TITLE 1.ADMINISTRATION

Part 15. TEXAS HEALTH AND HUMAN SERVICES COMMISSION

Chapter 358. MEDICAID ELIGIBILITY

Subchapter D. RESOURCES

1 TAC §358.430

The Texas Health and Human Services Commission (HHSC) proposes to amend §358.430(f)(2), concerning Transfer of Assets and calculation of the penalty period, in its Medicaid Eligibility chapter. The purpose of the amendment is to implement an option available under federal law that permits the penalty period for an uncompensated transfer of assets to be calculated in terms of months and days, rather than whole months.

The proposed amendment to §358.430(f)(2) would change the current HHSC policy of disregarding fractional remainders in calculating the length of a period of ineligibility caused by a transfer of assets without compensation by an individual who applies for or receives Medicaid or by that individual's spouse. When an individual applies for Medicaid and the individual or the individual's spouse transferred an asset without compensation during the applicable "look back" period before the date of the Medicaid application (36 or 60 months), such a transfer can result in a period of ineligibility. The length of the ineligibility period is determined by dividing the amount of the uncompensated transfer by the monthly average private pay rate for nursing facility care in the state. Under current HHSC policy, fractional remainders that result from this calculation are disregarded, resulting in whole month periods of ineligibility. As a result of this proposed rule change, fractional remainders would be considered, so that the resulting period of ineligibility may be days, or months and days.

Tracy Henderson, Chief Financial Officer, has determined that, for the first five-year period the proposed section is in effect, there are fiscal implications for state government as a result of enforcing or administering the section. The effect on state government for the first five-year period is an estimated reduction in cost. However, HHSC lacks sufficient data to accurately estimate the cost savings. HHSC has not found that there would be any fiscal implications for local government as a result of enforcing or administering the sections.

Anne Heiligenstein, Deputy Executive Commissioner for Social Services, has determined that, for each year of the first five years the sections are in effect, the public benefit anticipated as a result of enforcing the section is the preservation of limited Medicaid dollars for those truly in need or most in need of the assistance. There is no adverse economic effect on small or micro businesses as a result of enforcing or administering the sections, because the proposed amendment relates only to a requirement for individuals to become eligible to receive Medicaid benefits. There is no anticipated economic cost to persons who are required to comply with the proposed sections. There is no anticipated effect on local employment in geographic areas affected by these sections.

Questions about the content of this proposal may be directed to John Stockton at (512) 206-4764 with the Long Term Care Medicaid Policy section of the HHSC Office of Family Services. Written comments on the proposal may be submitted to Dee Church, P.O. Box 12668, mail code 2090, Austin, Texas 78711-2668, within 30 days of publication in the Texas Register .

Under Government Code, §2007.003(b), HHSC has determined that Chapter 2007 of the Government Code does not apply to these rules. The change this rule amendment makes does not implicate a recognized interest in private real property. Accordingly, HHSC is not required to complete a takings impact assessment regarding these rules.

The amendment is proposed under Government Code, §531.0055 and §531.021, which provide the Texas Health and Human Services Commission with the authority to supervise the administration and operation of the Medicaid program and to administer federal medical assistance funds.

The amendment affects the Human Resources Code, §§32.001-32.067.

§358.430.Transfer of Assets.

(a) - (e) (No change.)

(f) Calculation of penalty period.

(1) There is no limit to the penalty period under OBRA 1993. The penalty period is determined by dividing the uncompensated value of all assets transferred by the average monthly cost of nursing facility care for a private pay patient.

(2) The [ Fractional remainders are rounded down. This ] penalty period calculation applies to the transfer of both income and resources.

(3) The same penalty period calculation is used for clients who apply for home/community-based waiver programs. Penalty periods continue to run if a client moves from an institutional program to a home/community-based waiver program or vice-versa.

(4) The penalty period begins the month of transfer. However, a new penalty period cannot be imposed while a previous penalty period is still in effect. Therefore, the penalty periods assessed under OBRA 1993 rules for multiple transfers that overlap run separately but consecutively.

(5) If a penalty period ends and a subsequent transfer occurs, a new penalty period is established effective the month of the subsequent transfer. This means there may be a gap between penalty periods.

(6) When multiple transfers occur during the look-back period in such a way that the penalty periods for each overlap, the transfers are treated as a single event. The uncompensated values are lumped together and divided by the average monthly rate for a private-pay patient in a nursing facility. If multiple transfers occur in such a way that the penalty periods do not overlap, then the transfers are treated as separate events and the penalty periods are calculated separately.

(g) - (m) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 31, 2005.

TRD-200502186

Steve Aragón

Chief Counsel

Texas Health and Human Services Commission

Earliest possible date of adoption: July 17, 2005

For further information, please call: (512) 424-6900