TITLE 40.SOCIAL SERVICES AND ASSISTANCE

Part 1. DEPARTMENT OF AGING AND DISABILITY SERVICES

Chapter 48. COMMUNITY CARE FOR AGED AND DISABLED

Subchapter B. INTEREST LISTS

40 TAC §48.1301

The Health and Human Services Commission (HHSC), on behalf of the Department of Aging and Disability Services (DADS), adopts new §48.1301, concerning interest lists, in Chapter 48, governing Community Care for Aged and Disabled, with changes to the proposed text published in the April 15, 2005, issue of the Texas Register (30 TexReg 2169).

The new section is adopted to comply with Human Resources Code, §22.040, which requires DADS to develop and implement a plan to assist elderly persons or persons with disabilities who request a community care service to receive that service as quickly as possible when the service becomes available. The new rule establishes a procedure for assisting a person who inquires about a DADS community care service and for contacting a person on the interest list when DADS forecasts that the service will become available. For the purpose of this rule, "a DADS community care service" means a service provided under the Community Based Alternatives (CBA) Program, the Community Living Assistance and Support Services (CLASS) Program, or the Medically Dependent Children Program (MDCP).

DADS received no comments regarding adoption of the new section.

Changes have been made to §48.1301 because the terms "elderly person" and "person with a disability" are not necessary for this rule. For the process described in the rule--receiving information about available services, applying for available services, and placing a person's name on an interest list--a person does not have to meet a particular definition of elderly or disabled; eligibility determinations are made later in the enrollment process. Therefore, references to "elderly person" and "person with a disability" have been deleted.

The new section is adopted under Texas Government Code, §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including DADS; Texas Human Resources Code, §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by the department; Texas Human Resources Code, §22.040, which requires DADS to develop and implement a plan to assist elderly persons or persons with disabilities who request community care services to receive those service as quickly as possible when the services become available; and Texas Government Code, §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

§48.1301.Interest Lists.

(a) The purpose of this section is to assist a person to access a Department of Aging and Disability Services (DADS) community care service as soon as possible after the service becomes available. For purposes of this subchapter, a "DADS community care service" or "service" is a service provided under:

(1) the Community Based Alternatives (CBA) Program;

(2) the Community Living Assistance and Support Services (CLASS) Program; or

(3) the Medically Dependent Children Program (MDCP).

(b) A person may contact a DADS office or a designated telephone number to inquire about a DADS community care service. DADS assists the person in deciding which service may be appropriate for the person or another person on whose behalf the inquiry is made.

(1) If the person wants to apply for a service that is available at the time of the inquiry, DADS assists the person in making an application, if necessary. DADS processes the application in accordance with the rules governing that service.

(2) If the person wants to apply for a service that is not available at the time of the inquiry, DADS places the person's name on an interest list for the service. A person's name is placed on the interest list in chronological order by the date DADS received the person's name, address, and contact information.

(c) During each fiscal-year quarter, DADS forecasts whether a service will become available during the next quarter. If DADS forecasts that the service will be available, DADS also estimates the number of persons that DADS will be able to enroll into the service during the next quarter.

(d) DADS contacts a person who, based on the position of the person's name on the interest list, might be enrolled into the service during the next quarter.

(1) If the person wants to apply for the service, DADS begins the service eligibility determination process in accordance with the rules governing that service at least 30 days before the service is forecast to be available.

(2) If the person is no longer interested in applying for the service or is determined ineligible for the service, DADS removes the name of the person from the interest list.

(e) DADS continues to contact persons on the interest list until the number of persons estimated under subsection (c) of this section has been enrolled into the service.

(f) DADS does not provide a DADS community care service to a person until the service is actually available.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502763

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


Chapter 51. WAIVER PROGRAM FOR MEDICALLY DEPENDENT CHILDREN

The Health and Human Services Commission (HHSC), on behalf of the Department of Aging and Disability Services (DADS), adopts the repeals of §§51.1-51.5, 51.7, 51.31, and 51.39; and adopts new §§51.101, 51.103, 51.201, 51.203, 51.205, 51.207, 51.211, 51.213, 51.215, 51.217, 51.219, 51.221, 51.231, 51.233, 51.235, 51.237, 51.239, 51.241, 51.243, 51.251, 51.301, 51.303, 51.305, 51.307, 51.309, 51.321, 51.323, 51.325, 51.327, 51.329, 51.331, 51.401, 51.403, 51.405, 51.407, 51.411, 51.413, 51.415, 51.417, 51.419, 51.421, 51.431, 51.433, 51.441, 51.451, 51.461, 51.463, 51.465, 51.471, 51.473, 51.475, 51.477, 51.479, 51.501, 51.503, 51.505, 51.507, 51.509, 51.511, 51.513, and 51.515, in Chapter 51, governing the Medically Dependent Children Program (MDCP). New §§51.419, 51.421, 51.503, and 51.515 are adopted with changes to the proposed text published in the April 15, 2005, issue of the Texas Register (30 TexReg 2170). The repeals of §§51.1-51.5, 51.7, 51.31, and 51.39; and new §§51.101, 51.103, 51.201, 51.203, 51.205, 51.207, 51.211, 51.213, 51.215, 51.217, 51.219, 51.221, 51.231, 51.233, 51.235, 51.237, 51.239, 51.241, 51.243, 51.251, 51.301, 51.303, 51.305, 51.307, 51.309, 51.321, 51.323, 51.325, 51.327, 51.329, 51.331, 51.401, 51.403, 51.405, 51.407, 51.411, 51.413, 51.415, 51.417, 51.431, 51.433, 51.441, 51.451, 51.461, 51.463, 51.465, 51.471, 51.473, 51.475, 51.477, 51.479, 51.501, 51.505, 51.507, 51.509, 51.511, and 51.513 are adopted without changes to the proposed text.

The current rules are repealed and new rules are adopted so that the rules will be better organized and easier for the public, including individuals and providers, to locate and understand. The new rules govern eligibility, the enrollment process, individual responsibilities, and provider requirements under MDCP. New definitions were included to provide clarity to the meaning of terms used in the rules. References to the Texas Department of Human Services were replaced with references to DADS or to HHSC, as appropriate, to ensure that the new rules reflect changes resulting from the consolidation of health and human services agencies in 2004. At the request of providers, the new rules offer greater flexibility in the provision of information; rather than require that providers use specific DADS forms, the new rules give specific elements that must be included when providers give information to DADS. Rules concerning transition assistance services and the consumer directed services option were added as a result of those services being approved by the Centers for Medicare and Medicaid Services as part of the service array under MDCP.

DADS received six oral comments from the Texas Association for Health Care, Advocacy, Inc., and the Texas Center for Disability Studies. A summary of each comment and the responses follow.

Comment: Concerning §51.419(b), one commenter asked that paragraph (2) of subsection (b), which would allow a provider to suspend services to an individual if the individual refuses to follow the practitioner's orders, be removed. A situation could arise in which the individual or the individual's parent or guardian observes that the medication or treatment ordered by a practitioner was not working. The rule should not allow an agency to suspend services if the individual stopped following the practitioner's orders while waiting for new orders.

Response: The agency agrees that a situation such as the one given by the commenter, or a similar situation, could arise and that the rule language should not allow for an agency to suspend services if the individual refuses to follow the practitioner's orders. The requested language was deleted from §51.419(b) in response to the comment.

Comment: One commenter was concerned that the notification period for service suspensions in §51.419(c) is five days instead of the seven days currently called for in the provider manual.

Response: The agency wants to keep the time frame for notification of service suspensions consistent with its other rules and policies, including the licensing standards for home and community support services agencies in 40 TAC Chapter 97. The rule language was not changed in response to this comment.

Comment: Concerning §51.421(a), one commenter asked that the agency encourage a home and community support services agency (HCSSA) provider to hire an attendant whom the individual has selected by changing the phrase "may hire that attendant" to "must make a good faith effort to hire that attendant."

Response: The decision was made, after discussion with provider and advocacy groups regarding this comment, to leave the rule unchanged from the proposal. Providers were concerned about potential administrative burdens the suggested change might impose, while advocates thought the change would help promote a philosophy of individual self-determination. The agency agrees that the change may impose additional administrative burdens and did not change the rule in response to the comment. However, DADS will consider alternative ways and a variety of approaches to promote a philosophy of individual self-determination throughout its programs.

Comment: One commenter asked that the agency remove the prohibition in §51.421(b) against a provider hiring a person who lives in the individual's residence as an attendant, because that language would prohibit someone such as a sibling over the age of 18 from serving as the individual's attendant.

Response: The intent of the proposed rule was to prohibit a person who is legally responsible for caring for an individual from being hired as the individual's attendant. Therefore, the agency agrees to remove the requested language but has added the managing conservator of the individual if the individual is under age 18 and the individual's spouse as persons who must not be hired as an attendant.

Comment: Concerning §51.503(b), one commenter stated that requiring the provider to document the funding sources used to deliver services in the in-home record is not feasible, because the nurse or the attendant who documents services for the in-home record will not know the funding source for the services provided. The provider keeps that documentation in the billing records.

Response: The agency agrees with this comment and moved the requirement to document funding sources from §51.503(b), concerning the in-home record, to §51.515(b), concerning record keeping.

Comment: Concerning §51.511(3), one commenter wanted to make sure that the cost of a building permit is allowed as a billable item for a minor home modification.

Response: The agency affirms that the cost of a building permit is an allowable cost that the provider includes in its bid for the total cost of the minor home modification. No change in the rule is needed in response to this comment.

In addition, a minor editorial change was made to the text of §51.419(a) to clarify and improve the accuracy of the section.

40 TAC §§51.1 - 51.5, 51.7, 51.31, 51.39

The repeals are adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502766

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


Chapter 51. MEDICALLY DEPENDENT CHILDREN PROGRAM

Subchapter A. INTRODUCTION

40 TAC §51.101, §51.103

The new sections are adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502767

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


Subchapter B. ELIGIBILITY, ENROLLMENT, AND SERVICES

1. ELIGIBILITY

40 TAC §§51.201, 51.203, 51.205, 51.207

The new sections are adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502768

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


2. ENROLLMENT

40 TAC §§51.211, 51.213, 51.215, 51.217, 51.219, 51.221

The new sections are adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502769

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


3. SERVICES

40 TAC §§51.231, 51.233, 51.235, 51.237, 51.239, 51.241, 51.243

The new sections are adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502770

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


4. APPEALS

40 TAC §51.251

The new section is adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502771

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


Subchapter C. RESPONSIBILITIES OF THE INDIVIDUAL IN SECURING ADAPTIVE AIDS AND MINOR HOME MODIFICATIONS

1. ADAPTIVE AIDS

40 TAC §§51.301, 51.303, 51.305, 51.307, 51.309

The new sections are adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502772

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


2. MINOR HOME MODIFICATIONS

40 TAC §§51.321, 51.323, 51.325, 51.327, 51.329, 51.331

The new sections are adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502773

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


Subchapter D. PROVIDER REQUIREMENTS

1. CONTRACTING REQUIREMENTS

40 TAC §§51.401, 51.403, 51.405, 51.407

The new sections are adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502774

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


2. SERVICE DELIVERY REQUIREMENTS FOR ALL PROVIDERS

40 TAC §§51.411, 51.413, 51.415, 51.417, 51.419

The new sections are adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

§51.419.Service Suspensions.

(a) Required service suspensions. A provider must suspend services to an individual if or when:

(1) the individual is admitted for purposes other than respite services to:

(A) a hospital (if the services are provided by an RN or an LVN);

(B) a nursing facility (if the services are provided by an RN or an LVN);

(C) a state mental retardation facility;

(D) a state mental health facility;

(E) a rehabilitation hospital; or

(F) an intermediate care facility for persons with mental retardation or related conditions; or

(2) someone in the individual's residence exhibits reckless behavior that may result in imminent danger to the health and safety of the individual, the provider, or another person. If this occurs the provider must make an immediate referral to:

(A) DFPS or other appropriate protective services agency;

(B) local law enforcement; and

(C) the case manager.

(b) Other service suspensions. A provider may suspend services to an individual if the individual or someone in the individual's residence discriminates against a provider or a DADS employee.

(c) Notification of service suspension. The provider must notify the case manager orally or by fax about a service suspension no later than one working day after services are suspended. If the provider's notification is oral, the provider must send written notification to the case manager within five working days of the first notification.

(d) Notification requirements. The notification must include:

(1) the date of service suspension;

(2) the reason for the suspension;

(3) the duration of the suspension, if known; and

(4) an explanation of the provider's attempts to resolve the problem that caused the suspension, including the reason why the problem was not resolved. This subparagraph applies only to circumstances described in subsections (a)(2) and (b) of this section.

(e) Resuming services after a suspension. The provider must resume services after a suspension:

(1) on the date specified in writing by the case manager;

(2) upon the individual's return home from an institution listed in subsection (a)(1) of this section; or

(3) on the date the provider becomes aware of the individual's return home.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502775

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


3. SERVICE DELIVERY REQUIREMENTS FOR RESPITE AND ADJUNCT SUPPORT SERVICES

40 TAC §51.421

The new section is adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

§51.421.Requirements for Attendants.

(a) When an individual selects his attendant, the home and community support services agency (HCSSA) provider may hire that attendant if the attendant:

(1) meets minimum qualifications of the HCSSA for the service required as specified in Chapter 97 of this title (relating to Licensing Standards for Home and Community Support Services Agencies);

(2) is willing to be employed by the HCSSA; and

(3) is determined by the HCSSA RN to be competent to deliver the service according to the IPC.

(b) A provider must not hire or employ an attendant if that attendant is:

(1) the individual's parent, guardian, or managing conservator, if the individual is under age 18; or

(2) the individual's spouse.

(c) A provider who employs an attendant for an individual must:

(1) provide the attendant with individual-specific information and training in the individual's residence on all tasks that the attendant will perform;

(2) deliver the training according to the requirements described in §97.245 of this title (relating to Staffing Policies); and

(3) document:

(A) when the training was conducted; and

(B) the tasks covered in the training.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502776

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


4. SERVICE DELIVERY REQUIREMENTS FOR HOST FAMILIES

40 TAC §51.431, §51.433

The new sections are adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502777

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


5. SERVICE DELIVERY REQUIREMENTS FOR CONSUMER DIRECTED SERVICES

40 TAC §51.441

The new section is adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502778

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


6. SERVICE DELIVERY REQUIREMENTS FOR TRANSITION ASSISTANCE SERVICES

40 TAC §51.451

The new section is adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502779

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


7. SERVICE DELIVERY REQUIREMENTS FOR ADAPTIVE AIDS

40 TAC §§51.461, 51.463, 51.465

The new sections are adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502780

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


8. SERVICE DELIVERY REQUIREMENTS FOR MINOR HOME MODIFICATIONS

40 TAC §§51.471, 51.473, 51.475, 51.477, 51.479

The new sections are adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502781

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


Subchapter E. CLAIMS PAYMENT AND DOCUMENTATION

40 TAC §§51.501, 51.503, 51.505, 51.507, 51.509, 51.511, 51.513, 51.515

The new sections are adopted under Government Code §531.0055, which provides that the HHSC executive commissioner shall adopt rules for the operation and provision of services by the health and human services agencies, including the Department of Aging and Disability Services; Human Resources Code §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; and Government Code §531.021, which provides HHSC with the authority to administer federal medical assistance funds and to plan and direct the Medicaid program in each agency that operates a portion of the Medicaid program.

§51.503.In-Home Record.

A respite or adjunct support services provider must maintain an in-home record in the individual's residence that contains:

(1) service delivery records from the last seven days of service;

(2) the individual's practitioner's name and telephone number;

(3) a signed copy of the Client's Rights and Responsibilities form;

(4) a written evacuation plan;

(5) emergency contact numbers;

(6) an alternative service delivery plan for provider coverage;

(7) contact numbers for reporting complaints, abuse, or neglect;

(8) practitioner's orders for any skilled care or tasks, medications, or delegated tasks, signed within the preceding 12 months, if applicable; and

(9) if applicable, signed and dated nursing notes that must include the following information:

(A) medication administration or treatment;

(B) nursing interventions completed according to practitioner's orders; and

(C) the nursing assessment completed at the beginning of each shift.

§51.515.Record Keeping.

(a) General record-keeping requirements. The provider must maintain records according to:

(1) Chapter 49 of this title (relating to Contracting for Community Care Services);

(2) Chapter 69 of this title (relating to Contract Administration); and

(3) the terms of the contract.

(b) Program-specific records.

(1) The provider must maintain records that demonstrate compliance with the requirements of this chapter.

(2) If a provider delivers services that will be reimbursed by a third-party resource, the provider's records must specify the date and time those services were delivered.

(c) Financial records. The provider must maintain financial records:

(1) to support billing for payment under §51.507 of this chapter (relating to Reimbursement);

(2) to document the receipt of the reimbursement. The documentation must include:

(A) the amount of the reimbursement;

(B) the voucher number;

(C) the warrant number;

(D) the date of receipt; and

(E) any other information necessary to trace deposits of reimbursements and payment made from the reimbursements in the provider's accounting system (if applicable); and

(3) in accordance with generally accepted accounting principles (GAAP) and DADS procedures. A provider's financial records must include the following, as applicable:

(A) deposit slips, bank statements, cancelled checks, and receipts;

(B) purchase orders;

(C) invoices;

(D) journals and ledgers;

(E) payroll and tax records;

(F) service delivery documentation;

(G) Internal Revenue Service and Department of Labor records and other government records and forms;

(H) records of insurance coverage, claims, and payments (for example, medical, liability, fire and casualty, and workers' compensation);

(I) equipment inventory records;

(J) records of the provider's internal accounting procedures;

(K) chart of accounts, as defined by GAAP; and

(L) records of the provider's company policies.

(d) Subcontractor records. The provider must maintain invoices, contracts, and service delivery records on all subcontractors. Maintenance of all records to support claims is the responsibility of the provider.

(e) Failure to maintain records. Failure to maintain records as required in this section may result in:

(1) corrective action plans;

(2) vendor hold as described in §49.61(b) of this title (relating to Sanctions); or

(3) other action that DADS deems necessary or appropriate.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502782

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734


Chapter 95. MEDICATION AIDES--PROGRAM REQUIREMENTS

40 TAC §§95.101, 95.103, 95.107, 95.109, 95.111, 95.113, 95.115, 95.117, 95.119, 95.121, 95.123, 95.125, 95.127, 95.128

The Health and Human Services Commission (HHSC), on behalf of the Department of Aging and Disability Services (DADS), adopts amendments to §§95.101, 95.103, 95.107, 95.109, 95.111, 95.113, 95.115, 95.117, 95.119, 95.121, 95.123, 95.125, 95.127, and 95.128 in Chapter 95, governing Medication Aides--Program Requirements. The amendments to §95.101 and §95.109 are adopted with changes to the proposed text published in the April 15, 2005, issue of the Texas Register (30 TexReg 2188). The amendments to §§95.103, 95.107, 95.111, 95.113, 95.115, 95.117, 95.119, 95.121, 95.123, 95.125, 95.127, and 95.128 are adopted without changes to the proposed text.

The amendments are adopted, in part, to implement legislation governing medication aides in facilities that was recommended by the Sunset Advisory Commission and enacted by the 78th Legislature, Regular Session, in Senate Bill (SB) 285. SB 285 made amendments to the Health and Safety Code, Chapter 2, Subchapter N, that are reflected in these rule amendments as follows:

(1) To implement the provisions of Health and Safety Code, §242.610(i)-(l), the amendments add late permit renewal fees in §95.109(c)(1)(C) and §95.115(c)(2)-(5) for a permit holder who applies to renew a permit less than one year after the permit has expired or who wishes to reinstate a permit after working as a medication aide in another state.

(2) Pursuant to Health and Safety Code, §242.6101, the amendment to §95.111 establishes DADS' procedures for notifying an applicant of the results of an examination and allows an applicant who fails an exam to request an analysis of his performance on the exam.

(3) To comply with Health and Safety Code, §242.610, the amendment to §95.115: (A) establishes DADS' procedure for a staggered licensing renewal system and removes references to all permits expiring on December 31 of each year; (B) prohibits a person whose permit has expired from working as a medication aide until the permit has been renewed; (C) allows a permit holder to renew an unexpired permit by paying the renewal fee to DADS before the expiration date; (D) provides a time frame and fee structure for assessing late renewal fees; and (E) changes the permissible time period for permit renewal from up to two years after expiration to no more than one year after expiration.

(4) Pursuant to Health and Safety Code, §242.612(a) and (c), the amendment to §95.123(c) establishes DADS' procedures for revoking, suspending, or refusing to renew a permit for a permit holder who violates Health and Safety Code, Chapter 242, Subchapter N, or the rules governing medication aides, and for placing on probation a person whose permit is suspended.

References to the Texas Department of Human Services were replaced with references to the Department of Aging and Disability Services (DADS), because DADS is the agency that administers the medication aide permit program as a result of the consolidation of health and human services agencies in 2004. References to the Board of Vocational Nurse Examiners were replaced with references to the Board of Nurse Examiners for the State of Texas (BNE) to reflect the merger of the Board of Vocational Nurse Examiners with the BNE effective February 1, 2004. To update and correct statutory citations governing medication aides in facilities, the amendments replace references to Health and Safety Code, Chapter 242, Subchapter F, with references to Health and Safety Code, Chapter 242, Subchapter N.

To reflect current DADS procedures, the amendments revise the due dates for various actions in the permit application and renewal processes in §95.107(d)(5), (d)(6), (e)(6), and (e)(7) and §95.111(a)(9)(B) from "within 45 days" to "by the date given;" revise §95.109(c) and §95.128(n) to require payment of an application fee or a renewal fee by cashier's check or money order; and revise §95.128(n) to delete the procedure for DADS to follow if a personal check is not honored by a financial institution.

DADS received no comments regarding adoption of the amendments.

Minor editorial changes were made to §95.101(b)(12) to properly cite a reference to the Code of Federal Regulations, and to §95.109(c)(1)(D) for consistency within the section.

The amendments are adopted under Texas Government Code, §531.0055, which provides that the executive commissioner of HHSC shall adopt rules for the operation and provision of services by the health and human services agencies, including DADS; Texas Human Resources Code, §161.021, which provides that the Aging and Disability Services Council shall study and make recommendations to the HHSC executive commissioner and the DADS commissioner regarding rules governing the delivery of services to persons who are served or regulated by DADS; Health and Safety Code, Chapter 142, Subchapter B, which authorizes DADS to regulate the administration of medication by home and community support services agencies, including the regulation of medication aides who are employed by home and community support services agencies; and Health and Safety Code, Chapter 242, Subchapter N, which authorizes DADS to regulate the administration of medication in nursing and other facilities, including the regulation of medication aides in nursing and other facilities.

§95.101.Introduction.

(a) Purpose. The purpose of this chapter is to implement the provisions of the:

(1) Health and Safety Code, Chapter 242, Subchapter N, concerning the administration of medications to facility residents; and

(2) Health and Safety Code, Chapter 142, Subchapter B, concerning the administration of medication by a home and community support services agency.

(b) Definitions. The following words and terms, when used in this chapter, have the following meanings, unless the context clearly indicates otherwise.

(1) Abuse--The willful infliction of injury, unreasonable confinement, intimidation, or punishment with resulting physical harm, pain, or mental anguish.

(2) BNE--Board of Nurse Examiners for the State of Texas.

(3) DADS--Department of Aging and Disability Services.

(4) Examination--A written competency evaluation for medication aides administered by DADS.

(5) Facility--An institution licensed under the Health and Safety Code, Chapter 242; a state school as defined in the Health and Safety Code, §531.002(17); a correctional institution as established under the jurisdiction of the Texas Department of Criminal Justice; an intermediate care facility for persons with mental retardation operated by a community mental retardation center established under Health and Safety Code, Chapter 534; or an assisted living facility licensed under the Health and Safety Code, Chapter 247.

(6) Licensed nurse--A licensed vocational nurse or a licensed registered nurse.

(7) Licensed vocational nurse--A person licensed by the BNE, or who holds a license from another state recognized by the BNE, to practice vocational nursing in Texas.

(8) Medication aide--A person permitted by DADS to administer medications to facility residents or to persons served by home and community support services agencies.

(9) Misappropriation of resident property--The deliberate misplacement, exploitation, or wrongful temporary or permanent use of a resident's belongings or money without the resident's consent.

(10) Neglect--The failure to provide goods and services necessary to avoid physical harm, mental anguish, or mental illness.

(11) Non-licensed direct care staff--Employees of facilities other than Medicare-skilled nursing facilities or Medicaid nursing facilities who are primarily involved in the delivery of services to assist with residents' activities of daily living or active treatment programs.

(12) Nurse aide--An individual who has completed a nurse aide training and competency evaluation program (NATCEP) approved by the state as meeting the requirements of 42 Code of Federal Regulations (CFR), §§483.151-483.154, or has been determined competent as provided in 42 CFR, §483.150(a) and (b), and is listed as certified on DADS' nurse aide registry.

(13) Registered nurse (RN)--A person licensed by the BNE, or who holds a license from another state recognized by the BNE, to practice professional nursing in Texas.

(14) Registered pharmacist--An individual currently licensed by the Texas Board of Pharmacy to practice pharmacy.

(15) Training program--A program approved by DADS to instruct individuals to act as medication aides.

§95.109.Application Procedures.

(a) An applicant under §95.107(a) of this title (relating to Training Requirements; Nursing Graduates; Reciprocity) must submit to DADS, no later than 30 days after enrollment in a training program, an application, including all required information and documentation on DADS forms.

(b) DADS considers an application under subsection (a) of this section as officially submitted when DADS receives the permit application and examination fee.

(c) Payment of fees must be by cashier's check or money order made payable to the Department of Aging and Disability Services. All fees are nonrefundable, except as provided by Government Code, Chapter 2005.

(1) The fee schedule is as follows:

(A) combined permit application and examination fee--$25;

(B) renewal fee--$15;

(C) late renewal fees for permit renewals made after the permit expires:

(i) $22.50 for an expired permit renewed from one to 90 days after expiration;

(ii) $30 for an expired permit renewed from 91 days to one year after expiration;

(iii) $30 for a former permit holder who meets the criteria in §95.115(c)(5) of this title (relating to Permit Renewal); and

(D) permit replacement fee--$5.

(2) An initial or a renewal application is considered incomplete until the fee has been received and cleared through the appropriate financial institution.

(d) All applicants must submit the following application materials.

(1) The general statement enrollment form must contain:

(A) specific information regarding personal data, certain misdemeanor and felony convictions, work experience, education, and training;

(B) a statement that all the requirements in §95.107(b) of this title (relating to Training Requirements; Nursing Graduates; Reciprocity) were met prior to the start of the program;

(C) a statement that the applicant understands that application fees submitted in the permit process are nonrefundable;

(D) a statement that the applicant understands materials submitted in the application process are nonreturnable;

(E) a statement that the applicant understands that it is a misdemeanor to falsify any information submitted to DADS; and

(F) the applicant's signature which has been dated and notarized.

(2) A certified copy or a photocopy which has been notarized as a true and exact copy of an unaltered original of the applicant's high school graduation diploma or transcript or a general equivalency diploma, unless the applicant is applying under §95.107(d) of this title (relating to Training Requirements; Nursing Graduates; Reciprocity).

(e) DADS sends a notice listing the additional materials required to an applicant who does not complete the application. An application not completed by the day of the medication aide final exam must be voided.

(f) DADS sends notice of application acceptance or ineligibility, disapproval, or deficiency in accordance with §95.127 of this title (relating to Application Processing).

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 8, 2005.

TRD-200502783

Phoebe Knauer

General Counsel

Department of Aging and Disability Services

Effective date: August 1, 2005

Proposal publication date: April 15, 2005

For further information, please call: (512) 438-3734