ISSUE OFAugust 13, 1991"
Volume 16, Number 60, August 13, 1991
Pages 4379-4427
Proposed Sections
Office of Consumer Credit Commissioner
4389-Rules of Operation for Pawnshops
Board of Vocational Nurse Examiners
4397-Administration
Texas State Board of Examiners of Psychologists
4397-Applications
Employees Retirement System of Texas
4398-Creditable Service
4398-Benefits
4399-Judicial Retirement
4399-Insurance
Adopted Sections
Texas State Board of Registration for Professional Engineers
4401-Practice and Procedure
State Board of Insurance
4403-Life, Accident and Health Insurance and Annuities
Texas Department of Human Services
4412-Medicaid Programs-Children and Pregnant Women
Open Meetings
4415-State Banking Board
4415-Children's Trust Fund of Texas Council
4415-Texas Commission for the Deaf
4415-Texas Education Agency
4416-Governor's Office
4416-Texas Department of Health
4416-Texas Historical Commission
4417-Texas Department of Human Services
4417-Texas Incentive and Productivity Commission
4417-Department of Information Resources
4417-State Board of Insurance
4417-Texas Board of Professional Land Surveying
4417-Public Utility Commission of Texas
4418-School Land Board
4418-State Securities Board
4418-University of Texas System
4418-Texas Water Commission
4419-Texas Water Development Board
4419-Regional Meetings
In Addition
Texas Department on Aging
4421-Options for Independent Living Bidders Conference
Texas Department of Health
4421-Correction of Error
4421-Licensing Actions for Radioactive Materials
4425-Notice of Revocation of Certificates of Registration
4426-Notice of Revocation of Radioactive Material Licenses
Texas Department of Human Services
4426-Public Notice of Closed Solicitation
Public Utility Commission of Texas
4426-Notice of Application To Amend Certificate of Convenience
and Necessity
4426-Notice of Intent To File Pursuant to PUC Substantive
Rule 23.27
Texas Water Commission
4426-Enforcement Order
CONTENTS CONTINUED INSIDE
ISSUE OFAugust 13, 1991"
TAC Titles Affected
TAC Titles Affected-August
The following is a list of the administrative rules that have
been published this month.
TITLE 7. BANKING AND SECURITIES
Part V. Office of
Consumer Credit Commissioner
7 TAC sec.sec.85.1, 85.2, 85.4, 85.9, 85.12, 85.22, 85.30,
85.50, 85.57, 85.58--4389
Part VII. State Securities
Board
7 TAC sec.105.10--4321
7 TAC sec.109.3--4349
7 TAC sec.109.5--4321, 4347
7 TAC sec.109.14--4322
7 TAC sec.111.2--4349
7 TAC sec.115.7--4350
7 TAC sec.139.12--4350
TITLE 10. COMMUNITY DEVELOPMENT
Part V. Texas Department
of Commerce
10 TAC sec.176.8--4261
TITLE 14. AGRICULTURE
Part II. Animal Health
Commission
4 TAC sec.35.2--4223
TITLE 16. ECONOMIC REGULATION
Part I. Railroad Commission
of Texas
16 TAC sec.11.201--4203
Part II. Public Utility
Commission of Texas
16 TAC sec.23.43--4322
16 TAC sec.23.45--4323
Part IV. Texas Department
of Licensing and Regulation
16 TAC sec.69.208--4223
TITLE 22. EXAMINING BOARDS
Part V. State Board
of Dental Examiners
22 TAC sec.sec.116.1, 116.2, 116.4--4283
22 TAC sec.116.3--4283
Part VI. Texas State
Board of Registration for
Professional Engineers
22 TAC sec.sec.131.101, 131.103, 131.104--4401
22 TAC sec.131.120--4402
22 TAC sec.131.134--4402
22 TAC sec.131.137--4402
22 TAC sec.131.151--4402
22 TAC sec.131.171--4403
22 TAC sec.131.224--4403
Part XI. Board of
Nurse Examiners
22 TAC sec.211.5--4347
22 TAC sec.217.10--4351
22 TAC sec.218.9--4351
Part XII. Board of
Vocational Nurse Examiners
22 TAC sec.231.1--4397
22 TAC sec.231.25, 231.48--4261
22 TAC sec.231.68--4262
22 TAC sec.233.41--4262
22 TAC sec.235.9, sec.235.18--4262
22 TAC sec.235.41--4263
Part XIII. Texas Board
of Licensure for Nursing
Home Administrators
22 TAC sec.247.2--4263
Part XIX. Polygraph
Examiners Board
22 TAC sec.391.3--4284
22 TAC sec.397.40--4263
Part XXI. Texas State
Board of Examiners of
Psychologists
22 TAC sec.463.5--4397
Part XXIII. Texas Real
Estate Commission
22 TAC sec.531.18--4264
22 TAC sec.535.17--4284
22 TAC sec.535.66, sec.535.69--4264
22 TAC sec.535.91--4284
22 TAC sec.539.81--4285
22 TAC sec.sec.544.1-544.9--4265
TITLE 25. HEALTH SERVICES
Part I. Texas Department
of Health
25 TAC sec.31.1--4224
25 TAC sec.31.3--4224
25 TAC sec.sec.313.1-313.6, 313.8, 313.12-313.13, 313.15,
313.17, 313.18--4323
Part II. Texas Department
of Mental Health and
Mental Retardation
25 TAC sec.sec.405.101-405.114--4203
Part VIII. Interagency
COucil on Early Childhood
Intervention
25 TAC sec.sec.621.22-621.26 621.28--4327
25 TAC sec.621.25--4352
25 TAC sec.621.41, 621.42. 621.44--4333
TITLE 28. INSURANCE
Part I. State Board
of Insurance
28 TAC sec.sec.3.8001-3.8022--4403
28 TAC sec.5.6302--4255
28 TAC sec.sec.19.621-19.630--4256
Part II. Texas Workers'
Compensation Commission
28 TAC sec.102.7--4352
28 TAC sec.110.4--4352
TITLE 31. NATURAL RESOURCES AND CONSERVATION
Part I. General Land
Office
31 TAC sec.9.7--4353
31 TAC sec.sec.14.1-14.5--4315,4354
31 TAC sec.sec.19.1-19.6--4335
31 TAC sec.sec.19.11-19.20--4338
31 TAC sec.sec.19.31-19.39--4341
31 TAC sec.sec.19.51-19.54--4342
Part II. Parks and
Wildlife Department
31 TAC sec.65.72--4354
31 TAC sec.65.261--4354
31 TAC sec.65.311--4355
Part III. Texas Air
Control Board
31 TAC sec.101.1--4207
31 TAC sec.111.111--4265
31 TAC sec.111.121, sec.111.127--4207
31 TAC sec.sec.111.141, 111.145, 111.147--4266
Part IX. Texas Water
Commission
31 TAC sec.281.26--4208
31 TAC sec.305.49, sec.305.50--4210
31 TAC sec.sec.305.66--4213
31 TAC sec.sec.305.101-305.103, 305.107--4213
31 TAC sec.305.147, sec.305.148--4214
31 TAC sec.sec.331.63--4225
31 TAC sec.sec.331.121--4215
31 TAC sec.sec.331.147, 305.148--
31 TAC sec.sec.334.301, 334.302, 334.304-334.306, 334.310,
334.312-334.316, 334.322--4316
31 TAC sec.sec.334.312-334.316--4320
31 TAC sec.sec.335.1, 335.2--4218
31 TAC sec.335.43--4219
31 TAC sec.sec.335.180-335.183--4219
31 TAC sec.sec.335.202, 335.204, 335.205--4220
TITLE 34. PUBLIC FINANCE
Part IV. Employees Retirement
System of Texas
34 TAC sec.71.9--4398
34 TAC sec.71.17--4398
34 TAC sec.73.19--4398
34 TAC sec.77.5--4399
34 TAC sec.81.1--4285
34 TAC sec.81.7--4399
TITLE 37. PUBLIC SAFETY AND CORRECTIONS
Part I. Texas Department
of Public Safety
37 TAC sec.1.22--4267
37 TAC sec.1.231--4285
37 TAC sec.sec.33.2-33.4--4268
Part VIII. Commission
on Fire Protection Personnel
Standards and Education
37 TAC sec.233.5--4268
37 TAC sec.233.9--4269
37 TAC sec.233.113--4270
37 TAC sec.233.131--4270
37 TAC sec.239.7, sec.239.9--4270
37 TAC sec.sec.241.1, 241.3, 241.5, 241.7, 241.9, 241.11,
241.13, 241.15, 241.17--4271
37 TAC sec.sec.245.1, 245.3, 245.5, 245.7, 245.9, 245.11,
245.13, 245.15, 245.17, 245.19, 245.21--4273
37 TAC sec.247.1--4276
Part IX. Texas Commission
on Jail Standards
37 TAC sec.297.9--4357
Part XI. Texas Juvenile
Probation Commission
37 TAC sec.341.15--4286
TITLE 40. SOCIAL SERVICES AND ASSISTANCE
Part I. Texas Department
of Humans Services
40 TAC sec.sec.2.1008, 2.1010, 2.1012, 2.1016--4344
40 TAC sec.3.501--4358
40 TAC sec.3.902--4354
40 TAC sec.4.1002--4358
44 TAC sec.sec.4.1004, 4.1006, 4.1010--4412
40 TAC sec.10.2304--4259, 4276
40 TAC sec.27.2801--4225
40 TAC sec.47.6901--4225
40 TAC sec.49.601, sec.49.603--4277
40 TAC sec.sec.79.1701, 79.1702, 79.1704, 79.1709, 79.1713,
79.1714--4277
40 TAC sec.85.4013, sec.85.4021--4278
40 TAC sec.85.4050--4279
40 TAC sec.sec.85.4051-85.4057--4279
Part III. Texas Commission
on Alcohol and Drug Abuse
40 TAC sec.151.72--4286
Part X. Texas Employment
Commission
40 TAC sec.301.16--4358
TITLE 43. TRANSPORTATION
Part I. State Department
of Highways and Public
Transportation
43 TAC sec.7.72--4226
Proposed Sections
Before an agency may permanently adopt a new or amended section,
or repeal an existing section, a proposal detailing the action
must be published in the Texas Register
at least 30 days before any action may be taken. The 30-day time
period gives interested persons an opportunity to review and
make oral or written comments on the section. Also, in the case
of substantive sections, a public hearing must be granted if
requested by at least 25 persons, a governmental subdivision
or agency, or an association having at least 25 members.
Symbology in proposed
amendments. New language added to an existing section
is indicated by the use of bold text.
[Brackets] indicate deletion of existing material within a section.
TITLE 7. BANKING AND SECURITIES
Part V. Office of Consumer Credit Commissioner
Chapter 85. Rules of Operation for Pawnshops
(Editor's note: The
text of the following
sections proposed for repeal
will not be published.
The sections may be examined
in the offices of the
Office of Consumer Credit
Commissioner or in the
Texas Register office, Room
245, James Earl Rudder
Building, 1019 Brazos Street,
Austin.)
The Office of Consumer Credit Commissioner proposes the repeal
of and new sec.sec.85.1, 85.2, 85.4, 85.9, 85.12, 85.22,
85.30, 85.50, 85.57, and 85.58, concerning the operation of pawnshops
subject to licensure under the provisions of the Texas Pawnshop
Act. The sections define terms commonly used by pawnbrokers,
set standards, duties, and responsibilities of pawnbrokers involving
the location, licensing, and operation of pawnshops, including
the requirements for the pledging or purchasing of tangible personal
property and the redeeming or sale of such property; provide
a comprehensive set of rules, supplementing the provisions of
Texas Civil Statutes, Article 5069-Chapter 51, and provide guidance
to pawnbrokers concerning all matters pertaining to the operation
of pawnshops.
Al Endsley, consumer credit commissioner, has determined that
for the first five-year period the sections are in effect there
will be no fiscal implications for state or local government
as a result of enforcing or administering the sections.
Mr. Endsley also has determined that for each year of the
first five years the sections are in effect the public benefit
anticipated as a result of enforcing the sections will be to
continue the stability of the pawn business in this state and
to ensure the prevention of frauds, unfair practices, and unlawful
property transactions. There will be no effect on small businesses.
There is no anticipated economic cost to persons who are required
to comply with the sections as proposed.
Comments on the proposal are invited from all interested persons.
A public hearing on this proposal is scheduled for 9 a.m. on
August 30, 1991, in the Hearing Room of the Department of Human
Services located at 701 West 51st Street, Austin. Oral and written
public comment on the proposal will be accepted at the hearing.
When oral comment is offered at the public hearing the Office
of Consumer Credit Commissioner would appreciate receiving one
written copy of such comments prior to the hearing or three copies
at the hearing. Oral comments may be made by telephoning (512)
479-1241 where comments will be recorded electronically. Comments
received by the Office of Consumer Credit Commissioner by 5 p.m.
on September 9, 1991, will be included in the hearing record.
7 TAC sec.sec.85.1, 85.2,
85.4, 85.9, 85.12, 85.22, 85.30, 85.50, 85.57, 85.58
The repeals are proposed under the Texas Pawnshop Act, Texas
Civil Statutes, Article 5069-51.09(b), which provide the Office
of Consumer Credit Commissioner with the authority to make regulations
necessary for the enforcement of the Texas Pawnshop Act.
sec.85.1. Definitions.
sec.85.2. Pawnshop Licensing.
sec.85.4. Pawnshop Employee
Licensing.
sec.85.9. Siting of
Pawnshops.
sec.85.12. Business Records.
sec.85.22. Personal Property-Pledged
or Sold to Pawnbroker-Liability
of Pawnbroker.
sec.85.30. Notices of
Licensing, Regulations, and Law.
sec.85.50. Advertising.
sec.85.57. Examinations and
Investigations.
sec.85.58. Miscellaneous Operating
Provisions.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's authority
to adopt.
Issued in Austin, Texas, on August 5, 1991.
TRD-9109302
Al Endsley
Commissioner
Office of Consumer Credit Commissioner
Earliest possible date of adoption: September 9, 1991
For further information, please call: (512) 479-1291
The new sections are proposed under the Texas Pawnshop Act,
Texas Civil Statutes, Article 5069-51.09(b) which provides the
Office of Consumer Credit Commissioner with the authority to
make regulations necessary for the enforcement of the Texas Pawnshop
Act.
sec.85.1. Definitions.
The following words and
terms, when used in this
chapter, shall have the
following meanings, unless the
context clearly indicates otherwise.
Commissioner-The
commissioner of the Texas
Office of Consumer Credit
Commissioner.
Goods-Tangible personal
property held by a pawnbroker.
Goods may be either those
pledged as collateral for
a pawn loan or merchandise
inventory or both and
should be given the broadest
meaning unless the context
dictates otherwise.
Grace Period-The
60-day period following the
original or extended maturity
date of a pawn loan
during which a pledgor
may redeem pledged goods.
Pawnbroker-A person
who has an ownership
interest in a pawnshop
as shown in an application
for a pawnshop license
filed with the commissioner.
When general duties and
prohibitions are described, pawnbroker
also includes pawnshop employees
unless the context indicates
otherwise.
sec.85.2. Pawnshop Licensing.
(a) Qualifications.
(1) Character and general fitness. To be eligible for
a pawnshop license an applicant must have good moral character.
Before granting a license, the commissioner must find that the
character and general fitness of the applicant, its owners, and
manager are such as would cause the commissioner to believe that
the business will be operated lawfully and fairly within the
purposes of the Texas Pawnshop Act, Texas Civil Statutes, Article
5069-Chapter 51. In evaluating character and general fitness
the commissioner will consider, but is not limited to considering,
any felony or significant misdemeanor convictions of parties
to the application, as well as personal or business activities
and reputations in their communities.
(2) Net assets.
(A) All new license applications must meet the current
net assets requirement.
(B) Certain changes in ownership do not affect the net
assets requirement. Each existing pawnshop license has a defined
net assets requirement. The net assets requirement does not change
when: a person who owns an interest in a pawnshop sells that
interest to one or more persons who concurrently own interest(s)
in that pawnshop; a corporate pawnshop purchases its shareholder's
interest; there is a change in the proportionate ownership between
or among persons owning interest in a pawnshop; a person inherits
an ownership interest in a pawnshop; a person acquires an interest
in a pawnshop where the person has been employed or has served
as an officer or director for a period of 10 years or more; or
a person acquires an ownership interest in a pawnshop from a
person who is related to the acquirer within the second degree
by affinity or consanguinity. Except as defined previously, the
net assets requirement is subject to change when any natural
person initially acquires an interest in a pawnshop or when a
pawnshop changes its business location by moving out of a municipality.
When such a change occurs the following formula will be used
to establish a possible new asset requirement: The sum of the
book values of the pawnshop's pawn loans and inventory as of
the date of change shall be multiplied by 1.05 and the product
shall be rounded to the next higher multiple of $5,000. The result
of the preceding calculation shall be the new net assets requirement
for the license if it exceeds the net assets requirement immediately
before the date of change and does not exceed the current net
assets requirement for a new license. The net assets requirement
shall not be reduced.
(3) Determination of net assets. Pursuant to Texas Civil
Statutes, Article 5069-51.02(g), the net assets that an applicant
or licensee has is the sum of cash on hand, cash on deposit in
banks, the value of merchandise inventory held for sale in the
pawnshop or to be held for sale in the pawnshop, and the amount
of cash loaned on open pawn loans receivable less any and all
unsecured debts, and debts secured in whole or part by the previously
listed assets. Net assets of licenses obtained under a $25,000
or less requirement are determined by the definition used at
the time the license was granted.
(4) Determination of value of merchandise inventory.
The value of tangible personal property constituting merchandise
inventory shall be the lower of the owner's actual cost or the
current market value. The current market value is the price that
a willing seller would accept and a willing buyer would pay for
the total inventory transferred in a single bulk sale within
30 days of the valuation. Valuations at cost must be substantiated
by the books of the owner which are maintained according to generally
accepted accounting principles. Property inherited or received
as a gift shall be valued according to the previously stated
basis as held by the decedent at the date of death or by the
grantor at the date of transfer.
(5) Financial responsibility. The commissioner is required
to find that an applicant is financially responsible before granting
a pawnshop license. The commissioner shall investigate the history
of the applicant as to the applicant's payment of debts, taxes,
and judgments and handling of financial affairs generally. Compliance
with the net assets requirement is not prima facie evidence of
financial responsibility.
(6) Experience. The commissioner is required to find
that an applicant has experience that would warrant belief that
the business will be operated lawfully and fairly within the
purposes of the Texas Pawnshop Act. The commissioner shall investigate
the history of the applicant and any employees as to their previous
satisfactory experience in the operation of a Texas pawnshop
or other successful experience in the operation of a business.
(7) Public need. In counties with a population of 250,000
or more the commissioner must find that there is a public need
for an additional pawnshop before granting a new license or approving
the relocation of an existing license into such a county. In
making such determination the commissioner shall consider the
size of the trade area of the proposed location, the population
density of the area, the distribution of existing pawnshops in
the area, the ability of existing pawnshops to meet the public
demand for pawn loans, and such other matters as the commissioner
may determine to be pertinent to a valid finding of need.
(b) Applications.
(1) Forms. Applications for a pawnshop license under
Texas Civil Statutes, Article 5069-Chapter 51 must be submitted
on forms currently prescribed by the commissioner and in accordance
with the commissioner's published instructions.
(2) Engaging in business. An application must be filed
and approved before any person engages in the business of making
pawn loans. The application and approval is required without
regard to the rate of interest or pawn service charge contracted
for, charged, or received, if any. An application must be filed
and approved in connection with any change of ownership except
as otherwise provided herein. A change in the proportionate interests
of two or more owners of a pawnshop must be reported within 10
calendar days but does not require an application.
(3) Disclosure of principal parties. In submitting an
application for a license all principal parties must be fully
identified. As used herein "principal party" includes all proprietors
and individuals associated with applicants as general partners,
limited partners, officers, directors, shareholders owning any
outstanding stock, trustees, and beneficiaries of trusts. The
term also includes any individual or legal entity who either
directly or through ownership or control of any parent or controlling
separate entity has a beneficial interest in the licensed entity.
All corporations must identify any officer, director, or shareholder
required to be identified previously who is an officer, director,
or shareholder of any other corporation licensed under Texas
Civil Statutes, Article 5069. Any corporation described in Texas
Civil Statutes, Article 5069-51.04(d) shall identify its shareholders
through filings required by Texas Civil Statutes, Article 5069-51.
03(d).
(4) Bond. The commissioner may require a bond, as authorized
by Texas Civil Statutes, Article 5069-51.04(c) of any applicant
or licensee. If a bond is required, the commissioner shall give
written notice to the applicant or licensee to deliver a bond
acceptable to the commissioner within 40 days of the date of
the mailing of the notice. Failure to provide a bond within the
required time period may result in denial of any pending application
or proceedings to revoke or suspend any license(s) held by the
licensee. Every applicant and licensed pawnbroker who has not
satisfactorily operated a lending business licensed by the commissioner
for a period of five years or more shall provide the commissioner
with a bond written in accordance with Texas Civil Statutes,
Article 5069-51.04(c).
(5) Insurance. General liability and fire insurance coverage,
as authorized by Texas Civil Statutes, Article 5069-51.04(b)(2),
is required of every applicant and active licensee. All active
licensees shall file evidence of the required insurance with
the commissioner within 90 days after the effective date of this
rule. Every applicant shall file evidence of insurance before
a license will be issued. If insurance coverage is terminated,
the pawnbroker or applicant shall promptly file evidence of replacement
insurance acceptable to the commissioner. Failure to provide
insurance coverage within the required time period may result
in denial of any pending application or proceedings to revoke
or suspend any license(s) held by the licensee.
(A) The limits of general liability insurance coverage
required by this section shall not be less than $100,000 combined
single limit for bodily injury and property damage for each occurrence
and not less than $300,000 aggregate for all occurrences per
policy year. The amount of fire insurance coverage shall not
be less than 80% of the actual cash value of the pledged goods.
The general liability policy shall be conditioned to pay on behalf
of the insured those amounts that the insured is legally obligated
to pay as damages because of bodily injury and property damage
caused by an occurrence involving the insured or the insured's
servant, officer, agent, or employee in the conduct of any pawnshop
business.
(B) Except as provided herein, the evidence of general
liability insurance required by this section must be in the form
of a policy or certificate of insurance executed by an insurer
authorized to do business in Texas and countersigned by an insurance
agent licensed in Texas. Policies of insurance written by authorized
insurers shall be on forms prescribed or approved by the State
Board of Insurance and surplus lines policies must provide equivalent
coverages and provisions, as determined by the consumer credit
commissioner. A policy or certificate of insurance for surplus
lines coverage procured in compliance with appropriate provisions
of the Insurance Code by a licensed Texas surplus lines agent
resident in this state may be filed with the commissioner as
evidence of coverage required by this section. Insurance policies
or certificates executed and filed with the commissioner under
this section shall provide for notice to the commissioner of
the insurers' intent to cancel such insurance.
(6) Securities and Exchange Commission (SEC) filings.
Any person described in Texas Civil Statutes, Articles 5069-51.03(d)
and 5069-51.04(d) shall make the filings described therein simultaneously
with the commissioner and SEC. Any such licensee shall, upon
request of the commissioner, provide the commissioner with such
information that it may have or may reasonably obtain regarding
its shareholders. Any person making filings with the SEC in anticipation
of obtaining the benefits of Texas Civil Statutes, Articles 5069-51.03(d)
and 5069-51.04(d) shall simultaneously make identical filings
with the commissioner but shall not be required to pay a fee
to the commissioner in connection with such preliminary filings.
(c) Timetable for actions.
(1) Initial review. The commissioner will respond to
applications received by mail within 14 working days of receipt
identifying deficiencies and/or requesting additional information.
(2) Approval or denial of complete application. A complete
application is one which conforms to the commissioner's published
instructions and for which all fees have been paid. A complete
application will be approved or denied within 60 days from the
date received by the commissioner.
(d) Notice to commissioner of change of ownership or
form of business.
(1) Sale, transfer or assignment. Any sale, transfer,
or assignment of a license or licensed business shall be reported
to the commissioner no later than three business days after the
transaction and said transaction shall be made subject to, and
on the condition of, the approval of the commissioner. An application
for license is required to be filed by the purchaser, transferee,
or assignee.
(2) Acquisition of license by gift or inheritance. Any
person or other legal entity acquiring any license or licensed
business or any interest in a license or licensed business through
gift or inheritance shall notify the commissioner within 10 calendar
days and submit such proof of ownership as the commissioner may
reasonably require. An application for license is required to
be filed.
(3) Organizational form of business. A pawnbroker desiring
to alter the organizational form of business under which the
licensed business is conducted without effecting any change of
beneficial ownership, management, or control shall advise the
commissioner and file an application reflecting such change.
(4) Application filing deadline. Applications filed
in connection with changes of ownership or organizational form
of business may be filed in advance but must be filed no later
than 14 calendar days following the actual change except that
an application required due to an inheritance must be filed within
45 calendar days of the death of the decedent.
(e) Purchaser operating under seller's license. The commissioner
may approve a written agreement whereby a seller grants a buyer
the authority to operate a pawnshop under the seller's license
pending approval of the buyer's license application. The agreement
must provide that the seller accepts full responsibility to the
commissioner and any customer of the pawnshop for any acts of
the buyer in connection with the operation of the pawnshop. The
request to operate under the seller's license must be submitted
along with the written agreement between the seller and buyer
not less than three business days after the date of sale.
(f) Relocation of a pawnshop.
(1) Notice or application to commissioner.
(A) Except as provided in subparagraph (B) of this paragraph,
a pawnbroker may move a pawnshop from its licensed location to
any other location but must forward notice of the intended relocation,
to the commissioner not less than 30 days prior to the anticipated
relocation date. Such notice must include the present name and
address of the licensed pawnshop, the anticipated date of relocation,
and a sample copy of the written notice to pledgors on open pawn
loans.
(B) When a pawnbroker wishes to relocate an existing
license to a county with a population of 250,000 or more according
to the most recent decennial census the pawnbroker shall make
application to the commissioner at least 60 days prior to the
planned date of relocation. Such application shall be on a form
prescribed by the commissioner. Such relocation shall be subject
to subsection (a)(7) of this section.
(2) Notice to customers. Written notices of relocation
must be given to all pledgors whose pledged goods will be moved.
Five days prior to relocation the pawnbroker must mail written
notices to all pledgors who have not been given written notices
prior to that date. Notices must identify the pawnshop, identify
both the old and the new locations and the telephone number of
the new location, and date the relocation is effective. The commissioner
may modify the notification requirements if the relocation adversely
affects pledgors. Such modification may require the pawnbroker
to extend the maturity date of pawn transactions and/or waive
the collection of pawn service charges which may accrue after
relocation. No relocation shall be made which will adversely
affect pledgors to the extent that redemption is unreasonable
or impossible due to the distance between the locations. The
commissioner may approve notification by signs in lieu of notification
by mail if in his opinion no pledgors will be adversely affected.
(g) Relocation of pawn loans. A pawnbroker may sell pawn
loan receivables to a nonaffiliated licensee or transfer pawn
loan receivables to an affiliated licensed location. The pawnbroker
must notify the commissioner of an intended transfer to an affiliate
not less than three business days in advance of the transfer
and of a sale to a nonaffiliate no later than three business
days after the date of sale. Such notice must include the present
name and address of the licensed pawnshop, the name and address
of the receiving pawnshop, the anticipated date of sale or transfer,
a sample copy of the notice to be mailed to pledgors, and a copy
of any agreement between the buyer and seller concerning the
sale of loans. The "Notice to Customers" provisions in subsection
(f)(2) of this section are applicable to such sales and transfers.
(h) Expiration and renewal of licenses.
(1) Coordination with regulated loan licenses. Where
both a pawnshop license and a regulated loan license are issued
to any person authorizing the conduct of both businesses at the
same location, the pawnshop license and the pawnshop employee
licenses of employees of such pawnshop shall expire on December
31 of each year unless the annual fees for the following calendar
year have previously been paid. At any time a pawnbroker obtains,
surrenders, or transfers a regulated loan license authorizing
such business at the same location as the pawnshop the expiration
date of the pawnshop license shall be adjusted in accordance
with these provisions and the amount of the license fee shall
be adjusted on a pro rata basis.
(2) General expiration date. All other pawnshop licenses
and the pawnshop employee licenses of employees of such pawnshops
shall expire on June 30 of each year unless the annual fees for
the following year have been previously paid.
(3) Pro rata fees. The license fee for any new pawnshop
license shall be the statutory annual fee if that license becomes
effective more than six months prior to its expiration date;
otherwise, the fee shall be one-half of the annual fee.
(i) Cost of hearings. If an application for a new license
or for a relocation is contested and a public hearing requested,
the maximum cost of such hearing assessed against the parties
shall be $2,500. One-half of such cost shall be assessed against
the proponent(s) and one-half against the opponent(s).
sec.85.4. Pawnshop Employee
Licensing.
(a) Knowledge of laws and rules. Every applicant or employee
whose duties require a pawnshop employee license must have a
working knowledge of all applicable laws and rules as they relate
to the making of pawn loans and the purchase of used or second
hand personal property. The commissioner may develop a course
of study and thereafter may require all applicants to satisfactorily
complete the course within a time period specified by the commissioner.
Failure to satisfactorily complete the required study will result
in a denial of license.
(b) Application.
(1) A pawnbroker must notify employees of the pawnshop
of employee licensing requirements and make available to employees
all necessary forms for the employees to apply for pawnshop employee
licenses. This action is required at the date of employment.
Each pawnbroker shall review each employee's application for
a pawnshop employee license to ensure that it is accurate and
completed according to applicable instructions.
(2) Applications for a pawnshop employee license under
the Texas Pawnshop Act must be submitted on forms currently prescribed
by the commissioner and in accordance with his instructions.
(3) An application and any required exhibits may not
be accepted for filing unless it is in compliance with the commissioner's
published instructions. The 60-day period within which the commissioner
must act on an application begins when a completed application
is received and all required fees have been paid.
(4) No person may apply for a pawnshop employee license
unless that person is an employee of a pawnshop.
(c) Employment of persons with licenses.
(1) When a pawnbroker hires a person who holds a valid
employee license, a new application is not required. The pawnbroker
must notify the commissioner of the employment of such a person
within 10 days of hiring. The pawnbroker should provide notification
on forms provided by the commissioner. A new license will not
be issued due to an employment change during the period and no
extra fee will be charged.
(2) Any pawnshop employee whose license has expired
must submit a new application.
(d) Display of license.
(1) All pawnshop employee licenses must be publicly displayed
at the employing pawnshop.
(2) If a pawnshop employee regularly works in several
pawnshops, the employee must display the employee license at
the pawnshop whose address is on the license or other new address
reported to the commissioner. The employee must carry the pocket
card issued with the license when working at other pawnshops.
(e) Renewal.
(1) A pawnshop employee license may be renewed annually
by payment of the required fee and submission of a renewal application
prescribed by the commissioner. Renewal applications may be returned
if not completed in accordance with the commissioner's printed
instructions.
(2) No person may apply for renewal of a pawnshop employee
license unless that person is an employee of a pawnshop.
(f) Employee terminations. When the employment of a licensed
employee is terminated, the pawnbroker must notify the commissioner
of such termination. The pawnbroker must give this notification
within 20 days of the termination and should do so on forms provided
by the commissioner.
(g) Age and citizenship. There are no age or citizenship
requirements or limitations. A minor may work in a pawnshop without
an employee license if supervised by a parent who is an owner
named in the pawnshop license application for that shop as filed
with the commissioner.
(h) Owner of license. The employee named in each pawnshop
employee license is the owner of the license and may take possession
of the license when terminating employment.
sec.85.9. Siting of
Pawnshops.
(a) Application of local ordinances. A pawnbroker making
application for a new license or making application for or giving
notice of a proposed relocation of a pawnshop shall file with
the commissioner evidence that the operation of a pawnshop at
the proposed location is an approved use of such property as
specified by local ordinances, if any. The commissioner shall
not approve the requested license or relocation unless such evidence
is filed.
(b) Distribution of pawnshops. The commissioner shall
not approve an application for a new license, an application
for relocation, or a notice of intended relocation if the proposed
pawnshop site is less than 1,000 feet from an existing licensed
pawnshop.
sec.85.12. Business Records.
Each pawnbroker must keep
books and records relating
to all business transacted
in the pawnshop. Such
books and records shall
be adequate and sufficient
to assure compliance with
the Texas Pawnshop Act
when subjected to an
examination by the commissioner.
The following records are
the minimum required records
and must be kept in
the pawnshop unless otherwise
approved by the commissioner.
If records are temporarily
removed from the pawnshop
for customary business purposes,
they must be returned
to the pawnshop within
24 hours upon request
of the commissioner or
his duly authorized representative.
If reasonably available the
pawnbroker shall authorize examination
of the records at the
site to which they were
temporarily removed.
(1) Loans.
(A) Pawn ticket.
(i) Prescribed form and
content. The commissioner shall
prescribe the form and
content of the pawn ticket.
Each pawnbroker must file
with the commissioner a
sample of the pawn ticket
to be used. In a
manual records system the
pawn ticket must be a
four-part form on which
entries to the top part
are legibly and simultaneously
reproduced on the remaining
parts. The ticket must
contain all the information
required in Texas Civil
Statutes, Article 5069-51.10, satisfy
the requirements of the
Truth-in-Lending Act and Regulation
Z, contain identification of
the person making the
loan and handling any
subsequent transactions on the
loan, disclose the last
date in the grace period
on which the pawnshop
will be open and on
which pledged goods may
be redeemed, the time
of day when a loan
is made and when redeemed,
and contain any additional
information which the commissioner
may prescribe. The fourth
part must provide appropriately
designated spaces for posting
amounts paid on the loan.
All parts of the form
must be sequentially numbered
by the printing company
that produces the ticket.
The form must provide
a perforated, sequentially numbered
stub to be utilized in
tagging pledged goods. The
finished form shall be
four inches high and
six inches wide unless
otherwise approved by the
commissioner.
(ii) Distribution of copies.
The original must be
given to the pledgor
when the loan is made.
The second part must
be made available to
a local law enforcement
agency and may be retained
by the agency. The third
part must be placed in
an alphabetical file of
open loans. The fourth
part must be maintained
in a file in strict
numerical sequence.
(iii) Voided tickets. The
original and third parts
of voided tickets must
be retained and filed
with the fourth part
of the ticket.
(B) Memorandum of extension.
(i) Prescribed form and
content. The commissioner shall
prescribe the form and
content of the memorandum
of extension. Each pawnbroker
must file with the commissioner
a sample copy of the
memorandum of extension. A
written memorandum must be
used to document the
extension of the maturity
date of a pawn loan.
The extension must be
by agreement between the
pledgor and the pawnbroker.
The memorandum must be
at least a two-part form
on which entries to the
top part are legibly
and simultaneously reproduced on
other part(s). The memorandum
must clearly set out
the pawn ticket number
of the loan being extended,
the date of preparation
of the memorandum, the
extended maturity date, the
last date in the grace
period on which the pawnshop
will be open and on
which pledged goods may
be redeemed, the amount
of pawn service charge
(finance charge) paid, the
additional amount of pawn
service charge to be
paid as a result of
the extension, the date
to which pawn service
charges have been paid,
and the daily rate at
which the pawn service
charge accrues. A written
procedure explaining the proper
use of the memorandum
of extension shall be
published and made available
to all pawnbrokers.
(ii) Distribution of copies.
The original of the memorandum
must be given to the
pledgor or shall be mailed
to the pledgor if the
transaction is negotiated by
mail. The copy shall
be retained by the pawnbroker
and shall be attached
to the fourth part of
the corresponding pawn ticket.
(C) Records of payment and forfeiture. A written record
of every payment on a loan must be made immediately upon receipt.
Payments must be posted on the day received or the following
business day to the fourth part of the pawn ticket. The payment
record shall show at least the following information:
(i) the date (month,
day, year) of payment;
(ii) the actual amount
received and itemized as
applied to:
(I) principal (amount financed);
(II) pawn service charge;
(III) charge for lost ticket statement;
(IV) charge for packing, insurance, and shipping.
(D) Written receipt. A pawnbroker must upon request give
a payor a written receipt for any payment on a loan.
(E) Record of redemption option. When a pawnbroker exercises
his option to take pledged goods as his property he must make
a notation of such action and the date of action on the fourth
part of the pawn ticket. If a pawn ticket has not been so marked,
the related loan is considered open even if the grace period
has expired. The pledged goods on any open loan may be redeemed
by payment of the amount financed and any pawn service charges
accrued to the actual date of redemption.
(F) The alphabetical index. The third part of each pawn
ticket issued is to be filed alphabetically by the name of the
pledgor no later than close of business on the next business
day. The index shall be maintained in strict alphabetical order
and tickets promptly removed when the corresponding loans are
closed.
(G) Numerical index of loans. The fourth part of each
pawn ticket must be filed in numerical sequence by the serial
number on the ticket no later than close of business on the next
business day. A pawnbroker who uses the memorandum of extension
may maintain the fourth part of each ticket on an open loan in
a separate numerical file.
(H) Numerical file of redemptions. The original of each
pawn ticket returned to the pawnbroker must be filed in serial
number sequence no later than close of business on the next business
day. Any separate lost ticket statement forms must be filed with
the original pawn tickets according to the serial number of the
related ticket. This file may be maintained separately or may
be merged and combined with the numerical index of loans.
(2) Agreement to purchase.
(A) Prescribed form and content. The commissioner shall
prescribe the form and content of the agreement to purchase,
commonly called the "sellers bill of sale." Each pawnbroker must
file with the commissioner a sample copy of the form to be used.
The form must be a three-part form on which entries to the top
part are legibly and simultaneously reproduced on the remaining
parts. The form must contain a warranty that the seller has the
right to possess and sell the property, the information required
in Texas Civil Statutes, Articles 5069-51.16(i), identification
of the person making the purchase, the time of day of the purchase,
and such additional information as the commissioner may require.
The finished form shall be four inches high and six inches wide
unless otherwise approved by the commissioner. All parts of the
form must be sequentially numbered by the printing company that
produces the agreement.
(B) Distribution of copies. All originals must be retained
by the pawnbroker in serial number sequence. The second part
must be made available to a local law enforcement agency and
may be retained by the agency. The third part must be given to
the seller of the goods at the time such goods are purchased
by the pawnbroker.
(C) Voided agreements. The third part must be retained
with the original.
(D) Implementation. Any pawnbroker not possessing numbered
or three-part forms on the effective date of these rules shall
begin using such forms no later than January 1, 1992.
(3) Titled goods.
(A) Negotiation. A pawnbroker may accept motor vehicles
and other tangible personal property requiring a certificate
of title as goods pledged on loans. The pawnbroker must not have
the owner sign the title to effect transfer to the pawnbroker.
(B) Limited power of attorney. When a pawn loan involves
titled property, the pawnbroker may require that the owner sign
a power of attorney form appointing the pawnbroker as his attorney-in-fact
for the sole purpose of transferring the ownership of the titled
property to the pawnbroker in the event the pledgor fails to
pay the loan. The pawnbroker must establish a separate, special
file in which all powers of attorney, certificates of title,
and registration receipts are kept.
(C) Title, tax, and transfer fees. A pawnbroker must
not charge for title, tax, transfer or other such fees when accepting
titled goods on a pawn loan.
(4) Standards for describing goods. Pledged goods and
purchases must be accurately and fully described. All serial
numbers including vehicle identification numbers and boat hull
numbers that are reasonably available must be accurately entered
on required documents. Any visible owner applied number must
be recorded. As applicable, the item type, brand, make or model
number, inscriptions, color, size, unique markings, and design
must be recorded.
(A) Firearms. Descriptions of firearms must also include
caliber, if known, and type of firearm such as handgun or pistol,
rifle, shotgun, airgun, or black powder weapon.
(B) Jewelry. Descriptions of jewelry must also include
type and approximate weight of metal including the purity of
gold if indicated or determined; gender if determinable; style
or pattern; and color, shape, number, size, and approximate weight
of stones. If a stone is of a type that is readily identifiable
or if a loan is based on the value of a stone or stones the type
shall be shown. Class ring descriptions must include school name
and class year.
(C) Motor vehicles. Descriptions of motor vehicles must
include the year model of manufacture, body style, license plate
number, and state of registration.
(D) Required sequence. The commissioner may prescribe
a required sequence in which primary descriptive information
is required to be entered on pawn tickets and on agreements to
purchase.
(5) Sales. A pawnbroker must give a purchaser an appropriate
written acknowledgement of any amounts paid for purchases.
(6) Layaways.
(A) Written agreement required. A pawnbroker must establish
a written agreement for every layaway. A copy of the agreement
must be given to the purchaser at the time the agreement is established.
Each pawnbroker must file with the commissioner a sample copy
of the form to be used.
(B) Prescribed content. The agreement must accurately
and fully describe the goods according to the rules for describing
goods on pawn tickets. The agreement must also disclose the sale
price of the goods, the amount paid when the agreement was established,
the dates, and amounts of payments required to fulfill the agreement.
The agreement must clearly state whether the purchaser has any
vested rights in amounts paid in the event of default and what
those rights are, if any.
(C) Payment receipts. The pawnbroker must give the purchaser
a written receipt for every payment made on a layaway. The agreement
may be designed and used to satisfy this requirement.
(7) Accounting records and systems. Each pawnbroker must
no later than December 1, 1991, establish and maintain an internal
accounting control system that can be relied upon to produce
accurate financial information and to safeguard assets. Such
system shall conform to generally accepted accounting principles.
(8) Records maintained on electronic data processing
(EDP) systems. This section is applicable only to EDP systems
that do not maintain records according to the preceding rules.
(A) Filing of description of systems and programs. Records
and accounting systems maintained in whole or in part by electronic
data processing may be used in lieu of the books, files, and
records required by these rules if they contain equivalent information.
Each such system must receive prior written approval from the
commissioner. Pawnbrokers seeking such approval must file a complete
and detailed written description of the system proposed to be
utilized, including an enumeration of all features that do not
meet the requirements of these rules and a full explanation as
to how the equivalent information is maintained in the proposed
system. Filings must include operating manuals and instructions
and, if requested, a copy of the software in the magnetic media
as used by the pawnbroker. Printed user instructions must provide
a clear and concise section of procedures which must be followed
to operate the system as contemplated by the commissioner in
approving the system. Within 30 days of the effective date of
these rules every pawnbroker using an EDP system shall file notice
of such use with the commissioner. Such notice shall clearly
identify the name and address of the supplier of such system.
All systems in place shall be deemed approved if previously reviewed
and approved by the commissioner.
(B) Filing of amendments. All changes to a pawnbroker's
electronic data processing system which degrade the system must
be filed with the commissioner at least 14 days in advance of
use by a pawnbroker. All changes which constitute upgrades of
a system shall be filed within 14 days after the close of each
calendar quarter.
(C) Who to file. Each pawnbroker is responsible for filings
as described previously; however, a vendor may make filings on
behalf of pawnbrokers provided such filing identifies each pawnbroker
represented by the filing.
(D) Withdrawal of approval by the commissioner. If based
on examinations and practical experience with an EDP system and
its records the commissioner finds that such system and records
do not function and provide information as anticipated at the
time of approval and are unsatisfactory, approval may be withdrawn
by the commissioner. A pawnbroker will have 90 days to make modifications
in accord with directives of the commissioner concerning a satisfactory
record system.
(9) Reporting property transactions to law enforcement.
The commissioner may require that pawnbrokers who maintain their
records by use of an electronic data processing system report
their loan transaction information and information on purchases
of used or secondhand personal property to an appropriate local
law enforcement agency directly or through the commissioner's
office. The commissioner may do this by publication of a bulletin
setting forth the technical criteria and details developed through
consultation with interested law enforcement agencies and vendors
of electronic data processing system software.
(10) Records retention. All required books, records,
instruments, and papers must be available for inspection during
normal business hours and at other reasonable times as requested
by the commissioner or his authorized representative for two
years from the date of the last recorded transaction.
(11) Consumer credit commissioner file. Each pawnbroker
shall maintain a separate file for all communications from the
commissioner and for copies of correspondence and reports addressed
to the commissioner. This file shall include, but not be limited
to, copies of the Texas Pawnshop Act, examination reports and
any orders and rules issued by the commissioner.
sec.85.22. Personal Property-Pledged
or Sold to Pawnbroker-Liability
of Pawnbroker.
(a) A pawnbroker is liable for any loss or damage to
pledged goods. No signs shall be posted in a pawnshop and no
verbal statements shall be made by a pawnbroker or a pawnshop
employee that would lead a pledgor to believe otherwise. A pawnbroker
shall not advise a pledgor that the pawnbroker's liability will
be satisfied in a manner less favorable to the pledgor than full
repair and restoration or replacement with like kinds of merchandise.
The amount loaned on pledged goods may not be used in the determination
of the value of pledged goods being replaced.
(b) Each pawnbroker shall establish a separate record
immediately upon discovery that pledged goods have been lost
or damaged. If the current market value of the lost item(s) or
the extent of damage to the pledged item(s) exceeds $1,000, the
pawnbroker shall immediately notify the commissioner by telephone
and in writing of the scope of such loss or damage.
(c) No payment of pawn service charge or principal of
a pawn loan shall be accepted by a pawnbroker if none of the
pledged goods are in the possession of the pawnbroker or otherwise
cannot be made available to the pledgor for redemption. No payment
shall be accepted by a pawnbroker if the pledged goods were damaged
while in the possession of the pawnbroker, such goods were not
fully restored, and were known to be damaged at the time of redemption
or renewal. A partial payment may be negotiated when part of
the pledged goods on a loan are in good condition and available
for redemption.
(d) In each instance when a pawnbroker must deny acceptance
of payment by a pledgor under this rule, the pawnbroker, shall,
at that time, provide the pledgor with a notice of the rights
of the pledgor. The required notice shall be in a form prescribed
by the commissioner and shall disclose the rights of the person
entitled to redeem the pledged goods.
(e) If a pawnbroker accepts pledged goods that cannot
be stored inside the pawnshop, i.e., motor vehicles, boats, trailers,
construction equipment, etc., such goods are required to be stored
within the proximity of the pawnshop and shall be securely enclosed
by protective fencing. Reasonable protection for pledged goods
stored in a fenced area shall include security lighting.
sec.85.30. Notices of
Licensing, Regulation, and Law.
A pawnbroker must provide
that the following notice
is legibly printed on
every pawn ticket and
on every agreement to
purchase that is delivered
to the customer. "Pawnbrokers
are required to be licensed
by: The Office of Consumer
Credit Commissioner 2601 North
Lamar Boulevard, Austin, Texas
78705-4207. Contact the above
office relative to any
inquiries or complaints." In
addition, any pawnbroker must
include the commissioner's Austin
telephone number and any
telephone number that provides
toll free calling to
the commissioner's office from
the trade area in which
the advertising is used.
sec.85.50. Advertising.
(a) Prohibition-false, misleading or deceptive. No pawnbroker
may advertise or cause to be advertised, in any manner whatsoever,
any false, misleading, or deceptive statement or representation.
(b) Advertising copy file. Every pawnbroker must maintain
at the licensed location or other location authorized by the
commissioner a complete record of all printed and other advertising
material used. This record must be retained until the next examination
by a representative of the commissioner. Printed text or audio
cassette recording of any audio advertising and a VHS video tape
copy of any television advertising must be included. If any language
other than English is used in any advertising material, a true
and correct translation must be made and attached.
(c) Compliance with federal laws and regulations. Every
pawnbroker must comply with all applicable requirements and disclosures
of the Truth-in-Lending Act and Regulation Z.
(d) Use of state agency name. It shall be permissible
for a licensed pawnbroker to publicly display or advertise the
following statement: "Licensed and examined by the Texas Consumer
Credit Commissioner, 2601 North Lamar Boulevard, Austin, Texas
78705-4207." In addition, any pawnbroker must include the commissioner's
Austin telephone number and any telephone number that provides
toll free calling to the commissioner's office from the trade
area in which the advertising is used. The authorized statement
must be used in its entirety if any reference is made to licensing
or regulation.
sec.85.57. Examinations and
Investigations. Corrective actions
required. If a pawnbroker
has violated the Texas
Pawnshop Act or these
rules, the commissioner may
direct the pawnbroker to
review his records and
make appropriate refunds or
take other corrective actions.
The pawnbroker must comply
with such directive within
a reasonable period of
time as specified by
the commissioner.
sec.85.58. Miscellaneous Operating
Provisions.
(a) Hours and days of operation.
(1) Public posting. Each pawnbroker must post the days
and the hours of each day that the shop will normally be open
for business. Normal hours may include regular periods of closing
during a day such as a lunch hour closing. The pawnshop shall
be open for business during the posted hours. Any pawnshop may
be closed on New Year's Day, Memorial Day, July 4th, Labor Day,
Thanksgiving Day, and Christmas Day without notice. A pawnbroker
may close a pawnshop for other state, national, and religious
holidays after posting notice of the intended closing for 10
days prior to the closing. If the pawnshop must be closed during
regular posted hours due to an emergency, a notice of closing
must be posted. Such notice must include the date and the time
that the pawnshop will reopen for business. All postings must
be easily visible to a person outside all public entrances.
(2) Temporary, non-emergency closings. All pledgors must
be advised through use of posted notices 10 days prior to the
planned date of the temporary closing. Any closing in excess
of three business days requires notification to the commissioner
in advance. A notice shall be posted as in subsection (a)(1)
of this section.
(3) Effect of closing.
(A) Pawn service charge accrual. The amount of pawn service
charge scheduled to accrue on each pawn loan during emergency
or temporary, non- emergency closings of one or more full days
must be waived for any person who states that he made an unsuccessful
effort to redeem goods during such closings.
(B) Expiration of grace period. If the 60-day grace period
of any pawn loan expires on a day on which the pawnshop is normally
open for business but is closed, the grace period is extended
by one business day for each posted business day or part of a
day that the pawnshop is closed.
(b) Identification of customers.
(1) Pledgors and sellers. All authorized identification
documents must relate to active files maintained by the issuing
agency. A pawnbroker must inquire as to the current validity
of any address shown on documents. If advised that such address
is not the pledgor's or seller's current address, the pawnbroker
shall request and record the current address. If a pledgor or
seller has lost or had his driver's license stolen, the temporary
driving permit plus any form of identification with a photograph
of the customer is considered acceptable.
(2) Persons presenting pawn tickets to redeem pledged
goods. Texas Civil Statutes, Article 5069-51.14, requires that
the person presenting a pawn ticket to the pawnbroker for redemption
properly identify himself. If not personally known to the pawnbroker,
the pawnbroker must identify the person by requiring the person
to produce an authorized form of identification or, if the presenter
has no authorized identification, by having another person who
has authorized identification confirm the identity of the person
presenting the pawn ticket. A pawnbroker must record on the original
pawn ticket the name, type of identification, and the identifying
number presented by any person other than the pledgor.
(c) Use of pledged goods prohibited. A pawnbroker must
not use or permit any other person to use pledged goods.
(d) Public display of pledged goods prohibited. A pawnbroker
must not place pledged goods in a public area of the pawnshop.
(e) Pawnshop premises.
(1) Outdoor displays. All outdoor displays of merchandise
for sale must be compatible with surrounding properties. Outdoor
displays must not be established unless permitted by local ordinances
and customarily established by other retail merchants in the
immediate vicinity, if any. No displays may be placed on public
right-of-way or within 15 feet of any street. All displays must
be orderly.
(2) Signage. All signage must be in compliance with local
ordinances. Each pawnshop must have at least one readily visible,
permanent, external sign clearly stating the trade name of the
business as shown on the pawnshop license issued by the commissioner.
No signage may be constructed or positioned that creates a safety
hazard.
(3) Animals. A pawnbroker must not keep in a pawnshop
when open for business, dogs or any other animals trained to
attack humans on command.
(f) Identification of source of goods in pawnshop. The
tag required by Texas Civil Statutes, Article 5069-51.17B(h)
shall identify the source of the property found in the pawnshop.
The commissioner may, upon written application, exempt a pawnbroker
from tagging certain property found in a pawnshop which is associated
with a different type of business conducted on the same premises.
(g) Hold period.
(1) Except as provided herein, each item of personal
property purchased or otherwise acquired by a pawnbroker, other
than forfeited goods, must be held at the pawnshop by the pawnbroker
for a period of at least 20 calendar days from the date of acquisition
before being sold or disposed of in any manner.
(2) Upon application to and investigation by the commissioner,
the commissioner may reduce the hold period requirement for pawnbrokers
in a specific jurisdictions. Such reduction shall be granted
when:
(A) a pawnbroker and the local law enforcement agency
have adopted a reporting system that minimizes the elapsed time
between the recording of purchase transactions by the pawnbroker
and access by the law enforcement agency to the transaction data
in a useable, machine readable form; or
(B) a local law enforcement agency with the concurrence
of the chief executive officer of its governing body recommends
a reduction to the commissioner. Such reduced hold periods may
be terminated at any time if the commissioner has reason to believe
that the reduced hold period has significantly interfered with
the recovery of stolen property.
(3) No hold period shall be required for the following
merchandise when sold in the normal course of business:
(A) new merchandise acquired from a wholesaler who operates
from a permanent business location;
(B) merchandise for which a full description has been
reported to a law enforcement agency and subsequently held by
a licensed pawnbroker for more than 20 days;
(C) firearms whose transfer is fully documented to show
the name and address of the purchaser in accordance with federal
law and rules;
(D) merchandise purchased at an auction conducted by
an auctioneer licensed by the State of Texas; or
(E) merchandise purchased from a governmental agency.
(h) Modification of character of goods. A pawnbroker
must not modify or change the characteristics of any goods in
his possession in connection with any open pawn loans or during
any hold period described in subsection (g) of this section.
(i) Redemptions by mail.
(1) Persons authorized. Any pledgor may do so by mailing
the pawn ticket and such a request of the pawnbroker provided
the pawnbroker has not received prior notice that the pawn ticket
has been lost, destroyed, or stolen. The pledgor must pay in
advance all principal and pawn service charges due on the loan
and the charges authorized following.
(2) Shipping, handling, and insurance charges. The pawnbroker
shall be entitled to recover the reasonable and necessary expenses
involved in the packaging and shipping of the goods and any additional
charge to insure the goods. Goods must be insured for their retail
value during shipment. Shipment may be by United States mail,
any authorized parcel delivery service, or any common carrier.
(j) Monitoring of transactions and customers.
(1) Type of goods offered. A pawnbroker must not purchase,
accept in pawn, or otherwise acquire any item on which the serial
number has been defaced, altered, or removed. A pawnbroker must
monitor goods coming into a pawnshop in an effort to identify
stolen goods. Pawnbrokers shall use their experience and knowledge
and customs and practices in the industry which would help identify
stolen goods.
(2) Acceptance of uniquely marked goods. A pawnbroker
must not purchase, accept in pawn, or otherwise acquire any item
that is marked in a manner that suggests or indicates ownership
by a rental company, motel, training school, construction company,
governmental body, or any other person or firm other than the
person offering the item to the pawnbroker, unless the seller
or pledgor produces a valid receipt or other evidence of purchase
or ownership of the item.
(k) Restitution to purchasers of pawnshop goods. A pawnbroker
shall exert his best efforts to replace goods purchased at the
pawnshop that are subsequently confiscated by a law enforcement
agency or shall refund the full purchase price.
(l) Unclaimed funds. A pawnbroker must maintain a record
of any amounts due a pledgor and not paid.
(1) Proof of attempt to pay refund. Evidence of a bona
fide attempt to pay monies due a pledgor must be kept. The minimum
acceptable evidence is an unopened envelope addressed to the
last known address of the pledgor and returned as undeliverable
by the United States Post Office.
(2) Use of unclaimed monies. Use of unclaimed monies
within the business until such time as paid to the pledgor, the
estate of the pledgor, or to the State of Texas is not prohibited.
(3) Payment of unclaimed funds to treasurer. At the
end of three years a pawnbroker must pay the unclaimed funds
to the state treasurer, as required by the Property Code.
(4) Preservation of records. The records shall be preserved
according to applicable law or rule of the state treasurer.
(m) Duties and responsibilities of pawnbrokers.
(1) Examinations. When a representative of the commissioner
appears at a pawnshop to make an examination, the pawnbroker
must provide the examiner with a desk or table providing adequate
working space. The pawnbroker must also provide a suitable chair,
adequate lighting, and convenient access to a 110 volt electrical
outlet in an area reasonably suited to the type of work to be
performed.
(2) Communications. A pawnbroker must not misrepresent
to any examiner, peace officer, property crime victim, or member
of the general public any facts regarding activities in or about
the pawnshop or the status of any goods which may have come into
the pawnbroker's possession.
(3) Responsibility for acts of others. Any person who
holds a pawnshop license may be held responsible for the acts
of its officers, directors, employees, and agents in the conduct
of the pawnshop business.
(4) License application supplements. Each pawnbroker
and licensed pawnshop employee shall provide the commissioner
with information supplemental to that contained in their original
license application documents and attachments. Any action, fact,
or information that would require a different answer than that
given in the original license application shall be reported to
the commissioner within 10 business days after the person has
knowledge of the action, fact, or information.
(5) Federal firearms license. A pawnbroker must report
to the commissioner any known investigation of alleged violations
of the federal laws or rules relating to firearms. A pawnbroker
must also report any adverse action proposed or taken by the
Bureau of Alcohol, Tobacco, and Firearms against the federal
firearms license held by or used in the pawnshop. Such reports
must be made within three business days of the pawnbroker's knowledge
of such information or action.
(6) Cooperation with property crime victims. A pawnbroker
who is presented to a law enforcement agency report of a theft
of tangible personal property, within 30 days after discovery
of the loss, by a victim or a victim's personal representative
shall within 24 hours make a search of all records of purchases
and loans made on or subsequent to the date of the theft. Such
search shall determine whether the property described in the
offense report or property which might be that described in the
offense report had come into the possession of the pawnbroker.
If the pawnbroker determines that such property had come into
the pawnbroker's possession the pawnbroker shall within four
hours notify the law enforcement agency which investigated the
theft. The pawnbroker shall within 12 hours thereafter notify
the victim or personal representative of this action. If the
pawnbroker determines that such property has not come into the
pawnbroker's possession the pawnbroker shall within 12 hours
of such determination notify the victim or personal representative.
The pawnbroker shall treat such property in his possession as
subject to a police hold for 72 hours following notification
to the law enforcement agency. Such hold may be extended by the
law enforcement agency concerned. A pawnbroker shall have no
duty to permit a victim or personal representative to examine
the records of the pawnshop, the pledged goods of the pawnshop,
or any property purchased by the pawnshop which is not on public
display.
(7) Electrically powered pledged goods. A pawnbroker
must provide a site within the pawnshop that has appropriate
electrical outlets where customers can test electrically powered
goods at the time of redemption.
(8) Alcoholic beverages and other drugs. A pawnbroker
must not use or possess or permit the use or possession of any
drugs or other chemicals in or around the pawnshop if such use
or possession violates any law or ordinance. A pawnbroker must
not operate the pawnshop while under the influence of alcohol
or other drugs. A pawnbroker may operate the pawnshop while taking
medication or drugs prescribed by an authorized medical practitioner
if his ability to operate the pawnshop properly is not impaired.
(9) Treatment of customers. A pawnbroker must not abuse,
insult, or otherwise harass any customer when any dispute arises
over a regulated transaction.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's authority
to adopt.
Issued in Austin, Texas, on August 5, 1991.
TRD-9109303
Al Endsley
Commissioner
Office of Consumer Credit Commissioner
Earliest possible date of adoption: September 9, 1991
For further information, please call: (512) 479-1291
TITLE 22. EXAMINING BOARDS
Part XII. Board of Vocational Nurse Examiners
Chapter 231. Administration
Definitions
22 TAC sec.231.1
The Board of Vocational Nurse Examiners proposes an amendment
to sec.231.1, concerning the deletion of five definitions.
These definitions have been addressed in Chapter 239 of the rules
and regulations.
Marjorie A. Bronk, executive director, has determined that
for the first five-year period the section is in effect there
will be no fiscal implications for state or local government
as a result of enforcing or administering the section.
Mrs. Bronk also has determined that for each year of the first
five years the section is in effect there will be no public benefit
anticipated as a result of enforcing the section. There will
be no effect on small businesses. There is no anticipated economic
cost to persons who are required to comply with the section as
proposed.
Comments on the proposal may be submitted to Marjorie A. Bronk,
Executive Director, Board of Vocational Nurse Examiners, 9101
Burnet Road, Suite 105, Austin, Texas 78758, (512) 835-2071.
The amendment is proposed under Texas Civil Statutes, Article
4528c, sec.5(g), which provide the Board of Vocational Nurse
Examiners with the authority to make such rules and regulations
as may be necessary to govern its procedures and to carry in
effect the purposes of the law.
sec.231.1. Definitions.
The following words and
terms, when used in this
chapter, shall have the
following meanings, unless the
context clearly indicates otherwise.
[Contested case
-A proceeding in which the
legal rights, duties, or
privileges of a party
are to be determined
by the agency after an
opportunity for adjudicative hearing.]
[Impaired vocational
nurse-A licensed vocational
nurse whose nursing ability
is diminished due to
chemical dependency and/or mental
illness.]
[Peer Assistance
Program-A program designed
to identify, assist, and
monitor impaired licensed vocational
nurses, which is approved
by the Board of Vocational
Nurse Examiners and meets
the criteria established by
the Texas Commission on
Alcohol and Drug Abuse
and additional criteria established
by the Board of Vocational
Nurse Examiners.]
[Pleading-Written
allegations filed by parties
concerning their respective claims.]
[Respondent-Any party
against whom any complaint
has been filed with the
board.]
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's authority
to adopt.
Issued in Austin, Texas, on August 5, 1991.
TRD-9109348
Marjorie A. Bronk, R.N., M.S.H.P.
Executive Director
Board of Vocational Nurse Examiners
Earliest possible date of adoption: September 13, 1991
For further information, please call: (512) 835-2071
Part XXI. Texas State Board of Examiners of Psychologists
Chapter 463. Applications
22 TAC sec.463.5
The Texas State Board of Examiners of Psychologists proposes
an amendment to sec.463.5, concerning application file requirements.
The board is adding the requirements to include the names of
all jurisdictions where the applicant currently holds a certificate
or license to practice psychology.
Patricia S. Bizzell, executive director, has determined that
for the first five-year period the section is in effect there
will be no fiscal implications for state or local government
as a result of enforcing or administering the section.
Ms. Bizzell also has determined that for each year of the
first five years the section is in effect the public benefit
anticipated as a result of enforcing the section will be to provide
more complete information about an applicant's background. There
will be no effect on small businesses. There is no anticipated
economic cost to persons which are required to comply with the
section as proposed.
Comments on the proposal may be submitted to Patricia S. Bizzell,
M.P.A., 9101 Burnet Road, Suite 212, Austin, Texas 78758.
The amendment is proposed under Texas Civil Statutes, Article
4512c, which provide the Texas State Board of Examiners of Psychology
with the authority to make all rules, not inconsistent with the
Constitution and laws of this state, which are reasonably necessary
or the proper performance of its duties and regulations of proceedings
before it.
sec.463.5. Application File
Requirements. An application
file must be complete
and contain whatever information
or examination results the
board requires. An incomplete
application remains in the
active file for 90 days,
at the end of which
time, if still incomplete,
it is void. If certification
or licensure is sought
again, a new application
and filing fee must be
submitted.
(1) A completed application for certification as a psychologist
or psychological associate includes:
(A)-(E) (No change.)
(F) supportive documentation and other materials the
board may deem necessary, including
the names of all jurisdictions
where the applicant currently
holds a certificate or
license to practice psychology.
(2)-(3) (No change.)
(4) If a complaint
is filed against an applicant
for certification as a
psychologist or psychological associate,
an applicant for the
oral examination, or an
applicant for licensure, the
application process will be
held in abeyance until
the board has made a
final determination on the
complaint filed.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's authority
to adopt.
Issued in Austin, Texas, on August 6, 1991.
TRD-9109351
Patricia S. Bizzell
Executive Director
Texas State Board of Examiners of Psychologists
Earliest possible date of adoption: September 13, 1991
For further information, please call: (512) 835-2036
TITLE 34. PUBLIC FINANCE
Part IV. Employee Retirement System of Texas
Chapter 71. Creditable Service
34 TAC sec.71.9
(Editor's note: The
text of the following
section proposed for repeal
will not be published.
The section may be examined
in the offices of the
Employees Retirement System of
Texas or in the Texas
Register office, Room 245,
James Earl Rudder Building,
1019 Brazos Street, Austin.)
The Employees Retirement System of Texas proposes the repeal
of sec.71.9, concerning military service credit-eligible periods.
The rule is being repealed to comply with legislation adopted
by the 72nd Legislature.
William S. Nail, general counsel, has determined that for
the first five-year period the repeal is in effect there will
be no fiscal implications for state or local government as a
result of enforcing or administering the repeal.
Mr. Nail also has determined that for each year of the first
five years the repeal is in effect the public benefit anticipated
as a result of enforcing the repeal will be that state employees
will be able to purchase service credit for any active duty military
service without regard to whether it was during a time of war
or armed conflict. There will be no effect on small businesses.
There is no anticipated economic cost to persons who are required
to comply with the repeal as proposed.
Comments on the proposal may be submitted to William S. Nail,
General Counsel, P.O. Box 13207, Austin, Texas 78711.
The repeal is proposed under the Texas Government Code,
s815.102, which provides the Employees Retirement System of
Texas with the authority to adopt rules for the administration
of the funds of the retirement system.
sec.71.9. Military Service
Credit-Eligible Periods.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's authority
to adopt.
Issued in Austin, Texas, on July 31, 1991.
TRD-9109312
Charles D. Travis
Executive Director
Employees Retirement System of Texas
Earliest possible date of adoption: September 13, 1991
For further information, please call: (512) 867-3336
34 TAC sec.71.17
The Employees Retirement System of Texas proposes an amendment
to sec.71.17, concerning credit for unused accumulated sick
leave. The rule is being amended to correspond with legislation
passed by the 72nd Legislative Session.
William S. Nail, general counsel, has determined that for
the first five-year period the section is in effect there will
be no fiscal implications for state or local government as a
result of enforcing or administering the section.
Mr. Nail also has determined that for each year of the first
five years the section is in effect the public benefit anticipated
as a result of enforcing the section will be compliance with
legislation passed by the 72nd Legislature and members with over
40 years' service will be entitled to additional credit for retirement
purposes. There will be no effect on small businesses. There
is no anticipated economic cost to persons who are required to
comply with the section as proposed.
Comments on the proposal may be submitted to William S. Nail,
General Counsel, P.O. Box 13207, Austin, Texas 78711.
The amendment is proposed under the Texas Government Code
sec.815.102, which provides the Employees Retirement System
of Texas with the authority to adopt rules for the administration
of the funds of the retirement system.
sec.71.17. Credit for
Unused Accumulated Sick Leave.
(a)-(e) (No change.)
(f) The percentage value of all service creditable in
the employee class of membership shall not exceed 100%
[80%].
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's authority
to adopt.
Issued in Austin, Texas, on July 31, 1991.
TRD-9109315
Charles D. Travis
Executive Director
Employees Retirement System of Texas
Earliest possible date of adoption: September 13, 1991
For further information, please call: (512) 867-3336
Chapter 73. Benefits
34 TAC sec.73.19
(Editor's note: The
text of the following
section proposed for repeal
will not be published.
The section may be examined
in the offices of the
Employees Retirement System of
Texas or in the Texas
Register office, Room 245,
James Earl Rudder Building,
1019 Brazos Street, Austin.)
The Employees Retirement System of Texas proposes the repeal
of sec.73.19, concerning disability retiree-continuation of
benefits. The rule is being repealed to comply with legislation
adopted by the 72nd Legislature.
William S. Nail, general counsel, has determined that for
the first five-year period the repeal is in effect there will
be no fiscal implications for state or local government as a
result of enforcing or administering the repeal.
Mr. Nail also has determined that for each year of the first
five years the repeal is in effect the public benefit anticipated
as a result of enforcing the repeal will be that disability retirees
will be able to earn additional income without their disability
annuity being reduced. There will be no effect on small businesses.
There is no anticipated economic cost to persons who are required
to comply with the repeal as proposed.
Comments on the proposal may be submitted to William S. Nail,
General Counsel, P.O. Box 13207, Austin, Texas 78711.
The repeal is proposed under the Texas Government Code,
s815.102, which provides the Employees Retirement System of
Texas with the authority to adopt rules for the administration
of the funds of the retirement system.
sec.73.19. Disability Retiree-Continuation
of Benefits.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's authority
to adopt.
Issued in Austin, Texas, on July 31, 1991.
TRD-9109314
Charles D. Travis
Executive Director
Employees Retirement System of Texas
Earliest possible date of adoption: September 13, 1991
For further information, please call: (512) 867-3336
Chapter 77. Judicial Retirement
34 TAC sec.77.5
(Editor's note: The
text of the following
section proposed for repeal
will not be published.
The section may be examined
in the offices of the
Employees Retirement System of
Texas or in the Texas
Register office, Room 245,
James Earl Rudder Building,
1019 Brazos Street, Austin.)
The Employees Retirement System of Texas proposes the repeal
of sec.77.5, concerning military service credit-eligible periods.
The rule is being repealed to comply with legislation adopted
by the 72nd Legislature.
William S. Nail, general counsel has determined that for the
first five-year period the repeal is in effect there will be
no fiscal implications for state or local government as a result
of enforcing or administering the repeal.
Mr. Nail also has determined that for each year of the first
five years the repeal is in effect the public benefit anticipated
as a result of enforcing the repeal will be that members of Judicial
Retirement Systems I and II will be able to purchase service
credit for any active duty military service without regard to
whether it was during a time of war or armed conflict. There
will be no effect on small businesses. There is no anticipated
economic cost to persons who are required to comply with the
repeal as proposed.
Comments on the proposal may be submitted to William S. Nail,
General Counsel, P.O. Box 13207, Austin, Texas 78711.
The repeal is proposed under the Texas Government Code,
s815.102, which provides the Employees Retirement System of
Texas with the authority to adopt rules for the administration
of the funds of the retirement system.
sec.77.5. Military Service
Credit-Eligible Periods.
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's authority
to adopt.
Issued in Austin, Texas, on July 31, 1991.
TRD-9109313
Charles D. Travis
Executive Director
Employees Retirement System of Texas
Earliest possible date of adoption: September 13, 1991
For further information, please call: (512) 867-3336
Chapter 81. Insurance
34 TAC sec.81.7
The Employees Retirement System of Texas proposes an amendment
to sec.81.7, concerning enrollment and participation. Trustee
Rules will be modified in compliance with legislation to allow
state employees and retirees who do not reside in any HMO service
area an annual opportunity to enroll eligible dependents without
evidence of insurability. Rules will also be modified to clarify
the effective date of coverage changes and to allow a State employee
to reinstate cancelled coverage without evidence of insurability
when he/she returns to work from leave without pay due to a certified
work-related disability.
William S. Nail, general counsel, also has determined that
for each year of the first five years the section is in effect
the public benefit anticipated as a result of enforcing the section
will be the amendment of trustee rules to comply with legislation
passed by the 72nd Legislature; to clarify and make consistent
with other sections of the trustee rules the effective date of
a decrease or cancellation of coverage; to clarify the effective
date of coverage for a state employee who terminates employment
and returns to work within the same contract year; to correct
an inequity in benefits pertaining to a state employee whose
coverages are cancelled while on leave without pay due to a certified
work-related disability. There will be no effect on small businesses.
There is no anticipated economic cost to persons who are required
to comply with the section as proposed.
Comments on the proposal may be submitted to William S. Nail,
General Counsel, P.O. Box 13207, Austin, Texas 78711.
The amendment is proposed under the Texas Insurance Code,
sec.43.50-2, which provides the Employees Retirement System
of Texas with the authority to promulgate all rules, regulations,
plans, procedures, and orders reasonably necessary to implement
and carry out the purposes and provisions of the Texas Employees
Group Insurance Benefits Act.
sec.81.7. Enrollment and
Participation.
(a)-(e) (No change.)
(f) Changes in coverages beyond the first 31 days of
eligibility.
(1) (No change.)
(2) The evidence of insurability provision applies only
to those employees, retirees, or eligible dependents who:
(A) -(B) (No change.)
(C) enrolled in any coverage under the insured plan and
later dropped or canceled from such coverage,
except as provided in
subsection (h)(2) and (3)
of this section.
(3)-(7) (No change.)
(8) Participants who do
not reside in any HMO
service area will be
provided an annual opportunity
to enroll eligible dependents
in dependent coverages without
evidence of insurability. Such
opportunity will be scheduled
at times to be announced
by the Employees Retirement
System. Coverages applied for
during this period will
be effective on a date
determined by the trustees.
(9)[(8)] An employee
or retiree who wishes
to decrease or cancel
coverage may do so at
any time. An application
completed by the employee
or the retiree [and postmarked
or received by the employing
agency (Employees Retirement System
for the retiree) on the
first day of the month
will be effective on
the first day of the
month. An application submitted
after the first day of
the month] will be effective
on the last
[first] day of the month
following the date of
application.
(10)[(9)] An eligible
dependent spouse or child
who is insured as an
employee for health coverage
under the Uniform Group
Insurance Program becomes eligible
for coverage as a dependent
on the day following
termination of state employment.
Eligible dependent children who
are insured as dependents
for health coverage under
the Uniform Group Insurance
Program by an employee
who terminates state employment
also become eligible for
coverage on the day following
termination of employment. In
order to be eligible
for coverage, dependents must
meet the definition of
dependent contained in 81.1
of this title (relating
to Definitions) and be
enrolled for coverage by
the State employee of
whom they are the eligible
dependent and who is
enrolled for health coverage
under the program. The
effective date of coverage
will be the first day
of the month following
termination of employment if
an application is submitted
on or within 30 days
following the date the
dependent(s) become eligible under
this rule.
(11)[(10)] Notwithstanding
the effective dates of
coverages, as defined in
paragraphs (1)-(9)[(8)]
of this subsection, an
employee, retiree, or other
eligible participant in the
Uniform Group Insurance Program
may complete an application
or applications during the
annual limited enrollment period
to make coverage changes,
as determined by the
trustee, to be effective
September 1.
(g) (No change.)
(h) Reinstatement in the program.
(1) Unless specifically prohibited by these sections
or contractual provisions, an employee who terminates employment
and returns to active duty within the same contract year may
reinstate health coverage for himself and his dependents identical
to, and optional coverages no greater than, those that were in
effect when the employee terminated by submitting an application
for the coverages. [Dependents acquired during the break in employment
may be added on the application.] The application must be submitted
on the first day the employee returns to active duty, and
, unless the employee
completes the application indicating
coverages are to be effective
on the first day of
the month following the
date the employee returns
to active duty, the
coverages [coverage]
will be effective on
the day the employee
returns to active duty.
[If the reinstatement results
in a break in coverage,
the pre-existing conditions clause
will apply and evidence
of insurability acceptable to
the insurance carrier shall
be required to reinstate
disability insurance coverage.]
Dependents acquired during
the break in employment
may be added on the
application. A returning
employee who has selected
coverages less than those
for which the employee
is eligible [in effect
when terminating employment] may
reinstate any waived coverages
by submitting the appropriate
application during the 30
days following the date
the employee returns to
active duty. The change
in coverage will become
effective on the first
day of the month following
the date of application
except that an application
completed on the first
day of the month shall
be effective on the first
day of the month.
(2) (No change.)
(3) Employees whose coverages
were canceled during a
period of leave without
pay due to a certified
work-related disability may, upon
return to active duty
status, reinstate all coverages
that were in effect on
the day immediately prior
to entering the leave
without pay status, except
as provided in sec.81.11(c)(4)
of this title (relating
to Termination of Coverage),
and provided application to
reinstate such coverages is
made within 30 days of
the return to active
duty. Evidence of insurability
shall not apply. Coverages
applied for on the first
day of return to active
duty will be effective
on that day unless the
employee completes the application
indicating coverages are to
be effective on the first
day of the month following
the date the employee
returns to active duty.
Coverages applied for after
the first day of return
to active duty and within
30 days after that day
will be effective on
the first day of the
month following the date
of application; however, coverages
applied for on the first
day of the month will
be effective on that
day.
(i) (No change.)
This agency hereby certifies that the proposal has been reviewed
by legal counsel and found to be within the agency's authority
to adopt.
Issued in Austin, Texas, on July 31, 1991.
TRD-9109316
Charles D. Travis
Executive Director
Employees Retirement System of Texas
Earliest possible date of adoption: September 13, 1991
For further information, please call: (512) 867-3336
Adopted Sections
An agency may take final action on a section 30 days after
a proposal has been published in the Texas
Register. The section becomes effective 20 days after
the agency files the correct document with the Texas
Register, unless a later date is specified or unless
a federal statute or regulation requires implementation of the
action on shorter notice.
If an agency adopts the section without any changes to the
proposed text, only the preamble of the notice and statement
of legal authority will be published. If an agency adopts the
section with changes to the proposed text, the proposal will
be republished with the changes.
TITLE 22. EXAMINING BOARDS
Part VI. Texas State Board of Registration for Professional
Engineers
Chapter 131. Practice and Procedure
Examinations
22 TAC sec.sec.131.101,
131.103, 131.104
The Texas State Board of Registration for Professional Engineers
adopts amendments to sec.sec.131.101, 131.103, and 131.104,
concerning examinations. Section 131.101 is adopted with changes
to the proposed text as published in the May 17, 1991, issue
of the Texas Register
(16 TexReg 2697). Section
131. 103 and sec.131.104
are adopted without changes
and will not be republished.
The amendments were necessary to establish three additional
categories under which an individual may qualify for an exemption
from one or both of the engineering examinations; clarify the
scheduling requirements for the engineering examinations as required
for registration under the Act, sec.12(b); and clarify the
qualifications and requirements necessary for certification as
an engineer-in-training.
The amendment to sec.131.101 provides exemptions from one
or both of the engineering examinations if an individual has
20 or more years of outstanding technical achievement and widespread
professional recognition in a particular engineering field; or
20 or more years of board-approved engineering experience; or
a Ph.D. degree in engineering from a recognized college or university
that offers an EAC/ABET-approved undergraduate or master's engineering
curriculum in the same branch of engineering, provided the individual
also has an EAC/ABET-approved bachelor's or master's degree in
the same branch. Subsection (d), paragraph (2), extends the number
of examination dates from two to three in which an individual
is required to pass the principles and practice examination;
and subsection (i) reduces the waiting period from two years
to one year for filing a new application after an application
is not approved for failing to pass either examination.
The amendment to sec.131.103 allows individuals who have
graduated from a curriculum in an engineering or an engineering-related
program and who also have passed the fundamentals of engineering
examination to apply for engineer-in-training certification.
Section 131.104 specifies that once the engineer-in-training
certificate expires, the board will continue to maintain records
of those individuals who have passed the fundamentals of engineering
examination and the results made available as requested by the
individual or another licensing jurisdiction.
Comments were received from three individuals concerning adoption
of sec.131. 101. Two commenters felt the imminence exemption
was too vague while the other commenter expressed his endorsement
of the exemptions. The board concurred with the comments regarding
the imminence exemption and adopted the rule with clarifying
language. No comments were received regarding adoption of the
remaining amendments.
The amendments are adopted under Texas Civil Statutes, Article
3271a, sec.8(a), which provide the board with the authority
to make and enforce all rules and regulations necessary for the
performance of its duties.
sec.131.101. Engineering Examinations.
(a) The written examinations required under the Texas
Engineering Practice Act, sec.12(b) will consist of an eight-hour
fundamentals of engineering examination and an eight-hour principles
and practice of engineering examination. Each of these examinations
normally will be offered twice each year, once in the first six
months and once in the second six months of each calendar year.
Written examinations will be held in Austin or places designated
by the board.
(b) Individuals may be exempt from one or both of the
written examinations for the following reasons.
(1) Individuals may be exempt from either or both of
the examinations if the professional engineering licensing authority
of any state, territory, or possession of the United States certifies
the individual has passed a similar examination.
(2) Individuals who have 20 or more years of outstanding
technical achievement and widespread professional recognition
in their field of engineering practice indicating competence
in the engineering profession may be exempt from one or both
of the examinations. A personal interview before the board may
be required at the request of the board.
(3) Individuals with at least 20 years or more of board-approved
engineering experience may be exempt from the fundamentals of
engineering examination.
(4) Individuals who have a Ph.D. degree in engineering
from a recognized college or university that offers an EAC/ABET-approved
undergraduate or master's engineering curriculum in the same
branch of engineering may be exempt from the fundamentals of
engineering examination, provided the individual also has a bachelor's
degree in an EAC/ABET-accredited engineering program of four
years or more from a recognized college or university and/or
a master's degree in engineering from a college or university
that offers an EAC/ABET-approved engineering curriculum in the
same branch.
(c) Individuals must either pass or be exempt from the
fundamentals of engineering examination in order to be eligible
to take the principles and practice of engineering examination.
An applicant must meet the engineering educational and experience
requirements and have the application for registration approved
by the board in order to be eligible to take the principles and
practice of engineering examination.
(d) Individuals who have been approved to take the examinations
will be advised of the first examination date for which they
are eligible. The applicants must elect to start an examination
schedule with either the first or second examination date for
which they are eligible. Once started the schedule shall consist
of consecutive examination dates not to exceed the following:
(1) the number of examination dates, not to exceed four,
required to pass the fundamentals of engineering; plus
(2) the number of examination dates, not to exceed three,
required to pass the principles and practice examination.
(e) Failure to pass either examination within the schedule
will cause the application to be not approved.
(f) Individuals and applicants who have been approved
to take the examinations for registration will be charged an
established fee for each examination scheduled.
(g) All examinations will be in the English language.
(h) An applicant whose application for registration has
been not approved for failure to take either examination within
the limits set by the schedule in subsection (d) of this section
will be required to file a new application and pay a new application
fee.
(i) An applicant whose application has been not approved
after taking and failing to pass either examination within the
limits set by the schedule in subsection (d) of this section
will be required to wait one year from the date the application
is not approved before filing a new application. The new application
must include evidence the applicant has acquired additional education
or experience that would indicate he may be able to pass the
required examinations.
This agency hereby certifies that the rule as adopted has
been reviewed by legal counsel and found to be a valid exercise
of the agency's legal authority.
Issued in Austin, Texas, on August 5, 1991.
TRD-9109355
Charles E. Nemir, P.E.
Executive Director
Texas State Board of Registration for Professional Engineers
Effective date: August 27, 1991
Proposal publication date: May 17, 1991
For further information, please call: (512) 440-7723
Board Review of Applications
22 TAC sec.131.120
The Texas State Board of Registration for Professional Engineers
adopts an amendment to sec.131.120, concerning criminal convictions,
without changes to the proposed text as published in the May
17, 1991, issue of the Texas Register
(16 TexReg 2698).
The amendment was needed to provide a clearer understanding
of the due process procedures available to an applicant in accordance
with Texas Civil Statutes, Article 6252-13a.
The amendment stipulates that when an application for registration
is proposed for rejection because of a prior criminal conviction,
the applicant will be provided the opportunity to show compliance
with all requirements of the law for registration as a professional
engineer as a contested case matter in accordance with Texas
Civil Statutes, Article 6252-13a, sec.18.
No comments were received regarding adoption of the amendment.
The amendment is adopted under Texas Civil Statutes, Article
3271a, sec.8(a), which provide the board with the authority
to make and enforce all rules and regulations necessary for the
performance of its duties.
This agency hereby certifies that the rule as adopted has
been reviewed by legal counsel and found to be a valid exercise
of the agency's legal authority.
Issued in Austin, Texas, on August 5, 1991.
TRD-9109356
Charles E. Nemir, P.E.
Executive Director
Texas State Board of Registration for Professional Engineers
Effective date: August 27, 1991
Proposal publication date: May 17, 1991
For further information, please call: (512) 440-7723
Registration
22 TAC sec.131.134
The Texas State Board of Registration for Professional Engineers
adopts an amendment to sec.131.134, concerning expirations
and renewals, without changes to the proposed text as published
in the June 21, 1991, issue of the Texas Register
(16 TexReg 3346).
The amendment was necessary to make the funds generated from
the renewal fee consistent with funds required by the agency's
appropriation pattern.
The amendment changes the effective date of the license renewal
fee, which is set annually by the board, from the beginning of
each calendar year to the beginning of the state's fiscal year.
No comments were received regarding adoption of the amendment.
The amendment is adopted under Texas Civil Statutes, Article
3271a, sec.8(a), which provide the board with the authority
to make and enforce all rules and regulations necessary for the
performance of its duties.
This agency hereby certifies that the rule as adopted has
been reviewed by legal counsel and found to be a valid exercise
of the agency's legal authority.
Issued in Austin, Texas, on August 5, 1991.
TRD-9109357
Charles E. Nemir, P.E.
Executive Director
Texas State Board of Registration for Professional Engineers
Effective date: August 27, 1991
Proposal publication date: June 21, 1991
For further information, please call: (512) 440-7723
22 TAC sec.131.137
The Texas State Board of Registration for Professional Engineers
adopts an amendment to sec.131.137, concerning professional
responsibility, without changes to the proposed text as published
in the May 17, 1991, issue of the Texas Register
(16 TexReg 2699).
The amendment was necessary to clarify when disciplinary actions
will be made public; to expedite disciplinary matters by allowing
the executive director to offer a consent order to a registrant
rather than a board member; and to clarify that reinstatement
of a license will be considered in accordance with contested
case procedures.
The amendment specifies that disciplinary actions taken by
the board against its registrants will be properly recorded and
available upon request as public information, and that all actions,
with the exception of informal reprimands, will be published
in the board's newsletter and also transmitted to the National
Council of Examiners for Engineering and Surveying. It also permits
the executive director to offer a consent order to a registrant
in lieu of an informal conference as a means of expediting disciplinary
matters and clarifies that the board will consider the reinstatement
of a registration in accordance with the contested case procedures
outlines in subsection (f) of the section.
No comments were received regarding adoption of the amendment.
The amendment is adopted under Texas Civil Statutes, Article
3271a, sec.8(a), which provide the board with the authority
to make and enforce all rules and regulations necessary for the
performance of its duties.
This agency hereby certifies that the rule as adopted has
been reviewed by legal counsel and found to be a valid exercise
of the agency's legal authority.
Issued in Austin, Texas, on August 5, 1991.
TRD-9109358
Charles E. Nemir, P.E.
Executive Director
Texas State Board of Registration for Professional Engineers
Effective date: August 27, 1991
Proposal publication date: May 17, 1991
For further information, please call: (512) 440-7723
Professional Conduct and Ethics
22 TAC sec.131.151
The Texas State Board of Registration for Professional Engineers
adopts an amendment to sec.131.151, concerning professional
responsibility, with changes to the proposed text as published
in the June 25, 1991, issue of the Texas Register
(16 TexReg 3393).
The amendment was necessary to provide clearer interpretation
of the engineering services that the engineering professional
provides for the public.
The section clarifies functions where the practice of engineering
is involved for which the professional engineer will be held.
Comments were received from the Bechtel Corporation concerning
adoption of the section as proposed. The corporation suggested
that the board modify the section by substituting the probability
standard "may" with the revised standard "is reasonably likely
to" in order to provide an objective basis by which to measure
the conduct and professional judgement of an engineer. The board
concurred with the recommendation and adopted the section with
the suggested revision.
The amendment is adopted under Texas Civil Statutes, Article
3271a, sec.8(a), which provide the board with the authority
to make and enforce all rules and regulations necessary for the
performance of its duties.
sec.131.151. Professional Responsibility.
The engineer shall not
prepare, complete, revise, alter,
sign, or seal any designs,
plans, specifications, reports,
analyses, or orders, or
in any manner participate
in any engineering practice,
judgment, or decisions which,
when measured by generally
accepted engineering standards
or procedures, is reasonably
likely to result in any
utility, structure, building, machine,
equipment, process, product, device,
work, or project endangering
the property, lives, safety,
health, or welfare of
the general public.
This agency hereby certifies that the rule as adopted has
been reviewed by legal counsel and found to be a valid exercise
of the agency's legal authority.
Issued in Austin, Texas, on August 5, 1991.
TRD-9109359
Charles E. Nemir, P.E.
Executive Director
Texas State Board of Registration for Professional Engineers
Effective date: August 27, 1991
Proposal publication date: June 25, 1991
For further information, please call: (512) 440-7723
Complaints
22 TAC sec.131.171
The Texas State Board of Registration for Professional Engineers
adopts an amendment to sec.131.171, concerning complaints,
without changes to the proposed text as published in the June
25, 1991, issue of the Texas Register
(16 TexReg 3393).
The amendment was necessary to clarify that the board is not
responsible for proving the basis of a complaint when there is
no proof or probable cause to rely upon and accept as a bona
fide complaint.
The board will not respond to nor will it be responsible for
proving the basis of a complaint made against a registrant which
cannot be substantiated by sufficient evidence.
No comments were received regarding adoption of the amendment.
The amendment is adopted under Texas Civil Statutes, Article
3271a, sec.8(a), which provide the board with the authority
to make and enforce all rules and regulations necessary for the
performance of its duties.
This agency hereby certifies that the rule as adopted has
been reviewed by legal counsel and found to be a valid exercise
of the agency's legal authority.
Issued in Austin, Texas, on August 6, 1991.
TRD-9109360
Fred Herber, P.E.
Deputy Executive Director
Texas State Board of Registration for Professional Engineers
Effective date: August 27, 1991
Proposal publication date: June 25, 1991
For further information, please call: (512) 440-7723
Hearings-Contested Cases
22 TAC sec.131.224
The Texas State Board of Registration for Professional Engineers
adopts an amendment to sec.131.224, concerning show cause orders
and complaints, without changes to the proposed text as published
in the May 17, 1991, issue of the Texas Register
(16 TexReg 2699).
The amendment was necessary to provide a clearer understanding
of the due process procedures available to an applicant in accordance
with Texas Civil Statutes, Article 6252-13a.
When an application for initial registration is proposed for
rejection because of a prior criminal conviction, the board will
notify the applicant by personal service or registered or certified
mail of the facts relative to the proposed ineligibility for
registration and the applicant will be given an opportunity to
show compliance with all requirements of the law for registration
as a professional engineer in accordance with Texas Civil Statutes,
Article 6252-13a, sec.18.
No comments were received regarding adoption of the amendment.
The amendment is adopted under Texas Civil Statutes, Article
3271a, sec.8(a), which provide the board with the authority
to make and enforce all rules and regulations necessary for the
performance of its duties.
This agency hereby certifies that the rule as adopted has
been reviewed by legal counsel and found to be a valid exercise
of the agency's legal authority.
Issued in Austin, Texas, on August 6, 1991.
TRD-9109361
Fred Herber, P.E.
Deputy Executive Director
Texas State Board of Registration for Professional Engineers
Effective date: August 27, 1991
Proposal publication date: May 17, 1991
For further information, please call: (512) 440-7723
TITLE 28. INSURANCE
Part I. State Board of Insurance
Chapter 3. Life, Accident, and Health Insurance and Annuities
Subchapter HH. Standards for Reasonable Cost Control and Utilization
Review for Chemical Dependency Treatment Centers
28 TAC sec.sec.3.8001-3.8022
The State Board of Insurance adopts new sec.sec.3.8001-3.8022.
Sections 3. 8001-3.8005 and 3.8007-3.8022 are adopted with changes
to the proposed text as published in the March 15, 1991, issue
of the Texas Register
(16 TexReg 1536). Section
3.8006 is adopted without
changes and will not
be republished.
Sections 3.8001-3.8022, concern standards for the reasonable
control of costs necessary for the treatment of chemical dependency.
The new sections are adopted as new Subchapter HH of Chapter
3, concerning life, accident, and health insurance and annuities.
The new sections are necessary to implement the legislative directive
in the Insurance Code, Article 3.51-9, that the State Board of
Insurance adopt by rule standards for the reasonable control
of costs necessary for inpatient and outpatient treatment of
chemical dependency. This adoption includes many changes. For
clarification and partially in response to comments, the board
has added a definition of partial hospitalization, substituted
a definition of treatment provider for the definition of provider,
and substituted a definition of chemical dependency counselor
for the definition of certified alcoholism and drug abuse counselor
in sec.3.8001; and the board has modified or eliminated definitions
of adolescent, child, qualified credentialed professional, and
utilization review. Throughout the subchapter, the board has
modified references to these terms, and has also made other clarifications
partially in response to comments. These clarifications include
modification of use of terms referring to adults, benefits, circumstances,
conditions, coverage, insurers, payors, providers, and treatment.
The adoption includes the addition to sec.3.8002 of subsections
concerning the reporting of misuse or abuse of standards in the
subchapter, the confidentiality of medical records, and severability.
The board has changed sec.3.8003 to include references to the
Insurance Code, Article 21.58A, recently enacted by the state
legislature concerning health care utilization review. In response
to comments, the board has changed sec.3.8004, and sec.3.8005
to refer to review and approval by the admitting or attending
physician and has deleted proposed sec.3.8005(d) concerning
liability of payor or patient for payment in the event documentation
does not support information provided telephonically. In response
to comments, the board has also deleted sec.3.8005(f) and has
modified language in sec.3.8005(b) concerning utilization review
by a qualified credentialed professional. For clarification,
the board has changed sec.sec.3.8007-3.8014 to include specific
references to inpatient (hospital or 24-hour residential) treatment
for detoxification and rehabilitation/treatment services. The
board has changed sec.3. 8019(a) and sec.3.8022 to clarify
the recommended length of stay for an intensive outpatient
rehabilitation/treatment
service.
New sec.3.8001 defines the terms "abusable glue or aerosol
paint," "adolescent, " "advanced clinical practitioner," "aerosol
paint," "certified social worker," "chemical dependency," "chemical
sependency counselor" "chemical dependency treatment center,"
"controlled substance," "facility," "glue," "licensed professional
counselor," "licensed vocational nurse," "partial hospitalization,"
"payor," "physician," "program," "psychiatrist," "psychologist,"
"qualified credentialed professional," "toxic inhalant," "treatment
provider," "utilization review," and "volatile chemical." New
sec.3.8002 contains a statement of purpose for these new sections,
and includes general provisions on severability, confidentiality
of medical records, and other subjects. New sec.3.8003 sets
out circumstances under which the formulated standards and corresponding
criteria are to be used and the limits of such use. Section 3.8003
includes references to the Insurance Code, Article 21.58A, recently
enacted by the state legislature concerning health care utilization
review. New sec.3.8004 provides for physician admission and
monitoring. New sec.3.8005 provides for utilization review
of chemical dependency treatment plans. New sec.3.8006 encourages
parties with disputes about chemical dependency treatment decisions
to resolve them expeditiously. New sec.3.8007 provides admission
criteria for inpatient (hospital or 24-hour residential) admission
detoxification services. New sec.3.8008 provides continued
stay criteria for inpatient (hospital or 24-hour residential)
detoxification services. New sec.3.8009 provides the discharge
criteria for inpatient detoxification services. New sec.3.8010
provides for recommended length of stay for inpatient detoxification
services. New sec.3.8011 provides the admission criteria for
inpatient rehabilitation/treatment (hospital or 24-hour residential)
services. New sec.3.8012 provides continued stay criteria for
inpatient rehabilitation/treatment (hospital or 24-hour residential)
services. New sec.3.8013 provides discharge criteria for inpatient
rehabilitation/treatment services. New sec.3.8014 provides
recommended length of stay for inpatient rehabilitation/treatment
services. New sec.3.8015 provides admission criteria for partial
hospitalization services. New sec.3.8016 provides continued
stay criteria for partial hospitalization services. New sec.3.8017
provides discharge criteria for partial hospitalization services.
New sec.3.8018 provides recommended length of stay for partial
hospitalization services. New sec.3.8019 provides admission
criteria for intensive outpatient rehabilitation/treatment service.
New sec.3. 8020 provides continued stay criteria for intensive
outpatient rehabilitation/treatment service. New sec.3.8021
provides discharge criteria for intensive outpatient rehabilitation/treatment
service. New sec.3.8022 provides recommended length of stay
for intensive outpatient rehabilitation/treatment service.
Commenting for the new sections were the Abilene Council on
Alcohol and Drug Abuse, Inc., the Amarillo Council on Alcoholism
and Drug Abuse, the Greater Austin Council on Alcoholism and
Drug Abuse, Inc., the Hunt County Council on Alcohol and Drug
Abuse, the San Angelo Council on Alcohol & Drug Abuse, the Tarrant
Council on Alcoholism & Drug Abuse, the Texas Chemical Dependency
Association, Inc., and the Texas Medical Association. Objecting
against the sections as proposed were Blue Cross and Blue Shield
of Texas, Inc., Corphealth, Inc., Greater Amarillo Health Plan,
Frances Hamm, the Health Insurance Association of America, Robert
Hughes, the Kaiser Foundation Health Plan of Texas, Noll Lane,
Metropolitan Life Insurance Company, PCA Health Plans of Texas,
Inc., Prudential's health care or managed healthcare organization
in the state of Texas and in the region in Southwest group operations,
U.S. Behavioral Health, the Teen & Family Counseling Center of
Austin, the Texas Department of Mental Health and Mental Retardation,
the Texas Health Maintenance Organization Association, and the
Travelers Health Network, Inc.
Some commenters urged that these sections should provide for
treatment at the lowest level of care. The commenters argued
that any care above the lowest level for adequate treatment of
the patient does not implement cost control under the Insurance
Code, Article 3.51-9, sec.2A, and that any reference to criteria
for care should clearly be labeled as model criteria and not
mandatory criteria. The board notes that Article 3.51-9, sec.2A,
refers to standards for the reasonable control of costs necessary
for impatient and outpatient treatment of chemical dependency,
including guidelines for treatment periods, refers to standards
applicable to the provisions of all services for treatment of
chemical dependency, and refers to standards for appropriate
utilization review of treatment as well as necessary extensions
of treatment. The board notes that sec.2A also refers to benefits
for the necessary care and treatment of chemical dependency that
are not less favorable than for physical illness generally, subject
to the same durational limits, dollar limits, deductibles, and
coinsurance factors. The board notes that cost containment does
not occur in a vacuum, but within a framework of necessary care
and treatment and review thereof. Commenters noted that sec.3.8005(f)
is largely redundant because much of the same language appears
in the definition of qualified credentialed professional. In
response, the board has deleted sec.3.8005(f). One commenter
asked for a definition of partial hospitalization and, in response
the board has added such a definition. One commenter also noted
that the physician who reviews and approves the need for admission
is often the attending physician in charge of continued care.
In response, the board has modified sec.3.8004 and sec.3.8005
to refer to review and approval by the admitting or attending
physician. Some commenters complained that criteria in sec.3.8003
are inappropriate and overly restrictive both to the payor and
to the provider. The board notes that sec.3.8003 specifically
states that standards and corresponding criteria are not in any
way or manner to be construed to establish absolute minimum or
maximum periods for treatment or to establish standards of clinical
care or appropriate clinical practice. A commenter noted the
absence of reference to Axes IV and V of DSM-111R. The board
noted the absence of any recommendation by the commenter for
insertion of specific language into this subchapter. The commenter
suggested that any qualified credentialed professional should
be allowed to deny care, to discharge from treatment, or to change
the level of treatment. The board responded that provision for
review by a physician emphasizes that denial, reduction, or termination
of care should be based on a through review. The commenter urged
that use of physicians should be restricted to board eligible
or certified psychiatrists or state licensed physicians who are
certified in addictive disease medicine by the American Medical
Society of Addictive Medicine. The board notes the qualification
of physicians in general to provide necessary care and treatment
for diseases and conditions. Commenters argued that this subchapter
concerning chemical dependency should not apply to health maintenance
organizations or should more explicitly recognize that health
maintenance organizations directly provide services, while insurers
reimburse for services. The board responds that, the provisions
of this subchapter should apply necessary standards to health
maintenance organizations without restricting the ability of
health maintenance organizations to provide responsible care
for chemical dependency. Commenters requested a delay in effectuation
of the subchapter so that the legislature, state administrative
agencies, and affected parties could adequately prepare for implementation.
The board responds that care for chemical dependency is too important
a subject for undue delay. Another commenter objected against
restrictions on utilization review, but offered no reason for
the objection. The commenter also argued that the conditions
listed as indicative of major psychiatric illness will apply
to virtually all persons with chemical dependency problems. The
board notes that the conditions are to be guaged by the severity
of neurological and psychological symptoms. The commenter contended
that abnormal laboratory findings sufficient to establish eligibility
for continued stay for inpatient detoxification services should
document medical instability and be related to the chemical dependency.
In response, the board has changed sec.3.8008(a)(1)(A)(iii)
to refer to findings related to chemical dependency. The commenter
wanted sec.3.8008 (a)(3)(A) to provide that to be a basis for
inpatient services a psychiatric condition should require inpatient
treatment. The board rejected such phrasing as tautological,
the commenter wanted an understanding on nature and length of
treatment as a precondition to admission for residential rehabilitation.
The board deemed treatment and discharge as inappropriate topics
in sec.3.8011(2)(B) concerning admission. The commenter contended
that residential rehabilitation on the basis of logistic impairments
under sec.3.8011(2)(B)(v) may be appropriate only for initial
treatment and may interfere with involvement of co-dependents.
The board notes that admission to residential rehabilitation
does not preclude subsequent modification of rehabilitation.
The commenter wanted motivation as a criterion for admission
to residential rehabilitation. The board notes that sec.3.8011(2)(c)
(ii) addresses the mental state of the patient. The commenter
wanted individualization of goals and contracts, and acceptance
by the patient, as preconditions for admission to residential
rehabilitation. The board notes that sec.3.8011(2)(C)(iii)(II)
already requires goals or contracts in place to help the patient.
The commenter urged that admission to residential rehabilitation
should depend on the absence of better treatment at a less intensive
level. The board notes that sec.3.8011(2)(D)(i) addresses standards
for admission, not standards for choices among alternative treatments.
Concerning a condition for continuing inpatient rehabilitation,
the commenter urged reference to an event serious enough to interrupt
rehabilitation within a rehabilitation center. The board deems
the adopted language definitive enough to express the intent
of sec.3. 8012(a)(2)(A). The commenter suggests that a condition
for continuing inpatient rehabilitation should refer to anticipation
of transfer within 24 hours. The board responds that reference
to immediate transfer emphasizes transfer within less than 24
hours, if appropriate. Many commenters objected to definitions
of adolescent and of child. In response, the board has removed
the definition of child and modified the definition of adolescent.
One commenter complained of ambiguous usage of such terms as
coverage, insurer, and payor. In response, the board has modified
the use of some terms in provisions throughout the subchapter.
One commenter wanted use of the term "medical" in the definition
of utilization review and in sec.3.8003 concerning standards
and corresponding criteria. The board notes that the Insurance
Code, Article 3.51-9, sec.2A, refers to benefits for the necessary
care and treatment of chemical dependency, to reasonable control
of costs necessary for inpatient and outpatient treatment of
chemical dependency, and to appropriate utilization review of
treatment. The commenter also objected that this subchapter unduly
restricts a professional's clinical judgment. The board notes
that sec.3.8003 does provide that recommended lengths of stay
are not intended to, nor are they in any way or manner to be
construed to, establish absolute minimum or maximum periods for
treatment. Another commenter objected to references to common
symptoms as severe. The board notes that severity is a basis
for necessary care, not a comparison with other patients. Commenters
questioned the reference in sec.3.8008(a)(1)(C) to a drug sufficiently
clearing a patient's system. The board notes that the reference
includes a reference to a physician's judgment. Commenters urged
greater flexibility and greater consideration for success of
outpatient treatment and they criticized criteria for inpatient
detoxification services and for inpatient treatment in sec.
s3.8007(2)(A) and (C), 3.8008(a)(1) and (3), 3.8010, 3.8011(2),
3.8012(a)(1), 3.8013, and 3.8014; for partial hospitalization
in sec.3.8015(2)(A) ,(C), and (D) and sec.3.8018; and for
intensive outpatient rehabilitation or treatment in sec.3.8019(a)
and (b) and sec.3.8022. The board responds that these sections
attempt to provide for cost control in the context of effective
care and of professional evaluation of care. One commenter complained
that procedures for utilization review allow disagreements to
detract from effective patient care and management. The board
responds that the provisions of these sections should allow patients
to receive effective care without undue restrictions on the efforts
of providers and to contain costs and thus to increase the availability
of effective care. The commenter also complained of the lack
of guidance on granting exceptions to limits. The board notes
that the commenter offered no suggestion for standards on granting
exceptions. The commenter complained that partial hospitalization
is too excellent a method of care to be limited to cases when
outpatient treatment is not practical. The board responds that
the sections attempt to provide for cost control, for effective
care, and for professional evaluating of care. The commenter
urged that supportive outpatient services are essential to the
full recovery of persons with chemical dependency problems and
can be very cost efficient and effective. The board notes that
the commenter offered no language concerning coverage for supportive
outpatient services. Another commenter objected against restrictions
on utilization review, but offered no reason for the objection.
The commenter also argued that the conditions listed as indicative
of major psychiatric illness will apply to virtually all persons
with chemical dependency problems. The board notes that the conditions
are to be guaged by the severity of neurological and psychological
symptoms. The commenter contended that abnormal laboratory findings
sufficient to establish eligibility for continued stay for inpatient
detoxification services should document medical instability and
be related to the chemical dependency. In response, the board
has changed sec.3.8008(a)(1)(A) (iii) to refer to findings
related to chemical dependency. The commenter wanted sec.3.8008(a)(3)(A)
to provide that to be a basis for inpatient services a psychiatric
condition should require inpatient treatment. The board rejected
such phrasing as tautological. The commenter wanted an understanding
on nature and length of treatment as a precondition to admission
for residential rehabilitation. The board deemed treatment and
discharge as inappropriate topics in sec.3.8011(2)(B) concerning
admission. The commenter contended that residential rehabilitation
on the basis of logistic impairments under sec.3. 8011(2)(B)(v)
may be appropriate only for initial treatment and may interfere
with involvement of co-dependents. The board notes that admission
to residential rehabilitation does not preclude subsequent modification
of rehabilitation. The commenter wanted motivation as a criterion
for admission to residential rehabilitation. The board notes
that sec.3.8011(2)(c)(ii) addresses the mental state of the
patient. The commenter wanted individualization of goals and
contracts, and acceptance by the patient, as preconditions for
admission to residential rehabilitation. The board notes that
sec.3.8011(2)(C)(iii)(II) already requires goals or contracts
in place to help the patient. The commenter urged that admission
to residential rehabilitation depend on the absence of better
treatment at a less intensive level. The board notes that
s3.8011(2)(D) (i) addresses standards for admission, not standards
for choices among alternative treatments. The commenter urged
reference to an event serious enough to interrupt rehabilitation
within a rehabilitation center concerning a condition for continuing
inpatient rehabilitation. The board deems the proposed language
definitive enough to express the intent of sec.3.8012(a)(2)(A).
The commenter suggests that a condition for continuing inpatient
rehabilitation should refer to anticipation of transfer within
24 hours. The board responds that reference to immediate transfer
emphasizes transfer within less than 24 hours, if appropriate.
The new sections are adopted under the Insurance Code, Article
1.04, which authorizes the State Board of Insurance to determine
rules in accordance with the laws of this state; under the Insurance
Code, Article 3.51-9, sec.2A, which authorizes and requires
the board to adopt rules with standards for the reasonable control
of costs necessary for treatment of chemical dependency; and
under Texas Civil Statutes, Article 6252-13a, sec.4 and
s5, which authorize and require each state administrative agency
to adopt rules of practice setting forth the nature and requirements
of available procedures, and which prescribe the procedure for
the adoption of rules by any state administrative agency.
sec.3.8001. Definitions.
The following words and
terms, when used in this
subchapter, shall have the
following meanings, unless the
context clearly indicates otherwise.
Abusable glue
or aerosol paint-Glue or
aerosol paint that is:
(A) packaged in a container holding a pint or less by
volume or less than two pounds by weight; and
(B) labeled in accordance with the labeling requirements
concerning precautions against inhalation established under the
Federal Hazardous Substances Act (15 United States Code sec.1261,
et seq), and under regulations adopted under that Act.
Adolescent-A person
who is 17 years of
age or younger.
Advanced clinical
practitioner-An individual certified
as an advanced clinical
practitioner by the Texas
Department of Human Services.
Aerosol paint-An
aerosol paint product, including
a clear or pigmented
lacquer or finish.
Certified social
worker-An individual who is
certified as a certified
social worker by the
Texas Department of Human
Services.
Chemical dependency
-The abuse of, or the
psychological or physical dependence
on, or the addiction
to, alcohol or a controlled
substance.
Chemical dependency
counselor-A person who is
certified by the Texas
Certification Board for Alcoholism
and Drug Abuse Counselors
(TCBADAC) or licensed by
the Texas Commission on
Alcohol and Drug Abuse.
Chemical dependency
treatment center-A facility
which provides a program
for the treatment of
chemical dependency pursuant to
a written treatment plan
approved and monitored by
a physician and which
facility is also:
(A) affiliated with a hospital under a contractual agreement
with an established system for patient referral; or
(B) accredited as such a facility by the Joint Commission
on Accreditation of Hospitals; or
(C) licensed as a chemical dependency treatment program
by the Texas Commission on Alcohol and Drug Abuse; or
(D) licensed, certified, or approved as a chemical dependency
treatment program or center by any other state agency having
legal authority to so license, certify, or approve.
Controlled substance
-A toxic inhalant, or a
substance designated as a
controlled substance in the
Texas Controlled Substances Act
(the Health and Safety
Code, sec.481.002(5)).
Facility-An individual
program, entity, organization,
or other provider of
chemical dependency treatment services.
Glue-An adhesive
substance intended to be
used to join two surfaces.
Licensed professional
counselor-An individual licensed
as a professional counselor
by the Texas State Board
of Examiners of Professional
Counselors.
Licensed vocational
nurse-A nurse licensed by
the Texas State Board
of Vocational Nurse Examiners.
Partial hospitalization
-The provision of treatment
for chemical dependency for
persons who require care
or support or both in
a hospital or chemical
dependency treatment center but
who do not require 24-hour
supervision.
Payor-Any insurer,
any nonprofit hospital, and
medical service plan corporation
subject to the Insurance
Code, Chapter 20, any
health maintenance organization
providing group health coverage,
and any employer, trustee,
or other self-funded or
self-insured plan or arrangement
transacting health insurance or
providing other health coverage
or services in this state
but excluding any employer,
trustee, or any other
self-funded or self-insured plan
or arrangement with 250
or fewer employees or
members, or any individual
insurance policies regardless of
the method of solicitation
or sale, or any individual
health maintenance organization
policies, or any health
insurance policies that only
provide cash indemnity for
hospital or other confinement
benefits, or supplemental or
limited benefit coverage, or
coverage for specified diseases
or accidents, or disability
income coverage, or any
combination thereof.
Physician-An individual
who is licensed by the
Texas State Board of
Medical Examiners.
Program-A particular
type or level of service
that is organizationally distinct
within a facility.
Psychiatrist-An individual
who is licensed in the
State of Texas to practice
psychiatry, who is eligible
for, or has received,
board certification, and who
has hospital affiliation and
experience in appropriate use
of psychotropic drugs.
Psychologist-An individual
licensed as a psychologist
by the Texas State Board
of Examiners of Psychologists.
Qualified credentialed
professional-An individual:
(A) who is a chemical dependency counselor, or who is
certified, licensed, or registered by the State of Texas as a
cxertified social worker, advanced clinical practitioner, licensed
professional counselor, physician, psychologist, physician assistant,
advanced nurse practitioner, registered nurse, or licensed vocational
nurse; or
(B) who is employed outside the State of Texas and licensed,
certified, or registered in a profession corresponding to those
described in subparagraph (A) of this definition.
Toxic inhalant
-A volatile chemical under
this section or under
the Health and Safety
Code, sec.484.002, or abusable
glue or aerosol paint
under this section or
under the Health and
Safety Code, sec.485.001.
Treatment provider
-Any "chemical dependency treatment
center" as defined in
this section or in the
Insurance Code, Article 3.51-9,
sec.2A, and also any
certified or licensed practitioner
or facility licensed to
provide treatment for chemical
dependency.
Utilization review
-A system for prospective
or concurrent review of
the appropriateness of health
care services being provided
or proposed to be provided
in this state.
Volatile chemical
-A chemical or an isomer
of a chemical listed
in subparagraphs (A)-(X) of
this definition, as follows:
(A) acetone;
(B) aliphatic hydrocarbons;
(C) amyl nitrite;
(D) butyl nitrite;
(E) carbon tetrachloride;
(F) chlorinated hydrocarbons;
(G) chlorofluorocarbons;
(H) chloroform;
(I) cyclohexanone;
(J) diethyl ether;
(K) ethyl acetate;
(L) glycol ether inter solvent;
(M) glycol ether solvent;
(N) hexane;
(O) ketone solvent;
(P) methanol;
(Q) methyl cellosolve acetate;
(R) methyl ethyl ketone;
(S) methyl isobutyl ketone;
(T) petroleum distillate;
(U) toluene;
(V) trichloroethane;
(W) trichloroethylene; and
(X) xylol or xylene.
sec.3.8002. Purpose and
General Provisions.
(a) Purpose. The purpose of this subchapter is to provide:
(1) standards for use by payors and chemical dependency
treatment providers for the reasonable control of costs necessary
for inpatient and outpatient treatment of chemical dependency;
and
(2) standards for appropriate utilization review and
necessary extension of treatment.
(b) Applicability of this subchapter to control of costs.
To reasonably control the costs of inpatient and outpatient treatment
of chemical dependency, benefits for each individual should be
provided for the appropriate level in accordance with the provisions
of this subchapter.
(c) Reporting of misuse or abuse of standards. Misuse
or abuse of the standards in this subchapter by qualified credentialed
professionals shall be reported to the appropriate credentialing
entity. Misuse or abuse of these standards by payors shall be
reported to the State Board of Insurance and the Texas Commission
on Alcohol and Drug Abuse. Misuse of these standards by treatment
providers shall be reported to the Texas Commission on Alcohol
and Drug Abuse and the State Board of Insurance.
(d) Confidentiality of medical records. Payors and providers
shall preserve the confidentiality of individual medical records
to the extent required by law.
(e) Severability. If any provision of the sections in
this subchapter or its application to any person or circumstance
is held to be invalid, such invalidity shall not affect other
provisions or applications of sections which can be given effect
without the invalid provisions, and to this end, the provisions
of each section are declared to be severable.
sec.3.8003. Criteria.
In all chemical dependency
treatment utilization review decisions
respecting coverage providing benefits
for necessary care and
treatment, each payor and
treatment provider shall use
the standards and corresponding
criteria in this subchapter;
on and after June 1,
1992, utilization review decisions
shall comply with all
applicable requirements of the
Insurance Code, Article 21.58A.
These decisions include admission
to treatment, the appropriate
level of chemical dependency
treatment, continuing treatment,
transferring to different levels
of treatment, or discharge
from treatment. Each payor
and treatment provider shall
also use this set of
standards and corresponding criteria
to guide decisions concerning
reasonable periods of treatment
at particular levels of
treatment in a chemical
dependency treatment center, as
defined in sec.3.8001 of
this title (relating to
Definitions) or in the
Insurance Code, Article 3.51-9.
These standards and corresponding
criteria define the conditions
under which benefits shall
be provided for the necessary
care and treatment of
chemical dependency. These standards
and corresponding criteria are
not intended to, nor
are they in any way
or manner to be construed
to, establish standards of
clinical care or appropriate
clinical practice. The standards
and corresponding criteria set
forth in this subchapter
include recommended lengths of
stay for treatment. These
recommended lengths of stay
are not intended to,
nor are they in any
way or manner to be
construed to, establish absolute
minimum or maximum periods
for treatment. Initial and
continued eligibility for treatment
is to be predicated on
the patient meeting the
standards and corresponding criteria
set forth in this subchapter.
Disputes resulting from utilization
review decisions respecting necessary
care and treatment shall
be settled on the basis
of the criteria in this
subchapter; additionally, on and
after June 1, 1992, disputes
resulting from utilization review
decisions respecting necessary
care and treatment shall
be settled in accordance
with applicable requirements of
the Insurance Code, Article
21.58A.
sec.3.8004. Physician Admission
and Monitoring. The admitting
or attending physician shall
review and approve in
writing within 24 hours
each admission to an
inpatient hospital, 24-hour residential
chemical dependency treatment center,
or partial hospitalization program.
Physician review and approval
shall include determination of
the appropriate diagnosis and
application of the standards
and corresponding criteria as
set out in this subchapter
to determine the appropriate
level of treatment. A
physician assessment shall occur
prior to any change in
the level of treatment
or discharge from treatment.
sec.3.8005. Utilization Review.
(a) Treatment providers shall provide for utilization
review in accordance with the provisions of this subchapter.
Each payor shall provide for utilization review prior to admission
and/or within one working day of notification by the treatment
provider in accordance with the provisions of this subchapter
in order to reserve the right to contest or deny claims based
on the medical necessity or appropriateness of treatment, including
level of care. Both payor and treatment provider shall make available
a physician to discuss the appropriateness of treatment, including
levels of care, should this become necessary.
(b) Within one working day of the time an individual
is admitted or transferred to any level of treatment, the treatment
provider's qualified credentialed professional shall initiate
utilization review and provide to the payor the diagnosis and
the level of treatment. Within one working day of the receipt
of the information required by these rules, the payor's qualified
credentialed professional shall provide to the treatment provider
an initial utilization review decision. A review shall be conducted
by a physician on any determination not to certify treatment,
the results of which shall be in writing and shall specify the
reasons for denial, and that physician should be reasonably available
to telephonically discuss that determination with the admitting
or attending physician.
(c) Since utilization review as proposed in these standards
must be accomplished in a timely manner, information provided
telephonically must be supported by documentation in the patient
record and available on request for review.
(d) At least one working day prior to the expiration
of the initial treatment period, follow-up utilization review
will be initiated by the treatment provider's qualified credentialed
professional to determine if the patient should be moved to another
level of treatment or continued for extended treatment. Within
one working day of the receipt of the information required by
this provision, the payor's qualified credentialed professional
shall provide to the treatment provider a follow-up utilization
review decision. A review shall be conducted by a physician on
any determination not to certify treatment, the results of which
shall be in writing and shall specify the reasons for denial,
and that physician should be reasonably available to telephonically
discuss that determination with the admitting or attending physician.
Follow-up utilization review shall be based on the standards
and corresponding criteria as set out in this subchapter. The
provider and/or patient must show, and document if so requested,
specific facts to justify continued or extended care. The payor
must show, and document if so requested, specific reasons for
denial of coverage for continued or extended care, or its recommended
level of care. The treatment provider shall initiate and begin
documentation of discharge planning within five days after admission
to the program, in order that a transfer, if necessary, or discharge
can be accomplished in a timely fashion and as clinically appropriate.
If it is determined at any time that continued treatment is necessary
but at a different level, a reasonable number of days to provide
for a transfer that is clinically appropriate shall be allowed,
provided said discharge planning, as set out in this subsection,
has occurred.
sec.3.8007. Admission Criteria
for Inpatient (Hospital or
24-hour Residential) Detoxification
Services. An individual
is considered eligible for
inpatient (hospital or 24-hour
residential) admission for detoxification
services when the individual
meets the conditions of
paragraphs (1)(2) of this
section.
(1) Diagnosis. The diagnosis must meet the criteria for
the definition of chemical dependence, as detailed in either
the most current revision of the international classification
of diseases, or the most current revision of the diagnostic and
statistical manual for professional practitioners.
(2) Other factors for admission to inpatient (hospital
or 24-hour residential) treatment for detoxification. Once the
diagnostic criteria for chemical dependency have been met, the
conditions of at least one subparagraph out of subparagraphs
(A)-(C) of this paragraph must also be met. Determination of
whether treatment should be provided for an individual patient
in a hospital or in an other-treatment-center-based program shall
depend on the category or categories of dysfunction explained
in subparagraphs (A)-(C) of this paragraph.
(A) Category 1: chemical substance withdrawal. The individual
must meet the conditions in one of the clauses (i)-(vi) of this
subparagraph, as follows:
(i) impaired neurological
functions as evidenced by:
(I) extreme depression (e.g., suicidal); and/or
(II) altered mental state with or without delirium as
manifested by:
(-a-) disorientation to self;
(-b-) alcoholic hallucinosis;
(-c-) toxic psychosis;
(-d-) altered level of consciousness, as manifested by
clinically significant obtundation, stupor, or coma; and/or
(III) history of recent seizures or past history of seizures
on withdrawal; and/or
(IV) presence of any presumed new asymmetric and/or focal
findings (i. e., limb weakness, clonus, spasticity, unequal pupils,
facial asymmetry, eye ocular movement paresis, papilledema, or
localized cerebellar dysfunction, as reflected in asymmetrical
limb incoordination);
(ii) unstable vital signs
combined with a history
of past acute withdrawal
syndromes, that are interpreted
by a physician to be
indication of acute alcohol/drug
withdrawal;
(iii) evidence of coexisting
serious injury or systemic
illness, newly discovered or
progressive;
(iv) clinical condition
(e. g., agitation, intoxication,
or confusion) which prevents
satisfactory assessment of items
cited in clauses (i)-(iii)
of this subparagraph, indicating
placement in an inpatient
service may be justified;
(v) neuropsychiatric changes
of a severity and nature
that place the patient
at imminent risk of harming
self or others (e. g.,
Pathological Intoxication or Alcohol
Idiosyncratic Intoxication, etc.);
(vi) serious disulfiram-alcohol
(antabuse) reaction with hypothermia,
chest pains arrhythmia, or
hypotension.
(B) Category 2: medical complications. The individual
must present a documented condition or disorder which, in combination
with alcohol and/or drug use, presents a physician-determined
health risk (e. g., G.I. bleeding; gastritis; anemia, severe;
diabetes mellitus, uncontrolled; hepatitis; malnutrition; cardiac
disease, hypertension, etc.).
(C) Category 3: major psychiatric illness. The individual
must meet the conditions of at least one clause out of clauses
(i)-(v) of this subparagraph, as follows:
(i) a documented DSM
III-R AXIS I condition
or disorder which, in
combination with alcohol and/or
drug use, compounds a
preexisting or concurrent emotional
or behavioral disorder and
presents a major risk
to the individual;
(ii) severe neurological
and psychological symptoms: (e.
g., anguish; mood fluctuations;
overreactions to stress, lowered
stress tolerance; impaired ability
to concentrate; limited attention
span; high level of distractibility;
extreme negative emotions; extreme
anxiety);
(iii) danger to others
and/or homicidal;
(iv) uncontrolled behavior
endangering self or others,
or documented neuropsychiatric
changes of a severity
and nature that place
the individual at imminent
risk of harming self
or others;
(v) mental confusion and/or
fluctuating orientation;
sec.3.8008. Continued Stay
Criteria for Inpatient (Hospital
or 24-Hour Residential) Detoxification
Services.
(a) Eligibility for continued stay for inpatient (hospital
or 24-hour residential) detoxification services shall be based
on the patient meeting at least one of the criteria in paragraphs
(1)-(3) of this subsection.
(1) Chemical substance withdrawal complication. The patient
must meet the criteria in one of the subparagraphs (A)-(C) of
this paragraph, as follows:
(A) incomplete medically stable withdrawal from alcohol/drugs,
as evidenced by documentation of:
(i) unstable vital signs;
(ii) continued disorientation;
(iii) abnormal laboratory
findings related to chemical
dependency;
(B) continued cognitive deficit related to withdrawal
with the deficit affecting the patient's ability to recognize
alcohol/drug use as a problem; or
(C) laboratory finding which, in the judgment of a physician,
indicate that a drug has not sufficiently cleared the patient's
system.
(2) Major medical complications. Documentation must indicate
that a medical condition or disorder (e. g., diabetes mellitus,
uncontrolled) continues to present a health risk and is actively
being treated.
(3) Major psychiatric complication. The patient must
meet the criteria in subparagraph (A) or (B) of this paragraph,
as follows:
(A) documentation that a DSM III-R AXIS I psychiatric
condition or disorder, which, in combination with alcohol/drug
use, continues to present a major health risk, is actively being
treated; or
(B) documentation that severe neurological and/or psychological
symptoms have not been satisfactorily reduced but are actively
being treated.
(b) The criteria in subsection (a)(1)-(3) of this section
shall be considered in determining utilization review points
referred to in sec.3.8010 of this title (relating to Recommended
Length of Stay for Inpatient-Hospital or 24-Hour Residential
-Detoxification Services).
sec.3.8009. Discharge Criteria
for Inpatient (Hospital or
24-Hour Residential) Detoxification
Services. The patient is
no longer considered eligible
for inpatient (hospital or
24-hour residential) detoxification
services when the patient
fails to meet the criteria
for continued stay care
for inpatient (hospital or
24-hour residential) detoxification,
as addressed in sec.3.
8008 of this title (relating
to Continued Stay Criteria
for Inpatient-Hospital or
24-Hour Residential-Detoxification Services).
sec.3.8010. Recommended Length
of Stay for Inpatient
(Hospital or 24-Hour Residential)
Detoxification Services. The
recommended stay period for
inpatient (hospital or 24-hour
residential) detoxification services
is up to 14 days,
based on the inpatient
detoxification admission criteria
in sec.3.8007 of this
title (relating to Admission
Criteria for Inpatient-Hospital
or 24-Hour Residential-Detoxification
Services), with utilization review
stay criteria in sec.3.8008
of this title (relating
to Continued Stay Criteria
for Inpatient-Hospital or
24-Hour Residential-Detoxification Services),
and recommended treatment periods
depending on the condition
of the patient, accompanied
by the commencement of
appropriate utilization review
and discharge planning at
the time of admission.
sec.3.8011. Admission Criteria
for Inpatient Rehabilitation/Treatment
(Hospital or 24-Hour Residential)
Services. An individual
is considered eligible for
admission to a residential
rehabilitation/treatment service when
the individual meets the
required conditions of paragraphs
(1) and (2) of this
section.
(1) Diagnosis. The diagnosis must meet the criteria for
the definition of chemical dependence, as detailed in the most
current revision of the international classification of diseases,
or the most current revision of the diagnostic and statistical
manual for professional practitioners, accompanied by evidence
that some of the symptoms have persisted for at least one month
or have occurred repeatedly over a longer period of time.
(2) Other factors for admission to residential rehabilitation/treatment
services. Once the diagnostic criteria for chemical dependency
have been met, the patient must meet the conditions of each of
the subparagraphs (A)-(D) of this paragraph, in order to be eligible
for treatment provided in an adult residential rehabilitation/treatment
service program. Once the diagnostic criteria for chemical dependency
have been met, the patient must meet the conditions of each of
the subparagraphs (A)-(F) of this paragraph in order to be eligible
for treatment provided in an adolescent residential rehabilitation/treatment
service program.
(A) Category 1: medical functioning. The patient must
meet the criteria in clauses (i) and (ii) of this subparagraph.
(i) A documented medical
assessment following admission
(except in instances in
which the patient is
being referred from an
inpatient service) indicates that
the patient is medically
stable and not in acute
withdrawal.
(ii) The patient is
not bed-confined or has
no medical complications that
would hamper participation in
the residential service.
(B) Category 2: family, social, or academic dysfunction
and logistic impairments. The patient must meet the criteria
in at least one clause out of clauses (i)-(v) in this subparagraph.
(i) The patient manifests
severe social isolation or
withdrawal from social contacts.
(ii) The patient lives
in an environment (social
and interpersonal network )
in which treatment is
unlikely to succeed (e.
g., a chaotic family
dominated by interpersonal conflict
which undermines patient's efforts
to change).
(iii) Patient's family and/or
significant others are opposed
to the patient's treatment
efforts and are not willing
to participate in the
treatment process.
(iv) Family members and/or
significant other(s) living with
the patient manifest current
chemical dependence disorders,
and are likely to undermine
treatment.
(v) Logistic impairments
(e. g., distance from
treatment facility, mobility limitations,
etc.) preclude participation in
a partial hospitalization or
outpatient treatment service.
(C) Category 3. emotional/behavioral status. The patient
must meet the criteria in all three of the clauses (i)-(iii)
of this subparagraph.
(i) Patient is coherent,
rational, and oriented for
treatment.
(ii) Mental state of
the patient does not
preclude the patient's ability
to:
(I) comprehend and understand the materials presented;
and
(II) participate in rehabilitation/treatment process.
(iii) There is documentation
that:
(I) with continued treatment the patient will be able
to improve and/or internalize the patient's motivation toward
recovery within the recommended length of stay time frames (e.
g., becoming less defensive, verbalizing, and working on alcohol
and/or drug related issues, etc);
(II) interventions, treatment goals, and/or contracts
are in place to help the patient deal with or confront the blocks
to treatment (e. g., family intervention, employee counseling
confrontation, etc.).
(D) Category 4: recent chemical substance use. The patient
must meet the criteria in at least one clause out of clauses
(i) and (ii) of this subparagraph.
(i) The patient's chemical
substance use is excessive,
and the patient has attempted
to reduce or control
it, but has been unable
to do so (as long
as chemical substances are
available).
(ii) Virtually all of
the patient's daily activities
revolve around obtaining, using,
and/or recuperating from the
effects of chemical substances
and the patient requires
a secured environment to
control the patient's access
to chemical substances.
(E) Category 5: maturation level. The patient must meet
the criteria in both clauses (i) and (ii) of this subparagraph.
(i) The adolescent is
assessed as manifesting physical
maturation at least in
middle adolescent range (i.
e., post pubescent; not
growth retarded).
(ii) The history of
the adolescent reflects cognitive
development of at least
11 years of age.
(F) Category 6: developmental status. The adolescent
patient must display:
(i) documented history of
inability to function within
the expected age norms
despite normal cognitive and
physical maturation (e. g.,
refusal to interact with
family members, overt prostitution,
felony, other criminal charges,
etc.); and/or
(ii) a recent history
of moderate to severe
conduct disorder, as defined
in the Diagnostic and
Statistical Manual, or impulsive
disregard for social norms
and rights of others;
and/or
(iii) documented difficulty
in meeting developmental expectations
in a major area of
functioning (e. g., social,
academic, or psychosexual) to
an extent which interferes
with the capacity to
remain behaviorally stable.
sec.3.8012. Continued Stay
Criteria for Inpatient Rehabilitation/Treatment
(Hospital or 24-Hour Residential)
Services.
(a) Eligibility for continued stay in an inpatient rehabilitation/treatment
(hospital or 24-hour residential) program shall be based on the
patient's meeting at least one of the conditions in paragraph
(1) or (2) of this subsection.
(1) Chemical dependency rehabilitation/treatment complication.
The patient must meet the conditions in subparagraph (A) or (B)
of this paragraph.
(A) Patient recognizes or identifies with the severity
of the alcohol and/or drug problem, but demonstrates minimal
insight into the patient's defeating use of alcohol/drugs, but
documentation in the record indicates that the patient is progressing
in treatment.
(B) Patient:
(i) identifies with the
severity of the patient's
alcohol and/or drug problem
and manifests insight into
the patient's personal relationship
with mood-altering chemicals, yet
does not demonstrate behaviors
indicating that the patient
is developing problem solving
skills necessary to cope
with the problem; and
(ii) would predictably relapse
if moved to a lesser
level of care.
(2) Psychiatric or medical complications. The patient
must meet the conditions in subparagraph (A) or (B) of this paragraph.
(A) Documentation in the record indicates an intervening
medical or psychiatric event which was serious enough to interrupt
rehabilitation/treatment, but the patient is again progressing
in treatment.
(B) Documentation in the record indicates that the patient
is being held pending an immediate transfer to a psychiatric,
acute medical service or inpatient detoxification alcohol/drug
service.
(b) In determining the utilization review points discussed
in sec.3.8014 of this title (relating to Recommended Length
of Stay for Inpatient Rehabilitation/Treatment-Hospital
or 24-Hour Residential-Services), the criteria in subsection
(a) (1) and (2) of this section shall be considered.
sec.3.8013. Discharge Criteria
for Inpatient Rehabilitation/Treatment
(Hospital or 24-Hour Residential)
Services. The patient is
no longer considered eligible
for inpatient rehabilitation/treatment
(hospital or 24-hour residential)
services for any particular
episode when the patient
meets the conditions of
any one paragraph out
of paragraphs (1)-(4) of
this section.
(1) Diagnosis. The patient no longer meets the diagnostic
criteria as addressed in sec.3.8011(1) of this title (relating
to Admission Criteria for Inpatient Rehabilitation/Treatment
-Hospital or 24-Hour Residential-Services).
(2) Psychiatric illness or medical complication. The
patient must meet the conditions of subparagraph (A) or (B) of
this paragraph, as follows:
(A) documentation that a psychiatric or medical condition
should be treated in another setting; or
(B) documentation that a psychiatric or medical condition
which is interfering with alcohol/drug recovery is not being
treated.
(3) Chemical dependency rehabilitation/treatment. The
patient must meet all conditions under at least one subparagraph
out of subparagraphs (A)-(C) of this paragraph.
(A) Patient displays behaviors which demonstrate that
the patient:
(i) is medically stable;
(ii) recognizes or identifies
with the severity of
chemical substance use;
(iii) has insight into
the patient's defeating relationship
with alcohol/drugs;
(iv) is applying the
essential coping skills necessary
to maintain sobriety either
in a self-help fellowship
and/or with post-treatment supportive
care.
(B) The provider and patient have developed an individualized
aftercare plan to help the patient maintain the gains made during
active treatment.
(C) In the case of adolescents, the family or adult
significant other refuses to participate in treatment (if the
discharge plan is to return to the original setting), unless
the attending provider can document that the adolescent is making
progress toward established treatment goals and can demonstrate
that active efforts are being made to involve the family or adult
significant other in treatment.
(4) Behavioral factors. The patient must meet the conditions
under subparagraphs (A) and (B) of this paragraph.
(A) Patient is consistently uncooperative, to the degree
that no further progress is likely to occur.
(B) Greater intensity of service or transfer to another
treatment provider would not have a positive impact on the problem.
sec.3.8014. Recommended Length
of Stay for Inpatient
Rehabilitation/Treatment (Hospital or
24-Hour Residential) Services.
For adult admissions, the
recommended length of stay
is between 14 and 35
days, with utilization review
depending on the condition
of the patient, accompanied
by the commencement of
appropriate utilization review
and discharge planning at
the time of admission.
For adolescent admissions, the
recommended length of stay
is between 14 and 60
days, with utilization review
depending on the condition
of the patient, accompanied
by the commencement of
appropriate utilization review
and discharge planning at
the time of admission.
referred to in this section
shall be based on criteria
addressed in sec.3.8012 of
this title (relating to
Continued Stay Criteria for
Inpatient Rehabilitation/Treatment-Hospital
or 24-Hour Residential-Services).
sec.3.8015. Admission Criteria
for Partial Hospitalization Services.
An individual is
considered eligible for partial
hospitalization admission when
the individual meets the
conditions of paragraphs (1)
and (2) of this section.
(1) The criteria for the definition of chemical dependence
diagnosis must meet the criteria for the definition of chemical
dependence, as detailed in the most current revision of the international
classification of diseases, or the most current revision of the
diagnostic and statistical manual for professional practitioners,
accompanied by evidence that some of the symptoms have persisted
for at least one month or have occurred repeatedly over a longer
period of time.
(2) Other factors for admission to adult and/or adolescent
partial hospitalization service. The individual has met the diagnostic
criteria for chemical dependency in paragraph (1) of this section
and must meet the conditions of all four subparagraphs (A)-(D)
of this paragraph.
(A) Category 1: medical functioning. All the conditions
in clauses (i)-(iii) of this subparagraph must be met, as follows:
(i) a documented medical
assessment (except in instances
in which the patient
is being referred from
an inpatient service) which
indicates that the patient
is medically stable and
not in acute withdrawal;
and
(ii) the absence of
any medical or physical
complications that would hamper
the patient's participation in
the partial hospitalization program;
and
(iii) logistic impairments
(e. g., distance from
treatment facility, mobility limitations,
etc.) that would preclude
participation in an outpatient
treatment service.
(B) Category 2: family, social, academic dysfunction.
The individual must meet the conditions in at least one clause
out of clauses (i) and (ii) of this subparagraph.
(i) Patient's social system
and significant others are
supportive of recovery to
the extent that the patient
can adhere to a treatment
plan and treatment service
schedules without substantial risk
of reactivating the patient's
addiction.
(ii) Patient's family and/or
significant others are willing
to participate in the
Partial Hospitalization Program.
(C) Category 3: emotional/behavioral status. The individual
must meet the conditions of all three clauses of clauses (i)-(iii)
of this subparagraph.
(i) Patient is coherent,
rational, and oriented for
treatment.
(ii) Mental state of
the patient does not
preclude the patient's ability
to:
(I) comprehend and understand the materials presented;
and
(II) participate in rehabilitation/treatment process.
(iii) There is documentation
that:
(I) with continued treatment the patient will be able
to improve and/or internalize the patient's motivation toward
recovery within the recommended length of stay time frames (e.
g., becoming less defensive, verbalizing and working on alcohol
and/or drug related issues, etc.); and
(II) interventions, treatment goals, and/or contracts
are in place to help the patient deal with or confront the blocks
to treatment (e. g., family intervention, employee counseling
confrontation, etc).
(D) Category 4: recent alcohol/drug chemical substance
use. The individual must meet the conditions in at least one
clause out of clauses (i) and (ii) of this subparagraph.
(i) The patient's chemical
substance use is excessive,
and the patient has attempted
to reduce or control
it, but has been unable
to do so (as long
as chemical substances are
available).
(ii) Virtually all of
the patient's daily activities
revolve around obtaining, using,
and/or recuperating from the
effects of chemical substances.
sec.3.8016. Continued Stay
Criteria for Partial Hospitalization
Services.
(a) Eligibility for continued stay in a residential rehabilitation/treatment
program shall be based on the patient's meeting at least one
of the conditions in paragraph (1) or (2) of this subsection.
(1) Chemical dependency rehabilitation/treatment complication.
The patient must meet the conditions in subparagraph (A) or (B)
of this paragraph.
(A) Patient recognizes or identifies with the severity
of the alcohol and/or drug problem, but demonstrates minimal
insight into the patient's defeating use of alcohol/drugs, but
documentation in the record indicates that the patient is progressing
in treatment.
(B) Patient identifies with the severity of the patient's
alcohol and/or drug problem and manifests insight into the patient's
personal relationship with mood-altering chemicals, yet does
not demonstrate behaviors that indicate that the patient is developing
problem solving skills necessary to cope with the problem.
(2) Psychiatric or medical complications. The patient
must meet the conditions in subparagraph (A) or (B) of this paragraph.
(A) Documentation in the record indicates an intervening
medical or psychiatric event which was serious enough to interrupt
rehabilitation/treatment, but the patient is again progressing
in treatment.
(B) Documentation in the record indicates that the patient
is being held pending an immediate transfer to a psychiatric,
acute medical service or inpatient detoxification alcohol/drug
service.
(b) In determining utilization review points discussed
in sec.3.8018 of this title (relating to Recommended Length
of Stay for Partial Hospitalization Services), the criteria in
subsection (a)(1) and (2) of this section shall be considered.
sec.3.8017. Discharge Criteria
for Partial Hospitalization Services.
The patient is
no longer considered eligible
for partial hospitalization services
for any particular episode
when the patient meets
the conditions under any
one paragraph out of
paragraphs (1)-(4) of this
section.
(1) Diagnosis. The patient no longer meets the diagnostic
criteria as addressed in sec.3.8015(1) of this title (relating
to Admission Criteria for Partial Hospitalization Services).
(2) Psychiatric illness or medical complication. The
patient must meet the conditions under subparagraph (A) or (B)
of this paragraph, as follows:
(A) documentation that a psychiatric or medical condition
should be treated in another setting; or
(B) documentation that a psychiatric or medical condition
which is interfering with alcohol/drug recovery is not being
treated.
(3) Chemical dependency rehabilitation/treatment. The
patient must meet all conditions under at least one subparagraph
out of subparagraphs (A)-(C) of this paragraph.
(A) Patient displays behaviors which demonstrate that
the patient;
(i) is medically stable;
(ii) recognizes or identifies
with the severity of
chemical substance use;
(iii) has insight into
the patient's defeating relationship
with alcohol/drugs;
(iv) is applying the
essential coping skills necessary
to maintain sobriety either
in a self-help fellowship
and/or with post-treatment supportive
care.
(B) The provider and patient had developed an individualized
aftercare plan to help the patient maintain the gains made during
active treatment.
(C) In the case of adolescents, the family or adult significant
other refuses to participate in treatment, if the discharge plan
is to return to the original setting.
(4) Behavioral factors. The patient must meet the conditions
under subparagraphs (A) and (B) of this paragraph.
(A) Patient is consistently uncooperative, to the degree
that no further progress is likely to occur.
(B) Greater intensity of service or transfer to another
treatment provider would not have a positive impact on the problem.
sec.3.8018. Recommended Length
of Stay for Partial Hospitalization
Services. For adult admissions,
the recommended length of
stay for partial hospitalization
service is between 14
and 35 days, with utilization
periods, depending on the
condition of the patient,
accompanied by the commencement
of appropriate utilization review
and discharge planning at
the time of admission.
For adolescent admissions, the
recommend length of stay
is between 14 and 60
days, with utilization review
depending on the condition
of the patient, accompanied
by the commencement of
appropriate utilization review
and discharge planning at
the time of admission.
referred to in this section
shall be based on criteria
addressed in sec.3.8016 of
this title (relating to
Continued Stay Criteria for
Partial Hospitalization Services).
sec.3.8019. Admission Criteria
for Intensive Outpatient Rehabilitation/Treatment
Service.
(a) An intensive outpatient rehabilitation/treatment
service is defined as one consisting of at least 12 hours per
week for four to 12 weeks.
(b) An individual is considered eligible for treatment
in an outpatient service when the individual meets the conditions
of paragraph (3) of this subsection, as well as the conditions
of paragraph (1) or (2) of this subsection.
(1) The diagnosis must meet the criteria for the definition
of chemical dependence, as detailed in the most current revision
of the international classification of diseases, or the most
current revision of the diagnostic and statistical manual for
professional practitioners, accompanied by evidence that some
of the symptoms have persisted for at least one month or have
occurred repeatedly over a longer period of time.
(2) Concerning diagnosis of alcohol/drug abuse, the individual
must meet the criteria for the definition of chemical substance
abuse, as detailed in either the most current revision of the
international classification of diseases, or the most current
revision of the diagnostic and statistical manual for professional
practitioners.
(3) Concerning factors for admission to an intensive
outpatient rehabilitation/treatment service, the patient must
have met the diagnostic criteria for chemical dependency under
paragraph (1) of this subsection or for abuse under paragraph
(2) of this subsection, and must meet the conditions of all four
of the subparagraphs (A)-(D) of this paragraph.
(A) Category 1: medical functioning. The patient must
meet the following criterion: the patient is not bed-confined
or has no medical complications that would hamper the patient's
participation in the outpatient service.
(B) Category 2: family, social, academic dysfunction.
The patient must meet the criteria of at least one clause out
of clauses (i) and (ii) of this subparagraph.
(i) Patient's social system
and significant others are
supportive of recovery to
the extent that the patient
can adhere to a treatment
plan and treatment service
schedules without substantial risk
of reactivating the patient's
addiction.
(ii) Patient has no
primary or social support
system to assist with
immediate recovery, but has
the social skills to
obtain such a support
system or to become involved
in a self-help fellowship.
(C) Category 3. emotional/behavioral status. The patient
must meet the criteria under all three clauses (i)-(iii) of this
subparagraph.
(i) Patient is coherent,
rational, and oriented for
treatment.
(ii) Mental state of
the patient does not
preclude the patient's ability
to:
(I) comprehend and understand the materials presented;
and
(II) participate in rehabilitation/treatment process.
(iii) There is documentation
that the patient expresses
an interest to work toward
rehabilitation/treatment goals.
(D) Category 4. recent chemical substance use. The patient
must meet the following criterion: the patient's chemical substance
use is excessive and maladaptive.
sec.3.8020. Continued Stay
Criteria for Intensive Outpatient
Rehabilitation/Treatment Service.
(a) A patient is considered eligible for continued stay
in the intensive outpatient rehabilitation/treatment service
when the patient meets the diagnostic criteria and the conditions
under at least one paragraph out of (subsection (b)(1) and (2)
of this section.
(b) Factors for continued intensive outpatient rehabilitation/treatment
services are listed in paragraphs (1) and (2) of this subsection.
(1) Alcohol/drug rehabilitation/treatment complication.
The patient must meet the conditions of subparagraph (A) or (B)
of this paragraph.
(A) Patient demonstrates an insight and understanding
into the patient's personal relationship with mood-altering chemicals,
yet is not effectively addressing the life functions of work,
social, or primary relationships without the use of mood altering
chemicals.
(B) Patient, while physically abstinent from chemical
substance use, remains mentally preoccupied with such use to
the extent that the patient is unable to adequately address primary
relationships, or social or work tasks, but there are indications
that, with continued treatment, the patient will effectively
address these issues.
(2) Psychiatric or medical complications. Documentation
in the record indicates an intervening medical or psychiatric
event which was serious enough to interrupt rehabilitation/treatment,
but the patient is again progressing in treatment.
sec.3.8021. Discharge Criteria
for Intensive Outpatient Rehabilitation/Treatment
Service. The patient is
considered eligible for discharge
from the outpatient service
when the patient meets
the conditions for discharge
as stated in any one
paragraph out of paragraphs
(1)-(3) of this section.
(1) Psychiatric illness or medical complication. The
patient must meet the conditions in subparagraph (A) or (B) of
this paragraph, as follows:
(A) documentation that a psychiatric or medical condition
should be treated in another setting; or
(B) documentation that a psychiatric or medical condition
which is interfering with alcohol/drug recovery is not being
treated
(2) Alcohol/drug rehabilitation/treatment. The patient
must meet all the conditions in subparagraph (A) or (B) of this
paragraph.
(A) Patient displays behaviors which demonstrate that
the patient:
(i) recognizes or identifies
with the severity of
chemical substance use;
(ii) has insight into
the patient's defeating relationship
with alcohol/drugs; and
(iii) is applying the
essential coping skills necessary
to cope with the alcohol
and/or drug problem and
to maintain abstinence.
(B) Patient is functioning adequately in assessed deficiencies
in the life tasks areas of work, social functioning, or primary
relationships.
(3) Behavioral factors. The patient must meet all the
conditions in subparagraphs (A) and (B) of this paragraph.
(A) Patient is consistently uncooperative, to the degree
that no further progress is likely to occur.
(B) Greater intensity of service or transfer to another
treatment provider would not have a positive impact on the problem.
sec.3.8022. Recommended Length
of Stay for Intensive
Outpatient Rehabilitation Treatment
Service. The recommended
stay period for intensive
outpatient rehabilitation/treatment services
is from four to 12
weeks, meeting at least
12 hours per week, based
on the criteria in
s3.8019 of this title (relating
to Admission Criteria for
Intensive Outpatient Rehabilitation/Treatment
Service), with utilization review
criteria in sec.3.8020 of
this title (relating to
Continued Stay Criteria for
Intensive Outpatient Rehabilitation/Treatment
Service), and recommended treatment
periods depending on the
condition of the patient,
accompanied by the commencement
of appropriate utilization review
and discharge planning at
the time of admission.
This agency hereby certifies that the rule as adopted has
been reviewed by legal counsel and found to be a valid exercise
of the agency's legal authority.
Issued in Austin, Texas on August 7, 1991.
TRD-9109399
Nicholas Murphy
Chief Clerk
State Board of Insurance
Effective date: August 28, 1991
Proposal publication date: March 15 ,1991
For further information, please call: (512) 463-6327
TITLE 40. SOCIAL SERVICES AND ASSISTANCE
Part I. Texas Department of Human Services
Chapter 4. Medicaid Programs-Children and Pregnant Women
Eligibility Requirements
40 TAC sec.sec.4.1004,
4.1006, 4.1010
The Texas Department of Human Services (DHS) adopts amendments
to sec.sec.4. 1004, 4.1006, and 4.1010, concerning eligible
groups, requirements for application, and income eligibility
determination.
The purpose of the amendments is to comply with the Omnibus
Budget Reconciliation Act of 1990.
The amendment to sec.4.1004 extends Medicaid coverage to
children born on or after October 1, 1983, who are six years
of age or older and are members of families with incomes below
100% of the federal poverty level and have resources within acceptable
limits.
The amendment to sec.4.1006 clarifies that the exceptions
to the resource eligibility limits for the Medicaid Program for
Children and Pregnant Women includes children born on or after
October 1, 1983, who are six years of age or older.
The amendment to sec.4.1010 clarifies that the income limits
for children age six or older born on or after October 1, 1983,
are 100% of the federal poverty income level. The amendment also
clarifies that the income level is adjusted annually in accordance
with federal requirements.
The amendments are adopted under the Human Resources Code,
Title 2, Chapters 22 and 32, which provides the department with
the authority to administer public and medical assistance programs.
The amendments are adopted under federal requirements to be effective
July 1, 1991.
sec.4.1004. Eligible Groups.
The programs serve the
following groups of people:
(1)-(2) (No change.)
(3) children age six or older born on or after October
1, 1983, whose family income is less than 100% of the federal
poverty level and whose total resources are less than the food
stamp limit for households with no members age 60 or over;
(4) newborn children born on or after October 1, 1984,
if their mothers are receiving Medicaid coverage at the time
of birth. This coverage can continue through the month:
(A)-(B) (No change.)
(5) children born prior to October 1, 1983, who meet
all AFDC eligibility requirements except that they are not deprived
of parental support, or because they have been denied participation
in the AFDC Program for failure to comply with employment services
or child support requirements outlined in the AFDC Program rules;
(6) children who meet all AFDC eligibility requirements
except income. These deprived children live with their legal
parent and stepparent of their legal minor parent and their minor
parent's parents. They are ineligible for AFDC because of the
applied income of their stepparent or grandparents.
sec.4.1006. Requirements for
Application. To be eligible
to apply for the CPW
Program, clients must meet
the following requirements.
(1) (No change.)
(2) Resources. Resource limits and types of countable
and exempt resources for CPW are the same as those outlined in
the AFDC rules, with the following exceptions.
(A) (No change.)
(B) The food stamp resource policy for households with
no members 60 or over is applied when determining eligibility
for pregnant women, children under six, and children six or older
born on or after October 1, 1983.
(C) When determining eligibility for pregnant women and
children under six, and children six or older born on or after
October 1, 1983, the family's primary vehicle is exempt. All
other vehicles are considered in accordance with food stamp resource
requirements.
(3)-(7) (No change.)
sec.4.1010. Determining Income
Eligibility. Income eligibility
is determined using the
AFDC eligibility requirements outlined
in the AFDC rules with
the following exceptions.
(1) The income limits for pregnant women and children
under six are 133% of the federal poverty level adjusted annually
according to federal requirements.
(2) The income limits for children six or older born
on or after October 1, 1983, are 100% of the federal poverty
level adjusted annually according to federal requirements.
(3) The types of countable and exempt income are the
same as those outlined in the AFDC rules except AFDC payments
are countable income for CPW.
(4) The AFDC 30 and 1/3 disregard is not used.
(5) The income, resources, and needs of eligible and
ineligible members of the budget group are considered when determining
eligibility. Exception: The caretaker relative of a child in
the budget group may choose to exclude the child's income, resources,
and needs when determining eligibility of the child's siblings
who are also in the budget group.
(6) Ongoing eligibility for pregnant women is not denied
because of increased income.
This agency hereby certifies that the rule as adopted has
been reviewed by legal counsel and found to be a valid exercise
of the agency's legal authority.
Issued in Austin, Texas, on August 7, 1991.
TRD-9109397
Nancy Murphy
Agency liaison, Policy and Document Support Section
Texas Department of Human Services
Effective date: July 1, 1991
For further information, please call: (512) 450-3765
Open Meetings
Agencies with statewide jurisdiction must give at least seven
days notice before an impending meeting. Institutions of higher
education or political subdivisions covering all or part of four
or more counties (regional agencies) must post notice at least
72 hours prior to a scheduled meeting time. Some notices may
be received too late to be published before the meeting is held,
but all notices are published in the Texas
Register.
Emergency meetings and
agendas. Any of the governmental entities named above
must have notice of an emergency meeting, an emergency revision
to an agenda, and the reason for such emergency posted for at
least two hours before the meeting is convened. Emergency meeting
notices filed by all governmental agencies will be published.
Posting of open meeting
notices. All notices are posted on the bulletin board
outside the Office of the Secretary of State on the first floor
of the East Wing in the State Capitol, Austin. These notices
may contain more detailed agenda than what is published in the
Texas Register.
State Banking Board
Wednesday, August 14,
1991, 10 a.m. The State Banking
Board will meet at 2601 North Lamar Boulevard, Austin. According
to the agenda summary, the board will approve previous minutes;
hear legislative update; procedural briefing; appointment of
hearings officer for the emergency charter for Equitable Bank
and Trust Company, San Antonio; discussion of the emergency charter
for First Federal Savings Bank, Lubbock; consideration of charter
application for First Bank; rescission of interim charter application
for New First State Bank, Columbus; rescission of interim charter
of New First State Bank, Weimar; consideration of change of domicile
application for Texas A&M Foundation Trust Company, College Station;
notification of discontinuance of unmanned teller machine for
Corpus Christi National Bank, Corpus Christi; other pending applications;
and the board may convene into executive session for consideration
of matters pertaining to applications as required by Article
342-115(6)(a) of TBC.
Contact: William F. Aldridge, 2601 North
Lamar Boulevard, Austin, Texas 78705, (512) 475-1300.
Filed: August 6, 1991, 3:30 p.m.
TRD-9109374
Children's Trust Fund
of Texas Council
Tuesday-Wednesday, August 20-21,
1991, 10 a.m. and 8
a.m. respectively. The Children's Trust Fund
of Texas Council will meet at 8929 Shoal Creek Boulevard, #200,
Austin. According to the complete agenda, the council will hear
chairperson's report; executive director's report; program design/implementation
report; and on Wednesday, discuss early childhood and preschool
curricula presentations; discuss new business; and old business.
Contact: Janie D. Fields, 8929 Shoal Creek
Boulevard, #200, Austin, Texas 78758-6854.
Filed: August 6, 1991, 10:33 a.m.
TRD-9109347
Texas Commission for
the Deaf
Saturday, August 17,
1991, 10 a.m. The Board for Evaluation
of Interpreters (BEI) of the Texas Commission for the Deaf will
meet at the Texas Commission for the Deaf Conference Room, 1524
South IH-35, Suite 200, Austin. According to the complete agenda,
the board will take roll call; call the meeting to order; approval
of June 14 minutes; hear public comments; reports: staff report,
evaluation program marketing, fee schedule; chairperson's report:
activity calendar/schedule, financial status, rule proposal;
meet in executive session to review applicant testing materials;
discuss certification; revocation; recertification; certificate
extensions; reinstatement; discuss old business; and new business.
Contact: Larry D. Evans, 1524 South IH-35,
Austin, Texas 78704, (512) 444-3323.
Filed: August 7, 1991, 2:50 p.m.
TRD-9109409
Texas Education Agency
Thursday, August 15,
1991, 9 a.m. The State Textbook
Agricultural Science Committee of the Texas Education Agency
will meet at the William B. Travis Building, 1701 North Congress
Avenue, Room 1-109, Austin. According to the complete agenda,
the committee will discuss textbooks under consideration for
adoption in 1991; vote on books to be recommended to the State
Board of Education for adoption; and members of the committee
remain under no-contact rules until after the close of the discussion/balloting
meeting.
Contact: Ira Nell Turman, 1701 North Congress
Avenue, Austin, Texas 78701, (512) 463-9601.
Filed: August 7, 1991, 4:36 p.m.
TRD-9109429
Thursday, August 15,
1991, 9 a.m. The State Textbook
Band and Orchestra Committee of the Texas Education Agency will
meet at the William B. Travis Building, 1701 North Congress Avenue,
Room 1-110, Austin. According to the complete agenda, the committee
will discuss textbooks under consideration for adoption in 1991;
and vote on books to be recommended to the State Board of Education
for adoption; and members of the committee remain under no-contact
rules until after the close of the discussion/balloting meeting.
Contact: Ira Nell Turman, 1701 North Congress
Avenue, Austin, Texas 78701, (512) 463-9601.
Filed: August 7, 1991, 4:36 p.m.
TRD-9109430
Thursday, August 15,
1991, 9 a.m. The State Textbook
Business and Office Committee of the Texas Education Agency will
meet at the William B. Travis Building, 1701 North Congress Avenue,
Room 1-111, Austin. According to the complete agenda, the committee
will discuss textbooks under consideration for adoption in 1991;
vote on books to be recommended to the State Board of Education
for adoption; and members of the committee remain under no-contact
rules until after the close of the discussion/balloting meeting.
Contact: Ira Nell Turman, 1701 North Congress
Avenue, Austin, Texas 78701, (512) 463-9601.
Filed: August 7, 1991, 4:36 p.m.
TRD-9109431
Thursday, August 15,
1991, 9 a.m. The State Textbook
Social Studies Committee of the Texas Education Agency will meet
at the William B. Travis Building, 1701 North Congress Avenue,
Room 1-104, Austin. According to the complete agenda, the committee
will discuss textbooks under consideration for adoption in 1991;
vote on books to be recommended to the State Board of Education
for adoption; and members of the committee remain under no-contact
rules until after the close of the discussion/balloting meeting.
Contact: Ira Nell Turman, 1701 North Congress
Avenue, Austin, Texas 78701, (512) 463-9601.
Filed: August 7, 1991, 4:37 p.m.
TRD-9109432
Thursday-Friday, August 15-16,
1991, 6 p.m. and 8
a.m. respectively. The State Board of Education
of the Texas Education Agency will meet at the Cedar Room, The
Houstonian, 111 North Post Oak Lane, Houston. According to the
complete agenda, on Thursday, the board will hear a report from
the commissioner of education on the status of elementary and
secondary education in Texas; and role of the State Board of
Education. On Friday, the board will discuss the commissioner
of education's report; and Long-range planning for State Board
of Education activities.
Contact: Lionel R. Meno, 1701 North Congress
Avenue, Austin, Texas 78701, (512) 463-8985.
Filed: August 7, 1991, 4:35 p.m.
TRD-9109428
Friday, August 16, 1991,
9 a.m. The State Textbook Art Committee of
the Texas Education Agency will meet at the William B. Travis
Building, 1701 North Congress Avenue, Room 1-109, Austin. According
to the complete agenda, the committee will discuss textbooks
under consideration for adoption in 1991; and vote on books to
be recommended to the State Board of Education for adoption;
and members of the committee remain under no-contact rules until
after the close of the discussion/balloting meeting.
Contact: Ira Nell Turman, 1701 North Congress
Avenue, Austin, Texas 78701, (512) 463-9601.
Filed: August 7, 1991, 4:37 p.m.
TRD-9109433
Friday, August 16, 1991,
9 a.m. The State Textbook Language Arts Committee
of the Texas Education Agency will meet at the William B. Travis
Building, 1701 North Congress Avenue, Room 1-111, Austin. According
to the complete agenda, the committee will discuss textbooks
under consideration for adoption in 1991; vote on books to be
recommended to the State Board of Education for adoption; and
members of the committee remain under no-contact rules until
after the close of the discussion/balloting meeting.
Contact: Ira Nell Turman, 1701 North Congress
Avenue, Austin, Texas 78701, (512) 463-9601.
Filed: August 7, 1991, 4:37 p.m.
TRD-9109434
Friday, August 16, 1991,
9 a.m. The State Textbook Mathematics Committee
of the Texas Education Agency will meet at the William B. Travis
Building, 1701 North Congress Avenue, Room 1-104, Austin. According
to the complete agenda, the committee will discuss textbooks
under consideration for adoption in 1991; vote on books to be
recommended to the State Board of Education for adoption; and
members of the committee remain under no-contact rules until
after the close of the discussion/balloting meeting.
Contact: Ira Nell Turman, 1701 North Congress
Avenue, Austin, Texas 78701, (512) 463-9601.
Filed: August 7, 1991, 4:37 p.m.
TRD-9109437
Friday, August 16, 1991,
9 a.m. The State Textbook ESL Committee of
the Texas Education Agency will meet at the William B. Travis
Building, 1701 North Congress Avenue, Room 1-110, Austin. According
to the complete agenda, the committee will discuss textbooks
under consideration for adoption in 1991; vote on books to be
recommended to the State Board of Education for adoption; and
members of the committee remain under no-contact rules until
after the close of the discussion/balloting meeting.
Contact: Ira Nell Turman, 1701 North Congress
Avenue, Austin, Texas 78701, (512) 463-9601.
Filed: August 7, 1991, 4:38 p.m.
TRD-9109436
Saturday, August 17,
1991, 1991, 9 a.m. The
State Textbook Industrial Technology Committee of the Texas Education
Agency will meet at the William B. Travis Building, 1701 North
Congress Avenue, Room 1-110, Austin. According to the complete
agenda, the committee will discuss textbooks under consideration
for adoption in 1991; vote on books to be recommended to the
State Board of Education for adoption; and members of the committee
remain under no-contact rules until after the close of the discussion/balloting
meeting.
Contact: Ira Nell Turman, 1701 North Congress
Avenue, Austin, Texas 78701, (512) 463-9601.
Filed: August 7, 1991, 4:38 p.m.
TRD-9109435
Saturday, August 17,
1991, 9 a.m. The State Textbook
Secondary Science Committee of the Texas Education Agency will
meet at the William B. Travis Building, 1701 North Congress Avenue,
Room 1-104, Austin. According to the complete agenda, the committee
will discuss textbooks under consideration for adoption in 1991;
vote on books to be recommended to the State Board of Education
for adoption; and members of the committee remain under no-contact
rules until after the close of the discussion/balloting meeting.
Contact: Ira Nell Turman, 1701 North Congress
Avenue, Austin, Texas 78701, (512) 463-9601.
Filed: August 7, 1991, 4:38 p.m.
TRD-9109438
Governor's Office
Friday, August 16, 1991,
9 a.m. The Task Force on Economic Transition
of the Governor's Office will meet at the Teacher's Retirement
System Building, 1000 Red River, Henry Bell Board Room, Austin.
According to the complete agenda, the task force will review
and discuss federal and local input on the economic transition
for the base closures.
Contact: Winsome Jean, 201 East 14th Street,
Room 706, Austin, Texas 78701, (512) 463-1814.
Filed: August 6, 1991, 11:02 a.m.
TRD-9109350
Texas Department of
Health
Wednesday, August 14,
1991, 9 a.m. The Sub-Committee
of the Advisory Committee on Personal Care Facilities of the
Texas Department of Health will meet at the Texas Department
of Health, 1100 West 49th Street, Room T-607, Austin. According
to the complete agenda, the committee will hear opening remarks;
and review and discuss consumer guide document, and fee structure.
Contact: Richard Butler, 1100 West 49th
Street, Austin, Texas 78756, (512) 458-7706.
Filed: August 6, 1991, 4:14 p.m.
TRD-9109388
Texas Historical Commission
Wednesday, August 14,
1991, 8:30 a.m. The Los Caminos
del Rio Heritage Project Task Force of the Texas Historical Commission
will meet at the Joe C. Thompson Conference Center, Room 3.110,
26th and Red River Streets, Austin. According to the complete
agenda, the task force will call the meeting to order; program
overview and role of THC; role of: Governor's Border Affairs
Office; Instituto Nacional de Antropologia e Historia; Texas
Department of Parks and Wildlife; Texas Department of Commerce;
Texas Department of Highways and Public Transportation; cultural
and historical resources committee legislative update; discussion
task force mission statement; role of Los Caminos del Rio Inc.
and the Meadows Foundation; role of the National Park Service;
discussion; and adjournment.
Contact: Mario Sanchez, P.O. Box 12276,
Austin, Texas 78711, (512) 475-4978.
Filed: August 6, 1991, 2:49 p.m.
TRD-9109368
Texas Department of
Human Services
Thursday, August 15,
1991, 10 a.m. The Post-Adoption
Services Advisory Committee of the Texas Department of Human
Services will meet at 701 West 51st Street, First Floor, East
Tower, Board Room, Austin. According to the complete agenda,
the committee will welcome and introduce members and guests;
review and approve minutes; post adoption services (DHS) status
report and planning for FY 1992; hear provider's report; information
sharing; and adjourn.
Contact: Susan Klickman, P.O. Box 149030,
Austin, Texas 78714-9030, (512) 450-3302.
Filed: August 7, 1991, 9:29 a.m.
TRD-9109396
Tuesday, August 20,
1991, 9 a.m. The Vendor Drug Advisory
Subcommittee of the Texas Department of Human Services will meet
at 701 West 51st Street, First Floor, East Tower, Public Hearing
Room, Austin. According to the complete agenda, the subcommittee
will hear opening comments; approval of minutes; OBRA update
on electronic claims adjudication; DUR update, formulary changes
and prior approval, rebate billing and accounts receivable system;
update on interagency agreements; nursing home and EPSDT changes;
legislative update; schedule next meeting; and adjourn.
Contact: Carolyn Howell, P.O. Box 149030,
Austin, Texas 78714-9030, (512) 450-3053.
Filed: August 7, 1991, 9:24 a.m.
TRD-9109394
Tuesday, August 20,
1991, 1:30 p.m. The Adolescent
Pregnancy and Parenthood Advisory Council of the Texas Department
of Human Services will meet at 701 West 51st Street, First Floor,
West Tower, Conference Room 103-W, Austin. According to the complete
agenda, the council will call the meeting to order; hear opening
remarks; approval of minutes; FY 1992 council operations; APPAC
presentation November 11-12, TACSAP Conference; sub-committee
report on "Working Document"; presentation of client self-support
services proposal; program updates; and wrap-up.
Contact: Liz Silbernagel, P.O. Box 149030,
Austin, Texas 78714-9030, (512) 450-4163.
Filed: August 7, 1991, 9:26 a.m.
TRD-9109395
Texas Incentive and
Productivity Commission
Wednesday, August 21,
1991, 10 a.m. The Texas Incentive
and Productivity Commission will meet at the E. O. Thompson Building,
10th and Colorado Streets, 10th Floor, Austin. According to the
complete agenda, the commission will call the meeting to order;
members present; approval of minutes of previous meeting; consideration
of: employee suggestions for approval; productivity bonus program
awards for approval; goal/output report for approval; state employee
incentive program rules for approval on permanent basis; productivity
bonus program rules for approval; election of commission vice
chair; discussion of legislative issues; report on administration
matters; and adjournment.
Contact: Elaine Powell, P.O. Box 12482,
Austin, Texas 78711, (512) 475-2393.
Filed: August 7, 1991, 10:20 a.m.
TRD-9109400
Department of Information
Resources
Thursday, August 15,
1991, 1:30 p.m. The Board of the
Department of Information Resources will meet at the William
B. Travis Building, 1701 North Congress Avenue, Room 1.100, Austin.
According to the complete agenda, the board will review and discuss
update on payroll request for proposal; report on training program;
update on statewide strategic plan; presentation on final operating
plan procedures and process; summary of changes to DIR legislation;
and discuss other business.
Contact: Lisa Carter, 300 West 15th Street,
Suite 1300, Austin, Texas 78701, (512) 475-4729.
Filed: August 6, 1991, 4:24 p.m.
TRD-9109392
State Board of Insurance
Wednesday, August 14,
1991, 8:30 a.m. The State Board
of Insurance will meet at the William P. Hobby Building, 333
Guadalupe Street, Room 100, Austin. According to the agenda summary,
the board will review and discuss pending board orders on excess
of loss and fire and allied lines rate deviations; personnel;
litigation; commissioner's orders; solvency; consideration of
appointment of Deputy Commissioner I in charge of financial services
in the liquidation division; and consideration of expenditure
request for NAIC commissioner's dinner to be held in December.
Contact: Angelia Johnson, 333 Guadalupe
Street, Austin, Texas 78701, (512) 463-6328.
Filed: August 6, 1991, 4:02 p.m.
TRD-9109377
Wednesday, August 14,
1991, 1:30 p.m. The State Board
of Insurance will meet at the William P. Hobby Building, 333
Guadalupe Street, Room 100, Austin. According to the agenda summary,
the board will hear a request from State Farm General Insurance
Company to cease accepting small premium policies; amend 28 TAC
5.2002(d); adopt exclusion 2.e under Section II Exclusions of
the Texas Homeowners Policy; adopt on an emergency basis mandatory
endorsements to certain property policies; authorize proposal
to repeal 28 TAC sec.sec.3.5301, 3. 5303, 3.5401; proposal
to amend 28 TAC sec.3.5302; proposal for decision regarding
Tam McGuire and Standard Fruit and Vegetable Company, Inc.; motion
for dismissal in the request by Charles D. Sims; discuss personnel;
and litigation.
Contact: Angelia Johnson, 333 Guadalupe
Street, Austin, Texas 78701, (512) 463-6328.
Filed: August 6, 1991, 4:07 p.m.
TRD-9109378
Texas Board of Professional
Land Surveying
Friday-Saturday, August 23-24,
1991, 9 a.m. The Texas Board of
Professional Land Surveying will meet at 7701 North Lamar Boulevard,
Suite 400, Austin. According to the complete agenda, the board
will approve the minutes of the previous meeting; discuss correspondence;
select the October 1991 examination; conduct one formal hearing
on Complaint 91-6; hear committee reports; conduct interviews;
and consider new business.
Contact: Sandy Smith, 7701 North Lamar Boulevard,
Suite 400, Austin, Texas 78752, (512) 452-9427.
Filed: August 6, 1991, 2:01 p.m.
TRD-9109353
Public Utility Commission
of Texas
Wednesday, August 7,
1991, 9 a.m. The Public Utility
Commission of Texas met at 7800 Shoal Creek Boulevard, Suite
450N, Austin. According to the complete emergency revised agenda,
the commission will also consider the appeal of Examiner's Order
Number Two in Docket Number 10427-Gulf States Utilities Company
petition for discharge of bond; appeal of Examiner's Order Number
Eight in Docket Number 9960-Southwestern Bell Telephone Company
notice of intent and application pursuant to Public Utility Commission
Substantive Rule 23.27; appeal of Examiner's Order Number 22
in Docket Number 10200/10034-application of Texas-New Mexico
Power Company for authority to change rates and application of
Texas-New Mexico Power Company for deferred accounting treatment
for TNP One-Unit Two. The emergency status was necessary to preserve
jurisdiction over the subject matter of the appeals.
Contact: Mary Ross McDonald, 7800 Shoal
Creek Boulevard, Austin, Texas 78757, (512) 458-0100.
Filed: August 6, 1991, 2:47 p.m.
TRD-9109364
Tuesday, August 20,
1991, 10 a.m. The Hearings Division
of the Public Utility Commission of Texas will meet at 7800 Shoal
Creek Boulevard, Suite 450N, Austin. According to the complete
agenda, the division will hold a prehearing conference in Docket
Number 10325-application of Central Texas Electric Cooperative,
Inc. for authority to change rates.
Contact: Mary Ross McDonald, 7800 Shoal
Creek Boulevard, Austin, Texas 78757, (512) 458-0100.
Filed: August 7, 1991, 3:23 p.m.
TRD-9109425
Thursday, August 22,
1991, 1:30 p.m. The Hearings Division
of the Public Utility Commission will meet at 7800 Shoal Creek
Boulevard, Suite 450N, Austin. According to the complete agenda,
the division will hold a prehearing conference in Docket Number
10495-application of Mustang Telephone Company to maintain records
out of state.
Contact: Mary Ross McDonald, 7800 Shoal
Creek Boulevard, Austin, Texas 78757, (512) 458-0100.
Filed: August 7, 1991, 3:22 p.m.
TRD-9109423
Friday, August 23, 1991,
10 a.m. The Hearings Division of the Public
Utility Commission of Texas will meet at 7800 Shoal Creek Boulevard,
Suite 450N, Austin. According to the complete agenda, the division
will hold a hearing on the merits in Docket Number 10325-application
of Central Texas Electric Cooperative, Inc. for authority to
change rates.
Contact: Mary Ross McDonald, 7800 Shoal
Creek Boulevard, Austin, Texas 78757, (512) 458-0100.
Filed: August 7, 1991, 3:22 p.m.
TRD-9109424
Wednesday, October 9,
1991, 9 a.m. The Hearings Division
of the Public Utility Commission of Texas will meet at 7800 Shoal
Creek Boulevard, Suite 450N, Austin. According to the complete
agenda, the division will hold a prehearing conference in Consolidated
Docket Numbers 10381, 10122, and 10123: Docket Number 10381-Southwestern
Bell Telephone Company's statement of intent to change and restructure
the rates for directory assistance; Docket Number 10122-application
of Southwestern Bill Telephone Company for approval of multiple
list directory assistance; and Docket Number 10123-application
of Southwestern Bell Telephone Company to revise tariff to introduce
a new service called directory assistance call completion.
Contact: Mary Ross McDonald, 7800 Shoal
Creek Boulevard, Austin, Texas 78757, (512) 458-0100.
Filed: August 6, 1991, 2:48 p.m.
TRD-9109366
Thursday, October 10,
1991, 9 a.m. The Hearings Division
of the Public Utility Commission of Texas will meet at 7800 Shoal
Creek Boulevard, Suite 450N, Austin. According to the complete
agenda, the division will hold a hearing on the merits in Consolidated
Docket Numbers 10381, 10122, and 1023: Docket Number 10381-Southwestern
Bell Telephone Company's statement of intent to change and restructure
the rates for directory assistance; Docket Number 10122-application
of Southwestern Bill Telephone Company for approval of multiple
list directory assistance; and Docket Number 10123-application
of Southwestern Bell Telephone Company to revise tariff to introduce
a new service called directory assistance call completion.
Contact: Mary Ross McDonald, 7800 Shoal
Creek Boulevard, Austin, Texas 78757, (512) 458-0100.
Filed: August 6, 1991, 2:48 p.m.
TRD-9109365
School Land Board
Wednesday, August 14,
1991, 11:30 a.m. The School Land
Board will meet at the Westin Hotel, 101 South El Paso Street,
El Paso. According to the agenda summary, the board will inspect
permanent school fund lands in El Paso County.
Contact: Linda K. Fisher, 1700 North Congress
Avenue, Room 836, Austin, Texas 78701, (512) 463-5016.
Filed: August 6, 1991, 4:21 p.m.
TRD-9109390
State Securities Board
Thursday, August 22,
1991, 10 a.m. The Securities Commissioner
of the State Securities Board will meet at 1800 San Jacinto Street,
Austin. According to the agenda summary, the commissioner will
hold a hearing to determine whether a cease and desist order
should be issued prohibiting the issue and sale of securities
by Capital Resources, Inc., Paul Scott Faretra, individually
and as president of Capital Resources, Inc., Entex Equity Group,
Inc., Equity Capital, Inc., Richard D'Ambra and Lead Builder,
Inc. and whether Resources Equity Group, Inc. should be granted
or denied registration as a securities dealer and whether Richard
D'Ambra should be granted or denied registration as the designated
officer of Resources Equity Group, Inc.
Contact: John Morgan, P.O. Box 13167, Austin,
Texas 78711, (512) 474-2233.
Filed: August 7, 1991, 4:46 p.m.
TRD-9109457
Monday, August 26, 1991,
10 a.m. The Securities Commissioner of the
State Securities Board will meet at 1800 San Jacinto Street,
Austin. According to the revised agenda summary, the commissioner
will hold a hearing to determine whether an order should be issued
revoking the registration of Southard Securities Corporation
as a securities dealer and prohibiting the sale of securities
issued by HLS Energy Co., Inc. and David A. Beck and prohibiting
HLS Energy Co., Inc., David A. Beck and Southard Securities Corporation
from acting as dealers in securities.
Contact: John Morgan, P.O. Box 13167, Austin,
Texas 78711, (512) 474-2233.
Filed: August 7, 1991, 4:46 p.m.
TRD-9109456
University of Texas
System
Thursday, August 8,
1991, 10 a.m. The Board of Regents
and Standing Committees of the University of Texas System met
at the Regents' Meeting Room, Ninth Floor, Ashbel Smith Hall,
201 West Seventh Street, Austin. According to the complete emergency
revised agenda, the board and committees also considered a resolution
authorizing the continuing operation of the University of Texas
System subject to and in compliance with all legislative, statutory,
and legal restrictions and directives. The emergency status was
necessary as legislative uncertainties and the approaching end
of the fiscal year required the board to consider this interim
action.
Contact: Arthur H. Dilly, P.O. Box N, U.
T. Station, Austin, Texas 78713-7328, (512) 499-4402.
Filed: August 7, 1991, 3:58 p.m.
TRD-9109427
Texas Water Commission
Wednesday, September 11,
1991, 9 a.m. The Texas Water Commission
will meet at the Stephen F. Austin Building, 1700 North Congress
Avenue, Room 118, Austin. According to the agenda summary, the
commission will consider a resolution requesting approval of
the levy of impact fees in the area of the Travis County Water
Control and Improvement District Number 17.
Contact: Gloria A. Vasquez, P.O. Box 13087,
Austin, Texas 78711, (512) 463-7898.
Filed: August 6, 1991, 4:12 p.m.
TRD-9109379
Wednesday, September 11,
1991, 10 a.m. The Texas Water Commission
will meet at the Stephen F. Austin Building, 1700 North Congress
Avenue, Room 618, Austin. According to the agenda summary, the
commission will hold a hearing on El Jardin Water Supply Corporation's
petition appealing the wholesale water rates charged by the Public
Utilities Board of the City of Brownsville, Docket Number 9013-M.
Contact: Mary K. Sahs, P.O. Box 13087, Austin,
Texas 78711, (512) 463-7875.
Filed: August 6, 1991, 4:14 p.m.
TRD-9109384
Wednesday, September 11,
1991, 10 a.m. The Texas Water Commission
will meet at the Stephen F. Austin Building, 1700 North Congress
Avenue, Room 618, Austin. According to the agenda summary, the
commission will hold a hearing on Military Highway Water Supply
Corporation's petition appealing the wholesale water rates charged
by the Public Utilities Board of the City of Brownsville, Docket
Number 9012-M.
Contact: Mary K. Sahs, P.O. Box 13087, Austin,
Texas 78711, (512) 463-7875.
Filed: August 6, 1991, 4:14 p.m.
TRD-9109383
Thursday, September 12,
1991, 10 a.m. The Texas Water Commission
will meet at the Stephen F. Austin Building, 1700 North Congress
Avenue, Rooms 1149 A and B, Austin. According to the agenda summary,
the commission will hold a hearing on the City of Fort Worth's
petition requesting that the Texas Water Commission review the
rates and underlying methodology for all wholesale wastewater
services provided by the City of Fort Worth, Docket Number 9176-A.
Contact: Bill Zukauckas, P.O. Box 13087,
Austin, Texas 78711, (512) 463-7875.
Filed: August 6, 1991, 4:13 p.m.
TRD-9109382
Friday, September 13,
1991, 10 a.m. The Texas Water Commission
will meet at the Stephen F. Austin Building, 1700 North Congress
Avenue, Room 1030, Austin. According to the agenda summary, the
commission will hold a hearing on Elvin R. Irving doing business
as Verde Estates Water System's application for a certificate
of convenience and necessity to provide water utility service
in Kerr County, Docket Number 9004-C.
Contact: Sally C. Colbert, P.O. Box 13087,
Austin, Texas 78711, (512) 463-7875.
Filed: August 6, 1991, 4:13 p.m.
TRD-9109381
Monday, October 7, 1991,
10 a.m. The Texas Water Commission will meet
at the Stephen F. Austin Building, 1700 North Congress Avenue,
Room 512, Austin. According to the agenda summary, the commission
will hold a hearing on a water and sewer rate increase for Candlelight
Service Company, Inc., Docket Number 9045-R.
Contact: Leslie A. Limes, P.O. Box 13087,
Austin, Texas 78711, (512) 463-7875.
Filed: August 6, 1991, 4:13 p.m.
TRD-9109380
Texas Water Development
Board
Wednesday, August 14,
1991, 3 p.m. The Audit Committee
of the Texas Water Development Board will meet at the Stephen
F. Austin Building, 1700 North Congress Avenue, Room 513-F, Austin.
According to the complete agenda, the committee will consider
approval of the minutes of the July 17, 1991 committee meeting;
review and consider for adoption the following items: annual
plan, including: focus, applicable laws and legislative update,
and budget; meetings schedule; and be briefed on current projects
in progress.
Contact: Craig Pedersen, P.O. Box 13231,
Austin, Texas 78711, (512) 463-7847.
Filed: August 6, 1991, 3:33 p.m.
TRD-9109375
Wednesday, August 14,
1991, 3:30 p.m. The Finance Committee
of the Texas Water Development Board will meet at the Stephen
F. Austin Building, 1700 North Congress Avenue, Room 513, Austin.
According to the complete agenda, the committee will consider
approval of the minutes of the July 17, 1991 committee meeting;
and may discuss items on the agenda of the August 15, 1991 board
meeting.
Contact: Craig Pedersen, P.O. Box 13231,
Austin, Texas 78711, (512) 463-7847.
Filed: August 6, 1991, 3:33 p.m.
TRD-9109376
Thursday, August 15,
1991, 9 a.m. The Texas Water Development
Board will meet at the Stephen F. Austin Building, 1700 North
Congress Avenue, Room 118, Austin. According to the agenda summary,
the board will consider minutes of the July 18, 1991 meeting;
hear development fund manager's report; extension of commitment
for City of Devine; requests for financial assistance from Hondo,
Johnson County Rural Water Supply Corporation, Edinburg-Lull
Project, Corrigan, Minden-Brachfield WSC, South Texas Water Authority,
Fort Worth, Texas Water Resources Institute; authorizing the
executive administrator to contract with the Texas Department
of Health for laboratory services and enter into interagency
cooperative agreements for future reservoir site surveys and
bays and estuaries studies; and agricultural conservation grants
for seven districts.
Contact: Craig Pedersen, P.O. Box 13231,
Austin, Texas 78711, (512) 463-7847.
Filed: August 7, 1991, 2:52 p.m.
TRD-9109419
Regional Meetings
Meetings Filed August 6, 1991
The Bexar Appraisal
District Appraisal Review Board met at 535 South Main
Street, San Antonio, August 9, 1991, at 9 a.m. Information may
be obtained from Walter Stoneham, 535 South Main Street, San
Antonio, Texas 78204, (512) 224-8511. TRD-9109352.
The Henderson County
Appraisal District Board of Directors will
meet at 1751 Enterprise Street, Athens, August 19, 1991, at 7:30
p.m. (revised agenda). Information may be obtained from Helen
Marchbanks, 1751 Enterprise Street, Athens, Texas 75751, (903)
675-9296. TRD-9109349.
The Kendall Appraisal
District Appraisal Review Board will meet at 207 East
San Antonio Street, Boerne Professional Building, Boerne, August
15-16, 1991, at 9 a.m. Information may be obtained from Alton
Pfeiffer, P.O. Box 788, Boerne, Texas 78006, (512) 249-8012.
TRD-9109354.
The Region III Education
Service Center Board of Directors met at
3901 Houston Highway, Victoria, August 12, 1991, at 11:30 a.m.
Information may be obtained from Dr. Julius D. Cano, 1905 Leary
Lane, Victoria, Texas 77901, (512) 573-0731. TRD-9109363.
The Region III Education
Service Center Board of Directors met at
1905 Leary Lane, Victoria, August 12, 1991, at 1 p.m. (revised
agenda). Information may be obtained from Dr. Julius D. Cano,
1905 Leary Lane, Victoria, Texas 77901, (512) 573-0731. TRD-9109362.
The Region IV Education
Service Center Board of Directors will meet
at the Region IV Education Service Center, Board Room, 7145 West
Tidwell Road, Houston, August 13, 1991, at 6 p.m. Information
may be obtained from W. L. McKinney, 7145 West Tidwell Road,
Houston, Texas 77001, (713) 462-7708. TRD-9109391.
Meetings Filed August 7, 1991
The Blanco County Appraisal
District Board of Directors will meet at the Courthouse
Annex in Blanco County, Avenue G and Seventh Street, Johnson
City, August 13, 1991, at 6 p.m. Information may be obtained
from Hollis Petri, P.O. Box 338, Johnson City, Texas 78636, (512)
868-4624. TRD-9109416.
The Canyon Regional
Water Authority Board met at 529 South Center,
Marion, August 12, 1991, at 7:30 p.m. Information may be obtained
from David Davenport, P.O. Box 188, Marion, Texas 78124, (512)
420-2323. TRD-9109408.
The Deep East Texas
Council of Governments Board of
Directors will meet at the Trinity Community Center, 806 South
Robb Street, Trinity, August 15, 1991, at 1 p.m. Information
may be obtained from Joan Draper, 274 East Lamar Street, Jasper,
Texas 75951, (409) 384-5704. TRD-9109393.
The El Oso Water
Supply Corporation Board of Directors will
meet at their Office, FM 99, Karnes City, August 13, 1991, at
7 a.m. Information may be obtained from Hilmer Wagener, P.O.
Box 309, Karnes City, Texas 78118, (512) 780-3539. TRD-9109414.
The Hansford County
Appraisal District Board will meet at 709
West Seventh Street, Spearman, August 14, 1991, at 9 a.m. Information
may be obtained from Alice Peddy, P.O. Box 567, Spearman, Texas
79081, (806) 659-5575. TRD-9109411.
The High Plains Underground
Water Conservation District Number
One Board of Directors' will meet at 2930 Avenue Q,
Conference Room, Lubbock, August 13, 1991, at 10 a.m. Information
may be obtained from A. Wayne Wyatt, 2930 Avenue Q, Lubbock,
Texas 79405, (806) 762-0181. TRD-9109426.
The Jack County Appraisal
District Appraisal Review Board will meet at 210 North
Church Street, JCAD Conference Room, Jacksboro, August 15, 1991,
at 4 p.m. Information may be obtained from J. D. Garcia or Donna
Hartzell, P.O. Box 958, Jacksboro, Texas 76458, (817) 567-6301.
TRD-9109422.
The Liberty County Central
Appraisal District Appraisal Review Board
will meet at 315 Main Street, Liberty, August 15, 1991, at 9:30
a.m. Information may be obtained from Sherry Greak, P.O. Box
10016, Liberty, Texas 77575, (409) 336-5722. TRD-9109421.
The Nueces-Jim Wells-Kenedy-Kleberg
Soil and Water Conservation
District Board of Directors will meet at 710 East Main
Street, Robstown, August 20, 1991, at 2 p.m. Information may
be obtained from Denise Lawhon, 710 East Main Street, Robstown,
Texas 78380, (512) 387-4116. TRD-9109415.
The Sulphur-Cypress Soil
and Water Conservation District
#419 will meet at 1809 West Ferguson, Suite B, Mt.
Pleasant, August 14, 1991, at 8:30 a.m. Information may be obtained
from Beverly Amerson, 1809 Ferguson, Suite B, Mt. Pleasant, Texas
75455, (903) 572-5411. TRD-9109412.
The Sulphur River Basin
Authority Board of Directors will meet at the Mt. Pleasant
Chamber of Commerce Building, 1604 North Jefferson, Mt. Pleasant,
August 13, 1991, at 3 p.m. Information may be obtained from Don
R. Edmonds, P.O. Box 2284, Mt. Pleasant, Texas 75455, (903) 572-4711.
TRD-9109413.
The Trinity River Authority
of Texas Executive Committee will meet at
5300 South Collins Street, Arlington, August 13, 1991, at 9:30
a.m. Information may be obtained from J. Sam Scott, P.O. Box
60, Arlington, Texas 76004, (817) 467-4343. TRD-9109401.
Meetings Filed August 8, 1991
The Brown County Appraisal
District Board of Directors met at 503 Fisk Avenue,
Brownwood, August 12, 1991, at 7 p.m. (revised agenda). Information
may be obtained from Linda Meeks, 403 Fisk Avenue, Brownwood,
Texas 76801, (915) 643-5676. TRD-9109458.
The Central Appraisal
District of Taylor County
Board of Directors will meet at 1534 South Treadaway, Abilene,
August 14, 1991, at 3:30 p.m. Information may be obtained from
Rivhard Petree, P.O. Box 1800, Abilene, Texas 79604, (915) 676-9381.
TRD-9109461.
The South Plains Association
of Governments Executive Committee will meet
at 1323 58th Street, Lubbock, August 13, 1991, at 9 a.m. Information
may be obtained from Jerry D. Casstevens, P.O. Box 3730, Freedom
Station, Lubbock, Texas 79452-3730, (806) 762-8721. TRD-9109459.
The South Plains Association
of Governments Board of Directors will meet
at 1323 58th Street, Lubbock, August 13, 1991, at 10 a.m. Information
may be obtained from Jerry D. Casstevens, P.O. Box 3730, Freedom
Station, Lubbock, Texas 79452-3730, (806) 762-8721. TRD-9109460.
ISSUE OFAugust 13, 1991"
In Addition
The Texas Register is required
by statute to publish certain documents, including applications
to purchase control of state banks, notices of rate ceilings,
changes in interest rate and applications to install remote service
units, and consultant proposal requests and awards.
To aid agencies in communicating information quickly and effectively,
other information of general interest to the public is published
as space allows.
Texas Department on Aging
Options for Independent Living Bidders Conference
The Texas Department on Aging wishes to announce that it will
hold a bidders conference for area agencies on aging who wish
to make application for monies allocated for the purpose of establishment
and continuation of the Texas Department on Aging Options for
independent living demonstration projects within the state.
The bidders conference will be held on August 13, 1991, in
Austin in the main conference room on the third floor of the
Texas Department on Aging office building, 1949 I.H. 35 South.
The bidders conference will begin exactly at 1:30 p.m. and should
be completed by 4 p.m.
Area agencies on aging who desire to participate in the bidders
conference should notify the Texas Department on Aging immediately
upon receipt of this notice of their intent to attend so that
adequate handouts and other information may be prepared to facilitate
participation in the conference.
Additional information may be acquired from Linda Heath, Director
of Policy and Program Development, Texas Department on Aging,
(512) 444-2727.
Issued in Austin, Texas, on August 5, 1991.
TRD-9109329
Polly Sowell
Executive Director
Texas Department on Aging
Filed: August 5, 1991
For further information, please call: (512) 444-2727
Texas Department of Health
Correction of Error
The Texas Department of Health submitted a notice of Proposed
Radioactive Material License Amendment and Availability of Technical
Evaluation of License Application for publication in the August
2, 1991, Texas Register
(16 TexReg 4241). The
agency's submission contained errors
in the fourth paragraph.
The paragraph should read
as follows.
"Should a timely request be made, a hearing shall be conducted
pursuant to the provisions of the Texas Health and Safety Code,
sec.401.054; the Administrative Procedure and Texas Register
Act, Article 6252-13a, Texas Civil Statutes; the Formal Hearing
Procedures of the Texas Department of Health, 25 TAC 1.21 et
seq; and TRCR, Part 13, in 25 TAC sec.289.112."
Also, issuance date should be the 26th of July, instead of
the 29th of July as submitted.
Licensing Actions for Radioactive Materials
The Texas Department of Health has taken actions regarding
licenses for the possession and use of radioactive materials
as listed in the table below. The subheading labeled "Location"
indicates the city in which the radioactive material may be possessed
and/or used. The location listing " Throughout Texas" indicates
that the radioactive material may be used on a temporary basis
at job sites throughout the state.
[graphic]
In issuing new licenses and amending and renewing existing
licenses, the Texas Department of Health, Bureau of Radiation
Control, has determined that the applicants are qualified by
reason of training and experience to use the material in question
for the purposes requested in accordance with Texas
Regulations for Control of
Radiation in such
a manner as to minimize
danger to public health
and safety or property
and the environment; the
applicants' proposed equipment,
facilities, and procedures are
adequate to minimize danger
to public health and
safety or property and
the environment; the issuance
of the license(s) will
not be inimical to the
health and safety of
the public or the environment;
and the applicantes satisfy
any applicable special requirements
in the Texas Regulations
for Control of Radiation
.
This notice affords the opportunity for a hearing on written
request of a licensee, applicant, or person affected within 30
days of the date of publication of this notice. A person affected
is defined as a person who is resident of a county, or a county
adjacent to the county, in which the radioactive materials are
or will be located, including any person who is doing business
or who has a legal interest in land in the county or adjacent
county, and any local government in the county; and who can demonstrate
that he has suffered or will suffer actual injury or economic
damage due to emissions of radiation. A licensee, applicant,
or person affected may request a hearing by writing David K.
Lacker, Chief, Bureau of Radiation Control (Director, Radiation
Control Program), 1100 West 49th Street, Austin, Texas, 78756-3189.
Any request for a hearing must contain the name and address
of the person who considers himself affected by agency action,
identify the subject license, specify the reasons why the person
considers himself affected, and state the relief sought. If the
person is represented by an agent, the name and address of the
agent must be stated.
Copies of these documents and supporting materials are available
for inspection and copying at the office of the Bureau of Radiation
Control, Texas Department of Health, 1212 East Anderson Lane,
Austin, Texas, from 8 a.m. to 5 p. m. Monday-Friday (except holidays).
Issued in Austin, Texas, on August 5, 1991.
TRD-9109389
Robert A. MacLean, M.D.
Deputy Commissioner
Texas Department of Health
Filed: August 6, 1991
For further information, please call: (512) 458-7236
Notice of Revocation of Certificates of Registration
The Texas Department of Health, having duly filed complaints
pursuant to Texas Regulations for Control of Radiation, Part
13 (25 TAC sec.289.112), has revoked the following certificates
of registration: Arlon J. Hoermann, D.D.S., Fort Worth, R09502,
March 8, 1991; Val-Agri, Inc., Amarillo, R09832, March 8, 1991;
Randolph Sturrup, D.D.S., M.S., Houston, R10803, March 8, 1991;
Western Animal Hospital, Amarillo, R12980, March 8, 1991; Morrison-Knudsen
Company, Inc., Boise, Idaho, R13270, March 8, 1991; Deepak Pattanaik,
M.D., Deer Park, R14226, March 8, 1991; Lytle Veterinary Clinic,
Lytle, R11395, March 8, 1991; Danny D. Dore, Alvin, R14259, March
8, 1991; Edward A. Zidd, M.D., Texarkana, R14728, March 8, 1991;
R-Co, Inc., Republic, Missouri, R14987, March 11, 1991; William
G. Patterson, D.D.S., Corpus Christi, R12436, March 8, 1991;
John J. Meyer, D.C., Beeville, R12298, March 13, 1991; Laser
Art Productions, Springfield, Missouri, Z00314, March 15, 1991;
Jerome L. Borochoff, M.D., Houston, R13595, March 15, 1991; Linda
F. Doerfler, D.D.S., Amarillo, R14481, March 15, 1991; The Breast
Center of Houston, Houston, R15124, March 15, 1991; Oscar W.
Boultinghouse, Jr., M.D., Alvin, R15230, March 15, 1991; George
S. Kouns, D.O., Abernathy, R15941, March 15, 1991; Larry E. Freeman,
D.D.S., Houston, R06279, March 21, 1991; Randall H. Boyett, D.D.S.,
Inc., Houston, R06641, April 9, 1991; Laser Images, Inc., Van
Nuys, California, Z00104, April 9, 1991; Phillip L. Plunk, D.D.S.,
Amarillo, R09865, April 9, 1991; Gary M. Jones, D.D.S., Ballinger,
R14442, April 17, 1991; M. W. Hare, D.V.M., Richwood, R07301,
April 23, 1991; Jick Hill, D.D.S. , P.C., Midland, R09461, April
23, 1991; John E. Hall, D.D.S., Arlington, R09498, April 23,
1991; Brookhaven Medical/Dental Center, Brookshire, R12039, April
23, 1991; Atascocita Medical Pavilion, Humble, R13158, April
23, 1991; Dan L. Kelley, M.D., Poteet, R06010, May 8, 1991; MacArthur
Park Medical Center, Irving, R13245, May 8, 1991; Robert D. Bilderback,
M.D., San Antonio, R01644, May 8, 1991; W. F. Woodson, D.D.S.,
San Antonio, R13841, May 8, 1991; Lasefx Limited, Middlesex,
England, Z00300, May 8, 1991; Pedro Sanfiel, M.D., Lockhart,
R14365, May 8, 1991.
A copy of all relevant material is available for public inspection
at the Bureau of Radiation Control, 1212 East Anderson Lane,
Austin, Monday-Friday, 8 a. m. to 5 p.m. (except holidays).
Issued in Austin, Texas, on August 6, 1991.
TRD-9109371
Robert A. MacLean, M.D.
Deputy Commissioner
Texas Department of Health
Filed: August 6, 1991
For further information, please call: (512) 835-7000
Notice of Revocation of Radioactive Material Licenses
The Texas Department of Health, having duly filed complaints
pursuant to Texas Regulations for
Control of Radiation,
Part 13 (25 TAC
s289.112), has revoked the
following radioactive material
licenses: William B. Wilson
Manufacturing Company, San Antonio,
L02630, March 5, 1991;
First Clinical Laboratory, Amarillo,
G00156, April 17, 1991;
Baptist Hospital, Winnie, Winnie,
G01482, May 8, 1991;
Tube Scan, Inc., Channelview,
L02865, May 8, 1991.
A copy of all relevant material is available for public inspection
at the Bureau of Radiation Control, 1212 East Anderson Lane,
Austin, Monday-Friday, 8 a. m. to 5 p.m. (except holidays).
Issued in Austin, Texas, on August 6, 1991.
TRD-9109370
Robert A. MacLean, M.D.
Deputy Commissioner
Texas Department of Health
Filed: August 6, 1991
For further information, please call: (512) 835-7000.
Texas Department of Human Services
Public Notice of Closed Solicitation
Pursuant to the Human Resources Code, Title 2, Chapters 22
and 32, and 40 TAC sec.19.2004, as published in the September
11, 1990, issue of the Texas Register
(15 TexReg 5315),
the Texas Department of
Human Services (TDHS) is
closing the solicitation for
new Medicaid beds in
Madison County, County Number
154, which appeared in
the May 3, 1991, issue
of the Texas Register
(16 TexReg 2487).
The solicitation is being
closed effective the date
of this public notice.
Issued in Austin, Texas, on August 7, 1991.
TRD-9109398
Nancy Murphy
Agency liaison, Policy and Document Support
Texas Department of Human Services
Filed: August 7, 1991
For further information, please call: (512) 450-3765
Public Utility Commission of Texas
Notice of Application to Amend Certificate of Convenience
and Necessity
Notice is given to the public of the filing with the Public
Utility Commission of Texas of an application on July 26, 1991,
to amend a certificate of convenience and necessity pursuant
to the Public Utility Regulatory Act, sec.sec.16(a), 17(e),
50, 52, and 54. A summary of the application follows.
Docket Title and Number:
Application of Texas
Utilities Electric Company to
amend certificate of convenience
and necessity for transmission
line in Midland, Martin,
and Andrews Counties, Docket
Number 10515 before the
Public Utility Commission of
Texas.
The Application:
In Docket Number 10515,
Texas Utilities Electric Company
requests approval of its
application to construct 11.4
miles of 138kV transmission
line within Midland, Martin,
and Andrews Counties.
Persons who wish to intervene in the proceeding or comment
upon action sought, should contact the Public Utility Commission
of Texas, at 7800 Shoal Creek Boulevard, Suite 400N, Austin,
Texas 78757, or call the Public Utility Public Information Division
at (512) 458-0223, or (512) 458-0227 within 15 days of this notice.
Issued in Austin, Texas, on August 2, 1991.
TRD-9109317
Mary Ross McDonald
Secretary of the Commission
Public Utility Commission of Texas
Filed: August 5, 1991
For further information, please call: (512) 458-0100
Notice of Intent to File Pursuant to Public Utility Commission
Substantive Rules 23. 27
Notice is given to the public of the intent to file with the
Public Utility Commission of Texas an application pursuant to
Public Utility Commission Substantive Rule 23.27 for approval
of customer-specific PLEXAR-Custom Service for General Services
Administration, Fort Worth.
Tariff Title and Number.
Application of Southwestern
Bell Telephone Company for
approval for PLEXAR-Custom Service
for General Services Administration
pursuant to Public Utility
Commission Substantive Rule 23.27(k).
Tariff Control Number 10536.
The Application.
Southwestern Bell Telephone Company
is requesting approval of
Plexar-Custom Service for General
Services Administration. The geographic
service market for this
specific service is the
Forth Worth area.
Persons who wish to comment upon the action sought should
contact the Public Utility Commission of Texas, at 7800 Shoal
Creek Boulevard, Suite 400N, Austin, Texas 78757, or call the
Public Utility Commission Public Information Section at (512)
458-0256, or (512) 458-0221 for teletypewriter for the deaf.
Issued in Austin, Texas, on August 6, 1991.
TRD-9109367
Mary Ross McDonald
Secretary of the Commission
Public Utility Commission of Texas
Filed: August 6, 1991
For further information, please call: (512) 458-0100
Texas Water Commission
Enforcement Orders
Pursuant to the Texas Water Code, which states that if the
commission finds that a violation has occurred and a civil penalty
is assessed, the commission shall file notice of its decision
in the Texas Register
not later than the 10th
day after the date on
which the decision is
adopted, the following information
is submitted.
An enforcement order was issued to Killam Industrial Development
Partnership Limited (no TWC facility ID number) on July 30, 1991,
assessing $11,760 in administrative penalties with 32% deferred
and foregoned pending compliance.
Information concerning any aspect of this order may be obtained
by contacting Jennifer C. Smith, Staff Attorney, Texas Water
Commission, P.O. Box 13087, Austin, Texas 78711-3087, (512) 463-8069.
Issued in Austin, Texas, on August 2, 1991.
TRD-9109385
Laurie J. Lancaster
Notices Coordinator
Texas Water Commission
Filed: August 6, 1991
For further information, please call: (512) 463-7898
Pursuant to the Texas Water Code, which states that if the
commission finds that a violation has occurred and a civil penalty
is assessed, the commission shall file notice of its decision
in the Texas Register
not later than the 10th
day after the date on
which the decision is
adopted, the following information
is submitted.
An enforcement order was issued to Charlie Myers Feedlot (no
permit) on July 30, 1991, assessing $18,500 in administrative
penalties with $16,000 deferred and foregoned pending compliance.
Stipulated penalties were also imposed.
Information concerning any aspect of this order may be obtained
by contacting Jennifer C. Smith, Staff Attorney, Texas Water
Commission, P.O. Box 13087, Austin, Texas 78711-3087, (512) 463-8069.
Issued in Austin, Texas, on August 2, 1991.
TRD-9109386
Laurie J. Lancaster
Notices Coordinator
Texas Water Commission
Filed: August 6, 1991
For further information, please call: (512) 463-7898
Pursuant to the Texas Water Code, which states that if the
commission finds that a violation has occurred and a civil penalty
is assessed, the commission shall file notice of its decision
in the Texas Register
not later than the 10th
day after the date on
which the decision is
adopted, the following information
is submitted.
An enforcement order was issued to Joe Jackson's Automatic
Transmission Company (SWR 39948) on July 30, 1991, assessing
$52,000 in administrative penalties.
Information concerning any aspect of this order may be obtained
by contacting H. Glenn Hall, III, Staff Attorney, Texas Water
Commission, P.O. Box 13087, Austin, Texas 78711-3087, (512) 463-8069.
Issued in Austin, Texas, on August 2, 1991.
TRD-9109387
Laurie J. Lancaster
Notices Coordinator
Texas Water Commission
Filed: August 6, 1991
For further information, please call: (512) 463-7898