TITLE 7.BANKING AND SECURITIES

Part 6. CREDIT UNION DEPARTMENT

Chapter 91. CHARTERING, OPERATIONS, MERGERS, LIQUIDATIONS

Subchapter B. ORGANIZATION PROCEDURES

7 TAC §91.210

The Texas Credit Union Commission adopts the amendments to §91.210, concerning foreign credit unions without changes to the text published in the April 11, 2003, issue of the Texas Register (28 TexReg 3010) and will not be republished.

The amendments make several changes. First, it defines local service area for foreign credit unions. Secondly it allows a foreign credit union to apply to expand its field of membership to include any group with a community of interest (including geographic) within its local service area and automatically includes certain groups in their entirety, even though some of the potential members may be located outside the credit union's local service area under specified conditions. Finally, a new subsection was added to safeguard against a foreign credit union using its Texas office(s) as share/deposit production office(s).

Two comment letters were received on this proposal. TruWest Credit Union wholly supports the proposed changes to 91.210. Star One Credit Union supports most of the proposed changes to the rule, but they do not support the change of the standard of "conveniently served from its office" to "local service area", stating that both standards are applied only to foreign credit unions and therefore discriminatory. They also do not support the addition of subsection (k), requiring that certain loan to deposit ratios be maintained to prevent foreign credit unions from becoming share/deposit production offices, stating that it is "arbitrary, vague and unfair". The Commission disagrees that the proposed rule, with the definition of "local service area", is discriminatory against foreign credit unions. Although the exact phrase, "local service area" is not currently used in Section 91.301, dealing with state credit union field of membership, geographic limitations must be included for all types of field of membership expansions by state credit unions and a similar standard of "meeting the convenience and needs of members" must also be met. Credit unions are the only financial institutions in this State that are not allowed to serve the general public, but whose membership must meet eligibility requirements. The Commission believes that the "local service area" test properly balances the public interest of maintaining the integrity of the member-based system while promoting competition. The prohibition on foreign credit unions using the Credit Union Act's interstate branching authority primarily for the purpose of share/deposit production is based on sound public policy considerations and is not unduly burdensome on foreign credit unions. The intent of subsection (k) is to ensure that the interstate branching authority would not result in the taking of shares/deposits from Texas communities of interest without the foreign credit union reasonably helping to meet the credit needs of those communities. The proposal provides a simple process to test compliance with the prohibition. The process involves a loan-to-deposit ratio screen, which is designed to measure the lending and deposit activities of the foreign credit union. The screen compares the foreign credit union's Texas loan-to-deposit ratio to the aggregate loan-to-deposit ratio for all Texas credit unions. If the foreign credit union's Texas loan-to-deposit ratio is at least one-half of the aggregate Texas loan-to-deposit ratio, the foreign credit union passes the evaluation and no further review is required. It is anticipated that existing data, which should be readily available at foreign credit unions, will be used to determine its Texas loan-to-deposit ratio. The proposal will not impose any substantive paperwork or regulatory reporting requirements on foreign credit unions.

The amendment to the rule is adopted as a result of interested persons petitioning the Commission to amend the rule to change the current language in subsection (i) because it limited a foreign credit union's growth outside of their service area and foreign credit unions were not on parity with state-chartered credit unions for field of membership expansions.

The amendment is adopted under the provision of the Texas Finance Code, §122.013, that is interpreted as authorizing the Credit Union Commission to adopt rules that govern foreign credit union operations in this state.

The specific section affected by the amendment is Texas Finance Code, §122.013.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on May 19, 2003.

TRD-200303107

Harold E. Feeney

Commissioner

Credit Union Department

Effective date: June 8, 2003

Proposal publication date: April 11, 2003

For further information, please call: (512) 837-9236


Subchapter D. POWERS OF CREDIT UNIONS

7 TAC §91.403

The Texas Credit Union Commission adopts the amendments to §91.403, concerning federal parity with respect to offering debt cancellation products without changes to the text as published in the April 11, 2003, issue of the Texas Register (28 TexReg 3010) and will not be republished.

The amendments establish additional standards governing debt cancellation products in order to ensure that credit unions provide such products consistent with safe and sound credit union practices. Specifically, the amendments add three new subsections. New subsection (b) imposes additional standards that apply to credit unions offering debt cancellation products. These standards prohibit a credit union from engaging in any form of self-insurance to cover any loss resulting from these products; from tying the approval or terms of an extension of credit to a member's purchase of a product; and requires the product provide for the refunding of, or credit to, the member any unearned fees resulting from the termination of the member's participation in the product. New subsection (c) requires a credit union to notify the commissioner of its intention to offer debt cancellation products and prescribes the information that must be included in the notification. And finally, new subsection (d) imposes a new duty on the credit union's board of directors to establish and maintain written policies concerning debt cancellation products. The amendments also remove references to a guaranteed auto protection program and improve the definition of debt cancellation product.

The Credit Union Department has long recognized that state credit unions may provide debt cancellation contracts as permissible credit union products. The Credit Union Commission officially granted state credit unions parity with federal credit unions relating to the sale of guaranteed auto protection programs and debt cancellation contracts in 1999 based on the regulations of the National Credit Union Administration at 12 C.F.R. Part 721.3(g) which expressly noted debt cancellation and debt suspension agreements as permissible loan-related products. In promulgating §91.403 the Commission codified the Department's position and specifically stated the authority of state credit unions under Texas Finance Code Section 123.003 to enter into debt cancellation products as authorized credit union loan terms and to charge a fee for these products.

One comment from MCT Credit Union was received, which objected to the inclusion of subsection (b) (2), stating that they had an "incentive" program that did alter the terms of credit to members who purchased debt cancellation products and they felt that it was a benefit to their members and they should be allowed to continue this practice. The Commission disagrees with the commenter and believes that the proposal establishes important safeguards to protect against member confusion and areas of potential member abuse. A credit union's authority to deny a member's request for credit gives the credit union a unique ability to seek to coerce members to purchase a debt cancellation product. Therefore, the Commission considers it inappropriate for a credit union to condition the granting of a loan or its terms on the member's purchase of a debt cancellation product. In addition, the Commission believes that the proposal's express prohibition on tying a debt cancellation product to loan terms makes it clear that the choice of purchasing a debt cancellation product is left exclusively to the member.

The amendment is adopted under the Texas Finance Code §15.402 and §123.003. The Commission interprets §15.402 to authorize the Commission to adopt reasonable rules, and the Commission interprets §123.003 to authorize the Commission to adopt rules that authorize a state credit union to engage in any activity in which it could engage, exercise any power it could exercise, or make any loan or investment it could make, if it were operating as a federal credit union.

The specific section affected by this amendment is Texas Finance Code §124.001.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on May 19, 2003.

TRD-200303108

Harold E. Feeney

Commissioner

Credit Union Department

Effective date: June 8, 2003

Proposal publication date: April 11, 2003

For further information, please call: (512) 837-9236