TITLE 10.COMMUNITY DEVELOPMENT

Part 7. TEXAS RESIDENTIAL CONSTRUCTION COMMISSION

Chapter 301. GENERAL PROVISIONS

10 TAC §301.1

The Texas Residential Construction Commission ("commission") proposes amendments to 10 TAC §301.1, concerning definitions used in construing agency rules promulgated to implement the Texas Residential Construction Commission Act ("Act"), Title 16, Property Code. The amendments are proposed to add a definition for the term "builder in good standing".

Ms. Susan Durso, General Counsel for the commission, has determined that for each year of the first five year period that the amended section is in effect there will be no increase in expenditures or revenue for state government and no fiscal impact for local government as a result of enforcing or administering the section.

Ms. Durso has also determined that for the first five years the amended section is in effect the public will benefit from clarification in commission definitions. There will not be an effect on individuals, or large, small or micro businesses. There is no anticipated economic cost to persons who are required to comply with the proposed section.

Ms. Durso has also determined that for each year of the first five-year period the amended section is in effect there should be no effect on a local economy; therefore, no local employment impact statement is required under the Administrative Procedure Act, Section 2001.022.

Comments on the proposed amendment may be submitted to Susan K. Durso, General Counsel, Texas Residential Construction Commission, P.O. Box 13144, Austin, Texas 78711-3144 or by fax to (512) 475-2453. Comments may also be submitted electronically to comments@trcc.state.tx.us. For comments submitted electronically, please include "301.1 amendment" in the subject line. The deadline for submission of comments is thirty (30) days from the date of publication of the proposed rules in the Texas Register . Comments should be organized in a manner consistent with the organization of the section under consideration. Comments not timely received or that are submitted electronically but do not have "301.1 amendment" in the subject line may not be considered.

The amendment is proposed pursuant to Property Code §408.001, which provides general authority for the commission to adopt rules necessary for the implementation of Title 16, Property Code.

§301.1.Definitions.

The following words and terms, when used in rules promulgated by the commission, shall have the following meanings unless the context of the rule clearly indicates otherwise.

(1) - (4) (No change.)

(5) Builder in good standing--a builder or remodeler that has a current active certificate of registration issued by the commission and that has no unpaid fees or administrative penalties due and owing to the commission.

(6) [ (5) ] Building and performance standards--those standards that apply to home construction built pursuant to a transaction governed by the Act.

(7) [ (6) ] Commission--the Texas Residential Construction Commission.

(8) [ (7) ] Construction Activities--actions taken by the builder or at the direction of the builder by an employee, agent, contractor or subcontractor of the builder during the process of building the home or the improvement to the home.

(9) [ (8) ] Construction defect--

(A) the failure of the design, construction or repair of a home, an alteration of or a repair, addition or improvement to an existing home, or an appurtenance to a home to meet the applicable warranty and building and performance standards during the applicable warranty period; and

(B) any physical damage to the home, an appurtenance to the home, or real property on which the home or appurtenance is affixed that is proximately caused by that failure.

(10) [ (9) ] Cosmetic deficiency--any marred, scuffed, scratched or smudged painted surface or countertop; chipped or stained porcelain, tile, grout, or fiberglass; chipped surfaces of appliances or plumbing fixtures; torn or defective window or door screens; marred, smudged, scratched or stained cabinet surfaces or finishes; or, broken, chipped or scratched glass, window or mirror.

(11) [ (10) ] Dwelling unit--a single unit providing complete independent living facilities for one or more persons, including permanent provisions for living, sleeping, eating, cooking and sanitation.

(12) [ (11) ] Executive Director--the individual employed by the commission as the chief executive for the agency or any person to whom the Executive Director has delegated the authority to act on behalf of the Executive Director.

(13) [ (12) ] Home--the real property, improvements and appurtenances thereto for a single-family residential dwelling unit or duplex.

(14) [ (13) ] ICC--the International Code Council, Inc., currently located at 5203 Leesburg Pike, Suite 600, Falls Church, Virginia, 22041-3401, or at a subsequent address, and any successor organization that performs substantially the same functions that the ICC performs as of December 1, 2003.

(15) [ (14) ] Improvement to the interior of an existing home when the cost of the work exceeds $20,000--any modification to the interior living space of a home, which includes the addition or installation of permanent fixtures inside the home, pursuant to an agreement for work for total consideration in excess of $20,000 to be paid by a homeowner to a single builder.

(16) [ (15) ] Living space--the enclosed area in a home that is suitable for year-round residential use.

(17) [ (16) ] Local building official--the agency or department of a municipality, county or other local political subdivision with authority to make inspections and to enforce the laws, ordinances, and regulations applicable to the construction, alteration, or repair of homes in that locality.

(18) [ (17) ] Material improvement--a modification to an existing home that either increases or decreases the home's total square footage of living space that also modifies the home's foundation, perimeter walls or roof. A material improvement does not include modifications to an existing home if the modifications are designed primarily to repair or replace the home's component parts.

(19) [ (18) ] Person--an individual, partnership, company, corporation, association, or any other legal entity, however organized.

(20) [ (19) ] Remodeler--any business entity or individual who, for a fixed price, commission, fee, wage, or other compensation, constructs or supervises or manages the construction of a material improvement to an existing home or an improvement to the interior of an existing home when the cost of the work exceeds $20,000.

(21) [ (20) ] Single-family residential dwelling--a building that contains one or two dwelling units, including a townhouse, complete with independent living facilities for one or more persons suitable for one household, including permanent provisions for living, sleeping, eating, cooking and sanitation.

(22) [ (21) ] State inspector--a person employed by the commission whose duties include serving as a member of an appellate panel to:

(A) review the recommendations of third-party inspectors;

(B) provide consultation to third-party inspectors; and

(C) administer the state-sponsored inspection and dispute resolution process.

(23) [ (22) ] Statutory warranty--the legal requirement that the component parts of a home perform to the building and performance standards applicable to the construction for the number of years as set in statute, to wit:

(A) one year for workmanship and materials;

(B) two years for plumbing, electrical, heating, and air conditioning delivery systems;

(C) ten years for major structural components of the home; and

(D) ten years for the warranty of habitability.

(24) [ (23) ] Structural failure--for purposes of Property Code §429.001(b) only, the term means non-compliance with the commission-adopted performance standards for major structural components.

(25) [ (24) ] Third-party inspector--a person approved by the commission to conduct an objective home inspection and prepare a report of that inspection as part of the state-sponsored inspection and dispute resolution process.

(26) [ (25) ] Townhouse--a single-family dwelling unit constructed in a group of three or more attached dwelling units in which each unit extends from foundation to roof and with open space on at least two sides not more than three stories in height with a separate means of ingress and egress.

(27) [ (26) ] Transaction governed by the Act--an agreement between a homeowner and a builder:

(A) for the construction of a new home; or

(B) for construction on an existing home that is:

(i) a material improvement to the home other than an improvement solely to replace or repair the roof; or

(ii) an improvement to the interior of the home when the cost paid for the work exceeds $20,000.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 9, 2007.

TRD-200700391

Susan K. Durso

General Counsel

Texas Residential Construction Commission

Earliest possible date of adoption: March 25, 2007

For further information, please call: (512) 463-2886


Chapter 303. REGISTRATION

Subchapter A. REGISTRATION OF BUILDERS

10 TAC §303.19

The Texas Residential Construction Commission (the "commission") proposes amendments to Chapter 303, Subchapter A, §303.19 relating to the builder/remodeler renewal process as provided for in Title 16, Property Code. The amendments are proposed to streamline and unify builder registration renewals, to reduce staff time spent on data entry, and to reduce errors in data entered as a result of illegible handwriting.

Susan K. Durso, General Counsel, has determined that, for each year of the first five-year period the proposed amendments are in effect, there will be reduced fiscal implications to the state and no fiscal implications for local governments as a result of enforcing or administering the proposed amendments.

Ms. Durso has also determined that, for each year of the first five-year period the proposed amendments are in effect, the public will benefit from reduced costs for processing paper work and uniform procedures for registered builder renewal applications.

Ms. Durso has also determined that, for each year of the first five-year period the proposed amendments are in effect, there will be no significant effect on individuals or large, small, and micro-businesses because of the adoption of the proposed amendments.

Ms. Durso has also determined that, for each year of the first five-year period the proposed amendments are in effect, there should be no effect on a local economy; therefore, no local employment impact statement is required under Administrative Procedure Act §2001.022.

Interested persons may submit written comments (12 copies) on the proposed amendments to Susan K. Durso, General Counsel, Texas Residential Construction Commission, P.O. Box 13144, Austin, Texas 78711. The deadline for submission of comments is thirty (30) days from the date of publication of the proposed sections in the Texas Register . Comments received after that date will not be considered. Comments should be organized in a manner consistent with the organization of the proposed amendment. Comments may be submitted electronically to comments@trcc.state.tx.us. For comments submitted electronically, please include "303.19 amendments" in the subject line. Comments not received timely or that are submitted electronically but do not include "303.19 amendments" in the subject line may not be considered.

The amendments are proposed pursuant to Chapter 416, Property Code, which provides for the registration of builders and remodelers and, generally, pursuant to Property Code, §408.001, which provides authority for the commission to adopt rules necessary for the implementation of Title 16, Property Code.

The statutory provisions affected by these proposed amendments are those set forth in Property Code, Chapters 408 and 416.

No other statutes, articles, or codes are affected by the proposed amendments.

§303.19.Renewal.

(a) [ After March 1, 2004, ] An individual or business entity [ a person ] operating as a builder or remodeler in this state must keep a current certificate of registration and must timely renew its certificate of registration.

(b) A builder or remodeler that has been issued an even-numbered builder registration certificate must renew its registration by the last day of February of each even-numbered year. A builder or remodeler that has been issued an odd-number certificate of registration must renew its registration by February 28 of each odd-numbered year.

(c) A builder or remodeler that [ who ] fails to maintain a current certificate of registration may be subject to a late fee , other [ and either an ] administrative penalty , or other disciplinary action, as determined by the commission.

(d) In order to renew a certificate of registration, a builder or remodeler shall submit a completed application for renewal of a certificate of registration and the required fee to the commission . The completed application and fee must be received or, if mailed must be postmarked, no later than the applicable registration renewal date [ not later than thirty (30) days prior to the end of the applicable registration period ] as provided in subsection (b) of this section.

(e) All individual and business entities that file renewal applications with the commission and that have registered more than twenty-five homes in the prior calendar year must file their renewal applications via the commission's secure Web portal provided for online builder/remodeler renewal registration. A completed renewal application and renewal fee must be submitted for each named individual or business entity under which the applicant intends to operate as a builder or remodeler in this state.

(f) Builders and remodelers that are required to use the online renewal process under subsection (e) of this section, but that are unable to utilize the online system may submit a sworn affidavit to the Executive Director requesting a waiver from the required use of the online process for renewal registration.

(g) The Executive Director may grant a waiver requested under subsection (f) of this section, if the builder or remodeler submits a sworn affidavit stating that the builder or remodeler:

(1) does not have the use of a credit card or access to online banking for the purpose of making an online payment;

(2) does not have access to the internet; or

(3) other good cause for waiver as determined in the sole discretion of the Executive Director.

(h) A decision by the Executive Director on whether to grant a waiver under subsection (g) of this section is a final agency decision not subject to further administrative appeal.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 12, 2007.

TRD-200700408

Susan K. Durso

General Counsel

Texas Residential Construction Commission

Earliest possible date of adoption: March 25, 2007

For further information, please call: (512) 463-2886


Subchapter B. REGISTRATION OF HOMES

10 TAC §303.140

The Texas Residential Construction Commission (the "commission") proposes amendments to Chapter 303, Subchapter B, §303.140 relating to the home registration process as provided for in Title 16, Property Code. The amendments are proposed to streamline and unify home registration, to reduce staff time spent on data entry, and to reduce errors in data entered as a result of illegible handwriting.

Susan K. Durso, General Counsel, has determined that, for each year of the first five-year period the proposed amendments are in effect, there will be reduced fiscal implications to the state and no fiscal implications for local governments as a result of enforcing or administering the proposed amendments.

Ms. Durso has also determined that, for each year of the first five-year period the proposed amendments are in effect, the public will benefit from reduced costs for processing paper work and uniform procedures for home registration by builders and remodelers.

Ms. Durso has also determined that, for each year of the first five-year period the proposed amendments are in effect, there will be no significant effect on individuals or large, small, and micro-businesses because of the adoption of the proposed amendments.

Ms. Durso has also determined that, for each year of the first five-year period the proposed amendments are in effect, there should be no effect on a local economy; therefore, no local employment impact statement is required under Administrative Procedure Act, §2001.022.

Interested persons may submit written comments (12 copies) on the proposed amendments to Susan K. Durso, General Counsel, Texas Residential Construction Commission, P.O. Box 13144, Austin, Texas 78711. The deadline for submission of comments is thirty (30) days from the date of publication of the proposed sections in the Texas Register . Comments received after that date will not be considered. Comments should be organized in a manner consistent with the organization of the proposed amendment. Comments may be submitted electronically to comments@trcc.state.tx.us. For comments submitted electronically, please include "303.140 amendments" in the subject line. Comments not received timely or that are submitted electronically but do not include "303.140 amendments" in the subject line may not be considered.

The amendments are proposed pursuant to Property Code, §426.003, which provides for the registration of homes and, generally, pursuant to Property Code, §408.001, which provides authority for the commission to adopt rules necessary for the implementation of Title 16, Property Code.

The statutory provisions affected by these proposed amendments are those set forth in Property Code, Chapters 408 and 426.

No other statutes, articles, or codes are affected by the proposed amendments.

§303.140.Home Registration Process.

(a) A person registering a home under §303.100 or §303.110 of this subchapter shall submit a completed [ use the ] Home Registration Form with the appropriate fee .

(b) All individuals and business entities who are registered with the commission and are required to file twenty-five or more home registration forms each year with the commission must register homes online via the commission's secure Web portal for online home registration, unless the builder or remodeler has received a waiver of this requirement under subsection (d) of this section. [ A completed home registration form must be submitted to the commission with the appropriate fee by first class mail, personal delivery or via the commission's secure Web portal provided for online home registrations by builders. ]

(c) Builders and remodelers that are unable to utilize the online home registration process may submit a sworn affidavit to the Executive Director requesting a waiver from the required use of the online process for home registration.

(d) The Executive Director may grant a waiver requested under subsection (c) of this section, if the builder or remodeler submits a sworn affidavit stating that the builder or remodeler:

(1) does not have the use of a credit card or access to online banking for the purpose of making an online payment;

(2) does not have access to the internet; or

(3) other good cause for waiver as determined in the sole discretion of the Executive Director.

(e) A decision by the Executive Director on whether to grant a waiver under subsection (d) of this section is a final agency decision not subject to further administrative appeal.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 12, 2007.

TRD-200700416

Susan K. Durso

General Counsel

Texas Residential Construction Commission

Earliest possible date of adoption: March 25, 2007

For further information, please call: (512) 463-2886


Subchapter C. REGISTRATION OF THIRD-PARTY INSPECTORS

10 TAC §303.207

The Texas Residential Construction Commission proposes amendments to 10 TAC §303.207, Subchapter C, which sets forth the training requirements for third-party inspectors. The amendments clarify that third-party inspector applicants must complete commission training or the commission will administratively withdraw the application. Further, the amendments clarify that third-party inspectors must maintain the eligibility requirements of their registration by completing the continuing education requirements of any license or certificate required for registration, such as continuing education requirements for licensed architects and engineers and the continuing education requirements for certification as a Code Combination Inspector by the International Code Council.

The proposed amendments add a new subsection that clearly states that initial training requirements must be completed or an application will be administratively withdrawn thirty days after notification of eligibility for the initial training and fees paid will be forfeited. Other new subsections state the requirements of maintaining continuing education and the need to show proof at the time of renewal and the consequences of failure to do so.

Susan Durso, General Counsel for the commission, has determined that for each year of the first five year period that the proposed amendment is in effect there will be a decrease in expenditures or revenue for state government, because the amendment eliminates the need to conduct a hearing before the State Office of Administrative Hearings before an applicant can be denied. No fiscal impact for local government as a result of enforcing or administering the section.

Ms. Durso has also determined that for each year of the first five year period the proposed amendments are in effect the public will benefit from a reduction in administrative costs. There will not be an effect on individuals, or large, small or micro businesses. There is no anticipated economic cost to persons who are required to comply with the proposed amendments.

Ms. Durso has also determined that for each year of the first five-year period the proposed amendments are in effect there should be no effect on a local economy; therefore, no local employment impact statement is required under the Administrative Procedure Act, §2001.022.

Interested persons may send written comments regarding these proposed amendments to the Texas Residential Construction Commission, P.O. Box 13144, Austin, Texas 78711-3144. Comments regarding these amendments will be accepted for thirty days following the date of publication in the Texas Register . Thereafter, the comments will not be considered as timely filed. Comments may also be submitted electronically to comments@trcc.state.tx.us. For comments submitted electronically, please include "303.207 amendments" in the subject line.

Comments not received timely or that are submitted electronically but do not do not include "303.207 amendment" in the subject line may not be considered.

The amendments are proposed pursuant to Property Code §408.001, which provides general authority for the commission to adopt rules necessary for the implementation of Title 16, Property Code and Property Code §427.001.

§303.207. Inspector Training.

(a) The commission shall provide [ develop ] an initial training program for all registered third-party inspectors.

(b) Third-party inspector applicants must complete initial commission training within thirty days of notification of eligibility for training or the commission will administratively withdraw the application without refund of fees paid.

(c) [ (b) ] Registered third-party inspectors must complete the commission-developed training prior to participation in the state-sponsored inspection and dispute resolution process.

(d) Registered third-party inspectors must complete continuing education developed by the commission as required periodically to stay abreast of changes in the Act or commission rules affecting the third-party inspector's role in the state-sponsored inspection and dispute resolution process and the commission-adopted warranties and performance standards.

(e) Registered third-party inspectors must complete the continuing education requirements of any license or certification required to maintain their qualifications to serve as a third-party inspector in the state-sponsored inspection and dispute resolution process and must provide evidence of the completion of such continuing education at the time of renewal of their third-party inspector registration.

(f) Failure to timely participate in training, to maintain qualifications or provide proof of completion of the continuing education requirements mandated by this section may result in disciplinary action, including the denial of a renewal application or the revocation of a third-party inspector registration.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 9, 2007.

TRD-200700392

Susan K. Durso

General Counsel

Texas Residential Construction Commission

Earliest possible date of adoption: March 25, 2007

For further information, please call: (512) 463-2886


Subchapter D. THIRD-PARTY WARRANTY COMPANIES

10 TAC §303.268

The Texas Residential Construction Commission proposes new §303.268 of 10 TAC Chapter 303, Subchapter D, to prohibit third-party warranty companies from conducting business with unregistered builders and remodelers or a builder or remodeler that is not in good standing with the commission.

Susan Durso, General Counsel, has determined that for each year of the first five-year period the new section is in effect there will be no fiscal implications for state and local governments as a result of enforcing or administering the proposed amendments.

Ms. Durso has also determined that for each year of the first five-year period the new section is in effect the public will benefit from having an additional safeguard in place to ensure that builders and remodelers are properly registered with the commission.

Ms. Durso has also determined that for each year of the first five-year period the new section is in effect there will be no significant fiscal impact on individuals or large, small and micro-businesses. Third-party warranty companies that have previously contracted with unregistered builders and remodelers or builders and remodelers not in good standing with the commission will be required to check the commission website prior to executing a contract to assure that the builder/remodeler is registered and in good standing.

Ms. Durso has also determined that for each year of the first five-year period the new section is in effect there should be no effect on a local economy; therefore, no local employment impact statement is required under Administrative Procedure Act §2001.022.

Interested persons may submit written comments (12 copies) on the proposed new section to Susan Durso, General Counsel, Texas Residential Construction Commission, P.O. Box 13144, Austin, Texas 78711. The deadline for submission of comments is thirty (30) days from the date of publication of the proposed new section in the Texas Register . Comments received after that date will not be considered. Comments should be organized in a manner consistent with the organization of the proposed rule. Comments may be submitted electronically to comments@.trcc.state.tx.us. For comments submitted electronically, please include "new rule 303.268" in the subject line. Comments not received timely or that are submitted electronically but do not include "new rule 303.368" in the subject line may not be considered.

The new section is proposed pursuant to Property Code §408.001, which provides rulemaking authority to the commission, and Property Code §430.008 and §430.009, which provide for the registration and obligations of third-party warranty companies.

No other statutes, articles, or codes are affected by the proposal.

§303.268.Conducting Business with Unregistered Builders/Remodelers Prohibited.

A commission-approved third-party warranty company shall not enter into any contract or agreement to provide warranty coverage pursuant to Property Code §430.009 or to act as a guarantor for a builder or a remodeler that is not properly registered or not in good standing with the commission.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 9, 2007.

TRD-200700393

Susan K. Durso

General Counsel

Texas Residential Construction Commission

Earliest possible date of adoption: March 25, 2007

For further information, please call: (512) 463-2886


Chapter 305. PRACTICE AND PROCEDURES FOR HEARINGS AND DISCIPLINARY ACTIONS

Subchapter B. DISCIPLINARY PROCEEDINGS

10 TAC §305.21

The Texas Residential Construction Commission (commission) proposes amendments to §305.21 of 10 TAC Chapter 305, regarding the procedures for hearings and disciplinary actions. The proposed amendments eliminate the distinction between formal and informal reprimands and provide for revocation or suspension of a certificate of registration upon a finding that a registrant does not meet the statutory eligibility requirements for individuals and business entities. In addition, the amendments state the standard criteria to be used in determining administrative penalties related to commission actions.

Ms. Susan Durso, General Counsel for the commission, has determined that, for each year of the first five-year period that the proposed amended section is in effect, there will be no increase in expenditures or revenue for state government and no fiscal impact for state or local government as a result of enforcing or administering the sections.

Ms. Durso has also determined that, for the first five years the amended section is in effect, the public will benefit from more clear and precise rules that explain how to participate in the disciplinary actions and hearing procedures of the commission. There will not be an effect on individuals or large, small, or micro businesses. There is no anticipated economic cost to persons who are required to comply with the proposed amendments.

Ms. Durso has also determined that, for each year of the first five-year period the proposed amended section is in effect, there should be no effect on a local economy; therefore, no local employment impact statement is required under the Administrative Procedure Act, §2001.022.

Interested persons may submit written comments (12 copies) on the proposed new section to Susan K. Durso, General Counsel, Texas Residential Construction Commission, P.O. Box 13144, Austin, Texas 78711. The deadline for submission of comments is thirty (30) days from the date of publication of the proposed amendment in the Texas Register . Comments received after that date will not be considered. Comments should be organized in a manner consistent with the organization of the proposed rule. Comments may be submitted electronically to comments@.trcc.state.tx.us. For comments submitted electronically, please include "305.21 Amendment" in the subject line. Comments not received timely or that are submitted electronically but do not include "305.21 Amendment" in the subject line may not be considered.

The amendments are proposed pursuant to Property Code, §408.001, which provides general authority for the commission to adopt rules necessary for the implementation of Title 16 of the Property Code, the commission's enabling act, and the Administrative Procedures Act, Texas Government Code, Chapter. 2001; Property Code, §416.005 and §416.006 regarding eligibility requirements for individuals and business entities.

No other statutes, articles, or codes are affected by the proposed amendments.

§305.21. Commission Actions.

(a) Pursuant to §418.002 and §419.001 of the Act, the commission, upon finding that a person has committed a prohibited act under the Act or violated a commission rule, shall enter an order imposing one or more of the following actions:

(1) administer a [ formal or informal ] reprimand;

(2) - (4) (No change.)

(b) - (c) (No change.)

(d) Upon finding that a registrant is no longer eligible for a certificate of registration under §416.005 or §416.006 of the Act, the commission shall enter an order to revoke or suspend a person's certificate of registration.

(e) [ (d) ] Pursuant to §416.008 of the Act and 10 TAC Chapter 303, Subchapter A, the commission, upon finding that an applicant for registration as builder is unqualified, shall deny the applicant's original or renewal application.

(f) [ (e) ] Pursuant to §430.008 of the Act and 10 TAC Chapter 303, Subchapter D, the commission, upon finding that an applicant for registration as a third-party warranty company is unqualified, shall deny the applicant's original or renewal application.

(g) When determining whether to impose an action on a person other than or in addition to the assessment of an administrative penalty under subsection (a) of this section, the commission shall consider:

(1) the nature and degree of the misconduct;

(2) the deterrent effect on the person's future misconduct and avoidance of repetition;

(3) the deterrent effect on others;

(4) the person's past disciplinary record; and

(5) any other factor that justice may require.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 9, 2007.

TRD-200700394

Susan K. Durso

General Counsel

Texas Residential Construction Commission

Earliest possible date of adoption: March 25, 2007

For further information, please call: (512) 463-2886


10 TAC §305.28

The Texas Residential Construction Commission (commission) proposes amendments to §305.28 of 10 TAC Chapter 305, regarding referral of matters to the State Office of Administrative Hearings (SOAH). The proposed amendments provide that, if the Executive Director believes that a registrant no longer meets the eligibility requirements or qualifications for registration, the Executive Director shall refer the matter to the SOAH. Other amendments are proposed to this section to improve readability.

Ms. Susan Durso, General Counsel for the commission, has determined that, for each year of the first five-year period that the proposed amended section is in effect, there will be no increase in expenditures or revenue for state government and no fiscal impact for state or local government as a result of enforcing or administering the sections.

Ms. Durso has also determined that, for the first five years the amended section is in effect, the public will benefit from more clear and precise rules that explain that certain matters will be referred to SOAH. There will not be an effect on individuals or large, small, or micro businesses. There is no anticipated economic cost to persons who are required to comply with the proposed amendments.

Ms. Durso has also determined that, for each year of the first five-year period the proposed amended section is in effect, there should be no effect on a local economy; therefore, no local employment impact statement is required under the Administrative Procedure Act, §2001.022.

Comments on the proposed amendments may be submitted to Susan K. Durso, General Counsel, Texas Residential Construction Commission, 311 E. 14th Street, Austin, Texas 78701 or by fax to (512) 475 2453. Comments may also be submitted electronically to comments@trcc.state.tx.us. For comments submitted electronically, please include "305.28 amendments" in the subject line. The deadline for submission of comments is thirty (30) days from the date of publication of the proposed rules in the Texas Register . Comments should be organized in a manner consistent with the organization of the rule under consideration.

Comments not received timely or that are submitted electronically but do not include "305.28 amendments" in the subject line may not be considered.

The amendments are proposed pursuant to Property Code, §408.001, which provides general authority for the commission to adopt rules necessary for the implementation of Title 16 of the Property Code, the commission's enabling act, and the Administrative Procedures Act, Texas Government Code, Chapter. 2001; Property Code, §416.005 and §416.006, regarding eligibility requirements for individuals and business entities; Property Code, §418.001 regarding agency disciplinary actions; and Property Code, §430.008 regarding eligibility for third-party warranty companies.

No other statutes, articles, or codes are affected by the proposed amendments.

§305.28.Referral to the State Office of Administrative Hearings.

(a) If a denied builder or third-party warranty company applicant requests a hearing, [ or if the Executive Director believes a registered person has committed a violation of Chapter 418 of the Act or a commission rules, ] the Executive Director shall refer the matter to SOAH as set forth in this chapter.

(b) If the Executive Director believes that a registered person has violated a provision of the Act or a commission rule, the Executive Director shall refer the matter to SOAH as set forth in this chapter.

(c) If the Executive Director believes that a person is no longer eligible or qualified to be registered under Chapter 303 of this title, the Executive Director shall refer the matter to SOAH as set forth in this chapter.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 9, 2007.

TRD-200700395

Susan K. Durso

General Counsel

Texas Residential Construction Commission

Earliest possible date of adoption: March 25, 2007

For further information, please call: (512) 463-2886