TITLE 22.EXAMINING BOARDS

Part 6. TEXAS BOARD OF PROFESSIONAL ENGINEERS

Chapter 131. PRACTICE AND PROCEDURE

The Texas Board of Professional Engineers adopts the repeal of Texas Administrative Code, Title 22, Part 6, Texas Board of Professional Engineers, Chapter 131, Practice and Procedure in its entirety as a part of the rule review required by Chapter 2001, Texas Government Code. The rules repealed and replaced by new rules in new chapters are: Subchapter A, Bylaws and Definitions, §§131.1 - 131.22, Subchapter B, Application for License, §§131.31 - 131.38 and §§131.51 - 131.55, Subchapter C, References, §§131.71 - 131.73, Subchapter D, Engineering Experience, §131.81, Subchapter E, Education, §§131.91 - 131.94, Subchapter F, Examinations, §§131.101 - 131.108, Subchapter G, Board Review of Application §§131.111 - 131.116, Subchapter H, Licensing, Division 1, Professional Engineer License, §§131.131 - 131.139, Division 2, Registration of Firms, §§131.141 - 131.144, Subchapter I, Professional Conduct and Ethics, §§131.151 - 131.156, Subchapter J, Compliance and Enforcement, §§131.161 - 131.168, Subchapter K, Complaints, §§131.171 - 131.177, Subchapter L, Hearings--Contested Cases, §§131.181 - 131.223 and Subchapter M, Policy Advisory Opinions, §§131.301 - 131.307. The rules are adopted without changes to the proposed text as published in the February 20, 2004, issue of the Texas Register (29 TexReg 1568) and will not be republished.

The Board adopts this action in conjunction with adopting five new chapters to better organize the agency rules and procedures. Since the statutory references in the Board Rules must be changed to reflect the new designations in the re-codified Act, nearly every rule had to be re-proposed and adopted with the new references. The Board has chosen at this time to fix some organization problems in the existing rules as well as incorporate new legislative requirements.

No comments were received regarding adoption of the rules.

Subchapter A. BYLAWS AND DEFINITIONS

22 TAC §§131.1 - 131.22

The repeals are adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402920

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter B. APPLICATION FOR LICENSE

22 TAC §§131.31 - 131.38, 131.51 - 131.55

The repeals are adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402921

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter C. REFERENCES

22 TAC §§131.71 - 131.73

The repeals are adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402922

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter D. ENGINEERING EXPERIENCE

22 TAC §131.81

The repeal is adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402923

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter E. EDUCATION

22 TAC §§131.91 - 131.94

The repeals are adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402924

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter F. EXAMINATIONS

22 TAC §§131.101 - 131.108

The repeals are adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402926

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter G. BOARD REVIEW OF APPLICATION

22 TAC §§131.111 - 131.116

The repeals are adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402925

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter H. LICENSING

1. PROFESSIONAL ENGINEER LICENSE

22 TAC §§131.131 - 131.139

The repeals are adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402927

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


2. REGISTRATION OF FIRMS

22 TAC §§131.141 - 131.144

The repeals are adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402928

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter I. PROFESSIONAL CONDUCT AND ETHICS

22 TAC §§131.151 - 131.156

The repeals are adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402929

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter J. COMPLIANCE AND ENFORCEMENT

22 TAC §§131.161 - 131.168

The repeals are adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402930

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter K. COMPLAINTS

22 TAC §§131.171 - 131.177

The repeals are adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402931

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter L. HEARINGS-CONTESTED CASES

22 TAC §§131.181 - 131.223

The repeals are adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402932

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter M. POLICY ADVISORY OPINIONS

22 TAC §§131.301 - 131.307

The repeals are adopted pursuant to the Texas Engineering Practice Act, Texas Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402933

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Chapter 131. ORGANIZATION AND ADMINISTRATION

The Texas Board of Professional Engineers adopts new rules in Texas Administrative Code, Title 22, Part 6 Texas Board of Professional Engineers, Chapter 131: Organization and Administration. The adopted new rules are: Subchapter A, Organization and Administration, §§131.1, 131.3, 131.5, 131.7, 131.9, 131.11, 131.13, 131.15, Subchapter B, Organization of the Board Staff, §§131.31, 131.33, 131.35, Subchapter C, Meetings, §§131.41, 131.43, 131.45, 131.47, 131.49, 131.51, 131.53, Subchapter D, Fiscal Matters, §131.61, §131.63, Subchapter E, Cooperative Affiliations, §131.71, §131.73, Subchapter F, Administration, §§131.81, 131.83, 131.85, Subchapter G, Advisory Opinions, §§131.101, 131.103, 131.105, 131.107, 131.109, and, 131.111. The rules are adopted without changes to the proposed text as published in the February 20, 2004, issue of the Texas Register (29 TexReg 1575) and will not be republished.

The Board adopts this action in conjunction with repeal of the existing Chapter 131: Practice and Procedure. Also, the board adopts this action in conjunction with adopting five new chapters to better organize the agency rules and procedures.

As a part of the rule review required by Chapter 2001, Texas Government Code, the Board must review and update the existing rules. Since the statutory references in the Board Rules must be changed to reflect the new designations in the re-codified Act, nearly every rule must be re-proposed and adopted with the new references. The Board has chosen at this time to re-organize the existing rules, incorporate new legislative requirements, and develop a framework to aid in future rule expansion.

Since most of the content of the adopted rules are a repeat of the existing rules with few changes, the board will highlight substantive changes by subchapter. The adopted rules are not numbered consecutively and reserve numbers for future expansion.

In the adopted Subchapter A: Organization of the Board, the board includes the statutory provision requiring the governor to appoint the presiding officer of the board. In addition, the new rules summarize the board member responsibilities and duties. The adopted rule for board committees establishes a new policy advisory opinion committee and summarizes the statutory requirements for the joint committee on the practice of engineering and architecture.

In the adopted Subchapter B: Organization of the Board Staff, the board expands its employee training rules to comply with the State Employee Training Act, §656, Texas Government Code.

In the adopted Subchapter C: Meetings, the board establishes by rule a procedure for public comment at committee and full board meetings. The new rule also allows for a member of the public to request a topic within the jurisdiction of the board be placed on a committee or full board agenda subject to the discretion of the committee or board chair. In this subchapter, the existing rules regarding meetings were modified to reflect the current language in the statute.

In the adopted Subchapter D: Fiscal Matters, the board adopts by reference procedures required by Chapter 2161 and Chapter 2260, Texas Government Code, relating to HUB requirements and negotiating contract disputes.

In the adopted Subchapter E: Cooperative Affiliations, the board adopts rules to clarify participation with the National Council of Examiners for Engineering and Surveying , including establishing the role and function of emeritus members from the board to that organization. The new rule also describes the board's initiative to develop memoranda of understanding with organizations with engineering related requirements.

In the adopted Subchapter F: Administration, the board adopts definitions of commonly used terms and phrases in the rules and adds several new definitions to the existing list of definitions including advisory opinion and number, various acronyms for organizations related to licensure, and recognized institution of higher education relevant toward meeting the educational requirements for licensure. The new rules also summarize the procedures for making board rules and provides a provision for the statute to take precedent over an existing rule if the statute becomes effective before the rule can be modified.

And, finally, in the adopted Subchapter G: Advisory Opinions, the board adopts the existing rules regarding advisory opinions; however, the definitions of the previous rule have been moved to the earlier section on definitions and the board adds a provision to clarify that reconsideration or revision of an existing opinion shall be treated as a new request.

One comment was received from the Texas Council of Engineering Companies (CEC) concerning §131.81 Definitions. The comment requested the addition of a new definition concerning "Direct Supervision of Engineering Construction". Subsequent discussion between TBPE and CEC determined that further discussion was needed to draft appropriate language and no changes were made to the adopted rule text.

Subchapter A. ORGANIZATION OF THE BOARD

22 TAC §§131.1, 131.3, 131.5, 131.7, 131.9, 131.11, 131.13, 131.15

The new rules are adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402934

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter B. ORGANIZATION OF THE BOARD STAFF

22 TAC §§131.31, 131.33, 131.35

The new rules are adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402935

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter C. MEETINGS

22 TAC §§131.41, 131.43, 131.45, 131.47, 131.49, 131.51, 131.53

The new rules are adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402936

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter D. FISCAL MATTERS

22 TAC §131.61, §131.63

The new rules are adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402937

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter E. COOPERATIVE AFFILIATIONS

22 TAC §131.71, §131.73

The new rules are proposed pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402938

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter F. ADMINISTRATION

22 TAC §§131.81, 131.83, 131.85

The new rules are adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402939

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter G. ADVISORY OPINIONS

22 TAC §§131.101, 131.103, 131.105, 131.107, 131.109, 131.111

The new rules are adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402940

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Chapter 133. LICENSING

The Texas Board of Professional Engineers adopts new rules in Texas Administrative Code, Title 22, Part 6 Texas Board of Professional Engineers, Chapter 133: Licensing. The adopted new rules are: Subchapter A, Engineer-in-Training, §133.1, §133.3, Subchapter B, Professional Engineer Licenses, §133.11, §133.13, Subchapter C, Application Requirements, §§133.21, 133.23, 133.25, 133.27, Subchapter D, Education, §§133.31, 133.33, 133.35, 133.37, Subchapter E, Experience, §133.41, §133.43, Subchapter F, Reference Documentation, §§133.51, 133.53, 133.55, Subchapter G, Examinations, §§133.61, 133.63, 133.65, 133.67, 133.69, 133.71, 133.73, 133.75, Subchapter H, Review Process of Applications and License Issuance, §§133.81, 133.83, 133.85, 133.87, 133.89, 133.91, 133.93, 133.95, 133.97. Sections 133.1, 133.3, 133.11, 133.13, 133.21, 133.23, 133.25, 133.27, 133.31, 133.33, 133.35, 133.37, 133.41, 133.43, 133.51, 133.53, 133.55, 133.63, 133.65, 133.67, 133.71, 133.73, 133.75, 133.81, 133.83, 133.85, 133.89, 133.91, 133.93, 133.95, 133.97 are adopted without changes to the proposed text as published in the February 20, 2004, issue of the Texas Register (29 TexReg 1584) and will not be republished. Sections 133.61, 133.69 and 133.87 are adopted with non-substantive changes. The text of the rules will be republished.

The Board adopts this action in conjunction with repeal of the existing Chapter 131: Practice and Procedure. Also, the board adopts this action in conjunction with adopting five new chapters to better organize the agency rules and procedures.

As a part of the rule review required by Chapter 2001, Texas Government Code, the Board must review and update the existing rules. Since the statutory references in the Board Rules must be changed to reflect the new designations in the re-codified Act, nearly every rule must be re-proposed and adopted with the new references. The Board has chosen at this time to re-organize the existing rules, incorporate new legislative requirements, and develop a framework to aid in future rule expansion.

Since most of the content of the rules are a repeat of the existing rules with few changes, the board will highlight substantive changes by subchapter. The adopted rules are not numbered consecutively and reserves numbers for future expansion.

In the adopted Subchapter A: Engineer-in-Training, the board re-establishes rules relating to engineer-in-training in one subsection prior to the rules relating to professional engineer licensure. The board clarifies that transcripts submitted since January 1, 2002 to qualify for this certification may be used toward licensure requirements.

In the adopted Subchapter B: Profession Engineer Licenses, the board re-organizes the existing rules related to types of licenses and includes new provisions as allowed by statute for reciprocal licenses. The board summarizes and updates the list of recognized disciplines of engineering and lists the disciplines in which a national examination is supplied by the National Council of Examiners of Engineering and Surveying.

In the adopted Subchapter C: Application Requirements, the board summarizes the necessary elements of a license application and sets forth the licensure procedures for a former license holder with an expired license, for an engineering educator, and for a reciprocal license for a person holding a license from a jurisdiction the board has determined to have substantially equivalent licensure requirements.

In the adopted Subchapter D: Education, the board adopts the existing rules related to acceptable educational credentials for licensure. The board clarifies and strengthens the board rules to not allow distance learning degrees unless those degrees are obtained from a recognized institution of higher education as defined in the board rules. In addition, the board proposes to make allowances for those graduating from programs, such as those in Europe and Canada, with sufficient technical content to gain licensure through the examination process only.

In the adopted Subchapter E: Experience, the board adopts the existing rules in a more organized arrangement.

In the adopted Subchapter F: Reference Documentation, the board adopts the existing rules but reduces the number of references to three as allowed by the new statutory requirements. In addition, the board adopts a new rule to post a list of applicants for licensure on the website to allow for public comment.

In the adopted Subchapter G: Examinations, the board adopts the existing rules related to examinations requirements.

In the adopted Subchapter H: Review Process of Applications and License Issuance, the board re-organizes the existing rules related to accepting and reviewing applications. In the new rules, the board clarifies that by submitting an application and fee, an applicant attests that he or she has reviewed the requirements and is eligible for licensure and that no refunds will be granted. The board further breaks down the existing rules into staff duties and board duties. The new rules clarify the executive director's authority to deny licensure without further board action for those who do not meet the minimum requirements for licensure. Those applicants who are denied on this basis may follow the rule procedures to appeal such a decision. The board also initiates a one year waiting period between an applicant not passing the examination in the allotted period or increased educational instruction before such an applicant can re-apply. And, in this subchapter, the board adopts a formal procedure for a license holder to add up to two additional branches to the public board records.

In this rule restructuring process, the board has removed the existing rules in the licensing division relating to renewal and firm registration to new chapters on Compliance and Firms and Sole Proprietorships.

No comments were received regarding adoption of the rules.

Subchapter A. ENGINEER-IN-TRAINING

22 TAC §133.1, §133.3

The new rules are adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402941

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter B. PROFESSIONAL ENGINEER LICENSES

22 TAC §133.11, §133.13

The new rules are proposed pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402942

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter C. APPLICATION REQUIREMENTS

22 TAC §§133.21, 133.23, 133.25, 133.27

The new rules are proposed pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402943

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter D. EDUCATION

22 TAC §§133.31, 133.33, 133.35, 133.37

The new rules are proposed pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402944

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter E. EXPERIENCE

22 TAC §133.41, §133.43

The new rules are proposed pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402945

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter F. REFERENCE DOCUMENTATION

22 TAC §§133.51, 133.53, 133.55

The new rules are proposed pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402946

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter G. EXAMINATIONS

22 TAC §§133.61, 133.63, 133.65, 133.67, 133.69, 133.71, 133.73, 133.75

The new rules are proposed pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

§133.61.Engineering Examinations Required for a License to Practice as a Professional Engineer.

(a) Applicants are required to take two written experience and knowledge examinations, furnished and graded by the NCEES or by the board, or request a waiver of such examinations pursuant to §133.69 of this chapter (relating to Waiver of Examinations), and the Texas Engineering Professional Conduct and Ethics examination, furnished and graded by the board.

(b) All examinations shall be in the English language.

(c) Experience and knowledge examinations may be an eight-hour Fundamentals of Engineering examination and an eight-hour Principles and Practice of Engineering examination prepared by the NCEES or equivalent as determined by the board.

(d) The board shall adopt an examination schedule at least once a year, which shall include at least the following information:

(1) the places where the examinations shall be held;

(2) the dates of the examinations and the deadline date for an examinee to schedule an examination;

(3) fees for each examination; and

(4) types of examinations offered.

(e) Examinations may be scheduled by obtaining the necessary form from the board office and timely submission to the board with the appropriate examination fee.

(f) Individuals who plan to take an examination must have their completed examination scheduling form and the appropriate fee in the board office by the close of regular business on the date established by the applicable examination schedule adopted by the board.

(g) Applicants providing an official verification from an NCEES member board certifying that they have passed the eight-hour examination(s) in that state shall not be required to take the examination(s) again.

(h) Examination fees shall not be refunded, but may be applicable to future examination administrations if an examinee makes a timely request seven weeks prior to the examination and if approved by the executive director.

(i) Examination candidates who have been called into active U.S. military duty or who are re-assigned military personnel and will not be available to sit for an examination may request the examination cycle be postponed and any paid examination fees encumbered toward a future examination date. Such candidates shall submit adequate documentation, including copies of orders, and a request to postpone the examination cycle to the board. The candidate shall notify the board of their availability to resume the examination cycle within 60 days of release from active duty or when they are deployed to a location that provides a board approved examination.

(j) All examinations shall be administered to applicants with disabilities in compliance with the Americans with Disabilities Act of 1990 (42 U.S.C. Section 12101 et seq.), and its subsequent amendments. Special accommodations can be provided for examinees with physical or mental impairments that substantially limit life activities.

(1) Any individual with a disability who wishes to request special accommodations must submit a Disability Assessment Form that has been completed and signed by the examinee and an appropriate licensed health care professional.

(2) The Disability Assessment Form must be submitted at least sixty (60) days prior to the examination to assure ample time to process the request. Requests for special accommodations submitted less than sixty (60) days prior to the date of the examination may not leave sufficient time for approval with the testing service.

(3) The board may request additional documentation to substantiate a request for special accommodations.

(4) The board will accept, review, and submit requests for special accommodations to the testing service for approval and an examinee will be notified of approval of the request or reason for denial of the request.

(k) Pursuant to Texas Occupations Code §54.002, if an examination candidate's religious beliefs prevent the candidate from taking an examination on a religious holy day that conflicts with the normally scheduled examination date, the candidate shall, at the time of examination scheduling, submit a written request to board to take the examination on an alternate date.

(l) Upon successful passage of the experience and knowledge examinations, or being granted a waiver of one or both examinations pursuant to §133.69 of this chapter (relating to Waiver of Examinations), an applicant shall be considered to have met the examination requirements for licensure as a professional engineer in Texas.

§133.69.Waiver of Examinations.

(a) Examinations are considered an integral part of the licensing process; all applicants are expected to have passed the examinations or to offer sufficient evidence of their qualifications in the absence of passage of the examinations. The board may waive one or both of the examination on the fundamentals of engineering or examination on the principles and practice of engineering for applicants who:

(1) do not pose a threat to the public health, safety, or welfare;

(2) request a waiver in writing at the time the application is filed; and

(3) meet one of the following requirements:

(A) persons who have 12 or more years of creditable engineering experience, as evaluated by the board under §133.43 of this chapter (relating to Experience Evaluation), and meet the educational requirements of §1001.302(a)(1)(A) of the Act; or

(B) persons who have 16 years of creditable engineering experience, as evaluated by the board under §133.43 of this chapter (relating to Experience Evaluation), and meet the educational requirements of §1001.302(a)(1)(B) of the Act; or

(C) persons who have a Ph.D. degree in engineering from a college or university having an undergraduate or master's degree program in a related branch of engineering that is accredited or approved by the Engineering Accreditation Commission of the Accreditation Board for Engineering and Technology, United States (EAC/ABET), and who began teaching engineering prior to September 1, 2001, and have:

(i) taught in an EAC/ABET-accredited or -approved program for at least four years, or have at least four years of experience consisting of a combination of EAC/ABET teaching experience or other creditable engineering experience, as evaluated by the board under §133.43 of this chapter (relating to Experience Evaluation), to request waiver of the examination on the fundamentals of engineering; or

(ii) taught in an EAC/ABET-accredited or -approved program for at least six years, or have at least six years of experience consisting of a combination of EAC/ABET teaching experience or other creditable engineering experience, as evaluated by the board under §133.43 of this chapter (relating to Experience Evaluation), to request waiver of both the examination on the fundamentals of engineering and the examination on the principles and practice of engineering ;

(D) persons who have a Ph.D. degree in engineering not qualifying under Paragraph C of this section or other related field of science or mathematics that is individually assessed and approved by the board during the evaluation process, and who began teaching engineering prior to September 1, 2001, and have taught in an EAC/ABET-accredited or -approved program for at least eight years, or have at least eight years of experience consisting of a combination of EAC/ABET teaching experience or other creditable engineering experience, as evaluated by the board under §133.43 of this chapter (relating to Experience Evaluation), to request waiver of either or both the examination on the fundamentals of engineering and /or the examination on the principles and practice of engineering .

(b) An applicant is not eligible to request a waiver of the examination on the principles and practice of engineering if the applicant has taken and failed any examination on the principles and practice of engineering within the previous four years.

(c) Applicants requesting a waiver from any examination(s) shall file any additional information needed to substantiate the eligibility for the waiver with the application, as provided in §133.51 of this chapter (relating to Reference Providers), and §133.52 of this chapter (relating to Reference Statements). The board shall review all elements of the application to evaluate waiver request(s) and may grant a waiver(s) to qualified applicants.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402947

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter H. REVIEW PROCESS OF APPLICATIONS AND LICENSE ISSUANCE

22 TAC §§133.81, 133.83, 133.85, 133.87, 133.89, 133.91, 133.93, 133.95, 133.97

The new rules are proposed pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

§133.87.Final Action on Applications.

(a) Upon approval of an application by the executive director, the licensing committee, or the board in a manner provided in this subchapter, the executive director shall:

(1) approve an application subject to the applicant's taking and passing the examination on the principles and practice of engineering; or

(2) issue a license to an applicant who has passed the examination on the principles and practice of engineering or who has had that examination waived.

(b) The board shall deny an application if any of the following occurs:

(1) the application has been administratively withdrawn for a period of six months;

(2) three of the professional engineer board members or majority of the full board voted to deny an application on the basis that the applicant does not meet the requirements of §1001.302 of the Act; or

(3) the applicant did not pass the examination on the principles and practice of engineering in the prescribed time.

(c) An applicant who has been denied a license for failure to pass the examination on the principles and practice of engineering within the prescribed time may not re-apply for a license until one (1) year has passed from the date on the notification of failure to pass the examination or until the applicant has completed at least six (6) additional hours of formal classroom courses relevant to the applicant's dominant branch or discipline of experience.

(d) The board by vote shall confirm the action taken on a license at its next regularly scheduled meeting.

(e) The executive director shall advise the applicant in writing of any decision of the executive director, the licensing committee, or the board, as applicable.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402948

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Chapter 135. FIRMS AND SOLE PROPRIETORSHIPS REGISTRATIONS

22 TAC §§135.1, 135.3, 135.5

The Texas Board of Professional Engineers adopts new rules in Texas Administrative Code, Title 22, Part 6 Texas Board of Professional Engineers, Chapter 135: Firms and Sole Proprietorships. The adopted new rules are §§135.1, 135.3, and 135.5. Sections 135.1 and 135.5 are adopted without changes to the proposed text as published in the February 20, 2004, issue of the Texas Register (29 TexReg 1597) and will not be republished. Section 135.3 is adopted with non-substantive changes. The text of the rule will be republished.

The Board adopts this action in conjunction with repeal of the existing Chapter 131: Practice and Procedure. Also, the board adopts this action in conjunction adopting five new chapters to better organize the agency rules and procedures.

As a part of the rule review required by Chapter 2001, Texas Government Code, the Board must review and update the existing rules. Since the statutory references in the Board Rules must be changed to reflect the new designations in the re-codified Act, nearly every rule must be adopted with the new references. The Board has chosen at this time to re-organize the existing rules, incorporate new legislative requirements, and develop a framework to aid in future rule expansion.

Since most of the content of the rules are a repeat of the existing rules with few changes, the board highlights substantive changes. The adopted rules are not numbered consecutively and reserves numbers for future expansion.

In this new Chapter, the board adopts the existing rules regarding firm and sole proprietorship registration. The registration compliance and renewal requirements are being adopted as a subchapter in the new chapter on Compliance.

No comments were received regarding adoption of the rules.

The new rules are adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

§135.3.Application for a Certificate of Registration.

(a) The board may issue a certificate of registration only to applicant firms having submitted sufficient information to meet the requirements set forth in §1001.405 of the Act and this section.

(b) The authorized official of the firm shall complete the form furnished by the board including but not limited to the following information listed in paragraphs (1)-(6) of this subsection:

(1) the name, address, and communication number of the firm offering to engage or engaging in the practice of professional engineering for the public in Texas;

(2) the name, position, address, and communication numbers of each officer or director;

(3) the name, address, and current active Texas professional engineer license number of each regular, full-time engineer employee performing engineering for the public in Texas on behalf of the firm;

(4) the name, location, and communication numbers of each subsidiary or branch office offering to engage or engaging in the practice of professional engineering for the public in Texas, if any;

(5) a signed statement attesting to the correctness and completeness of the application; and

(6) a registration fee as established by the board.

(c) For a firm that offers or performs services only on a part-time basis, the professional engineer who has physical presence, is an employee of the firm, and offers or performs the engineering work or who directly supervises the engineering work while the firm is in operation shall satisfy the requirement of the regular, full-time employee.

(d) The application fee will not be refunded.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402949

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Chapter 137. COMPLIANCE AND PROFESSIONALISM

The Texas Board of Professional Engineers adopts new rules in Texas Administrative Code, Title 22, Part 6 Texas Board of Professional Engineers, Chapter 137: Compliance and Professionalism. The adopted new rules are: Subchapter A, Individual and Engineer Compliance, §§137.1, 137.3, 137.5, 137.7, 137.9, 137.11, 137.13, 137.15, 137.17, Subchapter B, Sealing Requirements, §§137.31, 137.33, 137.35, 137.37, Subchapter C, Professional Conduct and Ethics, §§137.51, 137.53, 137.55, 137.57, 137.59, 137.61, 137.63, 137.65, Subchapter D, Firm Sole Proprietorship and Governmental Entity Compliance, §§137.71, 137.73, 137.75, 137.77, and 137.79. Sections 137.1, 137.3, 137.5, 137.7, 137.9, 137.11, 137.13, 137.15, 137.31, 137.33, 137.35, 137.37, 137.51, 137.53, 137.55, 137.57, 137.59, 137.63, 137.65, 137.71, 137.73, 137.75 and 137.79 are adopted without changes to the proposed text as published in the February 20, 2004, issue of the Texas Register (29 TexReg 1599) and will not be republished. Sections 137.17, 137.61, 137.63 and 137.77 are adopted with non-substantive changes. The text of the rules will be republished.

The Board adopts this action in conjunction with repeal of the existing Chapter 131: Practice and Procedure. Also, the board adopts this action in conjunction with adopting five new chapters to better organize the agency rules and procedures.

As a part of the rule review required by Chapter 2001, Texas Government Code, the Board must review and update the existing rules. Since the statutory references in the Board Rules must be changed to reflect the new designations in the re-codified Act, nearly every rule must be re-proposed and adopted with the new references. The Board has chosen at this time to re-organize the existing rules, incorporate new legislative requirements, and develop a framework to aid in future rule expansion.

Since most of the content of the adopted rules are a repeat of the existing rules with few changes, the board will highlight substantive changes by subchapter. The adopted rules are not numbered consecutively and reserves numbers for future expansion.

In the adopted Subchapter A: Individual and Engineer Compliance, the board adopts new rules to describe titles a license holder and non-license holder may use based on new statutory provisions. In addition, the board includes in this subchapter, the activities a license holder must perform to maintain a license in good standing including address/employment change notification, renewal, and continuing education. The new rules also change the existing board requirement for renewing an expired license as mandated in the statute. The board also recently adopted rules describing the procedures for claiming inactive status and for returning to active status.

In the adopted Subchapter B: Sealing Requirements, the board re-organizes the existing rules into a more logical fashion and addresses electronic sealing requirements. A new rule is adopted to summarize acts of misconduct relating to sealing and signing engineering work.

In the adopted Subchapter C: Professional Conduct and Ethics, the board re-proposes and adopts the existing rules. In addition, the board creates a new rule from an existing rule paragraph regarding an engineer's compliance the Professional Services Procurement Act.

In the adopted Subchapter D: Firm, Sole Proprietorship, and Governmental Entity Compliance, the board re-organizes the existing rules from the previous chapter that relate to activities firms, sole proprietorships, and governmental entities must perform to maintain compliance with the Act. The new rules clarify that it is a violation of the Act to obtain a registration using fraudulent or misleading information including circumventing the statutory requirement to employ a full-time professional engineer on staff. In addition, the board adopts a new rule setting standards for compliance with the Professional Services Procurement Act for governmental entities or the board will report the entity to the appropriate jurisdictional authority.

Two comments were received from the Texas Council of Engineering Companies (CEC) concerning §137.33(h) Sealing Procedures and §137.35 Electronic Seals and Sealing Requirements. The comments for §137.33(h) Sealing Procedures included language to clarify engineering activities regarding governmental review of engineering work. The comments for §137.35 Electronic Seals and Sealing Requirements urged the board to study the issue of electronic signatures. Subsequent discussion between TBPE and CEC determined that further discussion was needed to draft appropriate language and no changes were made to the adopted rule text. The rules were adopted with non-substantive changes.

Subchapter A. INDIVIDUAL AND ENGINEER COMPLIANCE

22 TAC §§137.1, 137.3, 137.5, 137.7, 137.9, 137.11, 137.13, 137.15, 137.17

The new rules are adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

§137.17.Continuing Education Program.

(a) Each license holder shall meet the Continuing Education Program (CEP) requirements for professional development as a condition for license renewal.

(b) Terms used in this section are defined as follows:

(1) Professional Development Hour (PDH) - A contact hour (clock hour) of CEP activity. PDH is the basic unit for CEP reporting.

(2) Continuing Education Unit (CEU) - Unit of credit customarily used for continuing education courses. One continuing education unit equals 10 hours of class in an approved continuing education course.

(3) College/Unit Semester/Quarter Hour - Credit for course in ABET-approved program or other related college course.

(4) Course/Activity - Any qualifying course or activity with a clear purpose and objective which will maintain, improve, or expand the skills and knowledge relevant to the license holder's field of practice.

(c) Every license holder is required to obtain 15 PDH units during the renewal period year.

(d) A minimum of 1 PDH per renewal period must be in the area of professional ethics, roles and responsibilities of professional engineering, or review of the Texas Engineering Practice Act and Board Rules.

(e) If a license holder exceeds the annual requirement in any renewal period, a maximum of 15 PDH units may be carried forward into the subsequent renewal period. Professional Development Hours must not be anticipated and cannot be used for more than one renewal period.

(f) PDH units may be earned as follows:

(1) Successful completion or auditing of college credit courses.

(2) Successful completion of continuing education courses, either offered by a professional or trade organization, university or college, or offered in-house by a corporation, other business entity, professional or technical societies, associations, agencies, or organizations, or other group.

(3) Successful completion of correspondence, on-line, televised, videotaped, and other short courses/tutorials.

(4) Presenting or attending qualifying seminars, in-house courses, workshops, or professional or technical presentations made at meetings, conventions, or conferences sponsored by a corporation, other business entity, professional or technical societies, associations, agencies, or organizations, or other group.

(5) Teaching or instructing as listed in paragraphs (1) through (4) above.

(6) Authoring published papers, articles, books, or accepted licensing examination items.

(7) Active participation in professional or technical societies, associations, agencies, or organizations, including:

(A) Serving as an elected or appointed official;

(B) Serving on a committee of the organization;

(C) Serving in other official positions.

(8) Patents Issued.

(9) Engaging in self-directed study.

(g) All activities described in §137.17(f) of this title shall be relevant to the practice of a technical profession and may include technical, ethical, or managerial content.

(h) The conversion of other units of credit to PDH units is as follows:

(1) 1 College or unit semester hour - 15 PDH

(2) 1 College or unit quarter hour - 10 PDH

(3) 1 Continuing Education Unit - 10 PDH

(4) 1 Hour of professional development in course work, seminars, or professional or technical presentations made at meetings, conventions, or conferences - 1 PDH

(5) 1 Hour of professional development through self-directed study (Not to exceed 5 PDH) - 1 PDH

(6) Each published paper, article, or book - 10 PDH

(7) Active participation in professional or technical society, association, agency, or organization (Not to exceed 5 PDH per organization) - 1 PDH

(8) Each patent issued - 15 PDH

(9) Other activities shall be credited at 1 PDH for each hour of participation in the activity.

(i) Determination of Credit

(1) The Board shall be the final authority with respect to whether a course or activity meets the requirements of these rules.

(2) The Board shall not pre-approve or endorse any CEP activities. It is the responsibility of each license holder to assure that all PDH credits claimed meet CEP requirements.

(3) Credit for college or community college approved courses will be based upon course credit established by the college.

(4) Credit for qualifying seminars and workshops will be based on one PDH unit for each hour of attendance. Attendance at qualifying programs presented at professional and/or technical society meetings will earn PDH units for the actual time of each program.

(5) Credit for self-directed study will be based on one PDH unit for each hour of study and is not to exceed 5 PDH per renewal period. Credit determination for self-directed study is the responsibility of the license holder and subject to review as required by the board.

(6) Credit determination for activities described in subsection (h)(4) of this section is the responsibility of the license holder and subject to review as required by the board.

(7) Credit for activity described in subsection (h)(7) of this section requires that a license holder serve as an officer of the organization, actively participate in a committee of the organization, or perform other activities such as making or attending a presentation at a meeting or writing a paper presented at a meeting. PDH credits are not earned until the end of each year of service is completed.

(8) Teaching credit is valid for teaching a course or seminar for the first time only.

(j) The license holder is responsible for maintaining records to be used to support credits claimed. Records required include, but are not limited to:

(1) a log showing the type of activity claimed, sponsoring organization, location, duration, instructor's or speaker's name, and PDH credits earned; and

(2) attendance verification records in the form of completion certificates or other documents supporting evidence of attendance.

(k) The license holder must submit CEP certification and a list of each activity, date, and hours claimed that satisfy the CEP requirement for that renewal year with the renewal application and fee.

(l) CEP records for each license holder must be maintained for a period of three years by the license holder.

(m) CEP records for each license holder are subject to audit by the board or its authorized representative.

(1) Copies must be furnished, if requested, to the Board or its authorized representative for audit verification purposes.

(2) If upon auditing a license holder, the Board finds that the activities cited do not fall within the bounds of educational, technical, ethical, or professional management activities related to the practice of engineering; the board may require the license holder to acquire additional PDH as needed to fulfill the minimum CEP requirements.

(n) A license holder may be exempt from the professional development educational requirements for one of the following reasons listed in paragraphs (1)-(4) of this subsection:

(1) New license holders by way of examination shall be exempt for their first renewal period.

(2) A license holder serving on active duty and deployed outside the United States, its possessions and territories, in or for the military service of the United States for a period of time exceeding one hundred twenty (120) consecutive days in a year shall be exempt from obtaining the professional development hours required during that year.

(3) License holders experiencing physical disability, illness, or other extenuating circumstances as reviewed and approved by the board may be exempt. Supporting documentation must be furnished to the board.

(4) License holders who list their status as "Inactive" and who further certify that they are no longer receiving any remuneration from providing professional engineering services in Texas shall be exempt from the professional development hours required.

(o) A license holder may bring an inactive license to active status by obtaining all delinquent PDH units. However, if the total number required to become current exceeds 30 units, then 30 units shall be the maximum number required.

(p) Noncompliance:

(1) If an license holder does not certify that CEP requirements have been met for a renewal period, the license shall be considered expired and subject to late fees and penalties.

(2) A determination by audit that CEP requirements have been falsely reported shall be considered to be misconduct and will subject the license holder to disciplinary action.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402950

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter B. SEALING REQUIREMENTS

22 TAC §§137.31, 137.33, 137.35, 137.37

The new rules are adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402951

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter C. PROFESSIONAL CONDUCT AND ETHICS

22 TAC §§137.51, 137.53, 137.55, 137.57, 137.59, 137.61, 137.63, 137.65

The new rules are adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

§137.61.Engineers Shall Maintain Confidentiality of Clients.

(a) The engineer may reveal confidences and private information only with a fully informed client's or employer's consent, or when required by law or court order; or when those confidences, if left undisclosed, would constitute a threat to the health, safety or welfare of the public.

(b) The engineer shall not use a confidence or private information regarding a client or employer to the disadvantage of such client or employer or for the advantage of a third party.

(c) The engineer shall exercise reasonable care to prevent unauthorized disclosure or use of private information or confidences concerning a client or employer by the engineer's employees and associates.

§137.63.Engineers' Responsibility to the Profession.

(a) Engineers shall engage in professional and business activities in an honest and ethical manner. Engineers should strive to promote responsibility, commitment, and ethics both in the education and practice phases of engineering. They should attempt to enhance society's awareness of engineers' responsibilities to the public and encourage the communication of these principles of ethical conduct among engineers.

(b) The engineer shall:

(1) endeavor to meet all of the applicable professional practice requirements of federal, state and local statutes, codes, regulations, rules or ordinances in the performance of engineering services;

(2) exercise reasonable care or diligence to prevent the engineer's partners, associates, and employees from engaging in conduct which, if done by the engineer, would violate any provision of the Texas Engineering Practice Act, general board rule, or any of the professional practice requirements of federal, state and local statutes, codes, regulations, rules or ordinances in the performance of engineering services; and

(3) exercise reasonable care to prevent the association of the engineer's name, professional identification, seal, firm or business name in connection with any venture or enterprise which the engineer knows, or should have known, is engaging in trade, business or professional practices of a fraudulent, deceitful, or dishonest nature, or any action which violates any provision of the Texas Engineering Practice Act or board rules.

(4) act as faithful agent for their employers or clients.

(5) conduct engineering and related business affairs in a manner that is respectful of the client, involved parties, and employees. Inappropriate behaviors or patterns of inappropriate behaviors may include, but are not limited to, misrepresentation in billing; unprofessional correspondence or language; sale and/or performance of unnecessary work; or conduct that harasses or intimidates another party.

(c) The engineer shall not:

(1) aid or abet, directly or indirectly, any unlicensed person or business entity in the unlawful practice of engineering;

(2) maliciously injure or attempt to injure or damage the personal or professional reputation of another by any means. This does not preclude an engineer from giving a frank but private appraisal of engineers or other persons or firms when requested by a client or prospective employer;

(3) retaliate against a person who provides reference material for an application for a license or who in good faith attempts to bring forward an allegation of wrongdoing;

(4) give, offer or promise to pay or deliver, directly or indirectly, any commission, gift, favor, gratuity, benefit, or reward as an inducement to secure any specific engineering work or assignment;

(5) accept compensation or benefits from more than one party for services pertaining to the same project or assignment;

(6) solicit professional employment in any false or misleading advertising;

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402952

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter D. FIRM, SOLE PROPRIETORSHIP AND GOVERNMENTAL ENTITY COMPLIANCE

22 TAC §§137.71, 137.73, 137.75, 137.77, 137.79

The new rules are proposed pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

§137.77.Firm Registration Compliance.

(a) Any firm, sole-proprietorship, partnership, association, corporation, or other business entity shall not offer or perform engineering services to the public unless registered with the board pursuant to the requirements of Chapter 135 (Relating to Firms and Sole Proprietorships) of this title.

(b) Any firm, sole-proprietorship, partnership, association, corporation, or other business entity shall provide that at least one full-time active license holder is employed with the entity and that the active license holder performs or directly supervises all engineering work and activities that require a license that is performed in the primary, branch, remote, or project office(s).

(c) No engineering services are to be offered to or performed for the public in Texas by a firm while that firm does not have a current certificate of registration.

(d) Pursuant to §1001.405(g) of the Act, a business entity that offers or is engaged in the practice of engineering in Texas and is found to not be registered with the board shall register with the board pursuant to the requirements of Chapter 135 of this title within 30 days of written notice from the board.

(e) A business entity that offers or is engaged in the practice of engineering in Texas and that fails to comply with paragraph (d) of this section or that has previously been registered with the board and whose registration has expired shall be considered to be in violation of the Act and board rules and will be subject to administrative penalties as set forth in §§1001.501-508 of the Act and §139.35 of this title (relating to Penalties and Sanctions).

(f) The board may revoke a certificate of registration that was obtained in violation of the Act and/or board rules including, but not limited to, fraudulent or misleading information submitted in the application or lack of employee relationship with the designated professional engineer for the firm.

(g) If a firm has notified the board that it is no longer offering or performing engineer services to the public, including the absence of a regular, full-time employee who is an active professional engineer licensed in Texas, the certificate of registration record will be placed in inactive status until the board is notified of resumed offering and services. If firm certificate of registration is inactive, the certificate of registration will expire under the same requirements of subsections (d) and (e) of this section unless renewed.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402953

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Chapter 139. ENFORCEMENT

The Texas Board of Professional Engineers adopts new rules in Texas Administrative Code, Title 22, Part 6, Texas Board of Professional Engineers, Chapter 139, Enforcement. The adopted new rules are: Subchapter A, §139.1, Subchapter B, §§139.11, 139.13, 139.15, 139.17, 139.19, 139.21, and 139.23, Subchapter C, §§139.31, 139.33, and 139.35, Subchapter D, §§139.41, 139.43, 139.45, and 139.47, and Subchapter E, §139.61. Sections 139.1, 139.11, 139.13, 139.15, 139.17, 139.19, 139.21, 139.23, 139.31, 139.33, 139.41, 139.43, 139.45, 139.47 and 139.61 are adopted without changes to the proposed text as published in the February 20, 2004, issue of the Texas Register (29 TexReg 1608) and will not be republished. Section 139.35 is adopted with non-substantive changes included in the sanction table. The text of the rule will be republished.

The Board adopts this action in conjunction with repeal of the existing Chapter 131, Practice and Procedure. Also, the board adopts this action in conjunction with adopting five new chapters to better organize the agency rules and procedures.

As a part of the rule review required by Chapter 2001, Texas Government Code, the Board must review and update the existing rules. Since the statutory references in the Board Rules must be changed to reflect the new designations in the re-codified Act, nearly every rule must be re-proposed and adopted with the new references. The Board has chosen at this time to re-organize the existing rules, incorporate new legislative requirements, and develop a framework to aid in future rule expansion.

Since most of the content of the adopted rules are a repeat of the existing rules with few changes, the board will highlight substantive changes by subchapter. The adopted rules are not numbered consecutively and reserves numbers for future expansion.

In the adopted Subchapter A, Enforcement Authority, the board adopts existing rule language related to the enforcement authority of the board.

In the adopted Subchapter B, Complaint Process and Procedure, the board recently adopted rule language regarding the receipt, prioritizing, investigating, and reporting of complaints.

In the adopted Subchapter C, Enforcement Proceedings, the board adopts new rules to better organize and present the enforcement actions of the board. In the new rules, the board includes enforcement actions that can apply to both license holders and other individuals and entities. The board also updates and adopts the existing sanction considerations and recommended sanction tables. The adopted tables now include sanctions and penalties for practicing while the license is in inactive status and for failure to meet the continuing education program requirements.

In the adopted Subchapter D, Special Disciplinary Provisions for License Holders, the board recently adopted rules relating to the board's authority to order restitution in some instances and to set conditions of probation for those with probated license suspensions. In addition, the board adopts rules to clarify the board authority relating to license holders with a felony conviction, violation of felony probation or parole, or revocation of mandatory supervision in accordance with Chapter 53, Texas Occupations Code.

In the adopted Subchapter E, Hearings, the board adopts the rules of the State Office of the Administrative Hearings by reference to facilitate accurate hearing procedures.

No comments were received regarding adoption of the new rules.

Subchapter A. ENFORCEMENT AUTHORITY

22 TAC §139.1

The new rule is adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402954

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter B. COMPLAINT PROCESS AND PROCEDURES

22 TAC §§139.11, 139.13, 139.15, 139.17, 139.19, 139.21, 139.23

The new rules are adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402955

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter C. ENFORCEMENT PROCEEDINGS

22 TAC §§139.31, 139.33, 139.35

The new rules are adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

§139.35.Sanctions and Penalties.

(a) The board, the executive director, an administrative law judge, and the participants in an informal conference may arrive at a greater or lesser sanction than suggested in these rules. The minimum administrative penalty shall be $100 per violation. The maximum administrative penalty shall be $3000 per violation. Pursuant to §1001.502(a) of the Act, each day a violation continues or occurs is considered a separate violation for the purpose of assessing an administrative penalty. Allegations and disciplinary actions will be set forth in the final board order and the severity of the disciplinary action will be based on the following factors:

(1) the seriousness of the violation, including:

(A) the nature, circumstances, extent, and gravity of the prohibited act; and

(B) the hazard or potential hazard created to the health, safety, or economic welfare of the public;

(2) the history of prior violations of the respondent;

(3) the severity of penalty necessary to deter future violations;

(4) efforts or resistance to efforts to correct the violations;

(5) the economic harm to property or the environment caused by the violation; and

(6) any other matters impacting justice and public welfare, including any economic benefit gained through the violations.

(b) The following is a table of suggested sanctions the board may impose against license holders for specific violations of the Act or board rules:

Figure: 22 TAC §139.35(b)

(c) The following is a table of suggested sanctions that may be imposed against a person or business entity for specific violations of the Act or board rules:

Figure: 22 TAC §139.35(c)

(d) The following is a table of suggested sanctions that may be imposed against a person or business entity for violations of the Act or board rules involving firm/sole proprietorship registration:

Figure: 22 TAC §139.35(d)

(e) The following is a table of suggested sanctions that may be imposed against a governmental entity and/or its representative for violations of the Act or board rules:

Figure: 22 TAC §139.35(e)

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402956

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter D. SPECIAL DISCIPLINARY PROVISIONS FOR LICENSE HOLDERS

22 TAC §§139.41, 139.43, 139.45, 139.47

The new rules are adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402957

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Subchapter E. HEARINGS

22 TAC §139.61

The new rule is adopted pursuant to the Texas Engineering Practice Act, Occupations Code §1001.202, which authorizes the board to make and enforce all rules and regulations and bylaws consistent with the Act as necessary for the performance of its duties, the governance of its own proceedings, and the regulation of the practice of engineering in this state.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 30, 2004.

TRD-200402958

Victoria J.L. Hsu, P.E.

Executive Director

Texas Board of Professional Engineers

Effective date: May 20, 2004

Proposal publication date: February 20, 2004

For further information, please call: (512) 440-7723


Part 11. BOARD OF NURSE EXAMINERS

Chapter 211. GENERAL PROVISIONS

22 TAC §§211.1 - 211.6

The Board of Nurse Examiners adopts without changes amendments to 22 Texas Administrative Code §§211.1-211.6, concerning General Provisions. The proposed amendments were printed in the Texas Register on March 26, 2004 (29 TexReg 3031). Effective February 1, 2004, the Board of Nurse Examiners and Board of Vocational Nurse Examiners were merged into one agency, the Board of Nurse Examiners. House Bill 1483, passed by the 78th Regular Legislative Session, was the legislative action that implemented the consolidation. These adopted amendments implement HB 1483 and define the make-up and function of the new Board of Nurse Examiners.

No comments were received in response to this amendment when proposed.

The proposed adoption of amendments to these sections is pursuant to the authority of Texas Occupations Code §§301.151 and 301.152 which authorizes the Board of Nurse Examiners to adopt, enforce, and repeal rules consistent with its legislative authority under the Nursing Practice Act. The adoption of the amendments does implement section §301.054 of the Texas Occupations Code.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 27, 2004.

TRD-200402782

Katherine Thomas

Executive Director

Board of Nurse of Examiners

Effective date: May 17, 2004

Proposal publication date: March 26, 2004

For further information, please call: (512) 305-6823


Chapter 213. PRACTICE AND PROCEDURE

22 TAC §§213.1, 213.10, 213.13, 213.23, 213.26 - 213.32

The Board of Nurse Examiners adopts amendments to 22 TAC chapter 213, concerning Practice and Procedure, §§213.1, 213.10, 213.13, 213.23, and 213.26 - 213.32. One non-substantive change was made to §213.1(26) where a period was removed. The proposed amendments were printed in the Texas Register on March 26, 2004 (29 TexReg 3034). Effective February 1, 2004, the Board of Nurse Examiners and the Board of Vocational Nurse Examiners were merged into one agency, Board of Nurse Examiners. House Bill 1483, passed by the 78th Regular Legislative Session, was the legislative action that implemented the consolidation. These amendments implement HB 1483 and the make-up and function of the new Board of Nurse Examiners. Any change in the rule language merely tracks the statutory language or includes "licensed vocational nurses" with "professional" or "registered nurses" or the language deletes any specific nurse title to a generic term of "nurse." The inclusion of licensed vocational nurses in these amendments creates a consistent disciplinary process for all nurses.

No comments were received regarding the amendments to these sections.

The adoption of amendments to these sections is pursuant to the authority of Texas Occupations Code §§301.151 and 301.152 which authorizes the Board of Nurse Examiners to adopt, enforce, and repeal rules consistent with its legislative authority under the Nursing Practice Act. The adoption of the amendments implements §§301.252 and 301.257 of the Texas Occupations Code.

§213.1.Definitions.

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise:

(1) Act--The Nursing Practice Act or NPA, Texas Occupations Code Annotated §§301.001 - 301.607; 303.001 - 304.014.

(2) Address of record--The address of each licensee as provided to the Board of Nurse Examiners (as required by Board rules relating to Change of Name and/or Address) and currently found in §217.7 of this title (relating to Change of Name and/or Address).

(3) Administrative Law Judge or judge--An individual appointed by the chief administrative law judge of the State Office of Administrative Hearings to preside over administrative hearings pursuant to Texas Government Code Annotated, Chapter 2003, §2003.041. The term shall also include any temporary administrative law judge appointed by the chief administrative law judge pursuant to Texas Government Code Annotated §2003.043.

(4) Adverse licensure action--Any action to fine, reprimand, warn, limit, probate, revoke, suspend, or otherwise discipline a license or multistate licensure privilege. The term includes an order accepting a voluntary surrender in lieu of disciplinary action.

(5) Answer--A responsive pleading.

(6) APA--Administrative Procedure Act, Texas Government Code Annotated Chapter 2001.

(7) Attorney of record--A person licensed to practice law in Texas who has provided the staff with written notice of representation.

(8) Board--The Board of Nurse Examiners appointed pursuant to Texas Occupations Code Annotated §301.051. For purposes of this section, "Board" also includes a three member standing committee designated by the Board to determine matters of eligibility for licensure and discipline of licensees.

(9) Client--See Patient.

(10) Complaint--Written accusations made by any person, or by the Board on its own initiative, alleging that a licensee's conduct may have violated the NPA.

(11) Contested case--A proceeding including, but not restricted to rate making and licensing, in which the legal rights, duties or privileges of a party are to be determined by an agency after an opportunity for adjudicative hearing.

(12) Conviction--The result of a criminal proceeding wherein an individual, based on a plea or verdict, is adjudged guilty of the offense charged, or has been placed on probation with or without an adjudication of guilt, or has received an order of deferred adjudication.

(13) Declaratory order--An order, issued by the Board pursuant to Texas Occupations Code Annotated §301.257, determining the eligibility of an individual for initial licensure as a registered or vocational nurse and setting forth both the basis for potential ineligibility and the Board's determination of the disclosed eligibility issues.

(14) Default proceeding--The issuance of a proposal for decision or an order in which the factual allegations against the respondent in a contested case are deemed admitted as true upon the respondent's failure to appear at a properly noticed hearing, or failure to file a response to the Formal Charges.

(15) Eligibility and Disciplinary Committee--A three member committee organized in accordance with §211.6 of this title (relating to Agreements in Writing) and authorized by the Board to make a final disposition of licensure eligibility and disciplinary matters including temporary suspension.

(16) Eligibility matter--A proceeding by which an individual requests licensure (such as by Petition for Declaratory Order, Application for Examination, Application for Endorsement), Reinstatement, Reissuance, or Renewal.

(17) Executive director--The executive director of the Board of Nurse Examiners.

(18) Formal charges--Pleading of the staff publicly alleging the reasons for disciplinary actions against a registered or vocational nurse created in accordance with Texas Occupations Code Annotated §301.458.

(19) Hearing--A public adjudicative proceeding at the State Office of Administrative Hearings.

(20) Informal conference--A non-public settlement meeting conducted by the executive director or designee to resolve a disciplinary or eligibility matter pending before the Board.

(21) Initial licensure--The original grant of permission to practice nursing in Texas, regardless of the method through which licensure was sought.

(22) License--Includes the whole or part of any Board permit, certificate, approval, registration, or similar form of permission required by law to practice professional or vocational nursing in the State of Texas. For purposes of this subchapter, the term includes a multistate licensure privilege.

(23) Licensee--A person who has met all the requirements to practice as a registered or vocational nurse pursuant to the Nursing Practice Act and the Rules and Regulations relating to Nurse Education, Licensure and Practice and has been issued a license to practice professional or vocational nursing in Texas. For purposes of this subchapter, the term includes a person who practices pursuant to a multistate licensure privilege.

(24) Licensing--Includes the Board's process with respect to the granting, denial, renewal, revocation, suspension, annulment, withdrawal, amendment of a license, or multistate licensure privilege.

(25) Minor Incident--Conduct in violation of the Nursing Practice Act, which after a thorough evaluation of factors enumerated under §217.16 of this title (relating to Minor Incidents), indicates that the nurse's continuing to practice professional or vocational nursing does not pose a risk of harm to a client or other person and, therefore, does not need to be reported to the Board or peer review committee.

(26) Multistate Licensure Privilege-- See Texas Occupations Code Annotated §304.001, article 1(h) (definition of Multistate Licensure Privilege). For purposes of this subchapter, the multistate licensure privilege means the privilege to practice as a professional or vocational nurse in the state of Texas based on the current, official authority to practice as a nurse in another state that has enacted the Nurse Licensure Compact, Texas Occupations Code Annotated Chapter 304.

(27) Order--A written decision of the Board, regardless of form, signed by the Board or the executive director on its behalf.

(28) Party--A person who holds a license issued by the Board of Nurse Examiners or multistate licensure privilege, a person who seeks to obtain, retain, modify his or her license, or a multistate licensure privilege, or the Board of Nurse Examiners.

(29) Patient--An individual under the care and treatment of a health care professional either at a health care facility or in his/her own home.

(30) Person--Any individual, representative, corporation, or other entity, including any public or non-profit corporation, or any agency or instrumentality of federal, state, or local government.

(31) Petitioner--A party, including the staff, who brings a request or action and assumes the burden of going forward with an administrative proceeding, e.g., the staff in an action to discipline a licensee, the person who seeks reinstatement of a license, or the person who seeks a determination of eligibility for licensure.

(32) Pleading -- A written document submitted by a party, or a person seeking to participate in a case as a party, which requests procedural or substantive relief, makes claims, alleges facts, makes legal argument, or otherwise addresses matters involved in the case.

(33) Reinstatement -- The process of reissuing and restoring a license to active status that has been previously suspended, revoked, or voluntarily surrendered.

(34) Respondent -- A party, including the staff, to whom a request is made or against whom an action is brought, e.g., the licensee in a disciplinary action by the staff, the person who holds a multistate licensure privilege in a disciplinary action by the staff, the Board in a reinstatement action, or the Board in an action to determine eligibility for licensure.

(35) Rule--Any agency statement of general applicability that implements, interprets, or prescribes law or policy, or describes the procedure or practice requirements of a state agency. The term includes the amendment or repeal of a prior rule, and does not include statements regarding only the internal management or organization of any agency and not affecting private rights or procedures.

(36) SOAH--The State Office of Administrative Hearings.

(37) Staff--The staff of the Board, not including the executive director. For purposes of these rules, the staff may act through the legal counsel.

(38) Technical error--A judge's misinterpretation or misapplication of sound nursing principles or minimum nursing practice standards in a proposal for decision that must be corrected to sufficiently protect the public.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 27, 2004.

TRD-200402803

Katherine Thomas

Executive Director

Board of Nurse Examiners

Effective date: May 17, 2004

Proposal publication date: March 26, 2004

For further information, please call: (512) 305-6823


Part 12. BOARD OF VOCATIONAL NURSE EXAMINERS

Chapter 231. ADMINISTRATION

Subchapter A. DEFINITIONS

22 TAC §231.1

The Board of Nurse Examiners adopts the repeal of 22 Texas Administrative Code chapter 231 concerning Administration, and specifically Subchapter A (Definitions), §231.1. The proposed repeal of this section was in the March 26, 2004, publication of the Texas Register (29 TexReg 3037). The other two subchapters are being repealed concurrently with this subchapter; General Practice and Procedure (Subchapter B), and Board Rules (Subchapter C). Effective February 1, 2004, the Board of Nurse Examiners and the Board of Vocational Nurse Examiners were merged into one agency, the Board of Nurse Examiners. The Board of Vocational Nurse Examiners ceased to exist as an agency. House Bill 1483, passed by the 78th Regular Legislative Session, was the legislative action that implemented the consolidation. These repeals implement HB 1483 and the make-up and function of the new Board of Nurse Examiners. Concurrent with these repeals are the adoption of amendments to 22 Texas Administrative code chapter 211 (General Provisions) and chapter 213 (Practice and Procedure) which incorporate Licensed Vocational Nurses into the Board of Nurse Examiners' procedural rules. This repeal is for the purpose of preventing conflicting rules.

No written comments were received regarding these repealed sections.

The repeal of this section is adopted pursuant to the authority of Texas Occupations Code §§301.151 and 301.152 which authorizes the Board of Nurse Examiners to adopt, enforce, and repeal rules consistent with its legislative authority under the Nursing Practice Act. The adoption of the repeals will not affect any existing statute.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 27, 2004.

TRD-200402781

Katherine Thomas

Executive Director

Board of Nurse Examiners

Effective date: May 17, 2004

Proposal publication date: March 26, 2004

For further information, please call: (512) 305-6823


Subchapter B. GENERAL PRACTICE AND PROCEDURE

22 TAC §§231.11 - 231.20, 231.22 - 231.27, 231.29 - 231.50

The Board of Nurse Examiners adopts the repeal of 22 Texas Administrative Code chapter 231 concerning Administration, and specifically Subchapter B (General Practice and Procedure), §§231.11 - 231.20, 231.22 - 231.27, and 231.29 - 231.50. The proposed repeal of this section was in the March 26, 2004, publication of the Texas Register (29 TexReg 3037) and is being adopted without changes. The other two subchapters are being repealed concurrently with this subchapter: Definitions (Subchapter A), and Board Rules (Subchapter C). Effective February 1, 2004, the Board of Nurse Examiners and the Board of Vocational Nurse Examiners were merged into one agency, the Board of Nurse Examiners. The Board of Vocational Nurse Examiners ceased to exist as an agency. House Bill 1483, passed by the 78th Regular Legislative Session, was the legislative action that implemented the consolidation. These repeals implement HB 1483 and the make-up and function of the new Board of Nurse Examiners. Concurrent with these repeals are the adoption of amendments to 22 Texas Administrative Code chapter 211 (General Provisions) and chapter 213 (Practice and Procedure) which incorporate Licensed Vocational Nurses into the Board of Nurse Examiners' procedural rules. This repeal is for the purpose of preventing conflicting rules.

No comments were received regarding the repeal of these sections.

The repeal of these sections is pursuant to the authority of Texas Occupations Code §§301.151 and 301.152 which authorizes the Board of Nurse Examiners to adopt, enforce, and repeal rules consistent with its legislative authority under the Nursing Practice Act. The adoption of the repeals will not affect any existing statute.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 27, 2004.

TRD-200402791

Katherine Thomas

Executive Director

Board of Nurse Examiners

Effective date: May 17, 2004

Proposal publication date: March 26, 2004

For further information, please call: (512) 305-6823


Subchapter C. BOARD RULES

22 TAC §§231.61, 231.63, 231.64, 231.67, 231.69

The Board of Nurse Examiners adopts the repeal of 22 Texas Administrative Code chapter 231 concerning Administration, and specifically Subchapter C (Board Rules), §§231.61, 231.63, 231.64, 231.67, and 231.69. The proposed repeal of this section was in the March 26, 2004, publication of the Texas Register (29 TexReg 3038) and is being adopted without changes. The other two subchapters are being repealed concurrently with this subchapter: Definitions (Subchapter A), and General Practice and Procedure (Subchapter B). Effective February 1, 2004, the Board of Nurse Examiners and the Board of Vocational Nurse Examiners were merged into one agency, the Board of Nurse Examiners. The Board of Vocational Nurse Examiners ceased to exist as an agency. House Bill 1483, passed by the 78th Regular Legislative Session, was the legislative action that implemented the consolidation. These adopted repeals implement HB 1483 and the make-up and function of the new Board of Nurse Examiners. Concurrent with these repeals are the adopted amendments to 22 Texas Administrative Code chapter 211 (General Provisions) and chapter 213 (Practice and Procedure) which incorporate Licensed Vocational Nurses into the Board of Nurse Examiners' procedural rules. This adopted repeal is for the purpose of preventing conflicting rules.

No comments were received regarding the repeal of these sections.

The adopted repeal of these sections is pursuant to the authority of Texas Occupations Code §§301.151 and 301.152 which authorizes the Board of Nurse Examiners to adopt, enforce, and repeal rules consistent with its legislative authority under the Nursing Practice Act. The adoption of the repeals will not affect any existing statute.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 27, 2004.

TRD-200402792

Katherine Thomas

Executive Director

Board of Nurse Examiners

Effective date: May 17, 2004

Proposal publication date: March 26, 2004

For further information, please call: (512) 305-6823


Chapter 235. LICENSING

Subchapter A. APPLICATION FOR LICENSURE

22 TAC §235.19

The Board of Nurse Examiners adopts the repeal of 22 Texas Administrative Code, Subshapter A, §235.19 (Licensure of Persons With Criminal Convictions). The proposed repeal was printed in the Texas Register on March 26, 2004 (29 TexReg 3039) and is being adopted without changes. Effective February 1, 2004, the Board of Nurse Examiners and the Board of Vocational Nurse Examiners were merged into one agency, the Board of Nurse Examiners. The Board of Vocational Nurse Examiners ceased to exist as an agency. House Bill 1483, passed by the 78th Regular Legislative Session, was the legislative action that implemented the consolidation. These repeals implement HB 1483 and the make-up and function of the new Board of Nurse Examiners. Concurrent with these repeals are the adoption of amendments to 22 Texas Administrative Code chapter 211 (General Provisions) and chapter 213 (Practice and Procedure) which incorporate Licensed Vocational Nurses into the Board of Nurse Examiners' procedural rules. This repeal is for the purpose of preventing conflicting rules regarding the effect of criminal convictions on the licensing process.

No comments were received regarding the repeal of these sections.

The repeal of this section is adopted pursuant to the authority of Texas Occupations Code §§301.151 and 301.152 which authorizes the Board of Nurse Examiners to adopt, enforce, and repeal rules consistent with its legislative authority under the Nursing Practice Act. The adoption of the repeal will not affect any existing statute.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 28, 2004.

TRD-200402811

Katherine Thomas

Executive Director

Board of Nurse Examiners

Effective date: May 18, 2004

Proposal publication date: March 26, 2004

For further information, please call: (512) 305-6823


Subchapter B. BOARD REVIEW OF APPLICATION

22 TAC §§235.21 - 235.25

The Board of Nurse Examiners adopts the repeal of 22 Texas Administrative Code, Subchapter B (Board Review of Application), of chapter 235 (Licensing), §§235.21 - 235.25. The proposed repeal was printed in the Texas Register on March 26, 2004, (29 TexReg 3039) and is being adopted without changes. Effective February 1, 2004, the Board of Nurse Examiners and the Board of Vocational Nurse Examiners were merged into one agency, the Board of Nurse Examiners. The Board of Vocational Nurse Examiners ceased to exist as an agency. House Bill 1483, passed by the 78th Regular Legislative Session, was the legislative action that implemented the consolidation. These repeals implement HB 1483 and the make-up and function of the new Board of Nurse Examiners. Concurrent with these repeals are adopted amendments to 22 Texas Administrative Code chapter 211 (General Provisions) and chapter 213 (Practice and Procedure) which incorporate Licensed Vocational Nurses into the Board of Nurse Examiners' procedural rules. This repeal is for the purpose of setting guidelines for the determination of a nurse's eligibility for licensure which is required to be done under a declaration of eligibility under the new statutes.

No comments were received regarding the repeal of these sections.

The repeal of these sections is adopted pursuant to the authority of Texas Occupations Code §§301.151 and 301.152 which authorizes the Board of Nurse Examiners to adopt, enforce, and repeal rules consistent with its legislative authority under the Nursing Practice Act. The adoption of the repeal will not affect any existing statute.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 28, 2004.

TRD-200402812

Katherine Thomas

Executive Director

Board of Nurse Examiners

Effective date: May 18, 2004

Proposal publication date: March 26, 2004

For further information, please call: (512) 305-6823


Chapter 239. CONTESTED CASE PROCEDURE

Subchapter B. ENFORCEMENT

22 TAC §§239.12 - 239.15, 239.17 - 239.19

The Board of Nurse Examiners adopts the repeal of 22 Texas Administrative Code, chapter 239 (Contested Case Procedure), Subchapter B (Enforcement), §§239.12 - 239.15 and 239.17 - 239.19. The proposed repeal was printed in the Texas Register on March 26, 2004 (29 TexReg 3040) and is being adopted without changes. Effective February 1, 2004, the Board of Nurse Examiners and the Board of Vocational Nurse Examiners were merged into one agency, the Board of Nurse Examiners. The Board of Vocational Nurse Examiners ceased to exist as an agency. House Bill 1483, passed by the 78th Regular Legislative Session, was the legislative action that implemented the consolidation. These repeals implement HB 1483 and the make-up and function of the new Board of Nurse Examiners. Concurrent with these adopted repeals are the adopted amendments to 22 Texas Administrative Code chapter 211 (General Provisions) and chapter 213 (Practice and Procedure) which incorporate Licensed Vocational Nurses into the Board of Nurse Examiners' procedural rules. This adopted repeal is for the purpose of preventing conflicting rules regarding the determination of a nurse's eligibility for licensure when they have an issue involving criminal convictions, mental fitness, or chemical dependency which are issues considered in the declaration of eligibility process under 22 TAC §213.30. These rules also address the disciplinary process which is in 22 TAC chapter 213.

No comments were received regarding the repeal of these sections.

The repeal of this section is adopted pursuant to the authority of Texas Occupations Code §§ 301.151 and 301.152 which authorizes the Board of Nurse Examiners to adopt, enforce, and repeal rules consistent with its legislative authority under the Nursing Practice Act. The adoption of the repeal will not affect any existing statute.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 28, 2004.

TRD-200402814

Katherine Thomas

Executive Director

Board of Nurse Examiners

Effective date: May 18, 2004

Proposal publication date: March 26, 2004

For further information, please call: (512) 305-6823


Subchapter C. HEARINGS PROCESS

22 TAC §§239.21 - 239.36

The Board of Nurse Examiners adopts the repeal of 22 Texas Administrative Code, Chapter 239, Contested Case Procedure, Subchapter C, Hearings Process, §§239.21 - 239.36. The proposed repeal was published in the March 26, 2004, issue of the Texas Register (29 TexReg 3040).

Effective February 1, 2004, the Board of Nurse Examiners and the Board of Vocational Nurse Examiners were merged into one agency, the Board of Nurse Examiners. The Board of Vocational Nurse Examiners ceased to exist as an agency. House Bill 1483, passed by the 78th Regular Legislative Session, was the legislative action that implemented the consolidation. The adopted repeal implements House Bill 1483 and the make-up and function of the new Board of Nurse Examiners. Concurrent with the adopted repeal are the adopted amendments to 22 Texas Administrative Code Chapter 211, General Provisions, and Chapter 213, Practice and Procedure, which incorporate Licensed Vocational Nurses into the Board of Nurse Examiners' procedural rules. The adopted repeal is for the purpose of preventing conflicting rules regarding the hearings process which is in 22 Texas Administrative Code Chapter 213.

No comments were received regarding the repeal of these sections.

The repeal is adopted pursuant to the authority of Texas Occupations Code §301.151 and §301.152 which authorize the Board of Nurse Examiners to adopt, enforce, and repeal rules consistent with its legislative authority under the Nursing Practice Act.

The adoption of the repeal will not affect any existing statute.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 28, 2004.

TRD-200402841

Katherine Thomas

Executive Director

Board of Nurse Examiners

Effective date: May 18, 2004

Proposal publication date: March 26, 2004

For further information, please call: (512) 305-6823


Subchapter D. INFORMAL DISPOSITIONS

22 TAC §§239.41 - 239.51

The Board of Nurse Examiners adopts the repeal of 22 Texas Administrative Code, Chapter 239, Contested Case Procedure, Subchapter D, Informal Dispositions, §§239.41 - 239.51. The proposed repeal was published in the March 26, 2004, issue of the Texas Register (29 TexReg 3041).

Effective February 1, 2004, the Board of Nurse Examiners and the Board of Vocational Nurse Examiners were merged into one agency, the Board of Nurse Examiners. The Board of Vocational Nurse Examiners ceased to exist as an agency. House Bill 1483, passed by the 78th Regular Legislative Session, was the legislative action that implemented the consolidation. The adopted repeal implements House Bill 1483 and the make-up and function of the new Board of Nurse Examiners. Concurrent with the adopted repeal are the proposed amendments to 22 Texas Administrative Code Chapter 211, General Provisions, and Chapter 213, Practice and Procedure, which incorporate Licensed Vocational Nurses into the Board of Nurse Examiners' procedural rules. The adopted repeal is for the purpose of preventing conflicting rules regarding informal dispositions which are also contained in 22 Texas Administrative Code Chapter 213.

No comments were received regarding the repeal of these sections.

The repeal is adopted pursuant to the authority of Texas Occupations Code §301.151 and §301.152 which authorizes the Board of Nurse Examiners to adopt, enforce, and repeal rules consistent with its legislative authority under the Nursing Practice Act.

The adoption of the repeal will not affect any existing statute.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 28, 2004.

TRD-200402842

Katherine Thomas

Executive Director

Board of Nurse Examiners

Effective date: May 18, 2004

Proposal publication date: March 26, 2004

For further information, please call: (512) 305-6823