TITLE 37.PUBLIC SAFETY AND CORRECTIONS

Part 3. TEXAS YOUTH COMMISSION

Chapter 85. ADMISSION AND PLACEMENT

Subchapter B. PLACEMENT PLANNING

37 TAC §85.23

The Texas Youth Commission (TYC) proposes an amendment to §85.23, concerning Classification. The amendment to the section revises one of the Type B-Violent Offender classifying offenses to be consistent with TYC rule violations. Specifically, the TYC Category I rule violation known as "chunking bodily fluids," which can be found in §95.3 as published in this issue of the Texas Register , is now included in the list of offenses classified as Type B-Violent.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the amendment is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the amendment.

Mr. McCullough also has determined that for each year of the first five years the amendment is in effect the public benefit anticipated as a result of enforcing the amendment will be the use of accurate, clear and current policy among TYC facilities. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the amendment as proposed. No private real property rights are affected by adoption of this amendment.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or e-mail to deanna.lloyd@tyc.state.tx.us.

The amendment is proposed under the Human Resources Code, §61.075, which provides the Texas Youth Commission with the authority to modify any order of the commission affecting a child, except an order of final discharge, as often as conditions indicate.

The proposed amendment affects the Human Resource Code, §61.034.

§85.23.Classification.

(a) (No change.)

(b) Explanation of Terms Used.

(1) (No change.)

(2) Classifying offense--the offense on which classification is based. It is the most serious of the relevant offenses documented in the youth's record. Relevant offenses are:

(A) (No change.)

(B) following a Level [ level ] I hearing, the offense(s) found at the hearing except when the hearing is for a youth classified as a sentenced offender, in which case, the youth's classification continues to be sentenced offender.

(3) - (5) (No change.)

(c) (No change.)

(d) Classifications.

(1) - (2) (No change.)

(3) Type B-Violent Offender. A type B violent offender is a youth whose classifying offense is the commission, attempted commission, conspiracy to commit, solicitation, solicitation of a minor to commit, or engaging in organized criminal activity to commit one of the offenses listed in this paragraph and who has not been sentenced to commitment in TYC. TYC adopts the Texas Penal Code definition (Title 5) for each offense [ listed in (A-V) of this subsection ] in its entirety except where TYC policy limits the applicability to the specific subsections or under the conditions named.

(A) - (P) (No change.)

[(Q) harassment by persons in secure correctional facilities, 22.11, all]

(Q) [ (R) ] coercing, soliciting or inducing gang membership, 22.015, felony only

(R) [ (S) ] arson, 28.02, all

(S) [ (T) ] robbery, 29.02, all

(T) [ (U) ] aggravated robbery, 29.03, all

(U) [ (V) ] burglary, 30.02, only with intent to commit any other type A or type B violent offense

(V) [ (W) ] intoxication assault, 49.07, all

(W) [ (X) ] intoxication manslaughter, 49.08, all

(X) [ (Y) ] intentionally participating with at least two (2) other persons in conduct at a contract program or TYC operated facility that threatens imminent harm to persons or property and substantially obstructs the performance of facility operations or a program therein.

(Y) [ (Z) ] intentionally, knowingly, or recklessly causing bodily injury to a:

(i) TYC employee;

(ii) contract program employee;

(iii) volunteer; or

(iv) person who is providing contract services at a contract program or TYC operated facility.

(Z) intentionally causing a person to come into contact with the blood, seminal fluid, vaginal fluid, urine, and/or feces of another with the intent to harass, alarm or annoy.

(4) - (8) (No change.)

(e) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 13, 2004.

TRD-200400204

Neil Nichols

Interim Executive Director

Texas Youth Commission

Earliest possible date of adoption: February 29, 2004

For further information, please call: (512) 424-6014


37 TAC §85.25

The Texas Youth Commission (TYC) proposes an amendment to §85.25, concerning Minimum Length of Stay. The amendment to the section will add references to other rules which can have an impact on a youth's minimum length of stay.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the amendment is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the amendment.

Mr. McCullough also has determined that for each year of the first five years the amendment is in effect the public benefit anticipated as a result of enforcing the amendment will be the use of accurate, clear and current policy among TYC facilities. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the amendment as proposed. No private real property rights are affected by adoption of this amendment.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or e-mail to deanna.lloyd@tyc.state.tx.us.

The amendment is proposed under the Human Resources Code, §61.034, which provides the Texas Youth Commission with the authority to make rules appropriate to the proper accomplishment of its functions.

The proposed amendment affects the Human Resource Code, §61.034.

§85.25.Minimum Length of Stay.

(a) - (c) (No change.)

(d) Minimum Length of Stay.

(1) - (4) (No change.)

(5) General Offenders must complete a minimum length of stay of nine (9) months on initial commitment. General offenders on recommitment, or returning as a result of a Level I due process hearing for a non-felony, non-high risk offense have no minimum length of stay. (See subsection (c)(3) of this section [ rule ]).

(6) (No change.)

(e) - (f) (No change.)

(g) Restrictions.

(1) - (3) (No change.)

(4) For other procedures affecting minimum length of stay refer to (GAP) §95.7 of this title (relating to Reclassification Consequence), (GAP) §95.9 of this title (relating to Parole Revocation Consequence), and (GAP) §95.11 of this title (relating to Disciplinary Transfer/Assigned Minimum Length of Stay/Demotion of Phase Consequence).

(h) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 13, 2004.

TRD-200400205

Neil Nichols

Interim Executive Director

Texas Youth Commission

Earliest possible date of adoption: February 29, 2004

For further information, please call: (512) 424-6014


Chapter 95. YOUTH DISCIPLINE

Subchapter A. DISCIPLINARY PRACTICES

37 TAC §95.3

The Texas Youth Commission (TYC) proposes an amendment to §95.3, concerning Rules of Conduct. The amendment to the section will make minor changes and grammatical clarifications to the definitions of several TYC rule violations. Failure of a youth to report personal knowledge of a rule violation has been added as a rule violation.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be to ensure that the definitions of TYC rule violations continue to be in keeping with the original intent. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The amendment is proposed under the Human Resources Code, §61.034, which provides the Texas Youth Commission with the authority to make rules appropriate to the proper accomplishment of its functions.

The proposed rule affects the Human Resource Code, §61.034.

§95.3.Rules of Conduct.

(a)-(e) (No change.)

(f) Category I Rule Violations. A category I rule violation is an act of misconduct that constitutes a crime, involves harm to the youth or others, or threatens facility safety, security, and order. These are the baseline rules which, when crossed, result in the most severe consequences. These consequences include referral to criminal court, disciplinary movement, reclassification, multi-phase demotion, and/or assignment of a disciplinary minimum length of stay. Category I rule violations are as follows:

(1) Violate any law [ of Texas or the United States ]--youth violates any city or county ordinance, or any state or federal law [ of Texas or the United States not otherwise listed as a Category I or II rule violation ].

(2) (No change.)

(3) Attempted Escape--youth, with specific intent to escape, commits an act amounting to more than planning [ mere preparation ], but fails to effect the intended escape.

(4)-(5) (No change.)

(6) Failure to Report--youth assigned to minimum or home level restriction fails to report to a pre-scheduled appointment with a parole staff [ as required by the youth's most recent case plan ].

(7) (No change.)

(8) Assault on Staff/Volunteer (Offensive Contact)--youth intentionally or knowingly causes physical contact with a staff or volunteer when the youth knows or should reasonably believe that the staff or volunteer will regard the contact as offensive or provocative (includes hitting without injury, spitting, touching of staff's buttocks or breasts, etc.) Staff is defined as a TYC employee, contract program employee, or any person who is providing contract services at a contract program or TYC-operated facility.

(9)-(11) (No change.)

(12) Injury to Self--[ by means of intentional or reckless conduct, ] a youth intentionally or knowingly engages in bodily harm to self.

(13) Possession of a Weapon [ weapon ]--youth is found to be in possession of a weapon or item(s) which can be used as a weapon , or has been made, or adapted for use as a weapon.

(14) Possession or Use of Unauthorized Substance or Intoxicant --youth is found to be using or possessing any unauthorized [ controlled ] substance or intoxicant. This also includes tobacco for youth in a residential placement.

(15) Refusing a Drug Screen--youth refuses to take a drug screen when requested to do so by staff , or youth tampers with or contaminates the urine sample provided for a drug screen .

(16) (No change.)

(17) Participation in a Riot--youth intentionally participates with two (2) or more persons in conduct that threatens imminent harm to persons or property and substantially obstructs the performance of facility operations or programs. Incident must take place in a TYC facility or contract program.

(18) (No change.)

(19) Inappropriate Sexual Contact--youth engages in inappropriate sexual contact including [ kissing or ] touching or fondling the anus, buttocks, breast, or genitals of another for sexual stimulation. This also includes kissing.

(20)-(21) (No change.)

(22) Chunking Bodily Fluids--with the intent to harass, alarm, or annoy another person, a youth causes a person to contact the blood, seminal fluid, vaginal fluid, urine, and/or feces of another person. Does not include saliva.

(23)-(25) (No change.)

(26) Attempting, Aiding, or Abetting[ , or Failing to Report ] Commission of a Category I Rule Violation--youth attempts to commit a category I rule violation, or assists or helps another youth to commit a category I rule violation[ , or keeps secret the knowledge of a category I rule violation being planned or committed ].

(27) Failing to Report Category I Rule Violation--youth fails to report personal knowledge of facts concerning a rule violation by another youth, which are not known to staff.

(g) Category II Rule Violations. A category II rule violation is an act of misconduct that reflects a youth's immaturity, lack of responsibility, and intractability which, if unchecked, could lead to more serious category I violations. It is willful behavior that breaks rules for which minor consequences, called on-site disciplinary consequences, may be levied. Minor consequences include loss of privileges, restriction, or confiscation of contraband. Category II rule violations are as follows:

(1)-(2) (No change.)

(3) Contraband [ (Except Drugs/Weapons) ]--youth possesses an item(s) that is considered improper for children to see or possess or that may threaten the safety, security, or order of the facility. Consult (GAP) §91.7 of this title (relating to Youth Personal Property) for definition of contraband.

(4)-(12) (No change.)

(13) Attempting, Aiding, or Abetting[ , or Failing to Report ] Commission of a Category II Rule Violation--youth attempts to commit a category II rule violation, or assists or helps another youth to commit a category II rule violation[ , or keeps secret the knowledge of a category II rule violation being committed or planned ].

(14) Failing to Report Category II Rule Violation--youth fails to report personal knowledge of facts concerning a rule violation by another youth, which are not known to staff.

(15) [ (14) ] Breaching Group Confidentiality--youth discloses or discusses information provided to him/her [ him ] in a correctional therapy group session to another person not present in that group session.

(16) [ (15) ] Violating Security Program/Rules--youth is not complying with the standardized program or rules of the security unit while in the security unit.

(17) [ (16) ] Improper Use of Telephone/Mail--youth uses the mail or telephone system for communication which is prohibited under (GAP) §93.13 of this title (relating to Use of Telephone) or (GAP) §93.15 of this title (relating to Youth Mail).

(18) [ (17) ] Failure to do Proper Housekeeping--youth does not complete the daily chores of cleaning his/her living environment to the expected standard.

(19) [ (18) ] Gang Related Activity--youth engages in a behavior or activity associated with an organized group or gang including, but not limited to, tagging, displaying gang hand signals, using gang slang language, and/or possessing gang writing/symbols of any kind including on clothing.

(20) [ (19) ] Lying/Falsifying Documentation/Cheating--youth lies or withholds information from staff, falsifies a document and/or cheats in an assignment or test.

(21) [ (20) ] Threat of Escape--by word, gesture, or conduct, a youth expresses an intention to escape a residential placement assignment.

(h) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 13, 2004.

TRD-200400208

Neil Nichols

Interim Executive Director

Texas Youth Commission

Earliest possible date of adoption: February 29, 2004

For further information, please call: (512) 424-6014


37 TAC §§95.7, 95.9, 95.11

The Texas Youth Commission (TYC) proposes amendments to §95.7 Reclassification Consequence; §95.9 Parole Revocation Consequence; and §95.11 Disciplinary Transfer/Assigned Minimum Length of Stay/Demotion of Phase Consequence. The amendments to §95.7 Reclassification Consequence and §95.9 Parole Revocation Consequence will clarify that the minimum length of stay assigned as a result of a Level I due process hearing may later be reduced based on the youth's behavior and progress toward goals. A further revision to §95.9 updates the names of certain TYC rule violations to better reflect their definitions in the Penal Code. The amendment to §95.11 Disciplinary Transfer/Assigned Minimum Length of Stay/Demotion of Phase Consequence will clarify that youth on parole status may not receive demotions to their Resocialization phases as the result of a Level II due process hearing. A new subsection lists the category I rule violations which qualify a youth on parole status for disciplinary transfer to medium restriction or assignment of a disciplinary minimum length of stay. This new subsection also establishes the possible outcomes if extenuating circumstances are found during a Level II due process hearing for a youth on parole status.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the sections are in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the sections.

Mr. McCullough also has determined that for each year of the first five years the sections are in effect the public benefit anticipated as a result of enforcing the sections will be the efficient and consistent enforcement of TYC policy. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the sections as proposed. No private real property rights are affected by adoption of these rules.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The amendments are proposed under the Human Resources Code, §61.075, which provides the Texas Youth Commission with the authority to order a child's confinement under conditions it believes best designed for the child's welfare and the interests of the public, and to order reconfinement as often as conditions indicate to be desirable.

The proposed rules affect the Human Resource Code, §61.034.

§95.7.Reclassification Consequence.

(a)-(d) (No change.)

(e) Additional Disposition Options. If a youth currently assigned to a TYC operated institution is found in a Level [ level ] I hearing to have engaged in a high risk offense. Other dispositions may be made by the hearing examiner, but only if such conduct meets the criteria and is specifically requested in the initial hearing request for the Level I [ level 1 ] reclassification hearing. If extenuating circumstances are found by the hearing examiner according to the Level [ level ] I hearing, other eligible dispositions may be assessed if the hearing examiner decides that such dispositions are appropriate despite the finding of extenuation to the reclassifying conduct. Disposition options are as follows:

(1) Aggression Management Program. A placement in the Aggression Management Program (AMP) may be requested for a youth who is currently assigned to a TYC operated institution under (GAP) §95.21 of this title (relating to Aggression Management Program). All policy and program requirements of (GAP) §95.21 of this title will apply to the assignment in AMP.

(2) Behavior Management Program.

(A) A placement in the Behavior Management Program (BMP) may be requested for certain youth under (GAP) §95.17 of this title (relating to Behavior Management Program). All policy and program requirements of (GAP) §95.17 of this title [ , Behavior Management Program ] will apply to the assignment in BMP.

(B) (No change.)

(f) Restrictions.

(1)-(2) (No change.)

(3) The minimum length of stay assigned under this policy may be reduced based on the youth's behavior and progress toward goals.

§95.9.Parole Revocation Consequence.

(a)-(c) (No change.)

(d) Criteria and Disposition.

(1) Parole will be revoked if it is found at a Level [ level ] I hearing that a youth has:

(A)-(B) (No change.)

(C) committed one (1) of the following category I rule violations as defined in (GAP) §95.3 of this title (relating to Rules of Conduct), and has previously been classified for a high-risk offense:

(i) Violate any Law ; [ of Texas or the United States. ]

(ii) Escape, Attempted Escape, or Abscond ; [ . ]

(iii) Injury to Self ;

(iv) Possession of a Weapon ; [ . ]

(v) Possession or Use of Unauthorized Substance or Intoxicant;

(vi) Refusing a Drug Screen ;

(vii) Participation in a Riot ; or [ . ]

(viii) (No change.)

(2) Parole of a general offender or a violator of CINS probation is revoked if it is found at a Level [ level ] I hearing that the youth has committed one (1) of the category I rule violations listed above; and

(A)-(B) (No change.)

(3)-(4) (No change.)

(5) If criteria for revocation are not established at a Level [ level ] I hearing, the youth's parole is not revoked, but lesser disciplinary consequences may be imposed for any rule violation(s) proved at the hearing.

(e) Restrictions.

(1) A Level [ level ] I hearing is required in order to revoke a youth's parole status.

(2)-(4) (No change.)

(5) The minimum length of stay assigned under this policy may be reduced based on the youth's behavior and progress toward goals.

§95.11.Disciplinary Transfer/Assigned Minimum Length of Stay/Demotion of Phase Consequence.

(a)-(b) (No change.)

(c) Criteria and Disposition for Disciplinary Transfer, Disciplinary Assigned Minimum Length of Stay, and Demotion of One or More Behavior Phases for Youth on Institutional Status .

(1) If it is found at a Level [ level ] II hearing that the youth has failed on two (2) or more occasions to comply with [ the conditions of release under supervision and/or ] a written reasonable request of staff that is either present in the Individual Case Plan (ICP) or is validly related to previous high risk behavior, a youth may receive only one of the following consequences [ be ]:

(A)-(C) (No change.)

(2) If it is found at a Level [ level ] II hearing that the youth has committed any other category I rule violation, the youth may receive one or more of the following consequences [ be ]:

(A) transferred to a placement of equal or more restriction than the youth's most recent permanent placement; and/or

(B)-(C) (No change.)

[ (3) An assigned disciplinary minimum length of stay under this policy shall only be for offenses that meet criteria and shall not exceed six (6) months.]

[ (4) If the hearing manager determines there are extenuating circumstances incidental to the violation(s) proved at a level II hearing, the youth shall not be transferred or assigned a disciplinary minimum length of stay, but the hearing manager shall notify the administrator responsible for the program to which the youth is assigned so an appropriate disciplinary action may be taken.]

(d) Additional Disposition Options for Youth on Institutional Status . Pursuant to a Level [ level ] II hearing herein, certain youth in TYC institutions or secure contract programs, who are assessed a disposition under this rule may also be assessed placement in the below disciplinary programs [ other eligible dispositions ], but only if specific criteria have been met and if specifically requested (with notice to the youth) in the Level [ level ] II hearing request pursuant to this policy. [ If extenuating circumstances are found by the hearing manager pursuant to a level II hearing herein, other eligible dispositions may be assessed if the hearing manager decides that such dispositions are appropriate despite the finding of extenuation in the present level II hearing. Disposition options are listed. ]

(1) Aggression Management Program. A placement in the Aggression Management Program (AMP) may be requested for a youth who is currently assigned to a TYC operated institution under requirements of (GAP) §95.21 of this title (relating to Aggression Management Program). All policy and program requirements of (GAP) §95.21 of this title will apply to the assignment in AMP.

(2) Behavior Management Program.

(A) A placement in the Behavior Management Program (BMP) may be requested for certain youth under requirements of (GAP) §95.17 of this title (relating to Behavior Management Program). All policy and program requirements of (GAP) §95.17 of this title will apply to the assignment in a BMP.

(B) (No change.)

(e) Criteria and Disposition for Disciplinary Transfer and Disciplinary Assigned Minimum Length of Stay for Youth on Parole Status. A youth on parole status may be transferred into a placement of medium restriction and/or assigned a minimum length of stay only if it is found at the Level II hearing that the youth has committed one of the following category I rule violations as defined in (GAP) §95.3 of this title (relating to Rules of Conduct):

(1) Violate any Law;

(2) Escape, Attempted Escape, or Abscond;

(3) Injury to Self;

(4) Possession of a Weapon;

(5) Possession or Use of Unauthorized Substance or Intoxicant;

(6) Refusing a Drug Screen;

(7) Participation in a Riot; or

(8) Two (2) or More Failures to Comply with Written Reasonable Request.

(f) If the hearing manager determines there are extenuating circumstances incident to the violation(s) proved at a Level II hearing, the youth shall not be assigned a disciplinary length of stay. However, if more than one disposition option was requested (with appropriate and specific notice to the youth), such dispositions may be assessed if the hearing manager determines that such dispositions are appropriate despite the finding of extenuation.

(g) [ (e) ] Restrictions.

(1) A youth on parole status shall not be moved or transferred into a placement of high restriction under this rule.

(2) An assigned disciplinary minimum length of stay under this policy shall only be for offenses that meet criteria and shall not exceed six (6) months.

(3) [ (2) ] When local authorities make a written request to defer an allegation to their jurisdiction for prosecution, TYC will cancel the directive, unless a due process hearing will be scheduled on other allegation(s). A due process hearing on any allegation(s) shall be scheduled within seven (7) days (excluding weekends and holidays).

(4) [ (3) ] A Level [ level ] II hearing should be held prior to a disciplinary transfer. When good cause compels a pre-hearing movement of the youth, the hearing shall be held within three (3) consecutive days after the movement.

(5) [ (4) ] A youth assigned a disciplinary minimum length of stay may remain in the current program or be transferred and remain in the new placement until the assigned disciplinary length of stay and other program completion criteria are completed.

(6) [ (5) ] The [ assigned disciplinary ] minimum length of stay assigned under this policy may be reduced based on the youth's behavior and progress toward goals.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 13, 2004.

TRD-200400209

Neil Nichols

Interim Executive Director

Texas Youth Commission

Earliest possible date of adoption: February 29, 2004

For further information, please call: (512) 424-6014


37 TAC §95.21

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Youth Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Texas Youth Commission (TYC) proposes the repeal of §95.21, concerning Aggression Management Program. The repeal of the section will allow for a significantly revised rule to be published in its place. The revised rule can be found in this same issue of the Texas Register .

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be the publication of an updated rule to replace this section. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The repeal is proposed under the Human Resources Code, §61.034, which provides the Texas Youth Commission with the authority to make rules appropriate to the proper accomplishment of its functions.

The proposed rule affects the Human Resource Code, §61.034.

§95.21.Aggression Management Program.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 13, 2004.

TRD-200400207

Neil Nichols

Interim Executive Director

Texas Youth Commission

Earliest possible date of adoption: February 29, 2004

For further information, please call: (512) 424-6014


37 TAC §95.21

The Texas Youth Commission (TYC) proposes new §95.21, concerning Aggression Management Program. The new section will make significant revisions to program admission, progression and completion requirements.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be improved program design and clearly defined staff responsibilities There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this section.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or e-mail to deanna.lloyd@tyc.state.tx.us.

The new section is proposed under the Human Resources Code, §61.075, which provides the Texas Youth Commission with the authority to order a child's confinement under conditions it believes best designed for the child's welfare and the interests of the public.

The proposed section affects the Human Resource Code, §61.034.

§95.21.Aggression Management Program.

(a) Purpose. The purpose of this rule is to establish the admission and release criteria and the standards of treatment for seriously aggressive youth in the Aggression Management Program (AMP). The program is designed to safely manage and treat youth whose aggressive behavior has been unresponsive to less restrictive interventions and who continue to pose a significant danger to other youth and staff. The AMP is a highly structured program delivered in a self-contained unit that provides behavior modification and a system of graduated reintegration into the general population. Placement in the AMP is a major disciplinary consequence.

(b) Explanation of Terms Used.

(1) Aggressive behavior--is defined as an imminent, credible act, threat of an act, or inciting others to act in a manner that involves assaultive touching of another resulting in bodily injury or offensive contact (spitting, chunking, etc.). Imminent refers to an event that can happen immediately if the youth has the opportunity to engage in an assaultive act.

(2) In-Room Restriction--is confinement in the youth's room. The youth is restrained by handcuffs when out of the room, and is out of the room only to participate in personal hygiene or in large muscle exercise, if safety permits.

(3) Treatment team--is composed of the AMP primary service worker (PSW), program administrator (PA), psychologist, teacher, juvenile correction officer (JCO) supervisor and other staff as needed.

(4) Individual review team (IRT)--consists of the director of clinical services (chair) and the assistant superintendent. Additional members may be appointed as needed. AMP staff shall not be a member of the IRT.

(c) Authorized Facilities.

(1) The McLennan County State Juvenile Correctional Facility (MCSJCF) in Mart, Texas is the only facility authorized to administer the AMP.

(2) TYC contract programs shall not develop or administer an AMP.

(d) Applicability. Females or sentenced offenders eligible for transfer to the Institutions Division of the Texas Department of Criminal Justice (TDCJ), or youth in non-secure contract care facilities, or youth with a mental health contraindication are not eligible for placement in the AMP.

(e) Eligibility Criteria.

(1) A Level I or II hearing has been held and a finding made that the youth engaged in one of the following offenses:

(A) assault resulting in substantial bodily injury (involving more than a passing discomfort or fleeting pain); or

(B) an assault causing bodily injury on three separate occasions over a 90-day period and the second and third assaults were each committed after a Level I or II hearing disposition had been made for the previous assault; or

(C) intentionally participated in a riot that caused bodily injury or property damage of over $500.00; or

(D) used or attempted to use either an object defined as a weapon by the Penal Code or an object that could be used as a weapon, which placed the victim in fear of imminent bodily injury.

(2) The youth is on Phase B0.

(f) Admission Decision Process.

(1) The local AMP Admission Review Committee at the MCSJC facility is composed of at least the assistant superintendent, AMP psychologist, and the AMP program administrator. The facility psychiatrist shall review admission decisions for youth with a psychiatric history.

(2) The AMP Admission Review Committee shall approve admission to the AMP based on the following considerations:

(A) a current mental health assessment that indicates there is no therapeutic contraindication to placement in the AMP; or

(B) less restrictive interventions have been attempted without successfully reducing the behavior and the AMP represents the least restrictive available and appropriate intervention.

(g) Priority For Admission.

(1) If a bed is available, priority for admission is given to:

(A) youth with the most dangerous and chronic aggressive behavior;

(B) youth with greater frequency of weapon use; or

(C) a directive from the executive director or designee.

(2) If a bed is not immediately available, the youth is placed on a waiting list. Youth will be admitted to the AMP from the waiting list based on:

(A) date of referral;

(B) end date of the BMP; or

(C) a directive from the executive director or designee.

(h) Youth in Behavior Management Program (BMP) Pending Admission to AMP.

(1) If the disposition at the Level I or II hearing held pursuant to this policy resulted in a recommendation for transfer to the AMP, but bed space is not available, the youth will be placed in BMP at the youth's current placement pending admission to AMP with an assigned maximum length of stay.

(2) If the youth completes the maximum length of stay in the BMP prior to a bed becoming available in the AMP, the youth shall not be admitted to AMP as a result of the conduct determined at the Level I or II hearing that resulted in the current assignment to BMP.

(3) The AMP Admission Review Committee has discretion to disapprove admission to the AMP if a youth has substantially completed a placement in BMP without an incidence of aggression.

(i) Program Requirements.

(1) Within seven (7) calendar days, an assessment will be completed for each youth admitted to AMP in accordance with TYC's Case Management Standards.

(2) Within 72 hours of admission, the youth will receive orientation to the AMP in accordance with TYC's Case Management Standards.

(3) Within ten (10) calendar days of the youth's admission, the initial treatment team review shall be completed.

(4) Within seven (7) calendar days of the initial treatment team review, the AMP PSW shall develop an Individual Case Plan (ICP) including program goals and objectives for each youth.

(j) Program Components. Program Structure is designed to maximize the safety and security of youth and staff.

(1) Physical Structure.

(A) Youth are confined to single cell rooms with locked doors at all times unless otherwise provided for in this policy or if they engage in aggressive conduct.

(B) Mechanical restraints are used for youth on stage I while not confined to their rooms and stages II/III while in the infirmary.

(C) Daily Schedule--A structured daily schedule is maintained and posted to provide a predictable and safe environment.

(2) Academics.

(A) All youth are expected to participate in an educational program for a minimum of four (4) hours per day with an additional two (2) hours of individualized schoolwork to be completed in their rooms.

(B) All special education services are provided in accordance with admission, release, and dismissal (ARD) committee decisions. For youth who are eligible to participate in special education services, an ARD meeting is held within 30 days of admission to the AMP to review the Individual Education Plan (IEP). Subsequent ARD meetings and evaluations are completed in compliance with state and federal regulations and TYC Special Education Operating Guidelines.

(C) Youth with Limited English Proficiency are provided with appropriate adaptations to the educational program as recommended by the Language Proficiency Assessment Committee (LPAC).

(3) Individual Counseling.

(A) Youth in the AMP receive weekly individual counseling by the PSW in accordance with TYC's Case Management Standards.

(B) Youth will receive counseling by the AMP psychologist in accordance with TYC's Case Management Standards.

(4) Group Therapy.

(A) Youth on stages 4 and 5 participate in Core Group focusing on the completion of Resocialization Program requirements and transition issues. The PSW conducts the Core Groups on the AMP unit.

(B) Scheduled Behavior Groups are offered to all youth on stages 2-5 and are conducted daily by the juvenile correctional officer (JCO).

(5) Medical and Psychological Services. Youth are seen by medical and/or psychiatric staff, as needed, and treatment is provided as ordered. The AMP psychologist continually assesses the youth's mental status, provides individual counseling, and provides consultation to the treatment team.

(6) Behavior Management.

(A) Youth are expected to follow a prescribed schedule and commit no rule violations. See (GAP) §95.3 of this title (relating to Rules of Conduct).

(B) Youth earn privileges in the AMP based on progress through the AMP stages and resocialization phases.

(C) Behavior requiring In-Room Restriction will follow procedures in (GAP) §97.40 of this title (relating to Security Program).

(7) Physical Exercise.

(A) Large muscle exercise will be offered to youth daily and will be offered in an exercise yard if safety and weather permit.

(B) On stages IV and V, the youth will participate in physical exercise on the general campus as safety permits.

(8) Family Notification, Involvement and Visitation. Youths' families will be encouraged to be involved in the youths' treatment. All families receive an orientation to the AMP, and are offered the opportunity to have input into the youth treatment plan and to contact the youth by letters and visitation. Refer to (GAP) §87.5 of this title (relating to Family Involvement).

(9) Youth Rights. Certain basic rights are recognized for each youth in TYC, with the exception of phone usage. Youth will be allowed phone usage pursuant to (GAP) §93.11 of this title (relating to Access to Attorneys and Courts), and as provided for each AMP stage listed below.

(k) Program Progress. The AMP is comprised of five (5) stages. A review of the youth's progress for each stage is made weekly by the treatment team.

(1) Stage I. Youth on stage I require the most external control. Youth spend the majority of time confined to their rooms. When out of the room, youth are in handcuffs and shackles.

(A) Completion Requirements: Completion of 15 consecutive days without an aggressive act or the credible threat of one.

(B) Phone Access. One (1) five-minute per week pre-paid/collect call and one (1) Tex-an call per month.

(C) Weekday Services and Activities.

(i) At least two (2) 30-minute per week individual therapy sessions provided by the PSW in accordance with TYC Case Management Standards.

(ii) At least 30 minutes per week of individual and/or group therapy by the AMP psychologist or appropriate designee in the absence of the AMP psychologist.

(iii) At least six (6) hours daily of academic services will be provided to the youth. Up to two (2) hours of academic services may be provided in the AMP classroom.

(iv) One (1) hour each day of large muscle exercise out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(D) Weekend Services and Activities.

(i) One (1) hour each day of large muscle exercise out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(ii) One (1) hour each day of games and recreation out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(2) Stage II. Youth on stage II continue to spend the majority of the day confined to their rooms but may be out of their rooms for activities without the use of mechanical restraints.

(A) Completion Requirements:

(i) Completion of 30 consecutive days on this stage without an aggressive act or the credible threat of one; and

(ii) Successful completion of 3 of 5 indicators for the Main Objective for Phase C1 as outlined in The ABCs of Phase Assessment. Indicators related to the definition of a Life Story and Offense Cycle are required with one (1) additional indicator of the Main Objective; and

(iii) Successful completion 3 of the 5 Sub-Objectives for Phase C1. The Empathy and Thinking Errors Sub-Objectives are required along with any other sub-objective except the Layout; and

(iv) Achievement of Phase B1 as outlined in The ABCs of Phase Assessment; and

(v) Completion of Phase A1 as outlined in The ABCs of Phase Assessment.

(B) Phone Access. Up to two (2) five-minute per week pre-paid/collect phone calls and one (1) Tex-an call per month.

(C) Weekday Services and Activities.

(i) At least two (2) 30-minute per week individual therapy sessions provided by the PSW in accordance with TYC Case Management Standards.

(ii) At least 30 minutes per week of individual and/or group therapy by the AMP psychologist or appropriate designee in the absence of the AMP psychologist.

(iii) Fifty-minutes per day of Behavior Group provided by an appropriate staff in accordance with TYC Case Management Standards.

(iv) At least six (6) hours daily of academic services will be provided to the youth. Four (4) hours of academic services will be provided in the AMP classroom.

(v) One (1) hour each day of large muscle exercise out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(D) Weekend Services and Activities.

(i) Fifty-minutes per day of Behavior Group provided by an appropriate staff in accordance with TYC Case Management Standards.

(ii) One (1) hour each day of large muscle exercise out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(iii) Up to two (2) hours each day of games and recreation out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(3) Stage III. Youth on stage III have additional time out of their rooms to participate in activities without the use of mechanical restraints.

(A) Completion Requirements:

(i) Completion of 30 consecutive days on this stage without an aggressive act or the credible threat of one; and

(ii) Successful completion of the Main Objectives and Sub-Objectives for Phase A1, B1, C1 with the Layout being the last Sub-Objective completed; and

(iii) Successful completion of a treatment team approved school transition plan in preparation for transition to the educational program in the campus school.

(B) Phone Access. Up to three (3) five-minute per week pre-paid/collect phone calls and one (1) Tex-an call per month.

(C) Weekday Services and Activities.

(i) At least one (1) 60-minute or two (2) 30-minute per week individual therapy sessions provided by the PSW in accordance with TYC Case Management Standards.

(ii) At least 30 minutes per week of individual and/or group therapy by the AMP psychologist or appropriate designee in the absence of the AMP psychologist.

(iii) Fifty-minutes per day of Behavior Group provided by an appropriate staff in accordance with TYC Case Management Standards.

(iv) At least six (6) hours daily of academic services will be provided to the youth. Four (4) hours of academic services will be provided in the AMP classroom.

(v) One (1) hour each day of large muscle exercise out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(vi) May eat meals out of the room with up to three (3) other youth as safety permits.

(D) Weekend Services and Activities.

(i) Fifty-minutes per day of Behavior Group provided by an appropriate staff in accordance with TYC Case Management Standards.

(ii) One (1) hour each day of large muscle exercise out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(iii) Up to four (4) hours each day of games and recreation out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(iv) May eat meals out of the room with up to three (3) other youth as safety permits.

(4) Stage IV. Youth on stage IV attend campus school and are working on issues related to transitioning to regular campus programming.

(A) Completion Requirements:

(i) Completion of 30 consecutive days on this stage without an aggressive act or the credible threat of one

(ii) Successful completion of 3 of the 4 indicators for Phase C2 Main Objective. The required indicators (#1, 3 and 4) include:

(I) accurately discuss significant life events and feelings from birth through commitment to TYC; and

(II) identify significant unmet needs and how they developed; and

(III) complete workbook assignments from the Changing Course Workbook for Resocialization.

(iii) Successful completion of 3 of the 5 Sub-Objectives for Phase C2 including at least indicator 1 for the Empathy and Thinking Errors Sub-Objectives and one (1) other Sub-Objective with the exception of the Layout.

(iv) Attend campus school for half a day, following school rules and completing all school assignments and an additional two (2) hours in the AMP classroom.

(v) Attainment of Phase A2 as outlined in the ABCs of Phase Assessment.

(vi) Attainment of Phase B2 as outlined in the ABCs of Phase Assessment.

(vii) Successful completion of a treatment team approved Campus Transition Plan in preparation for participation in general campus activities.

(B) Phone Access. Up to three (3) five-minute per week pre-paid/collect phone calls and one (1) Tex-an call per month.

(C) Weekday Services and Activities.

(i) At least one (1) 60-minute or two (2) 30-minute per week individual therapy sessions provided by the PSW in accordance with TYC Case Management Standards.

(ii) At least two (2) 30-minute bi-weekly individual and/or group therapy sessions by the AMP psychologist or appropriate designee in the absence of the AMP psychologist.

(iii) Fifty-minutes per day of Behavior Group provided by an appropriate staff in accordance with TYC Case Management Standards.

(iv) Five (5) hours per week of Core Group conducted by the PSW in accordance with TYC Case Management Standards.

(v) Four (4) hours daily of academic services will be provided to the youth in the campus school. Two (2) hours daily of academic services will be provided in the AMP classroom.

(vi) One (1) hour each day of large muscle exercise out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(vii) One (1) hour structured activity per day with an assigned general campus dorm as safety permits.

(viii) May eat meals out of the room with up to three (3) other youth as safety permits.

(ix) The appropriate education staff will communicate daily to the AMP staff the youth's progress and problem areas in the campus school. The AMP staff will communicate daily to the appropriate education staff the youth's progress and problem areas in AMP.

(D) Weekend Services and Activities.

(i) Fifty-minutes per day of Behavior Group provided by an appropriate staff in accordance with TYC Case Management Standards.

(ii) One (1) hour each day of large muscle exercise out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(iii) Up to four (4) hours each day of games and recreation out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(iv) May eat meals out of the room with up to three (3) other youth as safety permits.

(5) Stage V. Youth on stage V are participating in the program of an assigned general population dorm.

(A) Completion Requirements:

(i) Completion of 30 consecutive days in this stage without an aggressive act or the credible threat of one.

(ii) Successful completion of all Main Objectives and Sub-Objectives for Phase A2, B2, and C2 to include the Life Story Layout as the last Sub-Objective. Phase objectives must meet the criteria in The ABCs of Phase Assessment.

(iii) Attend school in the main campus school for the entire school day and complete all school assignments.

(iv) Participate in all general campus programming and activities, as safety permits, with the exception of the general campus Core Group.

(v) Complete a treatment team approved plan for transition to a regular campus program. The plan will identify high-risk situations and the strategies the youth is to use to deal with the high-risk situations without the use of aggression.

(B) Phone Access. Up to three (3) five-minute per week pre-paid/collect phone calls and one (1) Tex-an call per month.

(C) Weekday Services and Activities.

(i) At least one (1) 60-minute or two (2) 30-minute per week individual therapy sessions provided by the PSW in accordance with TYC Case Management Standards.

(ii) At least two (2) 30-minute bi-weekly individual and/or group therapy sessions by the AMP psychologist or appropriate designee in the absence of the AMP psychologist.

(iii) Fifty-minutes per day of Behavior Group provided by an appropriate staff in accordance with TYC Case Management Standards.

(iv) Five (5) hours per week of Core Group conducted by the PSW in accordance with TYC Case Management Standards.

(v) Fourteen (14) hours each day to participate in a full school day in the campus school and to participate in programming in the assigned dorm.

(vi) May eat meals out of the room with up to three (3) other youth as safety permits.

(vii) The appropriate education staff will communicate daily to the AMP staff the youth's progress and problem areas in the campus school. The AMP staff will communicate daily to the appropriate education staff the youth's progress and problem areas in AMP.

(D) Weekend Services and Activities.

(i) Participate in weekend activities on assigned dorm as youth's behavior and safety permit.

(ii) If youth cannot participate in weekend activities on assigned dorm, the following must occur:

(I) Fifty-minutes per day of Behavior Group provided by an appropriate staff in accordance with TYC Case Management Standards.

(II) One (1) hour each day of large muscle exercise out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(III) Up to four (4) hours each day of games and recreation out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(IV) Up to four (4) hours each day of games and recreation out of the room or in the enclosed outdoor recreation area as the youth's behavior and weather permit.

(V) May eat meals out of the room with up to three (3) other youth as safety permits.

(6) Resocialization Phases.

(A) The highest Resocialization Phases the youth may earn is A4, B2, and C2.

(B) Youth may work on Phase C3 objectives but may only earn the following:

(i) Main Objective.

(I) Presents an Offense Cycle for the committing offense.

(II) Completes workbook exercises.

(ii) Sub-Objectives.

(I) Thinking Errors--Identifies the Thinking Errors used in each step of the Offense Cycle and identifies how the use of each Thinking Error allowed the avoidance of responsibility for the behavior or avoidance of unpleasant feelings. (Indicators 1 and 2)

(II) Empathy--Discusses how empathy might prevent similar behavior in the future. (Indicator 1)

(III) Values--Evaluates behaviors in relation to stated personal values. (Indicator 1)

(IV) Positive Skills--Reports personal strengths and discusses how personal weaknesses relate to the Offense Cycle and discusses impact of the committing offense to the victim, extended victims, community, self and others. (Indicators 1 and 2)

(l) Progress Reviews.

(1) Treatment Review Team

(A) The treatment team reviews the youth's ICP, progress through the program and evaluates the completion of stage requirements and the effectiveness of treatment strategies on a weekly basis and reviews resocialization requirements on a monthly basis.

(B) The treatment team makes decisions regarding stage and phase promotion based on achievement of established criteria:

(i) Stage Promotion. Youth meeting the established stage criteria must be promoted.

(ii) Stage Demotion. Treatment team decisions to assign the youth to a lower stage may only be done for acts of aggressive behavior and the treatment team may demote only one (1) stage. Demotions of two (2) or more stages require a Level II hearing.

(iii) Phase promotion and demotion is in accordance with the ABCs of Phase Assessment and TYC's Case Management Standard related to Phase Assessment.

(2) Individual Case Plan Review. Each youth's treatment objectives, progress and intervention strategies are reviewed monthly by the treatment team, and the AMP PSW develops a new ICP in accordance with TYC's Case Management Standards.

(3) Independent Review Team.

(A) The IRT reviews all youth not making satisfactory progress through the AMP. The team assesses youth who have been on stage I for more than 30 days, on stages II to V for more than 45 days or who have not achieved stage V within nine (9) months of admission to review the justification and documentation of the reasons the youth has failed to progress in the program stages and to determine if appropriate interventions are being provided the youth.

(B) Based on the review, the IRT makes recommendations to the treatment team for inclusion in the youth's ICP.

(C) The IRT reviews the youth's case at least every 45 days thereafter until the youth progresses to the next stage and quarterly thereafter for youth in the program longer than nine (9) months.

(4) Mental Health Review.

(A) Youth will be evaluated on a regular basis by the AMP psychologist for presence of a mental health disorder that contraindicates continued admission in the AMP.

(B) Youth will be released from the AMP at any time for mental health reasons based on the recommendation of the psychologist or psychiatrist and the approval of the director of clinical services at MCSJCF.

(C) Youth with neurological and/or mental health disorders may be temporarily admitted to the Corsicana Stabilization Unit (CSU) pursuant to (GAP) §87.67(c)(3) of this title (relating to Corsicana Stabilization Unit) for diagnostic purposes to determine appropriate placement in AMP or CSU.

(m) Program Completion and/or Release.

(1) Youth must be released from AMP when the following events occur:

(A) the completion of stage V; or

(B) youth developed mental health disorder that contraindicates the youth's continued stay in the AMP must be released from the program.

(2) Youth will not be released to the returning facility. The youth's release placement shall be determined by the CPU placement procedures.

(3) If transportation is not available to the assigned facility upon the completion of stage 5, the youth will be transferred to MCSJCF's general population.

(n) Program Monitoring and Youth Rights.

(1) To ensure the program is being implemented according to provisions of this policy, the superintendent or assistant superintendent will visit the AMP daily and the director of clinical services will visit the AMP weekly. In the absence of the superintendent and the assistant superintendent, the ADO will visit the AMP, and in the absence of the director of clinical services, the designated psychologist will visit the AMP.

(2) The administrative assistant to the superintendent shall visit the AMP daily to ensure that the youth has access to or use of the complaints resolution system. In the absence of the administrative assistant, the superintendent will designate an informed staff the duties of ensuring that the youth has access to the complaints resolution system.

(3) The youth will be offered the opportunity to a face-to-face interview with the assistant superintendent weekly.

(o) Appeal. Any decision that affects the youth's length of stay in the AMP may be appealed to the executive director. See (GAP) §93.53 of this title (relating to Appeal to Executive Director). The pendency of an appeal shall not preclude implementation of the decision.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 13, 2004.

TRD-200400206

Neil Nichols

Interim Executive Director

Texas Youth Commission

Earliest possible date of adoption: February 29, 2004

For further information, please call: (512) 424-6014