TITLE 16. ECONOMIC REGULATION

PART 1. RAILROAD COMMISSION OF TEXAS

CHAPTER 15. ALTERNATIVE FUELS RESEARCH AND EDUCATION DIVISION

SUBCHAPTER B. PROPANE CONSUMER REBATE PROGRAM

16 TAC §15.115

The Railroad Commission of Texas proposes amendments to §15.115, relating to Availability of Funds, to add a reference to Texas Natural Resources Code, §113.2435, as amended by House Bill 1731, 81st Texas Legislature, Regular Session (2009). Section 113.2435 concerns money available for consumer incentive or rebate programs for alternatively fueled appliances or equipment. HB 1731 adds new subsection (d) to read as follows: "(d) Notwithstanding Subsection (c)(5), the commission shall make available for rebates during a fiscal year the entire amount of money made available for rebates during the preceding fiscal year that was not spent during the preceding fiscal year. The amount of money made available for rebates during the preceding fiscal year that was not spent during the preceding fiscal year is not counted in determining the limitation on the proportion of the fund usable for the rebate program during a fiscal year." The bill requires money made available for consumer rebate programs in a fiscal year, but not spent, to be carried forward and made available for rebates the next fiscal year, notwithstanding the 50 percent limit set out in §113.2435(c)(5). In §15.115, the Commission proposes to add a reference to Natural Resources Code, §113.2435(d).

Dan Kelly, Director, Alternative Fuels Education and Research Division, has determined that for the first five years that the proposed amendment will be in effect, there will be no fiscal implications for state or local governments as a result of enforcing or administering the amendment. New §113.2435(d), Natural Resources Code, and the proposed amendment to §15.115 may result in some reallocation of funds among the division's programs in some fiscal years, but will not affect overall revenue or program costs.

Mr. Kelly has also determined that there will be no cost of compliance with the proposed amendment for individuals, small businesses, or micro-businesses. Participation in all of the division's consumer rebate and incentive programs is voluntary, and the proposed changes would require no additional expenditures of time or money by individuals and companies choosing to participate in the programs.

Mr. Kelly has also determined that the public benefit anticipated as a result of enforcing or administering the section as amended will be the continued availability of funds for the consumer rebate program.

The 80th Legislature (2007) adopted HB 3430, which amended Chapter 2006 of the Texas Government Code. As amended, Texas Government Code, §2006.002, relating to Adoption of Rules with Adverse Economic Effect, requires that as a part of the rulemaking process, a state agency prepare an Economic Impact Statement that assesses the potential impact of a proposed rule on small businesses and micro-businesses, and a Regulatory Flexibility Analysis that considers alternative methods of achieving the purpose of the rule if the proposed rule will have an adverse economic effect on small businesses or micro-businesses. The Commission has determined that the proposed amendment will not have an adverse economic effect on small businesses or micro-businesses, and therefore the analysis described in Texas Government Code, §2006.002, is not required.

Comments on the proposal may be submitted to Rules Coordinator, Office of General Counsel, Railroad Commission of Texas, P.O. Box 12967, Austin, Texas 78711-2967; online at www.rrc.state.tx.us/rules/commentform.php; or by electronic mail to rulescoordinator@rrc.state.tx.us. The Commission will accept comments until 5:00 p.m. on Monday, August 17, 2009, which is 31 days after publication in the Texas Register. The Commission encourages all interested persons to submit comments no later than the deadline. The Commission cannot guarantee that comments submitted after the deadline will be considered. For further information, call Mr. Kelly at (512) 463-7291 or AFRED Marketing and Public Education Director Heather Ball at (512) 463-7359. The status of Commission rulemakings in progress is available at www.rrc.state.tx.us/rules/proposed.php.

The Commission proposes the amendment under the Texas Natural Resources Code §113.241, which authorizes the Commission to adopt all necessary rules relating to activities regarding the use of LPG and other environmentally beneficial alternative fuels; §113.243, which authorizes the Commission to research, develop, and implement marketing, advertising, and informational programs relating to alternative fuels to make alternative fuels more understandable and readily available to consumers; and §113.2435, which authorizes the Commission to establish consumer rebate programs for purchasers of appliances and equipment fueled by LP-gas or other environmentally beneficial alternative fuels for the purpose of achieving energy conservation and efficiency and improving the quality of air in this state, as amended by HB 1731, 81st Texas Legislature (2009).

Statutory authority: Texas Natural Resources Code, §§113.241, 113.243, and 113.2435.

Cross-reference to statute: Texas Natural Resources Code, Chapter 113.

Issued in Austin, Texas on June 30, 2009.

§15.115.Availability of Funds.

The commission may not use more than 50% of the funds available in the Alternative Fuels Research and Education Fund Account for purposes of consumer incentive or rebate programs except as provided in Texas Natural Resources Code, §113.2435(d). If funds become unavailable during a program year, the commission may carry over applications until the next program year.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 30, 2009.

TRD-200902702

Mary Ross McDonald

Managing Director

Railroad Commission of Texas

Earliest possible date of adoption: August 16, 2009

For further information, please call: (512) 475-1295


PART 2. PUBLIC UTILITY COMMISSION OF TEXAS

CHAPTER 25. SUBSTANTIVE RULES APPLICABLE TO ELECTRIC SERVICE PROVIDERS

SUBCHAPTER H. ELECTRICAL PLANNING

DIVISION 1. RENEWABLE ENERGY RESOURCES AND USE OF NATURAL GAS

16 TAC §25.174

The Public Utility Commission of Texas (commission) proposes an amendment to §25.174, relating to Competitive Renewable Energy Zones (CREZs). The amendment will implement Public Utility Regulatory Act (PURA) §39.904(g), which directs the commission to consider the level of financial commitment by renewable generators for each CREZ in determining whether to grant a certificate of convenience and necessity (CCN). The amendment addresses the level of financial commitment that renewable generators must satisfy before the commission will process the CCN applications for transmission facilities to serve certain CREZs previously designated by the commission, and deletes language that would be inconsistent with the changes resulting from the amendment. In addition, the amendment clarifies the conditions under which the commission may initiate a proceeding to address the issue of excess development in a CREZ.

For the three southern CREZs, McCamey, Central, and Central West, the commission has determined that the amount of renewable generation already developed in those CREZs and the amount of additional renewable generation currently under development demonstrate sufficient financial commitment in those zones. The commission finds that installed generating capacity and continuing construction of new generation are the best measures of wind-generator financial commitment. The commission believes that generators have already proven that new generation development has or will occur to use the new transmission lines built to these CREZs.

In reaching this conclusion, the commission has relied on Electric Reliability Council of Texas (ERCOT) data about installed renewable generation and signed interconnection agreements. In Docket Number 33672, the commission designated the McCamey, Central, and West Central zones as CREZs to be served by new transmission facilities necessary to support generation capacities of 1859, 3047, and 1063 megawatts, respectively. As of June 1, 2009, those three CREZs already had 906, 5221, and 1012 megawatts of installed renewable generation. Additionally, those three CREZs already had interconnection agreements for 300, 987, and 716 megawatts of new renewable generation. The developers' interest in these three southern CREZs is sufficient to satisfy the three tiered financial commitment test proposed in this amendment to §25.174. Accordingly, the commission believes the financial commitment requirement has already been met for the southern CREZs. For the two CREZs in the Texas Panhandle, Panhandle A and Panhandle B, the commission proposes a tiered approach to evaluate whether renewable generators have made sufficient financial commitments in those CREZs to warrant the processing of CCNs for the transmission facilities identified in Docket Number 33672 for the Panhandle CREZs. Project Number 34577 is assigned to this proceeding. The amendment is a competition rule subject to judicial review as specified in PURA §39.001(e).

Danielle Jaussaud, Director of Market Analysis, Competitive Markets Division, has determined that for each year of the first five-year period the amendment is in effect there will be no fiscal implication for state or local government as a result of enforcing or administering the amendment.

Ms. Jaussaud has determined that for each year of the first five years the amendment is in effect the public benefit anticipated as a result of enforcing the amendment will be to increase the amount of electricity delivered to customers from renewable generation resources in Texas, consistent with the goals that have been established in PURA. The specific benefits include increasing the use of a resource with no fuel cost by the state's electricity customers, reducing the use of generation technologies that result in air emissions, and diversifying the state's portfolio of electric generating resource.

There will be no adverse economic effect on small businesses or micro-businesses as a result of enforcing this amendment. There may be economic costs to persons who choose to provide evidence of the financial commitment pursuant to this amendment. The amendment will ensure that the construction of transmission facilities needed to deliver electric output from renewable energy technologies to customers will be done in a manner that is most beneficial and cost-effective to customers.

Ms. Jaussaud has also determined that for each year of the first five years the amendment is in effect, there will be no impact on local economies as a result of implementing or administering this amendment, and therefore, no local employment impact statement is required under Administrative Procedure Act, Texas Government Code §2001.022.

The commission staff will conduct a public hearing on this rulemaking, pursuant to the Administrative Procedure Act, Texas Government Code §2001.029, at the commission's offices located in the William B. Travis Building, 1701 North Congress Avenue, Austin, Texas 78701 on Tuesday, August 11, 2009, at 10:00 a.m.

Initial comments on the amendment may be submitted to the Filing Clerk, Public Utility Commission of Texas, 1701 North Congress Avenue, P.O. Box 13326, Austin, Texas 78711-3326, within 20 days after publication. Reply comments may be submitted within 31 days after publication. Sixteen copies of comments on the amendment are required to be filed pursuant to §22.71(c) of this title. Comments should be organized in a manner consistent with the organization of the amended rule. The commission invites specific comments regarding the costs associated with, and benefits that will be gained by, implementation of the amendment. The commission will consider the costs and benefits in deciding whether to adopt the amendment. The commission also invites comments on the following question:

Should a requirement that renewable energy developers post a security deposit be added to any Tier of the proposed three-Tier test to establish financial commitment in the Panhandle CREZs? If so, how should the amount be determined? What procedure should govern the posting of the deposit? Should the deposit be posted with ERCOT or with a transmission service provider (TSP) designated to build transmission facilities in or to the Panhandle CREZs? What event should trigger a return of the deposit?

All comments should refer to Project Number 34577.

This amendment is proposed under the Public Utility Regulatory Act, Texas Utilities Code Annotated §§14.001, 14.002, 39.101(b)(3), 39.151, and 39.904 (Vernon 2007 & Supplement 2008) (PURA). Section 14.001 provides the commission the general power to regulate and supervise the business of each public utility within its jurisdiction and to do anything specifically designated or implied by PURA that is necessary and convenient to the exercise of that power and jurisdiction; §14.002 provides the commission with the authority to adopt and enforce rules reasonably required in the exercise of its powers and jurisdiction; §39.101(b)(3) provides that a customer is entitled to have access to providers of energy generated by renewable energy resources; §39.151 provides the commission with authority over electricity dispatch and grid reliability in ERCOT and over the accounting for the production and delivery of electricity among generators and all other market participants in ERCOT; and §39.904 provides the commission with the authority to adopt rules necessary to administer and enforce the programs to promote the development of renewable energy technologies and requires the commission to designate competitive renewable energy zones and develop a plan to construct transmission capacity necessary to deliver electric output from renewable energy technologies to electricity customers in a manner that is most beneficial and cost-effective to the customers.

Cross Reference to Statutes: Public Utility Regulatory Act §§14.001, 14.002, 39.101, 39.151, and 39.904.

§25.174.Competitive Renewable Energy Zones.

(a) (No change.)

(b) Level of financial commitment by generators for designating a CREZ.

(1) - (2) (No change.)

(c) Plan to develop transmission capacity.

(1) - (3) (No change.)

[(4) No later than one year after an order by the commission designating a CREZ, the TSP or TSPs selected to provide transmission service in or to a CREZ shall file applications for all required certificates of convenience and necessity (CCNs) for transmission facilities identified by the commission in the CREZ order as most beneficial and cost-effective to the customers. The commission may allow additional time for a TSP to file an application upon a showing of good cause by the TSP. The commission may establish a filing schedule if a CREZ order requires numerous CCN applications.]

[(5) A CCN application for a transmission project intended to serve a CREZ need not address the criteria in PURA §37.056(c)(1) and (2).]

[(6) Within 45 days of an application for a CCN for transmission improvements filed pursuant to the order designating the zone a CREZ, each developer for that CREZ shall post a letter of credit or other collateral to an amount equal to 10% of the developer's pro rata share of the estimated capital cost of the transmission improvements covered by the CREZ order, including the TSP's cost of preparing its CCN application. If any developer fails to deposit the required funds, the commission may take appropriate action, including, but not limited to, the following: reconsideration of its CREZ designation; dismissal of the TSP's CCN application; seeking another developer to step into the shoes of a defaulting developer; ordering the return of all deposits to developers who made adequate deposits; ordering the application of the defaulting developer's deposits toward the costs incurred by TSPs pertaining to planning and CCN proceedings for the transmission facilities covered by the order designating the zone a CREZ; and ordering the return of any remaining balance to the defaulting developer.]

[(7) In evaluating the CCN applications, the commission shall consider the level of financial commitment by generators. The TSP may propose modifications to the transmission improvements described in the CREZ order if such improvements would reduce the cost of transmission or increase the amount of generating capacity that transmission improvements for the CREZ can accommodate. The commission may direct ERCOT to review modifications proposed by the TSP.]

(d) Certificates of convenience and necessity. No later than one year after an order by the commission designating a CREZ, the TSP or TSPs selected to provide transmission service in or to a CREZ shall file applications for all required certificates of convenience and necessity (CCNs) for transmission facilities identified by the commission in the CREZ order as most beneficial and cost-effective to the customers. The commission may allow additional time for a TSP to file an application upon a showing of good cause by the TSP. The commission may establish a filing schedule if a CREZ order requires numerous CCN applications. [ Obligation to take transmission service in a CREZ.]

(1) A CCN application for a transmission project intended to serve a CREZ need not address the criteria in PURA §37.056(c)(1) and (2). [A developer that deposited funds in accordance with subsection (b)(1) or (c)(6) of this section shall take transmission service in the CREZ no later than one year after the TSP notifies it that the transmission system is capable of accommodating the developer's renewable energy facility, unless the commission approves an extension of time. If the developer does not take transmission service as required, the developer shall be considered to have forfeited, for the benefit of the TSP, all collateral, letters of credit or funds it has deposited.]

(2) In evaluating the CCN applications, the commission shall consider the level of financial commitment by renewable generators. Existing generation and generation under construction in the McCamey, Central, and Central West CREZs approved by the commission in Docket Number 33672 satisfy the financial commitment requirement for approval of CCN applications for transmission facilities approved by the commission related to those zones. [If the developer completes the generation facilities and begins delivering energy from the CREZ within one year of the completion of the transmission improvements, the TSP and ERCOT shall refund to the developer all collateral, letters of credit or funds it has deposited.]

(3) The TSP may propose modifications to the transmission improvements described in the CREZ order if such improvements would reduce the cost of transmission or increase the amount of generating capacity that transmission improvements for the CREZ can accommodate. The commission may direct ERCOT to review modifications proposed by the TSP.

(4) Notwithstanding paragraph (2) of this subsection, for the Panhandle A and Panhandle B CREZs approved by the commission in Docket Number 33672, commission staff shall initiate one or more proceedings for the commission to determine the level of financial commitment by renewable generators. If the commission determines that the financial commitments for the Panhandle A or B CREZ satisfy paragraph (5) of this subsection, the commission shall process the CCN applications for transmission facilities related to that CREZ in accordance with this section and §25.101 of this title (relating to Certification Criteria.) If the commission determines that the financial commitments for one of these CREZs do not satisfy paragraph (5) of this subsection, the commission shall order that CCN applications for CREZ transmission facilities related to that CREZ not be filed. If at a later date the commission determines, in another proceeding initiated pursuant to this paragraph, that paragraph (5) of this subsection has been satisfied, the commission shall establish a new filing schedule for the applications.

(5) The commission will permit a CCN application to proceed if it concludes that the level of financial commitments for new CREZ generation capacity made by renewable generators for the relevant CREZ meets or exceeds one of the Tier standards in this paragraph. Within a tier, an existing or planned renewable generation project cannot be counted more than once.

(A) The Tier 1 financial commitment threshold will be satisfied if the sum of generating capacity from the following meets or exceeds 50% of the generating capacity for the CREZ as ordered by the commission:

(i) existing generation in the CREZ; and

(ii) generation projects under construction that will be operational within 6 months in the CREZ.

(B) The Tier 2 financial commitment threshold will be satisfied if the sum of generating capacity from the following meets or exceeds 75% of the generating capacity for the CREZ as ordered by the commission:

(i) existing generation in the CREZ;

(ii) generation projects under construction that will be operational within 6 months in the CREZ;

(iii) planned projects with signed interconnection agreements with a transmission service provider that has been designated to construct and operate transmission facilities for the CREZ;

(iv) capacity represented by purchases of surface rights to land for at least 20 years in a CREZ as calculated at a presumptive conversion factor of 60 acres per megawatt; and

(v) capacity represented by a non-utility entity's contractual commitments to build and own transmission facilities dedicated to delivering the output of renewable energy resources in the CREZ to the transmission system of a transmission service provider that has been designated to operate transmission facilities for the CREZ.

(C) The Tier 3 financial commitment threshold will be satisfied if the sum of generating capacity from the following meets or exceeds 100% of the generating capacity for the CREZ as ordered by the commission:

(i) existing generation in the CREZ;

(ii) generation projects under construction that will be operational within 6 months in the CREZ;

(iii) planned projects with signed interconnection agreements with a transmission service provider that has been designated to construct and operate transmission facilities for the CREZ;

(iv) capacity represented by purchases of surface rights to land for at least 20 years in a CREZ as calculated at a presumptive conversion factor of 60 acres per megawatt;

(v) capacity represented by a non-utility entity's contractual commitments to build and own transmission facilities dedicated to delivering the output of renewable energy resources in the CREZ to the transmission system of a transmission service provider that has been designated to operate transmission facilities for the CREZ; and

(vi) capacity represented by applications for interconnection agreements with a transmission service provider that has been designated to operate transmission facilities for the CREZ.

(e) Excess [Disincentives for excess] development in a CREZ. If the aggregate level of renewable energy capacity for which transmission service is requested for a CREZ exceeds the maximum level of renewable capacity specified in the CREZ order, and if the commission determines that the security constrained economic dispatch mechanism used in the power region to establish a priority in the dispatch of CREZ resources is insufficient to resolve the congestion caused by excess development, the commission may initiate a proceeding and may consider limiting [ limit] interconnection to and/or establishing [ establish] dispatch priorities regarding the transmission system in the CREZ, and identifying [identify] the developers whose projects may interconnect to the transmission system in the CREZ under special protection schemes. [Priority in interconnecting to the transmission system may be based on a number of factors, including financial commitments of the developers in accordance with subsections (b) and (c) of this section. In determining such priority, the commission may also consider the progress that a developer has made in obtaining the transmission studies required for a new generator interconnection as indications of financial commitment.]

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on July 6, 2009.

TRD-200902769

Adriana A. Gonzales

Rules Coordinator

Public Utility Commission of Texas

Earliest possible date of adoption: August 16, 2009

For further information, please call: (512) 936-7211


SUBCHAPTER O. UNBUNDLING AND MARKET POWER

DIVISION 2. INDEPENDENT ORGANIZATIONS

16 TAC §25.361, §25.364

The Public Utility Commission of Texas (commission) proposes an amendment to §25.361, relating to Electric Reliability Council of Texas, and new §25.364, relating to Requirements for Decertification of an Independent Organization. The amendment and new rule will establish procedure for the decertification of an independent organization and the transfer of assets to a successor organization pursuant to Public Utility Regulatory Act (PURA) §39.151(d). These rules are competition rules subject to judicial review as specified in PURA §39.001(e). Project Number 33812 is assigned to this proceeding.

Chris Carter, Analyst, Competitive Markets Division, has determined that for each year of the first five-year period the amendment and new rule are in effect, there will be no fiscal implications for state or local government as a result of enforcing or administering the amendment and new rule.

Mr. Carter has determined that for each year of the first five years the amendment and new rule are in effect, the public benefit anticipated as a result of enforcing the amendment and new rule will be the creation of regulatory certainty regarding the steps to be taken in the event that an independent organization must be decertified by the commission. There will be no adverse economic effect on small businesses or micro-businesses as a result of enforcing the amendment and new rule. Therefore, no regulatory flexibility analysis is required. There are anticipated economic costs to independent organizations that will be subject to the amendment and new rule, but these costs are unavoidable because the amendment and new rule are required by PURA §39.151(d).

Mr. Carter has also determined that for each year of the first five years the amendment and new rule are in effect there should be no effect on a local economy, and therefore no local employment impact statement is required under Administrative Procedure Act (APA), Texas Government Code §2001.022.

The commission staff will conduct a public hearing on this rulemaking, if requested pursuant to the Administrative Procedure Act, Texas Government Code §2001.029, at the commission's offices located in the William B. Travis Building, 1701 North Congress Avenue, Austin, Texas 78701 on Tuesday, August 18, 2009, at 10:00 a.m. The request for a public hearing must be received within 31 days after publication.

Initial comments on the amendment and new rule may be submitted to the Filing Clerk, Public Utility Commission of Texas, 1701 North Congress Avenue, P.O. Box 13326, Austin, Texas 78711-3326, within 31 days after publication. Sixteen copies of comments are required to be filed pursuant to §22.71(c) of this title. Comments should be organized in a manner consistent with the organization of the amendment and new rule. The commission invites specific comments regarding the costs associated with, and benefits that will be gained by, implementation of the amendment and new rule. The commission will consider the costs and benefits in deciding whether to adopt the amendment and new rule. All comments should refer to Project Number 33812.

The amendment and new rule are proposed under the Public Utility Regulatory Act, Texas Utilities Code Annotated §14.002 (Vernon 2007 and Supp. 2008) (PURA), which provides the commission with the authority to make and enforce rules reasonably required in the exercise of its powers and jurisdiction, and specifically, PURA §39.151(d), which requires the commission to adopt a rule to address decertifying an independent organization and selecting and certifying a successor organization.

Cross Reference to Statutes: Public Utility Regulatory Act §14.002 and §39.151(d).

§25.361.Electric Reliability Council of Texas (ERCOT).

(a) - (k) (No change.)

(l) Decertification. ERCOT shall be subject to decertification as an independent organization in accordance with §25.364 of this title (relating to Decertification of an Independent Organization).

§25.364.Decertification of an Independent Organization.

(a) Purpose. This section establishes the procedures for the decertification of an independent organization and the transfer of assets to a successor organization pursuant to Public Utility Regulatory Act (PURA) §39.151(d).

(b) Applicability. This section applies to any organization that the commission has certified as an independent organization pursuant to PURA §39.151.

(c) Initiation of proceeding to decertify. The commission may initiate a proceeding to revoke an independent organization's certification. Prior to initiating a proceeding to revoke a certification, the commission may conduct an audit or study of the performance of an independent organization with respect to its efficiency and effectiveness in carrying out the duties of an independent organization under PURA and this title. Any such audit or study may be conducted or supervised by the commission and shall be funded by the independent organization.

(d) Standard for decertification. The commission may issue an order decertifying an independent organization if it finds that the organization has committed significant violations of PURA or commission rules or failed to efficiently and effectively carry out the duties of an independent organization.

(e) Order revoking certification. The commission's order revoking certification shall ensure continuity of operations of the independent organization and shall designate the successor organization that will assume the functions of the independent organization. The commission order revoking certification will provide for the independent organization to transfer its assets and liabilities to the successor independent organization designated by the commission.

(f) Selection of successor organization. Prior to the decertification of an independent organization, the commission shall designate, and certify pursuant to PURA §39.151(c), a successor independent organization from among persons that have submitted proposals in response to the commission's request. To the extent that there are duties performed by the current independent organization that are not required by statute, organizations other than a successor independent organization may be designated to assume those functions.

(g) Transfer of assets. The transfer of assets and liabilities from a decertified independent organization to its successor organization shall be made in a way that ensures that the functions of the independent organization continue to be provided reliably and without interruption. The commission may impose specific conditions or requirements upon the transfer of assets and liabilities.

(h) Continuity of operations. To ensure that all of the required functions of the independent organization continue to be carried out during the decertification and transfer process, the commission, upon its own initiative, may order the independent organization or its successor organization, or both, to perform or continue certain acts related to the organization's operation. These include, but are not limited to, capital investment projects, financing, meeting or renegotiating contractual obligations, and employment of essential personnel.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on July 2, 2009.

TRD-200902744

Adriana A. Gonzales

Rules Coordinator

Public Utility Commission of Texas

Earliest possible date of adoption: August 16, 2009

For further information, please call: (512) 936-7211


SUBCHAPTER R. CUSTOMER PROTECTION RULES FOR RETAIL ELECTRIC SERVICE

16 TAC §25.491

The Public Utility Commission of Texas (commission) proposes an amendment to §25.491, relating to Record Retention and Reporting Requirements. The amendments (1) remove the June 1 annual report requirement so that the retail electric provider annual report deadline will comply with the new deadlines established in recently revised §25.107, relating to Certification of Retail Electric Providers (REPs) and (2) correct the title to §25.475 and §25.476 consistent with recently adopted rule amendments. The amendment is a competition rule subject to judicial review as specified in Public Utility Regulatory Act (PURA) §39.001(e). Project Number 37007 is assigned to this proceeding.

Janis Ervin, Senior Utility Analyst, Infrastructure and Reliability Division, has determined that for each year of the first five-year period the amendment is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the amendment.

Ms. Ervin has determined that for each year of the first five years the amendment is in effect the public benefit anticipated as a result of enforcing the amendment will be making the reporting requirement schedule consistent with the requirements of §25.107. There will be no adverse economic effect on small businesses or micro-businesses as a result of enforcing the amendment. Therefore, no regulatory flexibility analysis is required. There is no anticipated economic cost to persons who are required to comply with the amendment.

Ms. Ervin has also determined that for each year of the first five years the amendment is in effect there should be no effect on a local economy, and therefore no local employment impact statement is required under Administrative Procedure Act (APA), Texas Government Code §2001.022.

The commission staff will conduct a public hearing on this rulemaking, if requested pursuant to the Administrative Procedure Act, Texas Government Code §2001.029, at the commission's offices located in the William B. Travis Building, 1701 North Congress Avenue, Austin, Texas 78701 on Thursday, August 6, 2009, at 10:00 a.m. The request for a public hearing must be received within 30 days after publication.

Comments on the amendments may be submitted to the Filing Clerk, Public Utility Commission of Texas, 1701 North Congress Avenue, P.O. Box 13326, Austin, Texas 78711-3326, within 30 days after publication. Sixteen copies of comments on the amendments are required to be filed pursuant to §22.71(c) of this title. Comments should be organized in a manner consistent with the organization of the proposed rule. The commission invites specific comments regarding the costs associated with, and benefits that will be gained by, implementation of the amendments. The commission will consider the costs and benefits in deciding whether to adopt the amendments. All comments should refer to Project Number 37007.

The amendments are proposed under the Public Utility Regulatory Act, Texas Utilities Code Annotated §14.002 (Vernon 2007 and Supp. 2008), which provides the commission with the authority to make and enforce rules reasonably required in the exercise of its powers and jurisdiction, and in particular, §17.004 and §39.101, which direct the commission to implement customer protections for electric customers.

Cross Reference to Statutes: Public Utility Regulatory Act §§14.002, 17.004, and 39.101.

§25.491.Record Retention and Reporting Requirements.

(a) - (b) (No change.)

(c) Annual reports. A [On June 1 of each year, a] REP shall report the information required by §25.107 of this title (relating to Certification of Retail Electric Providers (REPs)) to the commission and the Office of Public Utility Counsel (OPUC) and the following additional information on a form approved by the commission for the 12-month period ending December 31 of the prior year:

(1) - (4) (No change.)

(5) The number of complaints received by the REP from residential customers for the following categories by month, by nine-digit zip code and census tract:

(A) (No change.)

(B) Marketing and quality of customer service, which shall include complaints relating to the interfaces between the customer and the REP, such as, but not limited to, call center hold time, responsiveness of customer service representatives, and implementation of §25.472 of this title (relating to Privacy of Customer Information), §25.475 of this title (relating to General Retail Electric Provider Requirements and Information Disclosures to Residential and Small Commercial Customers), §25.473 of this title (relating to Non-English Language Requirements), §25.476 of this title (relating to Renewable and Green Energy Verification [ Labeling of Electricity with Respect to Fuel Mix and Environmental Impact ]), and §25.484 of this title (relating to Texas Electric No-Call List), and which shall not include issues for which the REP is not responsible, such as, but not limited to, power quality, outages, or technical failures of the registration agent;

(C) - (F) (No change.)

(6) (No change.)

(d) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on July 2, 2009.

TRD-200902742

Adriana A. Gonzales

Rules Coordinator

Public Utility Commission of Texas

Earliest possible date of adoption: August 16, 2009

For further information, please call: (512) 936-7211