TITLE 1.ADMINISTRATION

Part 4. OFFICE OF THE SECRETARY OF STATE

Chapter 81. ELECTIONS

Subchapter D. VOTING SYSTEMS CERTIFICATION

1 TAC §81.62

The Office of the Secretary of State, Elections Division, proposes an amendment to §81.62, concerning the use of audit logs in automatic tabulation equipment.

Ann McGeehan, Director of Elections, has determined that for the first five-year period the amended rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the amended rule.

Ms. McGeehan also has determined that for the first five-year period the amended rule is in effect the public benefits expected as a result of adoption of the amended rule will be to reflect changes in technology that have provided multiple levels of tabulation which make it difficult to comply with the printer requirement but also provide redundant electronic audit trails which provide records from which the system may be audited. There will be no effect on small businesses or micro-businesses.

Comments on the proposal may be submitted to the Office of the Secretary of State, Ann McGeehan, Director of Elections, P.O. Box 12060, Austin, Texas 78711.

The amendment is proposed under the Texas Election Code, §31.003, which provides the Office of the Secretary of State with the authority to obtain and maintain uniformity in the application, interpretation, and operation of provisions under the Texas Election Code and other election laws.

Statutory Authority: Election Code, Chapter 31, Subchapter A, §31.003

Election Code §122.001 is affected by this rule.

§81.62.Use of Audit Logs in Automatic Tabulation Equipment.

(a) For any voting tabulation device, or any modification to a voting tabulation device, to be certified for use in Texas elections, the device shall include a continuous feed printer dedicated to a real-time audit log. All significant election events and their date and time stamps shall be printed to the audit log.

(b) The definition of "significant election events" in subsection (a) of this section [ rule ] includes but is not limited to:

(1) error messages and operator response to those messages;

(2) number of ballots read for a given precinct;

(3) completion of reading ballots for a given precinct;

(4) identity of the input ports used for modem transfers from precincts;

(5) users logging in and out from election system;

(6) precincts being zeroed;

(7) reports being generated; and

(8) diagnostics of any type being run.

(c) The audit log for an election shall be retained by the custodian of election records for the appropriate preservation period.

(d) An alternative to the real-time printed audit log requirement may be approved by the Secretary of State for use on a precinct level voting system if the Secretary determines that the alternative produces at a minimum a sufficient record of items in subsection (b)(1) - (8) of this section and any administrative functions performed prior to opening the polls, the opening and closing of the polls, all ballot images, and any administrative functions performed after the closing of the polls. The alternative audit must be capable of being printed and a printed copy must be made available upon request.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 7, 2003.

TRD-200300043

David N. Roberts

General Counsel

Office of the Secretary of State

Earliest possible date of adoption: February 16, 2003

For further information, please call: (512) 463-5562