TITLE 1.ADMINISTRATION

Part 1. OFFICE OF THE GOVERNOR

Chapter 3. CRIMINAL JUSTICE DIVISION

The Office of the Governor, Criminal Justice Division (CJD), proposes the amendment of Subchapter A §§3.1, 3.19; Subchapter B §§3.75, 3.79, 3.81, and 3.87; Subchapter C §§3.401, 3.701, 3.703, 3.705, 3.711, 3.717, 3.1103, 3.1301, 3.1303, and 3.1305; Subchapter D §3.2009; Subchapter E §§3.2511, 3.2521, and 3.2523; and Subchapter F §3.2601.

CJD proposes the addition of Subchapter A §3.25.

CJD proposes the repeal of Subchapter C §§3.615, 3.719, 3.721, 3.723, 3.725, 3.801, 3.803, 3.805, 3.809, and 3.811; and Subchapter D §3.2007.

The proposed amendment to §3.1 enables CJD to more efficiently and effectively administer grant funds by allowing CJD to apply recent changes to its administrative rules (which have been adopted in response to changes in state and federal statutes, rules, regulations and guidelines) to current grant projects, if grantees agree to do so.

The proposed amendment to §3.19 corrects the citation for the OMB Circular and the name of the Office of Justice Programs Financial Guide.

The proposed amendment to §3.75: (1) allows CJD to more effectively and efficiently administer grant funds by allowing grant funds to be used to provide overtime pay if such use is permitted by applicable state and federal law, complies with the grant requirements for the state or federal funding source, and is reasonable and cost-effective considering the amount of funds available in the state or federal funding source; and (2) clarifies that the leave requirement applies to compensation for accrued leave paid to staff members leaving employment.

The proposed amendment to §3.79 removes the provision that was applicable to projects funded under the federal Byrne Formula Grant Program, which is no longer funded by the federal government.

The proposed amendment to §3.81: (1) removes unnecessary language regarding grant adjustments; (2) replaces the provision relating to the federal Law Enforcement Block Grant program, which is no longer funded by the federal government, with a provision relating to the federal Edward Byrne Memorial Justice Assistance Grant Program; and (3) removes the language regarding the use of grant funds to purchase weapons and other military type equipment because Part III, Chapter 16 of the Office of Justice Programs Financial Guide already prohibits the use of grant funds to purchase armored vehicles, explosive devises, and other military-type equipment.

The proposed amendment to §3.87 prohibits grantees from carrying forward program income from one grant year to the next to allow CJD to more efficiently and effectively manage state and federal funds that earn program income.

The proposed amendment to §3.401 updates the language of this section to reflect the current federal requirements for this funding source.

The proposed amendment to §§3.701, 3.703, 3.705, and 3.711 replace provisions relating to the federal Byrne Formula Grant Program, which is no longer funded by the federal government, with provisions relating to the federal Edward Byrne Memorial Justice Assistance Grant Program. The new provisions adopt the federal requirements for the Edward Byrne Memorial Justice Assistance Grant Program.

The proposed amendment to §3.717 removes provisions relating to the federal Byrne Formula Grant Program, which is no longer funded by the federal government, and establishes requirements for the use of confidential funds under the Edward Byrne Memorial Justice Assistance Grant Program.

The proposed amendment to §3.1103 updates the language of this section to reflect the current federal requirements for the Residential Substance Abuse Treatment Grant Program.

The proposed amendment to §3.1301 updates the language of this section to reflect the current citation for the federal legislation applicable to the Coverdell Forensic Sciences Program.

The proposed amendment to §3.1303 and §3.1305 update the language of this section to reflect the current federal requirements for the Coverdell Forensic Sciences Program.

The proposed amendment to §3.2009 removes provisions that were applicable to projects funded under the federal Byrne Formula Grant Program, which is no longer funded by the federal government.

The proposed amendment to §3.2511 removes provisions that were applicable to projects funded under the federal Local Law Enforcement Block Grant Program, which is no longer funded by the federal government.

The proposed amendment to §3.2521 clarifies that CJD may specify the length of the liquidation period for certain grant projects so that grant funds are expended within the grant period specified in the federal grant award documentation.

The proposed amendment to §3.2523: (1) clarifies the language of this section to make it easier to understand; and (2) ensures that CJD is immediately notified if any records are seized from a grantee by a law enforcement agency, or a state or federal agency.

The proposed amendment to §3.2601 clarifies the types of actions that must be resolved by a grantee.

The proposed addition of §3.25 allows CJD to suspend any requirement in this chapter upon a showing of good cause to ensure the efficient and effective use of state and federal grant funds.

The proposed repeal of §3.615 removes the mandatory training requirement because the training is no longer necessary for grantees under the Crime Stoppers Assistance Fund.

The proposed repeal of §§3.719, 3.721, 3.723, and 3.725 remove provisions relating to the federal Byrne Formula Grant Program, which is no longer funded by the federal government.

The proposed repeal of §§3.801, 3.803, 3.805, 3.809, and 3.811 remove provisions relating to the federal Local Law Enforcement Block Grant Program, which is no longer funded by the federal government.

The proposed repeal of §3.2007 removes provisions that were applicable to projects funded under the federal Byrne Formula Grant Program, which is no longer funded by the federal government.

Scott Bingaman, Director of Operations for CJD, has determined that for the first five-year period the sections are in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the sections.

Mr. Bingaman has also determined that for the first five-year period that the sections are in effect the public benefit anticipated as a result of enforcing the sections will be more efficient processes and procedures and the current rules will be more easily understood. There will be no anticipated economic cost to persons or businesses for complying with the proposed rules.

Comments on the proposed amendments, additions, and repeals may be submitted to Heather Morgan, Office of the Governor, Criminal Justice Division, at hmorgan@governor.state.tx.us; P.O. Box 12428, Austin, Texas 78711; or (512) 463-1919. Comments must be received no later than 30 days from the date of publication of the proposal in the Texas Register .

Subchapter A. GENERAL GRANT PROGRAM PROVISIONS

1 TAC §§3.1, 3.19, 3.25

The amendment and addition of these rules is proposed under the Texas Government Code, Title 7, §772.006(a)(10), which authorizes CJD to adopt rules and procedures as necessary.

The amended and added rules implement the Texas Government Code, Title 7, §772.006(a), which requires CJD to award and administer state and federal grant programs, and to assist the Governor in developing policies, plans, programs, and proposed legislation for improving the coordination, administration, and effectiveness of the criminal justice system.

No other statutes, articles, or codes are affected by the amendment and addition of these rules.

§3.1.Applicability.

Subchapters A through F of this chapter apply to all applications for funding and grants submitted to the Criminal Justice Division (CJD), Office of the Governor. A grantee must comply with the provisions of Subchapters A through F in effect on the date the grant is awarded by CJD , unless a subsequent effective date is specified by CJD in an original grant award or a grant adjustment . Subchapter A covers the general provisions for grant funding. Subchapter B addresses general eligibility and budget rules for grant funding. Subchapter C outlines specific eligibility and budget rules applicable to various funding sources available to CJD; these rules are in addition to all other general rules in this chapter. Subchapter D provides rules detailing the conditions CJD may place on grants. Subchapter E sets out the rules related to administering grants. Subchapter F specifies rules regarding program monitoring and audits. Subchapter G details the rules regarding CJD advisory boards. Subchapter H addresses Crime Stoppers program certification. Subchapter I adopts the Memorandum of Understanding between CJD and the Texas Department of Public Safety.

§3.19.Adoptions by Reference.

(a) (No change.)

(b) CJD adopts by reference the rules and documents listed below that relate to the administration of CJD grants:

(1) (No change.)

(2) Office of Justice Programs[ , OJP ] Financial Guide. These requirements apply to grants of federal funds in which the source of the federal funds is the U.S. Department of Justice.

(3) (No change.)

(4) Common Rule for OMB Circular No. A-102: Grants and Cooperative Agreements with State and Local Governments. See 28 C.F.R. §66. These requirements apply to grants from federal funds to state agencies, cities, counties, community supervision and corrections departments, COGs, and juvenile boards.

(5) - (10) (No change.)

§3.25.Suspension of Rules.

Except where prohibited by state or federal statute, rule, regulation, or guideline, the executive director may suspend any requirement in this chapter upon a showing of good cause.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 17, 2006.

TRD-200602183

David Zimmerman

Assistant General Counsel

Office of the Governor

Earliest possible date of adoption: May 28, 2006

For further information, please call: (512) 463-1919


Subchapter B. GENERAL GRANT PROGRAM POLICIES

2. GRANT BUDGET REQUIREMENTS

1 TAC §§3.75, 3.79, 3.81, 3.87

The amendment of these rules is proposed under the Texas Government Code, Title 7, §772.006(a)(10), which authorizes CJD to adopt rules and procedures as necessary.

The amended rules implement the Texas Government Code, Title 7, §772.006(a), which requires CJD to award and administer state and federal grant programs, and to assist the Governor in developing policies, plans, programs, and proposed legislation for improving the coordination, administration, and effectiveness of the criminal justice system.

No other statutes, articles, or codes are affected by the amendment of these rules.

§3.75.Personnel.

(a) - (b) (No change.)

(c) Upon receipt of approval from CJD, a grantee [ Grantees ] may [ not ] use grant funds to provide overtime pay in accordance with the grantee's policy, unless such use is otherwise prohibited by law . [ Overtime pay is remuneration for hours worked in excess of full-time on a CJD grant project. Grants under the Drug Court Program and the Local Law Enforcement Block Grant Program are exempt from this subsection. Grants under the Byrne Formula Grant Program are exempt from this subsection and instead CJD may approve requests to pay overtime in accordance with agency policy only for law enforcement officers assigned to a multi-jurisdictional task force and only from program income that is not used toward the minimum cash match requirement. ]

(d) Grantees may [ not carry forward accrued leave from one grant period to another. In accordance with a grantee's or subgrantee's policy, grantees may ] use grant funds to compensate staff members leaving employment for accrued leave (which includes, but is not limited to, annual leave, compensatory time, and sick leave) in accordance with the grantee's policy . These payments may only fund leave earned during the current grant period. The proportion of grant funds paid for leave cannot exceed the proportion of grant funds used to pay the staff member's salary.

§3.79.Transportation, Travel, and Training.

(a) Grant funds used for travel expenses must be limited to the grantee agency's established mileage, per diem, and lodging policies. Federal regulations applicable to the relevant funding source may limit mileage reimbursement rates. If a grantee does not have established mileage, per diem, and lodging policies, then the grantee must use state travel guidelines. [ Funds requested by multi-jurisdictional task forces for meals and lodging are allowable only for travel to points at least 50 miles from the location to which task force personnel are assigned. ]

(b) - (c) (No change.)

§3.81.Equipment.

(a) Applicants must submit with their grant applications an itemized list of all proposed equipment purchases to CJD for approval. Grantees must request any additional equipment purchases through grant adjustments. Grantees are not authorized to purchase any equipment until they have received written approval to do so from CJD through an [ the ] original grant award or a [ subsequent ] grant adjustment [ notice ]. Decisions regarding equipment purchases are made based on whether or not the grantee has demonstrated that the requested equipment is necessary, essential to the successful operation of the grant project, and reasonable in cost.

(b) CJD will not approve grant funds to purchase vehicles or equipment for governmental agencies that are for general agency use. The Edward Byrne Justice Assistance Grant Program [ Local Law Enforcement Block Grant program ] and the County Essential Services Grant Program [ program ] are exempt from this subsection.

(c) In accordance with §3.2013 of this chapter, grantees must submit to CJD a CJD-prescribed Procurement Questionnaire when a procurement is expected to exceed $100,000 or upon CJD request [ CJD will not approve grant funds for the purchase of weapons, ammunition, explosives, or military vehicles ].

[ (d) In accordance with §3.2013 of this chapter, grantees must submit to CJD a CJD-prescribed Procurement Questionnaire when a procurement is expected to exceed $100,000 or upon CJD request.]

§3.87.Program Income.

(a) (No change.)

(b) Program income may only be used for allowable project costs as reflected in an approved budget[ , except as provided in subsection (c) of this section. Otherwise, grantees must refund program income to CJD ].

(c) Grantees may not carry forward program income from one grant year to the next. Grantees must refund to CJD any program income remaining at the end of the grant period [ CJD may require or allow a grantee receiving grant funds for a multi-jurisdictional drug task force project under the Byrne Formula Grant Program, or grant funds under the State Criminal Justice Planning (421) Fund to transfer the CJD portion of program income to another grant, grantee, agency, or to CJD ].

(d) As provided in §3.3(12) of this chapter, all funds, accrued interest, and property awarded to a grantee under a forfeiture action represent program income [ Grantees may not carry forward program income from one grant year to the next, except as provided by subsections (e) and (f) of this section ].

[ (e) A grantee receiving grant funds for a multi-jurisdictional drug task force project under the Byrne Formula Grant Program may request to carry forward program income obtained from forfeiture actions from one grant period to the next.]

[ (f) A grantee receiving grant funds under the State Criminal Justice Planning (421) Fund may request to carry forward program income from one grant period to the next.]

[ (g) A request to carry forward program income in accordance with subsections (e) and (f) of this section must be submitted to CJD with the grantee's final financial expenditure report. Program income may not be carried forward without written CJD approval. A grantee must report program income on its quarterly financial expenditure reports in a timely and accurate manner to be eligible to carry forward program income in accordance with subsections (e) and (f) of this section.]

[ (h) Program income carried forward in accordance with subsections (e) and (f) of this section must be used to further the objectives of the grant project.]

[ (i) As provided in §3.3(12) of this chapter, all funds, accrued interest, and property awarded to a grantee under a forfeiture action represent program income.]

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 17, 2006.

TRD-200602184

David Zimmerman

Assistant General Counsel

Office of the Governor

Earliest possible date of adoption: May 28, 2006

For further information, please call: (512) 463-1919


Subchapter C. FUND-SPECIFIC GRANT POLICIES

4. SAFE AND DRUG-FREE SCHOOLS AND COMMUNITIES ACT FUND

1 TAC §3.401

The amendment of this rule is proposed under the Texas Government Code, Title 7, §772.006(a)(10), which authorizes CJD to adopt rules and procedures as necessary.

The amended rule implements the Texas Government Code, Title 7, §772.006(a), which requires CJD to award and administer state and federal grant programs, and to assist the Governor in developing policies, plans, programs, and proposed legislation for improving the coordination, administration, and effectiveness of the criminal justice system.

No other statutes, articles, or codes are affected by the amendment of this rule.

§3.401.Source and Purpose.

(a) - (c) (No change.)

(d) The purpose of this grant program is to support programs that [ implement the following drug and violence prevention services ]:

(1) prevent violence in and around schools [ complementing and supporting local educational agency activities, including developing and implementing activities to prevent and reduce violence associated with prejudice and intolerance ];

(2) prevent the illegal use of alcohol, tobacco and drugs [ disseminating information about drug and violence prevention ];

(3) involve parents and communities [ developing and implementing community-wide drug and violence prevention planning and organizing ]; and

(4) are coordinated with federal, state, school, and community efforts and resources to foster a safe and drug-free learning environment that supports student academic achievement. [ fostering a safe and drug-free learning environment that supports academic achievement; ]

[ (5) preventing and reducing violence; the use, possession and distribution of illegal drugs; and delinquency;]

[ (6) creating a well disciplined environment conducive to learning; and]

[ (7) promoting the involvement of parents.]

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 17, 2006.

TRD-200602185

David Zimmerman

Assistant General Counsel

Office of the Governor

Earliest possible date of adoption: May 28, 2006

For further information, please call: (512) 463-1919


6. CRIME STOPPERS ASSISTANCE FUND

1 TAC §3.615

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the Office of the Governor or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal of this rule is proposed under the Texas Government Code, Title 7, §772.006(a)(10), which authorizes CJD to adopt rules and procedures as necessary.

The repeal of this rule implements the Texas Government Code, Title 7, §772.006(a), which requires CJD to award and administer state and federal grant programs, and to assist the Governor in developing policies, plans, programs, and proposed legislation for improving the coordination, administration, and effectiveness of the criminal justice system.

No other statutes, articles, or codes are affected by the repeal of this rule.

§3.615.Mandatory Training.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 17, 2006.

TRD-200602186

David Zimmerman

Assistant General Counsel

Office of the Governor

Earliest possible date of adoption: May 28, 2006

For further information, please call: (512) 463-1919


7. EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM

1 TAC §§3.701, 3.703, 3.705, 3.711, 3.717

The amendment of these rules is proposed under the Texas Government Code, Title 7, §772.006(a)(10), which authorizes CJD to adopt rules and procedures as necessary.

The amended rules implement the Texas Government Code, Title 7, §772.006(a), which requires CJD to award and administer state and federal grant programs, and to assist the Governor in developing policies, plans, programs, and proposed legislation for improving the coordination, administration, and effectiveness of the criminal justice system.

No other statutes, articles, or codes are affected by the amendment of these rules.

§3.701.Source and Purpose.

(a) All rules in this division relate to the Edward Byrne Memorial Justice Assistance [ Formula ] Grant Program. The funding agency for the source of these federal funds is the U.S. Department of Justice. Grantees must comply with the grant management standards adopted under §3.19 of this chapter.

(b) (No change.)

(c) The fund's purpose is to [ reduce and ] prevent [ illegal drug activity, crime, ] and control crime [ violence and to improve the functioning of the criminal justice system ].

§3.703.Project Requirements.

All projects must meet at least one of the following purpose areas:

(1) law enforcement programs [ multi-jurisdictional task force projects that integrate federal, state and local drug law enforcement agencies and prosecutors for the purpose of enhancing interagency coordination, acquiring intelligence information, and facilitating multi-jurisdictional investigations. Multi-jurisdictional task forces must use the Criminal Law Enforcement Reporting Information System (CLERIS) and input task force drug intelligence information into the system. Multi-jurisdictional task force projects must be composed of law enforcement agencies located in no less than two contiguous counties within the State of Texas ];

(2) prosecution and court programs [ projects designed to target the domestic sources of controlled and illegal substances, such as precursor chemicals, diverted pharmaceuticals, clandestine laboratories, and cannabis cultivation ];

(3) prevention and education programs [ projects that will improve the operational effectiveness of law enforcement through the use of crime analysis techniques, street sales enforcement, schoolyard violator projects, and gang-related and low-income housing drug control projects ];

(4) corrections and community corrections programs [ law enforcement and prevention projects that address problems with gangs or youth who are at risk of becoming involved in gangs ];

(5) drug treatment programs [ financial investigation projects that target the identification of money-laundering operations and assets obtained through illegal drug trafficking, including the development of proposed model legislation, financial investigative training, and financial information-sharing systems ]; or

(6) planning, evaluation, and technology improvements. [ projects that improve the operational effectiveness of the court process by expanding prosecution, defender, and judicial resources and by implementing court delay-reduction programs; ]

[ (7) criminal justice information systems, including automated fingerprint identification systems, that assist law enforcement, prosecution, courts and corrections' organizations;]

[ (8) innovative projects that demonstrate new and different approaches to the enforcement, prosecution, and adjudication of drug offenses and other serious crimes;]

[ (9) drug control evaluation projects that state and local units of government may use to evaluate projects directed at state drug control activities;]

[ (10) projects to develop and implement anti-terrorism training projects and to procure equipment for use by local law enforcement authorities;]

[ (11) improving or developing forensic laboratory capabilities to analyze DNA for identification purposes;]

[ (12) demand reduction education programs in which law enforcement officers participate;]

[ (13) career criminal prosecution programs including the development of proposed model drug control legislation;]

[ (14) programs designed to provide additional public correctional resources and improve the corrections system, including treatment in prisons and jails, intensive supervision programs, and long-range corrections and sentencing strategies;]

[ (15) providing prison industry projects designed to place inmates in a realistic working and training environment which will enable them to acquire marketable skills and to make financial payments for restitution to their victims, for support of their own families, and for support of themselves in the institution;]

[ (16) providing programs which identify and meet the treatment needs of adult and juvenile drug-dependent and alcohol-dependent offenders;]

[ (17) developing and implementing programs which provide assistance to jurors and witnesses, and assistance (other than compensation) to victims of crimes;]

[ (18) developing programs to improve drug control technology, such as pretrial drug testing programs, programs which provide for the identification, assessment, referral to treatment, case management and monitoring of drug-dependent offenders, and enhancement of state and local forensic laboratories;]

[ (19) improving the criminal and juvenile justice system's response to domestic and family violence, including spouse abuse, child abuse, and abuse of the elderly;]

[ (20) providing alternatives to prevent detention, jail, and prison for persons who pose no danger to the community;]

[ (21) providing community and neighborhood programs that assist citizens in preventing and controlling crime, including special programs that address the problems of crimes committed against the elderly and special programs for rural jurisdictions;]

[ (22) disrupting illicit commerce in stolen goods and property;]

[ (23) improving the investigation and prosecution of white-collar crime (e.g., organized crime, public corruption crimes, and fraud against the government with priority attention to cases involving drug-related official corruption);]

[ (24) developing and implementing anti-terrorism plans for deep draft ports, international airports, and other important facilities;]

[ (25) addressing the problems of drug trafficking and the illegal manufacture of controlled substances in public housing;]

[ (26) programs of which the primary goal is to strengthen urban enforcement and prosecution efforts targeted at street drug sales;]

[ (27) prosecution of driving while intoxicated charges and the enforcement of other laws relating to alcohol use and the operation of motor vehicles;]

[ (28) addressing the need for effective bindover systems for the prosecution of violent 16 and 17-year-old juveniles in courts with jurisdiction over adults for (certain enumerated) violent crime;]

[ (29) enforcing child abuse and neglect laws, including laws protecting against child sexual abuse, and promoting programs designed to prevent child abuse and neglect;]

[ (30) establishing or supporting cooperative programs between law enforcement and media organizations to collect, record, retain, and disseminate information useful in the identification and apprehension of suspected criminal offenders; or]

[ (31) projects to improve the quality, timeliness, and credibility of forensic science services for criminal justice purposes.]

§3.705.Eligible Applicants.

State agencies, units of local government, tribal governments, and neighborhood or community-based nonprofit corporations [ crime control and prevention districts, and Indian tribes that perform law enforcement functions (as determined by the Secretary of the Interior) ] are eligible to apply for grants under this fund.

§3.711. Ineligible Activities and Costs [ Years of Funding ].

[ (a) ] Grantees may not use grant funds to purchase, lease, rent, or acquire any of the following: [ Funding is available for a grant project for up to four years. CJD exempts multi-jurisdictional drug task forces from this policy. ]

(1) armored vehicles, vessels, or aircraft;

(2) luxury items;

(3) real estate;

(4) construction projects;

(5) security enhancements for any nongovernmental entity that is not engaged in criminal justice or public safety;

(6) equipment for any nongovernmental entity that is not engaged in criminal justice or public safety; and

(7) any similar items not essential to the maintenance of public safety.

[ (b) The purpose of the four-year limitation is to encourage innovative programming with grantees assuming the cost of programs proven to be successful following the period of federal funding support.]

§3.717.Confidential Funds.

(a) (No change.)

(b) The expenditure of confidential funds requires written CJD approval either through an original grant award or a [ subsequent ] grant adjustment. The [ CJD will also ensure that the ] grantee's controls over the disbursement of confidential funds must be [ are ] adequate to safeguard against the misuse of the funds. [ CJD will render its determination after reviewing the grant application and the accompanying signed certification. ]

(c) Grantees shall store confidential funds in a locked, fireproof container such as a safe or vault until needed. [ The time limit and approval levels for the official advance of funds are as follows: ]

[ (1) up to two calendar days advance requires the Field Supervisor's written approval;]

[ (2) three to seven calendar days advance requires the commander's written approval;]

[ (3) eight to 30 calendar days requires the project director's written approval; and]

[ (4) 31 to 60 calendar days requires CJD written approval.]

[ (5) if the payment to a confidential informant is in excess of $2,500, the grantee must submit a written request for approval to the regional Texas Department of Public Safety commander or his designee prior to making any payment to a confidential informant.]

(d) A grantee shall not use confidential funds to pay confidential informants who are law enforcement officers or elected or appointed public officials [ Approval beyond seven calendar days should be limited to special operations, special deployments and other exceptional situations ].

(e) If CJD no longer funds a grant and the grantee does not continue project activities, then the grantee must refund all accumulated confidential funds to CJD in the proportion of CJD funding [ In considering whether to approve these requests, CJD reviews the amount of funds involved and the security under which the funds are being held. Grantees should store funds in a locked, fireproof container such as a safe or vault until needed ].

(f) Grantees must comply with all applicable state and federal statutes, rules, regulations and guidelines regarding confidential funds, including the applicable requirements set forth in the Office of Justice Programs Financial Guide [ Under no circumstances may a grantee use confidential funds to pay confidential informants who are law enforcement officers or elected or appointed public officials ].

[ (g) If CJD no longer funds a grant and the grantee does not continue project activities, then the grantee must refund all accumulated confidential funds to CJD in the proportion of CJD funding.]

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 17, 2006.

TRD-200602187

David Zimmerman

Assistant General Counsel

Office of the Governor

Earliest possible date of adoption: May 28, 2006

For further information, please call: (512) 463-1919


7. BYRNE FORMULA GRANT PROGRAM

1 TAC §§3.719, 3.721, 3.723, 3.725

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the Office of the Governor or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal of these rules is proposed under the Texas Government Code, Title 7, §772.006(a)(10), which authorizes CJD to adopt rules and procedures as necessary.

The repeal of these rules implements the Texas Government Code, Title 7, §772.006(a), which requires CJD to award and administer state and federal grant programs, and to assist the Governor in developing policies, plans, programs, and proposed legislation for improving the coordination, administration, and effectiveness of the criminal justice system.

No other statutes, articles, or codes are affected by the repeal of these rules.

§3.719.District Attorney Agreement.

§3.721.Certification of Drug Testing.

§3.723.Multi-jurisdictional Drug Task Force Advisory Boards.

§3.725.Task Force Personnel.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 17, 2006.

TRD-200602188

David Zimmerman

Assistant General Counsel

Office of the Governor

Earliest possible date of adoption: May 28, 2006

For further information, please call: (512) 463-1919


8. LOCAL LAW ENFORCEMENT BLOCK GRANT PROGRAM

1 TAC §§3.801, 3.803, 3.805, 3.809, 3.811

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the Office of the Governor or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal of these rules is proposed under the Texas Government Code, Title 7, §772.006(a)(10), which authorizes CJD to adopt rules and procedures as necessary.

The repeal of these rules implements the Texas Government Code, Title 7, §772.006(a), which requires CJD to award and administer state and federal grant programs, and to assist the Governor in developing policies, plans, programs, and proposed legislation for improving the coordination, administration, and effectiveness of the criminal justice system.

No other statutes, articles, or codes are affected by the repeal of these rules.

§3.801.Source and Purpose.

§3.803.Project Requirements.

§3.805.Eligible Applicants.

§3.809.Indirect Costs.

§3.811.Ineligible Activities and Costs.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 17, 2006.

TRD-200602189

David Zimmerman

Assistant General Counsel

Office of the Governor

Earliest possible date of adoption: May 28, 2006

For further information, please call: (512) 463-1919


11. RESIDENTIAL SUBSTANCE ABUSE TREATMENT GRANT PROGRAM

1 TAC §3.1103

The amendment of this rule is proposed under the Texas Government Code, Title 7, §772.006(a)(10), which authorizes CJD to adopt rules and procedures as necessary.

The amended rule implements the Texas Government Code, Title 7, §772.006(a), which requires CJD to award and administer state and federal grant programs, and to assist the Governor in developing policies, plans, programs, and proposed legislation for improving the coordination, administration, and effectiveness of the criminal justice system.

No other statutes, articles, or codes are affected by the amendment of this rule.

§3.1103.Project Requirements.

(a) (No change.)

(b) Grantees must give priority to inmates who have six to 12 months remaining in their confinement so they can be released from prison instead of returning to the general prison population after completing the program. [ Residential substance abuse projects must: ]

[ (1) be designed to last for not less than six nor more than 12 months;]

[ (2) provide treatment in residential treatment facilities that are set apart from the general correctional population in a completely separate facility or a dedicated housing unit within a facility for the exclusive use of project participants;]

[ (3) focus on the substance abuse problems of the inmate;]

[ (4) develop the inmate's cognitive, behavioral, social, vocational, and other skills to resolve the substance abuse and related problems; and]

[ (5) require urinalysis or other reliable methods of drug and alcohol testing for those enrolled in the residential substance abuse project and post program while they remain in the custody of the state or local government.]

(c) Residential substance [ Jail-based substance ] abuse projects must:

(1) be designed to last [ for ] not less than six nor more than 12 [ three ] months;

(2) provide treatment in residential treatment facilities that are set apart from the general correctional population in a completely separate facility or a dedicated housing unit within a facility for the exclusive use of project participants [ make every effort to set apart the treatment population from the general correctional population ];

(3) - (4) (No change.)

(5) require urinalysis or other reliable methods of drug and alcohol testing for those enrolled in the residential substance abuse project and post program while they remain in the custody of the state or local government [ be science-based and effective ].

(d) Jail-based substance abuse projects must: [ CJD gives preference to applicants who provide aftercare services to project participants. Aftercare services should coordinate service provisions between the correctional treatment program and other human service and rehabilitation programs such as education and job training, parole supervision, halfway houses, and self-help and peer group projects that may aid in rehabilitation. ]

(1) be designed to last not less than three months;

(2) make every effort to set apart the treatment population from the general correctional population;

(3) focus on the substance abuse problems of the inmate;

(4) develop the inmate's cognitive, behavioral, social, vocational, and other skills to solve the substance abuse and related problems; and

(5) be science-based and effective.

(e) CJD gives preference to applicants whose projects include aftercare services to project participants. Aftercare services should coordinate service provisions between the correctional treatment program and other human service and rehabilitation programs such as education and job training, parole supervision, halfway houses, and self-help and peer group projects that may aid in rehabilitation. [ Grantees shall develop an individualized plan for each offender when the offender enters a residential treatment project. Corrections treatment projects and state or local substance abuse treatment projects must work together to place project participants in appropriate aftercare placement when these individuals complete the program. ]

(f) Grantees shall develop an individualized plan for each offender when the offender enters a residential treatment project. Corrections treatment projects and state or local substance abuse treatment projects must work together to place project participants in appropriate aftercare placement when these individuals complete the program.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 17, 2006.

TRD-200602190

David Zimmerman

Assistant General Counsel

Office of the Governor

Earliest possible date of adoption: May 28, 2006

For further information, please call: (512) 463-1919


13. COVERDELL FORENSIC SCIENCES PROGRAM

1 TAC §§3.1301, 3.1303, 3.1305

The amendment of these rules is proposed under the Texas Government Code, Title 7, §772.006(a)(10), which authorizes CJD to adopt rules and procedures as necessary.

The amended rules implement the Texas Government Code, Title 7, §772.006(a), which requires CJD to award and administer state and federal grant programs, and to assist the Governor in developing policies, plans, programs, and proposed legislation for improving the coordination, administration, and effectiveness of the criminal justice system.

No other statutes, articles, or codes are affected by the amendment of these rules.

§3.1301.Source and Purpose.

(a) (No change.)

(b) These federal funds are authorized under Title I of the Omnibus Crime Control and Safe Streets Act of 1968, codified as amended at 42 U.S.C. §3797j et seq [ the Consolidated Appropriations Act of 2004, Public Law 108-99 ].

(c) This program provides funds to improve the quality, timeliness, and credibility of forensic science and medical examiner services for criminal justice purposes.

§3.1303.Project Requirements.

(a) All projects funded through this program must meet one or more of the following purposes areas :

(1) To carry out all or a substantial part of a program intended to improve the quality and timeliness of forensic science or medical examiner services in the State, including such services provided by the laboratories operated by the State and those operated by units of government within the State [ Employ one or more full-time scientists whose principal duties are the examination of physical evidence for law enforcement agencies in criminal justice matters and who provide testimony with respect to such physical evidence to the criminal justice system ].

(2) To eliminate a backlog in the analysis of forensic science evidence, including firearms examination, latent prints, toxicology, controlled substances, forensic pathology, questionable documents, and trace evidence. A backlog exists if forensic evidence has been stored in a laboratory, medical examiner's office, coroner's office, law enforcement storage facility, or medical facility, and has not been subjected to all appropriate forensic testing because of a lack of resources or personnel [ Demonstrate improvement over current operations in the average number of days between submission of a sample to a forensic science laboratory and the delivery of test results to the requesting office or agency ].

(3) To train, assist, and employ forensic laboratory personnel to eliminate a backlog as defined in paragraph (a)(2) [ Assure that all project personnel comply with 28 C.F.R. Part 22 regarding protection of personally identifiable information that may be collected for research or statistical purposes ].

(b) Laboratories must also comply with [ Allowable expenditures are limited to ] the following operational requirements :

(1) Employ one or more full-time scientists whose principal duties are the examination of physical evidence for law enforcement agencies in criminal justice matters and who provide testimony with respect to such physical evidence to the criminal justice system [ Laboratory and computer equipment including upgrading, replacing, and purchasing laboratory equipment, instrumentation, and computer hardware or software for forensic analyses and data management ].

(2) Demonstrate improvement over current operations in the average number of days between submission of a sample to a forensic science laboratory and the delivery of test results to the requesting office or agency [ Supplies including laboratory items needed to perform analyses and to conduct validation studies, and other expenses directly attributable to conducting various types of forensic analyses ].

(3) Assure that all project personnel comply with 28 C.F.R. Part 22 regarding protection of personally identifiable information that may be collected for research or statistical purposes [ Costs associated with personnel, such as overtime, fellowships, visiting scientists, interns, consultants or contracted staff ].

(4) Certify that a government entity exists and an appropriate process is in place to conduct independent external investigations into allegations of serious negligence or misconduct by employees or contractors substantially affecting the integrity of forensic results [ Facility improvements including benches, cabinets, interior dividing walls, evidence storage rooms, or extraction rooms when it can be demonstrated that these items will improve the effectiveness and credibility of the laboratory ].

[ (5) Education and training, including internal and external training and continuing education, that is directly applicable to the job position and duties of the individuals receiving the training.]

(c) Allowable expenditures are limited to the following:

(1) Laboratory and computer equipment including upgrading, replacing, and purchasing laboratory equipment, instrumentation, and computer hardware or software for forensic analyses and data management;

(2) Supplies including laboratory items needed to perform analyses and to conduct validation studies, and other expenses directly attributable to conducting various types of forensic analyses;

(3) Costs associated with personnel, such as overtime, fellowships, visiting scientists, interns, consultants or contracted staff;

(4) Facility improvements including benches, cabinets, interior dividing walls, evidence storage rooms, or extraction rooms when it can be demonstrated that these items will improve the effectiveness and credibility of the laboratory;

(5) Education and training, including internal and external training and continuing education, that is directly applicable to the job position and duties of the individuals receiving the training; and

(6) Preparation for accreditation, application for accreditation, and maintenance fees charged by appropriate accrediting bodies including the American Society of Crime Laboratory Directors/Laboratory Accreditation Board, and the National Association of Medical Examiners.

§3.1305.Eligible Applicants.

State agencies and units of local government that operate the following:

(1) (No change.)

(2) unaccredited laboratories that have applied for [ are in the process of obtaining ] accreditation.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 17, 2006.

TRD-200602191

David Zimmerman

Assistant General Counsel

Office of the Governor

Earliest possible date of adoption: May 28, 2006

For further information, please call: (512) 463-1919


Subchapter D. CONDITIONS OF GRANT FUNDING

1 TAC §3.2007

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the Office of the Governor or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal of this rule is proposed under the Texas Government Code, Title 7, §772.006(a)(10), which authorizes CJD to adopt rules and procedures as necessary.

The repeal of this rule implements the Texas Government Code, Title 7, §772.006(a), which requires CJD to award and administer state and federal grant programs, and to assist the Governor in developing policies, plans, programs, and proposed legislation for improving the coordination, administration, and effectiveness of the criminal justice system.

No other statutes, articles, or codes are affected by the repeal of this rule.

§3.2007.Confidential Funds Certification.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 17, 2006.

TRD-200602192

David Zimmerman

Assistant General Counsel

Office of the Governor

Earliest possible date of adoption: May 28, 2006

For further information, please call: (512) 463-1919


1 TAC §3.2009

The amendment of this rule is proposed under the Texas Government Code, Title 7, §772.006(a)(10), which authorizes CJD to adopt rules and procedures as necessary.

The amended rule implements the Texas Government Code, Title 7, §772.006(a), which requires CJD to award and administer state and federal grant programs, and to assist the Governor in developing policies, plans, programs, and proposed legislation for improving the coordination, administration, and effectiveness of the criminal justice system.

No other statutes, articles, or codes are affected by the amendment of this rule.

§3.2009.Cooperative Working Agreement.

(a) When a grantee intends to carry out a grant project through cooperating or participating with one or more outside organizations, the grantee must ensure that [ obtain authorized approval signatures on ] the cooperative working agreement is signed by [ from ] each participating organization. Grantees must maintain on file a signed copy of all cooperative working agreements.

(b) (No change.)

(c) Each grantee must submit to CJD a list of each participating organization that has entered into a cooperative working agreement with the grantee and a written description of the purpose of each cooperative working agreement [ For multi-jurisdictional task force grants under the Byrne Formula Grant Program, a cooperative working agreement must include the signature of each sheriff in a multi-jurisdictional task force's impact area. Counties must be contiguous and the sheriff may not execute a cooperative working agreement with more than one task force project ].

[ (d) Each grantee must submit to CJD a list of each participating organization that has entered into a cooperative working agreement with the grantee and a written description of the purpose of each cooperative working agreement.]

[ (e) Grantees that have statewide jurisdiction to make arrests and execute process in criminal cases are exempt from subsection (c) of this section.]

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 17, 2006.

TRD-200602193

David Zimmerman

Assistant General Counsel

Office of the Governor

Earliest possible date of adoption: May 28, 2006

For further information, please call: (512) 463-1919


Subchapter E. ADMINISTERING GRANTS

1 TAC §§3.2511, 3.2521, 3.2523

The amendment of these rules is proposed under the Texas Government Code, Title 7, §772.006(a)(10), which authorizes CJD to adopt rules and procedures as necessary.

The amended rules implement the Texas Government Code, Title 7, §772.006(a), which requires CJD to award and administer state and federal grant programs, and to assist the Governor in developing policies, plans, programs, and proposed legislation for improving the coordination, administration, and effectiveness of the criminal justice system.

No other statutes, articles, or codes are affected by the amendment of these rules.

§3.2511.Requests for Funds.

(a) - (b) (No change.)

(c) Crime Stoppers Assistance Fund projects are exempt from subsection (a) of this section and instead may request funds once each quarter on a cost reimbursement basis only. Crime Stoppers Assistance Fund grantees must attach a completed Request for Funds form to their quarterly financial expenditure report [ Local Law Enforcement Block Grant Program projects are exempt from subsection (a) of this section ].

[ (d) Crime Stoppers Assistance Fund projects are exempt from subsection (a) of this section and instead may request funds once each quarter on a cost reimbursement basis only. Crime Stoppers Assistance Fund grantees must attach a completed Request for Funds form to their quarterly financial expenditure report.]

§3.2521.Payment of Outstanding Liabilities.

Grantees must expend all outstanding liabilities no later than 90 calendar days after the end of the grant period , unless otherwise specified in an original grant award or a grant adjustment . All payments made after the completion of the grant period must relate to obligations incurred during the grant period.

§3.2523.Violations of Laws.

(a) A grantee [ CJD ] must [ be ] immediately notify CJD [ notified ] in writing of any legal violations, including the misappropriation of funds, fraud, theft, embezzlement, forgery, or any other serious irregularities indicating noncompliance with grant requirements. The grantee shall also notify the local prosecutor's office [ shall also be notified ] of any possible criminal violations.

(b) A grantee [ CJD ] must [ be ] immediately notify CJD [ notified ] in writing if a project or project personnel become involved in any litigation, whether civil or criminal, and the grantee must immediately forward a copy of any demand notices, subpoenas, lawsuits, or indictments to CJD.

(c) If a federal or state court or administrative agency renders a judgment or order finding discrimination by a [ the ] grantee based on race, color, national origin, sex, age, or handicap, the grantee must immediately forward a copy of the judgment or order [ must be immediately forwarded ] to CJD.

(d) If any records are seized from a grantee by a law enforcement agency, or a state or federal agency, the grantee must immediately notify CJD in writing of the seizure and must retain copies of the seized records.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 17, 2006.

TRD-200602194

David Zimmerman

Assistant General Counsel

Office of the Governor

Earliest possible date of adoption: May 28, 2006

For further information, please call: (512) 463-1919


Subchapter F. PROGRAM MONITORING AND AUDITS

1 TAC §3.2601

The amendment of this rule is proposed under the Texas Government Code, Title 7, §772.006(a)(10), which authorizes CJD to adopt rules and procedures as necessary.

The amended rule implements the Texas Government Code, Title 7, §772.006(a), which requires CJD to award and administer state and federal grant programs, and to assist the Governor in developing policies, plans, programs, and proposed legislation for improving the coordination, administration, and effectiveness of the criminal justice system.

No other statutes, articles, or codes are affected by the amendment of this rule.

§3.2601.Monitoring.

(a) - (h) (No change.)

(i) The grantee shall resolve all issues, findings, or [ required ] actions identified by CJD [ in the final report ] within the time frame specified by CJD.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 17, 2006.

TRD-200602195

David Zimmerman

Assistant General Counsel

Office of the Governor

Earliest possible date of adoption: May 28, 2006

For further information, please call: (512) 463-1919