TITLE 22.EXAMINING BOARDS

Part 6. TEXAS BOARD OF PROFESSIONAL ENGINEERS

Chapter 137. COMPLIANCE AND PROFESSIONALISM

Subchapter A. INDIVIDUAL AND ENGINEER COMPLIANCE

22 TAC §137.13

The Texas Board of Professional Engineers adopts an amendment to §137.13, relating to Inactive Status, without changes to the proposed text as published in the December 30, 2005, issue of the Texas Register (30 TexReg 8783) and will not be republished

The adopted amendment allows a license holder currently in Inactive Status to use the term "Retired" to indicate Inactive Status on business cards and correspondence.

No comments were received regarding the Board's adoption of the amended section.

The amendment is adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 28, 2006.

TRD-200601175

Dale Beebe Farrow, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: March 20, 2006

Proposal publication date: December 30, 2005

For further information, please call: (512) 440-7723


Chapter 139. ENFORCEMENT

Subchapter C. ENFORCEMENT PROCEEDINGS

22 TAC §139.35

The Texas Board of Professional Engineers adopts amendments to §139.35, relating to Sanctions and Penalties without changes to the proposed text as published in the January 13, 2006, issue of the Texas Register (31 TexReg 221) and will not be republished

The adopted amendments reorganize the Sanction and Penalty table to include an Administrative classification, and relocate certain current violations to this new classification. The Board has also reviewed and revised the suggested sanctions for the Administrative violations.

No comments were received regarding the Board's adoption of the amended section.

The amendments are adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 28, 2006.

TRD-200601174

Dale Beebe Farrow, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: March 20, 2006

Proposal publication date: January 13, 2006

For further information, please call: (512) 440-7723


Part 8. TEXAS APPRAISER LICENSING AND CERTIFICATION BOARD

Chapter 153. RULES RELATING TO PROVISIONS OF THE TEXAS APPRAISER LICENSING AND CERTIFICATION ACT

22 TAC §153.21

The Texas Appraiser Licensing and Certification Board adopts an amendment to §153.21, concerning Appraiser Trainees and Sponsors with changes to the proposed text as published in the September 30, 2005, issue of the Texas Register (30 TexReg 6170) and will be republished.

The adopted amendment to §153.21(a) defines the educational requirements that an appraiser trainee applicant must satisfy for an application received after March 31, 2006, that is consistent with the Appraiser Qualifications Board Criteria. The proposed rule has an effective date of for applications "received after February 28, 2006;" however, the rule was adopted changing the effective date to "applications received after March 31, 2006."

While a written comment was received from the Foundation Appraiser Coalition of Texas (FACT) opposing proposed amendment to §153.21, it did not include the amendment to subsection (a).

The amendment is adopted under the Texas Appraiser Licensing and Certification Act, Subchapter D, Board Powers and Duties (Occupations Code, Chapter 1103), which provides the board with authority to adopt rules under §1103.151, Rules Relating to Certification and Licenses.

§153.21.Appraiser Trainees and Sponsors.

(a) A person desiring to be an appraiser trainee under the sponsorship of one or more state certified appraisers may apply to the board on the application form prescribed by the board on the application form prescribed by the board. For all applications received after March 31, 2006, a prospective appraiser trainee must meet the requirements set forth in §1103.353 of the Texas Appraiser Licensing and Certification Act, complete 75 creditable classroom hours as set forth in the Trainee Core Curriculum of the Appraiser Qualifications Board, and must pass the 15 hours National USPAP course and examination. A prospective trainee must be a citizen of the United States or a lawfully admitted alien; be at least 18 years of age; be a legal resident of this state for at least 60 days immediately before the filing of the application; and satisfy the board as to the prospective trainee's honesty, trustworthiness, and integrity. Once a person is approved as an appraiser trainee by the board, the person may perform appraisals or appraiser services only under the active, personal and diligent direction and supervision of a sponsoring certified appraiser unless one of the following events occurs:

(1) the appraiser trainee approval expires due to nonpayment of the annual renewal fee or the educational or experience requirements for renewal have not been met;

(2) the sponsorship is terminated by either the sponsor or the trainee, leaving the appraiser trainee without a sponsoring certified appraiser; or

(3) the trainee's authority to act has been suspended or revoked by the board.

(b) The sponsoring certified appraiser shall immediately notify the board in writing of any termination of sponsorship of an appraiser trainee, on a form prescribed by the board and pay a fee set by the board not later than the 10th day after the date of such termination. The board will notify the trainee that the sponsorship has been terminated.

(c) If an appraiser trainee's approval has expired or been revoked by the board or the trainee is no longer under the sponsorship of a certified appraiser, the appraiser trainee may not perform the duties of an appraiser trainee until an application to sponsor the trainee has been filed together with the appropriate fee and approved by the board.

(d) Certified appraisers who sponsor appraiser trainees or who sign a report shall be responsible to the public and to the board for the conduct of the appraiser trainee under the Act. After notice and hearing, the board may reprimand a sponsoring appraiser or may suspend or revoke a sponsoring appraiser's certification based on conduct by the appraiser trainee constituting a violation of the Act or a rule of the board.

(e) A certified appraiser may be added as a sponsor during the term of an appraiser trainee's authorization, by completing a form prescribed by the board and paying a fee set by the board, and shall assume all the duties, responsibilities, and obligations of an appraiser trainee sponsor as specified in these rules.

(f) Both the sponsoring certified appraiser and the appraiser trainee must reside in this state.

(g) An approved appraiser trainee must use the business address of his or her sponsor.

(h) An approved appraiser trainee who signs an appraisal report must include his or her TALCB approval or authorization number and the word "Trainee."

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 28, 2006.

TRD-200601156

Wayne Thorburn

Commissioner

Texas Appraiser Licensing and Certification Board

Effective date: March 20, 2006

Proposal publication date: September 30, 2005

For further information, please call: (512) 465-3950


Part 14. TEXAS OPTOMETRY BOARD

Chapter 277. PRACTICE AND PROCEDURE

22 TAC §277.2, §277.6

The Texas Optometry Board adopts amendments to Rules 277.2 and 277.6 without changes to the proposed text as published in the December 2, 2005, issue of the Texas Register (30 TexReg 7974).

The amendments implement requirements of House Bill 1025, 79th Legislature, Regular Session.

Rule 277.2 amendments change the disciplinary proceedings procedure. The amendments require the attendance of additional board members at informal conferences, provide for informal conferences for persons issued cease and desist orders, require consulting a penalty schedule, and allow the Investigation-Enforcement Committee to enter into an agreed order with a licensee in which the licensee agrees to refund the examination fee paid by the patient.

Rule 277.6 amendments concern the publishing of recommended administrative penalties and fines. The amendments add additional guidelines to those currently in this section, and provide a recommended amount versus a range of administrative penalties and fines.

No comments were received regarding adoption of the amendments.

The amendments are adopted under the Texas Optometry Act, Texas Occupations Code, §§351.151, 351.551, 351.552 and House Bill 1025, 79th Legislature (Sections §§351.507, 351.522 and 351.608 of the Optometry Act). No other sections are affected by the amendments.

The Texas Optometry Board interprets §351.151 as authorizing the adoption of procedural and substantive rules for the regulation of the optometric profession, The Board interprets §351.551 and §351.552 as authorizing the imposition of administrative penalties by the Board according to provisions set out in the Act, and House Bill 1025, 79th Legislature, as revising the required participants of an informal conference, allowing refunds of examination fees, requiring a penalty schedule, setting the procedure for issuing cease and desist orders and requiring the Board to publish a standardized penalty schedule.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 3, 2006.

TRD-200601393

Chris Kloeris

Executive Director

Texas Optometry Board

Effective date: March 23, 2006

Proposal publication date: December 2, 2005

For further information, please call: (512) 305-8502


Part 19. POLYGRAPH EXAMINERS BOARD

Chapter 391. POLYGRAPH EXAMINER INTERNSHIP

22 TAC §391.3

The Polygraph Examiners Board adopts an amendment to §391.3, concerning Internship Training Schedule, without changes to the proposed text as published in the December 30, 2005, issue of the Texas Register (30 TexReg 8785) and will not be republished.

Section 391.3(4)(C) was amended to make a grammatical change. The word "polygraphy" was corrected to read as "polygraph". The amendment to §391.3(15) deletes the sentence "Board Members or Polygraph Board Staff may not act as sponsors".

During the course of the August 10, 2005 meeting, the members of the board discussed the shortage of willing sponsors for polygraph interns and the fact that there are currently intern applicants who have been unable to find a sponsor. They also discussed the particular hardship upon intern applicants outside of major metropolitan areas. Prior to this rule, such interns had been sponsored by board members. There are currently polygraph intern applicants who are unable to complete their training and proceed toward licensure due to a lack of willing sponsors, and the current rule is prohibiting otherwise willing and qualified sponsors from sponsoring interns.

No comments were received regarding adoption of the amendment.

The amendment is adopted under the Polygraph Examiners Act, Texas Occupations Code, Chapter 1703, which provides the board with the authority to prescribe, adopt, and enforce rules relating to the administration and enforcement of the provisions of the Polygraph Examiners Act, Texas Occupations Code, Chapter 1703.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 1, 2006.

TRD-200601306

Frank DiTucci

Executive Officer

Polygraph Examiners Board

Effective date: March 21, 2006

Proposal publication date: December 30, 2005

For further information, please call: (512) 424-2058


Part 32. STATE BOARD OF EXAMINERS FOR SPEECH-LANGUAGE PATHOLOGY AND AUDIOLOGY

Chapter 741. SPEECH-LANGUAGE PATHOLOGISTS AND AUDIOLOGISTS

The State Board of Examiners for Speech-Language Pathology and Audiology (board) adopts the repeal of §§741.1, 741.11 - 741.15, 741.31 - 741.33, 741.41, 741.61 - 741.66, 741.81 - 741.86, 741.91, 741.101 - 741.103, 741.111, 741.112, 741.121, 741.141, 741.142, 741.161 - 741.165, 741.181, 741.182, 741.191 - 741.195 and new §§741.1, 741.11 - 741.15, 741.31 - 741.33, 741.41 - 741.45, 741.61 - 741.65, 741.81 - 741.85, 741.91, 741.101 - 741.103, 741.111, 741.112, 741.121, 741.141, 741.161 - 741.165, 741.181, 741.182, 741.191 - 741.201, concerning the licensure and regulation of speech-language pathologists and audiologists. The new §§741.1, 741.12, 741.41, 741.42, 741.44, 741.62, 741.64, 741.82, 741.84, 741.102, 741.103, 741.141, 741.161, 741.164, and 741.181 are adopted with changes to the proposed text as published in the September 2, 2005, issue of the Texas Register (30 TexReg 5247). The repeal of §§741.1, 741.11 - 741.15, 741.31 - 741.33, 741.41, 741.61 - 741.66, 741.81 - 741.86, 741.91, 741.101 - 741.103, 741.111, 741.112, 741.121, 741.141, 741.142, 741.161 - 741.165, 741.181, 741.182, 741.191 - 741.195 and new §§741.11, 741.13 - 741.15, 741.31 - 741.33, 741.43, 741.45, 741.61, 741.63, 741.65, 741.81, 741.83, 741.85, 741.91, 741.101, 741.111, 741.112, 741.121, 741.162, 741.163, 741.165, 741.182, and 741.191 - 741.201 are adopted without changes, and the sections will not be published.

Government Code, §2001.039, requires that each state agency review and consider for readoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). Sections 741.1, 741.11 - 741.15, 741.31 - 741.33, 741.41, 741.61 - 741.66, 741.81 - 741.86, 741.91, 741.101 - 741.103, 741.111, 741.112, 741.121, 741.141, 741.142, 741.161 - 741.165, 741.181, 741.182, and 741.191 - 741.195 have been reviewed and the board has determined that the reasons for adopting the sections continue to exist in that rules concerning the licensure and regulation of speech-language pathologists and audiologists are still needed; however, the rules are repealed and adopted as new rules as described in this preamble. The adopted repeals and new sections are the result of the comprehensive rule review undertaken by the board and the board's staff.

In general, each section was reviewed, repealed, and readopted in order to ensure appropriate subchapter, section, and paragraph organization and captioning; to ensure clarity; to improve spelling, grammar, and punctuation; to ensure that the rules reflect current legal, policy, and operational considerations; to ensure accuracy of legal citations; to delete repetitive, obsolete, unenforceable, or unnecessary language; to improve draftsmanship; and to make the rules more accessible, understandable, and usable to the extent possible. The review resulted in significant modifications and improvements to the organization and structure of the rules, as described in the proposed preamble.

The following comments were received concerning the proposed repeal and new sections. Following each comment is the board's response and any resulting change(s).

Comment: Several commenters requested that the comment period be extended due to the effects of Hurricane Rita on the communities of Southeast Texas, which affected the commenters' ability to analyze the proposal and provide comments.

Response: The board agrees and the comment period, which was scheduled to close on October 2, 2005, was extended to November 2, 2005.

Comment: Several commenters expressed support and appreciation for the streamlining of the rules and the board's efforts to eliminate minutiae and redundancy.

Response: The board agrees and appreciates the comments and thanks the commenters. No change was made as a result of the comments.

Comment: One commenter expressed concern that the rules interchange the word "patient" and "client" and recommended using the same term throughout the rules.

Response: The board agrees and has changed the term "patient" to "client" throughout the rules, when appropriate.

Comment: Two commenters expressed concern regarding §741.41(c)(1). The commenters stated that the requirement to provide a written report of evaluations within 60 days would unduly increase the administrative workload of audiologists.

Response: The board agrees. The following change was made as a result of the comment. Section 741.41(c)(1) has been revised to require that an audiologist shall fully inform clients of the results of an evaluation within 60 days upon request.

Comment: One commenter questioned whether §741.42(5)(C) is necessary, stating that it is ambiguous and open to interpretation. The commenter stated that the substance of the rule implies that a license holder would intentionally mislead the public and that the rule is also covered by §741.41(a)(9), which requires a license holder to provide accurate information to the public and to clients.

Response: The board disagrees. The language of the rule mirrors Texas Occupations Code §101.201, which applies to health professions generally, including speech-language pathologists and audiologists. No change was made as a result of the comment.

Comment: One commenter questioned whether §741.42(5)(D) is necessary, believing that it is covered under other rules requiring a license holder to provide accurate information to the public and clients.

Response: The board disagrees. The language of the rule mirrors Texas Occupations Code §101.201, which applies to health professions generally, including speech-language pathologists and audiologists.

Comment: Two commenters expressed concern regarding §741.42(5)(H), which prohibits a license holder from advertising or using a professional name, title, or professional identification that is expressly or commonly reserved for or used by another profession or professional. The commenters stated that audiologists who have completed the Doctor of Audiology degree will be prohibited from using the title "doctor" when they have rightfully earned it. One of the commenters also stated that the rule conflicts with §741.41(a) and §741.41(b)(13). The commenter also stated that this rule will prohibit audiologists who have other advanced training from advertising or advising the public that they have completed advanced training.

Response: The board disagrees. It is commonly accepted that persons who hold a doctorate degree may use the title "doctor." There is no conflict with other rules in Chapter 741. The rule does not prohibit a license holder from advertising that the license holder has received advanced training, as long as such advertising is not false, misleading, or deceptive. The language of the rule mirrors Texas Occupations Code §101.201, which applies to health professions generally, including speech-language pathologists and audiologists. No change was made as a result of the comments.

Comment: One commenter expressed concern about §741.44(b)(4) which requires that a license holder shall not supervise more than a total of four interns and/or assistants. The commenter stated the rule is excessively restrictive in the public school setting and recommended that a license holder be allowed to supervise a greater number of assistants.

Response: The board disagrees. The commenter's position does not take into account the total number of clients receiving services. The supervising license holder bears legal and ethical responsibility for the entire caseload. The board believes that the rule is appropriate as proposed, and is consistent with American Speech-Language Hearing Association standards. Additionally, the rule provides for an exception allowing for the supervision of more than four interns and/or assistants if the supervisor submits documentation of the supervisor's ability to manage the entire caseload. No change was made as a result of the comment.

Comment: One commenter expressed concern regarding §741.44(c)(2) and indicated that the reference in the rule to §741.65 should be §741.64.

Response: The board agrees and §741.44(c)(2) is changed accordingly.

Comment: One commenter expressed concern regarding §741.64(i)(3) and (k)(4) and (5), and stated that the rules are overly restrictive and do not reflect federal law. The commenter stated that the parent or local school district may allow any person, including a speech-language pathology assistant, to attend any Admission, Review, and Dismissal (ARD) meeting.

Response: The board disagrees that the rules are overly restrictive. While the board recognizes that, under federal law, a parent or local school district may allow any person to attend an ARD meeting, federal law does not provide that any person may attend an ARD meeting representing speech-language pathology. The board's rules address attendance as a representative of special education and speech-language pathology. The board emphasizes that there is no conflict with federal law. No change was made as a result of the comment, however, the rule was modified as a result of another comment.

Comment: Regarding §741.64(i)(4) and (k)(6), one commenter stated that an assistant should be allowed to present Individual Educational Plan (IEP) goals without the goals being the sole creation of the supervisor. The commenter stated that federal law requires that the IEP team shall develop goals and stated that this rule is illegal under federal law.

Response: The board disagrees. The board strongly believes that IEP goals to be presented at the ARD meeting must be developed by the supervising speech-language pathologist, who is the professional with the training, experience, and skills necessary to develop the goals. The board is fully aware that the final approved IEP is a team effort. As the commenter indicates, draft goals and objectives are developed prior to the ARD meeting. These are the goals and objectives referenced in the rule. The rule is not illegal and does not exceed the scope of federal law. No change was made as a result of the comment.

Comment: Regarding §741.64(i)(5), one commenter stated that the proposal that an assistant discontinue participation in the ARD meeting when questions or changes arise is wholly unworkable and disruptive to the process.

Response: The board disagrees. It is in the client's best interest to discontinue and reconvene the ARD meeting if questions or changes arise regarding the goals developed by the supervising speech-language pathologist. The supervising speech-language pathologist is the professional with the experience, training, and knowledge to address specific questions regarding speech therapy and regarding substantive changes to the IEP goals relating to speech-language pathology. No change was made as a result of the comment.

Comment: One commenter stated that any rule proposal relating to the ARD process, development of IEPs, or the public school generally should be submitted to Texas Education Agency for approval.

Response: The board notifies all stakeholders, including Texas Education Agency, of rule proposals. However, there is no requirement of law that another agency must approve the rules of the board. The board's rulemaking authority is established in Texas Occupations Code §402.202. No change was made as a result of the comment.

Comment: One commenter expressed concern regarding §741.64(i)(3), which required that an assistant may only attend annual review ARD meetings for students with a sole diagnosis of articulation disorder. The commenter recommended specific language to replace the proposed language which would allow an assistant to attend an annual review ARD meeting for any student for whom the assistant provides services.

Response: The board agrees. Section 741.64(i)(3) as adopted incorporates the recommended language to the paragraph. Some of the recommended language was also incorporated as new §741.44(e).

Comment: One commenter expressed concern regarding §741.81(b)(5) and recommended that the phrase "or other recognized accrediting body" be included which would allow the acknowledgment of programs accredited by bodies other than the American Speech-Language Hearing Association Council on Academic Accreditation.

Response: The board agrees, but the rule cannot be modified due to a restriction found within the board's enabling statute. Texas Occupations Code, §401.304, requires that an applicant for a license must possess at least a master's degree with a major in at least one of the areas of communicative sciences or disorders from a program accredited by the American Speech-Language-Hearing Association in an accredited or approved college or university. No change was made as a result of the comment.

Comment: One commenter expressed concerns regarding §741.81(d)(2)(B) and recommended adding board certification by the American Board of Audiology as another option for recognition of the supervisor of an out-of-state internship, if the other state does not require licensing.

Response: The board agrees, but the rule is not being modified due to a restriction found within the board's enabling statute. Texas Occupations Code, §401.304, requires that an applicant for a license must possess at least a master's degree with a major in at least one of the areas of communicative sciences or disorders from a program accredited by the American Speech-Language-Hearing Association in an accredited or approved college or university. The board believes the rule carries out the spirit and intent of the provision. No change was made as a result of the comment.

Comment: Three commenters expressed concern about §741.102(4), regarding the requirement that a hearing instrument consumer shall have a trial period of 30 consecutive days. The commenters recommended the deletion of the word "consecutive" and stated that many times the hearing instrument must be out of the consumer's hands for repair or maintenance. In this case, the trial period must be restarted and this situation may occur more than once. Additionally, one commenter pointed out that federal law does not require a 30-day trial period.

Response: The board disagrees with the commenters and no change was made as a result of the comments. The Audiology Scope of Practice Committee and the board engaged in significant debate regarding this recommendation. While the board understands the concerns of the commenters, it is not aware of actual situations in which the rule has caused a hardship for license holders. The rule is intended to ensure consumer satisfaction and protection. The board will continue discussion of this issue upon receipt and analysis of consumer complaints on this topic. Additionally, the 30-day trial period is mandated by state law relating to the regulation of audiologists in Texas Occupations Code, §401.403(b)(5).

Comment: Two commenters expressed concern regarding §741.102(5) and both encouraged addressing the issue as broadly as possible.

Response: The board agrees. The following change was made as a result of the comment. Section 741.102(5) is modified to read "When amplification is fit, the audiologist shall verify appropriate fit of the amplification, which may include real ear measures, functional gain measures, or other professionally accepted measures."

Based on staff and board member review and comments, the board is making the following changes to strengthen the intent and accuracy of the sections.

Change: A semicolon was added at the end of §741.12(a)(4) for proper punctuation.

Change: The language of §741.62(h)(3) is modified to improve draftsmanship of the paragraph which now reads "the internship will be successfully completed after no more than two attempts."

Change: The requirements in §741.62(k) and §741.82(j) that documentation of the intern's evaluation shall be submitted with the completed intern plan is modified to require that the documentation shall be "submitted to the board upon request."

Change: The hours per week were changed from "15 hours" to "14 hours" in §741.62(h)(4)(A) and §741.82(h)(4)(A) to correct a minor numerical error in the proposal.

Change: Concerning §741.64(e)(1)(B)(ii), the phrase "licensed speech-language pathologist trainer" was modified to "licensed speech-language pathologist who will provide the training."

Change: Concerning §741.64(g)(7) and §741.84(h)(7), the paragraphs were modified to require that the license holder who supervises an assistant shall maintain supervisory records for a period of three years.

Change: The word "stipulations" was changed from upper case to lower case in §741.64(i).

Change: Concerning §741.64(j)(2) and (3), the paragraphs were modified to correct punctuation errors and improve grammar.

Change: Punctuation errors were corrected in §741.64(k)(1).

Change: Concerning §741.64(m) and §741.84(l), the rules were modified to delete the phrase "shall audit 10% of licensed assistants each month" and replace it with "may audit a random sampling of licensed assistants."

Change: Concerning §741.103(1), the rule was modified to add new language to read "The chart is excerpted from the standard for illustrative purposes and is based on a 125 to 8,000 Hz test frequency range." The Figure in §741.103(1) is modified to correct column titles and to correct minor errors and omissions in the chart values.

Change: Concerning §741.141(b) and (c), the words "approval designee" were deleted from each subsection of the rule.

Change: Concerning §741.164(a), the sentence "The postmark date is the date of mailing." was deleted because the sentence was unnecessary.

Change: Concerning §741.161(g)(4), formatting changes were prepared for formatting for proper paragraph and subsection referencing.

Change: Concerning §741.181(c) and (d), the fee amounts of "$50.00" was corrected to "$50" to be consistent with the format of the fee amounts throughout the rules.

In addition to staff and board member comments, six comment letters were received. Two commenters were individuals. The commenter were generally in favor of the rules, but expressed concerns, asked questions, and made recommendations regarding several rules.

Other commenters were Texas Speech-Language-Hearing Association, Texas Academy of Audiology, American Academy of Audiology, and Texas Council of Administrators of Special Education. The commenters were generally in favor of the rules, but expressed concerns, asked questions, and made recommendations. Some commenters did express opposition to specific provisions, as described in this preamble.

Subchapter A. DEFINITIONS

22 TAC §741.1

The repeal is adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601352

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


22 TAC §741.1

The new section is adopted under Texas Occupations Code, §401.202 which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

§741.1.Definitions.

Unless the context clearly indicates otherwise, the words and terms below shall have the following meanings. Refer to Texas Occupations Code, §401.001, for definitions of additional words and terms.

(1) Act--Texas Occupations Code, Chapter 401, relating to speech-language pathologists and audiologists.

(2) Assistant in Speech-Language Pathology--An individual who provides speech language pathology support services to clinical programs under supervision of a licensed speech-language pathologist.

(3) Assistant in Audiology--An individual who provides audiological support to clinical programs under supervision of a licensed audiologist.

(4) Delegation--The supervisor of an assistant may delegate certain services to the assistant; however, the supervisor is ultimately responsible for all services provided.

(5) Dispense--To directly or indirectly provide or deliver a product by U.S. Postal Service or any commercial delivery service to a consumer.

(6) Ear specialist--A licensed physician who specializes in diseases of the ear and is medically trained to identify the symptoms of deafness in the context of the total health of the client, and is qualified by special training to diagnose and treat hearing loss. Such physicians are also known as otolaryngologists, otologists, neurotologists, otorhinolaryngologists, and ear, nose, and throat specialists.

(7) Extended absence--More than two consecutive working days for any single continuing education experience.

(8) Extended recheck--Starting at 40 dB and going down by 10 dB until no response is obtained or until 20 dB is reached and then up by 5 dB until a response is obtained. The frequencies to be evaluated are 1,000, 2,000, and 4,000 hertz (Hz).

(9) Fit--Initial selection, adjustment, programming, or modification of a personal amplification device or system.

(10) Health care professional--An individual required to be licensed under Texas Occupations Code, Chapter 401, or any person licensed, certified, or registered by the state in a health-related profession.

(11) Hearing instrument--A device designed for, offered for the purpose of, or represented as aiding persons with or compensating for, impaired hearing.

(12) Hearing screening--A test administered with pass/fail results for the purpose of rapidly identifying those persons with possible hearing impairment which has the potential of interfering with communication.

(13) Sale or purchase--Includes the sale, lease or rental of a hearing instrument to a member of the consuming public who is a user or prospective user of a hearing instrument.

(14) Under the direction of--The licensed speech-language pathologist or audiologist directly oversees the services provided and accepts professional responsibility for the actions of the personnel he or she agrees to direct.

(15) Used hearing instrument--A hearing instrument that has been worn for any period of time by a user. However, a hearing instrument shall not be considered "used" merely because it has been worn by a prospective user as a part of a bona fide hearing instrument evaluation conducted to determine whether to select that particular hearing instrument for that prospective user, if such evaluation has been conducted in the presence of the dispenser or a hearing instrument health professional selected by the dispenser to assist the buyer in making such a determination.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601353

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter B. THE BOARD

22 TAC §§741.11 - 741.15

The repeals are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601354

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


22 TAC §§741.11 - 741.15

The new sections are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

§741.12.Committees.

(a) The presiding officer may appoint board members to committees to assist the board in its work. All committees shall consist of no more than four members and shall make regular reports to the board by interim written reports or at regular meetings. Standing committees may include:

(1) complaints;

(2) rules;

(3) speech-language pathology scope of practice;

(4) audiology scope of practice;

(5) complaints; and

(6) legislative review.

(b) Board members may also be appointed to individually assist the board office with specific issues. The board member shall report any decisions made to the full board at the next scheduled meeting for ratification. Items that may be discussed include:

(1) fees/budget;

(2) applications/renewals;

(3) continuing education;

(4) exemptions to the Act;

(5) supervision of interns and assistants;

(6) public relations;

(7) health professions council; and

(8) fitting and dispensing of hearing instruments.

(c) Members appointed to the complaints committee shall consist of one audiologist, one speech-language pathologist, and one public member. The committee chair may call a meeting whenever necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601355

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter C. SCREENING PROCEDURES

22 TAC §§741.31 - 741.33

The repeals are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601356

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


22 TAC §§741.31 - 741.33

The new sections are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601357

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter D. THE STANDARDS OF PROFESSIONAL AND ETHICAL CONDUCT

22 TAC §741.41

The repeal is adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601358

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter D. CODE OF ETHICS; DUTIES AND RESPONSIBILITIES OF LICENSE HOLDERS

22 TAC §§741.41 - 741.45

The new sections are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

§741.41.Professional Responsibilities of License Holders.

(a) A licensee shall:

(1) engage in only those aspects of the profession that are within the scope of the licensee's competence considering level of education, training, and experience;

(2) insure a safe therapy environment;

(3) provide services as specified in the treatment plan, Individual Education Plan (IEP), or Individualized Family Service Plans (IFSP);

(4) seek appropriate medical consultation whenever indicated;

(5) seek to identify competent, dependable referral sources for clients;

(6) maintain objectivity in all matters concerning the welfare of the client;

(7) ensure that all equipment used is in proper working order and is properly calibrated;

(8) terminate a professional relationship when it is reasonably clear that the client is not benefiting from the services being provided; and

(9) provide accurate information to clients and the public about the nature and management of communicative disorders and about the profession and the services rendered.

(b) A licensee shall not:

(1) engage in the medical treatment of speech-language and hearing disorders;

(2) jeopardize a client's safety by any inattentive behavior;

(3) guarantee, directly or by implication, the results of any therapeutic procedures except as follows:

(A) a reasonable statement of prognosis may be made; and

(B) caution must be exercised not to mislead clients to expect results that cannot be predicted from reliable evidence;

(4) delegate any service requiring professional competence of a licensee or registrant to anyone not licensed or registered for the performance of that service;

(5) provide services if the services cannot be provided with reasonable skill or safety to the client;

(6) provide any services which create an unreasonable risk that the client may be mentally or physically harmed;

(7) engage in sexual contact, including intercourse, kissing, or fondling, with a client or an assistant, intern, or student supervised by the licensee;

(8) use alcohol or drugs when the use adversely affects or could adversely affect the licensee's provision of professional services;

(9) evaluate or treat speech, language, or hearing disorders solely by written, telephone, or electronic/video correspondence or communication;

(10) reveal, without authorization, any professional or personal information about the person served professionally, unless required by law to do so, or unless doing so is necessary to protect the welfare of the person or of the community;

(11) participate in activities that constitute a conflict of professional interest which may include the following:

(A) exclusive recommendation of a product that the licensee owns or has produced;

(B) lack of accuracy in the performance description of a product a licensee or registrant has developed; or

(C) restriction of freedom of choice for sources of services or products;

(12) use his or her professional relationship with a client, intern, assistant, or student to promote for personal gain or profit any item, procedure, or service unless the licensee or registrant has disclosed to the client, intern, assistant, or student the nature of the licensee's or registrant's personal gain or profit;

(13) misrepresent his or her training or competence; or

(14) falsify records.

(c) A licensee shall fully inform clients of the:

(1) results of an evaluation within 60 days, upon request;

(2) nature and possible effects of the services rendered; and

(3) nature, possible effects, and consequences of activities if the client is participating in research or teaching activities.

(d) A licensee shall inform the board of violations of this code of ethics or of any other provision of this chapter.

(e) A licensee shall comply with any order relating to the licensee which is issued by the board.

(f) A licensee shall not aid or abet the practice of an unlicensed person when that person is required to have a license under the Act.

(g) A licensee shall report in accordance with the Family Code, §261.101(b), if there is cause to believe that a child's physical or mental health or welfare has been or may be adversely affected by abuse or neglect by any person.

(h) A licensee shall not interfere with a board investigation or disciplinary proceeding by willful misrepresentation or omission of facts to the board or the board's designee or by the use of threats or harassment against any person.

(i) A licensee shall cooperate with the board by promptly furnishing required documents and by promptly responding to a request for information from or a subpoena issued by the board or the board's designee.

(j) A licensee shall not intentionally or knowingly offer to pay or agree to accept any remuneration directly or indirectly, overtly or covertly, in cash or in kind, to or from any person, firm, association of persons, partnership, or corporation for securing or soliciting clients or patronage for or from any health care professional. The provisions of the Health and Safety Code, §161.091, concerning the prohibition of illegal remuneration apply to licensees.

(k) A licensee who provides direct client care shall comply with the Health and Safety Code, Chapter 85, Subchapter I, concerning the prevention of the transmission of HIV or Hepatitis B virus by infected health care workers.

(l) A licensee shall be subject to disciplinary action by the board if the licensee or registrant is issued a written reprimand, is assessed a civil penalty by a court, or has an administrative penalty imposed by the attorney general's office under the Texas Code of Criminal Procedure, Article 56.31, relating to the Crime Victims Compensation Act.

§741.42.Advertising.

A licensee shall not present false, misleading, deceptive, or not readily verifiable information relating to the services of the licensee or any person supervised or employed by the licensee which includes, but is not limited to:

(1) advertising audiological services when an audiologist is not readily available to assist clients;

(2) using professional or commercial affiliations in any way that would mislead clients or the public;

(3) presenting false, misleading, or deceptive information in connection with an application by the licensee for a license issued under the Act, or for employment to provide speech-language pathology or audiology services;

(4) presenting false, misleading, or deceptive information relating to the following:

(A) any advertisement, announcement, or presentation;

(B) any announcement of services;

(C) letterhead or business cards;

(D) commercial products;

(E) billing statements or charges for services;

(F) facsimile broadcast; or

(G) website;

(5) presenting false, misleading, or deceptive advertising that is not readily subject to verification including any manner of communication referenced in paragraph (4) of this section and advertising that:

(A) makes a material misrepresentation of fact or omits a fact necessary to make the statement as a whole not materially misleading;

(B) makes a representation likely to create an unjustified expectation about the results of a health care service or procedure;

(C) compares a health care professional's services with another health care professional's services unless the comparison can be factually substantiated;

(D) causes confusion or misunderstanding as to the credentials, education, or licensure of a health care professional;

(E) advertises or represents that health care insurance deductibles or co-payments may be waived or are not applicable to health care services to be provided if the deductibles or co-payments are required;

(F) advertises or represents that the benefits of a health benefit plan will be accepted as full payment when deductibles or co-payments are required;

(G) makes a representation that is designed to take advantage of the fears or emotions of a particularly susceptible type of client; and

(H) advertises or uses a professional name, a title, or professional identification that is expressly or commonly reserved for or used by another profession or professional.

§741.44.Requirements, Duties, and Responsibilities of Supervisors.

(a) A licensee must have three years of professional experience in providing direct client services in the area of licensure in order to supervise an intern or assistant. The licensee's practice when completing the 36-week full time internship may be counted toward the three years of experience. If the supervisor does not have the required experience, he or she may submit a written request outlining his or her qualifications and the reason for the request. The board's designee shall evaluate the request and approve or disapprove it within 15 working days of receipt by the board.

(b) A supervisor of an intern or assistant shall:

(1) ensure that all services provided are in compliance with this chapter and the Act, such as verifying:

(A) the intern or assistant holds a license;

(B) the supervisor has been approved by the board office;

(C) the scope of practice is appropriate; and

(D) the intern or assistant is qualified to perform the procedure;

(2) be responsible for all client services performed by the intern or assistant;

(3) provide appropriate supervision after the board office approves the supervisory arrangement; and

(4) supervise no more than a total of four interns and/or assistants. An exception may be made allowing supervision of more than four individuals if the supervisor submits documentation demonstrating their ability to manage the entire caseload. The board's designee will determine if an exception is granted.

(c) In addition to the provisions listed in subsection (b) of this section, a supervisor of an assistant shall:

(1) be responsible for evaluations, interpretation, and case management; and

(2) not designate anyone other than a licensed speech-language pathologist or intern in speech-language pathology to represent speech-language pathology to an Admission, Review, and Dismissal (ARD) meetings, except as provided by §741.64 of this title (relating to Requirements for an Assistant in Speech-Language Pathology License).

(d) A licensed intern or assistant shall abide by the decisions made by the supervisor relating to the intern's or assistant's scope of practice. In the event the supervisor requests that the intern or assistant violate this chapter, the Act, or any other law, the intern or assistant shall refuse to do so and immediately notify the board office and any other appropriate authority.

(e) A supervising speech-language pathologist must attend an ARD meeting if the purpose of the meeting is to develop a student's initial individual educational plan or if the meeting is to consider the student's dismissal, unless the supervising speech-language pathologist has submitted their recommendation in writing on or before the date of the meeting.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601359

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter E. REQUIREMENTS FOR LICENSURE AND REGISTRATION OF SPEECH-LANGUAGE PATHOLOGISTS

22 TAC §§741.61 - 741.66

The repeals are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601360

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter E. REQUIREMENTS FOR LICENSURE OF SPEECH-LANGUAGE PATHOLOGISTS

22 TAC §§741.61 - 741.65

The new sections are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

§741.62.Requirements for an Intern in Speech-Language Pathology License.

(a) An applicant for the intern in speech-language pathology license shall meet the requirements set out in the Act and §741.61(a) - (c) of this title (relating to Requirements for a Speech-Language Pathology License) within 10 years of the date of application for the intern license.

(b) In the event the course work and clinical experience set out in subsection (a) of this section were earned more than 10 years before the date of application for the intern license, the applicant shall submit proof of current knowledge of the practice of speech-language pathology. Within 15 working days of receipt of the request, the board's designee shall evaluate the documentation and shall approve the application, request additional documentation, or require that additional coursework or continuing professional education be earned. If necessary, the applicant may reapply for the license when the requirements of this section are met.

(c) An original or certified copy of the transcript is required and shall be evaluated under §741.61(b) of this title.

(d) Masters students. An applicant who successfully completed all academic and clinical requirements of §741.61(a) - (c) of this title but who has not had the degree officially conferred may be licensed as an intern in order to begin the supervised professional experience but shall submit verification from the program director or designee verifying the applicant has met all academic course work, clinical experience requirements, and completed a thesis or passed a comprehensive examination, if required, and is awaiting the date of next graduation for the degree to be conferred. This letter is in addition to transcripts required in subsection (c) of this section.

(e) Doctoral students. An applicant who has successfully completed all academic and clinical requirements of §741.61(a) - (c) of this title but who has not had the degree officially conferred may be licensed as an intern in order to begin the supervised professional experience. The applicant shall submit an original or certified copy of a letter from the program director or designee verifying the applicant is enrolled in a professionally recognized accredited doctoral program as approved by the board and has met all academic course work, clinical experience requirements, and completed a thesis or passed a comprehensive examination, if required, but has not had the degree officially conferred. This letter is in addition to transcripts required in subsection (c) of this section.

(f) An applicant whose master's degree is received at a college or university accredited by the American Speech-Language-Hearing Association Council on Academic Accreditation will receive automatic approval of the course work and clinical experience if the program director or designee verifies that all requirements as outlined in §741.61(a) - (c) of this title have been met and review of the transcript shows that the applicant has successfully completed at least 24 semester credit hours acceptable toward a graduate degree in the area of speech-language pathology with six hours in audiology.

(g) An intern plan and agreement of supervision form shall be completed and signed by both the applicant and the licensed speech-language pathologist who agrees to assume responsibility for all services provided by the intern. The supervisor shall hold a valid Texas license in speech-language pathology and possess at least a master's degree with a major in one of the areas of communicative sciences and disorders. The supervisor shall have practiced for at least three years and shall submit a signed statement verifying that the supervisor has met this requirement. The licensee's practice when completing the 36-week full time internship may be counted toward the three years of experience. If the supervisor does not have the required experience the supervisor shall submit a written request outlining the supervisor's qualifications and justifications for the request for an exception. The board's designee shall evaluate the request and approve or disapprove it within 15 working days of receipt by the board.

(1) Approval from the board office shall be required prior to practice by the intern. The intern plan and agreement of supervision form shall be submitted upon:

(A) application for a license;

(B) license renewal;

(C) changes in supervision; and

(D) the addition of other supervisors.

(2) In the event more than one licensed speech-language pathologist agrees to supervise the intern, the primary and secondary supervisors shall be identified and the supervisory form must be signed by each supervisor.

(3) In the event the supervisor ceases supervision of the intern, the intern shall stop practicing immediately. The board shall hold the supervisor responsible for the practice of the intern until the supervisor notifies the board, in writing, of the change in supervision.

(4) Should the intern practice without approval from the board office, disciplinary action may be initiated against the intern. If the supervisor had knowledge of this violation, disciplinary action against the supervisor may also be initiated.

(h) The internship shall:

(1) begin within four years after the academic and clinical experience requirements as required by subsection (a) of this section have been met;

(2) be completed within a maximum period of 36 months once initiated;

(3) be successfully completed after no more than two attempts;

(4) consist of a minimum of 36 weeks of full-time, or its part-time equivalent, of supervised professional experience in which clinical work has been accomplished in speech-language pathology. Full-time employment is defined as a minimum of 30 hours per week in direct client clinical work. Part-time equivalent is defined as follows:

(A) 0 - 14 hours per week--no credit will be given;

(B) 15 - 19 hours per week for over 72 weeks;

(C) 20 - 24 hours per week for over 60 weeks; or

(D) 25 - 29 hours per week for over 48 weeks;

(5) involve primarily clinical activities such as assessment, diagnosis, evaluation, screening, treatment, report writing, family/client consultation, and/or counseling related to the management process of individuals who exhibit communication disabilities;

(6) be divided into three segments with no fewer than 36 clock hours of supervisory activities to include:

(A) six hours of face-to-face observations per segment by the board approved supervisor(s) of the intern's direct client contact at the worksite in which the intern provides screening, evaluation, assessment, habilitation, and rehabilitation; and

(B) six hours of other monitoring activities per segment with the board approved supervisor(s) which may include correspondence, review of videotapes, evaluation of written reports, phone conferences with the intern, evaluations by professional colleagues; or

(C) an alternative plan as approved by the Board's designee.

(i) An applicant who does not meet the time frames defined in subsection (h)(1) and (2) of this section shall request an extension, in writing, explaining the reason for the request. The request must be signed by both the intern and the supervisor. Evaluation of the intern's progress of performance from all supervisors must accompany the request. Intern plans and supervisory evaluations for any completed segments must be submitted. Within 15 working days of receipt of the request, the board's designee shall determine if the internship:

(1) should be revised or extended; and

(2) whether additional course work, continuing professional education hours, or passing the examination referenced in §741.121 of this title (relating to Examination Administration) is required.

(j) An intern who is employed full-time as defined by subsection (h)(3) of this section and wishes to practice at an additional site, shall submit the intern plan and agreement of supervision form for that site. At the additional site, the intern shall receive the minimum of one hour of face-to-face supervision and one hour of indirect supervision per month.

(k) During each segment of the internship, the primary supervisor shall conduct a formal evaluation of the intern's progress in the development of professional skills. Documentation of this evaluation shall be maintained by both parties for three years or until the speech-language pathology license is granted. A copy of this documentation shall be submitted to the board upon request.

(l) Prior to implementing changes in the internship, approval from the board office is required.

(1) If the intern changes his or her supervisor or adds additional supervisors, a current intern plan and agreement of supervision form shall be submitted by the new supervisor and approved by the board before the intern may resume practice. A report of completed internship form shall be completed by the past supervisor and intern and submitted to the board office upon completion of that portion of the internship. It is the decision of the supervisor to determine whether the internship is acceptable. The board office shall evaluate the form and inform the intern of the results.

(2) A primary supervisor who ceases supervising an intern shall submit a report of completed internship form for the portion of the internship completed under the supervisor's supervision. This must be submitted within 30 days of the date the supervision ended.

(3) Secondary supervisor(s) who cease supervising an intern shall submit written documentation of the intern's performance under his or her supervision. This must be submitted within 30 days of the date the supervision ended.

(4) If the intern changes his or her employer but the supervisor and the number of hours employed per week remain the same, the supervisor shall submit a signed statement giving the name, address and phone number of the new location. This must be submitted within 30 days of the date the change occurred.

(5) If the number of hours worked per week changes but the supervisor and the location remain the same, the supervisor shall submit a signed statement giving the date the change occurred and the number of hours per week the intern is now working. A report of completed internship form shall be submitted for the past experience, clearly indicating the number of hours worked per week. This must be submitted within 30 days of the date the change occurred.

(m) In any professional context the licensee must indicate the licensee's status as a speech-language pathology intern.

(n) If the intern wishes to continue to practice, within 30 days of completion of the 36 weeks of full-time, or its part-time equivalent, of supervised professional experience as defined in subsection (h) of this section, the intern shall apply for either:

(1) a speech-language pathology license under §741.61 of this title if the intern passed the examination referenced in §741.121 of this title; or

(2) a temporary certificate of registration under §741.66 of this title (relating to Requirements for a Temporary Certificate of Registration in Speech-Language Pathology) if the intern has not passed the examination referenced in §741.121 of this title.

(o) The intern may continue to practice under supervision if he or she holds a valid intern license while awaiting the processing of the speech-language pathology license or the temporary certificate of registration in speech-language pathology as follows:

(1) The current supervisor shall agree to supervise the intern from the "Ending Date of Internship" as shown on the report of completed internship form until the intern receives either the speech-language pathology license or the temporary certificate of registration.

(2) If the intern changes supervisors, the new supervisor shall first submit the intern plan and agreement of supervision form and receive board approval before the intern may resume practice.

(3) Supervision required while awaiting approval of either the speech-language pathology license or the temporary certificate of registration shall be consistent with supervision requirements established in subsection (h) of this section.

§741.64.Requirements for an Assistant in Speech-Language Pathology License.

(a) An applicant for an assistant in speech-language pathology license shall meet the requirements set out in the Act, and this section within 10 years of the date of application for the assistant license. The applicant for the assistant license must:

(1) possess a baccalaureate degree with an emphasis in communicative sciences and disorders;

(2) have acquired no fewer than 24 semester hours in speech-language pathology and/or audiology, at least 18 of which must be in speech-language pathology core curriculum as follows:

(A) at least three semester hours in language disorders;

(B) at least three semester hours in speech disorders; and

(C) excludes clinical experience and course work such as special education, deaf education, or sign language; and

(3) have earned no fewer than 25 hours of clinical observation in the area of speech-language pathology and 25 hours of clinical assisting experience in the area of speech-language pathology obtained within an educational institution or in one of its cooperating programs or under the direct supervision at their place of employment.

(b) The baccalaureate degree shall be completed at a college or university which has a program accredited by the American Speech-Language-Hearing Association Council on Academic Accreditation or holds accreditation or candidacy status from a recognized regional accrediting agency.

(1) Original or certified copy of transcripts shall be submitted and reviewed as follows:

(A) only course work completed within the past 10 years with a grade of "C" or above is acceptable;

(B) a quarter hour of academic credit shall be considered as two-thirds of a semester credit hour; and

(C) academic courses, the titles of which are not self-explanatory, shall be substantiated through course descriptions in official school catalogs or bulletins or by other official means.

(2) In the event the course work and clinical experience set out in subsection (a) of this section were earned more than 10 years before the date of application for the assistant license, the applicant shall submit proof of current knowledge of the practice of speech-language pathology to be evaluated by the board's designee. Within 15 working days of receipt, the board's designee shall evaluate the documentation and shall either approve the application, request additional documentation, or require that additional coursework or continuing professional education be earned. If necessary, the applicant may reapply for the license when the requirements of this section are met.

(c) An applicant who possesses a baccalaureate degree with a major that is not in communicative sciences and disorders may qualify for the assistant license. The board's designee shall evaluate transcripts on a case-by-case basis to ensure equivalent academic preparation and shall determine if the applicant satisfactorily completed 24 semester credit hours in communicative sciences or disorders which may include some leveling hours. Within 15 working days of receipt, the board's designee shall approve the application, request additional documentation, or require that additional coursework or continuing professional education be earned. If necessary, the applicant may reapply for the license when the requirements of this section are met.

(d) Degrees and/or course work received at foreign universities shall be acceptable only if such course work and clinical practicum hours may be verified as meeting the requirements of subsection (a) of this section. The applicant must bear all expenses incurred during the procedure. The board's designee shall evaluate the documentation within 15 working days of receipt of all documentation, which shall include an original transcript and an original report from a credential evaluation services agency acceptable to the board.

(e) An applicant who has not acquired the hours referenced in subsection (b)(3) of this section shall not meet the minimum qualifications for the assistant license. Other than acquiring the 25 hours of clinical observation and the 25 hours of clinical assisting experience through an accredited college or university, there are no other exemptions in the Act, for an applicant to acquire the hours. The applicant shall first obtain the assistant license by submitting the forms, fees, and documentation referenced in §741.112(e) of this title (relating to Required Application Materials) and include a clinical deficiency plan to acquire the clinical observation and clinical assisting experience hours lacking.

(1) The licensed speech-language pathologist who will provide the assistant with the training to acquire these hours shall submit:

(A) the supervisory responsibility statement form; and

(B) a clinical deficiency plan that shall include the following:

(i) name and signature of the assistant;

(ii) name, qualifications, and signature of the licensed speech-language pathologist who will provide the training;

(iii) number of hours of observation and/or assisting experience lacking;

(iv) statement that the training shall be conducted under 100% direct, face-to-face supervision of the assistant; and

(v) list of training, consistent with subsection (h) of this section, that shall be completed.

(2) The board office shall evaluate the documentation and fees submitted to determine if the assistant license shall be issued. Additional information or revisions may be required before approval is granted.

(3) The clinical deficiency plan shall be completed within 60 days of the issue date of the license or the assistant shall be considered to have voluntarily surrendered the license.

(4) Immediately upon completion of the clinical deficiency plan, the trainer identified in the plan shall submit:

(A) a supervision log that verifies the specific times and dates in which the hours were acquired with a brief description of the training conducted during each session;

(B) a rating scale of the assistant's performance; and

(C) a signed statement that the assistant successfully completed the clinical observation and clinical assisting experience under his or her 100% direct, face-to-face supervision of the assistant. This statement shall specify the number of hours completed and verify completion of the training identified in the clinical deficiency plan.

(5) Board staff shall evaluate the documentation required in paragraph (4) of this subsection and inform the assistant and trainer if acceptable.

(6) An assistant may continue to practice under supervision of the trainer while the board office evaluates the documentation identified in paragraph (4) of this subsection.

(7) In the event, another licensed speech-language pathologist shall supervise the assistant after completion of the clinical deficiency plan, a supervisory responsibility statement form shall be submitted to the board office seeking approval for the change in supervision. If the documentation required by paragraph (4) of this subsection has not been received and approved by the board office, approval for the change in supervision shall not be granted.

(f) A supervisory responsibility statement form shall be completed and signed by both the applicant and the licensed speech-language pathologist who agrees to assume responsibility for all services provided by the assistant. The supervisor shall have practiced for at least three years and shall submit a signed statement verifying he or she has met this requirement. If the supervisor does not have the required experience, the supervisor shall submit a written request outlining the supervisor's qualifications and a justification for the request for an exception. The board's designee shall evaluate the request and approve or disapprove it within 15 working days of receipt by the board.

(1) Approval from the board office shall be required prior to practice by the assistant. The supervisor responsibility statement shall be submitted upon:

(A) application for a license;

(B) license renewal when there is a change in supervisor;

(C) other changes in supervision; and

(D) the addition of other supervisors.

(2) In the event more than one licensed speech-language pathologist agrees to supervise the assistant, the primary and secondary supervisor shall be identified on the supervisor responsibility statement.

(3) An assistant may renew the license if there is a change in supervision, but may not practice until a new supervisory responsibility statement form is approved.

(4) In the event the supervisor ceases supervision of the assistant, the supervisor shall notify the board, in writing, and shall inform the assistant to stop practicing immediately. The board shall hold the supervisor responsible for the practice of the assistant until written notification has been received in the board office.

(5) Should the assistant practice without approval from the board office, disciplinary action may be initiated against the assistant. If the supervisor had knowledge of this violation, disciplinary action against the supervisor may also be initiated.

(g) A licensed speech-language pathologist shall assign duties and provide appropriate supervision to the assistant.

(1) Initial diagnostic contacts shall be conducted by the supervising speech-language pathologist.

(2) Following the initial diagnostic contact, the supervising speech-language pathologist shall determine whether the assistant has the competence to perform specific duties before delegating tasks.

(3) Indirect methods of supervision may include audio and/or video tape recording, report review, telephone or electronic communication, or other means of reporting.

(4) The supervising speech-language pathologist shall provide a minimum of two hours per week of supervision, at least one hour of which is face-to-face supervision, at the location where the assistant is employed. This applies whether the assistant's practice is full or part-time.

(5) An exception to paragraph (3) of this subsection may be requested. The supervising speech-language pathologist shall submit a proposed plan of supervision for review by the board's designee. Within 15 working days of receipt of the request, the board's designee shall accept or reject the plan. The plan shall be for not more than one year's duration and shall include:

(A) the name of the assistant;

(B) the name and signature of the supervisor;

(C) the proposed plan of supervision;

(D) the exact time frame for the proposed plan;

(E) the length of time the assistant has been practicing under the requestor's supervision; and

(F) the reason the request is necessary.

(6) If the exception referenced in paragraph (5) of this subsection is approved and the reason continues to exist, the licensed supervising speech-language pathologist shall annually resubmit a request to be evaluated by the board's designee. Within 15 working days of receipt of the request, the board's designee shall approve or reject the plan.

(7) Supervisory records shall be maintained for a period of three years by the licensed speech-language pathologist that verify regularly scheduled monitoring, assessment, and evaluation of the assistant's and client's performance. Such documentation may be requested by the board.

(A) An assistant may conduct assessments which includes data collection, clinical observation and routine test administration if the assistant has been appropriately trained and the assessments are conducted under the direction of the supervisor. An assistant may not conduct a test if the test developer has specified that a graduate degreed examiner should conduct the test.

(B) An assistant may not conduct an evaluation which includes diagnostic testing and observation, test interpretation, diagnosis, decision making, statement of severity or implication, case selection or case load decisions.

(h) Although the licensed supervising speech-language pathologist may delegate specific clinical tasks to an assistant, the responsibility to the client for all services provided cannot be delegated. The licensed speech-language pathologist shall ensure that all services provided are in compliance with this chapter.

(1) The licensed supervising speech-language pathologist need not be present when the assistant is completing the assigned tasks; however, the licensed speech-language pathologist shall document all services provided and the supervision of the assistant.

(2) The licensed supervising speech-language pathologist shall keep job descriptions and performance records. Records shall be current and made available to the board within 30 days of the date of the board's request for such records.

(3) The assistant may execute specific components of the clinical speech, language, and/or hearing program if the licensed speech-language pathologist determines that the assistant has received the training and has the skill to accomplish that task, and the licensed speech-language pathologist provides sufficient supervision to ensure appropriate completion of the task assigned to the assistant.

(4) Examples of duties which an assistant may be assigned by the speech-language pathologist who agreed to accept responsibility for the services provided by the assistant, provided appropriate training has been received, are to:

(A) conduct or participate in speech, language, and/or hearing screening;

(B) implement the treatment program or the individual education plan (IEP) designed by the licensed speech-language pathologist;

(C) provide carry-over activities which are the therapeutically designed transfer of a newly acquired communication ability to other contexts and situations;

(D) collect data;

(E) administer routine tests as defined by the board if the test developer does not specify a graduate degreed examiner and the supervisor has determined the assistant is competent to perform the test;

(F) maintain clinical records;

(G) prepare clinical materials; and

(H) participate with the licensed speech-language pathologist in research projects, staff development, public relations programs, or similar activities as designated and supervised by the licensed speech-language pathologist.

(i) A licensed speech-language pathology assistant may represent special education and speech pathology at Admission, Review and Dismissal (ARD) meetings with the following stipulations.

(1) The speech-language pathology assistant shall have written documentation of approval from the licensed, board approved SLP supervisor.

(2) The speech-language pathology assistant shall have three years experience as a speech pathology assistant in the school setting.

(3) The speech-language pathology assistant may attend, with written approval of the supervising speech-language pathologist, a student's annual review ARD meeting if the meeting involves a student for whom the assistant provides services. If an assistant attends a meeting as provided by this rule, the supervising speech-language pathologist is not required to attend the meeting. A supervising speech-language pathologist must attend an ARD meeting if the purpose of the meeting is to develop a student's initial individual educational plan or if the meeting is to consider the student's dismissal, unless the supervising speech-language pathologist has submitted their recommendation in writing on or before the date of the meeting.

(4) The speech-language pathology assistant shall present Individual Educational Plan (IEP) goals and objectives that have been developed by the supervising SLP and reviewed with the parent by the SLP.

(5) The speech-language pathology assistant shall discontinue participation in the ARD meeting, and contact the supervising SLP, when questions or changes arise regarding the IEP Document.

(j) The licensed, board approved supervisor of the assistant, prior to the ARD, shall:

(1) notify the parents of students with speech impairments that services will be provided by an SLP assistant and that the SLP assistant will represent Speech Pathology at the ARD;

(2) develop the student's new IEP goals and objective and review them with the SLP assistant; and

(3) maintain undiminished responsibility for the services provided and the actions of the assistant.

(k) The assistant shall not:

(1) conduct evaluations, even under supervision, since this is a diagnostic and decision making activity;

(2) interpret results of routine tests;

(3) interpret observations or data into diagnostic statements, clinical management strategies, or procedures;

(4) represent speech-language pathology at staff meetings or at an admission, review and dismissal (ARD), except as specified in this section;

(5) attend staffing meeting or ARD without the supervisor being present except as specified in this section;

(6) design or alter a treatment program or individual education plan (IEP);

(7) determine case selection;

(8) present written or oral reports of client information, except as provided by this section;

(9) refer a client to other professionals or other agencies;

(10) use any title which connotes the competency of a licensed speech-language pathologist;

(11) practice as an assistant in speech-language pathology without a valid supervisory responsibility statement on file in the board office;

(12) perform invasive procedures;

(13) screen or diagnose clients for feeding and swallowing disorders;

(14) use a checklist or tabulated results of feeding or swallowing evaluations;

(15) demonstrate swallowing strategies or precautions to clients, family, or staff;

(16) provide client or family counseling; or

(17) write or sign any formal document relating to the provision of speech-language pathology services (e.g., treatment plans, diagnostic reports, reimbursement forms).

(l) In any professional context the licensee must indicate the licensee status as a speech-language pathology assistant.

(m) The board may audit a random sampling of licensed assistants for compliance with this section and §741.44 of this title (relating to Requirements, Duties, and Responsibilities of Supervisors).

(1) The board shall notify an assistant and supervisor by mail that he or she has been selected for an audit.

(2) Upon receipt of an audit notification, the assistant and the licensed speech-language pathologist who agreed to accept responsibility for the services provided by the assistant shall mail the requested proof of compliance to the board.

(3) A licensee and supervisor shall comply with the board's request for documentation and information concerning compliance with the audit.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601361

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter F. REQUIREMENTS FOR LICENSURE AND REGISTRATION OF AUDIOLOGISTS

22 TAC §§741.81 - 741.86

The repeals are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601362

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter F. REQUIREMENTS FOR LICENSURE OF AUDIOLOGISTS

22 TAC §§741.81 - 741.85

The new sections are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

§741.82.Requirements for an Intern in Audiology License.

(a) An applicant for the intern in audiology license shall meet the requirements set out in the Act and §741.81(a) - (c) of this title (relating to Requirements for an Audiology License) within 10 years of the date of application for the intern license.

(b) In the event the course work and clinical experience set out in subsection (a) of this section were earned more than 10 years before the date of application for the intern license, the applicant shall submit proof of current knowledge of the practice of audiology to be evaluated by the board's designee. The applicant may reapply for the license when the requirements of this section are met.

(c) An original or certified copy of the transcript is required and shall be evaluated under §741.81(b) of this title.

(d) An applicant who has successfully completed all academic and clinical requirements of §741.81(a) - (c) of this title but who has not had the degree officially conferred may be licensed as an intern in order to begin the supervised professional experience but shall submit an original or certified copy of a letter from the program director or designee verifying the applicant has met all academic course work, clinical experience requirements, and completed a thesis or passed a comprehensive examination, if required, and is awaiting the date of next graduation for the degree to be conferred. This letter is in addition to transcripts required in subsection (c) of this section.

(e) An applicant who has successfully completed all academic and clinical requirements of §741.81(a) - (c) of this title but who has not had the degree officially conferred may be licensed as an intern in order to begin the supervised professional experience. The applicant shall submit an original or certified copy of a letter from the program director or designee verifying the applicant is enrolled in a professionally recognized accredited doctor of audiology (Au.D.) program as approved by the board and has met all academic course work, clinical experience requirements, and completed a thesis or passed a comprehensive examination, if required, but has not had the degree officially conferred. This letter is in addition to transcripts required in subsection (c) of this section.

(f) An applicant whose master's degree is received at a college or university accredited by the American Speech-Language-Hearing Association Council on Academic Accreditation will receive automatic approval of the course work and clinical experience if the program director or designee verifies that all requirements as outlined in §741.81(a) - (c) of this title have been met and review of the transcript shows that the applicant has successfully completed at least 24 semester credit hours acceptable toward a graduate degree in the area of audiology with six hours in speech-language pathology.

(g) An intern plan and agreement of supervision form shall be completed and signed by both the applicant and the licensed audiologist who agrees to assume responsibility for all services provided by the intern. The supervisor shall hold a valid Texas license in audiology and possess a master's degree or higher with a major in one of the areas of communicative sciences and disorders. The supervisor shall have practiced for at least three years and shall submit a signed statement verifying he or she has met this requirement. If the supervisor does not have the required experience he or she shall submit a written request outlining his or her qualifications and justification for the request for an exception. The Board's designee shall evaluate the request and approve or disapprove it within 15 working days of receipt by the Board.

(1) Approval from the board office shall be required prior to practice by the intern. The intern plan and agreement of supervision shall be submitted upon:

(A) application for a license;

(B) license renewal;

(C) changes in supervision; and

(D) addition of other supervisors.

(2) In the event more than one licensed audiologist agrees to supervise the intern, the primary supervisor shall be identified and separate forms submitted by each supervisor.

(3) In the event the supervisor ceases supervision of the intern, the intern shall stop practicing immediately.

(4) Should the intern practice without approval from the board office, disciplinary action shall be initiated against the intern. If the supervisor had knowledge of this violation, disciplinary action against the supervisor shall also be initiated.

(h) The internship shall:

(1) begin within four years after the academic and clinical experience requirements as required by subsection (a) of this section have been met;

(2) be completed within a maximum period of 36 months once initiated;

(3) be successfully completed in no more than two attempts;

(4) consist of 36 weeks of full-time, or its part-time equivalent, of supervised professional experience in which bona fide clinical work has been accomplished in audiology. Full-time employment is defined as a minimum of 30 hours per week in direct client clinical work. Part-time equivalent is defined as follows:

(A) 0 - 14 hours per week--no credit will be given;

(B) 15 - 19 hours per week for over 72 weeks;

(C) 20 - 24 hours per week for over 60 weeks; or

(D) 25 - 29 hours per week for over 48 weeks;

(5) involve primarily clinical activities such as assessment, diagnosis, evaluation, screening, treatment, report writing, family/client consultation, and/or counseling related to the management process of individuals who exhibit communication disabilities;

(6) be divided into three segments with no fewer than 36 clock hours of supervisory activities to include:

(A) six hours of face-to-face observations per segment by the board approved supervisor(s) of the intern's direct client contact at the worksite in which the intern provides screening, evaluation, assessment, habilitation, and rehabilitation; and

(B) six hours of other monitoring activities per segment with the board approved supervisor(s) which may include correspondence, review of videotapes, evaluation of written reports, phone conferences with the intern, evaluations by professional colleagues; or

(C) an alternative plan as approved by the board's designee.

(i) An applicant who does not meet the time frames defined in subsection (h)(1) - (2) of this section shall request an extension, in writing, explaining the reason for the request. Evaluation of the intern's progress or performance from all supervisors must accompany the request. Intern plans and supervisory evaluations for completed segments must be submitted. The board's designee shall determine if the internship:

(1) should be revised or extended; and

(2) whether additional course work, continuing professional education hours or passing the examination referenced in §741.121 of this title (relating to Examination Administration) is required.

(j) During each segment of the internship, the primary supervisor shall conduct a formal evaluation of the intern's progress in the development of professional skills. Documentation of this evaluation shall be maintained by both parties for three years or until the audiology license is granted. A copy of this documentation must be submitted to the board upon request.

(k) Prior to implementing changes in the internship, approval from the board office is required.

(1) If the intern changes his or her supervisor or adds additional supervisors, a current intern plan and agreement of supervision form shall be submitted by the new supervisor and approved by the board before the intern may resume practice. A report of completed internship form shall be completed by the previous supervisor and the intern and submitted to the board office upon completion of that portion of the internship. It is the decision of the supervisor to determine whether the internship is acceptable. The board office shall evaluate the form and inform the intern of the results.

(2) A primary supervisor who ceases supervising an intern shall submit a report of completed internship form for the portion of the internship completed under his or her supervision. This must be submitted within 30 days of the date the supervision ended.

(3) A secondary supervisor who ceases supervising an intern shall submit written documentation of the intern's performance under their supervision. This must be submitted within 30 days of the date the supervision ended.

(4) If the intern changes his or her employer but the supervisor and the number of hours employed per week remain the same, the supervisor shall submit a signed statement giving the name, address and phone number of the new location. This must be submitted within 30 days of the date the change occurred.

(5) If the number of hours worked per week changes but the supervisor and the location remain the same, the supervisor shall submit a signed statement giving the date the change occurred and the number of hours per week the intern is now working. A report of completed internship form shall be submitted for the past experience, clearly indicating the number of hours worked per week. This must be submitted within 30 days of the date the change occurred.

(6) In any professional context the licensee must indicate the licensee's status as an audiology intern.

(l) If the intern wishes to continue to practice, within 30 days of completion of the 36 weeks of full-time, or its part-time equivalent, supervised professional experience as defined in subsection (h) of this section, the intern shall apply for either:

(1) an audiology license under §741.81 of this title if the intern passed the examination referenced in §741.121 of this title; or

(2) a temporary certificate of registration under §741.85 of this title (relating to Requirements for a Temporary Certificate of Registration in Audiology) if the intern has not passed the examination referenced in §741.121 of this title.

(m) The intern may continue to practice under supervision if he or she holds a valid intern license while awaiting the processing of the audiology license or the temporary certificate of registration in audiology as follows:

(1) The current supervisor(s) shall agree to supervise the intern from the "Ending Date of Internship" as shown on the report of completed internship form until the intern receives either the audiology license or the temporary certificate of registration.

(2) If the intern changes supervisors, the new supervisor shall first submit the intern plan and agreement of supervision form and receive board approval before the intern may resume practice.

§741.84.Requirements for an Assistant in Audiology License.

(a) An applicant for an assistant in audiology license shall meet the requirements set out in the Act and this section within 10 years of the date of application for the assistant license.

(b) An assistant is an individual who provides audiology support services to clinical programs under supervision of a licensed audiologist and meets the following requirements:

(1) possesses a baccalaureate degree with an emphasis in communicative sciences and disorders;

(2) acquired no fewer than 24 semester hours in speech-language pathology and/or audiology, at least 18 of which must be in audiology core curriculum and excludes clinical experience and course work such as special education, deaf education, or sign language; and

(3) earned no fewer than 25 hours of clinical observation in the area of audiology and 25 hours of clinical assisting experience in the area of audiology obtained within an educational institution or in one of its cooperating programs.

(c) The baccalaureate degree shall be completed at a college or university that has a program accredited by the American Speech-Language-Hearing Association Council on Academic Accreditation or holds accreditation or candidacy status from a recognized regional accrediting agency.

(1) Original or certified copy of transcripts shall be submitted and reviewed as follows:

(A) only course work completed within the past 10 years with a grade of "C" or above is acceptable;

(B) a quarter hour of academic credit shall be considered as two-thirds of a semester credit hour; and

(C) academic courses, the titles of which are not self-explanatory, shall be substantiated through course descriptions in official school catalogs or bulletins or by other official means.

(2) In the event the course work and clinical experience set out in subsection (b) of this section were earned more than 10 years before the date of application for the assistant license, the applicant shall submit proof of current knowledge of the practice of audiology to be evaluated by the board's designee. If an applicant is required to earn additional course work or continuing professional education hours, §741.193 of this title (relating to Revocation, Suspension, Emergency Suspension, or Denial) shall not apply. The applicant may reapply for the license when the requirements of this section are met.

(d) An applicant who possesses a baccalaureate degree with a major that is not in communicative sciences and disorders may qualify for the assistant license. The board's designee shall evaluate transcripts on a case-by-case basis to ensure equivalent academic preparation and shall determine if the applicant satisfactorily completed 24 graduate hours in communicative sciences or disorders which may include some leveling hours.

(e) Degrees and/or course work received at foreign universities shall be acceptable only if such course work and clinical practicum hours may be verified as meeting the requirements of subsection (a) of this section. The applicant must bear all expenses incurred during the procedure. The board's designee shall evaluate the documentation within 15 working days of receipt of all documentation which shall include an original transcript and an original report from a credential evaluation services agency acceptable to the board.

(f) An applicant who has not acquired the hours referenced in subsection (b)(3) of this section shall not meet the minimum qualifications for the assistant license. Other than acquiring the 25 hours of clinical observation and the 25 hours of clinical assisting experience through an accredited college or university, there are no other exemptions in the Act for an applicant to acquire the hours. The applicant shall first obtain the assistant license by submitting the forms, fees, and documentation referenced in §741.112(e) of this title (relating to Required Application Materials) and include a clinical deficiency plan to acquire the clinical observation and clinical assisting experience hours lacking.

(1) The licensed audiologist who will provide the assistant with the training to acquire these hours shall submit:

(A) the supervisory responsibility statement form; and

(B) a clinical deficiency plan that shall include the following:

(i) name and signature of the assistant;

(ii) name, qualifications, and signature of the licensed audiologist trainer;

(iii) number of hours of observation and/or assisting experience lacking;

(iv) statement that the training shall be conducted under 100% direct, face-to-face supervision of the assistant; and

(v) list of training, consistent with subsection (h) of this section, that shall be completed.

(2) The board office shall evaluate the documentation and fees submitted to determine if the assistant license shall be issued. Additional information or revisions may be required before approval is granted.

(3) The clinical deficiency plan shall be completed within 60 days of the issue date of the license or the assistant shall be considered to have voluntarily surrendered the license.

(4) Immediately upon completion of the clinical deficiency plan, the trainer identified in the plan shall submit:

(A) a supervision log that verifies the specific times and dates in which the hours were acquired with a brief description of the training conducted during each session;

(B) a rating scale of the assistant's performance; and

(C) a signed statement that the assistant successfully completed the clinical observation and clinical assisting experience under his or her 100% direct, face-to-face supervision of the assistant. This statement shall specify the number of hours completed and verify completions of the training identified in the clinical deficiency plan.

(5) In addition to paragraph (4) of this subsection, the assistant shall submit an original signed statement listing the duties that an assistant may and may not perform and acknowledge understanding that the supervisory responsibility statement form shall be received and approved by board staff in order for the assistant to practice.

(6) Board staff shall evaluate the documentation in paragraphs (4) and (5) of this subsection and inform the assistant and trainer if acceptable.

(7) An assistant may continue to practice under supervision of the trainer while the board office evaluates the documentation identified in paragraphs (4) and (5) of this subsection.

(8) In the event, another licensed audiologist shall supervise the assistant after completion of the clinical deficiency plan, a supervisory responsibility statement form shall be submitted to the board office seeking approval for the change in supervision. If the documentation required by paragraphs (4) and (5) of this subsection has not been received and approved by the board office, approval for the change shall not be granted.

(g) A supervisory responsibility statement shall be completed and signed by both the applicant and the licensed audiologist who agrees to assume responsibility for all services provided by the assistant. The supervisor shall have practiced for at least three years and shall submit a signed statement verifying he or she has met this requirement. If the supervisor does not have the required experience he or she shall submit a written request outlining his or her qualifications and justification for the request for an exception. The board's designee shall evaluate the request and approve or disapprove it within 15 working days of receipt by the board.

(1) Approval from the board office shall be required prior to practice by the assistant. The supervisory responsibility statement shall be submitted upon:

(A) application for a license;

(B) license renewal;

(C) changes in supervision; and

(D) addition of other supervisors.

(2) In the event more than one licensed audiologist agrees to supervise the assistant, the primary supervisor shall be identified and separate supervisor responsibility statements submitted by each supervisor.

(3) An assistant may renew the license but may not practice until a new supervisor responsibility statement is approved.

(4) In the event the supervisor ceases supervision of the assistant, the assistant shall stop practicing immediately.

(5) Should the assistant practice without approval from the board office, disciplinary action shall be initiated against the assistant. If the supervisor had knowledge of this violation, disciplinary action against the supervisor shall also be initiated.

(h) A licensed audiologist shall assign duties and provide appropriate supervision to the assistant.

(1) Initial diagnostic contacts shall be conducted by the supervising licensed audiologist.

(2) Following the initial diagnostic contact, the supervising audiologist shall determine whether the assistant has the competence to perform specific duties before delegating tasks.

(3) The supervising audiologist(s) shall provide the minimum of two hours per week, at least one hour of which is face-to-face supervision, at the location where the assistant is employed. This applies whether the assistant's practice is full or part-time.

(4) Indirect methods of supervision may include audio and/or video tape recording, telephone communication, numerical data, or other means of reporting.

(5) An exception to paragraph (3) of this subsection may be requested. The supervising audiologist shall submit a proposed plan of supervision for review by the board's designee. The plan shall be for not more than one year's duration and shall include:

(A) the name of the assistant;

(B) the name and signature of the supervisor;

(C) the proposed plan of supervision;

(D) the exact time frame for the proposed plan;

(E) the length of time the assistant has been practicing under the requestor's supervision; and

(F) the reason the request is necessary.

(6) If the exception referenced in paragraph (5) of this subsection is approved and the reason continues to exist, the licensed supervising audiologist shall annually resubmit a request to be evaluated by the board's designee.

(7) Supervisory records shall be maintained by the licensed audiologist for a period of three years which verify regularly scheduled monitoring, assessment, and evaluation of the assistant's and client's performance. Such documentation may be requested by the board.

(A) An assistant may conduct assessments which includes data collection, clinical observation and routine test administration if the assistant has been appropriately trained and the assessments are conducted under the direction of the supervisor.

(B) An assistant may not conduct an evaluation which includes diagnostic testing, test and observation interpretation, diagnosis, decision making, statement of severity or implication, case selection or case load decisions.

(i) Although the licensed supervising audiologist may delegate specific clinical tasks to an assistant, the responsibility to the client for all services provided cannot be delegated. The licensed audiologist shall ensure that all services provided are in compliance with this chapter.

(1) The licensed audiologist need not be present when the assistant is completing the assigned tasks; however, the licensed audiologist shall document all services provided and the supervision of the assistant.

(2) The licensed audiologist shall keep job descriptions and performance records. Records shall be current and be made available to the board within 30 days of the date of the board's request for such records.

(3) The assistant may execute specific components of the clinical speech, language, and/or hearing program if the licensed audiologist determines that the assistant has received the training and has the skill to accomplish that task, and the licensed audiologist provides sufficient supervision to ensure appropriate completion of the task assigned to the assistant.

(4) Examples of duties which an assistant may be assigned by the audiologist who agreed to accept responsibility for the services provided by the assistant, provided appropriate training has been received, are to:

(A) conduct or participate in speech, language, and/or hearing screening;

(B) conduct aural habilitation or rehabilitation;

(C) provide carry-over activities which are the therapeutically designed transfer of a newly acquired communication ability to other contexts and situations;

(D) collect data;

(E) administer routine tests as defined by the board;

(F) maintain clinical records;

(G) prepare clinical materials; and

(H) participate with the licensed audiologist in research projects, staff development, public relations programs, or similar activities as designated and supervised by the licensed audiologist.

(5) The assistant shall not:

(A) conduct evaluations even under supervision since this is a diagnostic and decision making activity;

(B) interpret results of routine tests;

(C) interpret observations or data into diagnostic statements, clinical management strategies, or procedures;

(D) represent audiology at staff meetings or on an admission, review and dismissal (ARD);

(E) attend staffing meeting or ARD without the supervisor being present;

(F) design a treatment program;

(G) determine case selection;

(H) present written or oral reports of client information;

(I) refer a client to other professionals or other agencies;

(J) use any title which connotes the competency of a licensed audiologist; or

(K) practice as an assistant in audiology without a valid supervisory responsibility statement on file in the board office.

(j) In any professional context the licensee must indicate the licensee's status as an audiology assistant.

(k) An assistant may not engage in the fitting, dispensing or sale of a hearing instrument; however, an assistant who is licensed under the Texas Occupations Code, Chapter 402 may engage in activities as allowed by that law and is not considered to be functioning under his or her assistant license when performing those activities.

(l) The board may audit a random sampling of licensed assistants for compliance with this section and §741.44 of this title (relating to Requirements, Duties, and Responsibilities of Supervisors).

(1) The board shall notify an assistant by mail that he or she has been selected for an audit.

(2) Upon receipt of an audit notification, the assistant and the licensed audiologist who agreed to accept responsibility for the services provided by the assistant shall mail the requested proof of compliance to the board.

(3) A licensee and supervisor shall comply with the board's request for documentation and information concerning compliance with the audit.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601363

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter G. REQUIREMENTS FOR DUAL LICENSURE AS A SPEECH-LANGUAGE PATHOLOGIST AND AN AUDIOLOGIST

22 TAC §741.91

The repeal is adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601364

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


22 TAC §741.91

The new section is adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601365

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter H. FITTING AND DISPENSING OF HEARING INSTRUMENTS

22 TAC §§741.101 - 741.103

The repeals are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601366

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


22 TAC §§741.101 - 741.103

The new sections are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

§741.102.General Practice Requirements of Audiologists and Interns in Audiology who Fit and Dispense Hearing Instruments.

In accordance with the Act, a licensed audiologist or licensed intern in audiology registered to fit and dispense hearing instruments shall:

(1) adhere to the federal Food and Drug Administration regulations in accordance with 21 Code of Federal Regulations, §801.420 and §801.421;

(2) insure that all equipment used by the licensee within his or her scope of practice shall be calibrated to insure compliance with the American National Standards Institute (ANSI), S3.6, 1989, Specification for Audiometers, or S3.6, 1996, Specification for Audiometers.

(3) receive a written statement before selling a hearing instrument that is signed by a licensed physician preferably one who specializes in diseases of the ear and states that the client's hearing loss has been medically evaluated during the preceding six-month period and that the client may be a candidate for a hearing instrument. If the client is age 18 or over, the registered audiologist or intern in audiology may inform the client that the medical evaluation requirement may be waived as long as the registered audiologist or intern in audiology:

(A) informs the client that the exercise of the waiver is not in the client's best health interest;

(B) does not encourage the client to waive the medical evaluation; and

(C) gives the client an opportunity to sign this statement: "I have been advised by (the name of the individual dispensing the hearing instrument) that the Food and Drug Administration has determined that my best health interest would be served if I had a medical evaluation by a licensed physician (preferably a physician who specializes in diseases of the ear) before purchasing a hearing instrument. I do not wish medical evaluation before purchasing a hearing instrument."; and

(4) inform the consumer of a hearing instrument by written contract of a trial period of 30 consecutive days. The contract shall include a specific date by which the client must return the instrument to qualify for a refund. If the date falls on a holiday, weekend, or a day the business is not open, the effective date shall be the first day the business reopens.

(A) All charges and fees associated with such trial period shall be stated in this agreement which shall also include the name, address, and telephone number of the State Board of Examiners for Speech-Language Pathology and Audiology. The purchaser shall receive a copy of this agreement.

(B) Any purchaser of a hearing instrument shall be entitled to a refund of the purchase price advanced by purchaser for the hearing instrument, less the agreed-upon amount associated with the trial period, upon return of the instrument to the licensee in good working order within the trial period. Should the order be canceled by purchaser prior to the delivery of the instrument, the licensee may retain the agreed-upon charges and fees as specified in the written contract. The purchaser shall receive the refund due no later than the 30th day after the date on which the purchaser cancels the order or returns the hearing instrument to the licensee.

(5) When amplification is fit, the audiologist shall verify appropriate fit of the amplification, which may include real ear measures, functional gain measures, or other professionally accepted measures.

§741.103.Requirements of Audiologists and Interns in Audiology Conducting Audiometric Testing for the Purpose of Fitting and Dispensing Hearing Instruments.

In accordance with the Act, a licensed audiologist or licensed intern in audiology who fits and dispenses hearing instruments, shall comply with this section when testing hearing for the purpose of determining the need for amplification.

(1) Licensees must adhere to the American National Standards Institute (ANSI, S3.1, 1999) octave band criteria for permissible ambient noise levels during audiometric testing as shown on the chart. The chart is excerpted from the standard for illustrative purposes and is based on a 125 to 8,000 Hz test frequency range.

Figure: 22 TAC §741.103(1)

(2) This requirement is best met when a stationary acoustical enclosure is utilized.

(3) A stationary acoustical enclosure is any fixed enclosed space in which an individual is located for the purpose of testing hearing to threshold. A stationary acoustical enclosure may also be known as an audiometric or hearing test booth, room, suite, area, or space.

(4) Procedures referenced in the Act, §401.401, should be followed when testing outside of a stationary acoustical enclosure.

(A) Hearing testing that occurs in an area that does not meet the standard of a stationary acoustical enclosure for the purpose of determining the need for amplification is not considered a diagnostic or threshold measurement.

(B) In the event amplification is fit and verification measures cannot be completed in a stationary acoustical enclosure, instrumentation that is minimally affected by ambient noise including but not limited to, real ear measures, shall be utilized to assure the appropriate fit of the amplification.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601367

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter I. APPLICATION PROCEDURES

22 TAC §741.111, §741.112

The repeals are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601368

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


22 TAC §741.111, §741.112

The new sections are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601369

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter J. LICENSURE EXAMINATIONS

22 TAC §741.121

The repeal is adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601370

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


22 TAC §741.121

The new section is adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601371

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter K. ISSUANCE AND DISPLAY OF LICENSE AND REGISTRATION

22 TAC §741.141, §741.142

The repeals are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601372

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter K. ISSUANCE OF LICENSE

22 TAC §741.141

The new section is adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

§741.141.Issuance of License.

(a) Except as provided by subsections (b) and (c) of this section, the board shall issue an initial license to an applicant for a license after the fee, forms, and other documentation have been received and approved by the board or board staff. A license will be issued for a two-year pro-rated term, as determined by the board, expiring in the licensee's birth month. The effective date shall be the date of receipt by the board office or board's designee of the last item required for approval. The expiration date shall be determined as follows.

(1) An applicant approved for license within three months of the applicant's birth month shall be issued a license to expire on the last day of the birth month that is two years past the applicant's next birth month.

(2) An applicant approved for less than 12 months from the applicant's next birthday, but more than three months from the applicant's next birthday, shall be issued a license to expire upon the last day of the applicant's next birth month of the following year.

(b) The board shall issue an initial license to an applicant for an intern in speech-language pathology or an intern in audiology license after the fee, forms, and other documentation have been received and approved by the board or board staff. The effective date shall be the date of receipt by the board office of the last item required for approval. The license shall expire one year past the effective date.

(c) The board shall issue a temporary certificate of registration in speech-language pathology or a temporary certificate of registration in audiology to an applicant after the fee, forms, and other documentation have been received and approved by the board or board staff. The effective date shall be the date of receipt by the board office of the last item required for approval. The registration shall expire eight weeks after the next scheduled examination as required by §741.121 of this title (relating to Examination Administration). This certificate is non-renewable and there is no allowed grace period after expiration of the certificate.

(d) Licenses issued under subsections (a) - (b) of this section may be renewed as required by §741.161 of this title (relating to Renewal Procedures).

(e) A license or certificate issued by the board remains the property of the board.

(f) The board shall issue a duplicate license or certificate, upon written request and payment of the duplicate fee.

(g) The board is not responsible for lost, misdirected, or undelivered correspondence, including forms and fees, if sent to the address last reported to the board.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601373

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter L. LICENSE AND REGISTRATION RENEWAL

22 TAC §§741.161 - 741.165

The repeals are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601374

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter L. LICENSE RENEWAL AND CONTINUING EDUCATION

22 TAC §§741.161 - 741.165

The new sections are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

§741.161.Renewal Procedures.

(a) The Act provides for the renewal of a license. A license issued under §741.141(a) - (b) of this title (relating to Issuance of License) is subject to renewal upon expiration if a licensee wishes to practice under the Act and this chapter.

(1) A licensee may renew by mailing to the board office the renewal form, fee, and all required documents.

(2) A licensee may choose to renew online. The license is not considered renewed until all required documents have been received in the board office.

(b) A license or registration issued under §741.141(c) of this title cannot be renewed.

(c) The board office shall mail notice of expiration to each licensee approximately 45 days prior to the expiration date of the license. The board is not responsible for lost, misdirected, or undelivered notices of expiration if sent to the address last reported to the board.

(d) A licensee shall have acquired approved continuing education hours as defined in §741.162 of this title (relating to Requirements for Continuing Professional Education) in order to renew a license. Any continuing education hours earned before the original effective date of the license being renewed are not acceptable.

(e) A licensee or registrant is responsible for submitting the required fee, forms, and other documentation prior to the expiration date of the license. The postmark date is the effective date of the renewal. If all required documentation is submitted online, the effective date of submission is the date of the online transaction.

(f) A licensee is required to provide current address, telephone number, and employment information. Corrections may be made on the renewal form or by submitting the current information in writing. A request to change the name currently on record must be submitted in writing with a copy of a divorce decree, marriage certificate, legal name change document, or social security card showing the new name.

(g) The board office shall not consider a license to be renewed until the following has been received and found acceptable:

(1) completed, dated, and signed renewal form, including acknowledgment of having earned the required continuing professional education hours;

(2) license renewal fee; and

(3) if selected for audit as defined in subsection (o) of this section, the record of continuing education hours earned/used/available/dropped form, referred to as the CE log, which covers at least the past three renewal periods and verification of approved continuing education hours.

(4) If the licensee chooses to use the online renewal process, the renewal form and renewal fee, as detailed in paragraphs (1) and (2) of this subsection, will be accepted automatically. The license will be considered renewed when the online renewal is processed in the board office and board staff determine that all documentation has been provided. If no additional information is required, the effective date of renewal shall be the date of the online transaction. If additional documentation is required, such as documentation for an audit as defined in subsection (o) of this section, that documentation must be mailed to the board office. Although the license may complete the renewal process online, the board office shall not consider the license renewed until the additional documentation has been received and accepted by the board office.

(h) An intern shall submit the following for license renewal:

(1) the items listed in subsection (g) of this section;

(2) evaluation of the intern's progress or performance from all supervisors must accompany the request. Intern plans and supervisory evaluations for completed segments must be submitted; and

(3) the intern plan and agreement of supervision form for the intern's upcoming experience unless the intern is currently not practicing. In that event, the intern shall submit a signed statement explaining the reason for not practicing.

(i) An assistant shall submit the following for license renewal:

(1) the items listed in subsection (g) of this section; and

(2) the supervisory responsibility statement form unless the assistant is currently not practicing or the supervisor has not changed.

(j) An individual who meets the requirements set out in the Act and wishes to renew the expired license shall submit his or her request, in writing, with the following:

(1) an original letter from the licensing board where he or she currently holds a valid license verifying:

(A) the professional area in which the license was issued;

(B) the date of issue;

(C) the expiration date of the license; and

(D) whether disciplinary action has been taken;

(2) a reinstatement fee as determined by the board.

(k) A licensee may renew the license under the provisions of the Act after expiration of the 60-day grace period without a late renewal penalty fee being assessed due to a medical hardship whether or not the licensee met the requirements of §741.162 of this title. If the following is submitted and found acceptable by the board office, the license shall be renewed:

(1) a signed statement requesting renewal due to medical hardship;

(2) an original letter signed by the licensee's physician stating the licensee was unable to practice for at least six months during the renewal period because of a physical or mental disability;

(3) the completed, dated, and signed renewal form;

(4) any approved continuing education hours earned during the renewal period; and

(5) the license renewal fee.

(l) A licensee may petition the board if the licensee does not meet the requirements of subsection (m) of this section but believes he or she has a valid medical reason for the late renewal. The petition shall be reviewed by the board's designee within 15 working days of receipt of the request.

(m) The board shall monitor a licensee's compliance with the continuing education requirements by the use of a random audit. In the event the licensee has been selected for an audit to verify compliance with the continuing education requirement as described in §741.162 of this title, the license shall not be renewed until the licensee submits acceptable proof of having earned the required continuing education hours. If this documentation is not received or found unacceptable, the licensee shall be notified by the board office of the deficiency.

(n) Failure to timely furnish required documentation or providing false information during the audit or renewal process is grounds for disciplinary action against the licensee.

(o) The board shall deny renewals pursuant to the Texas Education Code, §57.491, concerning defaults on guaranteed student loans.

(p) The board shall deny renewals when a license holder is subject to the suspension of license provisions relating to child support and child custody in the Family Code, Chapter 232.

(q) If all conditions required for renewal are met prior to expiration of the 60-day grace period, the board shall issue a renewed license.

(r) If the licensee has not completed the renewal process upon expiration of the 60-day grace period, he or she shall cease practicing. The licensee shall then renew his or her license in accordance with §741.164 of this title (relating to Late Renewal of a License) if he or she wishes to practice.

(s) A suspended license is subject to expiration and may be renewed as provided in this subchapter; however, the renewal does not entitle the licensee to engage in the licensed activity or in any other activity or conduct in violation of the order or judgment by which the license was suspended, until such time as the license if fully reinstated.

(t) A license revoked on disciplinary grounds shall not be renewed; however, the license may be reinstated under the Act, §401.457. The former licensee, as a condition of reinstatement, shall pay a reinstatement fee in an amount equal to the renewal fee in effect, plus the late renewal penalty fee, if any, accrued since the time of the license revocation.

§741.164.Late Renewal of a License.

(a) A licensee who fails to renew his or her license before the end of the 60-day grace period shall be assessed a late renewal penalty as required by the Act, unless the license had been placed on inactive status.

(b) The Act prohibits an individual from practicing after expiration of the 60-day grace period. Penalties for doing so are defined in the Act.

(c) The following shall be submitted to renew a license after expiration of the grace period:

(1) the board late renewal of a license form which requires a written, signed statement from the licensee and his or her employer(s) documenting the licensee's practice activities since expiration of the 60-day grace period under the Act and this chapter;

(2) the late renewal penalty fee as set out in §741.181 of this title (relating to Schedule of Fees);

(3) CE documentation as required by §741.162(1) of this title (relating to Requirements for Continuing Professional Education); and

(4) verification of continuing education hours earned as required by §741.162(m) of this title.

(d) The following number of continuing education hours shall be required:

(1) if renewing an initial license before the end of the first year of the penalty status, the number of continuing education hours that shall be earned are listed under §741.162(d) of this title;

(2) if renewing before the end of the first year of penalty status, ten continuing education hours or 15 hours for holders of dual speech-language pathology and audiology licenses;

(3) if renewing at the end of the first year of penalty status but before the end of the second year, 20 continuing education hours or 30 hours for holders of dual speech-language pathology and audiology licenses; or

(4) if renewing at the end of the second and final year of penalty status, 30 continuing education hours or 45 hours for holders of dual speech-language pathology and audiology licenses.

(e) Continuing education hours accrued under §741.162(j) or (k) of this title may be used if the hours are available for use when the request for renewal is received by the board.

(f) The random audit for compliance with the continuing education requirements referenced in §741.161(m) of this title (relating to Renewal Procedures) does not apply to late renewal of a license.

(g) If additional documentation is required, the request to renew the license shall remain open no longer than 90 days following the date the board office received the initial request to renew the license. If the documentation requested is not received before the 90 days referenced, the request for late renewal of a license shall be denied and the fee forfeited.

(h) Failure to timely furnish information or providing false information during the late renewal process are grounds for disciplinary action.

(i) If the board office approves the request for late renewal of a license, active status shall begin on the date of approval. The licensee shall earn continuing education hours as required by §741.162 of this title in order to renew the license upon expiration.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601375

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter M. FEES AND PROCESSING PROCEDURES

22 TAC §741.181, §741.182

The repeals are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601376

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


22 TAC §741.181, §741.182

The new sections are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

§741.181.Schedule of Fees.

(a) All fees paid to the board are non-refundable. For all applications and renewal applications, the board is authorized to collect subscription and convenience fees, in amounts determined by the Texas Online Authority, to recover costs associated with application and renewal application processing through Texas Online. For all applications and renewal applications, the board is authorized to collect fees to fund the Office of Patient Protection within the Health Professions Council, as required by Occupations Code, §101.307 (relating to Health Professions Council Funding of Office.) The schedule of fees is as follows:

(1) application and initial license fee:

(A) $150 for a two year license; or

(B) $75 for a one year license.

(2) provisional application and initial license fee--$75;

(3) temporary certificate of registration fee--$55;

(4) license renewal fee:

(A) $50 for one year license;

(B) $100 for a two year license;

(5) dual license fees as a speech-language pathologist and audiologist--each license must be renewed separately and fees will be determined separately:

(6) duplicate license, certificate, or registration fee--$10;

(7) inactive status fee--$45;

(8) license verification fee--$10;

(9) late renewal penalty fee--an amount equal to the renewal fee(s), with a maximum of three renewal fees, plus the examination fee;

(10) examination fee--the amount charged by the board's designee administering the examination; and

(b) Any remittance submitted to the board in payment of a required fee shall be in the form of a personal check, certified check, or money order unless this section requires otherwise. Checks from foreign financial institutions are not acceptable. Payment may also be made through the online renewal process using an electronic check or credit card.

(c) An applicant whose check for the application and initial license fee is returned marked insufficient funds, account closed, or payment stopped shall be allowed to reinstate the application by remitting to the board a money order or check for guaranteed funds within 30 days of the date of the receipt of the board's notice. Otherwise, the application and the approval shall be invalid. A penalty fee of $50, in addition to the amount of the check, must be included with the payment remitted to the board office.

(d) A licensee whose check for the renewal fee is returned marked insufficient funds, account closed, or payment stopped shall remit to the board a money order or check for guaranteed funds within 30 days of the date of receipt of the board's notice. Otherwise, the license shall not be renewed. If a renewal card has already been issued, it shall be invalid. If the guaranteed funds are received after expiration of the 60-day grace period, a late renewal penalty fee shall be assessed. A penalty fee of $50, in addition to the amount of the check, must be included with the payment remitted to the board office.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601377

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter N. DENIAL, PROBATION, SUSPENSION, OR REVOCATION OF A LICENSE OR REGISTRATION

22 TAC §§741.191 - 741.195

The repeals are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601378

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972


Subchapter N. COMPLAINTS, VIOLATIONS, PENALTIES, AND DISCIPLINARY ACTIONS

22 TAC §§741.191 - 741.201

The new sections are adopted under Texas Occupations Code, §401.202, which requires the board to adopt rules necessary to administer and enforce the chapter, including rules that establish standards of ethical practice; and under Texas Occupations Code, §401.204, which requires the board by rule to establish fees in amounts reasonable and necessary.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 2, 2006.

TRD-200601379

Sherry Sancibrian

Chair

State Board of Examiners for Speech-Language Pathology and Audiology

Effective date: March 22, 2006

Proposal publication date: September 2, 2005

For further information, please call: (512) 458-7111 x6972