TITLE 40.SOCIAL SERVICES AND ASSISTANCE

Part 19. DEPARTMENT OF FAMILY AND PROTECTIVE SERVICES

Chapter 745. LICENSING

The Health and Human Services Commission proposes, on behalf of the Department of Family and Protective Services (DFPS), amendments to §§745.21, 745.35, 745.37, 745.117, 745.4151, 745.8901, 745.8931, 745.8933, 745.8951, 745.8955, 745.8957, 745.8959, 745.8961, 745.8963, 745.8965, 745.8967, 745.8969, 745.8991, 745.8993, 745.8995, 745.8997, 745.8999, 745.9001, 745.9003, 745.9005, 745.9007, and 745.9031; the repeal of §§745.4001, 745.4003, 745.4021, 745.4023, 745.4027, 745.4029, 745.4061, 745.4069, 745.4071, 745.4073, 745.4077, 745.4079, 745.4091, 745.4093, 745.4095, 745.4097, 745.4099, 745.4101, 745.4103, 745.8903, 745.8905, 745.8907, 745.8909, 745.8911, 745.8913, 745.8953, 745.9009, 745.9011, 745.9013, 745.9035, 745.9037, 745.9039, 745.9041, 745.9061, 745.9063, 745.9065, 745.9067, 745.9069, and 745.9071; and new §§745.8903, 745.8905, 745.8907, 745.8909, 745.8911, 745.8913, 745.8915, 745.8917, 745.8919, 745.8921, 745.8935, 745.9009, 745.9011, 745.9013, 745.9015, 745.9017, 745.9019, 745.9021, 745.9023, 745.9035, 745.9037, 745.9039, 745.9061, 745.9063, 745.9065, 745.9067, 745.9069, 745.9071,745.9073, 745.9075, 745.9077, 745.9079, 745.9081, 745.9083, 745.9085, 745.9087, 745.9089, 745.9091, 745.9093, 745.9095, 745.9097, 745.9099, and 745.9100 in its Licensing chapter. The proposed changes are the result of (1) legislation passed during the 79th Legislature, Regular Session, 2005; (2) changes necessary to complement the proposed minimum standards in Chapter 748, General Residential Operations and Residential Treatment Centers; Chapter 749, Child-Placing Agencies; and Chapter 750, Independent Foster Homes; and (3) changes necessary to provide clarification to existing rules.

Legislated changes are the result of requirements stated in Senate Bill (S.B.) 6, passed by the 79th Legislature, Regular Session, 2005 (hereafter referred to as S.B. 6). Sections 1.111 to 1.121 of S.B. 6 made significant revisions to Human Resources Code (HRC), Chapter 43, Regulation of Child-Care and Child-Placing Agency Administrators. These sections of S.B. 6 added the Child-Placing Agency Administrator License (CPAAL), changed the minimum educational requirement for a Child-Care Administrator's License (CCAL) to a bachelor's degree, doubled the required training hours for renewal of an Administrator's License, and added to the law several conditions that may result in remedial action regarding an Administrator's License. The proposed revisions to Subchapter N of this chapter (relating to Administrator Licensing) complement these changes in the law, while also introducing some needed rule changes/additions such as rules addressing persons who hold both licenses and a rule regarding a person's inability to renew a license due to active military duty.

Changes necessary to complement the proposed minimum standards in Chapters 748, 749, and 750 include the repeal of many of the rules of Subchapter H of this chapter (relating to Residential Child-Care Minimum Standards). These rules are now in the proposed minimum standards chapters. The proposed changes include revising the definition of "minimum standards" to reflect the proposed new minimum standards chapters. They also include changes in the list of residential child-care operation types, as many will now fall under the license type of "general residential operation" rather than more restrictive license types such as "emergency shelter" or "halfway house." These changes also resulted in replacing the previous Subchapter O with stand-alone rules regarding the qualifications, guidelines, and requirements for conducting, evaluating, and approving independent pre-adoptive home screenings and independent post-placement adoptive reports. For individuals performing these home screenings and adoptive reports, having the rules in one place is more user friendly and no judgment calls have to be made regarding what rules are applicable. Changes to specific rules are described below.

Section 745.21 deletes the definition for "child-care administrator" and replaces it with a definition for "licensed administrator." The definition of "controlling person" is added to reflect legislation adding the definition of "controlling person" to the HRC §42.002(18). The definition of "minimum standards" is revised to reflect the impending changes to residential child care minimum standards. DFPS's name is changed in three paragraphs.

Section 745.35 changes the definition of residential child care according to the definition specified in §1.90 of S.B. 6.

Section 745.37 changes the types of residential child-care operations to correlate with the new minimum standards. Proposed Chapter 748 reflects a "general residential operation" which may offer a variety of services. This proposed license type will replace the following more limited license types: emergency shelter, operation providing basic child care, operation serving children with mental retardation, therapeutic camp, and halfway house. Paragraph (4) is combined with paragraph (3).

Section 745.117 revises the exemption in paragraph (1) to more closely mirror the intent of HRC §42.041(b)(3) and to correspond to the previous rule for this exemption. In paragraph (6), the exemption is changed to clarify that it applies to how long the program operates, rather than the length of time in care. It clearly establishes that a respite care program that operates more than 40 days per year is subject to regulation.

Sections 745.4001 to 745.4023, 745.4027, 745.4029, 745.4061, 745.4069 to 745.4073, and 745.4077 to 745.4103 are repealed, and the rules, with some revisions, are proposed in Chapters 748, 749, 750, and Subchapter O of this chapter, so that they are grouped more appropriately with other minimum standard rules.

Section 745.4151 is revised as follows. Subsection (c)(2) clarifies the scope of the rule, which requires random drug testing of employees and applicants for employment. With respect to allegations of drug abuse, the rule applies more broadly and requires drug testing of any person who works under the auspices of a residential child-care operation. Subsection (c)(3)(C) adds the definition of "employee." Subsection (c)(3)(E) revises the definition of "good cause to believe that the employee may be abusing drugs" to make the language consistent with HRC §42.057(c) to require drug testing of a " person " who is alleged to be abusing drugs. Subsection (c)(3)(F) adds the definition of "A person who works under the auspices of the residential child care operation." Subsection (c)(4)(D) makes the language consistent with HRC §42.057(c) to require drug testing of a " person " who directly cares for or has access to a child in care and who is alleged to be abusing drugs. Subsection (c)(7) clarifies that an applicant whose drug test is positive may, at the applicant's expense, challenge the results of the test. Subsection (c)(8)(B) clarifies that drug test results, other than those of employees, must be kept for one year from the date the drug test was administered.

Section 745.8901 modifies the definition of a child-care administrator to reflect the proposed residential child-care operation types.

New §745.8903 implements §1.112, S.B. 6, by adding the definition of a child-placing agency administrator.

New §745.8905 adds the definition "licensed administrator" so both licenses can be referenced using one term.

New §745.8907 (previously §745.8903) amends the language to be consistent with the proposed residential child-care operation types and to reflect that, per §1.112 of S.B. 6, independent foster group homes are no longer required to have a licensed administrator.

New §745.8909 is added to clarify under what circumstances a person is required to have a Child-Placing Agency Administrator's License (CPAAL).

New §745.8911 (previously §745.8905) is revised to (1) reflect the proposed residential child-care operation types; and (2) change the Director of Licensing to the Assistant Commissioner for Child-Care Licensing.

New §745.8913 (previously §745.8909) clarifies that the rule only applies to the Child-Care Administrator's License.

New §745.8915 (previously §745.8911) is revised to correspond with §1.114 of S.B. 6. New §745.8917 is added as a result of this same section.

New §745.8919 (previously §745.8913) is revised as a result of §1.114 of S.B. 6. Subsections (a) and (b) state the qualifications for a CCAL and a CPAAL. Subsection (d) allows the Assistant Commissioner for Child-Care Licensing, or designee, to grant an exception to this rule when there is a compelling justification that a person is qualified.

New §745.8921 is added to clarify what "child-placing personnel" means.

Section 745.8931 changes the application fee from $50 to $100 to more accurately reflect the cost of processing applications. Also, the address in the rule is deleted and the rule now references the address on the application form.

Section 745.8933 changes the application fee to $100. Also, language is added to more accurately reflect the expectations for a complete license application.

New §745.8935 is added to implement §1.112 of S.B. 6. It addresses the requirements for a person who wishes to obtain both a Child-Care Administrator's License and a Child-Placing Agency Administrator's License.

Section 745.8951 is revised to explain that we will notify the applicant whether he meets the initial qualifications and is eligible to take the licensing examination. Paragraph (3) addresses the chronic problem of incomplete applications left pending indefinitely.

Section 745.8955 is revised to clarify the language of the rule, delete references to a CCAL, and make the rule applicable to both licenses.

Section 745.8957 is revised in several ways. The passing score in subsection (a) is modified based on the new exams now being administered. A sentence is added to subsection (b) regarding reapplication after three failed exams based on §1.115 of S.B. 6. Language is added to address the chronic problem of applications that are left pending indefinitely.

Section 745.8959 changes the amount of the examination fee from $25 to $50 to more accurately reflect the administrative costs for the exam. Licensing is now contracting with the University of Texas at Arlington (UTA) to administer the exam, so the cost of the exam is now dependent upon our internal costs and the cost of the contract with UTA. The rule also clarifies that the examination fee applies to an exam for either license.

Section 745.8961 shortens the time frame by one day so that it is exactly two weeks. Also, clarification is added that the decision to issue a license cannot be finalized until any necessary risk evaluation has been completed.

Section 745.8963 changes the wording to reflect that a background check match does not necessarily require action against the person's license.

Sections 745.8965 and 745.8967 change references to the "Director of Licensing" to "Assistant Commissioner for Child-Care Licensing." The name of the Department is also changed.

Section 745.8969 is revised to mirror §745.327 of this title (relating to When does Licensing have good cause for exceeding its timeframes for processing my application?).

Sections 745.8991, 745.8999, and 745.9001 are revised as a result of §1.112 of S.B. 6. "CCAL" is changed to "administrator's license" to reference both license types.

Sections 745.8993 and 745.8997 are revised to implement §1.117 of S.B. 6 by doubling the required amount of training for a license renewal. Also, the language has been changed to apply to both licenses.

Section 745.8995 is revised to implement §1.112 of S.B. 6. The language has been changed to apply to both licenses. Also, the requirement to submit a renewal request 15 days before the license expires has been deleted, as the request only needs to be submitted prior to the license expiration.

Sections 745.9003 and 745.9005 are revised to clarify that an increase in fees for a late renewal is not waived when a licensee does not receive a renewal reminder from Licensing. This is meant to address a chronic problem of licensees requesting that penalty fees be waived because they did not submit an address change to us, and therefore did not receive correspondence sent, or their mail was not routed to them once it arrived at their operation.

Section 745.9007 clarifies in subsection (a)(3) that there is a separate fee for background checks. Also, subsection (b) is added to clarify the differences between changing license status at the time of renewal versus in the middle of a renewal period.

New §745.9009 is added to implement §1.112 of S.B. 6. The rule addresses renewal requirements for both licenses.

New §745.9011 (previously §745.9013) is revised as follows. Subsection (a) is added to clarify that a person cannot continue to act as a licensed administrator with an expired license. Subsection (b) clarifies that a license that has been expired for one year is lapsed and no longer eligible for renewal, per HRC §43.009(f). Subsection (c) adds the requirement to return a lapsed license before a new license application can be accepted.

New §745.9013 requires a license to be renewed when a remedial action is pending against the licensee. This rule clarifies that a renewal fee will be refunded if the administrator's license is not renewed.

New §745.9015 addresses licensees who are unable to renew due to active military duty (deployment) outside of Texas. The rule explains how a person in this circumstance can renew his/her license upon return to Texas.

New §745.9017 (previously §745.9009) clarifies that renewal fees will only be refunded upon written request from the licensee.

New §745.9019 (previously §745.9011) clarifies that (1) another license is only issued if the original license was lost or destroyed; and (2) any fraud or deceit related to such a request may result in remedial action against the licensee.

New §745.9021 addresses chronic problems with licensees not reporting contact information and not reporting criminal convictions or other pertinent events that may impact their continued eligibility to hold a license. This rule is intended to specify for licensees what they are required to report and within what time frame.

New §745.9023 is added as a companion to new rule §745.9021. This rule specifies that failure to make a report required by §745.9021 may result in remedial action.

Section 745.9031 clarifies that the basis for a remedial action is not limited to violation of the law. Paragraph (6) in the chart regarding "invalidation" is deleted and replaced with a paragraph on application denial.

New §745.9035 (previously §745.9037) is revised to implement §1.112 of S.B. 6. "CCAL" is changed to "administrator's license" in order to reference both licenses.

New 745.9037 (previously §745.9039) is revised to implement §1.112 of S.B. 6. "CCAL" is changed to "administrator's license" in order to reference both licenses with one term. Subsections (a) and (b) correspond to §1.119 of S.B. 6 and lists the circumstances when DFPS may take remedial action against a licensee. Subsection (c) clarifies that a remedial action may affect both licenses. Subsection (d) specifies the expectation that a license that is no longer valid must be returned to Licensing.

Section 745.9039 (previously §745.9041) is revised to implement §1.112 of S.B. 6. "CCAL" is changed to "administrator's license" in order to reference both the Child-Care Administrator's License and the Child-Placing Agency Administrator's License with one term. The word "invalidate" is deleted to be consistent with the change to §745.9031.

New §§745.9061, 745.9063, 745.9065, 745.9067, 745.9069, 745.9071 745.9073, 745.9075, 745.9077, 745.9079, 745.9081, 745.9083, 745.9085, 745.9087, 745.9089, 745.9091, 745.9093, 745.9095, 745.9097, 745.9099, and 745.9100 in Subchapter O list the qualifications, guidelines, and requirements for conducting, evaluating and approving independent pre-adoptive home screenings and independent post-placement adoptive reports.

Cindy Brown, Chief Financial Officer of DFPS, has determined that for the first five-year period the proposed sections will be in effect there will not be costs to state or local government as a result of enforcing or administering the sections. Additional revenues to state government due to an increase in the application and examination fees for Licensed Administrators are an estimated $12,650 in each of the first five years the proposed sections will be in effect.

Ms. Brown also has determined that for each year of the first five years the sections are in effect the public benefit anticipated as a result of enforcing the sections will be that the health, safety, and welfare of children in residential child care will be enhanced and the quality of residential child care will improve. There will be a minimal cost to each potentially affected person or business due to the increase in the Licensed Administrator application and examination fees.

Questions about the content of the proposal may be directed to Amy Chandler at (512) 438-3134 in DFPS's Licensing Division. Electronic comments may be submitted to Marianne.Mcdonald@dfps.state.tx.us. Written comments on the proposal may be submitted to Texas Register Liaison, Legal Services-344, Department of Family and Protective Services E-611, P.O. Box 149030, Austin, Texas 78714-9030, within 30 days of publication in the Texas Register .

HHSC has determined that the proposed sections do not restrict or limit an owner's right to his or her property that would otherwise exist in the absence of government action and, therefore, do not constitute a taking under §2007.043, Government Code.

Subchapter A. PRECEDENCE AND DEFINITIONS

3. DEFINITIONS FOR LICENSING

40 TAC §745.21

The amendment is proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The amendment implements HRC, Chapter 43, as amended and added by S.B. 6, and HRC, §42.042.

§745.21.What do the following words and terms mean when used in this chapter?

The following words and terms, when used in this chapter, have the following meanings unless the context clearly indicates otherwise:

(1) - (5) (No change.)

[ (6) Child-care administrator--As defined in §745.8901 of this title (relating to What is a child-care administrator?). ]

(6) [ (7) ] Child-care facility--An establishment subject to regulation by Licensing which provides assessment, care, training, education, custody, treatment, or supervision for a child who is not related by blood, marriage, or adoption to the owner or operator of the facility, for all or part of the 24-hour day, whether or not the establishment operates for profit or charges for its services. A child-care facility includes the people, administration, governing body, activities on or off the premises, operations, buildings, grounds, equipment, furnishings, and materials. A child-care facility does not include child-placing agencies, listed family homes, or maternity homes.

(7) [ (8) ] Child day care--As defined in §745.33 of this title (relating to What is child day care?).

(8) [ (9) ] Child-placing agency (CPA)--A person, including an organization, other than the parents of a child who plans for the placement of or places a child in a child-care operation or adoptive home.

(9) [ (10) ] Children related to the caregiver--Children who are the children, grandchildren, siblings, great-grandchildren, first cousins, nieces, or nephews of the caregiver, whether by affinity or consanguinity or as the result of a relationship created by court decree.

(10) [ (11) ] Consanguinity--Two individuals are related to each other by consanguinity if one is a descendant of the other; or they share a common ancestor. An adopted child is considered to be related by consanguinity for this purpose. Consanguinity is defined in the Government Code, §573.022 (relating to Determination of Consanguinity).

(11) [ (12) ] Contiguous operations--Two or more operations that touch at a point on a common border or located in the same building.

(12) Controlling person--As defined in §745.901 of this title (relating to Who is a controlling person in a residential operation?).

(13) - (14) (No change.)

(15) Division--The Licensing Division within the Texas Department of Family and Protective [ and Regulatory ] Services (DFPS) .

(16) - (23) (No change.)

(24) Licensed administrator--As defined in §745.8905 of this title (relating to What is a licensed administrator?).

(25) [ (24) ] Minimum standards--The rules contained in Chapters [ 720 of this title (relating to 24-Hour Care Licensing), ] 727 of this title (relating to Licensing of Maternity Facilities), 746 of this title (relating to Minimum Standards for Child-Care Centers), [ and ] 747 of this title (relating to Minimum Standards for Child-Care Homes), 748 of this title (relating to General Residential Operations and Residential Treatment Centers), 749 of this title (relating to Child-Placing Agencies), 750 of this title (relating to Independent Foster Homes) and Subchapter [ Subchapters H and ] I of this chapter (relating to [ Residential Child-Care Minimum Standards, and ] Maternity Home [ Homes ] Minimum Standards), which are minimum requirements for permit holders that [ and which ] are enforced by DFPS [ PRS ] to protect the health, safety and well-being of children.

(26) [ (25) ] Neglect--As defined in the Texas Family Code, §261.401(3) (relating to Agency Investigation) and §745.8559 of this title (relating to What is neglect?).

(27) [ (26) ] Operation--A person or entity offering a program that may be subject to Licensing regulation. An operation includes the building and grounds where the program is offered, any person involved in providing the program, and any equipment used in providing the program. An operation includes a child-care facility, child-placing agency, listed family home, or maternity home.

(28) [ (27) ] Parent--A person that has legal responsibility for or legal custody of a child, including the managing conservator or legal guardian.

(29) [ (28) ] Permit--A license, certification, registration, listing, or any other written authorization granted by Licensing to operate a child-care facility, child-placing agency, listed family home, or maternity home. This also includes a child-care administrator's license.

(30) [ (29) ] Permit holder--The person or entity granted the permit.

(31) [ (30) ] Pre-kindergarten age--As defined in §745.101(2) of this title (relating to What words must I know to understand this subchapter?).

(32) [ (31) ] Program--Activities and services provided by an operation.

(33) [ (32) ] Regulation--The enforcement of statutes and the development and enforcement of rules, including minimum standards. Regulation includes the licensing, certifying, registering, and listing of an operation or child-care administrator.

(34) [ (33) ] Report--An expression of dissatisfaction or concern about an operation, made known to DFPS [ PRS ] staff, that alleges a possible violation of minimum standards or the law and involves risk to a child/children in care.

(35) [ (34) ] Residential child care--As defined in §745.35 of this title (relating to What is residential child care?).

(36) [ (35) ] State Office of Administrative Hearings (SOAH)--See §745.8831 and §745.8833 of this title (relating to What is a due process hearing? and What is the purpose of a due process hearing?).

(37) [ (36) ] Sustained perpetrator--See §745.731 of this title (relating to What are designated perpetrators and sustained perpetrators of child abuse or neglect?).

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602454

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


Subchapter B. CHILD CARE AND OTHER OPERATIONS THAT WE REGULATE

40 TAC §745.35, §745.37

The amendments are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The amendments implement HRC, Chapter 42, as amended and added by S.B. 6.

§745.35.What is residential child care?

Residential child care means the care, custody, supervision, assessment, training, education, or treatment of a [ an unrelated ] child who is not related by blood, marriage, or adoption to the owner or operator of the operation, for all of the 24-hour day, regardless of whether the operation is operated for profit or charges for the services it offers. [ or children up to the age of 18 years for 24 hours a day that occurs in a place other than the child's own home. Residential child care also includes maternity homes and child-placing agencies. ]

§745.37.What specific types of operations does Licensing regulate?

The charts in paragraphs (1), (2), and (3) of this section list the types of operations for child day care and residential child care that we regulate. Maternity homes , [ and ] child-placing agencies , and foster homes verified by a child-placing agency are included in the residential child-care chart. [ The chart in paragraph (4) of this section lists the operations verified by a child-placing agency. ]

(1) - (2) (No change.)

(3) Types of Residential Child-Care Operations.

Figure: 40 TAC §745.37(3)

[ (4) Type of CPA Homes. ]

[ Figure: 40 TAC §745.37(4) ]

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602455

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


Subchapter C. OPERATIONS THAT ARE EXEMPT FROM REGULATION

2. EXEMPTIONS FROM REGULATION

40 TAC §745.117

The amendment is proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The amendment implements HRC, §42.042.

§745.117.Which programs of limited duration are exempt from Licensing regulation?

The following programs of limited-duration are exempt from our regulation:

Figure: 40 TAC §745.117

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602456

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


Subchapter H. RESIDENTIAL CHILD-CARE MINIMUM STANDARDS

1. IMMUNIZATIONS

40 TAC §745.4001, §745.4003

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Department of Family and Protective Services or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The repeals implement HRC, §42.042.

§745.4001.What immunizations are children in my care required to have?

§745.4003.Where can I find this information?

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602457

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


2. CHILD-PLACING AGENCY STANDARDS FOR CONDUCTING A FOSTER HOME SCREENING, PRE-ADOPTIVE HOME SCREENING, AND POST-PLACEMENT ADOPTIVE REPORT

40 TAC §§745.4021, 745.4023, 745.4027, 745.4029

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Department of Family and Protective Services or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The repeals implement HRC, §42.042 and Family Code, §107.0511 and 107.052.

§745.4021.What is a foster home screening?

§745.4023.What is a pre-adoptive home screening?

§745.4027.What qualifications must I meet to review and approve a foster home screening, a pre-adoptive home screening, or a post-placement adoptive report?

§745.4029.May someone who does not meet minimum qualifications help level 1 child-placing staff conduct a foster home screening, a pre-adoptive home screening, or a post-placement adoptive report?

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602458

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


3. ADDITIONAL CHILD-PLACING AGENCY STANDARDS FOR CONDUCTING A PRE-ADOPTIVE HOME SCREENING

40 TAC §§745.4061, 745.4069, 745.4071, 745.4073, 745.4077, 745.4079

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Department of Family and Protective Services or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The repeals implement HRC, §42.042 and Family Code, §107.0511 and 107.052.

§745.4061.What information must the pre-adoptive home screening include?

§745.4069.What if a child is not placed with the prospective adoptive parents within six months of the completion of the pre-adoptive home screening?

§745.4071.What information must the pre-adoptive home screening update include?

§745.4073.Must I complete a pre-adoptive home screening update if the prospective adoptive parents plan to adopt another child?

§745.4077.Must an agency that previously verified a foster home or approved an adoptive home release background information to an agency currently conducting a pre-adoptive home screening?

§745.4079.What must I do with the background information that I receive from the agency that previously verified the foster home or approved the adoptive home?

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602459

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


4. ADDITIONAL CHILD-PLACING AGENCY STANDARDS FOR FOSTER HOMES AND FOR CONDUCTING FOSTER HOME SCREENINGS

40 TAC §§745.4091, 745.4093, 745.4095, 745.4097, 745.4099, 745.4101, 745.4103

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Department of Family and Protective Services or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The repeals implement HRC, §42.042.

§745.4091.Must an agency that previously verified a foster home or approved an adoptive home release background information to an agency currently conducting a foster home screening?

§745.4093.What must I do to verify a home that has never been previously licensed or verified as a foster home?

§745.4095.What must I do to verify a foster home that another child-placing agency has previously verified?

§745.4097.Must I conduct a foster home screening on an agency foster home that does not have foster parents but is otherwise fully staffed?

§745.4099.What can I do if no local fire authority will inspect the agency foster home?

§745.4101.What can I do if no local health authority will inspect the agency foster home?

§745.4103.How long are health and fire inspection reports current?

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602460

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


Subchapter H. RESIDENTIAL CHILD CARE: DRUG TESTING AND LAW ENFORCEMENT ADMISSIONS

6. DRUG TESTING

40 TAC §745.4151

The amendment is proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The amendment implements HRC, §42.042 and §42.057.

§745.4151.What drug testing policy must my residential child-care operation have?

(a) - (b) (No change.)

(c) The mandatory criteria for the Model Drug Testing Policy For Residential Child-Care Operations include:

(1) (No change.)

(2) Scope. This policy applies to all employees of residential child-care operations, including child-placing agencies, that directly care for or has access to a child in care, and applicants for such employment. With respect to allegations of drug abuse (See paragraph (4)(D) of this subsection), this policy applies to any person who works under the auspices of a residential child-care operation and directly cares for or has access to a child in care. [ have direct contact with children in care. It also applies to all contract employees that have direct contact with children in care and volunteers that frequently and regularly have direct contact with children. This policy does not apply to foster parents that are verified by child-placing agencies. ]

(3) Definitions. The following definitions apply to this section.

(A) - (B) (No change.)

(C) Employee--A person is an employee of your operation if you pay the person a wage or salary and direct or have the right to direct his work. For the purposes of this definition:

(i) Directing a person's work includes having control over when, where, and how the person conducts his work and providing the person with training that is necessary for the person to conduct his work;

(ii) Controlling when a person works includes setting the person's work hours;

(iii) Controlling how a person works includes assigning the person the task(s) that he must accomplish and exercising responsibility for the means and details by which the person accomplishes the task(s); and

(iv) A person is not an "employee" of a child-placing agency merely because the agency verifies him as a foster parent.

(D) [ (C) ] Random drug testing--A testing cycle that varies the frequency and intervals that specimens are collected for testing and selects employees in a random manner that does not eliminate already tested employees from future testing. The testing should ensure all employees are subject to random testing on a continuing basis.

(E) [ (D) ] Good cause to believe the person [ employee ] may be abusing drugs--A reasonable belief based on facts sufficient to lead a prudent person to conclude that the person who works under the auspices of the residential child-care operation [ employee ] may be abusing drugs. Sufficient facts may include direct observations of the person [ employee ] using or possessing drugs, or exhibiting physical symptoms, including but not limited to slurred speech or difficulty in maintaining balance; erratic or marked changes in behavior, including a decrease in the quality or quantity of the person's [ employee's ] productivity, judgment, reasoning, and concentration and psychomotor control, accidents, and deviations from safe working practices; or any other reliable information.

(F) Person who works under the auspices of the residential child-care operation--A person who meets the definition in §745.8553 of this title (relating to Who works "under the auspices of an operation"?).

(4) Mandatory drug testing.

(A) - (C) (No change.)

(D) Any person alleged to be abusing drugs may be tested within 24 hours, if the person:

(i) Works under the auspices of the residential child-care operation;

(ii) Directly cares for or has access to a child in care; and

(iii) [ employee who is alleged to be abusing drugs must be tested within 24 hours, if there ] There is "good cause to believe the person [ employee ] may be abusing drugs."

(5) - (6) (No change.)

(7) Appeal. An applicant or employee whose drug test is positive may, at the applicant or employee's expense:

(A) - (C) (No change.)

(8) Documentation.

(A) (No change.)

(B) All drug test results of employees will be kept for one year after an employee's last work day with the residential child-care operation, or until any investigation involving the person is resolved, whichever is later. All other drug test results required by this rule will be kept for one year from the date the drug test was administered. The results must be available for review by Licensing Division within 24 hours of the request.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602461

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


Subchapter N. CHILD-CARE ADMINISTRATOR'S LICENSING

1. OVERVIEW OF CHILD-CARE ADMINISTRATOR'S LICENSING

40 TAC §§745.8903, 745.8905, 745.8907, 745.8909, 745.8911, 745.8913

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Department of Family and Protective Services or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The repeals implement HRC Chapter 43, as amended and added by S.B. 6.

§745.8903.Must I have a child-care administrator's license (CCAL)?

§745.8905.In what circumstances do I not need a CCAL to be a child-care administrator for an emergency shelter in a county with a population of less than 40,000?

§745.8907.Can Licensing put any conditions or limits on the exemption allowing an emergency shelter to operate without a licensed child-care administrator?

§745.8909.Can I use my valid license from another state to serve as a child-care administrator?

§745.8911.Do I qualify for a CCAL?

§745.8913.What qualifies as one year of experience in management or supervision of residential child-care personnel and programs?

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602463

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


3. LICENSING'S REVIEW OF YOUR APPLICATION

40 TAC §745.8953

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Department of Family and Protective Services or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The repeal implements HRC, Chapter 43, as amended and added by S.B. 6.

§745.8953.What if I do not qualify to take the CCAL examination?

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602466

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


4. RENEWING YOUR CCAL

40 TAC §745.9009, 745.9011, 745.9013

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Department of Family and Protective Services or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The repeals implement HRC, Chapter 43, as amended and added by S.B. 6.

§745.9009.Will Licensing return my renewal fee if I am not eligible for renewal?

§745.9011.How do I get an additional copy of my current CCAL?

§745.9013.What happens if I do not renew my CCAL?

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602468

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


5. REMEDIAL ACTIONS

40 TAC §§745.9035, 745.9037, 745.9039, 745.9041

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Department of Family and Protective Services or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The repeals implement HRC, Chapter 43, as amended and added by S.B. 6.

§745.9035.Why would Licensing suspend my CCAL rather than revoke it?

§745.9037.Can any authority besides Licensing suspend my CCAL?

§745.9039.If I never violate any laws governing my CCAL, under what other circumstances will Licensing still revoke it?

§745.9041.What can I do if I disagree with an action that Licensing takes against my CCAL?

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602470

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


Subchapter N. ADMINISTRATOR LICENSING

1. OVERVIEW OF CHILD-CARE ADMINISTRATOR'S LICENSING

40 TAC §§745.8901, 745.8903, 745.8905, 745.8907, 745.8909, 745.8911, 745.8913, 745.8915, 745.8917, 745.8919, 745.8921

The amendment and new sections are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The amendment and new sections implement HRC, Chapter 43, as amended and added by S.B. 6.

§745.8901.What is a child-care administrator?

A child-care administrator is a person who:

(1) Supervises and exercises direct control over a general residential child- care operation or a residential treatment center [ that has a permit to serve seven or more children ]; and

(2) Is responsible for the operation's program(s) [ program ] and personnel, regardless of whether the person [ he ] has an ownership interest in the operation or shares [ his ] duties with anyone.

§745.8903.What is a child-placing agency administrator?

A child-placing agency administrator is a person who:

(1) Supervises and exercises direct control over a child-placing agency, as defined in §745.37(3)(F) of this title (relating to What specific types of operations does Licensing regulate?); and

(2) Is responsible for the agency's program(s) and personnel, regardless of whether the person has an ownership interest in the agency or shares duties with anyone.

§745.8905.What is a licensed administrator?

A licensed administrator is either a licensed child-care administrator or a licensed child- placing agency administrator.

§745.8907.When must I have a Child-Care Administrator's License (CCAL)?

You must have a CCAL to serve as an administrator for a residential treatment center or a general residential operation, except for certain general residential operations that only provide emergency care services (See §745.8911 of this title (relating to For general residential operations that only provide emergency care services, in what circumstances do I not need a CCAL to be a child-care administrator?)).

§745.8909.When must I have a Child-Placing Agency Administrator's License (CPAAL)?

You must have a CPAAL to serve as a child-placing agency administrator. You do not need this license to serve as the administrator for an independent foster family or group home.

§745.8911.For general residential operations that only provide emergency care services, in what circumstances do I not need a CCAL to be a child-care administrator?

You do not need a CCAL if we exempt the general residential operation that only provides emergency care services from needing a licensed child-care administrator. To qualify for exemption, the governing body or designee of the emergency shelter must send to the Assistant Commissioner for Child-Care Licensing a letter that includes the following:

(1) The name of the county where the operation is located;

(2) The date that the operation's governing body adopted a resolution certifying that the operation made a reasonable attempt to hire a licensed child-care administrator but was unable to do so;

(3) A statement that the governing body adopted the resolution by a majority vote;

(4) The name of the unlicensed administrator hired; and

(5) A statement of the administrator's qualifications, including any areas where the person's qualifications do not meet the requirements for a CCAL.

§745.8913.Can I use my valid license from another state to serve as a licensed child-care administrator?

(a) We may waive any prerequisite for you to get a child-care administrator's license from us if the other state's license requirements are substantially equivalent to those in Texas, or if there is a reciprocity agreement between Texas and the other state.

(b) We may issue a provisional license to you once you apply for a license from us. See Human Resources Code, §43.0081, for the provisional license qualifications.

§745.8915.Do I qualify for a CCAL?

You qualify for a CCAL if you:

(1) Pass an examination, which is offered by DFPS, that demonstrates competence in the field of child-care administration;

(2) Undergo a criminal history and central registry background check and do not have a criminal history or central registry history that would prohibit you from working in a residential child-care operation, as specified in Subchapter F of this chapter (relating to Background Checks);

(3) Have one year of full-time experience in management or supervision of personnel and programs as specified in §745.8919 of this title (relating to What qualifies as one year of experience in management or supervision of personnel and programs?); and

(4) Have one of the following qualifications:

(A) A master's or doctor of philosophy degree in social work or other area of study; or

(B) A bachelor's degree and two years' full-time experience in residential child care or a closely related field.

§745.8917.Do I qualify for a CPAAL?

You qualify for a CPAAL if you:

(1) Pass an examination, which is offered by DFPS, that demonstrates competence in the field of child-placing administration;

(2) Undergo a criminal history and central registry background check and do not have a criminal history or central registry history that would prohibit you from working in a residential child-care operation, as specified in Subchapter F of this chapter (relating to Background Checks);

(3) Have one year of full-time experience in management or supervision of personnel and programs as specified in §745.8919 of this title (relating to What qualifies as one year of experience in management or supervision of personnel and programs?); and

(4) Have one of the following qualifications:

(A) A master's or doctor of philosophy degree in social work or other area of study; or

(B) A bachelor's degree and two years' full-time experience in residential child care or a closely related field.

§745.8919.What qualifies as one year of experience in management or supervision of personnel and programs?

(a) To qualify for a CCAL, you must substantiate through an employer reference that:

(1) You have completed the one year of full-time experience in management or supervision of residential child-care personnel and programs within the past 10 years;

(2) Your experience was at a general residential operation, residential treatment center, or in a comparable residential operation in which you worked primarily with children;

(3) If you were not solely responsible for implementing the operation's child-care program, that you shared in that responsibility; and

(4) You supervised at least one member of the child-care personnel and your supervision responsibilities included assigning duties, hiring, disciplining, rewarding, approving leave requests, and conducting formal employee evaluations.

(b) To qualify for a CPAAL, you must substantiate through an employer reference that:

(1) You have completed the one year of full-time experience in management or supervision of child-placing personnel and programs within the past 10 years;

(2) Your experience was at a child-placing agency;

(3) If you were not solely responsible for implementing the agency's child-placing program, that you shared in that responsibility; and

(4) You supervised at least one member of the child-placing agency personnel and your supervision responsibilities included assigning duties, hiring, disciplining, rewarding, approving leave requests, and conducting formal employee evaluations.

(c) Experience as a foster parent, adoptive parent, or any other type of caregiver or staff person in an agency home does not meet the requirements of subsections (a) or (b) of this section.

(d) The Assistant Commissioner for Child-Care Licensing, or his designee, may grant exceptions to this rule on a case-by-case basis, if an applicant is able to provide compelling justification that his experience qualifies him to act as a licensed administrator.

§745.8921.Who are "child-placing personnel"?

(a) "Child-placing personnel" are persons, who, under the auspices of a child-placing agency, plan for the placement of or place a child in a residential child-care operation, agency foster home, or adoptive home.

(b) For the purposes of this section, planning for placement or placing a child includes any of the following activities:

(1) Developing a child's admission assessment or service plan for a child in the care of a child-placing agency;

(2) Performing case management activities for a child in the care of a child-placing agency;

(3) Conducting a home study;

(4) Conducting foster home verification activities; and/or

(5) Developing corrective or adverse actions for agency foster homes.

(c) Planning for placement or placing a child does not include serving as a foster parent or a caregiver for the child.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602462

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


2. SUBMITTING YOUR APPLICATION MATERIALS

40 TAC §§745.8931, 745.8933, 745.8935

The amendments and new section are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The amendments and new section implement HRC, Chapter 43, as amended and added by S.B. 6.

§745.8931.How do I apply to become a licensed administrator [ for a CCAL ?

To apply to become a licensed administrator, [ for a CCAL, ] you must submit all required application materials and a $100 application fee to the address on the application form [ , a $50 license fee, and a $25 examination fee. You may submit these nonrefundable fees to us in a single $75 payment. Submit all required information to: Child-Care Administrator's Licensing, Texas Department of Protective and Regulatory Services, Mail Code E-550, P.O. Box 149030, Austin, Texas 78714-9030 ]. The application fee is nonrefundable.

§745.8933.What does a complete application to become a licensed administrator [ for a CCAL ] include?

(a) A complete application to become a licensed administrator [ for CCAL ] includes:

(1) A completed application form;

[ (2) A medical information form completed by your physician;]

(2) [ (3) ] A transcript or letter of verification from the appropriate educational institution(s) to substantiate your educational qualifications;

(3) [ (4) ] Two professional [ Three personal ] references that verify [ experience ] your professional skills, [ and ] character , and if applicable, two years of full-time work experience ;

(4) [ (5) ] An employer reference that documents your one year of supervisory experience (see §745.8919 of this title (relating to What qualifies as one year of experience in management or supervision of personnel and programs?)) ;

(5) [ (6) ] An application fee of $100 [ A fee of $75 ];

(6) [ (7) ] A notarized affidavit documenting background information on a form provided by DFPS ; and

(7) [ (8) ] A completed background check request form and background check fee .

(b) Your application is incomplete if you fail to complete any part of subsection (a) of this section, including inadequate documentation of your qualifications.

§745.8935.How do I apply for both a Child-Care Administrator's License and a Child-Placing Agency Administrator's License?

(a) To apply for both licenses simultaneously, you must submit:

(1) An application fee for each license; and

(2) All application materials required by §745.8933 of this title (relating to What does a complete application to become a licensed administrator include?), except that you must have two employee references, one verifying your supervisory experience in a general residential operation or a residential treatment center, and the other verifying your supervisory experience in a child-placing agency.

(b) To apply for one of the license types after you already have the other type of license, you must submit an:

(1) Application fee;

(2) Updated complete application form; and

(3) Employee reference verifying your required supervisory experience related to the license for which you are applying (see §745.8919 of this title (relating to What qualifies as one year of experience in management or supervision of personnel and programs?)).

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602464

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


3. LICENSING'S REVIEW OF YOUR APPLICATION

40 TAC §§745.8951, 745.8955, 745.8957, 745.8959, 745.8961, 745.8963, 745.8965, 745.8967, 745.8969

The amendments are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The amendments implement HRC, Chapter 43, as amended and added by S.B. 6.

§745.8951.What happens after Licensing receives my application materials and fees?

We have 21 days to notify you in writing of one of the following:

(1) We have received a complete set of application materials and fees and determined that you meet the initial qualifications and are eligible to take the licensing examination;

(2) We have received a complete set of application materials and fees and determined that you do not meet the initial qualifications and are not eligible to take the licensing examination; or

(3) Your application is pending because it is incomplete and/or the materials submitted do not show compliance with relevant statutes and rules. The notification letter will explain what is needed to complete the application and/or why your materials do not show compliance. If your application remains pending, you will receive reminder letters regarding the status of your application at three months and six months after the first notification letter is sent. If your application remains pending for 12 months from the date we first receive any part of your application, then your application will expire. If your application expires, then you may not apply again for one year from the date your application expired. [ We will determine your eligibility to take the licensing examination within 21 days after we receive your complete application materials and fees. If you are eligible, we will send you written approval to take the examination. ]

§745.8955.What if I disagree with Licensing's determination [ decision ] that I do [ am ] not meet the initial qualifications required [ qualified ] to take the licensing examination [ the CCAL exam ]?

If you disagree with the determination [ decision ], you may request an administrative review and/or a due process hearing as set forth in Subchapter M of this chapter (relating to Administrative Reviews and Due Process Hearings).

§745.8957.What if I fail the licensing [ CCAL ] examination or do not take the examination ?

(a) You may take a licensing examination up to three times within 24 months of the date that we receive your application. We cannot issue you a license [ CCAL ] until you pass the examination with a score of 70% [ 80% ] or higher during that time period . [ If you are eligible to take the examination, you may do so up to three times before you are disqualified from taking it again for one year. ]

(b) If you fail the examination three times within 24 months after we receive your application, you may submit a new application one year after the date you fail your third examination. [ This one-year period begins on the date that you take the third failed examination. After the one-year period, we will determine your eligibility after you submit to us a new application, including the $75 application fee. ]

(c) If you take the examination less than three times within 24 months after we receive your application and do not pass the examination, your application will be void. You will have to reapply in order to pursue an administrator's license.

§745.8959.Must I pay an [ a $25 ] examination fee each time I take a licensing [ the CCAL ] examination?

Yes. You must pay the nonrefundable examination fee of $50 each time before taking a licensing [ the CCAL ] examination.

§745.8961.What happens after I take a licensing [ the CCAL ] examination?

(a) We will send you the [ CCAL examination ] results of your examination within 14 [ 15 ] days after we receive them from the testing organization.

(b) We will [ decide whether to ] issue or deny you a license [ CCAL ] within 14 [ 15 ] days after we have your examination results [ , all required application materials, ] and the results of your criminal history [ background ] and central registry checks, [ check ] including the results of any risk evaluation required based on your criminal history or central registry history . [ If your application is still incomplete 60 days after we receive your examination results, we will notify you in writing of the deficiency and the information necessary to complete the application process. ]

§745.8963.What if my criminal history background check or central registry check results in a positive match?

If your background check results in a positive match, we will take action [ against your license or application ] in accordance with Subchapter F of this chapter (relating to Background Checks).

§745.8965.What if Licensing does not process my application within the appropriate timeframes?

If you believe that we did not process your application within the appropriate timeframes, you may request that the Assistant Commissioner for Child-Care Licensing [ the Director of Licensing to ] review the situation. You must submit your written request for the review within 30 days after our time limit expires [ 90 days from the day you submitted your original application ]. You must send your request to: Assistant Commissioner for Child-Care Licensing [ Director of Licensing ], Mail Code E-550, Texas Department of Family and Protective [ and Regulatory ] Services, P.O. Box 149030, Austin, Texas 78714-9030. Your request must include a specific complaint and any supporting documentation.

§745.8967.What happens after the Assistant Commissioner for Child-Care [ Director of ] Licensing receives my request for review?

After receiving your request, the Assistant Commissioner [ Director ] will decide if [ whether ] we processed your application within the appropriate timeframes. If the Assistant Commissioner [ Director ] decides that we did not, he/she [ she ] will decide if we had good cause to exceed the timeframes. We will reimburse your application fee [ all filing fees ] to you if the Assistant Commissioner [ Director ] determines that we exceeded the time limits without good cause. The Assistant Commissioner [ Director ] will notify you of his/her [ her ] decision within 30 days after receiving your request.

§745.8969.When does Licensing have good cause for not processing my application within the established time period?

We have good cause for exceeding the timeframes if:

(1) While we are processing your application, we are processing at least 15% more applications than we did [ had ] during the same quarter of the previous calendar year;

(2) Another public or private entity that we rely on to process all or part of the applications causes the delay; [ or ]

(3) You are the subject of a pending investigation; or

(4) [ (3) ] Any other conditions exist that give us good cause for exceeding the time period.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602465

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


4. RENEWING YOUR ADMINISTRATOR LICENSE

40 TAC §§745.8991, 745.8993, 745.8995, 745.8997, 745.8999, 745.9001, 745.9003, 745.9005, 745.9007, 745.9009, 745.9011, 745.9013, 745.9015, 745.9017, 745.9019, 745.9021, 745.9023

The amendments and new sections are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The amendments and new sections implement HRC, Chapter 43, as amended and added by S.B. 6.

§745.8991.Can my administrator's license [ CCAL ] remain valid for an indefinite period of time?

No, an administrator's license is valid for two years, so you must renew your license [ CCAL ] every two years.

§745.8993.Am I [ automatically ] eligible to renew my administrator's license [ CCAL ]?

To be eligible to renew your administrator's license, [ No, ] you must:

(1) (No change.)

(2) Have completed 15 clock hours of continuing education each year during the two-year period before renewal;

(3) - (4) (No change.)

§745.8995.When do I request renewal of my administrator's license [ renew my CCAL ]?

To continue operating as a licensed [ child-care ] administrator, you must request your administrator's license [ CCAL ] renewal [ within 15 days ] before your license expires. We may not renew your administrator's license [ CCAL ] after it has been expired for more than one year.

§745.8997.How do I request renewal of my administrator's license [ renew my CCAL ]?

To request an administrator's license [ a CCAL ] renewal, you must send us:

(1) Evidence that you have completed [ fulfilled the requirement to obtain ] 15 clock hours of continuing education each year during the two-year period before renewal ;

(2) A completed [ child-care administrator's license ] renewal form;

(3) (No change.)

(4) A completed background check form and fee .

§745.8999.If I want to maintain my administrator's license [ CCAL ] even though I am not working as an [ a child-care ] administrator, must I satisfy the continuing education requirements?

No, you may place your administrator's license on [ renew your CCAL under an ] inactive status if you are not working as an [ a child-care ] administrator. You are not required to obtain [ do not have to maintain ] continuing education while your license is on inactive status [ requirements in order to renew your CCAL as inactive ].

§745.9001.Must I undergo a background check in order to renew my administrator's license [ CCAL ] as inactive?

No, you are not required [ do not need ] to undergo a background check in order to renew your administrator's license [ CCAL ] as inactive.

§745.9003.How much is the renewal fee?

(a) The amount of the renewal fee varies depending on when we receive it:

Figure: 40 TAC §745.9003(a)

[ Figure: 40 TAC §745.9003 ]

(b) Failure to receive notice from us of your license's expiration or impending expiration does not waive the increase of the fee for late renewals.

§745.9005.How much is the renewal fee if I am requesting inactive status?

(a) The renewal fee for inactive status is half the amount of the regular renewal fee:

Figure: 40 TAC §745.9005(a)

[ Figure: 40 TAC §745.9005 ]

(b) Failure to receive notice from us of your license's expiration or impending expiration does not waive the increase of the fee for late renewals.

§745.9007.How do I change my administrator's license status from [ renew an ] inactive to [ CCAL as ] active?

(a) To renew your inactive administrator's license [ CCAL ] as active, you must submit to us a:

(1) Completed [ CCAL ] renewal form;

(2) $50 renewal fee; and

(3) Completed background check [ background-check ] form and fee .

(b) To change your status to active in the middle of a renewal period, you must submit to us a:

(1) Written request to change your status;

(2) $25 fee; and

(3) Completed background check form and fee.

§745.9009.What are the renewal requirements if I have both a CCAL and a CPAAL?

(a) You must pay the appropriate renewal fee for each license.

(b) You must complete the renewal form for each license.

(c) You must submit a completed background check form and fee every two years, or present evidence every two years of your cleared criminal history and central registry checks as required in Subchapter F of this chapter (relating to Background Checks).

(d) You must submit evidence that you have completed 15 clock hours of continuing education each year during the two-year renewal period for each license. The same training hours may be counted toward both licenses only if the training appropriately applies to both license types. (For example, training on adoption law would count toward renewal of a Child-Placing Agency Administrator's License but not a Child Care Administrator's License, whereas training on federal equal employment opportunity hiring requirements and guidelines would count toward renewal of both licenses.)

§745.9011.What happens if I do not renew my administrator's license?

(a) If you fail to renew your administrator's license before the expiration date of the license, you must cease acting as or representing yourself as a licensed administrator.

(b) If you do not renew your administrator's license within one year after its expiration date, the license is considered lapsed and is no longer eligible for renewal.

(c) If you would like to be a licensed administrator after your license has lapsed, you must reapply as if you had never been licensed. You must return the expired license certificate to us before we can accept a new application from you.

§745.9013.How does a remedial action that is pending against my administrator's license affect renewal requirements for that license?

(a) A remedial action that is pending against your administrator's license has no effect on renewal requirements for that license. You must still submit timely and complete renewal documentation and fees.

(b) If the pending remedial action results in the revocation or refusal to renew your license, any renewal fees paid during the time the remedial action was pending will be refunded upon our receipt of a written request from you.

§745.9015.What happens if I am not able to renew my administrator's license due to active military duty?

(a) If you are on active duty with the armed forces of the United States and are serving outside of Texas at the time that your license expires, you are exempt from the renewal requirements.

(b) Within one year of your return to Texas or release from active duty, whichever occurs first, you may request reinstatement of your license. We will renew your license upon receipt of your request for reinstatement, documentation of your active duty status at the time your license expired, and the renewal fee.

(c) No continuing education will be required prior to reinstatement, and no extra fees for an untimely renewal will be charged for reinstatement.

§745.9017.Will Licensing return my renewal fee if I am not eligible for renewal?

Yes, upon your written request, we will refund your renewal fee if we determine that you are not eligible for renewal.

§745.9019.How do I get an additional copy of my current administrator's license?

You must send us your request in writing along with a $5 fee for each replacement copy of your administrator's license. Your request must include a statement detailing the loss or destruction of your original license or be accompanied by your damaged license. Fraud or deceit related to any such request may result in remedial action per §745.9037 of this title (relating to Under what circumstances may Licensing take remedial action against my administrator's license or administrator's license application?).

§745.9021.What information must I report to DFPS?

(a) You must make written reports of the following to us within 30 days:

(1) A change of your mailing address, place of employment, or business or home phone number;

(2) A change in your legal name;

(3) The filing of a criminal case against you;

(4) A criminal conviction against you, other than a Class C misdemeanor traffic offense;

(5) The filing of a civil lawsuit against you that relates to your role as a licensed administrator;

(6) The settlement of or judgment rendered in a civil lawsuit filed against you which relates to your role as a licensed administrator; and

(7) Complaints against, investigations involving, or actions against you related to abuse or neglect or another licensing or certification body regarding health, mental health, or child care services, when known by you.

(b) We may use the information received under this section when deciding to issue a license or take a remedial action.

§745.9023.What will happen if I do not make a report as required by §745.9021 of this title (relating to What information must I report to DFPS?)?

If you fail to make a report that is required by §745.9021 of this title, we may take remedial action against your administrator's license, up to and including revocation of your license.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602467

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


5. REMEDIAL ACTIONS

40 TAC §§745.9031, 745.9035, 745.9037, 745.9039

The amendment and new sections are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The amendment and new sections implement HRC, Chapter 43, as amended and added by S.B. 6.

§745.9031.What remedial actions can Licensing take against my administrator's license [ will happen if I violate a law governing my CCAL ]?

We may take the following actions against your administrator's license [ if you violate a law governing your CCAL ]:

Figure: 40 TAC §745.9031

§745.9035.Can any authority besides Licensing suspend my administrator's license?

A court or Title IV-D agency may suspend your administrator's license if you fail to pay child support. As set forth in Texas Family Code, §232.011, we must follow an order suspending your administrator's license.

§745.9037.Under what circumstances may Licensing take remedial action against my administrator's license or administrator's license application?

(a) We may take remedial action against your administrator's license or administrator's license application if you:

(1) Violate Chapter 43 of the Human Resources Code or a rule of DFPS;

(2) Circumvent or attempt to circumvent the requirements of Chapter 43 of the Human Resources Code or a Licensing rule;

(3) Engage in fraud or deceit related to the requirements of Chapter 43 of the Human Resources Code or a Licensing rule;

(4) Provide false or misleading information to us during the application or renewal process for your own or someone else's application or license;

(5) Make a statement about a material fact during the license application or renewal process that you know or should know is false;

(6) Have a criminal history or central registry record that would prohibit you from working in a child-care facility as specified in Subchapter F of this chapter (relating to Background Checks);

(7) Use or abuse drugs or alcohol in a manner that jeopardizes your ability to function as an administrator; or

(8) Perform your duties as a licensed administrator in a negligent manner.

(b) If we revoke your administrator's license, you are not eligible to apply for another administrator's license for five years after the date the license was revoked.

(c) If you have both a Child Care Administrator's License and a Child-Placing Agency Administrator's License, remedial action may be taken against both licenses. If we take remedial action against both of your licenses, you will be notified that the action applies to both licenses. In such a case, any administrative review and/or due process hearing for both licenses may be combined at our discretion.

(d) If we revoke or do not renew your license, you must return your license certificate to us.

§745.9039.What can I do if I disagree with a remedial action that Licensing takes against my administrator's license?

If you disagree with a remedial action that we take against your administrator's license, you may request an administrative review. You may also request a due process hearing of our decision to deny, revoke, suspend, or refuse to renew your administrator's license. See Subchapter M of this chapter (relating to Administrative Reviews and Due Process Hearings).

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602469

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


Subchapter O. INDEPENDENT PRE-ADOPTIVE HOME SCREENING AND INDEPENDENT POST-PLACEMENT ADOPTIVE REPORT

40 TAC §§745.9061, 745.9063, 745.9065, 745.9067, 745.9069, 745.9071

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Department of Family and Protective Services or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The repeals implement HRC, Chapter 43, as amended and added by S.B. 6.

§745.9061.What qualifications must I meet to review and approve an independent pre-adoptive home screening or an independent post-placement adoptive report?

§745.9063.Are there requirements in addition to meeting the qualifications listed in §745.4027 of this title (relating to What qualifications must I meet to review and approve a foster home screening, a pre-adoptive home screenings or a post-placement adoptive report?)?

§745.9065.May someone who does not meet minimum qualifications help me conduct a pre-adoptive home screening or a post-placement adoptive report?

§745.9067.How do I obtain information about the birth parents?

§745.9069.How do I obtain a criminal history or central registry background check for an independent pre-adoptive home screening or independent post-placement adoptive report?

§745.9071.Whom must I contact with a complaint about how an independent pre-adoptive home screening or independent post-placement adoptive report was conducted?

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602471

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437


40 TAC §§745.9061, 745.9063, 745.9065, 745.9067, 745.9069, 745.9071,745.9073, 745.9075, 745.9077, 745.9079, 745.9081, 745.9083, 745.9085, 745.9087, 745.9089, 745.9091, 745.9093, 745.9095, 745.9097, 745.9099, 745.9100

The new sections are proposed under Human Resources Code (HRC) §40.0505 and Government Code §531.0055, which provide that the Health and Human Services Executive Commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Family and Protective Services; and HRC §40.021, which provides that the Family and Protective Services Council shall study and make recommendations to the Executive Commissioner and the Commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department.

The new sections implement HRC, §42.042 and Family Code, §107.0511 and §107.052.

§745.9061.What is a pre-adoptive home screening?

A pre-adoptive home screening is conducted for a child who is being adopted. The screening contains documentation of the following:

(1) Interviews with adoption applicants, their families, and collateral contacts as necessary;

(2) Information obtained through review of documents, reports, and inspections;

(3) Assessment of the information obtained to determine whether applicants meet the requirements for approval as adoptive families;

(4) Evaluation of the information obtained in order to make recommendations about the family's capacity for adoption, including the age, number, sex, and special needs of the children the family has the capacity to parent; and

(5) Assessment of basic care and safety issues, including safety of the environment of the adoptive home.

§745.9063.What is a post-placement adoptive report?

A post-placement adoptive report is required after the placement of the child. It is a written summary of all of the information and assessments regarding the child and the family, including the pre-adoptive home screening, and a written evaluation regarding the:

(1) Child;

(2) Prospective adoptive parent(s);

(3) Family of the prospective adoptive parent(s);

(4) Environment of the prospective adoptive parent(s) and their family; and

(5) Adjustment of all individuals to the placement.

§745.9065.What qualifications must I meet to evaluate and approve a finalized independent pre-adoptive home screening or independent post-placement adoptive report?

Each person evaluating and/or approving any portion of an independent pre-adoptive home screening or post-placement adoptive report must have qualifications that meet one of the following options:

Figure: 40 TAC §745.9065

§745.9067.May someone who does not meet minimum qualifications help me conduct a pre-adoptive home screening or a post-placement adoptive report?

(a) If you are conducting an independent pre-adoptive home screening or an independent post-placement adoptive report, a person with a bachelor's degree from an accredited college or university may help you.

(b) All persons involved in interviewing, studying, reviewing, or approving a screening or report must have or be provided all relevant information regarding the screening or report.

(c) A person meeting the qualifications required in §745.9065 of this title (relating to What qualifications must I meet to evaluate and approve a finalized independent pre- adoptive home screening or independent post-placement adoptive report?) must complete the evaluation, approve the finalized home screening or adoptive report by signing it, and be accountable for it.

§745.9069.What information must be included in the pre-adoptive home screening?

You must obtain, document, and assess the following information about a prospective adoptive home:

Figure: 40 TAC §745.9069

§745.9071.How do I obtain a criminal history or central registry background check for an independent pre-adoptive home screening or independent post-placement adoptive report?

(a) You obtain a criminal history check from the Texas Department of Public Safety and, if appropriate, the Federal Bureau of Investigation (FBI).

(b) You obtain a central registry background check from us; contact our local branch office.

§745.9073.Whom must I interview when conducting a pre-adoptive home screening or a post-placement adoptive report?

Interviews for an adoptive home screening must include at least one:

(1) Individual interview with each prospective adoptive parent;

(2) Individual interview with each child three years or older living in the home either full or part time;

(3) Individual interview with any other person living full or part time with the family;

(4) Joint interview with the adoptive applicants;

(5) Family group interview with family members living in the home; and

(6) Interview, by telephone, in person or by letter, with any minor child 12 years old or older or adult child of the adoptive applicants not living in the home. If you cannot reach an adult child to interview, you must document your diligent efforts.

§745.9075.What must I document regarding interviews that I conduct for a pre-adoptive home screening or a post-placement adoptive report?

You must document all interviews and attempts to complete interviews. The documentation must be part of the adoptive home record and include:

(1) The dates and methods used to contact the required persons;

(2) The dates of the interviews;

(3) Who was present at the interviews and their relationship to the adoptive applicants; and

(4) A summary of the interviews.

§745.9077.What are the requirements for visiting the home during a pre-adoptive home screening or a post-placement adoptive report?

(a) You must visit the home at least once.

(b) All members of the household must be present for the visit, unless the foster care family that is providing foster care to the child prior to the consummation of the adoption is the family that is adopting the child.

(c) You must document in the record the date, persons present, their relationship to the prospective adoptive family, and observations made during the visit.

§745.9079.What are the additional requirements for a pre-adoptive home screening if adoptive applicants previously adopted a child from a child-placing agency or were previously foster parents for a child-placing agency?

(a) You must request information related to the parents' experience and performance as foster and/or adoptive parents from the child-placing agency and any background information regarding the foster home as described in §749.2447(22) of this title (relating to What information must I obtain for the foster home screening?).

(b) If provided, you must evaluate the information as part of your screening and placement decisions regarding the home. You must use the information to evaluate the family's ability to work with specific kinds of behaviors and backgrounds.

§745.9081.Must the pre-adoptive home screening include information about birth parents?

You must obtain the following information about the birth parents:

(1) Their expectations for adoptive placement, if they chose placement; and

(2) The degree and type of involvement they desire with the adoptive family.

§745.9083.How do I obtain information about the birth parents?

If you are conducting an independent pre-adoptive home screening, you must make a diligent effort to obtain the information from the birth parents unless their parental rights have been terminated. Document in the pre-adoptive home screening all your efforts to obtain the information. If appropriate, include reasons why you could not obtain the information.

§745.9085.What happens if a child is not placed with the adoptive applicants within six months after the pre-adoptive home screening has been completed?

For a child not placed with the adoptive applicants within six months after the completion of the adoptive screening, it is recommended that an updated screening be completed within the 30-day period before a child is placed in the home. The court that is hearing the adoption suit should make the final decision on whether an update is required.

§745.9087.Must I complete a pre-adoptive home screening update if the prospective adoptive parents plan to adopt another child?

Yes. If prospective adoptive parents plan to adopt another child, either in addition to or instead of the child for whom the screening was done, you must complete a written pre-adoptive home screening update.

§745.9089.What information must an update of the pre-adoptive home screening include?

It must include:

(1) A review and any necessary updating of each category of information in the pre- adoptive home screening (See §745.9069 of this title (relating to What information must be included in the pre-adoptive home screening?)); and

(2) Documentation of at least one visit to the adoptive home, including who was present during the visit. This visit should be within the 30-day period before a child is placed in the home.

§745.9091.When must I conduct a post-placement adoptive report?

You must conduct the interviews for a post-placement adoptive report after the child has resided with the prospective adoptive parent or conservator for at least five months, unless otherwise directed by the court. However, you may start the post-placement adoptive report, such as the gathering of written information, after the placement of the child.

§745.9093.What are the requirements for registration regarding a post-placement adoptive report?

Unless the Department of Family and Protective Services (DFPS) is a party to the case, you must complete and notarize a DFPS Post-Placement Adoptive Report Registration form and file this form with the appropriate court(s).

§745.9095.What issues must an interview for a post-placement adoptive report address?

Each interview must focus on the adjustment of the family and the child following the placement of the child. You must also address any items required by §745.9061 of this title (relating to What is a pre-adoptive home screening?) and §745.9069 of this title (relating to What information must be included in the pre-adoptive home screening?) that have not been adequately addressed.

§749.9097.What information must the post-placement adoptive report include?

(a) It must include the following documented information:

(1) A summary of all assessments and available information about the child who is the subject of a petition for adoption, including:

(A) Health history, social history, educational history, genetic and family history, and other information required by the Texas Family Code, §162.005 and §162.007;

(B) History of physical, sexual, or emotional abuse experienced by the child;

(C) History of any previous placements, including the date and reasons for placement;

(D) The child's understanding of adoptive placement or conservatorship; and

(E) The child's legal status;

(2) A summary of all assessments, interviews, and available information about the prospective adoptive parents including:

(A) The pre-adoptive home screening (see §745.9061 of this title (relating to What is a pre-adoptive home screening?) and §745.9069 of this title (relating to What information must be included in the pre-adoptive home screening?));

(B) The birth parents' expectations for adoptive placement and further involvement (see §745.9081 of this title (relating to Must the pre-adoptive home screening include information about birth parents?));

(C) Individual strengths and weaknesses of the adoptive parents;

(D) Observations made relative to the family's interactions with each other;

(E) Interviews of persons specified in §745.9073 of this title (relating to Whom must I interview when conducting a pre-adoptive home screening or a post-placement adoptive report?); and

(F) A visit to the home (see §745.9077 of this title (relating to What are the requirements for visiting the home during a pre-adoptive home screening or a post- placement adoptive report?));

(3) An evaluation of the child's present or prospective physical, intellectual, social, and psychological functioning and needs, and whether the environment will meet those needs;

(4) A summary of the adjustment of the family and child in the home during the six- month placement period, if appropriate;

(5) Sources of information and verification, to the extent possible, of all statements of fact pertinent to the report;

(6) The basis for your conclusions or recommendations; and

(7) The names and the qualifications of all persons involved in the preparation and evaluation of the report.

(b) All persons involved in the preparation and evaluation of the study must sign the report.

§745.9099.What ethical requirements must I follow when conducting a pre-adoptive home screening, or a post-placement adoptive report?

(a) You must not have a conflict of interest with any party in a disputed suit. You must not allow any previous knowledge of any party that was not exclusively obtained through a home screening or adoptive report to bias you. You must disqualify yourself if a conflict or bias exists. You must present any issues or concerns relating to such a conflict or bias to the court before you accept an appointment. However, unless the court finds you biased, you may conduct subsequent reports in a case you have previously screened.

(b) You must report to us any foster or adoptive placement that appears to have been made by someone other than the child's parents or a child-placing agency.

(c) If you have investigated only one side of a disputed case, you may state whether the party you investigated appears to be suitable for custody. You must refrain from making a custody recommendation, unless otherwise directed by the court.

(d) You must include telephone numbers for entities where it is appropriate for the subject of the report to file complaints about how the post-adoptive placement report was conducted (see §745.9100 of this title (relating to Whom must I contact with a complaint about how an independent pre-adoptive home screening or independent post-placement adoptive report was conducted?)).

§745.9100.Whom must I contact with a complaint about how an independent pre-adoptive home screening or independent post-placement adoptive report was conducted?

You, or if applicable your attorney, must contact the court that ordered the pre-adoptive home screening or post-placement adoptive report. You may also contact the board that licenses the person who conducted the home screening or adoptive report, and/or us. Before conducting the pre-adoptive home screening or post-placement adoptive report, the person must give you telephone numbers for other entities where it is appropriate to file complaints, which must also be included in the pre-adoptive home screening and post-placement adoptive report.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 3, 2006.

TRD-200602472

Gerry Williams

General Counsel

Department of Family and Protective Services

Earliest possible date of adoption: June 18, 2006

For further information, please call: (512) 438-3437