented orientation and/or training program prior to assignment. (7) Volunteer agreement. Volunteers shall agree in writing, to abide by all facility policies, particularly those relating to the security and confidentiality of information. (8) Schedule of services. A current schedule of volunteer services will be available to all inmates and posted in appropriate areas of the facility. (9) Participation in policy making. Facility administrators shall ensure there is provision for volunteers to contribute suggestions regarding establishment of policy and procedure for the volunteer services program. sec.157.71. Physical Plant.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Unless otherwise noted, each standard applies to existing units, additions, renovations, and/or new plant construction. sec.157.73. Intent. The standards for State Jail Felony Facilities (SJFF) are intended to provide the architect/engineer with basic data and information required to be incorporated into the completed facility. While the SJFF standards reflect the experience and requirements of the TDCJ, it is not intended to limit the professional judgement of the consultant in matters of design or appropriate application of materials and equipment. sec.157.75. Variance. Deviation from the provisions of the SJFF standards shall be accomplished only through written approval of the TDCJ. sec.157.77. Security. It is the policy of the TDCJ, with regard to design and engineering criteria, that security is paramount. Efficiency and economy are required design considerations. The design of the facility shall minimize the number of corrections officers required to maintain adequate supervision through the prudent arrangement of building and spaces. Staffing outline should be submitted with the design. sec.157.79. Design Latitude.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Design solutions must be functional. Where value engineering provides a lower cost solution meeting the functional and program requirements, the lower cost solution shall be used. Items of design that are solely related to adding aesthetic appeal to the detriment of efficiency are unacceptable. Absolute efficiency without sacrificing security shall be the sole basis by which facility design will be evaluated and accepted. sec.157.81. Building and Safety. Compliance with professional building and fire safety codes helps to ensure the safety of all persons within each facility. (1) Building codes. Each unit shall conform to the editions of the following codes and standards current at the completion of contract documents unless federal, state or local laws require otherwise. (Subject to paragraph (3) of this section). The design shall reference these codes and standards in the applicable section of the documents: (A) Uniform Building Code & UBC Standards; (B) Uniform Plumbing Code; (C) Uniform Mechanical Code; (D) National Electrical Code, NFPA Number 70; (E) American Society of Mechanical Engineers (ASME) Boiler and Pressure Vessel Code; (F) American Society of Heating, Refrigerating and Air Conditioning Engineers (ASHRAE): (i) Handbook of Equipment; (ii) Handbook of HVAC Systems and Applications; (iii) Handbook of Refrigeration Systems and Applications; (iv) Handbook of Fundamentals; (v) Handbook of Systems; (vi) ASHRAE Standard 55-1981, Thermal Environmental Conditions for Human Occupancy; (vii) ASHRAE Standard 62-1981, Ventilation for Acceptable Indoor Air Quality; (viii) ASHRAE Standard 90A-1980, Energy Conservation in New Building Design; (ix) ASHRAE Standard 100.5-1981, Energy Conservation in Existing Buildings- Institutional; (G) Underwriters Laboratories, Inc. (UL); (H) American Society for Testing and Materials (ASTM) Standards in Building Codes; (I) American Water Works Association (AWWA); (J) National Electrical Manufacturers Association (NEMA); (K) Sheet Metal and Air Conditioning Contractors National Association (SMACNA); (L) American Gas Association (AGA) Certification Standards; (M) National Sanitation Foundation (NSF) standards and approvals for kitchen and scullery equipment, and NSF Standard Number 2 in particular; (N) American Concrete Institute (ACI); (O) National Concrete Masonry Association Specification for the Design and Construction of Load-Bearing Concrete Masonry; (P) American Institute of Steel Construction (AISC); (Q) American Iron and Steel Institute (AISI) Specification for the Design of Cold-Formed Steel Structural Members; (R) American Welding Society (AWS); (S) American National Standards Institute (ANSI); (T) United States Americans with Disabilities Act; (U) Texas Elimination of Architectural Barriers; (V) National Commission on Correctional Health Care Standards for Jails; (W) Federal Aviation Administration Regulations; (X) U.S. Environmental Protection Agency-National Primary Drinking Water Regulations; (Y) Stormwater-40 Code of Federal Regulations (CFR) 122-26; (Z) Antiquities: (i) 36 CFR 800; (ii) National Historic Preservation Act of 1966 as amended; (iii) Texas Natural Resource Code Title 9, Chapter 191; (AA) Wetlands; (i) 33 CFR 320; (ii) 40 CFR 230; (iii) Clean Water Act, sec.404; (iv) Texas Natural Resources Code, Chapters 31, 33, 50; (BB) Endangered Species; (i) 49 CFR; (ii) 50 CFR sec.17.11 and sec.17.12, 200-599; (iii) Endangered Species Act of 1973 16 USC 1531-1544; (iv) Migratory Bird Treaty Act, 16 USC 703-712; (v) Texas Parks and Wildlife Codes, Chapters 67, 68, 88. (2) The designer will consider and apply, where relevant, the editions current at the completion of contract documents of the codes or standards of the following organizations, and will reference them in the applicable section of the documents as follows: (A) American Society of Mechanical Engineers (ASME) Boiler and Pressure Vessel Code; (B) American Society of Heating, Refrigerating and Air Conditioning Engineers (ASHRAE): (i) Handbook of Equipment; (ii) Handbook of HVAC Systems and Applications; (iii) Handbook of Refrigeration Systems and Applications (iv) Handbook of Fundamentals; (v) Handbook of Systems; (vi) ASHRAE Standard 55-1981, Thermal Environmental Conditions for Human Occupancy; (vii) ASHRAE Standard 62-1981, Ventilation for Acceptable Indoor Air Quality; (viii) ASHRAE Standard 90A-1980, Energy Conservation in New Building Design; (ix) ASHRAE Standard 100.5-1981, Energy Conservation in Existing Buildings- Institutional; (C) Underwriters Laboratories, Inc. (UL); (D) American Society for Testing and Materials (ASTM) Standards in Building Codes; (E) American Water Works Association (AWWA); (F) National Electrical Manufacturers Association (NEMA); (G) Sheet Metal and Air Conditioning Contractors National Association (SMACNA); (H) American Gas Association (AGA) Certification Standards; (I) National Sanitation Foundation (NSF) standards and approvals for kitchen and scullery equipment, and NSF Standard Number 2 in particular; (J) American Concrete Institute (ACI); (K) National Concrete Masonry Association Specification for the Design and Construction of Load-Bearing Concrete Masonry; (L) American Institute of Steel Construction (AISC); (M) American Iron and Steel Institute (AISI) Specification for the Design of Cold-Formed Steel Structural Members; (N) American Welding Society (AWS); (O) American National Standards Institute (ANSI). (3) Fire codes. Each unit shall conform to the edition current at the completion of contract documents of the National Fire Prevention Association (NFPA) National Fire Codes and Life Safety Code NFPA Number 101. Compliance is documented on a regular basis by the authority having jurisdiction. The authority approves any variances, exceptions or equivalencies that do not constitute a serious life safety threat to the unit occupants. NFPA 101 shall govern over the codes and standards listed in paragraph (1) and (3) of this section, where contradictions occur. sec.157.83. Size, Organization and Location. The question of facility size is most properly approached from the dual perspectives of inmate profile and facility mission. This approach encourages flexibility, creativity and innovation in meeting safety and quality of life concerns. (1) Functions. Space shall be allocated for, but not limited to, the following functions: (A) clear zone surrounding perimeter; (B) parking; (C) service and delivery vehicles; (D) inmate housing; (E) exercise and recreation; (F) visiting; (G) inmate programs; (H) library; (I) counseling; (J) central food service and dining; (K) housekeeping; (L) clothing and supply distribution; (M) storage; (N) Mechanical and electrical equipment; (O) inmate commissary; (P) inmate mail; (Q) medical examination and treatment; (R) central laundry; (S) maintenance; (T) hazardous material storage; (U) multipurpose rooms; (V) barber shops; (W) interview rooms; (X) facility administrative areas; (Y) security staff areas; (Z) Chaplain's area; (AA) classification management; (BB) risk managers office; (CC) classification testing (Mode One only); (DD) control rooms with sallyports; (EE) security equipment storage; (FF) inmate reception (all Mode One, some Mode Two); (GG) visitor reception and sallyport; (HH) vehicle sallyport and shakedown; (II) guard towers; and (JJ) armory. (2) Staff/inmate interaction. Physical plant design facilitates personal contact and interaction between inmates and staff. (3) Facility size. The size of the facility is variable and is subject to TDCJ approval. Facilities are divided into distinct, semiautonomous management units that encourage positive staff/inmate interactions and enhance the safety of staff and inmates, improves inmate behavior and increases the effectiveness of programs and services. (4) Unit size. The maximum size of a single management unit is variable and is based on the characteristics of its inmate population. The exact size of each management unit is determined by: (A) the security classification of the inmate occupants (higher security levels may require smaller unit size); and (B) the ability of staff to complete regular security checks, maintain visual and auditory contact, maintain personal contact and interaction with inmates and be aware of unit conditions. (5) Single cells. Single cell living units shall not exceed 80 inmates. (6) Rated capacity. The number of assigned inmates shall not exceed the unit's rated bed capacity. (7) Location. Each unit is located within a 30 minute radius from a Joint Commission on Accredidation of Hospital Organization (JCAHO) accredited hospital with a Level III emergency room; fire protection and public transportation. sec.157.85. Site Design Requirements. The standards in this section pertain to the site features outside of the facility's perimeter fence. (1) Clear zone. Facilities shall maintain a 300 feet wide clear zone between it's security perimeter and the closest property line or structure. This clear zone shall be devoid of trees or other features that could hinder surveillance by security staff. (2) Parking. The facility shall provide employee automobile parking at the rate of one space per employee on the total of the second and third shifts. Visitor parking spaces shall total 15% of the inmate population. In addition, at least two spaces shall be provided at each guard tower and at least four spaces at vehicle sallyports. (3) Patrol road. The facility shall provide a 24 foot wide patrol road within 100 feet of the secure perimeter, but no closer than 50 feet. The minimum inside turning radius shall be 50 feet measured at the edge of pavement. The minimum tangent between reverse curves shall be 100 feet. The patrol road shall have single access. (4) Delivery vehicles. The travel path from the nearest public right of way to the vehicle sallyport shall be concrete and designed to withstand the loading of semi tractor and trailers. The minimum inside turning radius shall be 50 feet measured at the edge of pavement. The minimum tangent between reverse curves shall be 100 feet. sec.157.87. Inmate Housing.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Inmate housing areas are the basis for institutional living and as such must promote the safety and well-being of staff and inmates. All inmate areas shall provide unobstructed view of all inmates by security staff from outside the secure areas. (1) Dormitories. Dormitories shall accommodate 9 to 50 general population inmates and shall contain not less than 40 square feet of clear floor space for one inmate, plus 18 square feet of clear floor space per each additional inmate. Dormitories shall have a bunk for each inmate. Stacking double bunks are acceptable. A toilet and lavatory capable of providing drinking water for each group of eight inmates or increment thereof shall be provided in each dormitory. (2) Multi-occupancy cells. Multi-occupancy cells shall accommodate 1 to 8 inmates and shall contain not less than 40 square feet of clear floor space for one inmate plus 18 square feet of clear floor space per each additional inmate. Each multiple-occupancy cell shall have a bunk for each inmate, one toilet and one lavatory capable of providing drinking water. Stacking double bunks are acceptable. The sum of the number of multiple-occupancy cells and the number of administrative segregation cells shall be at least 10% of the unit's rated bed capacity. (3) Administrative segregation cells. Administrative segregation cells shall approximate the living conditions provided to general population inmates and shall house only one inmate each. Cells shall contain not less than 40 square feet of clear floor space exclusive of furnishings and shall permit the assigned inmate to speak with and be observed by staff. They shall have a bunk, toilet, lavatory capable of providing drinking water, desk and seating. The number of cells shall be at least 2.5% of the unit's rated bed capacity. (4) Medical isolation cells. Medical isolation cells shall be accessible for wheelchair bound inmates and shall contain a hospital type bed, shower, toilet and lavatory capable of providing drinking water. A vestibule shall separate the medical isolation cell(s) from adjacent spaces. Mechanical systems for medical isolation cells shall insure that airborne pathogens are not released into the outside air or into building spaces. The travel path from the medical isolation room to the ambulance evacuation area shall be sized for a gurney. Units of less than 1000 inmates shall contain at least one medical isolation cell and units with more than 1000 inmates shall contain at least two medical isolation cells. The number of medical isolation cells do not count towards the unit's rated bed capacity. (5) Padded cells. Padded cells shall accommodate one inmate each. At least one and, if necessary, additional violent cells shall be provided in each facility for the temporary holding of violent persons or persons suspected of insanity. The number of violent cells shall not count toward the facility's rated capacity. Violent cells shall include the following features and equipment. (A) Size. The room or cell shall not have less than 40 square feet of clear floor space and a ceiling height of not less than eight feet. (B) Furnishings. The cell shall be equipped with a hammock, not less than 2 feet-3 inches wide and 6 feet-3 inches long, made of an elastic or fibrous fabric designed to minimize its use to inflict self-injury. A shelf the length of the cell at least 2 feet-3 inches wide and not more than 8 inches above the floor covered with padding material identical to that of the floor may be used in lieu of the hammock. A flushing-type floor drain with control outside the cell shall also be provided. (C) Padding. Walls and inside door surfaces shall be completely padded to the lower of ceiling or 10 feet high and the floor shall be covered with a material to protect the inmate from self-injury. The type of quality materials used for padding and floor covering shall be designed to prevent self-injury and have the capability of being cleaned. It shall be fire-resistant and non-toxic. (6) Bunks. Bunks shall be fire-resistant and not less than 2 feet-3 inches wide and 6 feet-3 inches long. Bunks shall be securely anchored and should have lockable storage at least 12 inches X 24 inches X 24 inches in size for each inmate. (7) Water closets and lavatories. Water closets and lavatories shall be constructed in such manner and of such material so as to resist vandalism. A combination toilet and lavatory constructed of vandal-resistant material is recommended. (8) Additional furnishings. For administrative segregation cells, multiple- occupancy cells and dormitories may include desks and seats (mandatory for single cells), lockers, mirrors, detention-type electric light fixtures, detention-type heating and ventilation grilles and showers. Where light fixtures or other appurtenances are recessed in or otherwise made an integral part of walls or ceilings, provisions should be made to prevent destruction or removal. (9) Dayrooms. Dayrooms shall be provided in close proximity to all inmate sleeping areas except for medical isolation cells. Medical isolation cells do not get dayrooms. Space shall be provided for varied inmate activities. Different classifications of inmates shall not be commingled in the same dayroom. (10) Space requirements-dayrooms for dormitories shall accommodate not more than 50 inmates. Dayrooms shall contain at least 40 square feet of clear floor space for one inmate plus 18 square feet of clear floor space for each additional inmate. Dormitory dayrooms may be contiguous with inmate sleeping areas. (11) Space requirements-dayrooms for multiple-occupancy cells shall accommodate not more than 24 inmates. Dayrooms shall contain at least 40 square feet of clear floor space for one inmate, plus 18 square feet of clear floor space for each additional inmate. Multi-occupancy cell dayrooms shall be separated from multi-occupancy cells with controlled access from one to the other. (12) Furnishings-dayrooms for dormitories and multiple-occupancy cells are equipped with a toilet and lavatory capable of providing drinking water for each group of eight inmates or increment thereof. A mirror shall be provided at each lavatory. They shall also provide a shower for each group of 12 inmates or increment thereof. Each dayroom shall be suitably furnished with, but not limited to, seating and tables to accommodate the number of inmates to be confined therein, one television for each group of 25 inmates and may provide dining facilities and other activities. A utility sink shall be provided. Multi- occupancy cell dayrooms shall be separated from multiple-occupancy cells with controlled access from one to the other. (13) Space requirements-dayrooms for administrative segregation cells shall accommodate one inmate and shall contain at least 100 square feet. The number of administrative segregation dayrooms shall be at least 8% of the number of cells. (14) Furnishings-dayrooms for administrative segregation cells shall contain a toilet, a lavatory capable of providing drinking water, a desk and a chair. They should also contain at a minimum, an exercise mat, a television and a chinning bar. (15) Holding rooms. Holding rooms shall accommodate no more than 12 inmates each and shall contain 40 square feet of clear floor space for the first inmate and 18 square feet of clear floor space per each additional inmate. Furnishings shall include benches against the walls of the rooms to afford the best possible visibility of inmates by security staff. Each holding room for two or more inmates shall provide a floor drain and cleanable floor surface. Inmate reception areas shall contain at least two single occupancy holding rooms containing at least 40 square feet of clear floor space. Each holding cell shall contain one toilet and lavatory capable of dispensing drinking water. (16) Tables and benches. Tables and benches should be constructed of materials which will reduce maintenance. They shall be fire-resistant and securely anchored to floor or wall surfaces. Benches shall be not less than 12 inches wide, and linear seating dimensions shall be not less than 18 inches per person to be seated at any one time. Stools shall not be less than 12 inches in diameter. (17) Detoxification cells. Facilities that do not provide inmate reception areas shall provide one or more detoxification cells containing the following. (A) Seating. The detoxification cell shall be equipped with stationary benches or bunks no higher than 8 inches above the floor. (B) Plumbing. The detoxification cell shall be provided with one or more vandal-resistive flushing floor drains, or vandal-resistive water closet/lavatory/drinking fountain combinations with standard floor drains. The floor shall be properly pitched to drains and plumbing shall have outside water shutoffs and controls. (C) Cell size. The size of the detoxification cell shall be determined by the anticipated maximum number of persons received at any one time. A detoxification cell shall not accommodate more than 12 persons and shall have a minimum of 40 square feet of floor space for one person plus 18 square feet of floor space per additional person. (D) The floor and wall materials shall be durable and easily cleaned. (E) Supervision. The detoxification cell shall be constructed to facilitate supervision of the cell area and to materially reduce noise. (18) Toilets. Should be constructed in such manner and of such material so as to resist vandalism. A combination toilet and lavatory constructed of vandal- resistant material is recommended. Inmates should have access to toilets and hand washing facilities 24-hours per day and are able to use toilets without staff assistance when they are confined in their sleeping areas. Dormitory and multiple-occupancy cell toilets are provided at the rate of one for every group of eight inmates or increment thereof. Urinals may be substituted for up to one- half of the toilets in male facilities. Modesty shields in inmate toilet areas are not allowed. (19) Lavatories. Lavatories shall be constructed in such manner and of such material so as to resist vandalism. A combination toilet and lavatory constructed of vandal-resistant material is recommended. Inmates have access to operable wash basins with temperature controlled hot and cold running water in the housing units at a minimum ratio of one lavatory for every eight inmates. (20) Showers. Shower areas shall be not less than 2 feet-6 inches square per showerhead and not less than 7 feet-0 inches high. Construction should be of materials which resist the action of soap and water and which cannot be easily damaged by acts of vandalism. Drying areas of not less than 2 feet-6 inches square sloped to a drain should be provided adjoining the shower entrance. Inmates have access to operable showers with temperature controlled hot and cold running water at a minimum ratio of one shower to every 12 inmates. Water is thermostatically controlled to temperatures ranging from 100 Degrees Fahrenheit to 108 Degrees Fahrenheit to ensure the safety of inmates. (21) Housing for the handicapped. Within all facilities, inmate areas shall comply with the provisions of the United States Americans with Disabilities Act and the State of Texas Elimination of Architectural Barriers Act for the mobility impaired in all aspects that do not compromise the safety of inmates and/or staff. Facilities shall provide for a handicapped inmate population of 2.0% of the total inmate population. Handicapped inmates may be segregated in common housing units. At least one administrative segregation cell shall be handicapped accessible. Facilities need not accommodate inmates with handicaps other than mobility impairments. sec.157.89. Environmental Conditions.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Environmental conditions significantly influence unit operations. Acceptable standards for lighting, air quality, temperature and noise levels promote the health and well-being of staff and inmates while enhancing unit order and security. (1) Light levels. Lighting throughout the unit is determined by the tasks performed, surface finishes and colors, type and spacing of light sources, outside lighting, shadows and glare. Exteriors of buildings and outdoor recreation yards shall be lighted at night sufficiently for security staff to observe all inmate activity. Exterior light fixtures shall be positioned to eliminate glare at the picket towers. (2) Inmate cells. Inmate living areas shall be equipped with lighting that provides an average of 20 foot candles at the desk and grooming station of illumination during non-sleeping hours and 3 foot candles during sleeping hours. (3) Natural light-inmate sleeping areas. Detention grade windows and/or skylights shall be provided in all dormitories, multiple occupancy cells and administrative segregation cells. Operable windows are required in non-air conditioned inmate housing areas. (4) Dayrooms. Windows and/or skylights shall be provided in all dayrooms for dormitories and multiple occupancy cells. Administrative segregation dayrooms shall provide a minimum of three square feet of transparent glazing with a view to the outside. (5) Noise levels. Noise levels in inmate housing units shall not exceed 70 dBA (A scale) in daytime and 45 dBA (A scale) at night. (6) Indoor air quality-winter ventilation. Systems shall circulate at least 15 cubic feet per minute of outside air per occupant for all occupied spaces subject to paragraphs (8) and (10) of this section. Winter exhaust systems shall insure positive pressurization of inmate living areas. (7) Indoor air quality-summer ventilation. Systems shall provide at least 15 air changes per hour in all non-air conditioned occupied spaces subject to paragraphs (8) and (10) of this section. Programmatic space and administrative areas shall be air conditioned. (8) Restroom ventilation. Systems shall circulate the following amounts of fresh air. (A) Winter season-the greater of 12.5 cubic feet per minute per inmate or 1.2 times the required toilet and shower exhaust fan airflow. (B) Summer season-15 air change per hour. (9) Restroom exhaust. Systems shall provide the following air flows: (A) Toilet exhaust fans-1.5 cubic feet per minute per square foot of floor space used for toilets, urinals, and lavatories. (B) Shower exhaust fans-the greater of two cubic feet per minute per square foot of shower stall or 50 cubic feet per minute per showerhead. (C) All toilet exhaust fans shall operate continuously regardless of season. (10) Kitchen ventilation. Systems shall provide 15 air changes per hour during all time that the kitchen is in use, regardless of season. Air flow from exhaust hood may count toward this standard. Kitchen area ventilation systems shall provide pressure differentials on the following descending order: (A) dining rooms; (B) kitchen preparation areas; (C) pot scrub areas; and (D) sculleries. (11) Dry food storage areas. Shall have ventilation systems capable of providing 15 air changes per hour in the summer. (12) Exhaust hood. Each exhaust hood serving kitchen equipment shall exhaust no less than 150 cubic feet per minute per linear foot of hood perimeter and shall conform to the Uniform Mechanical Code, sec.2003(g). (13) Scullery. Each scullery shall have exhaust systems capable of providing at least 30 air changes per hour. (14) Pot scrub area. Each pot scrub area shall have exhaust systems capable of providing 20 air changes per hour. (15) Heating and cooling. All mechanical equipment for heating and air movement shall be designed to provide a temperature level between 68 degrees Fahrenheit and 78 degrees Fahrenheit during the winter season. All staff and inmate program areas shall be air conditioned. Administrative segregation cells shall provide tempered air. sec.157.91. Program and Service Facilities. Adequate space is essential for the various programmatic, non-programmatic and service functions conducted on each unit. (1) Outdoor recreation. Inmates of different security levels shall not be commingled in outdoor or indoor recreation areas. An outdoor recreation area shall be provided specifically for each housing unit and shall accommodate all of the inmates at one time from within that housing unit. Outdoor recreation areas shall provide 100 net square per inmate and each yard shall have a maximum capacity of 200 inmates. (2) Indoor recreation. Indoor gymnasiums and/or covered exercise areas shall be provided. They shall contain at least six square feet per inmate for the total number of inmates in the facility with a minimum ceiling height of 18 feet. Indoor or covered exercise areas shall contain not less than 1,000 square feet of unencumbered space. (3) Administrative segregation recreation. Outdoor exercise areas for administrative segregation inmates shall accommodate one inmate and shall contain at least 350 square feet. The number of administrative segregation outdoor exercise areas shall be at least 8.0% of the number of cells. (4) Visiting. Non contact visitation booths shall total .5% of the total inmate population. Sufficient space is provided for contact and non-contact visitation. There is adequate space to permit the screening and searching of inmates and visitors. Appropriate hygiene facilities are contained in the areas allowing for convenient access consistent with security concerns. Space is provided for the proper storage of visitors' coats, handbags and other personal items not allowed into the visiting area. (5) Inmate programs. In units offering academic and vocational training programs, classrooms are designed in consultation with school authorities. Classrooms shall be designed for a maximum of 24 students and shall provide 35 square feet per student. Individual classrooms may be separated with a moveable partition to provide larger group meeting rooms. Inmate dayrooms may be utilized for classrooms when the only inmates in the class are those residing in that dayroom. (6) Library. Facilities shall contain a central library book repository of fiction and nonfiction reading and a separate legal resource library to meet the needs of the institutional staff and inmates. Book distribution may occur either in a central reading room or through a delivery system to the inmate housing areas. (7) Counseling. Facilities shall provide office space for counselors at the rate of one counselor per 150 inmates. Inmate counseling may occur in any other functional spaces (e.g., dayrooms of subject inmates, classrooms, multi-purpose rooms, etc.). (8) Central food service and dining. Each facility shall provide a central kitchen for the daily preparation of meals in accordance with sec.157.45(12) of this title (relating to Food Service). Equipment and spaces shall be arranged to provide adequate security with the least number of corrections officers. (A) Food preparation. The size of the food preparation areas shall be determined by TDCJ and will be based on population size, type of food preparation and methods of meal service . (B) Food storage. Provide appropriate and sanitary facilities for both dry and/or refrigerated storage of all foods. (C) Dining rooms. Provide central dining rooms to seat a maximum of 150 inmates which are sufficient in number to serve all meals within two and one half hours while giving each inmate 20 minutes of dining time for each meal. (D) Restrooms. Toilet and lavatory facilities are available to food service personnel and inmates in the vicinity of the food preparation area. (E) Staff dining. Facilities shall provide a dining area for institutional staff. (F) In-cell feeding. Meals may be served to inmates assigned to dormitories or multiple-occupancy cells either in central dining rooms or in their dayrooms. Inmates assigned to administrative segregation cells and medical isolation cells shall have their meals served in their cells. (G) Grease interceptor. Plumbing systems shall prohibit the introduction of excessive amounts of grease and/or suspended solids into the sewer system. (H) Hot storage. Provide secure storage space for controlled ingredients. (I) Shakedown. Provide shakedown area for inmate work crews. (J) Guard station. Provide guard stations in food preparation areas to maintain adequate supervision with the minimum security staff. (K) Security division. Provide appropriate secure divisions between functional areas of the kitchen and dining. (9) Housekeeping. Space is provided for janitorial closets which are accessible to activity and living areas. The closets provide space for a sink, cleaning implements and supplies in proportion to the spaces served. (10) Clothing and supplies. The unit provides space for the storage and issuance of clean clothing, bedding, cleaning supplies, and other items required for daily operations. (A) Inmate property. Space is provided for storing authorized personal property and legal material of inmates safety and securely. (B) Facility storage. Facilities provide 2.5 square feet of storage space for spare per inmate for furniture, fixtures and equipment. (C) General storage. Facilities provide adequate space within each functional area for the storage of items used in that area. (11) Personal property. Space is provided for facility and general storage and for storing authorized personal property and legal material of inmates safety and securely. (A) Inmate property. Space is provided for storing authorized personal property and legal material of inmates safety and securely. (B) Facility storage. Facilities provide 2.5 square feet of storage space for spare per inmate for furniture, fixtures and equipment. (C) General storage. Facilities provide adequate space within each functional area for the storage of items used in that area. (12) Mechanical and electrical equipment. Separate and adequate space is provided for mechanical and electrical equipment. (13) Inmate commissary. Adequate space is provided at each unit for an inmate commissary. The commissary should be centralized. (14) Inmate mail. Facilities shall provide adequate space to receive, sort and distribute incoming inmate mail and receive and forward outgoing inmate mail. (15) Health services. Based on the availability of outside services, TDCJ will determine the health service requirements of the facility. Facilities shall provide adequate space for the following functions subject to the TDCJ's determination. (A) Exam rooms. Provide examination and treatment rooms for medical, dental and mental health care large enough to accommodate the necessary equipment and fixtures, and to permit privacy for the inmate-patients. (B) Offices and storage. Provide sufficient space for pharmaceuticals, medical supplies and mobile emergency equipment and for storage of medical records. Provide office space with administrative files, writing desks and shelves for publications. (C) Psychiatric services. Provide private interviewing spaces, desks, chairs and lockable file space for the provision of psychiatric services. (D) Radiology and laboratory. If laboratory, radiological, inpatient or specialty services are provided on site, the area(s) devoted to any of these services is appropriately constructed and sufficiently large to hold equipment and records and for the provisions of the services themselves. (E) Waiting area. Provide a waiting area with seats, drinking water and access to toilets for inmate-patients during sick call. Provide separate and secure waiting areas for inmates undergoing medical in-processing. (F) Medical isolation cells. Medical isolation cells shall comply with sec.157.87(D). (G) Review. Unless otherwise directed by the TDCJ, the design of health services facilities shall comply with the written review of the Texas Department of Health. (16) Centralized laundry. Based on the availability of outside laundry services, the TDCJ will determine which facilities shall provide central laundries. Space and equipment for the laundering of inmate clothing and bedding shall comply with the requirements of sec.157.47 of this title (relating to Sanitation and Hygiene). (17) Maintenance. Facilities shall provide secure and adequate space for equipment, materials storage, fabrication, repairs and administration for the maintenance of the physical plant and grounds. (18) Multi-purpose rooms. Facilities shall provide at least one multi-purpose room for each group of 200 inmates in the inmate housing unit. Each multi- purpose room shall contain at least 600 square feet. (19) Hair care services. Facilities shall provide space for hair care services at each inmate housing unit. Hair care services shall comply with applicable health regulations. (20) Interview rooms. Facilities shall provide at least one interview room per group of 100 inmates in the inmate housing units. Interview rooms shall contain at least 72 square feet. sec.157.93. Administrative and Staff Areas. All levels of staff must be provided with space sufficient to carry out their responsibilities safely and effectively. (1) Facility administrative areas. Space is provided for administrative, security, professional and clerical staff to include conference rooms, storage area for records, toilet facilities and a public lobby. (2) Security staff areas. Staff needs are met through providing adequate spaces in locations that are convenient for use. Staff are provided with, but not limited to, the following: (A) An area to change clothes and to shower. (B) An area, room and/or employee lounge that offers privacy from inmates and provides space for meals. (C) Space for training. (D) Space for shift change briefings. (E) Toilets and wash basins that are not used by inmates. (3) Accessibility to the handicapped. Public and staff areas shall comply with all the provisions of the United States Americans with Disabilities Act and the State of Texas Elimination of Architectural Barriers Act. Non-correctional staff areas shall comply with those regulations specific to the mobility impaired. Corrections officers by policy are non- handicapped and areas specific to these officers need not comply with the requirements previously listed. (4) Chaplains area. Facilities shall provide adequate space and equipment for the conduct and administration of religious programs. Religious programs may utilize other inmate program spaces wherever possible (e.g., classrooms with operable partitions). (5) Classification. Facilities shall provide adequate space and equipment for the following functions: (A) Community Supervision and Transitional Planners; (B) Classification Case Managers; (C) Classification Processing; and (D) Inmate Reception Housing. sec.157.95. Security. The physical plant and layout supports and enhances the secure and orderly function of each facility. The design of the facility shall minimize the number of corrections officers required to maintain adequate supervision through prudent arrangement of buildings and spaces. (1) Central control rooms. Every unit has a secure central control room which provides a 24 hour monitoring and coordinating of the security, safety, and communications systems. This control room shall provide one hour protection from non-ballistic assault. Transparent glazing shall meet WMFL Level Two test standards for this criteria. The central control room shall provide access to a lavatory and toilet. (2) Control rooms. Areas containing groups of 200 or less inmates shall provide a secure control room. These control rooms provide for 24 hour monitoring and coordinating of the security, safety and communication system of that housing area group. These control rooms shall provide 30 minute protection from non-ballistic assault. Transparent glazing shall meet WMFL Level Three test standards for this criteria. (3) Pedestrian sallyport. All inmate areas are separated from public and staff areas with pedestrian sallyports consisting of two electronically interlocked doors such that both doors are not simultaneously open except in emergency. (4) Vehicle sallyport. All vehicle entrances at the security perimeter and inmate reception unloading areas shall be made secure by remotely controlled electrically operated doors or gates for entrance and exit. The doors or gates shall be electronically interlocked so that both sides of the vehicle sallyport are not open at the same time. (5) Security perimeter. The facility shall be enclosed with a double perimeter fence at an average distance of 100 feet from buildings within the facility, but not less than 50 feet. The area between the buildings shall be devoid of trees and other features that obscure surveillance of this area by security staff. (6) Entrances and exits. Pedestrians and vehicles enter and leave at designated points in the perimeter. Safety vestibules, turnout gates and sallyports constitute the only breaches in the perimeter of institutions. All inmate areas are separated from public areas by two electronically interlocked doors such that both doors are not simultaneously open except in emergency. These doors shall be operated from inside secure control rooms or from outside the perimeter security fences. (7) Security equipment storage. Firearms, chemical agents and other security items are stored in separate, but readily accessible unit armories which are outside inmate housing and activity areas. (8) Guard towers. Facilities may provide guard towers to ensure full view by security staff of the entire length of the inner fence surface of the security perimeter. Guard towers shall be tall enough for mutual observation from all towers. The maximum distance between guard towers shall be 750 feet. (9) Armory. Firearms, chemical agents and other security items are stored in separate, but readily accessible armories which are outside the security perimeter. (10) Inmate reception. The TDCJ will determine if the facility provides inmate reception areas and, if so, they shall comply with the following standards. (A) Vehicle sallyport. A vehicle sallyport shall be situated at the inmate entrance to the inmate reception area. The sallyport shall accommodate a 46 passenger bus and the vehicle travel path shall provide for the door side of the bus to be adjacent to the building. (B) Holding rooms. Inmate reception areas shall provide holding rooms to accommodate the maximum number of inmates anticipated to arrive at one time. (C) Detoxification cells. Facilities shall provide one or more detoxification cells. (D) Shakedown area. Inmate reception areas shall provide an enclosed, heated area for an initial strip search of arriving inmates. (E) Property and necessities handling area. Inmate reception areas shall provide secure spaces for staff to receive and inventory inmate property and distribute necessities. (F) Barber area. Inmate reception areas shall provide adequate space and equipment to cut the hair of incoming inmates. (G) Showers. Inmate reception areas shall provide adequate showers in accordance with sec.157.87(20) of this title (relating to Inmate Housing). (H) Finger printing. Inmate reception areas shall provide adequate space and equipment for fingerprinting inmates. (I) Photo I.D. Inmate reception areas shall provide adequate space and equipment for the production of a photo identification card for each inmate. (J) Assessment. Inmate reception areas shall provide at least one private interview room of at least 64 square feet for the initial classification interview. (K) Incoming inmate property. Inmate reception areas shall provide adequate secure space for the storage, packing and shipment of incoming inmate property. (L) Incoming inmate necessities. Inmate reception areas shall provide adequate secure storage space for inmate necessities. (M) Reception waiting areas. Inmate reception areas shall provide adequate space and benches for inmates waiting for the various steps in their processing. (N) Pedestrian sallyports. Inmate reception areas shall be adjacent to and separated from multiple-occupancy inmate housing and classification processing areas with pedestrian sallyports. (O) Commingling. Inmate reception areas shall prohibit contact between processed and unprocessed inmates. (P) Security. The physical arrangement of spaces provides for adequate supervision of inmates by the least number of security staff from the time the inmates leave the bus until they leave the inmate reception area. (11) Visitor reception. The facility shall provide adequate space outside the security perimeter to receive public visitors. The visitor reception area shall contain public restrooms, a secure control room and a pedestrian sallyport through the security perimeter. (12) Administrative segregation inmate property. Facilities shall provide adequate space to temporarily store unauthorized inmate possessions while that inmate is assigned to administrative segregation. (13) Fire road. Facilities shall provide roads within the security perimeter affording fire fighting vehicles and equipment adequate access to all buildings. The distance from the fire road to the inner surface of the security perimeter shall be at least 30 feet. sec.157.97. Construction Approval Rules. (a) Mode One facilities. TDCJ-SJD shall contract with the Institutional Division (ID) of the TDCJ, for the design and construction of all Mode One facilities. (b) Mode Two facilities. TDCJ-CJAD, shall contract with or award grants to CSCDs to implement State Jail facilities. The CSCDs may contract with private vendors or the county for the design, construction and operation of Mode Two facilities. The SJD, with board approval, may contract with private vendors or counties for the design, construction and operation of Mode Two facilities. (c) Initial contract. When the construction of the new facility, or an addition to or the remodeling of an existing facility is being considered, the contracting entity shall provide the TDCJ with an analysis of need and requirements of the project for review and opinion of concepts. When requested by the applicant, TDCJ staff will assist in making an initial analysis of applicant needs and programming the requirements of the project. (d) Appointment of architect/engineer. All new construction or extensive remodeling of facilities should be carried out under the terms of an agreement in the latest edition of AIA Document B141 entitled, "Owner-Architect Agreement" issued by the American Institute of Architects, or other mutually agreeable contract entered into between the applicant and an architect or engineer licensed to practice in the State of Texas and shall be approved by TDCJ. (e) Information submissions. The applicant or applicant's representative shall furnish TDCJ information, during the planning and construction stages of any facility. Complete submittals of all information presented to the applicants, including an analysis of projected construction cost prepared by the architect and projected costs of operation prepared by the architect shall be made to TDCJ in no less than five days after said submissions are made to the applicant at the following stages of planning. (1) Schematic design. On completion of the schematic design phase at the time schematic design studies illustrating the scale and relationship of project components and cost estimates are submitted to the applicant for approval. (2) Design development. On completion of the design development stage when drawings and other documents to fix and describe the size and character of the entire project as to structural, mechanical and electrical systems, life safety and detention locking systems, materials, cost estimates and such other essentials as may be appropriate are submitted to the applicant. (3) Construction documents. On completion of all construction documents including drawings and specifications setting forth in detail requirements for the construction of the entire project including necessary bidding information and bidding forms and final cost estimates of construction cost and operation cost. These documents shall include the conditions of the construction contract or contracts and the form of agreement to be entered into between the applicant and the contractor or contractors. (f) Official comments. Each time a submission is made, as required in subsection (e) of this section, notification shall be given directly to the TDCJ by the applicant that they have reviewed the information furnished. In the event any element of the information submitted is objected to or disapproved by the applicant, and if the applicant desires for their position to be known to the TDCJ, written notification of their objection and reasons thereof shall be given to the TDCJ or applicant at the time information is submitted. (g) Approval. Within 30 days of receiving the contract documents as submitted by the applicant, the TDCJ will respond in writing with approval or disapproval of the building as complying with the minimum standards established by rules and procedures of TDCJ-SJD. If approval is not given, an explicit description of the items which are not approved shall be given by TDCJ along with an explicit description of the remedy or remedies necessary. The TDCJ will send the reply directly to the applicant and architect. (h) Addendums, substitutions and changes. Copies of all proposed addendums prepared during the bidding phase shall be forwarded to the TDCJ prior to being issued. The TDCJ will respond in writing, giving approval or disapproval promptly to the architect, not longer than seven days after receiving said request. Modifications, changes and all substitutions of material or equipment as an equal for those specified in the approved contract documents must receive written approval by the TDCJ prior to the change order or substitution approval being issued. Emergency approval of addendum, modifications, substitutions or changes may be sought and obtained by telephone or telegraph from TDCJ which will subsequently issue a confirming answer in writing. (i) Inspections. Final inspection of the completed facility to determine compliance with approved contract documents and SJFF standards shall be made before acceptance by the applicant, by a team including TDCJ staff, the architect, the applicant and the county officer or employee responsible for construction. TDCJ reserves the right to make regular or site inspections during construction in accordance with established TDCJ procedures. (j) Comment on compliance. Within ten calendar days after the final inspection, the TDCJ will notify the applicant whether or not the facility has met the standards and of any granted variances. The guidelines for compliance shall be the previously approved contract documents and the established rules and procedures of the SJFF standards. (k) Occupancy. The facility shall not be occupied until the applicant has received written statement of compliance with approved contract documents and SJFF standards from the TDCJ. This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's authority to adopt. Issued in Austin, Texas, on September 27, 1993. TRD-9329540 Cynthia Milne General Counsel Texas Department of Criminal Justice Proposed date of adoption: November 19, 1993 For further information, please call: (512) 294-2141