TITLE 34.PUBLIC FINANCE

Part 3. TEACHER RETIREMENT SYSTEM OF TEXAS

Chapter 25. MEMBERSHIP CREDIT

Subchapter B. COMPENSATION

34 TAC §25.21

The Board of Trustees (Board) of the Teacher Retirement System of Texas (TRS or the system) adopts on an emergency basis amendments to §25.21 concerning compensation subject to deposit and credit. The amended rule provides guidance to public school employers regarding the appropriate reporting of compensation and the appropriate application of contribution rates to compensation. The amended rule is adopted on an emergency basis pursuant to §2001.034 of the Government Code, which allows TRS to adopt an emergency rule if a requirement of state or federal law requires adoption of the rule on fewer than 30 days' notice. The amendments are also adopted in accordance with §2001.006 of the Government Code, which allows TRS to adopt rules and take other administrative action in preparation for the implementation of legislation that has become law but has not taken effect in application. The amended section as proposed for permanent adoption will be published in another issue of the Texas Register .

The emergency amendments to the rule allow TRS to implement, in a manner consistent with plan qualification requirements, House Bill 1, 79th Legislature, Third Called Session (2006) (House Bill 1), which amends §822.201, Government Code. House Bill 1 became law immediately, to be applied beginning with the 2006 - 2007 school year. The amended rule is adopted on an emergency basis to enable TRS to continue to operate as a qualified retirement plan and to provide communications that are necessary and appropriate to ensure proper compensation reporting as TRS members report for work in the 2006 - 2007 school year, with some employees reporting to work as early as July 2006. Further, the amended rule is adopted on an emergency basis to provide employers and members affected by House Bill 1 necessary, appropriate, and timely guidance to use in making informed budget, programming, and other decisions before the start of the 2006 - 2007 school year, which is imminent.

House Bill 1 amends Chapter 22, Subchapter D, Education Code to create a new "health care supplementation" election to replace the existing compensation supplementation program. House Bill 1 requires eligible active employees to elect in writing, each school year, whether to designate a portion of the employee's compensation to be used as health care supplementation. House Bill 1 amends the TRS plan provision of §822.201(c)(10), Government Code to provide that any compensation designated as health care supplementation is excluded from salary and wages for TRS purposes, subject to an annual limit of $1,000. It is the policy of the State of Texas, as expressed in §825.506, Government Code that the provisions of the TRS retirement benefit plan be construed and administered in a manner that the retirement system's benefit plan will be considered a qualified plan under §401(a) of the Internal Revenue Code of 1986 (26 U.S.C. §401). Section 825.506, Government Code authorizes the Board to adopt rules that modify the retirement plan to the extent necessary for the retirement system to be a qualified plan and provides that the rules adopted by the Board are to be considered part of the plan.

In enacting House Bill 1, the legislature expressed its intent that TRS take whatever action necessary under §825.506 so that the TRS retirement benefit plan remains a qualified plan under the Internal Revenue Service Code. H.J. OF TEX., 79th Leg., 3d C.S. 331 (2006) (statement of legislative intent by Representative Chisum and Representative Eiland).

The emergency amendments to §25.21 are reasonable modifications to the extent necessary for the plan to be a qualified plan. TRS contributions will be required on any amounts designated for the health care supplement as specified under House Bill 1, thereby eliminating an employee's ability to individually elect varying amounts to contribute to the TRS plan. The amendments also protect the employer pickup of TRS member contributions as established under §825.409, Government Code, which provides, in conformity with the Internal Revenue Code, that employees do not have the option of choosing to receive the contributed amounts directly instead of having them paid by the employer to the retirement system.

In addition, the rule amendments conform §25.21 to the language House Bill 1 uses in amending §822.201(c)(11), Government Code to distinguish the superseded compensation supplementation program from the new health care supplementation program created under House Bill 1.

Statutory Authority: In addition to §2001.006 and §2001.034, Government Code, as described above, the amended section is adopted on an emergency basis under the following: §825.102, Government Code, which authorizes the Board to adopt rules for the administration of the funds of the retirement system; §825.506(a), Government Code, which authorizes the Board to adopt rules that modify the TRS's retirement benefit plan to the extent necessary for the retirement system to be a qualified plan and states that the rules adopted by the Board are to be considered part of the plan.

Cross-reference to Statute: House Bill 1, 79th Legislature, Third Called Session (2006), which amends Chapter 22, Subchapter D, Education Code, relating to compensation supplementation for school district employees, and §822.201, Government Code, relating to TRS member compensation; and §825.506, Government Code, which requires that the provisions of the TRS retirement plan be construed and administered in a manner that the retirement system's benefit plan will be considered a qualified plan under §401(a) of the Internal Revenue Code of 1986 (26 U.S.C. §401).

§25.21.Compensation Subject to Deposit and Credit.

(a) - (b) (No change.)

(c) The following types of monetary compensation are to be included in annual compensation:

(1) - (6) (No change.)

(7) a merit salary increase made under Education Code, §51.962; [ and ]

(8) amounts deducted from regular pay for a qualified transportation benefit under Government Code §659.202 ; and [ . ]

(9) compensation designated as health care supplementation by an employee under Subchapter D, Chapter 22, Education Code, as amended by House Bill 1, 79th Legislature, Third Called Session. This paragraph modifies the provision of the retirement plan described in §822.201, Government Code, as amended by House Bill 1, 79th Legislature, Third Called Session, to the extent necessary for the retirement system to be a qualified plan.

(d) The following are excluded from annual compensation:

(1) - (9) (No change.)

(10) active employee health coverage or compensation supplementation or any other amount received by an employee under former Article 3.50-8, Insurance Code ; former Chapter 1580, Insurance Code; Subchapter D, Chapter 22, Education Code, as that subchapter existed on January 1, 2006; or Rider 9, page III-39, Chapter 1330, Acts of the 78th Legislature, Regular Session, 2003 (the General Appropriations Act) , regardless of whether the employee receives the amount in cash, uses it for payment of health care coverage, or uses it for any other option available by law;

(11) - (12) (No change.)

(e) - (f) (No change.)

This agency hereby certifies that the emergency adoption has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on June 20, 2006.

TRD-200603386

Ronnie G. Jung

Executive Director

Teacher Retirement System of Texas

Effective Date: June 20, 2006

Expiration Date: October 17, 2006

For further information, please call: (512) 542-6438