TITLE 37.PUBLIC SAFETY AND CORRECTIONS

Part 6. TEXAS DEPARTMENT OF CRIMINAL JUSTICE

Chapter 163. COMMUNITY JUSTICE ASSISTANCE DIVISION STANDARDS

37 TAC §§163.21, 163.35, 163.39, 163.40

The Texas Board of Criminal Justice, on behalf of the Texas Department of Criminal Justice-Community Justice Assistance Division (CJAD), proposes to amend §§163.21, 163.35, 163.39, and 163.40 of the Standards for Community Supervision and Corrections Departments (CSCDs).

The proposed amendment to §163.21, Administration, provides clarifications for administrative manuals for CSCDs, expands the requirements for citizen involvement and volunteer services, and adds new language requiring CSCDs to provide services for victims. Additionally, standards have been developed to address the CSCDs' responsibility in developing policies and procedures that address the safety and needs of victims; collaboration with victims, victim advocates, and sexual assault task forces; transfer procedures, and the operation of specialized caseloads.

The proposed amendment to §163.35, Supervision, expands and clarifies the language regarding the intrastate transfer process CSCDs must follow when transferring probationers to other jurisdictions within Texas.

The proposed amendment to §163.39, Residential Services, contains non-substantive changes for clarification purposes.

The proposed amendment to §163.40, Substance Abuse Treatment Standards provides clarifying language, adds requirements for cognitive-behavioral programs, and deletes references to physical plant requirements.

Brad Livingston, Chief Financial Officer for TDCJ, has determined that for the first five years the rule will be in effect, enforcing or administering the rule does not have foreseeable implications related to costs or revenues for state or local government. Mr. Livingston has also determined that there will be no economic impact on persons required to comply with the rules, and that the public benefit expected as a result of the proposed rule is quality programs that enhance treatment and services in the offender population.

Comments should be directed to Carl Reynolds, General Counsel, Texas Department of Criminal Justice, P.O. Box 13084, Austin, Texas 78711, Carl.Reynolds@tdcj.state.tx.us. Written comments from the general public should be received within 30 days of the publication of this proposal.

The amendments are proposed under Texas Government Code, §§509.003 and 509.006.

Cross Reference to Statutes: Texas Government Code §§509.003 and 509.006.

§163.21.Administration.

(a) CSCD Director. The district judge or judges shall appoint a CSCD director, who shall meet, at a minimum, the same eligibility criteria as a community supervision officer (CSO) as cited in the Texas Government Code §76.005, and §163.33 of this title (relating to CSOs). It is the responsibility of the CSCD director to apply state, local, and other available resources to employ a sufficient number of officers and other employees to perform the professional and clerical work of the department as required by law, TDCJ-CJAD standards, and local community corrections needs as identified in the local community justice plan. The TDCJ-CJAD director is to be notified by the administrative judge of the appointment of a CSCD director.

(b) Administrative Manual. CSCD directors shall be responsible for the development of an administrative manual defining general purposes and functional objectives, incorporating all written policies and procedures, assuring that they are made available to all staff members. The operational section should give a detailed description of the procedures followed in performing the routine tasks of the department. The policies and procedures shall be reviewed by the CSCD director periodically and revised as necessary. The CSCD director shall provide the TDCJ-CJAD director with a copy of the CSCD's administrative manual for review when requested. These policies and procedures shall include, at a minimum : [ , those administrative issues as provided in section 23 of the Guideline for the Organization, Management, and Operation of CSCDs, in the State of Texas. The policies and procedures shall be reviewed by the CSCD director periodically and revised as necessary. The CSCD director shall provide the TDCJ-CJAD director with a copy of the CSCD's administrative manual for review when requested. ]

(1) Human Resources.

(A) recruitment procedures;

(B) promotional requirement and procedures;

(C) EEOC/affirmative action provisions;

(D) provisions of American with Disabilities Act;

(E) provisions of Fair Labor Standards Act;

(F) provisions of Family Medical Leave Act;

(G) sexual harassment policy;

(H) confidentiality of information;

(I) organizational plan/chart;

(J) salary scales;

(K) benefits;

(L) holidays and work schedules;

(M) explanation of amount and limitations of leaves;

(N) personnel records;

(O) employee performance appraisals;

(P) disciplinary procedures;

(Q) grievance procedures;

(R) probationary employment periods;

(S) contract/temporary employees;

(T) dress code;

(U) pre-employment criminal record checks;

(V) staff safety;

(W) political participation;

(X) travel/mileage reimbursement policy; and

(Y) Immigration Reform and Control Act.

(2) Medical.

(A) medical and psychological records management;

(B) contagious disease policy including HIV-AIDS; and

(C) tuberculosis and other communicable diseases.

(3) Supervision.

(A) Supervision Description;

(B) assessment and remediation of literacy skills for offenders;

(C) arrest and firearms policy and procedures; and

(D) pre-sentencing investigation and reporting policy and procedures.

(4) Standards.

(A) Code of ethics;

(B) training and staff development;

(C) job descriptions, qualifications, and responsibilities;

(D) insurance and honesty bonds;

(E) intrastate and interstate compact policies and procedures;

(F) case classification and case management;

(G) supervision of offenders/continuum of sanctions (policy and procedure);

(H) internal case management audit procedures; and

(I) violation of probation order procedures.

(c) - (i) (No change.)

(j) Citizen Involvement and Volunteers. If volunteers are used, the CSCD director shall ensure that suitable orientation and supervision is provided in the functions they will be expected to perform. CSCDS are encouraged to establish and maintain opportunities for effective volunteer participation in CSCD operations. If volunteers are used, the CSCD director shall: [ that written policy, procedure, and practice exists for guiding the selection and utilization of citizen involvement. ]

(1) ensure that written policy, procedure, and practice exists for guiding the selection and utilization of citizen involvement; and

(2) Require volunteers to acknowledge and comply with all departmental rules governing the confidentiality of information.

(k) Victim Services. The criminal justice system recognizes the many stakeholders affected by crime and wishes to acknowledge crime victims' interests and right to be informed, heard and protected by the system. With that goal in mind, standards are incorporated to facilitate the participation of crime victims within community supervision.

(1) Training. CSCD Victim Services Coordinators shall obtain not less than 8 documented hours of professional skill based training within the first biennium of appointment to the position of victim service coordinator. Training shall be specific to community supervision and should include:

(A) Victims Rights;

(B) Victim Sensitivity;

(C) Confidentiality Issues; and

(D) Crime Victims Compensation.

(2) Policy and Procedures. Each CSCD shall adopt written policies and procedures regarding:

(A) Victim notification of offenders placed on community supervision; and

(B) Offender information that may be released to victims.

(3) Notification to victims would include the information specified in Texas Government Code Annotated, Section §76.016:

(A) The offender being placed on community supervision;

(B) The conditions of community supervision; and

(C) The date, time, and location of any hearing or proceeding that would modify the conditions of supervision or the offenders' placement on community supervision.

(4) Information that is public record may be released to the victim. This would include:

(A) Court ordered community supervision identifying the department with jurisdiction;

(B) A written copy of the conditions of supervision;

(C) The name of the supervising officer;

(D) Victim service coordinator contact information;

(E) Motion to revoke supervision being filed and the results of the motion;

(F) Information regarding the transfer of offender to another jurisdiction and contact information; and

(G) Information that the offender has been placed in residential confinement and release from confinement.

(5) Other information that may be released would include information that the victim would have knowledge of:

(A) Restitution not being paid; and

(B) Additional sanctions for non-compliance of the defendant.

§163.35.Supervision.

(a) Definitions. The following words and terms, when used in this section, shall be defined as follows and apply to both felonies and misdemeanors, unless the context clearly indicates otherwise.

(1) - (5) (No change.)

(b) System of Offender Supervision. CSCD directors shall develop a system of offender supervision that is based upon, but not limited to:

(1) - (6) (No change.)

(c) Supervision Process. CSOs shall provide direct supervision for cases to include, but not be limited to, the following tasks.

(1) - (9) (No change.)

(10) Intrastate Transfers. The standards strive to ensure public safety by recognizing the need of the sending and receiving jurisdictions to continue control and supervision over these offenders. [ Courtesy Supervision. Except in cases of non-CSCD residential facility placements, courtesy supervision shall be requested if an offender will be in another jurisdiction for more than 30 days, except when good cause can be shown. Only the court retaining jurisdiction over a defendant has the authority to modify or alter a condition of community supervision. CSCD directors shall ensure that CSOs providing direct supervision to offenders transferred from other Texas jurisdictions shall fully enforce the order of the court that placed the individual on community supervision. It is the responsibility of the offender to comply with the conditions of community supervision as imposed by the court. CSCD directors shall ensure that CSOs provide the same level of supervision to courtesy cases as they do for the offenders in their jurisdiction. When transferring a case for courtesy supervision, the documents necessary for transfer shall include, at a minimum, the transfer form, the court order placing the person on community supervision citing all conditions of community supervision, the offense report, criminal history, tracking number (TRN) and state identification (SID) number, the pre/post-sentence investigation report where legally mandated, and any assessments that have been completed. CSCD directors who decline to provide courtesy supervision to offenders from other jurisdictions shall immediately notify the original jurisdiction of the reasons for declining courtesy supervision. ]

(A) Except in cases of non-CSCD residential facility placements, supervision shall be transferred if an offender meeting the definition of direct supervision will be in another jurisdiction for more than 30 days, except when the designated representatives of the two CSCDs agree there is good cause for the original jurisdiction to maintain supervision. Only the court retaining jurisdiction over a defendant has the authority to modify or alter a condition of community supervision. CSCD directors shall ensure that community supervision officers providing direct supervision to offenders transferred from other Texas jurisdictions shall fully enforce the order of the court that placed an individual on community supervision. It is the responsibility of the offender to comply with the conditions of community supervision as imposed by the court. CSCD directors shall ensure that community supervision officers provide the same level of supervision to courtesy cases as they do for the offenders in their jurisdiction. The documents necessary for transfer shall include, only the transfer form, the court order placing the person on community supervision citing all conditions of community supervision, the offense report, criminal history, TRN and SID number (within 90 days of transfer to receiving jurisdiction), the pre/post-sentence investigation report where legally mandated, and any assessments that have been completed. CSCD directors who decline to provide courtesy supervision to offenders from other jurisdictions shall immediately notify, in writing, the original jurisdiction of the reasons for declining or closing supervision.

(B) Dual Supervision: The court retaining jurisdiction over a defendant may also order the defendant to report to the original jurisdiction as well as the jurisdiction where defendant resides and/or works.

(11) (No change.)

§163.39.Residential Services.

(a) General Administration.

(1) - (4) (No change.)

(5) Maximum Offender [ Resident ] Capacity and Facility Utilization. The maximum offender [ resident ] capacity of a CCF or CCC shall be defined as the total number of offenders who can be housed at the facility at any given time as delineated by the operating agency in the most current community justice plan and approved by the TDCJ-CJAD director. CCFs and CCCs funded through TDCJ-CJAD shall reach 90% capacity within the first six months of operation and maintain a minimum of 90% thereafter, utilizing appropriate and eligible placements only. Any revisions to the maximum and minimum offender [ resident ] capacities for the CCF or CCC shall be subject to the approval by TDCJ-CJAD through the community justice plan amendment process.

(6) - (7) (No change.)

(b) Personnel.

(1) - (3) (No change.)

(4) Residential Officer Certification. See §163.33 Community Supervision Officers (f).

(5) Residential Personnel Training. See §163.33 Community Supervision Officers (j); (1) Initial Training Requirements; (2) Defensive Driving.

(c) Building, Safety, Sanitation and Health Codes.

(1) Compliance. The CSCD director and Facility director [ and personnel ] shall ensure that facility's construction, maintenance, and operations complies with all applicable state, federal and local laws, building codes and regulations related to safety, sanitation and health. Records of compliance inspections, audits, or written reports by internal and external sources shall be kept on file for examination and review by TDCJ-CJAD and other governmental agencies and authorities for all time periods from project or program inception forward. The CSCD director and Facility director shall promptly notify the TDCJ-CJAD in writing of any circumstances wherein the facility or its operations do not maintain such compliance.

(2) (No change.)

(3) Sanitation. The facility [ audits operations ] shall conform with the applicable sanitation and health regulations and codes.

(4) Waste. The liquid and solid wastes related to the facility [ audits operations ] shall be collected, stored and disposed of in accordance with an approved plan by the [ appropriate ] regulatory authority, agency, or department.

(5) (No change.)

(6) Fires. The facility, its furnishings, fire protection equipment and alarm shall comply with the regulations of the fire authority having jurisdiction. Fire drills are to be conducted at least quarterly. There shall be a written evacuation plan to be used in the event of a fire. The plan is to be certified by an independent qualified governmental agency or department or individual trained in the application of national and state fire safety codes. Such plan shall be reviewed annually, updated if necessary, and reissued to the local fire jurisdiction. The facility shall have a qualified person conduct a fire inspection at least quarterly or at other intervals approved by the fire authority having jurisdiction. Fire safety equipment located at the facility shall be tested as specified by the manufacturer or the fire authority, whichever is more frequent. An annual inspection of the facility shall be secured from the fire authority having jurisdiction or other qualified person(s).

(7) Emergency Plans. There shall be written emergency plans for the facility and its operations, which include an evacuation plan, to be used in the event of a major flood, storm, or other emergencies. This plan is reviewed annually and updated, if necessary. Evacuation drills are to be conducted at least three times yearly [ monthly ]. Each shift at least yearly [ every quarter ] must have conducted an evacuation drill when the majority of offenders are present. All facility personnel must be trained in the implementation of written emergency plans. The evacuation plan should specify preferred evacuation routes, subsequent dispositions and temporary housing of offenders, and provision for access to medical care or hospital transportation for injured offenders and/or staff. The facility's emergency plan(s) shall be distributed to local authorities such as law enforcement, state police, civil defense, etc. to keep them informed of their roles in the event of an emergency. Such emergency plan(s) shall include the following:

(A) location of buildings/room floor plan;

(B) use of exit signs and directional arrows that are easily seen and red; and

(C) location(s) of publicly posted plan.

(d) Separate Inmate Housing. The CSCD director and Facility director shall ensure that a facility that is part of or attached to a detention facility or a correctional institution shall house facility offenders separately from the inmates. At no time shall CCF or CCC residents/offenders be co-mingled with inmates.

(e) Program and Service Areas.

(1) - (2) (No change.)

(3) Other Physical Environment and Facilities Issues. There shall be written policy and procedures to ensure the following with respect to the CCF and CCC:

(A) Space shall be provided for janitor closets which are equipped with cleaning implements.

(B) There shall be storage areas in the facility for clothing, bedding, and cleaning supplies.

(C) There shall be clean, usable bedding, linen, and towels for new residents with provision for exchange or laundering on at least a weekly basis.

(D) On an emergency or indigent basis, the facility shall provide personal hygiene articles.

(E) There shall be adequate control of vermin and pests.

(F) There shall be timely trash and garbage removal.

(G) Sanitation and safety inspections of all internal and external areas and equipment shall be performed and documented on a routine basis to protect the health and safety of all offenders, [ residents ] staff, and visitors.

(f) Supervision.

(1) Operations Manual. An operations manual shall be prepared for and used by each CCF and CCC which shall contain information and specify procedures and policies for offender census, contraband, supervision, physical plant inspection and emergency procedures, including detailed implementation instructions. Such operation manual shall be accessible to all employees and volunteers. The operations manual shall include, at a minimum, the matters set forth in the Guidelines for the Policies and Procedures of TDCJ-CJAD Funded Residential Facilities [ , ] dated October 31, 2001 [ 2001 ]. The operations manual shall be submitted to the TDCJ-CJAD Director for review and approval, and such manual must have been approved by the TDCJ-CJAD director at least 60 days prior to acceptance of offenders into the facility. Offenders cannot be accepted into the facility until approval is granted by the TDCJ-CJAD. The CSCD director and Facility director shall ensure that the operations manual is reviewed at least every two years, and new or revised policies and procedures are made available, including all changes, prior to implementation to designated staff and volunteers. This manual shall be submitted to TDCJ-CJAD upon request or for auditing purposes.

(2) Staffing Availability. The CSCD director and Facility director shall ensure that the facility has the staff needed to provide coverage of designated security posts, surveillance of offenders and to perform ancillary functions. The facility shall have at least one staff member, on duty, who is the same gender as the offender [ resident ] population.

(3) Activity Log. The CSCD director and Facility director shall ensure that CCF and CCC staff maintain an activity log and prepare shift reports that record, at a minimum, emergency situations, unusual situations, unusual incidents and record all absences of offenders from a facility.

(4) Use of Force. The CSCD director and Facility director shall ensure that a CCF and CCC has written policies, procedures, and practices that restrict the use of physical force to instances of self-protection, protection of offenders or others or prevention of property damage. In no event is the use of physical force against an offender justifiable as punishment. A written report shall be prepared following all uses of force, [ force , ] and all such written reports shall be promptly submitted to the CSCD director and Facility director for review and follow-up. The application of restraining devices, aerosol sprays, chemical agents, etc. shall only be accomplished by an individual who is properly trained in the use of such devices and only in an emergency by any individual in self-protection, protection of others or other circumstances as described previously.

(5) Use of Firearms. The CSCD director and Facility director shall ensure that the possession of firearms by staff is banned and use of firearms is prohibited in or on facility property except in the execution of official duties by certified peace officers or other duly licensed law enforcement personnel.

(6) Access to Facility. The facility shall be secured to prevent unrestricted access thereto by the general public or others without proper authorization.

(7) Control of Contraband/Searches. There shall be policies defining facility shakedowns, strip searches, and pat searches of offenders [ residents ] to control contraband and provide for its disposal.

(8) Levels of Security. The CSCD director and Facility director must ensure that levels of security appropriate for the population served by the facility are maintained at all times. These levels of security must create, as a minimum, a monitored and structured environment in which a offender's [ resident's ] interior and exterior movements and activities can be supervised by specific destination and time. The facility director or designee may, at [ in ] his or her discretion, grant offenders exterior movements. Exterior movements include, but are not limited to employment programs, community service restitution, support/treatment programs, and programmatic incentives. The following minimum requirements must be met for all exterior movements:

(A) the facility director or designee approves the exterior movement;

(B) a staff member orally advises the offender of the conditions and limitations of the exterior movement;

(C) the offender acknowledges in writing an understanding of the conditions and limitations of the exterior movement;

(D) exterior movements involving programmatic incentives may only be granted if the following additional requirements are met:

(i) the offender meets all established requirements for the programmatic incentive, as determined by the supervisor of the program, and submits a written request for the exterior movement;

(ii) the requested absence will not exceed 72 hours unless there are unusual circumstances;

(iii) the offender provides an itinerary for the absence including method of travel, departure and arrival times, and locations during the exterior movement;

(iv) the facility director or designee approves the itinerary and establishes the conditions of the exterior movement involving programmatic incentives; and

(v) a staff member shall make random announced or unannounced personal or telephone contacts with the offender to verify the location of the offender during the exterior movement.

(9) Emergency furloughs. The facility director or designee may, in his or her discretion, grant an emergency furlough to an offender for the purpose of allowing the offender to attend a funeral, visit a seriously ill person, obtain medical treatment, or attend to other exceptional business. Emergency furloughs may only be granted if the following conditions are met:

(A) the offender submits a written request for the emergency furlough;

(B) the facility director or designee verifies through an independent source including, but not limited to a physician, Red Cross representative, minister, rabbi, priest, or other spiritual leader that the presence of the offender is appropriate;

(C) the offender provides proposed itinerary including method of travel, departure and arrival times, and locations during the emergency furlough;

(D) the requested absence will not exceed 72 hours unless there are unusual circumstances;

(E) the court of original jurisdiction approves the travel if the offender will depart the State of Texas;

(F) the facility director or designee approves the itinerary and establishes the conditions of the emergency furlough; and

(G) the facility director or designee shall notify by sending an electronic or fax copy of the approved itinerary to the director of the CSCD of the court of the original/sending jurisdiction prior to the date that the emergency furlough is approved to begin . [ ; ]

[(H) a staff member makes random announced and/or unannounced personal or telephone contacts with the offender to verify the location of the offender during the emergency furlough.]

(10) Supervision Process. See §163.35 (c) Supervision Process; (3)Case Classification; (5) Case Supervision or Treatment Plan; and (6) Reassessments.

(g) Client Abuse, Neglect, and Exploitation. The facility must protect the offenders [ offender residents ] from abuse, neglect and exploitation.

(h) Rules and Discipline. There shall be documentation of program rule violations and the disciplinary process.

(1) Rules of Conduct. All incoming offenders and staff shall receive written rules of conduct which specify acts prohibited within the facility and penalties that can be imposed for various degrees of violation.

(2) Limitations of Corrective Actions. Specific limits on corrective actions and summary punishment shall be established and strictly adhered to in an effort to reduce the potential of staff participating in abusive behavior towards participants. Limits shall include:

(A) no physical contact by staff shall be made on a offender [ participant ] ;

(B) no profanity, sexual, or racial comments shall be directed by staff at offenders [ participants ] ;

(C) offenders [ program participants ] shall not be utilized to impose corrective actions on other offenders [ participants ] ;

(D) the severity of the corrective action shall be commensurate with the severity of the infraction; and

[(D) the severity of the corrective action imposed shall be commensurate with the participant's program status; ]

(E) the duration of corrective action shall be limited to the minimum time necessary to achieve effectiveness.

[(E) the severity of the corrective action shall be commensurate with the severity of the infraction; and,]

[(F) the duration of corrective action shall be limited to the minimum time necessary to achieve effectiveness.]

(3) Grievance Procedure. A grievance procedure shall be available to all offenders in CCFs. Such grievance procedure shall include at least one level of appeal, and shall be evaluated at least annually to determine its efficiency and effectiveness.

(i) Incident Notification. Within 24 hours of occurrence, the CSCD director and Facility director shall notify and report by telephone or fax all serious or unusual events pertaining to the facilities operations, staff, and to: the judge or one of the judges supervising the department and the TDCJ Emergency Action Center (EAC) in Huntsville, Texas. Phone # (936) 437-1448; fax # (936) 437-1912, and if applicable, the CSCD director of the original/sending jurisdiction if the incident involves an offender from that sending jurisdiction. The EAC shall be responsible for notifying the TDCJ-CJAD Director and appropriate CJAD management staff. Such serious and unusual events for this purpose shall include, but are not limited to the following:

(1) the death of an offender or staff member while at the facility;

(2) any incident which results in life threatening or serious bodily injury to [ a ] an offender [ resident ] or staff member while at the facility or on assignment (including emergency furloughs or programmatic incentives) away from the facility;

(3) major disturbance or riot at the facility or in its vicinity; and

(4) any incident involving serious misconduct by facility staff, which may result in the filing of criminal charges or civil action.

(j) Offenders' Rights. Offenders shall be granted access to courts, counsel, and confidential contact with attorneys and their authorized representatives. Such contacts include, but are not limited to: telephone communications, uncensored correspondence, and visits.

(k) Offender Eligibility. A CSCD or other governmental entity that operates a residential facility, contracts for the operation of a residential facility, or contracts for beds/services, shall define a specific target population of offenders to be served. Placement of offenders in a CCF shall only be by an order of the court and shall meet minimum eligibility criteria as outlined in this section.

(1) CCFs shall accept only those offenders who are physically and mentally capable of participating in any program offered at the facility that requires strenuous physical activity, if participation in the program is required of all offenders in [ residents of ] the facility : [ . ]

(A) unless otherwise prohibited by statute;

(B) if the offender matches the profile of offenders historically committed to county jail/prison from the jurisdiction; or the offender has high risk/needs, who, if supervised at a lower supervision level would have an increased likelihood of violating the conditions of community supervision; and

(C) the local jurisdiction may house offenders convicted under Title 5, Texas Penal Code, and in accordance with statute, in its CCF if Title 5 offenders are included in the facility's program proposal within the community justice plan that is submitted by the jurisdiction's Community Justice Council and approved by the local judiciary. In currently operating facilities where the jurisdiction desires to add Title 5 offenders to their target population, a public meeting must be held, in accordance with the law and TDCJ-CJAD standards and policy, to advise the public of the types of offenders/offenses who will potentially be placed in the facility. Public support will be considered by TDCJ-CJAD for final approval of the change in offender population to be targeted. If a jurisdiction has documentation that this requirement was previously met, it can provide that documentation to TDCJ-CJAD for review and possible exemption from having an additional public meeting; and

(D) If a facility is approved to house Title 5 offenders, the CSCD director and the facility director shall comply with all applicable provisions contained in the Texas Government Code, Sec. §76.016 Victim Notification, the Texas Code of Criminal Procedure (TCCP) Chapter 56, Rights of Crime Victims, and TCCP Art. 42.21. Notice of Release of Family Violence Offenders.

(2) Offenders are eligible for placement into a Restitution Center:

(A) unless otherwise prohibited by statute;

(B) the offender must be employable; and

(C) prior to or within ten days after admission to the facility, the offender shall undergo a screening process to determine the offender's appropriateness for placement. The process shall be documented and maintained in the supervision case file.

[(2) Offenders are eligible for placement into a CCF: ]

[(A) unless otherwise prohibited by statute;]

[(B) if the offender matches the profile of offenders historically committed to county jail/prison from the jurisdiction; or the offender has high risk/needs, who, if supervised at a lower supervision level would have an increased likelihood of violating the conditions of community supervision; and]

[(C) the local jurisdiction may house offenders convicted under Title 5, Texas Penal Code, and in accordance with statute, in its CCF if Title 5 offenders are included in the facility's program proposal within the community justice plan that is submitted by the jurisdiction's Community Justice Council and approved by the local judiciary. In currently operating facilities where the jurisdiction desires to add Title 5 offenders to their target population, a public meeting must be held, in accordance with the law and TDCJ-CJAD standards and policy, to advise the public of the types of offenders/offenses who will potentially be placed in the facility. Public support will be considered by TDCJ-CJAD for final approval of the change in offender population to be targeted. If a jurisdiction has documentation that this requirement was previously met, it can provide that documentation to TDCJ-CJAD for review and possible exemption from having an additional public meeting; and]

[(D) If a facility is approved to house Title 5 offenders, the CSCD director and the facility director shall comply with all applicable provisions contained in the Texas Government Code, Sec. §76.016 Victim Notification, the Texas Code of Criminal Procedure (TCCP) Chapter 56, Rights of Crime Victims, and TCCP Art. 42.21. Notice of Release of Family Violence Offenders.]

(3) Offenders are eligible for placement into County Correctional Centers (CCC):

(A) if convicted of a misdemeanor and sentenced to a term of confinement in the county jail;

(B) in lieu of jail time as a condition of misdemeanor or felony community supervision;

(C) in lieu of jail time as a punishment for violation of conditions of community supervision; or,

(D) if required as a condition of community supervision to participate in a work program or counseling program through a CCC.

[(3) Offenders are eligible for placement into a Restitution Center:]

[(A) unless otherwise prohibited by statute; ]

[(B) the offender must be employable; and]

[(C) prior to or within ten days after admission to the facility, the offender shall undergo a screening process to determine the offender's appropriateness for placement. The process shall be documented and maintained in the supervision case file.]

(4) Offenders are eligible for placement into a Boot Camp:

(A) if prior to placement, or within ten days after admission, the offender undergoes a physical examination to determine any medical problems that may prevent the offender from satisfactorily participating in the program. The physical examination report shall be maintained in the offender's medical file; and

(B) if prior to placement, or within ten days after admission, the offender undergoes a psychological screening to determine any psychological problems that may prevent the offender from satisfactorily participating in the program. The psychological screening report shall be maintained in the offender's medical file.

[(4) Offenders are eligible for placement into County Correctional Centers (CCC): ]

[(A) if convicted of a misdemeanor and sentenced to a term of confinement in the county jail; ]

[(B) in lieu of jail time as a condition of misdemeanor or felony community supervision; ]

[(C) in lieu of jail time as a punishment for violation of conditions of community supervision; or, ]

[(D) if required as a condition of community supervision to participate in a work program or counseling program through a CCC. ]

[(5) Offenders are eligible for placement into a Boot Camp: ]

[(A) if prior to placement, or within ten days after admission, the offender undergoes a physical examination to determine any medical problems that may prevent the offender from satisfactorily participating in the program. The physical examination report shall be maintained in the offender's medical file; and ]

[(B) if prior to placement, or within ten days after admission, the offender undergoes a psychological screening to determine any psychological problems that may prevent the offender from satisfactorily participating in the program. The psychological screening report shall be maintained in the offender's medical file. ]

(l) Courtesy Supervision. CCFs or CCCs shall, on a space available basis, accept eligible adult offenders needing the residential services on courtesy supervision from other jurisdictions. CSCDs that manage CCFs or CCCs are responsible for the direct supervision of all offenders in the CCF or CCC while in the residential placement.

(m) Denying Admission or Continued Placement. If an offender is placed into a CCF or a CCC [ county correctional center ] as a condition of community supervision and the offender is an inappropriate placement, by statute or standard, or does not meet eligibility criteria of the facility as approved by the TDCJ-CJAD, the CSCD or Facility director who is responsible for the management of the CCF/CCC shall notify, in writing, the court of original jurisdiction of these circumstances. If a CCF or CCC facility has reached capacity at the time of the eligible offender's placement to that facility, such offender may be placed on a waiting list for that facility and returned to the court of original jurisdiction for further instructions or an alternative sanction.

(n) Food Service. The food preparation and dining area must provide space for meal service based on the population size and need.

(1) Dietary Allowances Meals shall be approved and reviewed annually by a registered dietician , [ or ] licensed nutritionist , or physician to ensure that they meet the nationally recommended allowances for basic nutrition.

(2) Special Diets . Each facility shall provide for special diets as prescribed by appropriate medical or dental personnel.

(3) Food Service Management. Food service operations shall be supervised by a staff member who is experienced in institutional food preparation or mass food management. All food services staff, including offenders assigned to work in the facility kitchen, shall meet all requirements established by the local health authorities.

(4) Exclusion as Discipline. The use of food as a disciplinary measure is prohibited.

(5) Meal Requirements. CSCD directors or Facility director shall ensure that at least three meals (including two hot meals) are provided during each 24-hour period. Variations may be allowed based on weekend and holiday food service demands, or in the event of emergency or security situations, provided basic nutritional goals are met.

(o) Health Care.

(1) Access To Care.

(A) Offenders shall have unimpeded access to health care and to a system for processing complaints regarding health care.

(B) The facility has a designated health authority with responsibility for health care pursuant to a written agreement, contract, or job description. The health authority may be a physician, health administrator, or health agency.

(C) Each CCF shall have a policy defining the level, if any, of financial responsibility to be incurred by the offender who receives the medical or dental services.

(2) Emergency Health Care.

(A) Twenty-four hour emergency health care is provided for offenders, which included arrangements for the following:

(i) On site emergency first aid and crisis intervention;

(ii) Emergency evacuation of the offender from the facility;

(iii) Use of an emergency vehicle;

(iv) Use of one or more designated hospital emergency rooms or other appropriate health facilities;

(v) Emergency on-call physician, dentist, and mental health professional services when the emergency health facility is not located in a nearby community; and

(vi) Security procedures providing for the immediate transfer of offenders, when appropriate.

(B) A training program for Direct Care personnel is established by a recognized health authority in cooperation with the Facility director that includes the following:

(i) Signs, symptoms, and action required in potential emergency situations;

(ii) Administration of first aid and cardiopulmonary resuscitation (CPR);

(iii) Methods of obtaining assistance;

(iv) Signs and symptoms of mental illness, retardation, and chemical dependency; and

(v) Procedures for patient transfers to appropriate medical facilities or health-care providers.

(C) First aid kits are available in designated areas of the facility. Contents and locations are approved by the health authority.

(3) Health Screening and Medical Examinations. Medical, dental and mental health screening exam is performed by health-trained or qualified health-care personnel on all offenders prior to placement or within 10 days of placement. The screening includes the following:

(A) Inquiry into:

(i) Current illness and health problems, including venereal diseases and other infectious diseases;

(ii) Dental problems;

(iii) Mental health problems, including suicide attempts or ideation;

(iv) Use of alcohol and other drugs, which includes types of drugs used, mode of use, amounts used, frequency of use, date or time of last use, and a history of problems that may have occurred after ceasing use (for example, convulsions); and

(v) Other health problems designated by the responsible physician.

(vi) tuberculosis screening of offenders shall be completed within seven (7) calendar days of admission into the residential facility and repeated annually thereafter.

(B) Observation of:

(i) Behavior, which includes state of consciousness, mental status, appearance, conduct, tremor and sweating;

(ii) Body deformities, ease of movement, and so forth; and

(iii) Conditions of skin, including trauma markings, bruises, lesions, jaundice, rashes and infestations, and needle marks or other indications of drug abuse.

(C) Medical examinations are conducted for any employee or offender suspected of having a communicable disease.

(4) Serious and Infectious Diseases.

(A) The facility provides for the management of serious and infectious diseases.

(B) CCF's and CCC's shall have policies and procedures to direct actions to be taken by employees concerning offenders who have been diagnosed with HIV, including, at a minimum, the following:

(i) When and where offenders are to be tested;

(ii) Appropriate safeguards for staff and offenders;

(iii) Staff and offender training;

(iv) Issues of confidentiality; and

(v) Counseling and support services.

(5) Dental Care. Access to dental care is made available to each offender.

(6) Medications.

(A) Policy and procedure direct the possession and use of controlled substances, prescribed medications, supplies, and over-the-counter drugs. Prescribed medications are administered according to the directions of the prescribing physician.

(B) If medications are distributed by facility staff, records are maintained and audited monthly, and include the date, time, and name of the offender [ resident ] receiving the medication, and the name of the staff distributing it.

(7) Female Offenders. If female offenders are housed, access to pregnancy management services is made available.

(8) Mental Health. Access to mental health services is made available to offenders.

(9) Suicide Prevention. There is a written suicide prevention and intervention program that is reviewed and approved by a qualified medical or mental health professional. All staff with offender supervision responsibilities are trained in the implementation of the suicide prevention program.

(10) Personnel.

(A) If treatment is provided to offenders by health-care personnel other than a physician, dentist, psychologist, optometrist, podiatrist, or other independent provider, such treatment is performed pursuant to written standing or direct orders by personnel authorized by law to give such orders.

(B) If the facility provides medical treatment, personnel who provide health-care services to offenders are qualified and appropriately licensed. Verification of current credentials and job descriptions are on file in the facility. Appropriate state and federal licensure, certification, or registration requirements, and restrictions apply.

(11) Informed Consent. If the facility provides medical treatment, offenders make medical decisions with informed consent. All informed consent standards in the jurisdiction are observed and documented for offender care.

(12) Participation in Research. Offenders do not participate in medical, pharmaceutical, or cosmetic experiments. This does not preclude individual treatment of an offender based on his or her need for a specific medical procedure that is not generally available.

(13) Notification. Individuals designated by the offender are notified in case of serious illness or injury.

(14) Health Records.

(A) If medical treatment is provided by the facility, accurate health records for offenders are maintained separately and confidentially.

(B) If medical treatment is provided by the facility, the method of recording entries in the records, the form and format of the records, and the procedures for their maintenance and safekeeping are approved by the health authority.

(C) If medical treatment is provided by the facility, for the offenders being transferred to other facilities, summaries or copies of the medical history record are forwarded to the receiving facility prior to or at arrival.

(p) Discharge.

(1) Victim Notifications. The CSCD director and Facility director shall ensure there are procedures, policies, and practices that comply with Texas Government Code §76.016, Texas Code of Criminal Procedure Art. 42.21 (a), and other applicable laws as to the notifications to be made to certain crime victims of offenders who are residents in its facilities or subject to its programs.

(2) Discharge. Discharge from residential facilities shall be based on the following criteria:

(A) the offender has made sufficient progress towards meeting the objectives of the supervision plan and program requirements;

(B) the offender has satisfied a sentence of confinement;

(C) the offender has satisfied a period of placement as a condition of community supervision;

(D) the offender has demonstrated non-compliance with program criteria or court order;

(E) the offender manifests a non-emergency medical problem that prohibits participation and/or completion of the residential program requirements;

(F) the offender displays symptoms of a psychological disorder that prohibits participation and/or completion of the residential program requirements; or

(G) the offender is identified as inappropriate or ineligible for participation in the residential program as defined by facility eligibility criteria, statute, or standard.

(3) Discharge Report. The CSCD director and Facility director shall ensure that a report is prepared at the termination of program participation that reviews the offender's performance. A copy of the report shall be provided to the receiving CSCD supervision officer.

(q) Basic Services and Programs. Each facility shall, at a minimum, provide programs in the following areas which will include, but not be limited to:

(1) education programs;

(2) rehabilitation programs based on the mission of the facility;

(3) community service restitution/work detail;

(4) recreational programs; and

(5) cognitive based programs.

[(5) basic life skills programs.]

(r) Mail, Telephone, and Visitation. The CSCD director and Facility director shall have written policies which govern the facility's mail, telephone, and visitation privileges for offenders, including mail inspection, public phone use, and routine and special visits. The policies shall address compelling circumstances in which an offender's mail both incoming and outgoing may be opened, but not read, to inspect for contraband.

(s) Religious Programs.

(1) The CSCD director and Facility director shall have written policies that govern religious programs for offenders. The policies shall provide that offenders have the opportunity to voluntarily practice the requirements of their religious faith, have access to worship/religious services, and the use or contact with community religious resources, when appropriate.

(2) Under Texas Civil Practice & Remedies Code, chapter 110, a CSCD or CCF may not substantially burden an offender's free exercise of religion except with the least restrictive measures in furtherance of a compelling interest. Pursuant to Texas Government Code §76.018, there is a presumption that a policy or practice that applies to an offender in the custody of a CCF is in furtherance of a compelling governmental interest and is the least restrictive means of furthering that interest. The presumption may be rebutted with evidence provided by the offender.

§163.40.Substance Abuse Treatment.

(a) Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Admission - The administrative process and procedure performed to accept an offender into a treatment program or facility.

(2) Assessment -- a process using a structured or semi-structured interview to determine the nature and extent of a client's chemical dependency.

(3) Chemical Dependency Counselor -- A qualified, credentialed counselor or counselor intern working under direct supervision.

(4) Continuum of Care -- A system which provides for the uninterrupted provision of essential services to offenders entering, exiting, and within the system.

(5) Counseling -- Face-to-face interactions between offenders and counselors to help offenders identify, understand, and resolve their personal issues and problems related to their substance abuse or chemical dependency. Counseling may take place in groups or in individual meetings.

(6) Counselor Intern -- A person pursuing a course of training in chemical dependency counseling at a regionally accredited institution of higher education or a registered clinical training institution who has been designated as a counselor. The activities of a counselor intern shall be performed under the direct supervision of a qualified, credentialed counselor in accordance with rules adopted by the Texas Commission on Alcohol and Drug Abuse.

(7) Detoxification -- Chemical dependency treatment designed to systematically reduce the amount of alcohol and other toxic chemicals in an offender's body, manage withdrawal symptoms, and encourage the offender to continue ongoing treatment for chemical dependency.

(8) Direct Care Staff -- The staff responsible for providing treatment, care, supervision, or other offender services that involve a significant amount of direct contact. (Clerical support staff are not considered direct care staff.)

(9) Discharge -- The time when an offender leaves a program or facility and will no longer be receiving chemical dependency treatment from that program or facility.

(10) Discharge Summary -- A recapitulation of the offender's progress and participation while in either primary, residential, or outpatient treatment.

(11) Education -- Educational instruction; a planned, structured presentation of information which is related to substance abuse or chemical dependency.

(12) Emergency -- A situation requiring immediate attention and action to treat or prevent physical, emotional, or mental threat, harm, injury, or illness.

(13) Facility -- The physical location of the treatment program operated by, for, or with funding from the TDCJ-CJAD. Some locations may be locked facilities for in-patient treatment; other programs may be offered at locations as outpatient treatment.

(14) Grievance -- A formal complaint limited to matters affecting the complaining offender personally and limited to matters for which the facility/program has the authority to remedy through the grievance process.

(15) Primary Counselor -- An individual working directly with and being responsible for the treatment of the offender.

(16) Qualified, Credentialed Counselor (QCC) -- A licensed chemical dependency counselor (LCDC) or one of the following professionals:

(A) licensed professional counselor (LPC);

(B) licensed master social worker (LMSW);

(C) licensed marriage and family therapist (LMFT);

(D) licensed psychologist;

(E) licensed physician (MD or DO);

(F) certified addictions registered nurse (CARN);

(G) licensed psychological associate; and

(H) advance practice nurse recognized by the Board of Nurse Examiners as a clinical nurse specialist or nurse practitioner with specialty in psyche-mental health (APN-P/MH).

(17) Screening Instrument -- a written device administered to an offender to determine the possible existence of chemical dependency.

(18) Senior Counselor/Unit Manager/Unit Supervisor -- A supervisory staff member who directs, monitors, and oversees the work performance of subordinate staff members.

(19) Special Needs Populations -- Offenders who have significant problems in the areas of mental health, diminished intellectual capacity, or medical needs.

(20) Treatment -- A planned, structured, and organized program designed to initiate and promote a person's chemical-free status or to maintain the person free of illegal drugs. It includes, but is not limited to, the application of planned procedures to identify and change patterns of behavior related to or resulting from chemical dependency that are maladaptive, destructive, or injurious to health, or to restore appropriate levels of physical, psychological, or social functioning lost due to chemical dependency.

(21) Use of Force -- Graduated levels of use of physical strength or weapons necessary to gain physical compliance and control of an offender whose actions otherwise pose a danger to self or others.

[(2) Chemical Dependency Counselor--A qualified, credentialed counselor or counselor intern working under direct supervision. ]

[(3) Continuum of Care--A system which provides for the uninterrupted provision of essential services to offenders entering, exiting, and within the system. ]

[(4) Counseling--Face-to-face interactions between offenders and counselors to help offenders identify, understand, and resolve their personal issues and problems related to their substance abuse or chemical dependency. Counseling may take place in groups or in individual meetings. ]

[(5) Counselor Intern--A person pursuing a course of training in chemical dependency counseling at a regionally accredited institution of higher education or a registered clinical training institution who has been designated as a counselor by the institution. The activities of a counselor intern shall be performed under the direct supervision of a qualified, credentialed counselor in accordance with rules adopted by the Texas Commission on Alcohol and Drug Abuse. ]

[(6) Detoxification--Chemical dependency treatment designed to systematically reduce the amount of alcohol and other toxic chemicals in an offender's body, manage withdrawal symptoms, and encourage the offender to continue ongoing treatment for chemical dependency. ]

[(7) Direct Care Staff--The staff responsible for providing treatment, care, supervision, or other offender services that involve a significant amount of direct contact. (Clerical support staff are not considered direct care staff.) ]

[(8) Discharge--The time when an offender leaves a program or facility and will no longer be receiving chemical dependency treatment from that program or facility. ]

[(9) Discharge Summary--A recapitulation of the offender's progress and participation while in either primary, residential, or outpatient treatment. ]

[(10) Education--Educational instruction; a planned, structured presentation of information which is related to substance abuse or chemical dependency. ]

[(11) Emergency--A situation requiring immediate attention and action to treat or prevent physical, emotional, or mental threat, harm, injury, or illness. ]

[(12) Facility--The physical location of the treatment program operated by, for, or with funding from the TDCJ-CJAD. Some locations may be locked facilities for in-patient treatment; other programs may be offered at locations as outpatient treatment. ]

[(13) Grievance--A formal complaint limited to matters affecting the complaining offender personally and limited to matters for which the facility/program has the authority to remedy through the grievance process. ]

[(14) Primary Counselor--An individual working directly with and being responsible for the treatment of the offender. ]

[(15) Qualified, Credentialed Counselor (QCC)--A licensed chemical dependency counselor (LCDC) or one of the following professionals: ]

[(A) licensed professional counselor (LPC); ]

[(B) licensed master social worker (LMSW); ]

[(C) licensed marriage and family therapist (LMFT); ]

[(D) licensed psychologist; ]

[(E) licensed physician (MD or DO);]

[(F) certified addictions registered nurse (CARN); ]

[(G) licensed psychological associate; and ]

[(H) advance practice nurse recognized by the Board of Nurse Examiners as a clinical nurse specialist or nurse practitioner with specialty in psyche-mental health (APN-P/MH).

[(16) Senior Counselor/Unit Manager/Unit Supervisor--A supervisory staff member who directs, monitors, and oversees the work performance of subordinate staff members. ]

[(17) Special Needs Populations--Offenders who have significant problems in the areas of mental health, diminished intellectual capacity, or medical needs. ]

[(18) Treatment--A planned, structured, and organized program designed to initiate and promote a person's chemical-free status or to maintain the person free of illegal drugs. It includes, but is not limited to, the application of planned procedures to identify and change patterns of behavior related to or resulting from chemical dependency that are maladaptive, destructive, or injurious to health, or to restore appropriate levels of physical, psychological, or social functioning lost due to chemical dependency. ]

[(19) Use of Force--Graduated levels of use of physical strength or weapons necessary to gain physical compliance and control of an offender whose actions otherwise pose a danger to self or others. ]

(b) Compliance. Compliance with TDCJ-CJAD substance abuse treatment standards is required of all programs that provide substance abuse treatment and are funded or managed by TDCJ-CJAD. Programs and facilities providing only substance abuse education are not subject to these standards.

(c) Personnel & Staff Development/Accreditation. The employer shall ensure that employees acquire any credentials, licensing, certifications, or continuing education required to perform their duties. Personnel files for employees shall be maintained to display copies of required documents. Staff will be required to have criminal background checks performed annually. Programs that are not clinical training institutions as defined by the Texas Commission on Alcohol and Drug Abuse must inform all non-credentialed staff of this fact

(d) Admissions. There shall be documentation of specific admission criteria and procedures. Offenders are eligible for substance abuse treatment programs:

(1) if the offender's needs are met by the treatment services provided by the program,

(2) if a court orders the offender into the program and the subsequent assessment indicates the need for treatment services; or

(3) if the program allows readmissions and the offender meets the admission criteria. For offenders who are placed in treatment programs who do not meet admission criteria, a mechanism or procedure shall be developed for offender removal. A review and justification explaining the reason the offender does not meet admission criteria shall be required.

(e) Intake. There shall be written policies and procedures establishing an intake process for offenders entering a substance abuse treatment program.

(f) Initial Assessment Procedures. Acceptable and recognized assessment tools (tests and measurements) shall be used in all substance abuse treatment programs within ten (10) working days from date of admission . Assessment policies and procedures shall require the use of approved clinical measurements and screening tests. If the screening identifies a potential mental health problem, the facility shall obtain a mental health assessment and seek appropriate mental health services when resources for mental health assessments and services are available internally or through referral at no additional cost to the program. Assessment procedures shall include the following:

(1) identification of strengths, abilities, needs and substance preferences of the offenders served;

(2) summarization and evaluation of each offender to develop individual treatment plans;

[(2) indication of desired outcomes and expectations of offenders served; ]

(3) assessments completed by a Qualified Credentialed Counselor (QCC), or if the assessor is a Counselor Intern, then the documentation must be reviewed and signed by a QCC.

[(3) summarization and evaluation of each offender to develop individual treatment plans; ]

[(4) specified time frames for initial and on-going assessments; and ]

[(5) assessments completed by a Qualified Credentialed Counselor (QCC), or if the assessor is not a QCC, then the documentation must be reviewed and signed by a QCC.]

(g) Assessments. The assessment shall include:

(1) a summary of the offender's alcohol or drug abuse history including substances used, date of last use, date of first use, patterns and consequences of use, types of and responses to previous treatment, and periods of sobriety;

(2) family information, including substance use and abuse by family members and supportive or dysfunctional relationships;

(3) vocational and employment status, including skills or trades learned, work record, and current vocational plans;

(4) health information, including medical conditions that present a problem or that might interfere with treatment;

(5) emotional or behavioral problems, including a history of psychiatric treatment; [ and ]

(6) educational achievement level;

[(6) a diagnostic summary signed and dated by a Qualified Credentialed Counselor (QCC).]

(7) intellectual functioning level; and

(8) a diagnostic summary signed and dated by a Qualified Credentialed Counselor (QCC).

(h) Orientation. Each program shall establish written policies and procedures for the orientation process. Orientation shall be provided at the onset of treatment and in accordance with the level of treatment to be provided. The orientation shall relay information concerning program rules, the grievance procedure, and the steps necessary for offenders to complete treatment successfully [ be successful in treatment ].

(i) Offender Rights. The offender's basic rights shall be respected and protected, free from abuse, neglect, [ and ] exploitation , and discrimination . Each provider shall have written policy and procedure to ensure protection of the offender's rights according to federal and state guidelines.

(j) Release of Information. There shall be written policies and procedures for protecting and releasing offender information that conforms to federal and state confidentiality laws. The staff shall follow written policies and procedures for responding to oral and written requests for offender-identifying information.

(k) Offender Records. There shall be written policies and procedures regarding the content of offender treatment records. Residential programs shall maintain separate individual treatment records for defendants. Case records, whether residential or outpatient, [ records ] shall include the following information at a minimum:

(1) initial intake information form;

(2) referral documentation;

(3) case information from referral source, if applicable;

(4) release of information forms;

(5) relevant medical information;

(6) case history and assessment including risk and needs assessment and Strategies for Case Supervision if required [ assessment; ] ;

(7) individual treatment plan;

(8) evaluation and progress reports;

(9) discharge summary; and

(10) court order placing the offender into the program.

(l) Offender Records Review Policy. There shall be written policy and procedures to govern the access of offenders to their own substance abuse treatment records in accordance with Texas Health & Safety Code and 42 CFR part 2 . This access does not apply to criminal justice records. Restrictions to access to treatment records shall be specified and explained to offenders upon request. Exceptions must involve the potential for harm to the offender or others.

(m) Treatment Planning and Review. Initial individual Treatment Plans will be completed within ten (10) working days from the date of an offender's admission to a CCF, CCC or any other substance abuse treatment program [ developed in accordance with TDCJ-CJAD Standard §163.35(c)(5) on the Case Supervision or Treatment Plan, ] or through a similar process approved by the CSCD. Substance abuse treatment shall be based on needs identified through assessments and revised according to [ remain focused on ] the offender's success or lack of progress. Treatment plans [ progress, and ] shall be reviewed at timely intervals at a minimum of once each month or when major changes occur (e.g., change in phase) and shall ensure:

(1) that the primary counselor meets with the offender as needed to review the treatment plan, evaluating goal progress and revisions; and

(2) that all revised treatment plans be signed and dated by the counselor and the offender.

(n) Treatment Progress Notes. There shall be written policies and procedures to require all programs to record and maintain progress notes on all offender case records, to document counseling sessions, and to summarize significant events that occur throughout the treatment process. Progress notes shall be documented at a minimum of once each week.

(o) Changes in Treatment Levels. Each treatment program shall develop written criteria for an offender to advance or regress from a level of treatment. An offender must meet the criteria for a change in the level of treatment before such a change or a discharge is implemented. Justification for level changes must be documented.

(p) Discharges from Treatment. Discharge from a program shall be based on the following criteria:

(1) the offender has made sufficient progress towards meeting the objectives of the supervision plan and program requirements;

(2) the offender has satisfied a period of placement as a condition of community supervision;

(3) the offender has demonstrated non-compliance with the program criteria or court order;

(4) the offender manifests a medical problem that prohibits participation or completion of the program requirements;

(5) the offender displays symptoms of a psychological disorder that prohibits participation or completion of the program requirements; or

(6) the offender is identified as inappropriate or ineligible for participation in the program as defined by facility eligibility criteria, statute, or standard.

[(2) the offender has satisfied a sentence of confinement; ]

[(3) the offender has satisfied a period of placement as a condition of community supervision;]

[(4) the offender has demonstrated non-compliance with the program criteria or court order; ]

[(5) the offender manifests a medical problem that prohibits participation or completion of the program requirements; ]

[(6) the offender displays symptoms of a psychological disorder that prohibits participation or completion of the program requirements; or ]

[(7) the offender is identified as inappropriate or ineligible for participation in the program as defined by facility eligibility criteria, statute, or standard.]

(q) Discharge Summary. A discharge summary shall be prepared by the primary counselor for each offender prior to leaving any substance abuse program. The discharge summary shall be sent to the defendant's supervision officer within seven (7) days of discharge and provide a summation of:

(1) clinical problems at the onset of treatment and original diagnosis;

(2) the problems or needs and strengths or weaknesses identified on the master treatment plan;

(3) the goals and objectives established;

(4) the course of treatment;

(5) the outcomes achieved; and

(6) a continuum of care plan/aftercare treatment plan , which must be prepared with the offender prior to discharge .

(r) General Program Services Provisions. Specific services shall be required of all substance abuse treatment programs. Written policy and procedures shall ensure the following:

(1) All substance abuse services shall be delivered according to a written treatment plan;

(2) All programs shall employ a Qualified Credentialed Counselor as the Program Director, Clinical Director, Senior Counselor, or the counselor in a similar supervisory position;

(3) The program shall include culturally diverse curriculum applicable to the population served and shall be accomplished through demonstrated, appropriate counseling and instructional materials;

(4) Members of the offender treatment team shall demonstrate effective communications and coordination, as evidenced in staffing, treatment planning and case-management documentation;

(5) There shall be written policies and procedures regarding the delivery and administration of prescription and nonprescription medication which provide for:

(A) conformity with state regulations; and

(B) documentation of the administration of medications, medication errors, and drug reactions.

(6) Chemical dependency education shall follow a course outline that identifies lecture topics and major points to be discussed;

(7) The program shall provide education about the health risks of tobacco products and nicotine addiction;

(8) The program shall provide HIV , Hepatitis B and C, and Tuberculosis education based on the Model Workplace Guidelines for Direct Service Providers developed by the Texas Department of Health;

(9) Offenders shall have access to HIV counseling and testing services directly or through referral;

(A) HIV services shall be voluntary, anonymous, and not limited by ability to pay.

(B) Counseling shall be based on the model protocol developed by the Texas Department of Health.

(C) In all TDCJ-CJAD funded facilities, testing, as well as pre- and post-test counseling, is to be provided by the medical department or contracted medical provider. In all facilities, service shall be provided either directly or through referral.

(10) The program shall make testing and information, for tuberculosis and sexually transmitted diseases available to all offenders, unless the program has access to test results obtained during the past year;

(A) Services may be made available directly or through referral.

(B) If an offender tests positive for tuberculosis or a sexually transmitted disease, the program shall refer the offender to an appropriate health care provider and take appropriate steps to protect offenders and staff.

(C) A community corrections facility shall report to the local health department the release of an offender who is receiving treatment for tuberculosis.

(11) The program shall:

(A) refer pregnant offenders who are not receiving prenatal care to an appropriate health care provider and monitor follow-through; and

(B) refer offenders to ancillary services necessary to meet treatment goals.

(s) Levels of Treatment. All CCFs providing substance abuse treatment shall designate in the current facility's Community Justice Plan (CJP) program proposal levels of treatment to be provided as described in sections (t) through (x) below. Beginning in fiscal year 2004, level II and level III treatment programs must include a cognitive-behavioral component for medium and high-risk offenders. [ If the program utilizes a Modified Therapeutic Community modality of treatment, it shall include the following as minimal components. ]

[(1) a structure board;]

[(2) encounter, counseling and family groups;]

[(3) utilization of a three phase process. (Offenders shall transition from Phase 1, to Phase 2 to Phase 3 by meeting objectives and program goals.);]

[(4) graduated treatment sanctions for incidents of non-compliance in coordination with the transitional treatment team; and]

[(5) other peer-support groups.]

(t) Level I (Detoxification). [ Detoxification. ] Written policies and procedures shall ensure the following:

(1) All offenders admitted to Level I (Detoxification) [ Detoxification ] programs shall need detoxification.

(2) Every offender shall have a completed medical history and physical.

(A) Residential offenders shall have a completed physical and medical history and a physical within 24 hours of admission. If the facility cannot meet this deadline because of exceptional circumstances, the circumstances shall be documented in the offender record. Until an offender's medical history and physical is complete, staff shall observe offenders closely (no less than every 15 minutes) and monitor vital signs (no less than once each hour).

(B) Outpatient offenders shall have the medical history and physical completed before admission.

(3) The program shall provide continuous supervision for offenders.

(A) In residential programs, direct care staff shall be awake and on site 24 hours a day.

(i) During day and evening hours, at least two awake staff shall be on duty for the first 12 offenders, with one more person on duty for each additional one to 16 offenders.

(ii) At night, at least one awake staff member shall be on duty for the first 12 offenders, with one more person on duty for each additional one to 16 offenders.

(B) In outpatient programs, direct care staff shall be awake and on site whenever an offender is on site. Offenders shall have access to on-call staff 24 hours a day.

(4) If the program accepts offenders with acute detoxification symptoms or a history of acute detoxification symptoms, the program shall have:

(A) a licensed vocational nurse or registered nurse on duty during all hours of operation;

(B) a physician on-call 24 hours a day.

(5) Level of observation shall be based on medical recommendations and program design, or not less than that described in (2) (A) above.

(6) A physician shall approve all medical policies, procedures, guidelines, tools, and forms, which shall include:

(A) screening instruments (including a medical risk assessment) and procedures;

(B) treatment protocol or standing orders for each chemical the program is prepared to address in detoxification; and

(C) emergency procedures.

(7) The clinical supervisor shall be a physician, physician assistant, advanced practice nurse, or registered nurse.

(8) The program shall:

(A) ensure continuous access to emergency medical care;

(B) provide offenders access to mental health evaluation and linkage with mental health services when indicated;

(C) use written procedures to encourage offenders to seek appropriate treatment after detoxification.

(9) Direct care staff shall complete detoxification training provided by a physician, physician assistant, advanced practice nurse, or registered nurse that includes instruction in the following areas:

(A) signs of withdrawal;

(B) pregnancy-related complications (if the program admits females of child-bearing age);

(C) observation and monitoring procedures;

(D) appropriate intervention; and

(E) complications requiring transfer.

(10) Staff shall assist each offender in developing an individualized post-detoxification plan that includes appropriate referrals.

(u) Level II (Relapse/Intensive Residential Treatment). [ Relapse/Intensive Residential Treatment. ] Written policies and procedures shall ensure the following:

(1) All offenders admitted to Level II (Relapse/Intensive Residential Treatment) [ relapse intensive residential treatment ] shall be medically stable, and able to participate in treatment.

(2) The program shall provide adequate staff for close supervision and individualized treatment with counselor caseloads not to exceed ten (10) offenders.

(3) There shall be direct care staff alert and on site during all hours of operation. There shall be an appropriate number of direct care staff to provide all required program services, maintain an environment that is conducive to treatment, and ensure the safety and security of the offenders, according to the design of the facility and with the approval of the funding source.

(4) For programs 90 [ 45 ] days or less counselors shall complete a comprehensive offender assessment and individual treatment plan within five (5) working days of admission. All other programs shall complete a comprehensive offender assessment and individual treatment plan within ten (10) working days.

(5) The facility shall deliver not less than twenty (20) hours of structured activities per week for each offender, including:

(A) ten (10) hours of chemical dependency counseling with a cognitive-behavioral approach with no less than one hour of individual counseling;

(B) seven (7) hours additional education, counseling, life skills, or rehabilitation activities; and

(C) three (3) hours of structured social or recreational activities.

(6) Counseling and education schedules shall be submitted to the funding entity for approval.

(7) Each offender shall have an opportunity to participate in physical recreation at least weekly.

(8) Program staff shall offer chemical dependency education or services to identified significant others.

(9) The program shall provide each offender with opportunities to apply knowledge and practice skills in a structured, supportive environment. Cognitive-Behavioral Programs shall have a published curriculum identified by the authors to contain cognitive, social and behavioral elements. Anyone facilitating a cognitive curriculum must be trained in that specific curriculum. All staff must receive training on the principles of a cognitive behavioral model as it relates to their job duties. This curriculum shall be approved by TDCJ-CJAD and implemented as designed. Components of the cognitive program shall at minimum include:

(A) Ways to identify thinking patterns; and

(B) Social Skills Training Component.

(v) Level III (Community Residential Treatment). Written policies and procedures shall ensure the following:

(1) All offenders admitted to level III (Community Residential Treatment) shall be medically stable, able to function with limited supervision and support, and be able to participate in work release or community service/restitution programs.

(2) The program shall have adequate staff to meet treatment needs within the context of the program description, with counselor caseloads not to exceed sixteen (16) offenders.

(3) There shall be direct care staff alert and on site during all hours of operation. There shall be an appropriate number of direct care staff to provide for the safety and security of the offenders, according to the design of the facility and with the approval of the funding.

(4) Counselors shall complete a comprehensive offender assessment and individualized treatment plan within ten (10) working days of admission for all offenders.

(5) The facility shall deliver no less than ten (10) hours of structured activities per week for each offender, including at least five (5) hours of chemical dependency counseling with a cognitive-behavioral approach.

(6) Counseling and education schedules shall be submitted to the funding entity for approval.

(7) The program design and application shall include increasing levels of responsibility for offenders and frequent opportunities for offenders to apply knowledge and practice skills in structured and unstructured settings. Cognitive-Behavioral Programs shall have a published curriculum identified by the authors to contain cognitive, social and behavioral elements. This curriculum shall be approved by TDCJ-CJAD and implemented as designed. Anyone facilitating a cognitive curriculum must be trained in that specific curriculum. All staff must receive training on the principles of a cognitive behavioral model as it relates to their job duties. Components of the cognitive program shall at minimum include:

(A) Ways to identify thinking patterns; and

(B) Social Skills Training Component.

[(v) Primary Care Treatment. Written policies and procedures shall ensure the following:]

[(1) All offenders admitted to primary care treatment shall be medically stable, and able to participate in treatment.]

[(2) The program shall provide adequate staff for close supervision and individualized treatment with counselor caseloads not to exceed (16) offenders.]

[(3) There shall be direct care staff alert and on site during all hours of operation. There shall be an appropriate number of direct care staff to provide all required services, maintain an environment that is conducive to treatment, and ensure the safety and security of the offenders, according to the design of the facility and with the approval of the funding source.]

[(4) Counselors shall complete a comprehensive offender assessment within ten working days of admission for all offenders admitted to a primary care treatment program, and an individualized treatment plan shall be completed for all offenders within ten working days of admission.]

[(5) Length of stay shall be offender-driven based upon:]

[(A) the offender's successful completion of treatment goals;]

[(B) medical and psychological appropriateness for the program;]

[(C) the offender's compliance with the programs rules and regulations.]

[(6) The facility shall deliver no less than twenty hours of structured activities per week for each offender, including:]

[(A) ten hours of chemical dependency counseling, with no less than one hour of individual counseling per month;]

[(B) seven hours additional education, counseling, life skills, or rehabilitation activities; and]

[(C) three hours of structured social or recreational activities.]

[(7) Counseling and education schedules shall be submitted to the funding entity for approval.]

[(8) Each offender shall have an opportunity to participate in physical recreation at least four hours per week.]

[(9) Program staff shall offer chemical dependency education or services to identified significant others.]

[(10) The program shall provide each offender with opportunities to apply knowledge and proactive skills in a structured, supportive environment.]

(w) Level IV (Outpatient Treatment). Written policies and procedures shall ensure the following:

(1) All offenders admitted to Level IV (Outpatient) programs shall be medically stable, and have appropriate support systems in the community to live independently with minimal structure.

(2) The program shall have adequate staff to provide offenders support and guidance to ensure effective service delivery, safety, and security. Staffing patterns shall be submitted to the funding entity.

(3) The program shall set limits on counselor caseload size to ensure effective, individualized treatment and rehabilitation. Criteria used to set the caseload size shall be documented and approved by the funding entity.

(4) Didactic groups shall not exceed 35 30 offenders in a group.

(5) Therapeutic groups shall not exceed 16 offenders in a group

(6) For offenders in supportive outpatient programs, counselors shall complete a comprehensive offender assessment within thirty (30) calendar days of admission for all offenders.

(7) For offenders in intensive outpatient programs, counselors shall complete a comprehensive offender assessment within ten (10) calendar days of admission for all offenders.

(8) Intensive outpatient programs shall deliver no less than ten (10) hours of structured activities per week for each offender, including at least five (5) hours of chemical dependency counseling.

(9) Supportive outpatient programs shall deliver no less than two (2) hours of structured activities per week for each offender, including at least one (1) hour of chemical dependency counseling.

(10) Counseling and education schedules shall be submitted to the funding entity for approval.

(11) The program design and application shall include increasing levels of responsibility for offenders and frequent opportunities for offenders to apply knowledge and practice skills in structured and unstructured settings.

(12) The outpatient treatment levels may be utilized for residents in the work release phase of any residential substance abuse treatment program.

[(w) Community Residential Treatment. Written policies and procedures shall ensure the following: ]

[(1) All offenders admitted to community residential treatment shall be medically stable, able to function with limited supervision and support, and be able to participate in work release or community service/restitution programs. ]

[(2) The program shall have adequate staff to meet treatment needs within the context of the program description, with counselor caseloads not to exceed 16 offenders, or 20 for modified therapeutic community. ]

[(3) There shall be direct care staff alert and on site during all hours of operation. There shall be an appropriate number of direct care staff to provide for the safety and security of the offenders, according to the design of the facility and with the approval of the funding. ]

[(4) Counselors shall complete a comprehensive offender assessment and individualized treatment plan within ten working days of admission for all offenders. ]

[(5) The facility shall deliver no less than ten hours of structured activities per week for each offender, including at least five hours of chemical dependency counseling and programming of no less than four hours of chemical dependency counseling and four hours of structured activities per week shall be provided in a modified therapeutic community program. ]

[(6) Counseling and education schedules shall be submitted to the funding entity for approval. ]

[(7) The program design and application shall include increasing levels of responsibility for offenders and frequent opportunities for offenders to apply knowledge and practice skills in structured and unstructured settings.]

(x) Special Populations. Written policies and procedures shall ensure the following:

(1) Programs that address the special mental health, intellectual capacity, or medical needs of offenders must provide appropriate treatment either by program staff or through contracted services.

(2) Admission to a special needs program must be based on a documented mental health, intellectual capacity, or medical need.

(3) When the assessment process indicates that the offender has coexisting disabilities/disorders, the Treatment Plan shall specifically address those issues that might impact treatment, recovery, relapse, and/or recidivism.

(4) Personnel shall be available who are qualified in the treatment of coexisting disabilities/disorders.

(5) Within ninety-six (96) hours of admission to a special needs residential program, offenders shall be administered a medical and psychological evaluation.

(6) Within ten (10) days of admission to a residential program for special needs offenders, the program administrator or designee shall contact the Texas Council on Offenders with Mental Impairments (TCOMI) regarding the offender's status. As soon as discharge date is projected, TCOMI shall be notified in writing of plans for a continuum of care after discharge, regardless of whether or not the discharge is for successful completion of the program.

(7) Residential facilities providing services for special needs populations shall have procedures to provide access to health care services, including medical, dental, and mental health services, under the control of a designated health authority. When this authority is other than a physician, final medical judgments must rest with a single designated responsible physician licensed by the state.

(A) Services/treatment shall be directed toward maximizing the functioning and reducing the symptoms of offenders.

(B) There shall be written policies and procedures regarding the delivery and administration of prescription and nonprescription medication which provide for:

(i) conformity with state regulations;

(ii) documentation of the rationale for use and goals of service/treatment consistent with the individual plan of treatment;

(iii) documentation of the administration of medications, medication errors, and drug reactions; and

(iv) procedures to follow in case of emergencies.

(8) There shall be procedures for documenting that the offender has been informed of medication management procedures.

(9) Offenders shall be actively involved in decisions related to their medications.

(10) Programs for special needs offenders must follow the same staffing for treatment levels as the levels for other offenders, except all residential programs shall maintain caseloads of no greater than sixteen (16) offenders for each counselor.

(11) Programs operating in residential facilities shall ensure that offenders will have no less than ten (10) days of appropriate medication for use after discharge.

[(x) Outpatient Treatment. Written policies and procedures shall ensure the following: ]

[(1) All offenders admitted to outpatient programs shall be medically stable, and have appropriate support systems in the community to live independently with minimal structure. ]

[(2) The program shall have adequate staff to provide offenders support and guidance to ensure effective service delivery, safety, and security. Staffing patterns shall be submitted to the funding entity. ]

[(3) The program shall set limits on counselor caseload size to ensure effective, individualized treatment and rehabilitation. Criteria used to set the caseload size shall be documented and approved by the funding entity. ]

[(4) Didactic groups shall not exceed 30 offenders in a group.]

[(5) Therapeutic groups shall not exceed 16 offenders in a group. ]

[(6) For offenders in supportive outpatient programs, counselors shall complete a comprehensive offender assessment within 30 calendar days of admission for all offenders. ]

[(7) For offenders in intensive outpatient programs, counselors shall complete a comprehensive offender assessment within ten calendar days of admission for all offenders. ]

[(8) Intensive outpatient programs shall deliver no less than ten hours of structured activities per week for each offender, including at least five hours of chemical dependency counseling. ]

[(9) Supportive outpatient programs shall deliver no less than two hours of structured activities per week for each offender, including at least one hour of chemical dependency counseling. ]

[(10) Counseling and education schedules shall be submitted to the funding entity for approval. ]

[(11) The program design and application shall include increasing levels of responsibility for offenders and frequent opportunities for offenders to apply knowledge and practice skills in structured and unstructured settings. ]

[(12) The outpatient treatment levels may be utilized for residents in the work release phase of any residential substance abuse treatment program.]

[(y) Special Populations. Written policies and procedures shall ensure the following:]

[(1) Programs that address the special mental health, intellectual capacity, or medical needs of offenders must provide appropriate treatment either by program staff or through contracted services.]

[(2) Admission to a special needs program must be based on a documented mental health, intellectual capacity, or medical need.]

[(3) When the assessment process indicates that the offender has coexisting disabilities/disorders, the Treatment Plan shall specifically address those issues that might impact treatment, recovery, relapse, and/or recidivism.]

[(4) Personnel shall be available who are qualified in the treatment of coexisting disabilities/disorders.]

[(5) Within (96) hours of admission to a special needs residential program, offenders shall be administered a medical and psychological evaluation.]

[(6) Within ten days of admission to a residential program for special needs offenders, the program administrator or designee shall contact the Texas Council on Offenders with Mental Impairments (TCOMI) regarding the offender's status. As soon as discharge date is projected, TCOMI shall be notified in writing of plans for a continuum of care after discharge, regardless of whether or not the discharge is for successful completion of the program.]

[(7) Residential facilities providing services for special needs populations shall have procedures to provide access to health care services, including medical, dental, and mental health services, under the control of a designated health authority. When this authority is other than a physician, final medical judgments must rest with a single designated responsible physician licensed by the state.]

[(A) Services/treatment shall be directed toward maximizing the functioning and reducing the symptoms of offenders.]

[(B) There shall be written policies and procedures regarding the delivery and administration of prescription and nonprescription medication which provide for:]

[(i) conformity with state regulations;]

[(ii) documentation of the rationale for use and goals of service/treatment consistent with the individual plan of treatment;]

[(iii) documentation of the administration of medications, medication errors, and drug reactions; and]

[(iv) procedures to follow in case of emergencies.]

[(8) There shall be procedures for documenting that the offender has been informed of medication management procedures.]

[(9) Offenders shall be actively involved in decisions related to their medications.]

[(10) Programs for special needs offenders must follow the same staffing for treatment levels as the levels for other offenders, except all residential programs shall maintain caseloads of no greater than (16) offenders for each counselor.]

[(11) Programs operating in residential facilities shall ensure that offenders will have no less than ten (10) days of appropriate medication for use after discharge.]

[(z) Residential Physical Plant Requirements. Facilities (Physical Plants) providing substance abuse treatment to offenders shall have written policies and procedures to ensure the following:]

[(1) The physical plant shall be located either within one mile of public transportation or other means of available transportation.]

[(2) There must be documentation indicating that ventilation conforms with the American Society of Heating, Refrigerating and Air Conditioning Engineers (ASHRAE) Standard 62 and ASHRAE Standard 55 requiring 20 CFM per person minimum outside air and ventilation for each occupant or facility sleeping quarters. The facility/sleeping quarters must also meet Smoke Management Standards 92A, 92B and 204M established by the National Fire Prevention Association (NFPA). Consultation with trade associations specializing in the area of ventilation can provide alternative methods of mechanical ventilation if windows are absent or not operable. Documentation for meeting proper ventilation requirements can be obtained through a local public health agency, an engineering consultant, or a trade association such as the American Society of Heating, Refrigeration and Air-Conditioning Engineers, Inc.]

[(3) There must be documentation that all sleeping quarters have lighting of at least (20) foot-candles in reading and grooming areas. Sleeping quarters shall be safe and provide the resident with adequate lighting which is conducive to reading and grooming.]

[(4) An adequate amount of floor space must be provided per resident in the facility's sleeping area to meet the safety and security requirements of the facility.]

[(5) In the sleeping area, each resident must be provided at a minimum: a bed, mattress, and pillow; supply of bed linen; and closet/locker space for the storage of personal items.]

[(6) Private counseling space with adequate furniture must be provided in the facility.]

[(7) Space and furnishings for activities such as group meetings and visits shall be provided in the facility.]

[(8) At a minimum, the facility shall have one operable toilet for every eight residents or increment thereof, or as approved by the funding entity. Urinals may be substituted for up to one-half of the toilets in male-populated facilities.]

[(9) At a minimum, the facility shall have one operable wash basin with temperature controlled hot and cold running water for every eight residents, or as approved by the funding agency.]

[(10) At a minimum, the facility shall have one operable shower or bathing facility with temperature controlled hot and cold running water for every twelve residents or as approved by funding entity. The water shall be thermostatically controlled to temperatures ranging from 100 to 108 degrees Fahrenheit to ensure the safety of residents.]

[(11) The facility shall have the ability to handle the laundry needs on a daily basis for all residents.]

[(12) Facilities of more than 200 residents shall be subdivided into units of not more than 60 residents. Each unit will be staffed with the number and variety of staff personnel required to provide the program services and custodial supervision needed based on contractual requirements. Units with 50 or fewer residents shall be permitted to conduct manageable, scaled programs based on decisions by facility management and contractual requirements. ]

[(13) Resident population shall not exceed the rated space of the facility. The original facility plan shall be examined to determine its rated bed capacity. If remodeled since original construction, the latest blueprints or plans for each resident housing shall be used.]

[(14) When males and females are housed in the same facility, there shall be separate sleeping quarters with adequate supervision.]

[(15) There shall be identifiable exits in each housing area and other high density areas to permit the prompt evacuation of residents and staff under emergency conditions as approved by the local or state fire inspector/marshall having jurisdiction.]

[(16) Where applicable, there shall be a separate day room (leisure time space) for each housing unit, and an outside recreation area shall be provided.]

[(17) There shall be a visiting room or area for contact visitation which is adequate to meet the needs and size of the facility.]

[(18) Space must be provided for administrative, custodial, professional, and clerical staff.]

[(19) Preventative maintenance of the physical plant which provides for emergency repairs or replacements in life threatening situations shall be documented and conducted on a timely and routine basis.]

[(20) There shall be documentation by a qualified source that the interior finishing material in resident living areas, exit areas, and places of public assembly are in accordance with the local or state fire inspector/marshall having jurisdiction.]

[(21) Exits in the facility must be in compliance with either state or local fire safety authorities.]

[(aa) Special Physical Plant Provisions. There shall be written policy and procedures to ensure access for handicapped residents in a manner which provides for their safety and security. In accordance with the Americans with Disabilities Act (ADA), areas of the facility which are accessible to the public shall be also accessible to handicapped staff and visitors.]

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 17, 2003.

TRD-200300309

Carl Reynolds

General Counsel

Texas Department of Criminal Justice

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 463-0422


37 TAC §163.36

The Texas Board of Criminal Justice, on behalf of the Texas Department of Criminal Justice-Community Justice Assistance Division (CJAD), proposes new rule §163.36, Mentally Impaired Offender Supervision, for the Standards for Community Supervision and Corrections Departments (CSCDs).

The new standard provides for caseloads relating to the supervision of Mentally Impaired Offenders. This standard addresses the development of policy and procedures, contact requirements, treatment referral process and coordination with other treatment providers, caseload size, violation procedures, collaboration with collateral sources, and transfer procedures.

Brad Livingston, Chief Financial Officer for TDCJ, has determined that for the first five years the rule will be in effect, enforcing or administering the rule does not have foreseeable implications related to costs or revenues for state or local government. Mr. Livingston has also determined that there will be no economic impact on persons required to comply with the rule, and that the public benefit expected as a result of the proposed rule is the increase in public safety due to improvements in continuity of care for offenders with mental impairments.

Comments should be directed to Carl Reynolds, General Counsel, Texas Department of Criminal Justice, P.O. Box 13084, Austin, Texas 78711, Carl.Reynolds@tdcj.state.tx.us. Written comments from the general public should be received within 30 days of the publication of this proposal.

The new rule is proposed under Texas Government Code, §509.003; Texas Health & Safety Code, §614.013.

Cross Reference to Statutes: Texas Government Code, §509.003; Texas Health & Safety Code, §614.013.

§163.36. Mentally Impaired Offender Supervision.

(a) A mentally impaired offender is defined as one with an Axis I or Axis II disorder as defined by the Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition (DSM-IV), that inhibits their ability to comply with conditions of supervision, other than solely substance abuse dependence.

(b) CSCD Directors shall develop and implement policies and procedures for the effective supervision of mentally impaired offenders. Policies and procedures shall address at least the following and any other policies required by special grant conditions:

(1) Contact standards;

(2) Treatment referral process within and outside of jurisdiction;

(3) Coordination of services with treatment providers;

(4) Treatment participation requirements;

(5) Recommend modified conditions of supervision based on offenders progress, risk factors or ability to comply;

(6) Caseload size; and

(7) Violation procedures.

(c) Community supervision officers shall collaborate with collateral sources, See TDCJ-CJAD §163.35 (c) 7, and coordinate services with agencies within and outside the criminal justice system to address the needs of the mentally impaired offender.

(d) Departments closing or transferring out of county supervision of a mentally impaired offender shall complete a supervision summary report within 14 days and forward the summary and all other pertinent treatment information to the criminal justice agency that assumes supervision of the offender.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 17, 2003.

TRD-200300310

Carl Reynolds

General Counsel

Texas Department of Criminal Justice

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 463-0422


37 TAC §163.38

The Texas Board of Criminal Justice, on behalf of the Texas Department of Criminal Justice-Community Justice Assistance Division (CJAD), proposes new rule §163.38, Sex Offender Supervision, for the Standards for Community Supervision and Corrections Departments (CSCDs).

The proposed new rule is to provide standards for the supervision of the sex offender, a definition of a sex offender for supervision purposes, policy and procedure development in regards to contact standards, sex offender registration, DNA collection, violation procedures, treatment referral process, treatment participation requirements, team approach to supervision, sharing of information with appropriate agencies, and recommended caseload size.

Brad Livingston, Chief Financial Officer for TDCJ, has determined that for the first five years the rule will be in effect, enforcing or administering the rule does not have foreseeable implications related to costs or revenues for state or local government. Mr. Livingston has also determined that there will be no economic impact on persons required to comply with the rule, and that the public benefit expected as a result of the proposed rule is the increase in public safety due to improvements in continuity of care for sex offenders.

Comments should be directed to Carl Reynolds, General Counsel, Texas Department of Criminal Justice, P.O. Box 13084, Austin, Texas 78711, Carl.Reynolds@tdcj.state.tx.us. Written comments from the general public should be received within 30 days of the publication of this proposal.

The new rule is proposed under Texas Government Code, §509.003.

Cross Reference to Statutes: Texas Government Code, §509.003.

§163.38.Sex Offender Supervision.

(a) Definitions.

(1) "Jurisdictional authority" means a sentencing court, the Board of Pardons and Paroles, or a division of the Texas Department of Criminal Justice as applicable to the offender.

(2) "Sex offense" means a reportable offense under Art. 62.01(5), Code of Criminal Procedure.

(3) "Sex offender" means an offender who:

(A) has a current conviction or deferred adjudication for a sex offense;

(B) has a prior conviction or deferred adjudication for a sex offense and has been ordered by the jurisdictional authority to participate in sex offender supervision or treatment; or

(C) has been ordered by the jurisdictional authority to participate in sex offender supervision or treatment.

(b) CSCDs supervising sex offenders shall ensure consistency in the manner in which sex offenders are supervised throughout the department. Policies and procedures shall be developed that, at a minimum, include the following:

(1) Contact standards as per TDCJ-CJAD Standard §163.35 (c) (7);

(2) Sex offender registration as per TCCP, Chapter 62:

(3) DNA collection as per TCCP 42.12, Sec. 11 (a) (22);

(4) Violation procedures as per TDCJ-CJAD Standards §163.35 (c) (9);

(5) Victim services as per Texas Government Code Annotated 76.016;

(6) Treatment referral process as per TCCP 42.12, Sec. 13 B (c);

(7) Treatment participation requirements;

(8) Team approach to supervision;

(9) Sharing of information/documentation with the appropriate agency; and

(10) Specialized caseload size, if applicable.

(c) CSCDs shall develop policies and procedures that address the needs and safety of victims or potential victims. The policies may include collaborating with victims, victim advocates, or sexual assault task forces in the supervision and treatment of sex offenders.

(d) CSOs shall use a record keeping system to document all significant actions, decisions, services rendered and periodic evaluations in the offender's case file, including the offender's status regarding level of supervision, compliance with the conditions of community supervision, progress with the supervision plan, and responses to intervention.

(e) CSOs shall collaborate with collateral sources. Collateral sources may include treatment providers, polygraph examiners, significant others, sex offender registration personnel, sex offenders' families, local law enforcement, schools, Children's Protective Services, employers, chaperones, and victim service providers.

(f) CSOs shall recommend that conditions be tailored to the sex offender's identified risk.

(g) CSOs shall make face-to-face, field visits, and collateral contacts with the offender, family, community resources, or other persons pursuant to and consistent with a supervision plan and the level of supervision on which the offender is being supervised. Each CSCD director shall establish supervision contact and casework standards at a level appropriate for that jurisdiction, but in all cases, offenders at higher levels of supervision shall receive a higher level of contacts than offenders at lower levels of supervision. Supervision contacts shall be specified in the CSCDs written policies and procedures.

(h) CSCD directors shall work in conjunction with the local judiciary to specify written policies and procedures wherein CSOs may make recommendations to the courts regarding violations of conditions of community supervision, as well as when violations may be handled administratively. The availability of the continuum of sanctions or alternative to incarceration shall be considered by the community supervision officer and recommended to the court in eligible cases as determined appropriate by the jurisdiction.

(i) CSOs shall timely transmit information regarding supervision and treatment at the time supervision is transferred.

(j) In addition to the above, CSCDs may operate specialized caseloads for sex offenders. In this event, CSCDs shall have a written policy that

(1) Establishes minimum qualifications for CSOs supervising sex offenders;

(2) Determines the minimum training requirements for CSOs supervising sex offenders; and

(3) Specifies the number of staff required for the increased level of supervision essential for the specialized supervision of sex offenders. The recommended CSO to offender ratio is one to 45.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 17, 2003.

TRD-200300311

Carl Reynolds

General Counsel

Texas Department of Criminal Justice

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 463-0422


Chapter 195. PAROLE

37 TAC §195.51

The Texas Board of Criminal Justice, on behalf of the Texas Department of Criminal Justice Parole Division, proposes new §195.51, concerning requirements for sex offender supervision. The purpose of the new rule is to enhance public safety by ensuring continuity in the supervision and treatment of sex offenders.

Brad Livingston, Chief Financial Officer for TDCJ, has determined that for the first five years the rule will be in effect, enforcing or administering the rule does not have foreseeable implications related to costs or revenues for state or local government.

Mr. Livingston has also determined that the public benefit expected as a result of the proposed rule is enhanced public safety as described above. There will be no economic impact on persons required to comply with the rule and there is no effect on small businesses, or micro-businesses.

Comments should be directed to Carl Reynolds, General Counsel, Texas Department of Criminal Justice, P.O. Box 13084, Austin, Texas 78711, Carl.Reynolds@tdcj.state.tx.us. Written comments from the public should be received within 30 days of the publication of this proposal.

The new rule is proposed under Texas Government Code §492.013, which grants general rulemaking authority to the Board of Criminal Justice, and §508.112, which gives the Parole Division responsibility for supervision of releasees.

Cross Reference to Statutes: Texas Government Code, Chapter 508.112.

§195.51.Sex Offender Supervision.

The Parole Division shall supervise sex offenders in accordance with the requirements of Section 163.38 of this title (relating to Sex Offender Supervision).

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300361

Carl Reynolds

General Counsel

Texas Department of Criminal Justice

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 463-0422


Part 11. TEXAS JUVENILE PROBATION COMMISSION

Chapter 341. TEXAS JUVENILE PROBATION COMMISSION STANDARDS

The Texas Juvenile Probation Commission proposes the repeal of Chapter 341, §§341.1 - 341.6, 341.13 - 341.17, 341.24 - 341.31, 341.38 - 341.42, 341.48 - 341.53, 341.58 - 341.62, 341.68, 341.75, 341.82 - 341.92, 341.98 - 341.109, 341.113, 341.114, 341.121 - 341.125, 341.132 - 341.143, 341.150, 341.157, 341.158, relating to standards for juvenile probation departments. The repeal is in an effort not to overlap with new proposed standards in chapter 341, which provide structural and substantive changes from the current standards.

Erika Sipiora, Deputy General Counsel, has determined that for the first five year period the repeal is in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Ms. Sipiora has also determined that for each year of the first five years the repeal is in effect, the public benefit expected as a result of the repeal will provide TJPC with a more accurate account in evaluating the effectiveness and services provided within the juvenile probation system. There will be no impact on small business or individuals as a result of the repeal.

Public comments on the repeal may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711-3547.

Subchapter A. DEFINITIONS

37 TAC §341.1

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.1.Definitions.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300392

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter B. JUVENILE BOARD RESPONSIBILITIES

37 TAC §§341.2 - 341.6

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.2.Administration.

§341.3.Fiscal Responsibilities.

§341.4.Policy and Procedures.

§341.5.Facilities and Support Services.

§341.6.Waiver to Standards.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300393

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-8710


Subchapter C. CHIEF ADMINISTRATIVE OFFICER RESPONSIBILITIES

37 TAC §§341.13 - 341.17

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.13.Administrative Manual.

§341.14.Identification.

§341.15.Supervision.

§341.16.Treatment and Safety.

§341.17.Participation in Community Resource Coordination Groups.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300394

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter D. FISCAL OFFICER RESPONSIBILITIES

37 TAC §§341.24 - 341.31

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.24.Accounting.

§341.25.Interest on State Funds.

§341.26.Purchasing.

§341.27.Expenditure of State Funds.

§341.28.Internal Controls.

§341.29.Financial Reporting.

§341.30.Refunds to the Commission.

§341.31.Records Retention.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300395

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter E. EMPLOYMENT OF JUVENILE PROBATION OFFICERS

37 TAC §§341.38 - 341.42

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.38.Qualifications for Employment.

§341.39.Exemption from Qualifications.

§341.40.Criminal Records Check.

§341.41.Disqualification from Employment.

§341.42.Applicability.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300396

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter F. CERTIFICATION OF JUVENILE PROBATION OFFICERS

37 TAC §§341.48 - 341.53

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.48.Persons Who Must be Certified.

§341.49.Certification.

§341.50.Recertification.

§341.51.Transfer of Certification.

§341.52.Expiration of Certification While Under Certification Suspension Order.

§341.53.Applicability.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300397

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter G. TRAINING OF JUVENILE PROBATION OFFICERS

37 TAC §§341.58 - 341.62

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.58.Training Hours.

§341.59.Training Hours for Trainers.

§341.60.Certification Training.

§341.61.Recertification Training.

§341.62.Applicability.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300398

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter H. DUTIES OF CERTIFIED JUVENILE PROBATION OFFICERS

37 TAC §341.68

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.68.Duties of Certified Juvenile Probation Officers.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300399

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter I. JUVENILE PROBATION OFFICER CODE OF ETHICS

37 TAC §341.75

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.75.Code of Ethics.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300400

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter J. ENFORCEMENT PROCEDURES--CODE OF ETHICS

37 TAC §§341.82 - 341.92

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.82.Request for Disciplinary Hearing.

§341.83.Notifications Made to the Commission.

§341.84.Effect of Request for Disciplinary Hearing.

§341.85.Procedure for Hearings.

§341.86.Notice.

§341.87.Right to Counsel.

§341.88.Disciplinary Hearing.

§341.89.Motion for Rehearing.

§341.90.Judicial Review.

§341.91.Record.

§341.92.Release of Information.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300401

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter K. MANDATORY CERTIFICATION REVOCATION AND MANDATORY CERTIFICATION SUSPENSION

37 TAC §§341.98 - 341.109

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.98.Duty to Notify.

§341.99.Effect of Notification.

§341.100.Procedure for Certification Revocation Hearings.

§341.101.Notice.

§341.102.Right to Counsel.

§341.103.Revocation Hearing.

§341.104.Motion for Rehearing.

§341.105.Judicial Review.

§341.106.Record.

§341.107.Release of Information.

§341.108.Applicability.

§341.109.Mandatory Suspension for Failure to Pay Child Support.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300402

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter L. COMPLAINTS AGAINST JUVENILE BOARDS

37 TAC §341.113, §341.114

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.113.Notice of Complaint Procedures.

§341.114.Complaint Process.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300403

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter M. CASE MANAGEMENT STANDARDS

37 TAC §§341.121 - 341.125

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.121.Definitions.

§341.122.Assessment.

§341.123.Case Planning and Review.

§341.124.Supervision.

§341.125.Exit Plan.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300404

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter N. DATA COLLECTION STANDARDS

1. CASEWORKER SYSTEMS

37 TAC §§341.132 - 341.137

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.132.Definitions.

§341.133.Data Coordinator.

§341.134.TJPC Monthly Folder Extract.

§341.135.Other Reports.

§341.136.Accuracy of Data.

§341.137.Security of Data.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300405

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


2. NON-CASEWORKER SYSTEMS

37 TAC §§341.138 - 341.143

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.138.Definitions.

§341.139.Data Coordinator.

§341.140.TJPC Monthly Folder Extract.

§341.141.Other Report.

§341.142.Accuracy of Data.

§341.143.Security of Data.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300406

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter O. ELECTRONIC DATA INTERCHANGE SPECIFICATIONS

37 TAC §341.150

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.150.TJPC Monthly Folder Extract.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300407

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter P. TEXAS JUVENILE PROBATION COMMISSION

37 TAC §341.157, §341.158

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§341.157.Memoranda of Understanding--Coordinated Services for Multiproblem Children and Youth.

§341.158.Memoranda of Understanding--Service Delivery to Dysfunctional Families.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300408

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 341. TEXAS JUVENILE PROBATION COMMISSION STANDARDS

The Texas Juvenile Probation Commission proposes new Chapter 341 §§341.1 - 341.4, 341.9, 341.10, 341.15, 341.16, 341.20 - 341.23, 341.28 - 341.30, 341.35 - 341.41, 341.47 - 341.56, 341.60, and 341.65 - 341.71, relating to standards for juvenile probation departments. The proposed standards provide structural and substantive changes from the current standards.

Erika Sipiora, Deputy General Counsel, has determined that for the first five year period the new sections are in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation, with the following exception: §341.38(b) will have a fiscal impact of approximately $340,557 per year statewide. The fiscal impact is derived by taking 71,734, the number of juveniles assigned last calendar year to progressive sanctions levels three through five, and dividing that number by four, the number of case plan reviews a juvenile probation officer can complete in an hour. That sum, 17,394, is then multiplied by $18.99, the average hourly rate for juvenile probation officers.

Ms. Sipiora has also determined that for each year of the first five years the new sections are in effect, the public benefit expected as a result of enforcement will be the consistent standards to all counties across the State of Texas which will provide TJPC with a more accurate account in evaluating the effectiveness and services provided within the juvenile probation system. There will be no impact on small business or individuals as a result of the new sections.

Public comments on the proposed new sections may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711-3547.

Subchapter A. DEFINITIONS

37 TAC §341.1

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§341.1.Definitions.

The following words and terms, when used in this chapter, shall have the following meanings unless the context clearly indicates otherwise.

(1) Alleged Victim--A juvenile alleged as being a victim of abuse, exploitation or neglect.

(2) Chief Administrative Officer--Regardless of title, the person hired by a juvenile board who is responsible for oversight of the day-to-day operations of a juvenile probation department including the juvenile probation department of a multi-county judicial district.

(3) Commission--The Texas Juvenile Probation Commission.

(4) Juvenile Justice Program--A non-residential program operated for the benefit of juveniles referred to a juvenile probation department that is either directly administered by the juvenile probation department, or is operated under contract with a juvenile board. A juvenile justice program does not include any program operated in a facility that is licensed or operated by a state agency other than a facility registered with the Texas Juvenile Probation Commission.

(5) Referral--A referral to the juvenile court for conduct defined in Texas Family Code §51.03 that results in a face-to-face interview between the juvenile and the authorized staff of the juvenile probation department.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300381

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter B. JUVENILE BOARD RESPONSIBILITIES

37 TAC §§341.2 - 341.4

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§341.2.Administration.

(a) Local Juvenile Probation Services Administration.

(1) The juvenile board shall employ a chief administrative officer for each autonomous juvenile probation department.

(2) The juvenile board shall specify the responsibilities and functions of the juvenile probation department as well as the authority, responsibility, and function of the position of the chief administrative officer.

(3) When probation services for adult and juvenile offenders are provided by a single probation office, the juvenile board shall ensure that the juvenile probation department policies, programs, and procedures are clearly differentiated.

(b) Referral Ratio. The juvenile board shall employ at least one certified juvenile probation officer for each 100 referrals made to the juvenile probation department annually.

(c) Participation in Community Resource Coordination Groups.

(1) Juvenile boards shall participate in the system of community resource coordination groups and the procedures in the memorandum of understanding adopted in §349.69 of this title.

(2) The chair of the juvenile board, or the chair's designee shall serve as representative to the interagency dispute resolution process described in the memorandum of understanding.

(d) Notice of Complaint Procedures. The juvenile board shall post the sign provided by the Commission relating to complaint procedures in a public area of:

(1) the juvenile probation department; and

(2) any facility operated by the juvenile board, or operated by a private entity through contract with the juvenile board.

§341.3.Policy and Procedures.

(a) Personnel Policies. The juvenile board shall adopt written personnel policies. These personnel policies shall include but not be limited to:

(1) a salary scale for all juvenile probation officers; and

(2) the provision for juvenile probation officers to receive all applicable benefits and allowances given to county employees.

(b) Department Policies. The juvenile board shall adopt written department policies and procedures. These policies shall include but not be limited to:

(1) Deferred Prosecution. The deferred prosecution policy shall at a minimum include the following policies:

(A) The maximum supervision fee for deferred prosecution cases is $15.00 per month.

(B) The monthly fee shall be determined after obtaining a financial statement from the parent or guardian.

(C) The fee schedule shall be based on total parent/guardian income.

(D) The chief administrative officer, or the chief administrative officer's designee shall approve in writing the fee assessed for each child including any waiver of deferred prosecution fees.

(E) A deferred prosecution fee shall not be imposed if the juvenile board does not adopt a fee schedule and rules for waiver of the deferred prosecution fee.

(2) Volunteers and Interns. If a juvenile probation department has or develops a volunteer or internship program, the juvenile board at a minimum shall adopt the following polices for the volunteer and internship program:

(A) a description of the authority, responsibility and accountability of volunteers and interns who work with the department;

(B) performance of a Texas criminal history background search (TCIC);

(C) performance of a local law enforcement sex offender registration records check in the city or county where the volunteer or intern resides;

(D) selection and termination criteria including disqualification based on criminal history;

(E) orientation and training requirements including training on reporting abuse, exploitation and neglect;

(F) a requirement that volunteers and interns meet minimum professional requirements; and

(G) a provision for a volunteer and intern sign in log.

(3) Experimentation. The policy shall at a minimum prohibit a department or juvenile justice program from using juveniles for medical, pharmaceutical, or cosmetic experiments.

§341.4.Waiver or Variance to Standards.

Unless expressly prohibited by another standard, the juvenile board, or chief administrative officer may make an application for waiver and the juvenile board may make an application for variance of any standard or standards adopted by the Commission in accordance with §349.2 of this title.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300382

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter C. CHIEF ADMINISTRATIVE OFFICER RESPONSIBILITIES

37 TAC §341.9, §341.10

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§341.9.Policy and Procedure Manual.

(a) The chief administrative officer shall maintain and enforce a policy and procedure manual for the juvenile probation department, which shall include the policies, procedures, and regulations of the juvenile probation department as adopted by the juvenile board.

(b) The chief administrative officer shall provide all employees with a copy of or access to the policy and procedure manual, review the manual on an annual basis and update it as necessary.

§341.10.Participation in Community Resource Coordination Groups.

The chief administrative officer or his/her designee shall serve as the liaison to the community resource coordination group in accordance with the memorandum of understanding adopted in §349.69 of this title.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300383

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter D. TREATMENT AND SAFETY

37 TAC §341.15, §341.16

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§341.15.Treatment and Safety.

(a) Serious Incidents. The chief administrative officer or his/her designee shall report to the Commission within 24 hours the escape, death, attempted suicide, and any serious injury, including youth on youth assaults, that require medical treatment by a physician or physician's assistant, that occurs in a juvenile justice program or juvenile probation department.

(b) Abuse, Exploitation and Neglect.

(1) Reporting.

(A) Any employee, volunteer or intern of a juvenile probation department or juvenile justice program shall report to the Commission and local law enforcement any allegation of abuse, exploitation or neglect of a juvenile that occurs in or involves an employee, volunteer or intern of a juvenile justice program, juvenile probation department, pre-adjudication secure detention facility, short-term juvenile detention facility, post-adjudication secure correctional facility, or juvenile justice alternative education program.

(B) Any allegation of abuse, exploitation or neglect involving a juvenile under the jurisdiction of the juvenile court that is not alleged to have occurred in a juvenile justice program or facility under the jurisdiction of the juvenile board shall be reported as required in Texas Family Code §261.101.

(2) A report of the alleged abuse, exploitation or neglect under subsection (1)(A) of this section shall be made within 24 hours from the time the allegation is made.

(3) Internal Investigation.

(A) An internal investigation shall be conducted for all allegations of abuse, exploitation or neglect in the juvenile probation department or any juvenile justice program.

(B) All employees, volunteers and interns shall fully cooperate with any investigation of alleged abuse, exploitation or neglect.

(C) Until the conclusion of the internal investigation, any person alleged to be a perpetrator of abuse, exploitation or neglect shall be placed on administrative leave or reassigned to a position having no contact with the alleged victim's family, and individuals under supervision by the juvenile probation department, participating in a juvenile justice program or under the jurisdiction of the juvenile court.

(D) At the conclusion of the internal investigation, the chief administrative officer shall take appropriate measures to provide for the safety of the juveniles.

(E) The chief administrative officer or his/her designee shall submit a copy of the internal investigation to the Commission within five calendar days following the completion of the internal investigation.

(4) In the event the chief administrative officer is alleged to be a perpetrator of abuse, exploitation or neglect, the juvenile board shall:

(A) conduct the internal investigation or appoint an individual who is not an employee of the juvenile probation department to conduct the internal investigation;

(B) until the conclusion of the internal investigation place the chief administrative officer on administrative leave, or ensure the chief administrative officer has no contact with the alleged victim's family and individuals under supervision by the juvenile probation department, participating in a juvenile justice program or under the jurisdiction of the juvenile court; and

(C) submit a copy of the internal investigation to the Commission within five calendar days following the completion of the internal investigation.

(c) Treatment and Safety. The chief administrative officer shall ensure that juveniles under supervision of the juvenile probation department or participating in a juvenile justice program shall not be subjected to abuse, exploitation or neglect as defined in Chapter 261, Texas Family Code.

§341.16.Testing.

The chief administrative officer shall make available testing for sexually transmitted diseases including HIV for any juvenile designated as a victim by the Commission in an investigation conducted under Chapter 349 of this title, if the Commission determines the victim was sexually abused in a manner by which HIV or any other sexually transmitted disease may be transmitted.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300384

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter E. EMPLOYMENT OF CERTIFIED JUVENILE PROBATION OFFICERS

37 TAC §§341.20 - 341.23

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§341.20.Qualifications for Employment.

(a) Certified juvenile probation officer qualifications for employment shall adhere to the Texas Human Resources Code §141.061(a) and any additional standards promulgated by the Commission.

(b) One Year of Graduate Study Defined. The phrase "one year of graduate study," in Texas Human Resources Code §141.061(a)(3)(A), means at least 18 post-graduate credit hours earned in a behavioral science field with certification from the school of enrollment attesting that the student has an acceptable scholastic standing.

(c) Internships. Internships may be counted toward meeting one year's experience, where the duties performed were related to the field of juvenile justice.

§341.21.Exemption from Qualifications.

(a) The juvenile board, or chief administrative officer shall apply to the Commission for exemption of the requirements of one year of experience or graduate study prior to the employment of any individual who is hired for the position of juvenile probation officer who does not meet the experience or education requirements under Texas Human Resources Code §141.061. If the chief administrative officer makes a request for exemption under this section, the chief administrative officer shall in writing notify the juvenile board of the request simultaneous with the request's submission to the Commission.

(b) The exemption request shall be made using the form provided by the Commission. The exemption request shall document that diligent efforts were made to employ a juvenile probation officer with one year of experience or graduate study and state why, in the requestor's opinion, the efforts were unsuccessful.

§341.22.Criminal Records Check.

Prior to employing a person as a certified juvenile probation officer, supervisor of juvenile probation officers, or chief administrative officer, the chief administrative officer, juvenile board, or either's designee shall initiate a criminal history check in accordance with the following guidelines.

(1) The following criminal history checks shall be conducted:

(A) a Texas criminal history background search (TCIC);

(B) a local law enforcement sex offender registration records check in the city or county where the applicant resides; and

(C) a Federal Bureau of Investigation fingerprint based criminal history background search (NCIC).

(2) In addition to the requirements of paragraph (1) of this section, if the applicant currently resides in one of the following states, or resided in one of the following states within the 10 years prior to the date the employment application was made, a state criminal history background search and state sex offender registration check shall also be conducted where available:

(A) Hawaii;

(B) Kansas;

(C) Kentucky;

(D) Louisiana;

(E) Maine;

(F) Massachusetts;

(G) New Hampshire;

(H) Rhode Island;

(I) Tennessee;

(J) Vermont; and

(K) the District of Columbia;

(3) An Internet based criminal background search shall not be used to conduct the background searches required under paragraph (1)(A) or (1)(C) of this section.

(4) A copy of the returned criminal history checks shall be retained in the department's records.

(5) Continued employment as a juvenile probation officer, supervisor of juvenile probation officers, or as the chief administrative officer shall be contingent upon the completion and return of criminal history checks that show the individual has no disqualifying criminal history in accordance with §341.23 of this chapter.

§341.23.Disqualification from Employment.

(a) Disqualifying Criminal History. A person with the following criminal history shall be disqualified from employment as a juvenile probation officer, supervisor of juvenile probation officers or chief administrative officer:

(1) a felony conviction against the laws of this state, another state, or the United States within the past 10 years;

(2) a deferred adjudication for a felony against the laws of this state, another state, or the United States within the past 10 years;

(3) current felony probation or parole;

(4) a jailable misdemeanor conviction against the laws of this state, another state or the United States within the past 5 years;

(5) a deferred adjudication for a jailable misdemeanor against the laws of this state, another state, or the United States within the past 5 years;

(6) current misdemeanor probation or parole; or

(7) registration as a sex offender under Chapter 62, Texas Code of Criminal Procedure.

(b) Revocation or Suspension.

(1) Revocation. An individual whose certification has been revoked by the Commission shall never qualify for employment as a juvenile probation officer, supervisor of juvenile probation officers or chief administrative officer.

(2) Suspension.

(A) An individual whose certification is currently under a suspension order issued under §349.27(d)(2) of this title shall not qualify for employment as a juvenile probation officer, supervisor of juvenile probation officers or chief administrative officer so long as the suspension order remains in effect.

(B) An individual whose certification is currently under a suspension order issued under §349.31 of this title shall not qualify for employment as a juvenile probation officer until the Commission receives an order issued under Texas Family Code §232.013 staying or vacating the license suspension.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300385

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter F. REQUIREMENTS FOR JUVENILE PROBATION OFFICERS

37 TAC §§341.28 - 341.30

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§341.28.Persons Who Must be Certified.

The chief administrative officer and any person hired as a juvenile probation officer, or as a supervisor of juvenile probation officers shall obtain and maintain an active juvenile probation officer certification from the Commission in accordance with Chapter 349 of this title.

§341.29.Duties of Certified Juvenile Probation Officers.

(a) In addition to any duties, responsibilities or powers granted by Title III of the Texas Family Code, the following duties and responsibilities shall be performed only by certified juvenile probation officers:

(1) dispositional recommendations in formal court proceedings;

(2) final approval of written social history reports;

(3) acting as the primary supervising officer for all court ordered and deferred prosecution cases;

(4) writing and administering case plans in accordance with the Commission's case management standards; and

(5) if authorized by the juvenile board under Texas Family Code §53.01, conducting intake interviews, investigations, and making release decisions.

(b) An individual hired as a juvenile probation officer, who is not yet certified as a juvenile probation officer may perform the duties under (a) so long as the individual:

(1) has not worked for the probation department for more than 6 months from the individual's date of hire;

(2) has received training on each duty listed under (a); and

(3) has received training in recognizing and reporting abuse, exploitation and neglect.

§341.30.Code of Ethics.

The people of Texas expect of juvenile probation officers, supervisors of juvenile probation officers, and chief administrative officers unfailing honesty, respect for the dignity and individuality of human beings, and a commitment to professional and compassionate service. To this end the Commission subscribes to the following principles.

(1) Juvenile Probation Officers shall:

(A) respect the authority and follow the directives of the court, recognizing at all times that they are an extension of the court;

(B) respect and protect the civil and legal rights of all children and their parents;

(C) serve each case with concern for the child's welfare and with no purpose of personal gain;

(D) encourage relationships with colleagues of such character to promote mutual respect within the profession and improvement of its quality of service;

(E) respect the significance of all elements of the justice and human services systems and cultivate a professional cooperation with each segment;

(F) respect and consider the right of the public to be safeguarded from juvenile delinquency;

(G) be diligent in their responsibility to record and make available for review any and all case information which could contribute to sound decisions affecting a client or the public safety;

(H) report without reservation any corrupt or unethical behavior which could affect either a child or the integrity of the department;

(I) maintain the integrity of private information and not seek personal data beyond that needed to perform their responsibilities, nor reveal case information to anyone not having proper professional use for such;

(J) respect, serve and empathize with the victims of law violations allegedly committed by children; and

(K) abide by all federal, state, and local laws and Commission standards.

(2) Juvenile Probation Officers shall not:

(A) use their official position to secure privileges or advantages; make statements critical of colleagues or their departments unless these are verifiable and constructive in purpose;

(B) permit personal interest to impair in the least degree the objectivity which is to be maintained in their official capacity;

(C) use their official position to promote any partisan political purpose;

(D) accept any gift or favor of a nature to imply an obligation that is inconsistent with the free and objective exercise of professional responsibilities;

(E) make appointments, promotions or dismissals in furtherance of partisan political interests;

(F) maintain an inappropriate relationship with juveniles assigned to their caseload, supervised by the juvenile probation department, or coming under the jurisdiction of the juvenile court. An inappropriate relationship can include but is not limited to: bribery, solicitation or acceptance of gifts, favors, or services from juveniles or their families, and the appearance of an inappropriate relationship;

(G) not discriminate against any employee, prospective employee, child, child care provider, or parent on the basis of age, race, sex, creed, disability, or national origin;

(H) be designated as a perpetrator in a Commission abuse, exploitation and neglect investigation conducted under the authority of Texas Family Code Chapter 261, and Title 37 Texas Administrative Code Chapter 349; and

(I) interfere with or hinder a child abuse, exploitation and neglect internal investigation conducted under §341.15(b)(3) of this chapter or a Commission abuse, exploitation and neglect investigation conducted under the authority of Texas Family Code Chapter 261, and Title 37 Texas Administrative Code Chapter 349, or any criminal investigation conducted by a law enforcement agency.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300386

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter G. CASE MANAGEMENT STANDARDS

37 TAC §§341.35 - 341.41

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§341.35.Definitions.

The following words or terms, when used in this subchapter, shall have the following meanings unless the context clearly indicates otherwise.

(1) Case Plan--A written document that sets out actions and goals for a juvenile to follow while under the supervision of the juvenile court in order to make changes necessary to best meet the juvenile's status and circumstances over time. The case plan is developed for each adjudicated juvenile and addresses a juvenile's needs (e.g. educational, family, substance abuse, mental health, etc.), risks of re-offending, level of supervision, strengths and weaknesses, any appropriate intake information, strategies for juvenile supervision findings if any, preliminary investigation information, and victim impact statements utilizing all appropriate resources.

(2) Case Plan Review--A written document that reviews and measures the initial case plan's goals for progress, including the reassessment and reevaluation of the juvenile's status, circumstances and resources.

(3) Courtesy Supervision--A request from one Texas county (sending county) to another Texas County (receiving county) requesting supervision for an adjudicated juvenile who is or will be residing in the receiving county.

(4) Exit Plan--The exit plan is the written document developed for each juvenile that identifies the juvenile's needs for post-supervision reintegration and specifies the community resources available to meet those needs. The purpose of the exit plan is to facilitate a continuum of community services to the juvenile and the juvenile's family after probation supervision ends.

(5) Field Supervision--Supervision ordered by a juvenile court in accordance with Texas Family Code §54.04(d)(1)(A) where the child is placed on probation in the child's home or in the custody of a relative or another fit person.

(6) Formal Referral--Occurs and should be counted when all three of the following conditions exist:

(A) delinquent conduct, conduct indicating a need for supervision or violation of probation was allegedly committed;

(B) the juvenile probation department has jurisdiction and venue; and

(C) either a face-to-face contact occurs with the office or official designated by the juvenile board or written or verbal authorization to detain is given by the office or official designated by the juvenile board.

(7) Residential Placement--Supervision ordered by a juvenile court in accordance with Texas Family Code §54.04(d)(1)(B) where the juvenile is placed on probation outside the child's home in either a foster home, or a public or private institution or agency.

(8) Substitute Care Provider--A foster home, public or private institution or agency that provides residential services to juveniles.

(9) Supervision--Supervision involves the case management of a juvenile by the assigned juvenile probation officer or designee through contacts (face-to-face, telephone, office, home, collateral) with the juvenile, juvenile's family, and other case planning participants.

(10) TJPC Standard Screening Tool--An instrument provided by the Texas Juvenile Probation Commission to assist in identifying juveniles who may have mental health needs.

§341.36.Screening.

(a) TJPC Standard Screening Tool. The TJPC Standard Screening Tool shall be completed for all juveniles who receive a formal referral to the juvenile probation department. If the TJPC Standard Screening Tool has been completed within the previous two weeks and is contained in the juvenile's case record, the department is not required to complete an additional screening.

(b) Time of Screening.

(1) Referrals Without Detention. The TJPC Standard Screening Tool shall be administered no later than 14 calendar days from the first face-to-face contact between the juvenile and a juvenile probation officer.

(2) Referrals With Detention.

(A) The TJPC Standard Screening Tool shall be administered to each juvenile admitted into detention.

(B) The TJPC Standard Screening Tool shall be administered within 48 hours from the time the juvenile is admitted into detention.

(c) Administration of Instrument. The TJPC Standard Screening Tool shall be administered by an individual trained to administer the instrument.

(d) Reports to the Commission. The summary scores of all juveniles screened using the TJPC Standard Screening Tool and any other information required by the Commission shall be electronically reported to the Commission on a monthly basis under §341.49 of this chapter (CASEWORKER counties), §341.54 of this chapter (non-CASEWORKER counties), or through a separate database provided by the Commission.

§341.37.Case Planning.

In accordance with §341.38 or §341.39 of this chapter, a written case plan shall be developed and implemented for juveniles assigned to progressive sanctions levels three through five and any juvenile given determinate sentence probation under Texas Family Code §54.04(q).

§341.38.Field Supervision.

(a) Initial Case Plan. The initial case plans for juveniles placed on field supervision shall be:

(1) developed in consultation with the juvenile's parent, guardian or custodian, the juvenile and the supervising juvenile probation officer and any other interested parties;

(2) developed within 60 calendar days from the date of the juvenile's disposition;

(3) signed and dated by the juvenile, the juvenile's parent, guardian or custodian, supervising juvenile probation officer and any interested parties; and

(4) maintained in the juvenile's case file with copies provided to the juvenile and the juvenile's parent, guardian or custodian.

(b) Case Plan Review.

(1) Case plans shall be reviewed and updated:

(A) at least every six months;

(B) within 15 calendar days after a juvenile's probation is modified by a court order; and

(C) within 15 calendar days after acceptance of a juvenile's case from another county for courtesy supervision.

(2) The juvenile and at least one parent, guardian or custodian and the supervising juvenile probation officer shall participate in the review process.

(3) The case plan review shall document the following:

(A) appropriateness of the juvenile's current level of supervision and services;

(B) extent of the juvenile's compliance with the individualized case plan;

(C) extent of the juvenile's compliance with the conditions of probation;

(D) extent of progress toward the goals outlined in the case plan;

(E) a projection of a likely date the juvenile is expected to complete probation; and

(F) services assessed, offered or provided to the juvenile and family to address identified risks and needs.

(4) All case plan reviews shall be signed and dated by the juvenile, the juvenile's parent, guardian, or custodian and the juvenile's supervising juvenile probation officer.

(5) Copies of every case plan review shall be maintained in the juvenile's case file with copies provided to the juvenile and the juvenile's parent, guardian or custodian.

§341.39.Residential Placement.

(a) Initial Case Plan. The initial case plans for juveniles placed in residential placement shall:

(1) be developed and implemented within 30 calendar days of the juvenile's initial date of placement;

(2) be developed in consultation with the juvenile's parent, guardian or custodian, the juvenile, the substitute care provider and the supervising juvenile probation officer;

(3) contain specific behavioral goals using the nine domains outlined in Title 1 Part 15 Texas Administrative Code §351.13;

(4) be signed by the juvenile and the juvenile's parent, guardian or custodian and the juvenile's supervising probation officer; and

(5) be retained in the juvenile's case file with copies provided to the juvenile, the juvenile's parent, guardian or custodian and the substitute care provider.

(b) Case Plan Review.

(1) Case plans shall be reviewed and updated at least every 90 calendar days.

(2) The juvenile and at least one parent, guardian, or custodian shall participate in the case plan review with the substitute care provider and the juvenile's supervising juvenile probation officer.

(3) The case plan reviews shall measure the juvenile's progress toward meeting his/her goals using the six point scale outlined in Title 1 Part 15 Texas Administrative Code §351.13.

(4) The outcome of the substitute care provider's service delivery shall be assessed based on whether the child is progressing in fifty percent or more of identified goals.

(5) Case plan reviews shall be signed by the juvenile, the juvenile's parent, guardian, or custodian and the supervising juvenile probation officer.

(6) Copies of every case plan review shall be retained in the juvenile's case file.

§341.40.Level of Supervision.

(a) The juvenile probation department shall adopt written criteria the department will use to determine a juvenile's level of supervision, while under field supervision.

(b) The level of supervision shall be included in the juvenile's written case plan, written under §341.35 of this chapter.

(c) A minimum of one face-to-face-contact per month with the juvenile is mandatory unless otherwise noted in the case plan.

§341.41.Exit Plan.

(a) A written exit plan shall be developed prior to the juvenile's scheduled release from probation.

(b) An exit plan is to be provided at a date no later than the date the juvenile successfully completes probation, unless the juvenile was committed to the Texas Youth Commission.

(c) The written exit plan shall be developed in consultation with the juvenile, the juvenile's parent, guardian or custodian, and the supervising juvenile probation officer.

(d) The exit plan shall be signed and dated by the juvenile, the juvenile's parent, guardian or custodian and the supervising juvenile probation officer.

(e) The original exit plan shall be placed in the juvenile's case file.

(f) Copies of the exit plan shall be provided to the juvenile and the juvenile's parent, guardian, or custodian.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300387

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter H. DATA COLLECTION STANDARDS

1. CASEWORKER SYSTEMS

37 TAC §§341.47 - 341.51

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§341.47.Definitions.

The following words or terms, when used during Division 1 of this subchapter shall have the following meanings unless the context clearly indicates otherwise.

(1) CASEWORKER--A personal computer-based tracking and case management system, developed and supported by the Commission, that provides juvenile probation officers a systematic method to track and manage juvenile offender caseloads.

(2) Data Coordinator--A person employed by a juvenile probation department who is designated by the juvenile board to serve and function as the primary contact with the Commission on all matters relating to data collection and reporting.

(3) TJPC Monthly Folder Extract--An automated process to extract and submit modified case records from the department's CASEWORKER system to the Commission. The extract created by CASEWORKER follows in accordance with the Electronic Data Interchange Specifications.

(4) Comprehensive Folder Edit--A report generated in CASEWORKER that performs an extensive edit of the folder information. This report identifies incorrectly entered data, unrecoverable files, and questionable data that impact the accuracy of the reports and programs.

(5) Electronic Data Interchange Specifications--Document developed by the Commission outlining the data fields and file structures that each department is required to follow in submitting the TJPC monthly folder extract. The Electronic Data Interchange Specifications are published in Subchapter I, §341.60 of this chapter.

§341.48.Data Coordinator.

(a) Training Requirements.

(1) The data coordinator shall have a thorough understanding of the Commission reporting requirements and shall be trained in CASEWORKER by the Commission.

(2) Within 90 days from date of a new designation as data coordinator, the new data coordinator shall attend CASEWORKER training provided by the Commission.

(b) Duties.

(1) The data coordinator is responsible for ensuring that all data submitted to the Commission by the local juvenile probation department is accurate, timely, and consistent with the Commission reporting requirements.

(2) The data coordinator shall ensure that the TJPC Monthly Folder Extract is received on or by the applicable due date.

§341.49.TJPC Monthly Folder Extract.

(a) The TJPC Monthly Folder Extract shall be sent to the Commission via the Internet.

(b) The extract is due to the Commission on the tenth day of each month following the reporting period.

§341.50.Accuracy of Data.

(a) Required Fields. The probation department shall fill in all applicable data fields for each referral in their CASEWORKER system to minimize missing information.

(b) Comprehensive Folder Edit. Probation departments shall run the Comprehensive Folder Edit on a monthly basis.

(c) Errors. Errors detected by the Comprehensive Folder Edit, a Commission monitoring visit, or the Commission Research and Planning Division upon analysis shall be corrected prior to the next submission of the TJPC Monthly Folder Extract.

§341.51.Security of Data.

(a) Passwords.

(1) Passwords shall be assigned by the CASEWORKER administrator or management information systems administrator for each individual user and should not be shared by employees or other persons.

(2) Each department shall have a limited number of employees that are authorized to delete information contained within CASEWORKER.

(3) Access to the department's CASEWORKER system shall be removed concurrent with the termination of the person's employment.

(b) Backup and Restoration.

(1) All juvenile probation departments shall adopt and follow a written policy for the backup and restoration procedures relating to data, requiring, at a minimum, a system backup once per week.

(2) Departments must maintain at least five generations (copies) of data backups.

(c) Off-Site Storage.

(1) All juvenile probation departments shall store a system backup off-site to be accessible in case of a disaster at the department (fire, tornado, etc).

(2) An updated backup for off-site storage must be run at a minimum of once a month, in addition to the five generations of backup.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300388

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


2. NON-CASEWORKER SYSTEMS

37 TAC §§341.52 - 341.56

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§341.52.Definitions.

The following words or terms, when used in Division 2 of this subchapter, shall have the following meanings unless the context clearly indicates otherwise.

(1) Data Coordinator--A person employed by a juvenile probation department who is designated by the juvenile board to serve and function as the primary contact with the Commission on all matters relating to data collection and reporting.

(2) TJPC Monthly Folder Extract--An automated process to gather data relating to all case files in the case management system designed to analyze crime and juvenile trends, program success, and profiling of juvenile offenders. The extract shall be submitted in the format specified by the TJPC Electronic Data Specifications.

(3) Electronic Data Interchange Specifications--Document developed by the Commission outlining the data fields and file structures that each department is required to follow in submitting the TJPC Monthly Folder Extract. The Electronic Data Interchange Specifications are published in Subchapter I, §341.60 of this chapter.

§341.53.Data Coordinator.

(a) Training Requirements. The data coordinator shall attend training, as required and deemed necessary by the Commission, relating to updates on statistical and research-based information and requirements.

(b) Duties.

(1) The data coordinator is responsible for ensuring that the data submitted to the Commission by the local juvenile probation department is accurate, timely, and consistent with the Commission reporting requirements.

(2) The data coordinator shall ensure that the TJPC Monthly Folder Extract is received on or by the applicable due date.

§341.54.TJPC Monthly Folder Extract.

(a) The TJPC Monthly Folder Extract data shall be sent to the Commission via the internet and shall include all data fields required by the TJPC Electronic Data Interchange Specifications.

(b) The extract is due to the Commission on the tenth day of each month following the reporting period.

§341.55.Accuracy of Data.

(a) Required Fields.

(1) Departments shall fill in all applicable fields as specified in the CASEWORKER Extract File Layout.

(2) If the Commission requires additional fields, each department shall update their case management system to include such information.

(b) Maintaining Accuracy.

(1) Each department shall have a written policy and procedure to maintain accuracy of data submitted and methods of correcting errors.

(2) Each department shall report data elements that are consistent with the Commission definitions.

(c) Errors. Errors detected by the department during daily operation, or by the Commission during the annual monitoring visit or by the Commission Research and Planning Division analysis shall be corrected prior to the next submission of the TJPC Monthly Folder Extract.

§341.56.Security of Data.

(a) Passwords.

(1) Department users shall be required to obtain a password to their case management system.

(2) Each department shall have a written policy and procedure to ensure secured access and to limit the number of employees that have access to delete information from the case management system.

(3) Access to the department case management system shall be terminated for people no longer employed by the department.

(b) Backup and Restoration. All juvenile probation departments shall adopt and follow a written policy for backup and restoration.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300389

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter I. ELECTRONIC DATA INTERCHANGE SPECIFICATIONS

37 TAC §341.60

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§341.60.TJPC Monthly Folder Extract.

The TJPC Monthly Folder Extract data shall include all data fields required by TJPC Electronic Data Interchange Specifications found in the figure below.

Figure 1: 37 TAC §341.60 (.pdf format)

Figure 2: 37 TAC §341.60 (.pdf format)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300390

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter J. RESTRAINTS

37 TAC §§341.65 - 341.71

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§341.65.Definitions.

The words and terms when used in this subchapter shall have the following meanings unless the context clearly indicates otherwise:

(1) Approved Physical Restraint Technique ("physical restraint")--A professionally trained restraint technique that uses a person's physical exertion to completely or partially constrain another person's body movement without the use of mechanical restraints. The approved physical restraint technique shall be approved for use by the Commission and adopted by the juvenile board.

(2) Approved Mechanical Restraint Devices ("mechanical restraint")--A professionally manufactured mechanical device to aid in the restriction of a person's bodily movement. The approved mechanical restraint shall be approved by the Commission and adopted by the juvenile board. The following are Commission approved mechanical restraint devices:

(A) Ankle Cuffs--Metal, cloth or leather band designed to be fastened around the ankle to restrain free movement of the legs;

(B) Anklets--Cloth or leather band designed to be fastened around the ankle or leg;

(C) Handcuffs--Metal devices designed to be fastened around the wrist to restrain free movement of the hands and arms;

(D) Plastic Cuffs--Plastic devices designed to be fastened around the wrist or legs to restrain free movement of hands, arms or legs;

(E) Waist Band--A cloth, leather, or metal band designed to be fastened around the waist used to secure the arms to the sides or front of the body; and

(F) Wristlets--A cloth or leather band designed to be fastened around the wrist or arm which may be secured to a waist belt.

(3) Restraints--Physical or mechanical restraint.

§341.66.Requirements.

The use of restraints shall be governed by the following criteria:

(1) restraints shall only be used by juvenile probation officers;

(2) prior to participating in any restraint juvenile probation officers shall be:

(A) certified in the use of the approved physical restraint technique; and

(B) trained in the use of all approved mechanical restraint devices;

(3) restraints shall only be used in instances of threat of imminent self-injury, injury to others, or serious property damage;

(4) restraints shall only be used as a last resort;

(5) only the amount force and type of restraint necessary to control the situation shall be used;

(6) restraints shall be implemented in such a way as to protect the health and safety of the juvenile and others; and

(7) restraints shall be terminated as soon as the juvenile's behavior indicates that the threat of imminent self-injury, injury to others, or serious property damage has subsided.

§341.67.Prohibitions.

Restraints that employ a technique listed below are prohibited:

(1) restraints used for punishment, discipline, retaliation, harassment, compliance, or intimidation;

(2) restraints that deprive the juvenile of basic human necessities including restroom privileges, water, food and clothing;

(3) restraints that are intended to inflict pain;

(4) restraints that put a juvenile face down with sustained or excessive pressure on the back or chest cavity;

(5) restraints that put a juvenile face down with pressure on the neck or head;

(6) restraints that obstruct the airway or impair the breathing of the juvenile;

(7) restraints that restrict the juvenile's ability to communicate;

(8) restraints that obstruct the view of the juvenile's face;

(9) any technique that does not require the monitoring of the juvenile's respiration and other signs of physical distress during the restraint; and

(10) percussive or electrical shocking devices.

§341.68.Documentation.

Documentation. Except as provided by §341.71(a) of this chapter, all restraints shall be fully documented and maintained. Written documentation regarding the use of restraints shall require at a minimum:

(1) name of juvenile;

(2) staff member(s) name and title(s) who administered the restraint;

(3) date of the restraint;

(4) duration of the restraint including notation of the time the restraint began and ended;

(5) location of the restraint;

(6) description of preceding activities;

(7) behavior which prompted the restraint;

(8) type of restraint applied;

(9) efforts made to de-escalate the situation and alternatives to restraint that were attempted; and

(10) any injury that occurred during the restraint.

§341.69.Physical Restraint.

In addition to the requirements found in §341.66, §341.67, and §341.68 of this subchapter, juvenile probation officers shall be re-certified in the approved physical restraint technique at least every two years.

§341.70.Mechanical Restraint.

In addition to the requirements found in §341.66, §341.67, and §341.68 of this subchapter, the use of mechanical restraint, shall be governed by the following criteria:

(1) Requirements.

(A) mechanical restraints shall only be used in a manner consistent with their intended use; and

(B) there shall be provisions for the inspection and maintenance of mechanical restraint devices.

(2) Prohibitions.

(A) mechanical restraint devices shall not be altered from the manufacturer's design;

(B) a juvenile shall not be placed face down while restrained in any mechanical restraint for a period of time longer than necessary to apply the restraint devices;

(C) a mechanical restraint shall not secure a juvenile in a prone position with his or her arms and/or hands behind the juvenile's back and secured to the juvenile's legs;

(D) mechanical restraint devices shall not be secured so tightly as to interfere with circulation nor so loosely as to cause chafing of the skin;

(E) mechanical restraint devices shall not be secured to a stationary object;

(F) a juvenile in mechanical restraints shall not participate in any physical activity; and

(G) plastic cuffs shall only be used in emergency situations.

§341.71.Transporting.

(a) Mechanical restraints used during routine transportation in a vehicle, or the taking of a juvenile into custody are not required to be documented as a restraint.

(b) During transportation of a juvenile in a vehicle the juvenile may not be affixed to any part of the vehicle.

(c) During transportation in a vehicle a juvenile may not be secured to another juvenile.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300391

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 342. STANDARDS FOR HOUSING NON-TEXAS JUVENILES IN TEXAS CORRECTIONAL FACILITIES

37 TAC §§342.1 - 342.5

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Texas Juvenile Probation Commission proposes the repeal of Chapter 342, §§342.1 - 342.5, relating to standards for housing out-of-state juveniles. The repeal is in an effort not to overlap with new proposed standards in Chapter 342 which provide structural and substantive changes from the current standards.

Erika Sipiora, Deputy General Counsel, has determined that for the first five year period the repeals are in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Ms. Sipiora has also determined that for each year of the first five years the repeals are in effect, the public benefit expected as a result of the repeal will provide TJPC with a more accurate account in evaluating the effectiveness and services provided within the juvenile probation system. There will be no impact on small business or individuals as a result of the repeals.

Public comments on the repeals may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711- 3547.

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these repeals.

§342.1.Authority To House Out-of-State Juvenile Inmates.

§342.2.Contracts with Other States for Housing Non-Texas Juvenile Inmates.

§342.3.Coordination with Law Enforcement.

§342.4.Required Reporting.

§342.5.Registration and Standards Compliance.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300410

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 342. STANDARDS FOR HOUSING NON-TEXAS JUVENILES IN TEXAS DETENTION AND CORRECTIONAL FACILITIES

37 TAC §§342.1 - 342.3

The Texas Juvenile Probation Commission proposes new Chapter 342, §§342.1 - 342.3, relating to standards for housing out-of-state juveniles. The proposed standards provide structural and substantive changes from the current standards.

Erika Sipiora, Deputy General Counsel, has determined that for the first five year period the new sections are in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Ms. Sipiora has also determined that for each year of the first five years the new sections are in effect, the public benefit expected as a result of enforcement will be the consistent standards to all counties across the State of Texas which will provide TJPC with a more accurate account in evaluating the effectiveness and services provided within the juvenile probation system. There will be no impact on small business or individuals as a result of the new sections.

Public comments on the proposed new sections may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711-3547.

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§342.1.Authority To House Out-of-State Juvenile Inmates.

The only entities other than the state authorized to operate a correctional facility in this state to house juvenile inmates convicted of offenses committed against the laws of another state or the United States are:

(1) a county juvenile board; or

(2) a private vendor operating a correctional facility under a contract with a county juvenile board.

§342.2.Registration and Standards Compliance.

(a) Prior to receiving out-of-state juvenile inmates, each facility shall:

(1) be registered with TJPC; and

(2) be in compliance with applicable TJPC standards.

(b) A facility housing out-of-state juvenile inmates shall identify the out-of-state populations served when registering the facility with the Texas Juvenile Probation Commission.

(c) The applicable TJPC standards apply to out-of-state inmates housed in either a pre-adjudication secure detention facility, or a post-adjudication secure correctional facility.

§342.3.Contracts with Other States for Housing Non-Texas Juvenile Inmates.

The facility administrator shall ensure that there is an annual contract with each out-of-state entity that sends juvenile inmates to the Texas facility. At a minimum, all contracts shall:

(1) require that all juvenile inmates confined pursuant to the contract be released within the jurisdiction of the sending entity;

(2) require that all juvenile inmate records concerning classification

(A) to include conduct records of:

(i) escape;

(ii) attempted escape; and

(iii) institutional violence

(B) be reviewed by the receiving entity prior to transfer of the offender;

(3) require that all appropriate medical information of juvenile inmates be provided by the sending entity prior to transfer, to include certification of tuberculosis screening or treatment;

(4) require the receiving entity to determine juvenile inmate custody level in accordance with comparable levels of custody for Texas juvenile inmates, and that custody level assignments do not exceed the construction security level availability.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300409

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 343. STANDARDS FOR JUVENILE PRE-ADJUDICATION SECURE DETENTION FACILITIES

The Texas Juvenile Probation Commission proposes the repeal of Chapter 343, §§343.1 - 343.18, 343.25, 343.30 - 343.35, 343.40 - 343.44, and 343.50 - 343.53, relating to standards for juvenile pre-adjudication secure detention facilities. The repeal is in an effort to provide structural and substantive changes from the current standards.

Luis Guerrero, Unit Coordinator-Field Services Division, has determined that for the first five year period the repeal is in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Mr. Guerrero, has also determined that for each year of the first five years the repeal is in effect, the public benefit expected as a result of the repeal will provide Texas Juvenile Probation Commission with a more accurate account in evaluating the effectiveness and services provided within the juvenile probation system. There will be no impact on small business or individuals as a result of the repeal.

Public comments on the repeal may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711-3547.

Subchapter A. DEFINITIONS

37 TAC §343.1

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§343.1.Definitions.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300416

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter B. FACILITY STANDARDS

37 TAC §§343.2 - 343.18

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§343.2.Administration Organization and Management.

§343.3.Supervision.

§343.4.Personnel.

§343.5.Management Information Systems.

§343.6.Residents' Records.

§343.7.Physical Plant.

§343.8.Security and Control.

§343.9.Rules and Discipline.

§343.10.Food.

§343.11.Hygiene.

§343.12.Medical and Mental Health Services.

§343.13.Intake, Admission and Release.

§343.14.Communications.

§343.15.Residents' Rights.

§343.16.Programs.

§343.17.Volunteers and Interns.

§343.18.Waivers.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300417

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter C. HIRING JUVENILE DETENTION OFFICERS

37 TAC §343.25

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§343.25.Hiring Juvenile Detention Officers.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300418

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter D. JUVENILE DETENTION OFFICER CERTIFICATION

37 TAC §§343.30 - 343.35

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§343.30.Persons Who Must be Certified.

§343.31.Certification.

§343.32.Recertification.

§343.33.Transfer of Certification.

§343.34.Expiration of Certification While Under Certification Suspension Order.

§343.35.Applicability.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300419

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter E. TRAINING

37 TAC §§343.40 - 343.44

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§343.40.Training Hours.

§343.41.Training Hours for Trainers.

§343.42.Certification Training.

§343.43.Recertification Training.

§343.44.Applicability.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300420

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter F. CODE OF ETHICS AND ENFORCEMENT PROCEEDINGS

37 TAC §§343.50 - 343.53

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§343.50.Code of Ethics.

§343.51.Enforcement Procedures-Code of Ethics.

§343.52.Mandatory Certification Revocation.

§343.53.Mandatory Suspension for Failure to Pay Child Support.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300421

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 343. STANDARDS FOR SECURE JUVENILE PRE-ADJUDICATION DETENTION AND POST-ADJUDICATION CORRECTIONAL FACILITIES

The Texas Juvenile Probation Commission proposes new Chapter 343, §§343.1 - 343.17, 343.30 - 343.37, 343.45 - 343.52, and 343.60 - 343.68, relating to standards for juvenile pre-adjudication and post-adjudication secure facilities. The proposed standards provide structural and substantive changes from the current standards.

Luis Guerrero, Unit Coordinator-Field Services Division, has determined that for the first five year period the new sections are in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Mr. Guerrero has also determined that for each year of the first five years the new sections are in effect, the public benefit expected as a result of enforcement will be consistent standards to all counties across the State of Texas which will provide Texas Juvenile Probation Commission with a more accurate account in evaluating the effectiveness and services provided within the juvenile probation system. There will be no impact on small business or individuals as a result of the new sections.

Public comments on the proposed new sections may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711-3547.

Subchapter A. DEFINITIONS

37 TAC §343.1

The new section is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the new section.

§343.1.Definitions.

The following words and terms when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Alleged Victim--A juvenile alleged as being a victim of abuse, exploitation or neglect.

(2) Attempted Suicide--Any action a resident takes that could result in taking his or her own life voluntarily and intentionally while detained or placed in a secure facility.

(3) Chemical Agents--Oleorsin Capsicum (OC) pepper spray, or Orthochlorobenzalmalonoitrile (tear gas).

(4) Chief Administrative Officer--Regardless of title, the person hired by a juvenile board who is responsible for oversight of the day-to-day operations of a juvenile probation department or a multi-county juvenile judicial district.

(5) Commission--The Texas Juvenile Probation Commission.

(6) Common Activity Area--Area inside the facility to which residents have access and in which activities are conducted. This area includes but is not limited to dayrooms, covered recreation areas, recreation rooms, education rooms, counseling rooms, testing rooms, visitation areas, and medical or dental rooms.

(7) Contraband--Any item not issued to employees for the performance of their duties and which employees have not obtained supervisory approval to possess. Contraband also includes any item given to a resident by an employee or other individual, which a resident is not authorized to possess or use. Specific items of contraband include, but are not limited to:

(A) firearms;

(B) knives;

(C) ammunition;

(D) drugs;

(E) intoxicants;

(F) pornography; and

(G) any unauthorized written or verbal communication brought into or taken from an institution for a resident, former resident, associate of or family members of a resident.

(8) Design Capacity--The number of people that can safely occupy a building or space as determined by the original architectural design and any building modifications, licensing, accreditation, regulatory authorities, and building codes.

(9) Detention--The temporary secure custody of a juvenile, or other individual pending juvenile court disposition or transfer to another jurisdiction or agency.

(10) Facility Administrator--Individual designated by the policy board of a private secure facility, or by the Chief Administrative Officer or juvenile board, as the on-site program director or superintendent of a secure facility.

(11) Juvenile Detention Officer--A person whose primary responsibility is the supervision of the daily activities of residents in a secure facility. This may include the facility administrator, assistant facility administrator or a supervisor of juvenile detention officers. Other administrative, food services, janitorial, and auxiliary staff are not considered to be detention officers.

(12) Military Style Program--A post-adjudication secure correctional facility that features military-style discipline and structure as an integral part of its treatment and rehabilitation program.

(13) Multiple Occupancy Housing Unit--A unit designed and constructed for multiple occupancy sleeping which is self-contained and includes appropriate sleeping, sanitation and hygiene equipment or fixtures.

(14) Non-Program Hours--Time period when all scheduled resident activity for the entire resident population has ceased for the day.

(15) Physical Training Program--Any program that requires participants to engage in and perform structured physical training and activity. This does not include recreational team activities.

(16) Post-Adjudication Secure Correctional Facility ("Facility" or "Secure Facility")--A public secure facility administered by a juvenile board or a privately operated facility certified by the juvenile board that includes construction and fixtures designed to physically restrict the movements and activities of the residents, and is intended for the treatment and rehabilitation of youth who have been adjudicated. Subchapters A, B, D and E of this title apply to all post-adjudication secure correctional facilities. A Post-Adjudication Secure Correctional Facility does not include any non-secure residential program operating under the authority of a juvenile board.

(17) Pre-Adjudication Secure Detention Facility ("Facility" or "Secure Facility")--A public secure facility administered by a juvenile board or a privately operated facility certified by the juvenile board that includes construction and fixtures designed to physically restrict the movements and activities of juveniles or other individuals held in lawful custody in the facility and is used for the temporary placement of any juvenile or other individual who is accused of having committed an offense and is awaiting court action, an administrative hearing, or other transfer action. Subchapters A, B, C and E of this title apply to all pre-adjudication secure detention facilities. A secure detention facility does not include a short-term detention facility as defined by Texas Family Code §51.12(j).

(18) Primary Control Room--A restricted or secure area from which entrance into and exit from a secure facility is controlled. The primary control room also contains the emergency, monitoring, and communications systems and is staffed 24 hours each day that residents are in the facility.

(19) Professionals--The following persons are considered professionals:

(A) teachers certified as educators by the State Board for Education Certification including teachers certified by the State Board for Education Certification with provisional or emergency certifications;

(B) educational aides or paraprofessionals certified by the State Board for Education Certification;

(C) medical practitioners licensed or certified by:

(i) the Texas Board of Nurse Examiners;

(ii) the Texas Board of Medical Examiners;

(iii) the State Board of Physician Assistants; or

(iv) the Texas Department of Health;

(D) mental health professionals licensed or certified by:

(i) the Texas State Board of Examiners of Psychologists;

(ii) the Texas State Board of Examiners of Professional Counselors;

(iii) the Texas State Board of Examiners of Marriage and Family Therapists;

(iv) the Texas Department of Health;

(v) the Texas Commission on Alcohol and Drug Abuse;

(vi) the Texas State Board of Medical Examiners; or

(vii) the Texas Board of Social Worker Examiners provided the licensure is either as an advanced practitioner or advanced clinical practitioner.

(E) mental health professionals employed by the Texas Department of Mental Health and Mental Retardation or an entity that contracts as a service provider with the Texas Department of Mental Health and Mental Retardation.

(F) social workers licensed by the Texas Board of Social Worker Examiners;

(G) juvenile probation officers certified by the Texas Juvenile Probation Commission; and

(H) commissioned law enforcement personnel.

(20) Program Hours--Time period of no less than 10 hours when the resident population has scheduled activities and any shift changes that occur during the time period when the resident population has scheduled activities.

(21) Resident--A juvenile or other individual that has been admitted into or court-ordered to reside in a secure facility.

(22) Single Occupancy Housing Units--Units designed and constructed with separate and secure, individual resident sleeping quarters.

(23) TJPC Standard Screening Tool--An instrument approved by the Commission that screens the juvenile's needs in the area of mental health.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300411

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter B. PRE-ADJUDICATION AND POST-ADJUDICATION SECURE FACILITY STANDARDS

37 TAC §§343.2 - 343.17

The new sections are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the new sections.

§343.2.Administration and Management.

(a) Policies and Procedures. The juvenile board shall approve policies and procedures for a facility or approve the policies and procedures of a private provider operating a facility within its county under contract with the juvenile board and/or the county.

(b) Certification. The juvenile board's current facility certification and the Commission's facility registration shall be posted within the facility in a public area.

(c) Facility Administrator.

(1) There shall be a single facility administrator on-site that is designated to oversee the daily operations of the facility.

(2) A detention officer shall be designated to be in charge during the facility administrator's absence.

(d) Duties of Facility Administrator. The duties of the facility administrator shall include, but shall not be limited to the following:

(1) reviewing the facility's policy and procedure manual on an annual basis and maintaining documentation of this review;

(2) insuring that juvenile detention officers have a salary scale adopted by the juvenile board;

(3) insuring that juvenile detention officers employed by county operated facilities receive all applicable benefits and allowances given to other county employees;

(4) maintaining personnel records for each employee which shall include:

(A) proof of age;

(B) documentation of criminal background checks conducted under §343.15 of this chapter and §349.8 of this title;

(C) the application for employment;

(D) performance evaluations;

(E) training records; and

(F) documentation of promotion, demotion, termination and other personnel actions.

§343.3.Treatment and Safety.

(a) Serious Incidents. The facility administrator or designee shall report to the Commission within 24 hours, the death, attempted suicide, escape and any serious injury, including youth on youth assaults, that require medical treatment by a physician or physician's assistant that occurs in a facility.

(b) Abuse, Exploitation and Neglect.

(1) Any employee, volunteer or intern of a facility shall report to the Commission and local law enforcement any allegation of abuse, exploitation or neglect of a resident that occurs in or involves an employee, volunteer or intern of a juvenile justice program, juvenile probation department, juvenile justice alternative education program, pre-adjudication secure detention facility, post adjudication secure correctional facility or short-term detention facility.

(2) Any allegation of abuse, neglect or exploitation involving a juvenile under the jurisdiction of the juvenile court that is not alleged to have occurred in a juvenile justice program or facility under the jurisdiction of the juvenile board shall be reported as required in Texas Family Code Chapter 261.

(3) A report of the alleged abuse, exploitation or neglect under paragraph (1) of this subsection shall be made within 24 hours from the time the allegation is made.

(c) Internal Investigation.

(1) An internal investigation shall be conducted of all allegations of abuse, exploitation or neglect of a resident.

(2) All employees, volunteers and interns shall fully cooperate with any Commission investigation of alleged abuse, exploitation, or neglect of a resident.

(3) Until the conclusion of the internal investigation, any person alleged to be a perpetrator of abuse, exploitation or neglect shall be placed on administrative leave or reassigned to a position having no contact with residents in the facility, relatives of the alleged victim, participants in a juvenile justice program or individuals under the jurisdiction of the juvenile court.

(4) At the conclusion of the internal investigation, the facility administrator or designee shall take appropriate measures to provide for the safety of the residents.

(5) The facility administrator or designee shall submit a copy of the internal investigation to the Commission within five calendar days following the completion of the internal investigation.

(d) Juvenile Board. In the event the facility administrator is alleged to be a perpetrator of abuse, exploitation or neglect, the juvenile board shall:

(1) conduct the internal investigation or appoint an individual who is not an employee of the facility to conduct the internal investigation;

(2) until the conclusion of the internal investigation, place the facility administrator on administrative leave, or ensure the facility administrator has no contact with residents in the facility, relatives of the alleged victim, participants in a juvenile justice program or individuals under the jurisdiction of the juvenile court; and

(3) the juvenile board or their designee shall submit a copy of the internal investigation to the Commission within 5 calendar days following the completion of the internal investigation.

(e) Public Facilities. If the facility is operated by the juvenile board and the chief administrative officer is not the facility administrator, the chief administrative officer may perform the duties under subsection (d) of this section.

§343.4.Data Collection.

The facility administrator shall ensure that accurate annual statistics are gathered and recorded, including:

(1) total number of admissions;

(2) total days of care provided;

(3) residents' age;

(4) residents' gender;

(5) residents' race;

(6) referring/committing offense of residents;

(7) length of stay;

(8) average cost per resident per day;

(9) total number of physical restraints applied;

(10) total number of mechanical restraints applied;

(11) total number of room confinements;

(12) total number of resident related injuries to detention staff; and

(13) total number of incidents where chemical agents were applied.

§343.5.Physical Plant.

(a) Location.

(1) If the facility is located in the same building or on the grounds of any type of adult corrections facility, it shall be a separate, self-contained unit.

(2) All applicable federal and state laws pertaining to the separation of juveniles from adult inmates shall apply.

(b) Separate Operations.

(1) All pre-adjudication programs shall be operated separately from any post-adjudication programs.

(2) Where a pre-adjudication program and a post-adjudication program are located in the same building or on the same grounds, contact between the two populations shall be kept to a minimum.

(c) Exits. Facility exits shall be clear of obstruction, and properly marked for evacuation in the event of fire or other emergency.

(d) Storage. Storage of cleaning supplies and equipment shall not be accessible to residents.

(e) Fire Safety Plan. The facility shall adopt a fire safety plan.

(1) The fire safety plan shall:

(A) be approved in writing by the governmental fire authority having primary jurisdiction of the facility; and

(B) designate a facility staff person as the fire safety officer.

(2) The facility fire safety officer's duties shall include insuring the following:

(A) maintenance of a current fire drill log;

(B) proper disposal of combustible refuse;

(C) a posted plan for prompt evacuation of the facility;

(D) quarterly fire drills on all shifts; and

(E) procedures for the use and control of flammable, toxic, and caustic materials.

(f) Safety Codes. The facility shall conform to the provisions set forth in the Life Safety Code, National Fire Protection Association (NFPA), 101 and/or any applicable state and local fire safety codes. The Life Safety Code may be substituted with local government ordinances/codes only if said ordinances/codes are specifically written to include building occupancy for detention and correctional usage.

(1) A formalized facility Life Inspection/fire safety inspection shall be completed prior to the facility becoming operational.

(2) All subsequent facility Life Inspection/fire safety inspection shall be conducted at least annually.

(3) All inspection reports shall be reduced to written documentation which shall include:

(A) an enumeration of the specific code(s) used during the inspection;

(B) any corrective action required;

(C) the name and title of person conducting the inspection; and

(D) the date(s) of the inspection.

(g) Population. The population of the facility shall not exceed the design capacity of the facility.

(h) Lighting. There shall be lighting available for the residents.

(i) Natural Lighting. All housing areas located in facilities designed and constructed or placed into operation on or after the effective date of this standard shall provide natural light available from a source within 20 feet of the area.

(j) Facility design. All housing areas shall provide for the following:

(1) an operable shower or bath with hot and cold running water for at least every ten residents;

(2) fully functioning:

(A) heating systems;

(B) ventilation systems; and

(C) cooling systems;

(3) access to a drinking fountain;

(4) toilets shall be provided at a minimum ratio of one for every 12 juveniles in male facilities, and one for every eight juveniles in female facilities. For facilities constructed after March 1, 1996, the ratio shall be one toilet for every six juveniles.

(A) urinals may be substituted for up to one-half of the toilets in all male facilities;

(B) all housing units with five or more juveniles shall have a minimum of two toilets; and

(5) access to a washbasin with hot and cold running water.

(k) Confinement Rooms. Any room utilized for the confinement of residents from the general population under the provisions of these standards shall be equipped with:

(1) a toilet;

(2) a washbasin with running water; and

(3) a mattress.

(l) Disabled Residents. Rooms or housing units used by disabled residents shall be designed for their use and provide for their safety and security in accordance with state and federal law.

(m) Program and Services Areas. The facility shall be designed to provide space for:

(1) a room or area for visitation;

(2) religious activities;

(3) interviewing and counseling; and

(4) educational instruction.

(n) Personal Property. Space shall be provided for secure storage of the resident's personal property.

(o) Housing Units. The secure facility shall be constructed with housing units of no more than 24 residents each.

(p) Dining Area. The dining area shall provide a minimum of 15 square feet of floor space per diner.

(q) Alternate Power Source. In the event that regular power is interrupted, the facility shall have an alternate source of power to operate:

(1) lights;

(2) communications systems;

(3) fire detection and alarm systems; and

(4) electric door locks.

(r) Preventive Maintenance.

(1) Power systems shall be tested at least every two weeks, the results documented and any deficiencies corrected.

(2) All emergency equipment and systems shall be tested at least monthly, the results documented and any deficiencies corrected.

(s) Ventilation. Alternate means of ventilation shall be maintained in case regular power is interrupted.

(t) Access for Individuals with Disabilities. All parts of the facility that are accessible to the public shall be accessible to and usable by staff and visitors with physical disabilities in accordance with state and federal law.

(u) Secure Storage. There shall be a location for secure storage of restraining devices, and related security equipment. This equipment shall be readily accessible to authorized persons.

§343.6.Security and Control.

(a) Policies. Written policies and procedures for security and control of the facility shall include, but shall not be limited to, the following:

(1) continued operations in the event of a work stoppage;

(2) key control;

(3) control of the use of:

(A) tools;

(B) medical equipment; and

(C) kitchen tools;

(4) provisions to prevent firearms from entering the secure area of the facility; and

(5) provisions for coordination with law enforcement authorities in the case of riot, rebellion, escape, or other situations requiring assistance from city, county, or state law enforcement agencies.

(b) Searches. Searches shall be conducted according to written policies limited to the following conditions:

(1) residents may be required to submit to a pat down/frisk search as necessary for facility security;

(2) residents may be required to submit to an oral cavity search to prevent concealment of contraband, to ensure the proper administration of medication, and as necessary for facility security;

(3) residents may be required to surrender their clothing and submit to a search as necessary for facility security;

(4) residents may be required to undergo an anal or genital body cavity search only if there is probable cause to believe that they are concealing contraband; and

(5) an anal or genital body cavity search shall be conducted only by a physician.

(c) Special Incidents.

(1) All special incidents including, but not limited to, riots, rebellion, the taking of hostages, escapes, and assaults shall be reported in writing to the facility administrator.

(2) A copy of the report shall be placed in the permanent file of the resident(s) involved in the incident.

(d) Perimeter Security.

(1) The facility shall be constructed so that residents remain within the premises and the general public is denied access without authorization.

(2) Perimeter security shall be maintained at all times.

(e) Protective Confinement.

(1) Protective confinement may be ordered when a resident is threatened by the group.

(2) This decision shall be approved in writing by the Facility Administrator or designee.

(3) While in protective confinement, a detention officer shall observe and record the resident's behavior at staggered intervals not to exceed every 15 minutes.

§343.7.Rules and Discipline.

(a) Prohibited Sanctions. The following sanctions shall be prohibited:

(1) corporal punishment;

(2) humiliating punishment;

(3) one resident sanctioning another;

(4) group punishment for the acts of an individual;

(5) deprivation of food;

(6) deprivation of clothing;

(7) deprivation of sleep;

(8) deprivation of medical services; and

(9) physical exercises used for compliance intimidation or discipline (except for post-adjudication military style programs).

(b) Enforcement. Rule violations and corresponding staff actions shall be recorded in the resident's record.

(c) Law Violations. When a resident is alleged to have committed a felony or a class A or B misdemeanor while in the facility, the case shall be referred to a law enforcement agency for possible investigation and/or prosecution.

(d) Separation from the Group.

(1) Room Restriction.

(A) Room restriction may be used in increments of up to 60 minutes for behavior modification.

(B) During room restriction, a juvenile detention officer shall personally observe and record the resident's behavior in staggered intervals not to exceed 15 minutes.

(2) Room Confinement.

(A) Room confinement may be used when a resident is out of control, repeatedly refuses to comply with rules, or is a threat to himself or others.

(B) Room confinement may be utilized by a juvenile detention officer for up to 24 hours.

(C) The juvenile detention officer shall complete a disciplinary report for submission to the facility administrator or designee that describes the circumstances and the staff action taken in response to the violation.

(D) Confinement beyond 24 hours shall be approved in writing by the facility administrator or designee, and reauthorized in writing by the facility administrator or designee, if necessary, every 24 hours.

(E) During room confinement, a juvenile detention officer shall personally observe and record the resident's behavior in staggered intervals not to exceed 15 minutes.

§343.8.Food.

(a) Nutritional Requirements. Meals shall meet the dietary requirements of the United States Department of Agriculture school breakfast, lunch, and dinner dietary allowances.

(b) Menu Plans. The facility administrator or designee, shall plan and follow daily menus.

(c) Menu Content. Menus shall contain a variety of foods.

(d) Modified Diets. Modified diets shall be provided in the following circumstances:

(1) upon the recommendation of a physician or dentist; or

(2) when a resident's religious beliefs require it.

(e) Staff Meals. Facility staff on duty where residents are eating need not eat, but if they do, they shall eat the same food served to the residents unless:

(1) a special diet has been ordered by staffs' physician or dentist; or

(2) a special diet is required by staffs' religious beliefs.

(f) Daily Schedule.

(1) Three meals shall be provided daily.

(2) Two of the meals shall be hot.

(3) No more than 14 hours may elapse between the evening meal and breakfast unless a snack is provided.

(4) Residents shall be allowed no less than 10 minutes to eat.

§343.9.Hygiene.

(a) Bedding and Towels.

(1) Clean bed linens shall be issued weekly; and

(2) clean towels shall be issued daily.

(b) Housekeeping Plan. A written housekeeping plan shall be followed which promotes cleanliness, facility sanitation, and control of vermin and pests.

(c) Clothing.

(1) Clean socks and underclothing shall be issued daily; and

(2) other clean clothing shall be issued at least twice per week.

(d) Personal Hygiene. Residents shall be required to bathe or shower daily.

(e) Hygiene Plan. Residents shall be given appropriate instruction on hygiene and shall be required to comply with acceptable rules of personal cleanliness and oral hygiene.

§343.10.Health Care Services.

(a) Health Service Authority. The facility administrator shall designate a health service authority responsible for health care decisions within the facility. The health service authority shall be a physician, licensed nurse, or physician's assistant.

(b) Health Service Coordinator.

(1) The facility administrator or designee shall designate a staff member to coordinate health care delivery in the facility.

(2) The health service coordinator shall receive special training in health care and be familiar with local health care providers and facilities.

(c) Medical Referral. If a staff member believes any resident to be in need of immediate medical attention or if a resident requests treatment, the resident shall be referred for medical services.

(d) Medical Confinement. Medical confinement may be ordered as a health precaution at the direction of a medical professional.

(1) The reasons for the medical confinement of a resident shall be documented and a copy placed in the resident's file.

(2) During medical confinement, a juvenile detention officer shall personally observe and record the resident's behavior in staggered intervals not to exceed 15 minutes.

(e) Medical Release. Documentation of consent for medical treatment received in accordance with Texas Family Code §32.001, shall be maintained in applicable resident files.

(f) Medication. In accordance with Texas Human Resources Code §142.005, the juvenile board shall adopt a policy concerning the administration of medication to residents. The policy shall include which facility employees are authorized to administer medication to residents.

(g) Suicidal Youth.

(1) Prevention Plan.

(A) Each facility shall have a written suicide prevention plan developed in consultation with a mental health professional that addresses the following components:

(i) definitions of high risk and moderate risk for suicidal behavior;

(ii) screening methodology to assess and assign a resident's risk of suicide upon admission and upon any indication a resident previously screened may now be at moderate or high risk for suicidal behavior;

(iii) communication among facility staff, mental health professionals, the resident's juvenile probation officer, the resident and the resident's parent or guardian including communication regarding observations or indications a resident previously screened may now be at moderate or high risk for suicidal behavior;

(iv) level of supervision for residents assigned to moderate or high risk for suicidal behavior;

(v) policy and procedure for intervening in suicide attempts;

(vi) reporting of resident suicides and attempted suicides in accordance with any applicable state law, administrative standard, or local policy or ordinance;

(vii) training on the contents and implementation of the suicide prevention plan;

(viii) housing of residents assigned to moderate or high risk of suicidal behavior including the removal from the resident's presence of any dangerous objects; and

(ix) mortality reviews designed to review the facility's compliance and possible needed revisions to the suicide prevention plan following a resident's suicide.

(B) All juvenile detention officers shall be trained in the implementation of the suicide prevention plan.

(C) Review.

(i) The suicide prevention plan shall be reviewed on an annual basis in consultation with a mental health professional.

(ii) The suicide prevention plan shall be included in the facility administrator's review of the facility's policies and procedures in accordance with §343.2(d)(1) of this chapter.

(2) Level of Supervision.

(A) Moderate Risk for Suicidal Behavior. During non-program hours, or any time a resident classified as a moderate risk for suicidal behavior is confined or restricted from the general population:

(i) The resident shall be visually checked by a juvenile detention officer at staggered intervals not to exceed every 10 minutes.

(ii) The juvenile detention officer shall document each visual observation made with the time of the observation and a general description of the resident's behavior.

(B) High-Risk for Suicidal Behavior.

(i) Supervision. During non-program hours, or any time a resident classified as high risk for suicidal behavior is confined or restricted from the general population:

(I) The resident shall be under the continuous, uninterrupted visual supervision of a juvenile detention officer.

(II) The juvenile detention officer shall document physical observations of a high risk resident at staggered intervals not to exceed every 30 minutes.

(ii) Required Documentation. The following documentation shall be maintained for high-risk residents and shall be posted where it is immediately accessible to the juvenile detention officer providing supervision to the high-risk resident:

(I) the date and time the resident was classified as high risk;

(II) who classified the resident as high risk;

(III) a description of the resident's behavior that caused the resident's classification as high risk;

(IV) who has been assigned to supervise the resident;

(V) the location for the resident's supervision;

(VI) the date and time the resident was reclassified as no longer being high risk; and

(VII) the name of the mental health professional who reclassified the resident as no longer being high risk.

(C) A juvenile detention officer assigned to work in a facility's primary control room may not provide supervision under subparagraph (A) or (B) of this paragraph.

(D) Video and audio monitoring devices shall not substitute for supervision by a juvenile detention officer under subparagraph (A) or (B) of this paragraph.

(3) Mental Health Referral.

(A) The facility shall refer a resident classified as exhibiting a high-risk for suicidal behavior to a mental health professional as defined by §343.1(19)(D)(i), (ii), (iii), (vi), and (vii) or (E) of this chapter or mental health agency within 24 hours from the time the resident is classified as a high risk for suicidal behavior.

(B) The facility shall maintain written documentation that the referral under subparagraph (A) of this paragraph was made. The documentation shall include:

(i) who notified the mental health professional or mental health agency;

(ii) the date and time of the notification;

(iii) the method of notification; and

(iv) a brief description of the response provided by the mental health professional or mental health agency.

(C) Prior to being removed from a high risk for suicidal behavior designation/classification, a mental health professional as defined by §343.1(19)(D)(i), (ii), (iii), (vii) or (E) of this chapter shall conduct an assessment of the resident's suicide risk and issue a written recommendation which addresses the following:

(i) the need to re-classify the resident's suicide risk level;

(ii) the need for intervention strategies and/or services during the resident's period of incarceration within the facility; and

(iii) the need for additional assessment(s).

(D) The mental health professional's written recommendation shall be maintained in the resident's record.

(E) Only the facility administrator, or their designee may remove a resident from being designated/classified as being a high risk for suicidal behavior under paragraph (2)(B) of this subsection.

§343.11.Communications.

(a) Visitation.

(1) Written policies shall allow for regularly scheduled visitation and procedures for emergency visitation.

(2) The parents or guardians of the resident shall be provided a copy of the visitation schedule.

(3) A registry shall be maintained to document the name and relationship to the resident of all visitors.

(4) Attorneys and their representatives may visit residents at any time.

(b) Telephone.

(1) Written policies shall allow reasonable and fair access to telephones and detail the specific time, length, and other limitations on calls.

(2) The parents or guardians of the resident shall be provided a copy of the policy.

(c) Mail. Written policies governing correspondence shall include, but shall not be limited to:

(1) Limitations. A resident's rights to privacy and correspondence may not be limited except when:

(A) probable cause exists to suspect that the correspondence is part of an attempt to formulate, devise, or otherwise effectuate a plan to escape from the facility, or to violate state or federal laws, If such cause exists, then facility staff shall:

(i) ask the resident's permission to read the letter;

(ii) if permission is denied, request a search warrant prior to opening and reading the letter; and

(iii) if a search warrant request is denied, the correspondence shall be provided to the resident;

(B) correspondence with certain individuals is specifically forbidden by:

(i) the resident's juvenile court ordered rules of probation or parole;

(ii) the facility's rules of separation; or

(iii) a specific list of individuals furnished by a minor resident's parents or guardian indicating who they feel should not communicate with the resident.

(C) Such incoming correspondence as identified in subparagraph (B)(i) - (iii) of this paragraph shall be returned unopened to the sender.

(2) Withholding mail. When mail is withheld from the resident, the reasons shall be documented.

(3) Materials and Postage. Residents shall be furnished with writing materials and postage for no fewer than two letters per week.

(4) Legal Correspondence. Residents shall be furnished adequate postage for legal correspondence.

(5) Forwarding Mail. Provisions shall be made to forward mail when the resident is released or transferred.

(6) Inspection.

(A) Mail may be opened by staff only in the presence of the resident with inspection limited to searching for contraband.

(B) Money received in the mail shall be held for the resident in their personal property inventory, with receipt provided, or returned to the sender.

§343.12.Residents' Rights.

(a) Illegal Discrimination. Residents shall not be subjected to discrimination based on race, national origin, religion, sex, or disability.

(b) Supervision. Residents shall not be subjected to supervision and control by other residents.

(c) Legal Counsel. Residents have the right to confidential contact with attorneys through telephone, uncensored letters, and personal visits.

(d) Work. Residents may not be required to work unless the activity is related to general housekeeping or as required by a court order for community service restitution.

(e) Visitation and Communication. Residents have the right to receive visitors and to communicate and correspond subject only to the limitations necessary to maintain facility security and control.

(f) Use of Medication. Except upon the order of a physician, no stimulant, tranquilizer, or psychotropic drug shall be administered to residents.

(g) Experimentation. Participation by residents in medical, pharmaceutical, or cosmetic experiments is prohibited.

(h) Grievances. The facility shall have a written grievance procedure with at least one level of appeal.

(i) Religion. Residents may participate in religious services and religious counseling voluntarily, subject to the limitations necessary to maintain facility security and control.

(j) Treatment and Safety. Residents shall not be subjected to abuse, exploitation or neglect as defined in Chapter 261, Texas Family Code.

§343.13.Volunteers and Interns.

If a facility has or develops a volunteer or internship program, the juvenile board or board of a private facility shall adopt the following policies:

(1) a description of the authority, responsibility and accountability of volunteers and interns who work with the department;

(2) performance of a Texas criminal history background search (TCIC);

(3) performance of a local law enforcement sex offender registration records check in the city or county where the volunteer or intern resides;

(4) selection and termination criteria including disqualification based on criminal history;

(5) orientation and training requirements including training on recognizing and reporting abuse, exploitation and neglect;

(6) a requirement that volunteers and interns meet minimum applicable professional requirements; and

(7) a provision for a volunteer and intern registry.

§343.14.Waivers and Variances.

Unless expressly prohibited by another standard, the juvenile board, the chief administrative officer, or facility administrator, may make an application for waiver and the juvenile board may make an application for variance of any standard or standards adopted by the Commission in accordance with §349.2 of this title.

§343.15.Employment of Certified Juvenile Detention Officers.

(a) Qualifications for Employment.

(1) Certified Juvenile Detention Officers and Supervisors of Certified Juvenile Detention Officers. An applicant for the position of a certified juvenile detention officer, or supervisor of juvenile detention officers shall be at least 21 years of age.

(2) Facility Administrator. An applicant for the position of facility administrator shall:

(A) meet the qualifications for employment under the Texas Human Resources Code §141.061(a) and §341.20 of this title; or

(B) in accordance with §341.21 of this title, the juvenile board, or chief administrative officer shall apply to the Commission for an exemption of the one year of experience or graduate study prior to the employment of an individual who does not meet the experience or education requirements under Texas Human Resource Code §141.061.

(b) Criminal Records Check. Prior to employing a person as a certified juvenile detention officer, supervisor of juvenile detention officers, or facility administrator, the facility administrator, chief administrative officer, juvenile board or either's designee shall initiate a criminal history check in accordance with the following guidelines:

(1) The following criminal history checks shall be conducted:

(A) a Texas criminal history background search (TCIC);

(B) a local law enforcement sex offender registration records check in the city or county where the applicant resides; and

(C) a Federal Bureau of Investigation fingerprint based criminal history background search (NCIC).

(2) In addition to the requirements of paragraph (1) of this subsection, if the applicant currently resides in one of the following states, or resided in one of the following states within the 10 years prior to the date the employment application was made, a state criminal history background search and state sex offender registration check shall also be conducted where available:

(A) Hawaii;

(B) Kansas;

(C) Kentucky;

(D) Louisiana;

(E) Maine;

(F) Massachusetts;

(G) New Hampshire;

(H) Rhode Island;

(I) Tennessee;

(J) Vermont; and

(K) the District of Columbia.

(3) An Internet based criminal background search shall not be used to conduct the background searches required under paragraph (1)(A) or (C) of this subsection.

(4) A copy of the returned criminal history checks shall be retained in the facility's records.

(5) Continued employment as a juvenile detention officer, supervisor of juvenile detention officers or as the facility administrator shall be contingent upon the completion and return of criminal history checks that show the individual has no disqualifying criminal history in accordance with subsection (c)(1) of this section.

(c) Disqualification from Employment.

(1) Criminal History. A person with the following criminal history shall be disqualified from employment as a certified juvenile detention officer, supervisor of juvenile detention officers, or facility administrator:

(A) a felony conviction against the laws of this state, another state, or the United States within the past 10 years;

(B) a deferred adjudication for a felony offense against the laws of this State, another State, or the United States within the past 10 years;

(C) current felony probation or parole;

(D) a jailable misdemeanor conviction against the laws of this state, another state or the United States within the past 5 years;

(E) a deferred adjudication for a jailable misdemeanor against the laws of this state, another state, or the United States within the past 5 years;

(F) current misdemeanor probation or parole; or

(G) registration as a sex offender under Chapter 62, Texas Code of Criminal Procedure.

(H) Waiver/Variance. A waiver or variance under §349.2 of this title may not be requested for this section unless the person received a pardon based upon proof of innocence or the reversal of a finding of guilt by a trial or appellate court.

(2) Revocation or Suspension.

(A) Revocation. An individual whose certification has been revoked by the Commission shall never qualify for employment as a certified juvenile detention officer, supervisor of detention officers or administrative officer.

(B) Suspension.

(i) An individual whose certification is currently under a suspension order issued under §349.27(d)(2) of this title shall not qualify for employment as a certified juvenile detention officer, supervisor of certified juvenile detention officers, or administrative officer so long as the suspension order remains in effect.

(ii) An individual whose certification is currently under a suspension order issued under §349.31(a) of this title shall not qualify for employment as a certified juvenile detention officer, supervisor of certified juvenile detention officers, or administrative officer until the Commission receives an order issued under Texas Family Code §232.013 staying or vacating the license suspension.

§343.16.Persons Who Must be Certified.

The facility administrator of a juvenile facility, and any person hired as a juvenile detention officer, or as a supervisor of juvenile detention officers shall obtain and maintain an active juvenile detention officer certification from the Commission in accordance with Chapter 349 of this title.

§343.17.Code of Ethics.

The people of Texas expect of juvenile detention officers, supervisors of juvenile detention officers, and facility administrators unfailing honesty, respect for the dignity and individuality of human beings, and a commitment to professional and compassionate service. To this end the Commission subscribes to the following principles.

(1) Juvenile detention officers shall:

(A) respect the authority and follow the directives of the court;

(B) respect and protect the civil and legal rights of all children and their parents/guardians;

(C) serve each child with concern for the child's welfare and with no purpose of personal gain;

(D) encourage relationships with colleagues of such character to promote mutual respect within the profession and improvement of its quality of service;

(E) respect the significance of all elements of the justice and human services systems and cultivate a professional cooperation with each segment;

(F) respect and consider the right of the public to be safeguarded from juvenile delinquency;

(G) be diligent in their responsibility to record and make available for review any and all information which could contribute to sound decisions affecting a child or the public safety;

(H) report without reservation any corrupt or unethical behavior which could affect either a child or the integrity of the facility;

(I) maintain the integrity of private information and not seek personal data beyond that needed to perform their responsibilities, nor reveal case information to anyone not having proper professional use for such;

(J) abide by all federal, state, and local laws and Commission standards.

(2) Juvenile detention officers shall not:

(A) use official position to secure privileges or advantages;

(B) make statements critical of colleagues or their facility unless these are verifiable and constructive in purpose;

(C) permit personal interest to impair the objectivity which is to be maintained in their official capacity;

(D) accept any gift or favor that implies an obligation that is inconsistent with the free and objective exercise of professional responsibilities;

(E) maintain an inappropriate relationship with juveniles residing in the facility or under the jurisdiction of the juvenile court An inappropriate relationship can include but is not limited to: bribery, solicitation or acceptance of gifts, favors, or services from juveniles or their families, and the appearance of an inappropriate relationship;

(F) not discriminate against any employee, prospective employee, child, child care provider, or parent on the basis of age, race, sex, creed, disability, or national origin;

(G) engage in behaviors which misuse fiscal or business office practices or materials belonging to the facility including but not limited to: falsifying time sheets, theft or misuse of office supplies, use of facility property for personal use, and use of personal affects or funds belonging to a resident of the facility or child under the jurisdiction of the juvenile court;

(H) be designated as a perpetrator in a Commission abuse, exploitation and neglect investigation conducted under the authority of Texas Family Code Chapter 261, and Chapter 349 of this title;

(I) Interfere with or hinder an abuse, exploitation and neglect internal investigation conducted under §343.3(c) of this title or a Commission abuse, exploitation and neglect investigation conducted under the authority of Texas Family Code Chapter 261, and Chapter 349 of this title, or any criminal investigation conducted by a law enforcement agency; and

(J) Deliver into nor remove from the grounds of a juvenile detention any item or contraband and shall not exercise possession or control of any item of contraband while on juvenile detention facility grounds.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300412

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter C. PRE-ADJUDICATION SECURE DETENTION FACILITY STANDARDS

37 TAC §§343.30 - 343.37

The new sections are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the new sections.

§343.30.Intake, Admission and Release.

(a) Intake. Anyone presented for admission to detention and in need of emergency medical care due to injury, illness or intoxication or in need of mental health intervention shall not be admitted into detention.

(1) The referring person shall be directed to a health care facility to have the individual evaluated and treated.

(2) Subsequent admission to detention is contingent upon written medical clearance provided by a medical or mental health professional.

(b) Intoxicated Individuals.

(1) Anyone admitted to detention shall be assessed to determine the need for detoxification from alcohol or other substances.

(2) Intoxicated individuals who have been medically cleared for admission should be placed under medical confinement in accordance with §343.10(d) of this chapter.

(c) Intake.

(1) An intake or other officer authorized by the court shall be on duty at the facility or on call 24 hours a day.

(2) Written policy shall state the conditions under which the intake officer may authorize the conditional release of an individual referred to the facility.

(d) Orientation.

(1) A detention officer shall orient each newly admitted resident to the facility.

(2) The orientation shall include, in the resident's primary language, an explanation of the following:

(A) facility's program rules;

(B) grievance policy and procedures; and

(C) the procedures to access medical care.

(3) When a literacy problem prevents a resident from understanding written rules, a staff member or translator shall assist the resident in understanding the rules.

(4) If the resident is not sufficiently fluent in English or Spanish, then arrangements shall be made to provide the resident with an orientation in the resident's primary language within 48 hours of admission.

(e) Personal Property. Written policy shall describe the procedures regarding the handling of residents' personal property held by the facility.

(f) Bedding. Each resident shall be provided suitable clean bedding including sheets, pillow and pillowcase, mattress, and blankets.

(g) Clothing. Clean clothing is to be provided upon admission.

(h) Personal Hygiene. Residents shall be required to surrender their clothing and to bathe or shower upon admission.

(i) Screening. The TJPC Standard Screening Tool shall be administered to each resident that is admitted into detention.

(1) The tool shall be administered within 48 hours from the time the resident is admitted into detention.

(2) A copy of the completed tool shall be provided to the supervising juvenile probation officer.

(j) Health Screening. Within one hour of admission, a health screening shall be conducted on each resident. Information obtained shall include, but is not limited to:

(1) mental health problems;

(2) suicide risk in accordance with §343.10(g)(1)(A)(ii) of this chapter;

(3) current state of health including:

(A) allergies;

(B) other chronic conditions;

(C) tuberculosis;

(D) sexually transmitted diseases; and

(E) other infectious diseases;

(4) current use of medication including type, dosage and prescribing physician;

(5) dental problems;

(6) vision problems;

(7) drug and alcohol use;

(8) physical disabilities; and

(9) evidence of physical trauma.

(k) Any finding of the health screening that indicates a significant potential health risk to the staff and residents shall be immediately reported to the facility administrator, and the affected resident shall be placed in medical confinement until proper medical clearance is obtained.

(l) Assessment Period. Upon entering the facility, residents shall be assigned to the general program as soon as possible after admittance.

(1) Written policy shall prohibit automatic room confinement for periods of time longer than necessary to assess the risks and needs of the residents.

(2) If a resident is confined in his or her room at admission for assessment purposes, juvenile detention officers shall document their assessment of the resident during this 24-hour period and retain this documentation in the resident's file.

(3) A juvenile detention officer shall, at staggered intervals not to exceed 15 minutes, personally observe and record the behavior of residents in room confinement during the assessment period.

(m) Release. Procedures for releasing residents shall include:

(1) verification of identity of the person receiving custody;

(2) verification of release authorization;

(3) signed release by resident for the return of personal property; and

(4) receipt signed by person receiving custody.

§343.31.Classification Plan.

Facilities with multiple housing units shall have a classification plan that groups residents according to at least the following:

(1) age;

(2) gender;

(3) offense;

(4) behavior; and

(5) any other special conditions.

§343.32.Supervision.

(a) Minimum Requirements. At least two juvenile detention officers shall be on duty at any time the facility has a resident. At least one of the officers shall be certified.

(b) Gender.

(1) If residents of both genders are housed within the facility, juvenile detention officers of both genders shall be on duty and available to the residents for every shift.

(2) Juvenile detention officers of one gender shall be the sole supervisors of residents of the same gender during showers, physical searches, pat downs, disrobing of suicidal youth, or during other times in which personal hygiene practices or needs would require the presence of a juvenile detention officer of the same gender.

(c) Ratios.

(1) Supervision Ratio.

(A) Unless the conditions under subparagraph (B) of this paragraph apply, the juvenile detention officer to resident ratio shall not be less than:

(i) 1 juvenile detention officer to every 12 residents during program hours;

(ii) 1 juvenile detention officer to every 24 residents during non-program hours.

(B) Multiple Occupancy Housing. For multiple occupancy housing units designed and operated after June 5, 2001, when residents are physically located in the designated multiple occupancy housing unit, the juvenile detention officer to resident ratio shall not be less than 1 juvenile detention officer to every 8 residents.

(2) Facility Wide Ratio. The facility wide juvenile detention officer to resident ratio shall not be less than:

(A) 1 juvenile detention officer to every 8 residents during program hours; and

(B) 1 juvenile detention officer to every 18 residents during non-program hours.

(3) An individual hired as a juvenile detention officer, who is not yet certified as a juvenile detention officer may count toward meeting the supervision ratio and the facility wide ratio under paragraphs (1) and (2) of this subsection so long as the individual:

(A) has not worked for the secure detention facility for more than 180 calendar days from the individual's date of hire;

(B) has been certified in:

(i) first aid;

(ii) cardio-pulmonary resuscitation; and

(iii) a TJPC approved physical restraint technique;

(C) has received training in recognizing and reporting abuse, exploitation and neglect; and

(D) has received training on the contents and implementation of the suicide prevention plan.

(4) Primary Control Room(s). A juvenile detention officer stationed in the facility's primary control room(s) shall not count toward meeting either the minimum requirements under subsection (a) of this section, the supervision ratio under paragraph (1) of this subsection or the facility wide ratio under paragraph (2) of this subsection.

(d) Level of Supervision.

(1) A resident shall be in the constant physical presence of a juvenile detention officer, with the following exceptions:

(A) Small Groups. No more than three residents may be supervised by a professional when the professional is working with the residents in a capacity that relates to the professional's licensure, certification, professional training or education.

(B) Small Therapeutic Groups. A juvenile detention officer shall provide constant visual supervision of any small group between four and eight residents when those residents are working with a licensed or certified mental health professional as defined by §343.1(19)(D) or (E) of this chapter.

(C) Visitation. Private visitation between one resident and an attorney, authorized visitor, or clergy does not require the constant physical presence of a juvenile detention officer.

(D) Shift Change. If residents are placed in their rooms during the facility's staff shift change, then a juvenile detention officer shall observe and document each resident's behavior in staggered intervals not to exceed 15 minutes.

(E) Non-program Hours.

(i) During non-program hours in single occupancy housing units, juvenile detention officers shall visually observe each resident in staggered intervals not to exceed 15 minutes.

(ii) Juvenile detention officers shall document each visual observation made. The documentation shall include the time of the observation and generally describe the resident's behavior.

(2) Multiple Occupancy Housing.

(A) For multiple occupancy housing units designed and operated after June 5, 2001, during both program and non-program hours, residents while physically located in a multiple occupancy housing unit, shall be under the constant visual observation of a juvenile detention officer.

(B) If juvenile detention officers supervise residents behind an architectural barrier, the barrier shall provide a complete and unobstructed view of the entire multiple occupancy housing unit. The barrier, with or without the assistance of an electronic device, shall allow for constant auditory monitoring of the unit.

(C) Juvenile detention officers shall document general observations of dorm activity in staggered intervals not to exceed 15 minutes.

(3) Video and audio monitoring devices shall not substitute for supervision or observation by juvenile detention officers.

§343.33.Records.

(a) Facility Records. The facility shall maintain:

(1) a dated and signed record of entries by the staff supervising the residents;

(2) a daily report of admissions and releases; and

(3) a single document to identify all residents in the facility and their housing assignments.

(b) Resident Records Maintenance. Resident records shall be maintained in accordance with:

(1) a uniform format for identifying and separating files; and

(2) procedures to ensure confidentiality of records.

(c) Admission Records. At the time of admission, the following information shall be documented in each resident's admission record:

(1) date and time of admission;

(2) name;

(3) nicknames and aliases;

(4) social security number;

(5) last known address;

(6) detention criteria as required by the Texas Family Code §53.02(b);

(7) referring offense;

(8) name of attorney;

(9) name, title, and signature of delivering individual;

(10) gender ;

(11) race;

(12) date of birth;

(13) place of birth;

(14) citizenship;

(15) current education level;

(16) last school attended;

(17) name, relationship, address, and phone number of parents, guardian, or persons with whom the resident resides at admission, and;

(18) health assessment.

(d) Resident Record Contents. Each resident's record shall include at least the following:

(1) offense report, offense narrative, arrest warrant or directive to apprehend;

(2) inventory of cash and property surrendered signed by resident and detention officer;

(3) list of approved visitors;

(4) name of assigned probation officer;

(5) record of resident's notification of program rules and disciplinary policy;

(6) record of resident's notification of the facility's grievance procedures;

(7) behavioral record including any special incidents, discipline, or grievances;

(8) referrals to other agencies; and

(9) final release or transfer report.

§343.34.Sleeping Units.

(a) Single Occupancy Sleeping Units. Sleeping units shall be utilized as single occupancy, except for all juvenile detention units designed for multiple occupancy.

(1) Sleeping units shall have a minimum ceiling height of seven and one-half feet.

(2) Sleeping units shall have a minimum of 60 square feet of floor space.

(3) Residents held in sleeping units shall have access to

(A) a toilet above floor level;

(B) a washbasin;

(C) drinking water;

(D) running water; and

(E) a bed above floor level.

(4) There shall be separate sleeping units for male and female residents.

(b) Multiple Occupancy Sleeping Units. The utilization of multiple occupancy sleeping units shall have prior written approval and authorization from the juvenile board. The following standards shall not apply to any multiple occupancy units designed and operating as such prior to June 5, 2001.

(1) The capacity of multiple occupancy sleeping units shall not exceed 25 percent of the design capacity of the facility.

(2) No more than eight residents shall be housed in each multiple occupancy sleeping unit.

(3) Separate units shall be provided for male and female residents.

(4) Multiple occupancy sleeping units shall have a minimum ceiling height of seven and one half feet.

(5) Multiple occupancy sleeping units shall have a minimum of thirty-five unencumbered square feet of floor space per resident.

(6) Multiple occupancy sleeping units shall have one bed above floor level for every resident assigned to the unit.

(7) Multiple occupancy sleeping units shall have within the unit, so that residents have access without having to be escorted out of the unit, to:

(A) toilets (ratio of 1 toilet per 4 residents);

(B) washbasins (ratio of 1 washbasin per 8 residents); and

(C) drinking water.

(8) Residents are not to be admitted to multiple occupancy sleeping units directly from the intake process. Classification, screening, and behavioral observation must occur for at least 72 hours before the decision is made to admit the resident to a multiple occupancy sleeping unit in accordance with §343.35(a)(1) - (3) of this chapter.

§343.35.Multiple Occupancy Sleeping Units.

Multiple Occupancy Sleeping Units. Written policy, procedure and practice of the following standards shall apply to all detention facilities that utilize multiple occupancy sleeping units.

(1) Classification Plan. Facilities with multiple occupancy sleeping units shall have a classification plan that determines how residents are grouped in units. Residents shall be classified for grouping by age and gender, at a minimum.

(2) Screening Plan. Residents shall be screened by personnel with appropriate credentials, as determined and approved by the juvenile board, prior to placement in a multiple occupancy sleeping unit. Residents with the following indicators shall not be allowed admittance to multiple occupancy sleeping units:

(A) Medical illness which may be contagious to other residents or to staff unless they wear protective clothing and/or masks, or medical conditions which require treatment and/or equipment that would present a risk to residents or others;

(B) Mental illness, if the resident exhibits behavior dangerous to other residents or to staff;

(C) Mental retardation, if the resident exhibits behavior dangerous to other residents or to staff;

(D) Sex offenders who will not function appropriately in a group setting;

(E) Exploitive, victimizing behavior;

(F) Violent, explosive, assaultive behavior;

(G) Chronic detention rule violators;

(H) Resident likely to be exploited or victimized by others;

(I) Residents who have other special needs for single housing; or

(J) Any other behavior or condition that could impose a threat to the health and safety of others.

(3) Administrative Approval. The placement of any resident into a multiple occupancy sleeping unit shall be approved by the facility administrator or designee.

§343.36.Physical Plant.

(a) The facility shall provide space for an exercise area.

(b) Common Activity Area. The facility's total common activity area shall encompass no less than 100 square feet of floor space per resident.

§343.37.Programs.

(a) Education. The facility administrator shall ensure that there is an educational program that requires all residents to participate. The program shall include:

(1) courses of study that meet the requirements of the Texas Education Code;

(2) a minimum of 180 days of educational instruction or provide educational services that coincide with the local school district calendar;

(3) require coordination with the local education agency to provide appropriate special education services; and

(4) documentation of the notification to the local school district as required by the Texas Education Code §29.012.

(b) Reading Materials. Reading materials shall be available to all residents.

(c) Recreation.

(1) Recreational equipment and supplies shall be provided.

(2) The recreational schedule shall provide:

(A) at least one hour of organized physical activity per day; and

(B) at least one hour of open recreational activity per day.

(d) Work. Written policy requires that residents shall be responsible for cleaning their own rooms and other areas of the facility.

(1) Other work shall be voluntary and meet state and federal child labor laws unless it involves court-ordered community service restitution.

(2) Residents shall not be required to perform personal services for staff.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300413

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter D. POST-ADJUDICATION SECURE CORRECTIONAL FACILITY STANDARDS

37 TAC §§343.45 - 343.52

The new sections are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the new sections.

§343.45.Intake, Admission and Release.

(a) Intake. Anyone presented for admission to the facility and in need of emergency medical care due to injury, illness or intoxication or in need of emergency mental health intervention shall not be admitted into the facility.

(1) The referring person shall be directed to a health care facility to have the individual evaluated and treated.

(2) Subsequent admission to the facility is contingent upon written clearance provided by a medical or mental health professional.

(b) Intoxicated Individuals.

(1) Anyone admitted to the facility shall be assessed to determine the need for detoxification from alcohol or other substances.

(2) Intoxicated individuals who have been medically cleared for admission shall be placed under medical confinement in accordance with §343.10(d) of this chapter.

(c) Records. Prior to a resident's admission, the facility shall receive from the referring agency:

(1) a completed State of Texas common application form except when the facility is operated by the referring agency;

(2) a psychological evaluation completed within one year prior to the resident's admission date;

(3) a signed court order;

(4) an immunization record; and

(5) a medical examination that:

(A) was completed within 30 calendar days prior to the resident's admission date; and

(B) includes documentation that a tuberculosis test was administered and results were received.

(d) Screening. Within one hour of admission, a health screening shall be conducted on each resident. Information obtained shall include but is not limited to:

(1) mental health problems;

(2) suicide risk in accordance with §343.10(g)(1)(A)(ii) of this chapter;

(3) current state of health including:

(A) allergies;

(B) other chronic conditions;

(C) tuberculosis; and

(D) sexually transmitted and other infectious diseases.

(4) current use of medication including type, dosage, and prescribing physician;

(5) dental problems;

(6) vision problems;

(7) drug and alcohol use;

(8) physical disabilities;

(9) a copy of the completed TJPC standard screening tool; and

(10) evidence of physical trauma.

(e) Screening Results. Any finding of the health screening that indicates a significant potential health risk to the staff and residents shall be immediately reported to the facility administrator and the affected resident shall be placed in medical confinement until proper medical clearance is obtained.

(f) Orientation.

(1) A juvenile detention officer shall orient each newly admitted resident to the facility.

(2) The orientation shall include, in the resident's primary language, an explanation of the following:

(A) grievance policy and procedure;

(B) the procedures to access medical care; and

(C) facility's program rules.

(3) When a literacy problem prevents a resident from understanding written rules, a staff member or translator shall assist the resident in understanding the rules.

(4) If the resident is not sufficiently fluent in English or Spanish, then arrangements will be made to provide the resident with an orientation in their primary language within 48 hours of admission.

(g) Bedding. Each resident shall be provided suitable clean bedding, including sheets, pillow and pillowcase, mattress, and a blanket.

(h) Personal Property. Written policy shall describe the procedures regarding the handling of residents' personal property held by the facility.

(i) Release. Procedures for releasing juveniles shall include:

(1) verification of identity of person receiving custody;

(2) verification of release authorization;

(3) signed release by resident for return of personal property; and

(4) receipt signed by person receiving custody.

§343.46.Classification Plan.

(a) Classification Plan. Housing assignments shall be made according to a written classification plan that takes into account the following:

(1) age;

(2) gender;

(3) offense history;

(4) behavior; and

(5) any special conditions.

(b) Segregation. The classification plans shall require that residents assigned to progressive sanctions level 5 and below be physically segregated from residents assigned to progressive sanctions levels 6 and 7.

§343.47.Supervision.

(a) Minimum Requirements. At least two juvenile detention officers shall be on duty at any time the facility has a resident. At least one of the officers shall be certified.

(b) Gender.

(1) If residents of both genders are housed within the facility, juvenile detention officers of both genders shall be on duty and available to the residents for every shift.

(2) Juvenile detention officers of one gender shall be the sole supervisors of residents of the same gender during showers, physical searches, pat downs, disrobing of suicidal youth, or during other times in which personal hygiene practices or needs would require the presence of a detention officer of the same gender.

(c) Ratios.

(1) Supervision Ratio. The juvenile detention officer to resident ratio shall not be less than:

(A) 1 juvenile detention officer to every 12 residents during program hours;

(B) 1 juvenile detention officer to every 24 residents during non-program hours.

(2) Facility Wide Ratio. The facility wide juvenile detention officer to resident ratio shall not be less than:

(A) 1 juvenile detention officer to every 8 residents during program hours;

(B) 1 juvenile detention officer to every 20 residents during non-program hours; and

(C) A post-adjudication facility located in the same building as a pre-adjudication facility shall maintain a ratio of 1 juvenile detention officer to every 18 residents during non-program hours.

(3) An individual hired as a juvenile detention officer, who is not yet certified as a juvenile detention officer may count toward meeting the supervision ratio under paragraph (1) of this subsection and the facility wide ratio under paragraph (2) of this subsection so long as the individual:

(A) has not worked for the secure correctional facility for more than 180 calendar days from the individual's date of hire;

(B) has been certified in first aid, cardio-pulmonary resuscitation, and an approved physical restraint technique;

(C) has received training in recognizing and reporting abuse, exploitation and neglect; and

(D) has received training on the contents and implementation of the suicide prevention plan.

(4) Primary Control Room(s). A juvenile detention officer stationed in the facility's primary control room(s) shall not count toward meeting either the minimum requirements under subsection (a) of this section, the supervision ratio under paragraph (1) of this subsection or the facility-wide ratio under paragraph (2) of this subsection.

(d) Level of Supervision. A resident shall be in the constant physical presence of a juvenile detention officer, with the following exceptions:

(1) Small Groups. No more than 3 residents may be supervised by a professional when the professional is working with the residents in a capacity that relates to the professional's licensure, certification, professional training or education.

(2) Small Therapeutic Groups. A juvenile detention officer shall provide constant visual supervision of any small group between four and eight residents when those residents are working with a licensed or certified mental health professional as defined by §343.1(19)(D) or (E) of this chapter.

(3) Visitation. Private visitation between one resident and an attorney, authorized visitor, or clergy does not require the constant physical presence of a juvenile detention officer.

(4) Shift Change. If residents are placed in their rooms during the facility's staff shift change, then a detention officer shall observe and document each resident's behavior in staggered intervals not to exceed 15 minutes.

(5) Non-Program Hours.

(A) During non-program hours, juvenile detention officers shall visually observe each resident in staggered intervals not to exceed 15 minutes.

(B) Juvenile detention officers shall document each visual observation made. The documentation shall include the time of the observation and generally describe the resident's behavior.

(e) Technology. Video and audio monitoring devices shall not substitute for supervision and observation by detention officers.

§343.48.Records.

(a) Facility Records. The facility shall maintain:

(1) a dated and signed record of entries by the staff supervising the residents;

(2) a daily report of admissions and releases; and

(3) a single document to identify all residents in the facility and their housing assignments.

(b) Resident Records Maintenance. Resident records shall be maintained in accordance with:

(1) a uniform format for identifying and separating files; and

(2) procedures to ensure confidentiality of records.

(c) Admission Records. At the time of admission, the following information shall be documented in each resident's admission record:

(1) date and time of admission;

(2) name;

(3) nicknames and aliases;

(4) social security number;

(5) last known address;

(6) adjudicated offense;

(7) name of attorney;

(8) name, title, and signature of delivering individual;

(9) court order;

(10) race;

(11) gender;

(12) date of birth;

(13) citizenship;

(14) place of birth;

(15) educational level;

(16) last school attended and school records;

(17) name, relationship, address, and phone number of parents, guardian, or persons with whom juvenile resides at the time of admission;

(18) health assessment;

(19) immunization records;

(20) documentation of any need for services for the disabled;

(21) medical evaluation;

(22) dental evaluation;

(23) psychological evaluation;

(24) signed release by a physician for juveniles placed in Military Style Programs; and

(25) a common application, except when the facility is operated by the referring agency.

(d) Resident Record Contents. Each resident's record shall include at least the following:

(1) delinquent history;

(2) inventory of cash and property surrendered signed by resident and juvenile detention officer;

(3) list of approved visitors;

(4) name of assigned probation officer;

(5) behavioral record including any special incidents, discipline or grievances;

(6) progress reports;

(7) record of resident's notification of the program rules and disciplinary policy;

(8) record of the resident's notification of the facility's grievance policy;

(9) individual program and treatment plan; and

(10) final release and transfer report.

§343.49.Sleeping Units.

(a) Floor space for sleeping areas in which residents are confined shall conform to the following minimum requirements:

(1) Single Occupancy: 60 total square feet.

(2) Multiple Occupancy: 35 unencumbered square feet of shared common area per resident.

(b) Each sleeping room shall have at a minimum the following facilities and conditions:

(1) access to toilet facilities that shall be available for use 24 hours a day;

(2) access to a washbasin with hot and cold running water;

(3) a bed above floor level; and

(4) bunk beds, if utilized, shall not exceed two levels.

§343.50.Physical Plant.

(a) Day Rooms

(1) Day rooms shall provide a minimum of 35 square feet of space per resident (exclusive of lavatories, showers, and toilets) for every resident using the day room at one time.

(2) Day rooms shall provide sufficient seating and writing surfaces for every resident using the day room at one time.

(b) Exercise Areas. The facility shall provide space for an indoor and outdoor exercise area.

§343.51.Rules and Discipline.

(a) Notification and Due Process.

(1) Residents sanctioned for major rules violations shall be given written notice of the rule violation and the sanction imposed at the time the sanction is imposed.

(2) The resident may request an informal appeal.

(3) If the resident is not satisfied after the informal appeal, the resident may request a disciplinary hearing.

(b) Disciplinary Hearing.

(1) Disciplinary hearings shall be conducted by an impartial person or panel of persons.

(2) Disciplinary hearings shall be conducted no later than seven calendar days, excluding weekends and holidays, from the date of request.

(3) Residents shall have an opportunity to make a statement, present evidence at the hearings, and request witnesses on their behalf.

(4) Record.

(A) A written record shall be made of the hearing's disposition.

(B) A copy of the hearing disposition shall be given to the resident.

(C) The disposition notice and the supporting documents shall be kept in the resident's file.

(5) When a resident is found not to have committed a rule violation:

(A) the disciplinary report shall be removed from the resident's file; and

(B) all privileges removed shall be restored.

(6) Appeal

(A) Residents shall have the right to appeal decisions of the disciplinary committee to the facility administrator or designee.

(B) Residents shall have no less than five but no more than 15 calendar days after receipt of the decision to submit an appeal.

(C) The appeal shall be decided within 30 calendar days of its receipt; and

(D) The resident shall be promptly notified in writing of the results.

§343.52.Programs.

(a) Education. The facility administrator shall ensure that there is an educational program that requires all residents to participate. The program shall:

(1) provide a minimum of 180 days of educational instruction or provide educational services that coincide with the local school district calendar;

(2) provide a minimum of four hours of educational instruction to each resident on every day that the local school district is normally in session;

(3) require coordination with the local education agency to provide appropriate special education services; and

(4) documentation of the notification to the local school district as required by the Texas Education Code §29.012.

(b) Reading Materials. Reading materials shall be available to all residents.

(c) Recreation. Recreational material, equipment, and supplies shall be provided for both indoor and outdoor activities. A recreational schedule shall provide:

(1) at least one hour of organized physical activity per day;

(2) at least one hour of open recreational activity per day; and

(3) indoor and outdoor activity for all residents.

(d) Individualized Treatment Plan.

(1) The facility shall develop an individualized treatment plan in collaboration with the juvenile probation department in accordance with the following:

(A) The Individualized Treatment Plan shall:

(i) be developed and implemented within 30 calendar days of the resident's initial date of placement;

(ii) be developed in consultation with the resident's parent, guardian or custodian, the resident, and the supervising juvenile probation officer;

(iii) contain specific behavioral goals using the nine domains outlined in Title 1, Part 15, §351.13 of the Texas Administrative Code;

(iv) be signed by the resident and the resident's parent, guardian or custodian, the substitute care provider, and the resident's supervising probation officer; and

(v) be retained in the resident's record with copies provided to the resident, the resident's parent, guardian or custodian and the supervising juvenile probation department.

(B) Individualized Treatment Plan Review.

(i) Treatment plans shall be reviewed and updated every 90 calendar days.

(ii) The resident and at least one parent, guardian, or custodian shall participate in the treatment plan review with the substitute care provider and the resident's supervising juvenile probation officer.

(iii) The treatment plan reviews shall measure the resident's progress toward meeting his/her goals using the six-point scale outlined in Title 1, Part 15, §351.13 of the Texas Administrative Code.

(iv) The outcome of the substitute care provider's service delivery shall be assessed based on whether the juvenile is progressing in fifty percent or more of identified goals.

(v) Treatment plan reviews shall be signed by the resident, the resident's parent, guardian, or custodian and the supervising juvenile probation officer.

(vi) Copies of every treatment plan review shall be retained in the resident's record.

(e) Rehabilitative Services. The social services program shall provide:

(1) individual counseling;

(2) group counseling;

(3) substance abuse prevention education; and

(4) AIDS awareness.

(f) Physical Training Program.

(1) If a facility has a physical training program, the facility shall have a written physical training program plan. The plan shall include:

(A) an initial physical fitness screening tool;

(B) types of exercises; and

(C) exercise time limits.

(2) Before participating in the physical training program, the resident shall:

(A) have an initial physical fitness screening administered by the facility to determine the resident's ability to participate in the program; and

(B) have a signed release by a physician to participate in a program of strenuous physical exercise.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300414

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter E. RESTRAINTS

37 TAC §§343.60 - 343.68

The new sections are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the new sections.

§343.60.Definitions.

The following words and terms when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Approved Physical Restraint Technique ("physical restraint")--A professionally trained restraint technique that uses a person's physical exertion to completely or partially constrain another person's body movement without the use of mechanical restraints. The approved physical restraint technique shall be approved for use by the Commission and adopted by the juvenile board.

(2) Approved Mechanical Restraint Devices ("mechanical restraint")--A professionally manufactured mechanical device to aid in the restriction of a person's bodily movement. The approved mechanical restraint shall be approved by the Commission and adopted by the juvenile board. The following are Commission approved mechanical restraint devices:

(A) Ankle Cuffs--Metal, cloth or leather band designed to be fastened around the ankle to restrain free movement of the legs;

(B) Anklets--Cloth or leather band designed to be fastened around the ankle or leg;

(C) Handcuffs--Metal devices designed to be fastened around the wrist to restrain free movement of the hands and arms;

(D) Plastic Cuffs--Plastic devices designed to be fastened around the wrist or legs to restrain free movement of hands, arms or legs;

(E) Restraint Chair--A professionally manufactured security restraining device that may utilize a combination of handcuffs, leg cuffs, and restraining straps in a specially designed upright contoured chair to provide effective containment of a resident;

(F) Waist Band--A cloth, leather, or metal band designed to be fastened around the waist used to secure the arms to the sides or front of the body; and

(G) Wristlets--A cloth or leather band designed to be fastened around the wrist or arm which may be secured to a waist belt.

(3) Chemical Restraint--The application of a chemical agent on a resident or residents.

(4) Four Point Restraint--The use of mechanical restraint devices, applied to each of a resident's wrists and ankles, used to secure a resident face up to a professionally manufactured bed.

(5) Physical Escort--Touching or holding a resident with a minimum use of force for the purpose of directing the resident's movement from one place to another. A physical escort is not considered a physical restraint.

(6) Protective Devices--Professionally manufactured devices used for the protection of residents or staff that do not restrict the movement of a resident. Protective devices are not considered mechanical restraint devices.

(7) Restraints--Physical, mechanical, or chemical restraint.

§343.61.Requirements.

The use of restraints in a facility shall be governed by the following criteria:

(1) restraints shall only be used by juvenile probation and detention officers;

(2) prior to participating in any restraint juvenile probation officers and juvenile detention officers shall be:

(A) certified in the use of the approved physical restraint technique;

(B) trained in the use all approved mechanical restraint devices; and

(C) trained in the use of any approved chemical agents;

(3) restraints shall only be used in instances of threat of imminent self-injury, injury to others, serious property damage, or prevention of escapes;

(4) restraints shall only be used as a last resort;

(5) only the amount of force and type of restraint necessary to control the situation shall be used;

(6) restraints shall be implemented in such a way as to protect the health and safety of the resident and others; and

(7) restraints shall be terminated as soon as the resident's behavior indicates that the threat of imminent self-injury, injury to others, serious property damage, or prevention of escape has subsided.

§343.62.Prohibitions.

Restraints that employ a technique listed below are prohibited:

(1) restraints used for punishment, discipline, retaliation, harassment, compliance, intimidation, or as a substitute for room restriction or confinement;

(2) restraints that deprive the resident of basic human necessities including restroom privileges, water, food and clothing;

(3) restraints that are intended to inflict pain;

(4) restraints that put a resident face down with sustained or excessive pressure on the back or chest cavity;

(5) restraints that put a resident face down with pressure on the neck or head;

(6) restraints that obstruct the airway or impair the breathing of the resident;

(7) restraints that restrict the resident's ability to communicate;

(8) restraints that obstruct the view of the resident's face;

(9) any technique that does not require the monitoring of the resident's respiration and other signs of physical distress during the restraint; and

(10) percussive or electrical shocking devices.

§343.63.Documentation.

Documentation. Except as required by §343.68(c) of this chapter all restraints shall be fully documented and maintained. Written documentation regarding the use of restraints shall require at a minimum:

(1) name of resident;

(2) staff member(s) name and title(s) who administered the restraint;

(3) date of the restraint;

(4) duration of the restraint including notation of the time the restraint began and ended;

(5) location of the restraint;

(6) description of preceding activities;

(7) behavior which prompted the restraint;

(8) type of restraint applied;

(9) efforts made to de-escalate the situation and alternatives to restraint that were attempted; and

(10) any injury that occurred during the restraint.

§343.64.Physical Restraint.

In addition to the requirements found in §§343.61 - 343.63 of this chapter, juvenile probation and detention officers shall be re-certified in the approved physical restraint technique at least every two years.

§343.65.Mechanical Restraint.

In addition to the requirements found in §§343.61 - 343.63 of this chapter, the use of mechanical restraint, except the restraint chair shall be governed by the following criteria:

(1) Requirements.

(A) mechanical restraints shall only be used in a manner consistent with their intended use;

(B) there shall be provisions for the inspection and maintenance of mechanical restraint devices; and

(C) mechanical restraints may be used when moving a resident from point to point within the facility. The mechanical restraint shall terminate upon completion of the resident's relocation.

(2) Prohibitions.

(A) mechanical restraint devices shall not be altered from the manufacturer's design;

(B) a resident shall not be placed face down while restrained in any mechanical restraint for a period of time longer than necessary to apply the restraint devices;

(C) a mechanical restraint shall not secure a resident in a prone position with his or her arms and/or hands behind the resident's back and secured to the resident's legs;

(D) mechanical restraint devices shall not be secured so tightly as to interfere with circulation nor so loosely as to cause chafing of the skin;

(E) mechanical restraint devices shall not be secured to a stationary object except when complete immobilization is required by four-point restraint;

(F) a resident in mechanical restraints shall not participate in any physical activity; and

(G) plastic cuffs shall only be used in emergency situations.

§343.66.Restraint Chair.

In addition to the requirements found in §§343.61 - 343.63 of this chapter, the use of the restraint chair shall be governed by the following criteria:

(1) Requirements.

(A) only a professionally manufactured restraint chair approved by the juvenile board may be used in a juvenile facility;

(B) the restraint chair may only be used to prevent self-injury, injury to others, or when a resident displays extremely aggressive or disruptive behavior and other approved restraint techniques are inappropriate or ineffective to control the resident's behavior; and

(C) only a juvenile probation or detention officer who has been trained in the proper use of the restraint chair shall:

(i) be authorized to place a resident in the restraint chair; and

(ii) provide supervision of a resident placed in the restraint chair;

(D) circulation checks shall be conducted by a juvenile probation or detention officer every 10 minutes;

(E) length of confinement

(i) a resident shall be released from the restraint chair as soon as the resident is no longer a threat to self or others and the resident can be reasonably controlled by staff;

(ii) a resident shall be considered for removal from the restraint chair every ten minutes;

(iii) the maximum confinement time in the restraint chair is one hour unless authorized by the facility administrator or designee after examination of the resident's condition by one of the following licensed medical professionals:

(I) emergency medical services (EMS/fire rescue);

(II) paramedic;

(III) registered nurse (RN);

(IV) physician (MD);

(V) licensed vocational nurse (LVN);

(VI) licensed practicing nurse (LPN);

(VII) physician assistant (PA); or

(VIII) emergency medical technician (EMT);

(iv) five hours is the maximum total time a resident may be restrained in a restraint chair within a twenty-four hour period;

(F) each use of the restraint chair shall be authorized by the facility administrator or designee;

(G) when occupied, the restraint chair shall be placed in an area with minimum visibility by other residents in the facility; and

(H) there shall be provisions for the inspection and maintenance of the restraint chair.

(2) Prohibitions.

(A) restraint chairs that have been altered, modified or customized in any way from their originally manufactured state and intended use; and

(B) the restraint chair shall not be used to confine any resident for the sole reason as having been designated as being at high risk of suicidal behavior.

(3) Supervision of Resident in Restraint Chair.

(A) level of supervision.

(i) a resident placed in the restraint chair shall be under constant visual supervision until the resident is removed from the chair;

(ii) the officer responsible for providing the constant visual supervision of a resident in the restraint chair may have limited concurrent duties only if those duties do not impede the constant visual supervision requirement; and

(iii) a resident classified as high risk of suicidal behavior under §343.10(g) of this chapter who is placed in a restraint chair shall be supervised in accordance with §343.10(g)(2)(B) of this chapter;

(B) the officer responsible for providing the constant visual supervision of a resident in the restraint chair shall have physical possession of the key or other mechanism for unlocking or releasing the resident from the restraint chair;

(C) primary control room staff shall not be authorized to provide the constant visual supervision of a resident placed in the restraint chair; and

(D) audio and/or video monitoring cannot substitute for the constant visual supervision;

(4) Required Training. Any juvenile probation or juvenile detention officer authorized to place a resident into a restraint chair shall be trained annually in the proper use of the restraint chair. Training topics shall include but not be limited to:

(A) circumstances that are appropriate for use of the restraint chair;

(B) proper use of the restraint chair, including how to get a resident in and out of the device safely;

(C) supervision procedures for a resident placed in the chair;

(D) monitoring the vital signs and critical circulation points of a resident placed in the restraint chair;

(E) emergency procedures for the removal of a resident from the restraint chair; and

(F) documentation required for use of the restraint chair.

(5) Documentation of Chair Restraints. In addition to any documentation required under §343.63 of this chapter a ten-minute observation log shall be maintained that documents:

(A) justification for the resident's continued restraint in or removal from the restraint chair;

(B) the results of the circulation checks conducted under paragraph (1)(D) of this section; and

(C) any medical checks conducted under paragraph (1)(E)(iii) of this section.

(6) Review of Use of Restraint Chair.

(A) The facility administrator and the juvenile board shall review the use of the restraint chair annually.

(B) The review shall consider and evaluate:

(i) the frequency of use;

(ii) the outcomes of the chair's use; and

(iii) any needed modifications to policy and procedure concerning the chair.

§343.67.Chemical Agents.

In addition to the requirements found in §§343.61 - 343.63 of this chapter, the use of chemical agents shall be governed by the following criteria:

(1) the juvenile board shall authorize under which situations chemical agents may be used;

(2) immediately following the use of a chemical agent, exposed residents shall be examined by a medical professional and treated if necessary;

(3) in all cases, the use of a chemical agent shall be witnessed by a staff member other than the juvenile detention officer or juvenile probation officer using the agent; and

(4) any use of a chemical agent is to be reported to the facility administrator immediately after the incident.

§343.68.Transporting Residents Outside Facility.

(a) During transportation of a resident in a vehicle, the resident may not be affixed to any part of the vehicle.

(b) During transportation in a vehicle, a resident may not be secured to another resident.

(c) Mechanical restraints used during routine transportation in a vehicle, or movement of a resident from the facility to another location outside the facility are not required to be documented as a restraint.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300415

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 344. STANDARDS FOR JUVENILE POST-ADJUDICATION SECURE CORRECTIONAL FACILITIES

The Texas Juvenile Probation Commission proposes the repeal of Chapter 344, §§344.1 - 344.17, 344.25, 344.30 - 344.35, 344.40 - 344.44, and 344.50 - 344.53, relating to standards for Juvenile Post-Adjudication Secure Correctional Facilities. The repeal is in an effort not to overlap with new proposed standards in Chapter 343 which provide structural and substantive changes from the current standards.

Luis Guerrero, Unit Coordinator-Field Services Division, has determined that for the first five year period the repeal is in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Mr. Guerrero, has also determined that for each year of the first five years the repeal is in effect, the public benefit expected as a result of the repeal will provide Texas Juvenile Probation Commission with a more accurate account in evaluating the effectiveness and services provided within the juvenile probation system. There will be no impact on small business or individuals as a result of the repeal.

Public comments on the repeal may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711-3547.

Subchapter A. DEFINITIONS

37 TAC §344.1

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§344.1.Definitions.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300422

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter B. FACILITY STANDARDS

37 TAC §§344.2 - 344.17

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§344.2.Administration, Organization and Management.

§344.3.Personnel.

§344.4.Management Information System.

§344.5.Juvenile's Records.

§344.6.Physical Plant.

§344.7.Security and Control.

§344.8.Rules and Discipline.

§344.9.Food Services.

§344.10.Hygiene.

§344.11.Medical and Health Care Services.

§344.12.Intake, Admission, and Release.

§344.13.Communications.

§344.14.Juvenile Rights.

§344.15.Programs.

§344.16.Volunteers and Interns.

§344.17.Waiver to Standards.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300423

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter C. HIRING JUVENILE CORRECTIONS OFFICERS

37 TAC §344.25

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§344.25.Hiring Juvenile Corrections Officers.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300424

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter D. JUVENILE CORRECTIONS OFFICER CERTIFICATION

37 TAC §§344.30 - 344.35

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§344.30.Persons Who Must be Certified.

§344.31.Certification.

§344.32.Recertification.

§344.33.Transfer of Certification.

§344.34.Expiration of Certification While Under Certification Suspension Order.

§344.35.Applicability.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300425

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter E. TRAINING

37 TAC §§344.40 - 344.44

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§344.40.Training Hours.

§344.41.Training Hours for Trainers.

§344.42.Certification Training.

§344.43.Recertification Training.

§344.44.Applicability.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300426

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter F. CODE OF ETHICS AND ENFORCEMENT PROCEEDINGS

37 TAC §§344.50 - 344.53

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§344.50.Code of Ethics.

§344.51.Enforcement Procedures--Code of Ethics.

§344.52.Mandatory Certification Revocation.

§344.53.Mandatory Suspension for Failure to Pay Child Support.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300427

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 345. COMMUNITY CORRECTIONS ASSISTANCE PROGRAM

37 TAC §345.1, §345.2

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Texas Juvenile Probation Commission proposes the repeal of Chapter 345, §345.1 and §345.2, relating to standards for Community Corrections Assistance Program and Post-Adjudication Secure Facilities. The repeal is in an effort not to overlap with provisions in the Commission's state aid contract with all Texas Juvenile Boards.

Erika Sipiora, Deputy General Counsel, has determined that for the first five year period the repeal is in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Ms. Sipiora, has also determined that for each year of the first five years the repeal is in effect, the public benefit expected as a result of the repeal will be the elimination of repetitive rules. There will be no impact on small business or individuals as a result of the repeal.

Public comments on the repeal may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711- 3547.

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§345.1.Definitions.

§345.2.Purpose.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300428

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 347. TITLE IV-E FEDERAL FOSTER CARE PROGRAM

37 TAC §§347.1, 347.3, 347.5, 347.7, 347.9, 347.11, 347.13, 347.15, 347.17, 347.19, 347.21

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Texas Juvenile Probation Commission proposes the repeal of Chapter 347, §§347.1, 347.3, 347.5, 347.7, 347.9, 347.11, 347.13, 347.15, 347.17, 347.19, 347.21, relating to standards for Title IV-E Federal Foster Care Programs. The repeal is in an effort not to overlap with new proposed standards in Chapter 347 which provide structural and substantive changes from the current standards.

Pamela Gereau, Federal Programs Specialist, has determined that for the first five year period the repeal is in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Ms. Gereau, Federal Programs Specialist, has also determined that for each year of the first five years the repeal is in effect, the public benefit expected as a result of the repeal will provide TJPC with a more accurate account in evaluating the effectiveness of the Title IV-E Federal Foster Care Program within the juvenile probation system. There will be no impact on small business or individuals as a result of the repeal.

Public comments on the repeal may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711- 3547.

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§347.1.Introduction.

§347.3.Definitions.

§347.5.Specific Language Required in Court Orders.

§347.7.Screening and Certification of IV-E Juveniles.

§347.9.Placement in IV-E Approved Facilities.

§347.11.Eligibility Recertification.

§347.13.Family Reunification.

§347.15.Case Plan and Review System.

§347.17.Information System.

§347.19.Foster Care Assistance Payments.

§347.21.Program Monitoring.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300430

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 347. TITLE IV-E FEDERAL FOSTER CARE PROGRAMS

37 TAC §§347.1, 347.3, 347.5, 347.7, 347.9, 347.11, 347.13, 347.15, 347.17, 347.19, 347.21

The Texas Juvenile Probation Commission proposes new Chapter 347, §§347.1, 347.3, 347.5, 347.7, 347.9, 347.11, 347.13, 347.15, 347.17, 347.19, 347.21, relating to standards for Title IV-E Federal Foster Care Programs. The proposed standards provide structural and substantive changes from the current standards.

Pamela Gereau, Federal Programs Specialist, has determined that for the first five year period the new sections are in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Ms. Gereau, Federal Programs Specialist, has also determined that for each year of the first five years the new sections are in effect, the public benefit expected as a result of enforcement will be the consistent standards to all counties across the State of Texas which will provide TJPC with a more accurate account in evaluating the effectiveness of the Title IV-E Federal Foster Care Program within the juvenile probation system. There will be no impact on small business or individuals as a result of the new sections.

Public comments on the proposed new sections may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711-3547.

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§347.1.Introduction.

(a) The Texas Department of Protective and Regulatory Services (TDPRS) is the state agency in Texas that administers Title IV-E of the Social Security Act (42 United States Code §670 et seq.). The federal government reimburses TDPRS for part of the foster care costs of eligible children served by TDPRS. This law was enacted to establish a program of adoption assistance, to strengthen the program of foster care assistance for needy and dependent children, to improve the programs for child welfare, social services, and aid to families with dependent children, and for other purposes. In addition, to be eligible for this program, TDPRS must manage the cases of eligible children in compliance with standards set in the Social Security Act, 42 USC §622. These requirements ensure careful management of a child's case. They require a case plan and a case review system designed to return children to their families or some other permanent plan at the earliest possible date. They require a system to track the location of children in placement, even when they run away. It also includes protection of families' and children's rights.

(b) The Texas Juvenile Probation Commission (TJPC) has contracted with TDPRS to make these federal funds available to reimburse part of the foster care costs of eligible children in the juvenile justice system. TJPC is willing to contract with any juvenile board which meets the federal requirements for Title IV-E and the Social Security Act, 42 USC §622. A juvenile board that wants to contract with TJPC to access these funds must perform in the ways described in the following rules, and in certain rules of the TDPRS referred to in these rules.

§347.3.Definitions.

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Periodic review--A review open to the participation of the caregiver and parents of the child. The purposes of the review are to determine the safety of the child, the continuing necessity for and appropriateness of the placement, the extent of compliance with the case plan, the extent of progress on issues that led to the child's removal from the home, and to project a likely date for permanency.

(2) Aid to families with dependent children (AFDC)--A financial assistance program available to low-income families who meet categorical requirements described in 40 TAC Part 1, Chapter 3. The ADFC program has been renamed Temporary Assistance for Needy Families (TANF). However, Title IV-E eligibility continues to be based on AFDC criteria in effect on July 16, 1996.

(3) Billing level of care--Rate of payment based on the level of services a facility is licensed or approved to provide.

(4) Caregiver or substitute care facility--Any IV-E approved facility or foster family.

(5) Date of actual placement--The date the child enters an eligible foster care setting.

(6) Disposition order--A court order that results in the child's placement in substitute care.

(7) TJPC eligibility specialist--A person employed and trained by TDPRS to make IV-E eligibility determinations.

(8) Initial order of removal--The first order that removes the child from the home and which culminates in the child's placement in substitute care without the child having returned to the home.

(9) Juvenile board--An administrative body established by state statute that is responsible for the provision of juvenile probation services within a defined jurisdiction.

(10) Juvenile court--A court designated by the juvenile board under the Texas Family Code, §51.04, or other state law, which hears cases involving delinquent conduct or conduct indicating a need for supervision.

(11) Level of care--A numerical rating based on an assessment of the services a child will need while in substitute care.

(12) Permanency hearing--A judicial hearing required by 42 USC §675. The hearing must be held no later than 12 months after the child's date of actual placement in a Title IV-E approved facility, and every 12 months thereafter throughout the child's stay in substitute care.

(13) Permanency plan--A description of the planned living arrangement for the child following a stay in substitute care. It may include, but is not limited to:

(A) return to parent;

(B) placement with a relative(s);

(C) adoption;

(D) emancipation/independent living; or

(E) another permanent living arrangement.

(14) Reasonable efforts--Judicial findings regarding efforts made to prevent or eliminate the need to remove the child from the home, and if the child must be removed, judicial findings regarding efforts made to finalize the permanency plan.

(15) Specified relative--A relative within the degree of relationship specified under AFDC rules with whom the child lived within six months prior to removal from the home.

(16) Substitute care--The placement of a child in a foster home, residential treatment center, or other child care institution.

(17) Texas Department of Protective and Regulatory Services (TDPRS)--The state agency responsible for the administration of the Title IV-E program in Texas.

(18) Title IV-E (IV-E)--A federal foster care program established under 42 USC §670 et seq. which, among other things, assists states with the cost of care for children who qualify for financial assistance through the Aid to Families with Dependent Children Program, and who meet the eligibility requirements described in 42 USC §672(a).

(19) Title IV-E approved facility--Facilities licensed and/or approved by the Texas Department of Protective and Regulatory Services (TDPRS) for Title IV-E participation.

§347.5.Specific Language Required in Court Orders.

(a) The initial order of removal shall be issued no later than six months after the last day on which a child lived with a specified relative and shall include one of the following findings:

(1) "The court finds that it is in the best interest of the child for the child to be placed outside of (his or her) home"; or

(2) "The court finds that continuation in the home is contrary to the child's welfare".

(b) The initial order of removal or any subsequent orders shall include the following additional findings:

(1) "The court finds that reasonable efforts have been made to prevent or eliminate the need for the child to be removed from (his or her) home, and to make it possible for the child to return to (his or her) home";

(2) "It is ordered that the (name of county in which the court's jurisdiction arises) juvenile probation department be responsible for the child's care and placement"; and

(3) "The court finds that the child has been removed from (his or her) home and the court approves the removal."

(c) The safety of the child is of paramount concern when determining the level of reasonable efforts that are necessary.

(d) This finding must be entered within 60 days of the child's removal from the home; and

(e) A child is not IV-E eligible until the findings described in subsection (a) and (b) of this section have been made and all other IV-E eligibility requirements are met.

(f) Findings regarding reasonable efforts and best interest of the child must be based on documentation of the child's specific circumstances and so stated in the court order.

§347.7.Screening and Eligibility of IV-E Juveniles.

(a) The juvenile board shall ensure that the juvenile probation department develops and implements a procedure to screen all children placed outside the home by the juvenile court for the following IV-E eligibility criteria:

(1) whether court orders used to remove the child from the home contain language required by §347.5 of this Chapter; and

(2) whether the child would have been eligible for AFDC at the time of removal from a specified relative; and

(3) whether the child has been placed in a IV-E eligible setting as described in §347.9 of this Chapter.

(b) If a child meets the requirements in subsection (a) of this section the juvenile probation department shall complete and submit to TJPC within 30 calendar days of the child's date of actual placement a foster care assistance application with all required attachments.

(c) TJPC shall forward the application to the Eligibility Specialist who shall determine the child's IV-E eligibility and notify TJPC in writing of the child's IV-E eligibility status. TJPC shall notify the juvenile probation department of the determination.

(d) A juvenile probation department has the right to appeal any eligibility determination. The department shall submit the appeal to TJPC in writing. TJPC shall forward the appeal to TDPRS for a ruling and report the results of the ruling to the department.

§347.9.Placement in IV-E Approved Facilities.

(a) Facilities shall be licensed or approved by TDPRS to be eligible for Title IV-E participation.

(b) Facilities eligible for IV-E participation include:

(1) private residential facilities which are licensed or certified as:

(A) an emergency shelter;

(B) a foster family home;

(C) a foster group home;

(D) a therapeutic foster family home;

(E) a therapeutic foster group home;

(F) a residential treatment center;

(G) a maternity home;

(H) a halfway house;

(I) a child placing agency;

(J) a therapeutic camp; or

(K) a basic child care facility as these facilities are defined in 40 TAC Chapter 720.

(2) public residential child care institutions which:

(A) meet the definition of one of the facilities in paragraph (1) of this subsection;

(B) are licensed or certified for no more than 25 children; and

(C) are not operated primarily for the detention of children determined to be delinquent.

(c) Facilities not licensed by TDPRS shall comply with minimum licensing standards equivalent to those described in 40 TAC §720.

(d) A juvenile board may assist a facility who meets the requirements of subsection (b)(1) or (b)(2) of this section in obtaining approval from TDPRS for IV-E participation by ensuring that the following information is provided to TJPC:

(1) the type of license or certification held by the facility;

(2) the agency that issued the certification or license;

(3) whether the facility is a private residential facility or a public residential child care institution as those terms are defined in subsection (b)(1)(2) of this section;

(4) a description of the facility;

(5) a description of the services provided by the facility and corresponding per diem rates; and

(6) a copy of the written agreement between the facility and the juvenile probation department, if one exists.

(e) For programs operated by a juvenile board and administered by a juvenile probation department, the juvenile board shall verify that upon approval for participation in the Title IV-E program, the department shall:

(1) complete cost reports as required by TDPRS and obtain approval of the report by an independent auditor;

(2) implement procedures to ensure compliance with TDPRS or equivalent licensing standards; and

(3) allow TJPC or its designee to conduct quality assurance monitoring to measure compliance with levels of service provision as determined by TDPRS standards.

(f) For private facilities that are approved for participation in the Title IV-E program but that are not under contract with TDPRS, the juvenile board shall ensure that the provider:

(1) completes a cost report as required by TDPRS and obtains approval of the report by an independent auditor;

(2) implements procedures to ensure compliance with TDPRS or equivalent minimum licensing standards; and

(3) contracts with an independent party to measure compliance with levels of service provision in accordance with TDPRS standards.

§347.11.Eligibility Recertification.

(a) The juvenile board shall ensure that the juvenile probation department administers a process to recertify a child's IV-E eligibility status twelve months from the child's date of actual placement and every twelve months thereafter.

(b) The juvenile board shall ensure that the juvenile probation department:

(1) develops and implements procedures to track each child's IV-E eligibility status and recertification date; and

(2) submits to TJPC the foster care assistance review information every twelve months and when changes affecting eligibility occur.

(c) TJPC shall forward the foster care assistance review information to the Eligibility Specialist who shall make a redetermination of the child's IV-E eligibility and notify TJPC in writing of the child's eligibility status. TJPC shall notify the department of the determination.

(d) A department has the right to appeal any eligibility determination as described in §347.7(d) of this chapter.

§347.13.Family Reunification.

(a) The Child/Family Case Plan includes family reunification services. The juvenile board shall ensure that the juvenile probation department:

(1) assesses the home situation and offers services to the family to help them safely resume supervision, care, and control of the child;

(2) plans for permanent placement for a child, if a child cannot safely return home; and

(3) documents in the child's case record a chronology of all contacts and services offered to the family, child, and caregiver.

(b) The juvenile board shall ensure that the juvenile probation department maintains contact with the child, the child's family, and the caregiver monthly, or more frequently as required by the child/family case plan.

§347.15.Case Plan and Review System.

(a) The juvenile board shall ensure that the juvenile probation department develops a case plan that meets the requirements of 42 USC §675 for each IV-E eligible child within 30 calendar days of the child's date of actual placement. The case plan shall outline actions designed to facilitate the safe return of the child to his or her own home or other permanent placement and assure that the child receives safe and proper care while in substitute care.

(b) The status of each IV-E eligible child shall be reviewed periodically but no less frequently than once every six months from the date of actual placement.

(1) The purpose of the review is to determine:

(A) the safety of the child;

(B) the continuing necessity for and appropriateness of the placement;

(C) the extent of compliance with the case plan;

(D) the extent of progress on issues that led to the child's removal from the home; and

(E) to project a likely date for permanency.

(2) The review may be a judicial review or an administrative review, and shall be open to the participation of the parent and the caregiver.

(3) If the review is an administrative review, it shall be conducted by a panel of appropriate persons, at least one of whom is not responsible for the case management of or the delivery of services to either the child or the parents who are the subject of the review. Others with a legitimate interest in the child's welfare who may participate in the review include the juvenile probation officer, the probation officer's supervisor, the child's counselor, the child's attorney, guardian ad litem, and a representative from the child's school.

(c) A permanency hearing open to the participation of the parent and the caregiver shall be held for each child no later than 12 months after the child's actual date of placement and every 12 months thereafter. The juvenile board shall ensure that the juvenile probation department provides sufficient information for the court to review the child's status as described in subsection (b) of this section and to determine whether:

(1) the permanency plan for the child is appropriate;

(2) reasonable efforts to finalize the permanency plan have been made;

(3) for a child 16 or older, services are needed to assist the child in the transition to independent living;

(4) for a child placed outside the state, whether the placement continues to be in the best interests of the child; and

(5) procedural safeguards have been applied regarding parental rights to notification regarding removal of the child from the home, any change in the child's placement, and any determination affecting parental visitation privileges.

(d) In accordance with 42 USC §675(5)(E), the juvenile probation department shall notify the appropriate local entity responsible for filing a petition to terminate parental rights for any child who has been in substitute care under the responsibility of the juvenile court for 15 of the most recent 22 months unless:

(1) the child is being cared for by a relative; or

(2) the child's case plan includes documentation of the compelling reason that such a petition would not be in the best interests of the child; or

(3) the family has not been provided services described in the case plan as being necessary for the safe return of the child to the child's home.

§347.17.Information System.

(a) The juvenile board shall ensure that the juvenile probation department maintains a system to track at least the following for children in substitute care:

(1) current level of care;

(2) name;

(3) date of birth;

(4) ethnicity;

(5) sex;

(6) present location;

(7) permanency plan; and

(8) who is responsible for the child's care and placement.

(b) The juvenile board shall ensure that the juvenile probation department notifies TJPC within 5 days of any changes in the child's location or any other change that would affect the child's eligibility.

§347.19.Foster Care Assistance Payments.

(a) A juvenile board shall ensure that the juvenile probation department submits to TJPC:

(1) a request for reimbursement of substitute care costs by the tenth of the month following the month in which the services were provided.

(2) a request for reimbursement of IV-E related administrative expenses within 30 calendar days of the close of each TJPC fiscal quarter; and

(3) a request for correction of a prior month's reimbursement as soon as any discrepancy or need for adjustment is discovered.

(b) TJPC shall review all reimbursement requests for accuracy and forward the requests to TDPRS for payment. All payments are contingent on the availability of federal funds and shall be forwarded to juvenile probation departments upon receipt from TDPRS.

§347.21.Program Monitoring.

(a) The juvenile board shall allow staff from TJPC to review IV-E case management systems and case records, fiscal operations, and Title IV-E approved residential programs operated by the juvenile board for compliance with TJPC, TDPRS, and related federal standards. These reviews shall be conducted on a regular basis as determined by TJPC.

(b) TJPC shall notify the juvenile board in writing of the monitoring results.

(c) The juvenile board shall ensure that the juvenile probation department responds to written notice of noncompliance with a written corrective action plan that includes a projected date of compliance within 30 calendar days of receipt of the notice.

(d) If a juvenile probation department fails to respond to the written notice of noncompliance, or continues to be out of compliance with one or more of these rules, then TJPC may pursue further action, which may include one or more of the following:

(1) arranging a meeting with the juvenile probation department to discuss:

(A) problems with noncompliance and reasons for noncompliance;

(B) identification of needed resources to assist with correcting problem areas; and

(C) strategies to correct problem areas;

(2) requiring a written corrective action plan and expected date of compliance to be submitted to TJPC within 30 calendar days of conference date;

(3) suspending federal funds to the juvenile probation department temporarily until compliance with federal standards is accomplished;

(4) requiring the juvenile probation department to reimburse funds to TJPC; and

(5) terminating the IV-E contract between TJPC and the juvenile board.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300429

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 348. JUVENILE JUSTICE ALTERNATIVE EDUCATION PROGRAMS

The Texas Juvenile Probation Commission proposes new Chapter 348, §§348.1-348.19 and 348.30-348.33, relating to standards for juvenile justice alternative education programs. The proposed standards provide structural and substantive changes from the current standards.

Linda Brooke has determined that for the first five year period the new sections are in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Ms. Brooke has also determined that for each year of the first five years the new sections are in effect, the public benefit expected as a result of enforcement will be the consistent standards to all counties across the State of Texas which will provide TJPC with a more accurate account in evaluating the effectiveness and services provided within the juvenile probation system. There will be no impact on small business or individuals as a result of the new sections.

Public comments on the proposed new sections may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711-3547.

Subchapter A. PROGRAM OPERATIONS

37 TAC §§348.1 - 348.19

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§348.1.Purpose.

The purpose of this chapter is to establish minimum operational, programmatic, and educational standards for juvenile justice alternative education programs (JJAEP) in Texas.

§348.2.Definitions.

The words and terms when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise:

(1) Attendance Days--The actual number of instructional days a student is enrolled and in attendance at the JJAEP for a minimum of 4 hours per day.

(2) Absent Days--The actual number of instructional days a student is enrolled and not in attendance at the JJAEP for a minimum of 4 hours per day.

(3) Exit Reason--The reason a student exits the JJAEP program. A student shall be accounted for in only one of the following categories.

(A) Completed program/returned to home school while on probation--Student has returned to home school district while still under terms of probation.

(B) Completed program/term of probation expired--Student has returned to home school district due to expiration of probation order.

(C) Completed program/term of placement ended--Student returned to home school district due to termination of expulsion status and probation status.

(D) GED Completion--Student has successfully tested and passed the high school equivalency examination.

(E) Graduated--Student has completed all necessary requirements to receive a high school diploma.

(F) Left Program Incomplete--Student has been terminated from the program due to:

(i) a probation modification or revocation;

(ii) an out-of-home placement;

(iii) being held in juvenile detention;

(iv) being held in jail;

(v) absconding (violation of conditions of release from detention or court order);

(vi) being committed to the Texas Youth Commission;

(vii) being committed to the Texas Department of Criminal Justice; or

(viii) truant or runaway.

(G) Other--Student who left program due to out of county move, death, medical reason, other non-delinquency reason or withdrew to enroll in another educational program.

(4) Inactive Status--Attendance status assigned to a student where the student is maintained as enrolled and not counted as absent or present from the JJAEP.

(5) Juvenile Justice Alternative Education Program (JJAEP)--An educational program operated by the juvenile board of a county to serve expelled students pursuant to Chapter 37, Texas Education Code.

(6) Commission--The Texas Juvenile Probation Commission.

§348.3.Program Administration and Organization.

(a) Policy Board.

(1) The juvenile board of the county in which the JJAEP is located shall be responsible for approving and implementing the policy for the program.

(2) The JJAEP shall be operated according to current written policies which address personnel, administration, programming, training, and standards under this chapter.

(b) Management Review. The juvenile board and the administrative officer shall participate in an annual evaluation of overall operations of the JJAEP. Existing policies and practices shall be reviewed to determine their continuing relevance to the mission of the JJAEP.

(c) Required Staff. Each JJAEP shall provide the required administration, programmatic and supervision staffing as required by this section.

(1) Administration. The juvenile board shall designate an administrative officer.

(A) Qualifications. The administrative officer shall, at a minimum, hold a four-year degree from an accredited university and shall possess juvenile justice and/or education experience.

(B) Duties.

(i) The administrative officer shall be responsible for the management of the JJAEP and shall ensure compliance with all applicable laws related to JJAEPs.

(ii) The administrative officer shall ensure compliance with contractual provisions of all contracts with the Commission related to JJAEPs.

(2) Instructional Staff. The juvenile board shall employ adequate instructional staff or contract for the provision of instructional services to provide appropriate educational services to students in attendance in the JJAEP.

(A) The instructional staff for the JJAEP shall include, at a minimum, one Texas certified teacher that meets the requirements of certification as required by the State Board for Educator Certification.

(B) The Juvenile Board shall employ or contract for the employment of the appropriate number of special education teachers as required by federal law. A special education teacher shall meet the requirements of certification as required by the State Board for Educator Certification.

(C) Instructional staff shall, at a minimum, hold a four-year degree from an accredited university.

(D) Instructional Staff to Student Ratio. 1 to 16 preferred; 1 to 24 maximum.

(3) Caseworkers. The Juvenile Board shall employ or contract for the employment of at least one caseworker per JJAEP. Caseworkers shall be either social workers, probation officers assigned to the JJAEP, counselors or other mental health professionals.

(A) Qualifications. All caseworkers shall meet the minimum professional requirements and shall be licensed or certified by the appropriate authority in their field.

(B) Caseworker Staff to Student Ratio. 1 to 25 preferred; 1 to 44 maximum.

(4) Supervision Staff.

(A) The Juvenile Board shall employ or contract for the employment of adequate supervision staff, which may include drill instructors, teacher aides, security personnel, caseworker aides, and volunteers.

(B) Supervision staff shall, at a minimum, possess a high school diploma or GED.

(5) Operational Staff to Student Ratio (Includes Instructional Staff, Supervisory Staff, On-site Caseworkers, and Facility Administrators as defined above). 1 to 8 preferred; 1 to 12 maximum.

§348.4.Personnel Administration.

(a) Personnel Policies. Written policy shall be made available to each JJAEP staff member and volunteer at the time of hiring. The policies shall include:

(1) grievance procedures;

(2) job descriptions including duties and responsibilities of each position; and

(3) security and control procedures.

(b) Personnel Records. The administrative officer shall ensure that a personnel file is maintained for each employee. The file shall, at a minimum include:

(1) application for employment;

(2) references;

(3) criminal records check;

(4) training records;

(5) applicable personnel actions;

(6) documentation of the employee's qualifications; and

(7) applicable certification verification.

(c) New Employee Orientation. All staff, including temporary, seasonal or substitute employees shall have orientation training prior to having sole contact with students. At a minimum this training shall include:

(1) safety and security procedures including but not limited to fire drills and the JJAEP's safety disaster plan;

(2) child abuse reporting;

(3) incident reports;

(4) student code of conduct;

(5) behavior management program;

(6) transporting students, if applicable;

(7) crisis intervention;

(8) distribution of medication, if applicable;

(9) sexual harassment; and

(10) physical restraint training, if applicable.

(d) Criminal Record Check.

(1) Prior to employment in the JJAEP, the juvenile board or designee, shall initiate a criminal history check in accordance with the following guidelines on all JJAEP staff that have direct contact with students.

(2) Continued employment in the JJAEP shall be contingent upon the completion and return of acceptable results of criminal history checks in accordance with the Texas Administrative Code §341.23(a).

(3) The following criminal history checks shall be conducted:

(A) a Texas criminal history background search (Texas Crime Information Center);

(B) a local law enforcement sex offender registration records check in the city or county where the applicant resides;

(4) An internet based criminal background search shall not be used to conduct the background searches required under paragraph (3)(A) of this subsection.

(e) Research Programs.

(1) The administrative officer shall review proposals for research to ensure conformity with departmental policy.

(2) Departmental policy shall forbid student participation in medical, pharmacological, and cosmetic research programs.

(3) Students may voluntarily participate in approved research programs with the written consent of the student's parent, guardian or custodian.

§348.5.Management Information System.

(a) Data Collection. The juvenile board and the administrative officer shall ensure that statistical and programmatic data pertaining to each student admitted to a JJAEP are gathered and documented.

(b) Student Educational Data and Records. At a minimum, the following information shall be documented and contained in the case file for each student in the program:

(1) current grade level;

(2) notice of expulsion;

(3) applicable court orders placing student into JJAEP;

(4) police offense report if applicable;

(5) entry and exit transition plans.

(6) education records to include special education determination, appropriate special educational records, statewide assessment scores, and home language survey;

(7) admission and exit testing data, if applicable;

(8) physical exam, as required under §348.7(f) of this chapter;

(9) documentation of regular education program review of student as required by Texas Education Code §37.011(d);

(10) date of admission;

(11) number of attendance days;

(12) number of absence days;

(13) date of release;

(14) emergency notification contacts for the student;

(15) special medical needs, if any, of the student;

(16) student immunization records; and

(17) medical release form.

§348.6.Curriculum.

(a) Required Courses. The JJAEP shall, at a minimum, provide the following required courses to all students in attendance at the JJAEP:

(1) English language arts;

(2) mathematics;

(3) social studies;

(4) science;

(5) high school equivalency program (GED); and

(6) self discipline which may be integrated into the program and may include formal instruction in drug awareness, anger management, and impulse control.

(b) Recommended Courses. The following courses are recommended to be provided to all students in attendance at the JJAEP:

(1) life skills;

(2) physical fitness;

(3) vocational training; and

(4) other electives.

(c) Curriculum Development. Programs shall have a strong accelerated component to their instruction for all required areas of instruction.

(1) At least one certified teacher shall oversee the development and implementation of the curriculum in the JJAEP academic program.

(2) The juvenile board or designee shall assure that course instruction is consistent with the essential knowledge and skills of each subject of the foundation curriculum as defined under the rules of the State Board of Education under Texas Education Code §28.002(c).

(3) The GED curriculum must address the elements required to pass the GED test but program components may be integrated into the regular program curriculum.

§348.7.Program Requirements.

(a) Special Education. Students with disabilities who are placed in the JJAEP shall be afforded education services determined by a duly constituted Admissions Review and Dismissal Committee to be appropriate for the student to receive a free and appropriate public education as defined by federal and state laws.

(b) English as a Second Language (ESL). English as a second language services and instruction shall be provided in the JJAEP and shall be appropriate to address the needs of those students who speak English as a second language or who are non-English speaking.

(c) High School Equivalency Examination (GED). Scores on each GED test administered shall be certified by the GED examiner.

(d) Counseling. Counseling services provided by caseworkers shall be available to all students enrolled and in attendance at the JJAEP.

(e) Meals.

(1) Policy and practice shall ensure the provision of a lunch meal for each student in attendance at the JJAEP on each school day.

(2) A student shall not be denied a lunch meal as a sanction or disciplinary measure.

(f) Medical.

(1) The JJAEP shall have a medical release on file for each student in accordance with Texas Family Code §32.001 signed by the student's parent, guardian or custodian.

(2) Screening.

(A) A JJAEP that has a boot-camp or intensive physical fitness component, shall require a medical screening for each student performed by a licensed physician or physician assistant.

(B) No student shall be permitted to participate in physical activity unless a licensed physician or physician assistant certifies in writing that the student has no physical limitations or conditions that would prohibit participation.

(3) In accordance with Texas Human Resources Code §142.005, the JJAEP shall have written policies and procedures governing the storage, use and distribution of all medication to students.

(g) Student Attendance Accounting.

(1) A JJAEP shall maintain accurate and current attendance records for all students enrolled.

(2) A student shall be placed on inactive status as defined in §348.2 of this chapter for the following reasons:

(A) juvenile detention or jail;

(B) truancy as defined by Texas Family Code §51.03(b)(2);

(C) documented runaway; and

(D) extended illness documented by a medical professional.

(3) A student on inactive status for 30 consecutive school days shall be withdrawn.

§348.8.Inter-Local Cooperation.

(a) Parent or Guardian.

(1) The JJAEP shall notify a student's parent, guardian or custodian of the student's enrollment into and exit from the JJAEP.

(2) Periodic progress reports shall be given to the student and the student's parent, guardian or custodian at a minimum of every 120 school days.

(b) School District.

(1) Student Entry and Exit Transition Plans.

(A) The JJAEP shall coordinate with the school district a written transition plan for entrance into the JJAEP.

(B) The JJAEP shall develop, provide and communicate to the school district a written transition plan that covers the students exit from the JJAEP.

(C) The JJAEP shall provide the student's parent with a written notice of the transition plan.

(2) The JJAEP shall provide to each enrolled student's home school district the student's attendance records, grades and transition plan as well as any other records upon the student's transition back to the home school.

(3) The JJAEP shall transfer all grades and course credit earned to the sending school district when a student is transferred back to the home school district.

(4) All students enrolled in the JJAEP shall take the statewide assessment as required under Texas Education Code §39.023. The JJAEP shall have a policy on how to coordinate the provisions of the statewide assessment with the local school districts.

(c) Juvenile Probation Departments.

(1) The JJAEP and the local juvenile probation department shall cooperate in the coordination of providing needed social services for the students enrolled in the JJAEP.

(2) Local probation departments shall, at a minimum, provide information to the JJAEP regarding the probation status of the juvenile, as well as the name of the juvenile's probation officer.

(3) The JJAEP shall provide the local probation department with monthly attendance records of juvenile probationers enrolled in the JJAEP.

(d) Truancy. The JJAEP shall within 2 working days, report truancy to the appropriate enforcement agency.

§348.9.Physical Plant.

(a) The facility shall conform to all applicable federal, state, and/or local ordinances and codes.

(b) The population of the facility shall not exceed the rated capacity as determined by the local fire marshal.

(c) The classroom space, fixtures and common areas shall be adequate to meet the programmatic requirements for each student enrolled and in attendance in the JJAEP.

§348.10.Security and Control.

(a) Security Plan. The JJAEP shall have a written plan that addresses security:

(1) within the school facility;

(2) on school property;

(3) at school sponsored events off school property; and

(4) during transportation of JJAEP students if applicable.

(b) Transportation.

(1) Policies shall govern the use of motor vehicles to transport students enrolled in the JJAEP.

(2) Policies shall address:

(A) methods of transportation authorized;

(B) security and supervision;

(C) authorized transport personnel;

(D) emergency procedures; and

(E) the requirement of auto liability insurance when transporting in personal vehicles.

(c) Emergency Procedures. The JJAEP shall have written policies and procedures regarding emergency situations, including but not limited to:

(1) fire;

(2) bomb threats;

(3) hazardous weather conditions;

(4) riots; and

(5) medical emergencies.

(d) Cardio-Pulmonary Resuscitation (CPR) and First Aid. Each JJAEP shall have a minimum of two staff members on duty at all times certified in CPR and first aid.

(e) Emergency Drills. Unless otherwise required more frequently by local fire codes or ordinances, the JJAEP shall conduct fire drills at least twice a year.

(f) Supervision.

(1) Students removed from the regular classroom setting and placed in an unlocked isolation, administrative segregation, time-out, in-school suspension or other disciplinary removals from the regular classroom shall be under continuous visual supervision.

(2) Electronic monitoring equipment shall not be used to substitute for required staff or continuous visual supervision.

(g) Law Violations. Written policy, procedures, and practice shall provide that all alleged violations of penal laws of this state or the United States shall be reported by the JJAEP staff to the proper law enforcement authorities if the conduct that constitutes the alleged violation occurred:

(1) in any JJAEP building or facility;

(2) on the property where the JJAEP is located;

(3) in a motorized vehicle being operated by JJAEP staff that is transporting JJAEP students;

(4) at a JJAEP sponsored event either on or off the property where the JJAEP is located; or

(5) within 300 feet of the property where the JJAEP is located.

(h) Searches.

(1) Searches shall be conducted according to written policies limited to certain conditions.

(2) All students entering the JJAEP shall, at a minimum, be subjected to a pat-down search or a metal detector screening on a daily basis.

(3) JJAEP staff shall not conduct strip searches.

(i) Disciplinary Reports.

(1) Written policy, procedure, and practices shall require JJAEP staff to prepare a written disciplinary report for each incident occurring in the JJAEP that constitutes a major violation of the student code of conduct or facility rules.

(2) The disciplinary report shall be forwarded to the administrative officer within 24 hours or on the next working day.

(j) Weapons. Only certified peace officers acting in the scope of their authority may possess and carry weapons or chemical agents within the premises of the JJAEP.

§348.11.Physical Restraint Definitions.

The words or terms when used in this chapter shall have the following meanings unless the context clearly indicates otherwise:

(1) Approved Physical Restraint Technique ("physical restraint")--A professionally trained restraint technique that uses a person's physical exertion to completely or partially constrain another person's body movement without the use of mechanical restraints. The approved physical restraint technique shall be approved for use by the Commission and adopted by the juvenile board.

(2) Approved Mechanical Restraint Devices ("mechanical restraint")--A professionally manufactured mechanical device to aid in the restriction of a person's bodily movement. The approved mechanical restraint shall be approved by the Commission and adopted by the juvenile board. The following are Commission approved mechanical restraint devices:

(A) Ankle Cuffs--Metal, cloth or leather band designed to be fastened around the ankle to restrain free movement of the legs;

(B) Anklets--Cloth or leather band designed to be fastened around the ankle or leg;

(C) Handcuffs--Metal devices designed to be fastened around the wrist to restrain free movement of the hands and arms;

(D) Plastic Cuffs--Plastic devices designed to be fastened around the wrist or legs to restrain free movement of hands, arms or legs;

(E) Waist Band--A cloth, leather, or metal band designed to be fastened around the waist used to secure the arms to the sides or front of the body; and

(F) Wristlets--A cloth or leather band designed to be fastened around the wrist or arm which may be secured to a waist belt.

(3) Physical Escort--Touching or holding a student with a minimum use of force for the purpose of directing the student's movement from one place to another. A physical escort is not considered a physical restraint.

(4) Protective Devices--Professionally manufactured devices used for the protection of students or staff that do not restrict the movement of a student. Protective devices are not considered mechanical restraint devices.

§348.12.Requirements.

The use of restraints shall be governed by the following criteria:

(1) restraints shall only be used by JJAEP staff certified in the use of the approved physical restraint technique;

(2) prior to participating in any restraint JJAEP staff shall be certified in the use of the approved physical restraint technique;

(3) restraints shall only be used in instances of threat of imminent self-injury, injury to others, or serious property damage;

(4) restraints shall only be used as a last resort;

(5) only the amount force and type of restraint necessary to control the situation shall be used;

(6) restraints shall be implemented in such a way as to protect the health and safety of the student and others; and

(7) restraints shall be terminated as soon as the student's behavior indicates that the threat of imminent self-injury, injury to others, or serious property damage.

§348.13.Prohibitions.

Restraints that employ a technique listed below are prohibited:

(1) restraints used for punishment, discipline, retaliation, harassment, compliance, or intimidation;

(2) restraints that deprive the student of basic human necessities including restroom privileges, water, food and clothing;

(3) restraints that are intended to inflict pain;

(4) restraints that put a student face down with sustained or excessive pressure on the back or chest cavity;

(5) restraints that put a student face down with pressure on the neck or head;

(6) restraints that obstruct the airway or impair the breathing of the student;

(7) restraints that restrict the student's ability to communicate;

(8) restraints that obstruct the view of the student's face;

(9) any technique that does not require the monitoring of the student's respiration and other signs of physical distress during the restraint; and

(10) percussive or electrical shocking devices.

§348.14.Documentation.

All restraints shall be fully documented and maintained. Written documentation regarding the use of restraints shall require at a minimum:

(1) name of student;

(2) staff member(s) name and title(s) who administered the restraint;

(3) date of the restraint;

(4) duration of the restraint including notation of the time the restraint began and ended;

(5) location of the restraint;

(6) description of preceding activities;

(7) behavior which prompted the restraint;

(8) type of restraint applied;

(9) efforts made to de-escalate the situation and alternatives to restraint that were attempted; and

(10) any injury that occurred during the restraint.

§348.15.Mechanical Restraint.

Mechanical restraints shall only be used by juvenile probation and detention officers in the manner defined under chapters 341 and 343 of this title.

§348.16.Serious Incidents.

The administrative officer or his/her designee shall report in writing to the Commission and the juvenile board within 24 hours the death, suicide, attempted suicide and any serious injury, including youth on youth assaults, that requires medical treatment by a physician or physician's assistant that occurs in the JJAEP.

§348.17.Abuse, Exploitation and Neglect.

(a) Reporting. Any employee, contractor, intern or volunteer of a JJAEP shall report to the Commission, the juvenile board and local law enforcement any allegation of abuse, exploitation or neglect of a student that occurs in or involves an employee, contractor, intern or volunteer of a juvenile justice program, juvenile probation department, juvenile justice alternative education program, pre-adjudication secure detention facility, post-adjudication secure facility or short-term detention facility.

(1) Any allegation of abuse, exploitation or neglect involving a juvenile under the jurisdiction of the juvenile court that is not alleged to have occurred in a juvenile justice program or facility under the jurisdiction of the juvenile board shall be reported as required in Texas Family Code §261.101.

(2) A report of the alleged abuse, exploitation or neglect under paragraph (a) of this section shall be made within 24 hours from the time the allegation is made.

(b) Internal Investigation.

(1) An internal investigation shall be conducted of all allegations of abuse, exploitation or neglect of a student in the JJAEP;

(2) All employees of the JJAEP shall fully cooperate with any Commission investigation of alleged abuse, exploitation or neglect of a student;

(3) Until the conclusion of the internal investigation any person alleged to be a perpetrator of abuse, exploitation or neglect of a student shall be placed on administrative leave or reassigned to a position having no contact with the students in the JJAEP or juveniles under supervision by the juvenile probation department, participating in a juvenile justice program or juveniles under the jurisdiction of the juvenile court, or the alleged victim's family;

(4) At the conclusion of the internal investigation the administrative officer or his/her designee shall take appropriate measures to provide for the safety of the students and;

(5) The administrative officer or his/her designee shall submit a copy of the internal investigation to the Commission within 5 calendar days following the completion of the internal investigation.

(c) Juvenile Board. In the event the administrative officer is alleged to be a perpetrator of abuse, exploitation or neglect of a student, the juvenile board shall:

(1) Conduct the internal investigation or appoint an individual who is not an employee of the JJAEP, juvenile probation department, or juvenile justice program to conduct the internal investigation;

(2) Until the conclusion of the internal investigation place the administrative officer on administrative leave, or ensure the administrative officer has no contact with the students in the JJAEP, juveniles under supervision by the juvenile probation department, participating in a juvenile justice program or under the jurisdiction of the juvenile court or the alleged victim's family; and

(3) The juvenile board or their designee shall submit a copy of the internal investigation to the Commission within 5 calendar days following the completion of the internal investigation.

(d) Treatment and Safety. The administrative officer shall ensure that students participating in the JJAEP shall not be subjected to abuse, exploitation or neglect as defined in Chapter 261, Texas Family Code.

§348.18.Student Code of Conduct.

(a) Adoption. The JJAEP student code of conduct shall be adopted by the juvenile board and shall describe and define in writing the JJAEP behavior management system.

(b) Notice. The JJAEP student code of conduct shall be provided to each student and the student's parent, guardian or custodian upon admittance into the JJAEP.

(1) The code of conduct shall be reviewed with each student and the student's parent, guardian or custodian and shall be translated if necessary to ensure understanding of the content by all parties.

(2) A signed acknowledgment of receipt of the student code of conduct shall be maintained in each student's file.

(3) JJAEP staff shall be provided a copy of the code of conduct.

(c) Discipline and Sanctions. The JJAEP student code of conduct shall detail the sanctions and disciplinary procedures that may be applied to students for particular behaviors. Disciplinary procedures shall be carried out promptly and all students shall be afforded due process protections. The student code of conduct shall include, but not be limited to the following:

(1) Prohibited behaviors and conduct;

(2) Disciplinary consequences for prohibited behaviors and conduct;

(3) Description of circumstances that will allow removal from the classroom; and

(4) Circumstances under which a JJAEP student may be placed into another educational setting.

(d) Prohibited Sanctions. The following sanctions shall be prohibited in the JJAEP and their prohibition shall be clearly noted in the student code of conduct:

(1) Corporal punishment, physical abuse, humiliating punishment or hazing;

(2) Deprivation of food and water;

(3) One student sanctioning another; or

(4) Expulsion from a JJAEP.

(e) Dress Code. The JJAEP student code of conduct may require a reasonable dress code or uniforms for students in attendance.

(f) Grievance Procedures. Student grievance procedures shall be explained fully in the student code of conduct.

(1) Procedure and practice shall facilitate student complaints of mistreatment or complaints of programmatic issues and shall ensure students are protected against retaliation in any form.

(2) Grievance procedures shall ensure that each student is afforded one level of appeal on all grievance complaints.

(3) A copy of each grievance submitted by a student shall be provided to the student's parent, guardian or custodian and to the juvenile board or its designee.

§348.19.Waiver or Variance to Standards.

Unless expressly prohibited by another standard, the juvenile board or chief administrative officer may make an application for waiver and the juvenile board may make an application for variance of any standard or standards adopted by the Commission in accordance with §349.2 of this title.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300431

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter B. ACCOUNTABILITY

37 TAC §§348.30 - 348.33

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§348.30.Mission of Program.

Academically, the mission of the JJAEP shall be to allow students to perform at grade level. The JJAEP shall provide an instructional program that results in a level of student academic progress in the areas of reading and math.

§348.31.Annual Performance Evaluation.

A JJAEP's performance indicators shall be based primarily on non-academic and academic performance indicators. In evaluating a JJAEP, the Commission may consider other factors, including but not limited to, the recidivism rate of its students, classroom behaviors measured through a standardized methodology, total course credits earned and total courses passed.

(1) Non-Academic Indicator. Average rate of attendance for all JJAEP students shall not be less than seventy-five percent of the total number of student attendance days for the school year.

(2) Academic Indicator. The JJAEP shall use the assessment instrument as selected by the Commission in assessing student performance in the areas of reading and mathematics. The pre- and post-testing instruments shall be valid for measuring performance improvement for an individual student for a period of 90 school days or longer.

(A) Pre-tests. Every student that will be enrolled in a JJAEP for 90 or more school days shall be assessed during the admission period. The pre-test shall be administered to appropriate JJAEP students no more than 15 school days after the student is enrolled in the JJAEP.

(B) Post-tests. Post-tests shall evaluate the change in academic performance of the student while in attendance at the JJAEP in the areas of reading and mathematics. A JJAEP is not required to administer a post-test to:

(i) Those students whose exit reasons are "unsuccessful" or "other" as defined by §348.2 of this chapter.

(ii) Students who are not enrolled in a JJAEP for at least one semester or 90 cumulative full time instructional days, whichever is shorter.

(C) Growth in the statewide assessment as required under Texas Education Code Chapter 39 shall be used to demonstrate performance in the areas of reading and math. Performance of students who were enrolled for a period of 90 days or longer at the time the instrument was administered shall be compared to the students’ previous performance on the same instrument.

(3) Other Performance Indicators.

(A) Risk Assessment. The JJAEP shall use the instrument selected by the Commission to evaluate student behavior progress.

(i) the instrument shall be administered to all students within 15 school days of student entry into the JJAEP.

(ii) the instrument shall be administered to all students within 10 school days of the student’s exit from the JJAEP unless a student exits "unsuccessful" or "other" as determined by §348.2 of this chapter and the student is unavailable.

(B) Re-Contact Rate. The rate of subsequent contact with the juvenile probation department.

(4) Establishment of Benchmarks. A benchmark analysis shall be conducted on each indicator over a three-year period. Thereafter, JJAEP benchmark computation and methodology shall be reassessed every five years.

§348.32.Assessment Reliability and Safeguards.

Written policy of the JJAEP shall describe the safeguards it will use to maintain the integrity of the assessment process so that all student scores reflect actual student progress.

§348.33.Performance Reports.

(a) Each year the Commission shall publish statistical and performance data for each mandatory JJAEP. Performance data will indicate if the JJAEPs are impacting the measures being utilized in the evaluation.

(b) The report will be sent to the chairman of the juvenile board that operates a mandatory JJAEP, the chairman of the board of trustees of each school district that participates in a mandatory JJAEP, and the regional education service center having jurisdiction over the area served by the mandatory JJAEP.

(c) The report will examine changes in the following factors:

(1) Statewide assessment scores for Math and Reading;

(2) Risk Assessment that demonstrates the correlation with improvement in academic performance;

(3) Attendance;

(4) Pre and Post-test performance comparison by individual students; and

(5) Rate of Re-contact.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300432

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 348. JUVENILE JUSTICE ALTERNATIVE EDUCATION PROGRAMS

The Texas Juvenile Probation Commission proposes the repeal of Chapter 348, §§348.101 - 348.112 and §§348.501 - 348.504, relating to standards for Juvenile Justice Alternative Education Programs. The repeal is in an effort not to overlap with new proposed standards in Chapter 348 which provide structural and substantive changes from the current standards.

Linda Brooke, Director of Education, has determined that for the first five year period the repeal is in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Ms. Brooke, has also determined that for each year of the first five years the repeal is in effect, the public benefit expected as a result of the repeal will provide Texas Juvenile Probation Commission with a more accurate account in evaluating the effectiveness and services provided within the juvenile probation system. There will be no impact on small business or individuals as a result of the repeal.

Public comments on the repeal may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711-3547.

Subchapter A. PROGRAM OPERATIONS

37 TAC §§348.101 - 348.112

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§348.101.Purpose.

§348.102.Definitions.

§348.103.Program Administration and Organization.

§348.104.Personnel Administration.

§348.105.Management Information System.

§348.106.Curriculum.

§348.107.Program Requirements.

§348.108.Inter-Local Cooperation.

§348.109.Physical Plant.

§348.110.Security and Control.

§348.111.Student Code of Conduct.

§348.112.Waiver.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300433

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter B. ACCOUNTABILITY

37 TAC §§348.501 - 348.504

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§348.501.Mission of Program.

§348.502.Annual Performance Evaluation.

§348.503.Assessment Reliability and Safeguards.

§348.504.Performance Reports.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300434

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 349. GENERAL ADMINISTRATIVE STANDARDS

The Texas Juvenile Probation Commission proposes new Chapter 349, §§349.1, 349.2, 349.7-349.15, 349.21-349.32, 349.37, 349.42-349.52, 349.57-349.64, and 349.69-349.72, relating to general administrative standards. The proposed standards provide structural and substantive changes from the current standards.

Ron Quiros, Director of Training and Certification, has determined that for the first five year period the new sections are in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Mr. Quiros has also determined that for each year of the first five years the new sections are in effect, the public benefit expected as a result of enforcement will be the consistent standards to all counties across the State of Texas which will provide TJPC with a more accurate account in evaluating the effectiveness and services provided within the juvenile probation system. There will be no impact on small business or individuals as a result of the new sections.

Public comments on the proposed new sections may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711-3547.

Subchapter A. DEFINITIONS

37 TAC §349.1

The standard is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the new standard.

§349.1.Definitions.

The words and terms used in this subchapter shall have the following definitions unless the context clearly indicates otherwise.

(1) Applicant--An individual applying for certification or recertification as a detention or probation officer.

(2) Board--The governing board of the Texas Juvenile Probation Commission.

(3) Certified Officer--Either a detention or probation officer who has met the minimum certification requirements and is currently certified by the Commission.

(4) Chief Administrative Officer--Regardless of title, the person hired by a juvenile board who is responsible for oversight of the day-to-day operations of a single juvenile probation department or a multi-county judicial district.

(5) Commission--The Texas Juvenile Probation Commission.

(6) Department--A juvenile probation department.

(7) Detention Officer--A person whose primary responsibility is the supervision of the daily activities of residents in either a secure detention facility or a post adjudication secure correctional facility. This may include the facility administrator, assistant facility administrator or a supervisor of juvenile detention officers. Other administrative, food services, janitorial, and auxiliary staff are not considered to be detention officers.

(8) Distance Learning--Distance learning takes place when a teacher and student(s) are separated by physical distance, and technology (i.e., voice, interactive video, data, and print), is used to bridge the instructional gap. Distance learning does not include a course delivered by an accredited college or university using distance education methods.

(9) Facility--Either a secure detention facility or a post-adjudication secure correctional facility.

(10) Facility Administrator--Individual designated by the policy board of a private secure detention facility or a post adjudication secure correctional facility, or by the Chief Administrative Officer or juvenile board, as the program director or superintendent of a secure detention facility or post adjudication secure correctional facility.

(11) NCIC--The National Crime Information Center (NCIC) is the Federal Bureau of Investigation (FBI) database utilized for the tracking of an individual's criminal history in the United States.

(12) TCIC--Texas Crime Information Center (TCIC) is the Department of Public Safety database utilized for the tracking of an individual's criminal history in the state of Texas.

(13) Training--An organized, planned and evaluated activity designed to achieve specific learning objectives.

(14) Video Training--Pre-recorded non-interactive training materials or conferences. Video training does not include video teleconference.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300435

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter B. WAIVER

37 TAC §349.2

The standard is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the new standard.

§349.2.Waiver or Variance.

(a) Waiver.

(1) Who May Request. Unless expressly prohibited by another standard, the juvenile board, chief administrative officer or facility administrator may make an application for waiver of any standard or standards adopted by the Commission. If the chief administrative officer or facility administrator makes a request for waiver, the chief administrative officer or facility administrator shall in writing notify the juvenile board of the request simultaneous with the request’s submission to the Commission.

(2) Contents of Request. The written request for waiver shall:

(A) explain why compliance with standards cannot be achieved immediately;

(B) explain the impact the waiver would have on compliance with other standards;

(C) provide a plan to ensure compliance including how the health and safety of juveniles would be maintained during the duration of the waiver; and

(3) Length of Waiver. Waivers granted by the Commission under this section shall not exceed one year. The juvenile board may request one subsequent waiver.

(4) Review of Request. In the event a request for waiver is denied, the juvenile board, or chief administrative officer may request a review by the Commission. The review of the waiver request shall occur at the next regularly scheduled Commission meeting.

(b) Variance.

(1) The TJPC Board may grant a permanent variance from a standard if the Board makes the following findings of fact:

(A) The juvenile board has shown by the substantial weight of the evidence that the health and safety of juveniles is maintained;

(B) The juvenile board has shown substantial compliance with the intent and purpose of the standard for which a variance is requested through alternative methods or means;

(C) The juvenile board has shown that compliance with the standard in question would be an undue hardship on the county; and

(D) The juvenile board has shown that issuing the variance would not put the juvenile board in violation of any state or federal law.

(2) The juvenile board shall submit an application for a variance to the TJPC Board on a Commission provided form.

(3) The Commission shall grant or deny the variance at the next scheduled board meeting.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300436

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter C. CERTIFICATION AND RECERTIFICATION

37 TAC §§349.7 - 349.15

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§349.7.Certification Eligibility.

(a) Basic Eligibility Requirements.

(1) In addition to the requirements in subsections (b) or (c) of this section an applicant is eligible for certification from the Commission if the applicant:

(A) is twenty-one years of age or older;

(B) does not have any of the following disqualifying criminal history:

(i) a felony conviction against the laws of this state, another state, or the United States within the past 10 years;

(ii) a deferred adjudication for a felony against the laws of this state, another state, or the United States within the past 10 years;

(iii) current felony probation or parole;

(iv) a jailable misdemeanor conviction against the laws of this state, another state or the United States within the past 5 years;

(v) a deferred adjudication for a jailable misdemeanor against the laws of this state, another state, or the United States within the past 5 years;

(vi) current misdemeanor probation or parole; or

(vii) registration as a sex offender under Chapter 62, Texas Code of Criminal Procedure.

(C) is not currently under an order of suspension issued under §349.27 or §349.31 of this chapter; and

(D) has never had any type of certification revoked from the Commission under §394.27(D)(3) of this chapter.

(2) A request for waiver may not be requested for any disqualifying criminal history under paragraph 1(B) of this subsection unless the person received a pardon based upon proof of innocence or the reversal of a finding of guilt by either the trial or an appellate court.

(b) Probation Officer.

(1) In addition to meeting the requirements under subsection (a) of this section, an applicant is eligible for certification as a probation officer if the applicant:

(A) meets the employment eligibility requirements under §341.20 of this title or has received an exemption under §341.21 of this title; and

(B) completes 40 hours of certification training in accordance with §349.15(c)(1) of this chapter within 18 months prior to the Commission’s receipt of the certification application.

(2) An individual with a degree from a foreign college or university may apply one time for provisional certification as a probation officer under §349.9 of this chapter.

(c) Detention Officer.

(1) In addition to meeting the requirements under subsection (a) of this section, an applicant is eligible for certification as a detention officer if the applicant:

(A) meets the employment eligibility requirements under §343.15 of this title;

(B) has completed 40 hours of certification training in accordance with §349.15(c)(2) of this chapter within 18 months prior to the Commission’s receipt of the certification application;

(C) has one of the following:

(i) a high school diploma;

(ii) a general equivalency diploma from a high school or issuing authority within the United States of America;

(iii) a United States Military record that indicates the education level received is equivalent to a United States high school diploma or general equivalency diploma;

(iv) a foreign high school or home schooling diploma that meets the validation requirements under §349.9(b)(2)of this chapter; or

(v) unconditional acceptance into an accredited college or university accredited by an accrediting organization recognized by the Higher Education Coordinating Board.

(D) has current certification in:

(i) Cardiopulmonary Resuscitation (CPR);

(ii) First Aid; and

(iii) an approved physical restraint technique as defined by §343.60(1) of this chapter;

(2) An applicant with a high school diploma issued in a foreign country or who completed high school under home schooling may apply one time for provisional certification under §349.9 of this chapter.

§349.8.Certification Procedures.

(a) Criminal History Checks.

(1) Prior to submitting a certification application, the following criminal history checks shall be conducted and returned on every certification applicant:

(A) a Texas criminal history background search (TCIC);

(B) a local law enforcement sex offender registration records check in the city or county where the applicant resides; and

(C) a Federal Bureau of Investigation (FBI) fingerprint based criminal history background search (NCIC).

(D) In addition to the requirements in paragraph (1)(A), (B), and (C) of this subsection, if the applicant currently resides in one of the following states, or resided in one of the following states within the 10 years prior to the date the certification application was made, a state criminal history background search and state sex offender registration check shall also be conducted where available:

(i) Hawaii;

(ii) Kansas;

(iii) Kentucky;

(iv) Louisiana;

(v) Maine;

(vi) Massachusetts;

(vii) New Hampshire;

(viii) Rhode Island;

(ix) Tennessee;

(x) Vermont; and

(xi) the District of Columbia.

(2) An Internet based criminal background search shall not be used to conduct the background searches required under subsection (a)(1)(A) and subsection (a)(1)(C) of this section.

(3) A returned criminal history check under subsection (a)(1) of this section that is more than 90 calendar days old will not meet the certification eligibility requirement under §349.7(a)(1)(B) of this chapter.

(4) A copy of all returned criminal history checks shall be retained with the probation department’s or facility’s records.

(b) Submission of Certification Application.

(1) Probation Officer Certification.

(A) Probation Officers. The chief administrative officer or the chief administrative officer’s designee shall submit the certification applications for probation officers and supervisors of probation officers.

(B) Chief Administrative Officers. Prior to submission of the chief administrative officer’s certification application, the juvenile board shall review the certification documentation and approve in writing the submission of the certification application to the Commission.

(2) Detention Officer Certification.

(A) Detention Officers. The facility administrator, chief administrative officer or either’s designee shall submit a certification application to the Commission for all detention officers and supervisors of detention officers.

(B) Facility Administrators. Prior to submission of the facility administrator’s certification application:

(i) the juvenile board shall review the certification documentation and approve in writing the submission of the certification application to the Commission; or

(ii) the chief administrative officer shall review the certification documentation and approve in writing the submission of the certification application to the Commission.

(c) Length of Certification. A certification is valid for two years from the date of approval by the Commission.

§349.9.Provisional Certification.

(a) Requirements for Provisional Certification.

(1) Probation Officers. An individual will qualify for provisional certification as a probation officer if:

(A) all of the requirements for certification under §349.7(a) and (b) of this chapter are met except that the individual’s college or university degree was issued in a foreign country; and

(B) the individual agrees to validate their foreign college or university degree under subsection (b)(1) of this section.

(2) Detention Officers. An individual will qualify for provisional certification as a detention officer if:

(A) all of the requirements for certification under §349.7(a) and §349.7(c) of this chapter except for subsection §349.7(c)(1)(C) of this chapter are met; and

(B) the individual agrees to complete a validation of their high school diploma under subsection (b)(2) of this section.

(b) Method of Validation.

(1) Probation Officers. An individual with provisional probation officer certification agrees to validate their education using one of the following methods:

(A) obtaining unconditional acceptance into a graduate program accredited by an accrediting organization recognized by the Texas Higher Education Coordinating Board;

(B) obtaining evaluation of the foreign college or university diploma as the equivalent to a bachelor’s degree received within the United States of America by an educational evaluation service approved by the Commission; or

(C) providing documentation of the conferral of an advanced degree from a university or college accredited by an accrediting organization recognized by the Texas Higher Education Coordinating Board.

(2) Detention Officers. An individual with provisional detention officer certification agrees to validate their education using one of the following methods:

(A) obtaining unconditional acceptance into a college or university accredited by an accrediting organization recognized by the Texas Higher Education Coordinating Board;

(B) receiving a general equivalency diploma;

(C) obtaining evaluation of their high school diploma as the equivalent to a high school diploma received within the United States of America by an educational evaluation service approved by the Commission; or

(D) providing documentation of the conferral of a bachelor's or master's degree from a university or college accredited by an accrediting organization approved by the Texas Higher Education Coordinating Board.

(c) Certification Upon Validation.

(1) Upon the Commission's receipt of validation documentation, the Commission shall certify the individual as a detention or probation officer.

(2) Certification is valid for 2 years from the date the provisional certification was approved.

(d) Expiration of Provisional Certification.

(1) A provisional certification shall expire six months from the date of approval.

(2) An individual who has not yet validated their degree under subsection (b)(1) or (b)(2) of this section by the expiration date of the provisional certification may apply for certification after their education has been validated.

§349.10.Recertification Eligibility.

(a) Basic Eligibility Requirements.

(1) In addition to the requirements in subsections (b) or (c) of this section, an applicant is eligible for recertification from the Commission if the applicant:

(A) does not have any of the following disqualifying criminal history:

(i) a felony conviction against the laws of this state, another state, or the United States within the past 10 years;

(ii) a deferred adjudication for a felony against the laws of this state, another state, or the United States within the past 10 years;

(iii) current felony probation or parole;

(iv) a jailable misdemeanor conviction against the laws of this state, another state or the United States within the past 5 years;

(v) a deferred adjudication for a jailable misdemeanor against the laws of this state, another state, or the United States within the past 5 years;

(vi) current misdemeanor probation or parole; or

(vii) registration as a sex offender under Chapter 62, Texas Code of Criminal Procedure.

(B) is not currently under an order of suspension issued under §349.27(d)(2)or §349.31 of this chapter; and

(C) has never had any type of certification revoked from the Commission under §349.27(d)(3) of this chapter.

(2) A request for waiver may not be requested for any disqualifying criminal history under subsection (a)(1)(A) of this section unless the person received a pardon based upon proof of innocence or the reversal of a finding of guilt by either the trial or an appellate court;

(b) Probation Officer. In addition to meeting the requirements under subsection (a) of this section, an applicant is eligible for recertification as a probation officer if the applicant:

(1) has completed 80 hours of recertification training in accordance with §349.15(d) of this chapter within the two years following the date of the certification's or recertification's approval; and

(2) if the person applying for recertification is the chief administrative officer, 20 hours of the required recertification training shall be in management and supervisory skills.

(c) Detention Officer. In addition to meeting the requirements under subsection (a) of this section, an applicant is eligible for recertification as a detention officer if the applicant:

(1) has completed 80 hours of recertification training in accordance with §349.15(d) of this chapter within the two years following the date of the certification's or recertification's approval; and

(2) if the person applying for recertification is the facility administrator, 20 hours of the required recertification training shall be in management and supervisory skills.

(3) has current certifications in:

(A) Cardiopulmonary Resuscitation (CPR);

(B) First Aid; and

(C) an approved physical restraint technique as defined by §343.60(1) of this chapter.

§349.11.Recertification Procedures.

(a) Criminal History Checks.

(1) Prior to submitting a recertification application, the following criminal history checks shall be conducted and returned on every applicant:

(A) a Texas criminal history background search (TCIC);

(B) a local law enforcement sex offender registration records check in the city or county where the applicant resides; and

(C) a Federal Bureau of Investigation (FBI) fingerprint based criminal history background search (NCIC).

(D) In addition to the requirements of paragraph (1) of this subsection, if the applicant currently resides in one of the following states, or resided in one of the following states within the 10 years prior to the date the recertification application was made, a state criminal history background search and state sex offender registration check shall also be conducted where available:

(i) Hawaii;

(ii) Kansas;

(iii) Kentucky;

(iv) Louisiana;

(v) Maine;

(vi) Massachusetts;

(vii) New Hampshire;

(viii) Rhode Island;

(ix) Tennessee;

(x) Vermont; and

(xi) the District of Columbia;

(2) An Internet based criminal background search shall not be used to conduct the background searches required under subsection (a)(1)(A) and subsection (a)(1)(C) of this section.

(3) A returned criminal history check under paragraph (1) of this subsection that is more than 90 calendar days old will not meet the recertification eligibility requirement under §349.10(a)(1) of this chapter.

(4) A copy of all returned criminal history checks shall be retained with the probation department or facility’s records.

(b) Submission of Recertification Application.

(1) Probation Officer Recertification.

(A) Probation Officers. The chief administrative officer or the chief administrative officer’s designee shall submit the recertification applications for all probation officers and supervisors of probation officers.

(B) Chief Administrative Officers. Prior to submission of the chief administrative officer’s recertification application, the juvenile board shall review the recertification documentation and approve the submission of the recertification application to the Commission.

(2) Detention Officer Recertification.

(A) Detention Officers. The facility administrator, chief administrative officer or either’s designee shall submit the recertification applications to the Commission for all detention officers and supervisors of detention officers.

(B) Facility Administrators. Prior to submission of the facility administrator’s recertification application:

(i) the juvenile board shall review the recertification documentation and approve the submission of the recertification application to the Commission; or

(ii) the chief administrative officer shall review the recertification documentation and approve the submission of the recertification application to the Commission.

(c) Timeline for Submission.

(1) Unless a request for extension has been made and granted under paragraph (2) of this subsection, the recertification application shall not be sent more than 30 calendar days before or 60 calendar days after the certification expiration date.

(2) Requests for Extension.

(A) The juvenile board, chief administrative officer, facility administrator or either's designee may request an extension of time to allow a certified officer additional time to meet the recertification eligibility requirements under §349.10(a) and §349.10(b) or §349.10(c) of this chapter or for the submission of recertification applications listed in §349.11(b) of this chapter. The request shall include an explanation showing cause why an extension is needed.

(B) Grants of Extension. The Commission may grant an extension for a period not to exceed 90 calendar days from the date the certification expired.

(C) Failure to submit the recertification application before the extension period expires, shall result in the Commission's denial of the recertification application. In the event the recertification application is denied, an applicant may apply for certification under §349.8 of this chapter.

(d) Length of Recertification. A recertification is valid for two years from the date of expiration of the previous certification or recertification.

§349.12.Expiration of Certification While Under Suspension.

(a) An individual whose certification expires while under a suspension order issued in accordance with §349.27(d)(2) of this chapter may apply for certification once the suspension period has expired and the individual meets the certification eligibility requirements listed under §349.7(a) and §349.7(b) or §349.7(c) of this chapter.

(b) An individual whose certification expires while under a suspension order issued in accordance with §349.31 of this chapter may apply for certification once TJPC has received an order issued under Texas Family Code §232.013, which either vacates or stays the suspension order and the individual meets the certification eligibility requirements listed in §349.7(a) and §349.7(b) or §349.7(c) of this chapter.

§349.13.Transfer of Certification.

(a) Notification Upon Resignation or Termination. The facility administrator, chief administrative officer, the juvenile board or either's designee shall notify the Commission within 7 working days after a certified officer, including the chief administrative officer or facility administrator, resigns or is terminated from employment.

(b) Inactive Certifications.

(1) Upon receipt of notice under subsection (a) of this section, the Commission shall place the certified officer’s certification on inactive status.

(2) A person may not perform the duties of a certified officer while on inactive status.

(c) Transfer of Certification.

(1) When a person with an inactive certification obtains employment in a position for which certification is required, the juvenile board, the chief administrative officer, facility administrator or either's designee in the hiring county may request a transfer of certification to active status.

(2) The request for certification transfer shall include verification that all criminal history checks were conducted in accordance with §349.8(a) of this chapter and returned within the 90 calendar days prior to submission of the transfer request.

(d) Expiration of Certification While On Inactive Status.

(1) If an officer’s certification expires while on inactive status, the officer will not be eligible for transfer of certification.

(2) The officer whose certification expires while on inactive status may apply for certification after obtaining employment and meeting the eligibility requirements listed under §349.7(a) and §349.7(b) or §349.7(c) of this chapter.

(e) Transfer of Training Records. The chief administrative officer, facility administrator, juvenile board, or either’s designee shall forward a certified officer's training records, upon a request from the chief administrative officer, facility administrator or juvenile board in the county where the officer's certification was transferred.

§349.14.Applicability.

Sections 349.7 through 349.13 of this chapter apply to all certification and recertifications received on or after the effective date of this subchapter. Any felony conviction, felony deferred prosecution, misdemeanor conviction, or misdemeanor deferred prosecution occurring before September 1, 2003 will not disqualify a certified officer who held an active certification on September 1, 2003 from receiving recertification under this subchapter.

§349.15.Training Hours.

(a) Approval. The Commission reserves the right to refuse to grant approval for training hours that do not comply with the guidelines under this subchapter.

(b) Hour Limitations.

(1) Training Topic. No more than 40 training hours in one topic may count toward certification or recertification.

(2) Video Training.

(A) No more than 15 hours of video training may count toward certification requirements.

(B) No more than 30 hours of video training may count toward recertification requirements.

(3) Distance Learning.

(A) No more than 15 hours of distance learning may count toward certification requirements.

(B) No more than 30 hours of distance learning may count toward recertification requirements.

(4) Training Hours for Trainers. An individual who provides approved officer training under subsection (a) of this section may claim up to 20 hours per certification period for the development of course curriculum.

(5) College Courses. A three-hour course delivered by an accredited college or university may count as 40 hours of recertification training.

(c) Certification Training.

(1) Probation Officers. Certification training for probation officers shall include but not be limited to the following subjects:

(A) role of the probation officer;

(B) case planning and management;

(C) officer safety;

(D) transportation;

(E) juvenile law;

(F) courtroom proceedings and presentation;

(G) law enforcement processing;

(H) local programs and services including access procedures;

(I) interagency collaborations and memoranda of understanding;

(J) code of ethics, disciplinary and revocation hearing procedures; and

(K) abuse, exploitation and neglect.

(2) Detention Officers. Certification training for detention officers shall include but not be limited to the following subjects:

(A) an introduction to juvenile detention;

(B) juvenile rights;

(C) abuse, exploitation and neglect;

(D) behavior observation and recording;

(E) suicide prevention and identification, including training on the facility’s suicide prevention plan;

(F) legal liabilities;

(G) dynamics of youth with mental illness in detention centers;

(H) behavior management;

(I) risk management, safety, and security;

(J) HIV/AIDS and communicable diseases;

(K) medical and health services; and

(L) Code of Ethics, disciplinary and revocation procedures.

(d) Recertification Training. Recertification training shall be related to job responsibilities, the field of juvenile justice, or fields of study approved by the Commission.

(e) Applicability. This standard applies to all training hours accrued on or after the effective date of this subchapter.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300437

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter D. DISCIPLINARY HEARINGS

37 TAC §§349.21 - 349.32

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§349.21.Requests for Disciplinary Hearing.

(a) Department, Facility or Juvenile Board Requests.

(1) Code of Ethics Violations. The chief administrative officer, facility administrator or juvenile board shall forward a copy of an internal investigation based on a code of ethics violation to the Commission. The internal investigation shall serve as a request for a disciplinary hearing. If the chief administrative officer or facility administrator makes the request for a disciplinary hearing, the chief administrative officer or facility administrator shall notify in writing the juvenile board of the request simultaneous with the request's submission to the Commission.

(2) Criminal Conduct.

(A) The chief administrative officer, facility administrator or the juvenile board shall in writing request a certification revocation from the Commission within 10 working days after obtaining notice that a certified officer has been convicted or given deferred adjudication for any offense listed under §349.7(a)(1)(B) of this chapter.

(B) A request for waiver under §349.2 of this chapter may not be requested for this section unless the certified officer, chief administrative officer or facility administrator received a pardon based upon proof of innocence or the guilty verdict was overturned by a trial or appellate court.

(b) Public Requests.

(1) Code of Ethics Violations. In the event the Commission receives notice from a member of the public that a certified officer has violated the code of ethics, the Commission shall notify in writing the chief administrative officer or the facility administrator and the local juvenile board. Upon receipt of notification from the Commission, the chief administrative officer, facility administrator or the juvenile board may conduct an internal investigation.

(2) Criminal Conduct. In the event the Commission receives notice from a member of the public that a certified officer has been convicted or given deferred adjudication for any offense listed under §349.7(a)(1)(B) of this chapter, the Commission shall in writing notify the facility administrator, chief administrative officer or the juvenile board. Upon receiving notice from the Commission, the facility administrator, chief administrative officer, or juvenile board shall investigate and if disqualifying criminal history exists request certification revocation in accordance with subsection (a)(2) of this section.

§349.22.Commission Initiated Hearings.

The Commission may initiate a disciplinary hearing when:

(1) the Commission discovers through a monitoring visit, compliance audit or as a result of receiving notice in any other manner that an individual currently certified by the Commission does not meet the requirements under §349.7(a) and §349.7(b) or §349.7(c) of this chapter; or

(2) the Commission designates a certified officer as a perpetrator in an investigation of abuse, exploitation or neglect investigation conducted under subchapter F of this chapter.

§349.23.Effect of Request for Disciplinary Hearing.

When the Commission receives a request for disciplinary hearing under §349.21 of this chapter, or when the Commission initiates a disciplinary hearing under §349.22 of this chapter, the Commission shall give the officer subject to the disciplinary hearing written notice of a hearing conducted by a hearings examiner in accordance with §349.25 of this chapter.

§349.24.Procedure for Disciplinary Hearing.

(a) Hearings under this section shall be conducted pursuant to the Administrative Procedure Act, Texas Government Code Annotated, Chapter 2001.

(b) The Commission shall have the power to take depositions, administer oaths or affirmations, examine witnesses, receive evidence, conduct hearings and issue subpoenas or summons.

(c) Nothing in this subchapter precludes the Commission from making an informal disposition, including entering into an agreed order, as provided by the Administrative Procedure Act, Texas Government Code Annotated, Chapter 2001.

§349.25.Notice.

(a) The Commission shall provide a minimum of 10 calendar days notice to the certified officer subject to a disciplinary hearing. Notice shall be sent by certified mail return receipt requested.

(b) The notice shall include:

(1) a statement of the date, time, place, and nature of the hearing;

(2) a statement of the legal authority and jurisdiction under which the hearing is to be held;

(3) a reference to the particular sections of the statutes and rules involved; and

(4) a short plain statement of the matters asserted.

§349.26.Right to Counsel.

(a) An individual subject to a disciplinary hearing under this subchapter is entitled to the assistance of counsel during the hearing. The officer is responsible for all costs of obtaining counsel.

(b) The officer may expressly waive the right to the assistance of counsel.

(c) The officer may also be represented by a designated person.

(d) Written notice at least 5 calendar days in advance of the hearing shall be given by each party intending to be represented, including the name of the representative.

(e) Failure to give such notice may result in postponement of the hearing.

§349.27.Disciplinary Hearing.

(a) The certified officer or his/her representative, shall be given the opportunity to show compliance with the code of ethics and all requirements of the law, including Commission standards.

(b) The hearing shall be conducted before a hearings examiner appointed by the executive director with only designated Commission staff, the certified officer, the chief administrative officer, the facility administrator, their representatives and such witnesses as may be called in attendance, unless the officer requests that it be open. Witnesses may be excluded from the hearing until it is their turn to present evidence.

(c) The conduct of the hearing shall be under the hearings examiner’s control, and in general, shall be conducted in accordance with the following steps:

(1) The hearing shall begin with the presentation of investigatory findings by the Commission, supported by such proof as is deemed necessary.

(2) The certified officer or his/her representative may cross-examine any witnesses for the Commission;

(3) The certified officer or his/her representative may then present such testimonial or documentary proof as desired in rebuttal or in support of the contention that the officer violated the code of ethics;

(4) The Commission may cross-examine any witnesses for the certified officer and offer rebuttal testimony of the certified officer's witnesses;

(5) Each party may make closing arguments;

(6) The hearing shall be recorded and transcribed by means including but not limited to a stenographic record of the proceedings.

(d) Findings. The hearings examiner may consider only such evidence as is presented at the hearing. If the hearings examiner determines that the evidence presented is insufficient, the hearings examiner may ask for additional information from the certified officer, or the Commission and may ask questions on the hearing examiner’s own motion. After all the evidence has been presented, the hearings examiner shall issue to the Board for its approval findings of fact and conclusions of law and a proposed disposition. The proposed disposition may include one of the following:

(1) Written Reprimand;

(2) Suspension for a specified period not to exceed 24 months; or

(3) Revocation.

(e) Commission’s Approval. Based on the findings of fact and conclusions of law the Board by order may approve or amend the proposed disposition.

(f) Notice of Order. The Commission shall notify an individual whose conduct was the subject of a disciplinary hearing of the final order. The Commission may notify the individual either in person or by certified mail return receipt requested. The notice of order shall include:

(1) which acts or omissions by the officer, if any, violated the code of ethics;

(2) a statement of the evidence relied upon;

(3) a statement of which section or sections of the code of ethics, if any, were violated by the acts or omissions of the officer;

(4) the Board's disposition concerning the officer's certification; and

(5) the individual’s right to rehearing and appeal.

§349.28.Motion for Rehearing.

(a) An individual wishing to appeal the Commission's final order may file a motion for rehearing with the Commission no later than the 20th calendar day after receiving notice of disposition.

(b) The Commission shall rule on the Motion for Rehearing no later than the 45th calendar day after receiving the motion.

§349.29.Judicial Review.

An individual whose certification has been suspended or revoked and whose motion for rehearing has been denied by the Board is entitled to judicial review of the Commission's action.

§349.30.Record.

The Commission shall create a record for each hearing conducted. The record shall include:

(1) the request for disciplinary hearing received under §349.21 of this chapter;

(2) the transcript of the hearing conducted by the hearings examiner,

(3) the transcript of the hearing conducted by the Board, which may take the form of the minutes of the Board meeting;

(4) any documentary proof submitted during the hearing;

(5) all staff memoranda and documentation submitted to the Board in making its decision;

(6) a copy of the final order issued by the Board;

(7) any motions for rehearing; and

(8) the Board's ruling on any motions for rehearing.

§349.31.Mandatory Suspension for Failure to Pay Child Support.

(a) Upon receipt of an order suspending licensure for failure to pay child support issued under Texas Family Code §232.008 or §232.009, the Commission shall suspend the certified officer’s certification.

(b) Notice of Suspension.

(1) The Commission shall notify the certified officer subject to a suspension order received under subsection (a) of this section that the agency has formally suspended the individual's certification.

(2) The notice shall also instruct the individual that he or she may not perform the duties of a certified officer while the suspension order is in effect.

(3) The Commission shall also notify the chief administrative officer or facility administrator and the juvenile board of the employing juvenile probation department or facility of the suspension.

(c) Length of Suspension. A certification suspension shall remain in effect until the Commission receives an order issued under Texas Family Code §232.013 that either vacates or stays the certification's suspension.

(d) An individual subject to a suspension order issued under subsection (a) of this section may not be hired, certified, or recertified while the suspension order remains in effect.

(e) A request for waiver or variance under §349.2 of this title may not be requested for this standard.

(f) An individual subject to a suspension order issued under subsection (a) of this section may not appeal the suspension order to the Commission.

§349.32.Applicability.

The mandatory revocation procedures enacted in this subchapter apply to all felony convictions, felony deferred adjudications, or convictions or deferred adjudications that require sex offender registration under Chapter 62 Texas Code of Criminal Procedure that occur on or after September 1, 2003.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300438

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter E. COMPLAINTS AGAINST JUVENILE BOARDS

37 TAC §349.37

The standard is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the new standard.

§349.37.Complaint Process.

(a) When the Commission receives a complaint about a juvenile board, the Commission shall review the circumstances surrounding the complaint to determine whether the juvenile board has violated the rules or standards of the Commission.

(b) If the Commission determines the complaint is about the juvenile services within the discretion of the juvenile board, the complaint shall be referred to the juvenile board. The complainant shall be notified in writing of the referral by the Commission.

(c) If the Commission determines the juvenile board has violated the Commission's rules or standards, the juvenile board shall be notified in writing of the violation. If, within 90 calendar days of the date on which the juvenile board received written notice of the Commission's determination, the juvenile board does not propose its own means of achieving compliance or the plan is not acceptable to the Commission, the Commission will attempt to negotiate a mutually agreeable solution.

(d) Upon written notice of the violation, the juvenile board shall be given 90 calendar days to achieve compliance or propose a plan to achieve compliance acceptable to the Commission.

(e) If the Commission and the juvenile board cannot reach an agreement, the Commission will give the juvenile board written notice of its intent to refuse, reduce, or suspend state aid, under authority of the Texas Human Resources Code, §141.085 Upon receipt of the above notice, the juvenile board shall have 15 calendar days to:

(1) notify in writing the Commission’s Executive Director of the juvenile boards compliance;

(2) propose in writing an alternate solution; or

(3) provide a written appeal of the Commission’s action(s) to the Executive Director.

(f) The juvenile board's appeal must state specifically its differences of opinion with the Commission's staff concerning the facts in dispute and the solution necessary under the standards or rules of the Commission. The appeal shall state whether the juvenile board requests a hearing before the Commission’s board.

(g) The Commission shall set the appeal on the agenda for its next regularly scheduled meeting. If the juvenile board has requested a hearing, the juvenile board and the Commission's staff may appear and make oral presentations concerning the appeal. If the juvenile board does not request a hearing before the Commission, the Commission’s board will make its decision based upon the record.

(h) The complainant shall be notified in writing upon receipt of the complaint and upon resolution.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300439

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter F. ABUSE, EXPLOITATION AND NEGLECT INVESTIGATIONS

37 TAC §§349.42 - 349.52

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§349.42.Applicability.

This chapter applies to investigations conducted by the Commission of allegations of abuse, exploitation and neglect that occur in or involve an employee, volunteer or intern of a juvenile justice program, juvenile probation department, secure detention facility, short-term detention facility, post-adjudication secure correctional facility or juvenile justice alternative education program.

§349.43.Definitions.

The Commission applies the statutory definitions of "abuse," "exploitation" and "neglect" that appear in the Texas Family Code Chapter 261. In addition, the words and terms used in this subchapter shall have the following definitions unless the context clearly indicates otherwise.

(1) Administrative Closure--Allegation disposition used when further Commission intervention is unwarranted.

(2) Allegation Disposition--The finding made at the conclusion of an investigation about each individual allegation of abuse, exploitation or neglect that was identified at intake or during the investigation.

(3) Alleged Perpetrator--A person alleged as being responsible for the abuse, exploitation or neglect of a juvenile.

(4) Alleged Victim--A juvenile alleged as being a victim of abuse, exploitation or neglect.

(5) Collateral--Anyone other than the alleged perpetrator or alleged victim that may have any information relevant to an investigation.

(6) Designated Perpetrator--Role assigned to the individual the investigator concludes is responsible for the abuse, exploitation or neglect of a juvenile when an allegation disposition is reason to believe.

(7) Designated Victim--Role assigned to the juvenile the investigator concludes was abused, exploited or neglected when the allegation disposition is reason to believe.

(8) Initiate--First contact or attempted contact by the Commission by phone, fax or e-mail with a representative of the juvenile probation department, secure detention facility, short-term detention facility, post-adjudication secure correctional facility, juvenile justice program, juvenile board or law enforcement agency or member of the public in response to an allegation of abuse, exploitation or neglect.

(9) Internal Investigation--An investigation conducted by a juvenile justice program, secure detention facility, short-term detention facility, post-adjudication secure correctional facility, juvenile probation department or juvenile justice alternative education program in response to an allegation of abuse, exploitation, or neglect.

(10) Juvenile--Regardless of age, any participant in a juvenile justice program, JJAEP, or any resident of a secure detention facility, short-term detention facility or post-adjudication secure correctional facility.

(11) No Role--Designation assigned by an investigator to a person alleged as a victim or as a perpetrator when the allegation disposition is administrative closure or ruled out.

(12) Notice of TJPC Standards Non-Compliance--Formal report issued by the Commission that states the standards with which the facility, program or department were non-compliant.

(13) Unable to Determine--Allegation disposition where, based on the lack of sufficient evidence, the investigator could not determine if the abuse, exploitation or neglect occurred.

(14) Unknown--Role assigned by the investigator to the alleged perpetrator and alleged victim where the allegation disposition was unable to determine.

(15) Reason to Believe--Allegation disposition where, based on a preponderance of the evidence, the investigator concludes that abuse, exploitation or neglect has occurred.

(16) Report--An allegation of abuse, exploitation, or neglect of a juvenile.

(17) Reporter--An individual who makes a report alleging the abuse, exploitation or neglect of a juvenile. If more than one individual makes a report of the same allegation, all such individuals shall have the designation of reporter.

(18) Risk Assessment--Documentation issued by the Commission during the course of an investigation that notifies a department, facility or program that a current policy, procedure, practice or other circumstance may lead to or contribute to abuse, neglect or exploitation.

(19) Ruled Out--Allegation disposition where, based on a preponderance of evidence, the investigator determines that the abuse, exploitation or neglect did not occur.

(20) Serious Incident Report--Report by a facility, or program informing the Commission of a suicide, attempted suicide, escape, serious injury of a juvenile or youth-on-youth assault.

(21) Witness--A person other than the alleged perpetrator or alleged victim, who has either seen or heard an incident that was the basis of a report of abuse, exploitation or neglect.

§349.44.Serious Incident Reports.

(a) The Commission shall maintain a database of all serious incident reports.

(b) The Commission shall screen all serious incident reports and may open an investigation of abuse, exploitation or neglect based on any information contained in the serious incident report that leads the Commission to believe a juvenile may have been abused, exploited or neglected.

§349.45.Notification to Law Enforcement.

(a) The Commission shall report an allegation of abuse, exploitation or neglect to a law enforcement agency within 24-hours from the time the allegation is received by the Commission.

(b) Allegations involving serious physical or sexual abuse shall be investigated jointly with local law enforcement in accordance with the Texas Code of Criminal Procedures Article 2.27.

§349.46.Priorities for Investigation.

(a) The Commission shall assign each report of abuse, exploitation or neglect to one of two priority groups:

(1) Priority I. Reports concerning juveniles who appear to face an imminent risk of abuse, exploitation or neglect that could result or did result in death or serious harm.

(2) Priority II. All reports of abuse, exploitation or neglect that are not assigned to Priority I.

(b) The Commission shall initiate an investigation:

(1) within 24 hours of receiving a Priority I report; and

(2) within 10 working days of receiving a Priority II report.

§349.47.Roles Assigned at Assessment.

Each person named in the report shall be assigned a role in the alleged abuse, exploitation or neglect. Roles assigned at the initial assessment of the report are:

(1) Alleged victim

(2) Alleged perpetrator

(3) Witness

§349.48.Investigation Steps.

(a) The investigator shall provide for the protection of the juvenile as specified in Texas Family Code §261.101(d).

(b) The investigator shall determine if the Commission has jurisdiction to conduct the investigation.

(c) Basic Steps. In conducting an investigation, the investigator may, but is not limited to:

(1) make contact with any collateral;

(2) obtain the internal investigation from the facility or program in which the alleged abuse, exploitation or neglect occurred;

(3) examine or obtain an examination of:

(A) the alleged victim(s); and

(B) each juvenile who may be at risk of abuse, exploitation or neglect

(4) interview:

(A) the alleged victim;

(B) each juvenile who may be at risk of abuse, exploitation or neglect;

(C) the alleged victim's parents;

(D) the alleged perpetrator(s);

(E) collateral sources, including but not limited to, facility administrators, teachers, medical personnel, staff, volunteers and interns;

(F) every juvenile who may have information that will help determine whether any juvenile has been or is at risk of abuse, exploitation or neglect;

(G) an interview may occur through a recorded telephone conversation so long as the person being interviewed knows the telephone interview is being recorded.

(5) make a department, facility or program visit;

(6) conduct a criminal background check on the alleged perpetrator;

(7) obtain written statements from the alleged victim(s), alleged perpetrator(s) and collateral sources;

(8) take photographs that are deemed necessary to the investigation;

(9) issue a risk assessment; and

(10) notify the placing juvenile court and juvenile probation department immediately, if during the course of an investigation, the investigator determines a juvenile is in need of a medical examination.

(d) On-Site Investigations. If an investigator decides to make a visit under subsection (c)(5) of this section, the investigator:

(1) may announce the visit on the basis of the nature of the allegation and the need to protect the juvenile;

(2) shall at the first face-to-face contact with the chief administrative officer or his/her designee and the alleged perpetrator(s):

(A) identify himself/herself using the Commission identification

(B) explain the nature of the complaint or the reason for the contact;

(C) explain the Commission’s role, legal responsibilities in the investigation, and procedures for conducting the investigation;

(D) discuss each allegation in the report;

(E) explain that the law requires the Commission to refer all reports of alleged abuse, exploitation or neglect to a law enforcement agency for a separate determination of whether a criminal violation occurred;

(F) explain a designated perpetrator’s right to file a complaint with the Commission or to request a review of the findings made by the Commission in the investigation;

(G) explain the alleged perpetrator’s or designated perpetrator’s right to review all records of the investigation unless the review would jeopardize an on-going criminal investigation;

(H) explain the right to seek legal counsel; and

(I) provide a copy of the signed Formal Notification of the TJPC Investigation.

§349.49.Investigation Process, Disposition and Roles.

All investigations conducted by the Commission shall be conducted and disposed of in one of the following ways:

(1) Preliminary Investigation.

(A) Unless the Commission does not have jurisdiction to complete a Preliminary Investigation, the investigator shall:

(i) make contact with a collateral; and

(ii) receive an internal investigation.

(B) A Preliminary Investigation shall be disposed of as "Administrative Closure" when:

(i) the situation no longer appears to meet the statutory definitions of abuse, exploitation or neglect;

(ii) the allegation has already been investigated by the Commission;

(iii) another authorized entity, such as law enforcement or another state agency such as the Texas Department of Protective and Regulatory Services, Texas Department of Health, Texas Commission of Alcohol and Drug Abuse, Texas Youth Commission or the Texas Department of Mental Health and Mental Retardation will be conducting an investigation;

(iv) the Commission does not have the authority to finish the investigation because the alleged abuse, exploitation or neglect did not occur in a facility or program within the jurisdiction of the Commission in accordance with Texas Family Code §261.405; or

(v) the internal investigation received by the investigator substantiates the allegation and further agency intervention is unwarranted.

(C) The role assigned to the alleged victim(s) and the alleged perpetrator(s) in a Preliminary Investigation with an allegation disposition of administrative closure shall be "No Role".

(2) Abbreviated Investigation.

(A) To complete an Abbreviated Investigation, the investigator shall:

(i) interview and/or examine the alleged victim;

(ii) interview at least one collateral;

(iii) assess and document the impact of any risk factors; and

(iv) determine that abuse, exploitation or neglect did not occur.

(B) An Abbreviated Investigation shall only be assigned a disposition of "Ruled Out".

(C) The role assigned to the alleged victim(s) and the alleged perpetrator(s) in an Abbreviated Investigation shall be "No Role".

(3) Thorough Investigation.

(A) A Thorough Investigation shall be conducted for all cases assessed as Priority I and may be conducted for any case assessed as Priority II.

(B) A Thorough Investigation shall include:

(i) an on-site visit;

(ii) an interview and/or examination of the alleged victim(s);

(iii) an interview with at least one collateral;

(iv) an interview with the alleged perpetrator unless:

(I) the alleged perpetrator is in police custody and the investigator was unable to obtain authorization from the investigating law enforcement entity before conducting the interview or;

(II) the alleged perpetrator declines the interview.

(C) A Thorough Investigation may be assigned a disposition of:

(i) Reason-to-Believe;

(ii) Ruled Out; or

(iii) Unable-to-Determine

(D) The roles assigned to the alleged victim(s) and alleged perpetrator(s) in a Thorough Investigation shall be:

(i) "Designated Victim" and "Designated Perpetrator" if the disposition is "Reason-to-Believe";

(ii) "No Role" if the disposition is "Ruled Out"; and

(iii) "Unknown" if the disposition is "Unable-to-Determine".

§349.50.Notification of Disposition.

(a) Preliminary Investigation. When a Preliminary Investigation is disposed of, the Commission shall notify in writing the following parties about the disposition of the investigation:

(1) the juvenile board of the placing county;

(2) the chief administrative officer of the placing county;

(3) the juvenile board of the county in which the alleged abuse, exploitation or neglect occurred;

(4) the chief administrative officer of the county in which the alleged abuse, exploitation or neglect occurred;

(5) the facility administrator; and

(6) the reporter, if requested.

(b) Abbreviated or Thorough Investigation. When an Abbreviated or Thorough Investigation is disposed of, the Commission shall notify in writing the following parties about the disposition of the investigation:

(1) the parents of the alleged/designated victim(s);

(2) the alleged/designated perpetrator(s);

(3) the chief administrative officer of the placing county;

(4) the juvenile board of the county in which the alleged abuse, exploitation or neglect occurred;

(5) the chief administrative officer of the county in which the alleged abuse, exploitation or neglect occurred;

(6) the facility administrator;

(7) the reporter, if requested; and

(8) the juvenile board of the placing county.

§349.51.Notice of TJPC Standards Non-Compliance and Risk Assessment.

At the conclusion of an investigation the Commission may issue a:

(1) Notice of TJPC Standards Non-Compliance; or

(2) Risk Assessment.

§349.52.Administrative Review and Appeal of Investigation Findings.

(a) Anyone whom the Commission designates as a perpetrator of abuse, exploitation or neglect as specified in §349.49(3)(D)(i) of this chapter may request an administrative review of the Commission’s allegation disposition of whether abuse, exploitation or neglect occurred.

(b) The designated perpetrator shall request the review in writing within 45 calendar days after receiving the Commission’s written notice of findings.

(c) If civil or criminal court proceedings related to an allegation that the Commission has investigated are pending when a designated perpetrator requests an administrative review, or if such proceedings are initiated before the Commission begins the review, the Commission may postpone the review until the proceedings are completed.

(d) The designated perpetrator has a right to:

(1) appear in person at the review;

(2) invite a representative to speak on his or her behalf; and

(3) submit relevant written material.

(e) If the designated perpetrator does not speak English or is hearing impaired, the Commission shall provide a certified interpreter unless the designated perpetrator chooses to provide a certified interpreter of his or her own.

(f) The designated perpetrator is responsible for all costs incurred in connection with the review, including the cost of an interpreter if he or she chooses to provide one.

(g) The administrative review shall be conducted by a Commission hearings examiner. The hearings examiner shall confirm or revise the Commission’s original dispositions based on the same policies that the Commission applied during the original investigation. Within 30 calendar days after completing the review, the hearings examiner shall notify the designated perpetrator of the outcome of the review.

(h) The hearings examiner’s notification must inform the designated perpetrator that he or she can appeal to the State Office of Administrative Hearings if he or she is dissatisfied with the decision. To this end, the notification must explain the procedure for making an appeal.

(i) If the hearings examiner or the State Office of Administrative Hearings revises the Commission’s original findings or advises the Commission to take any other actions in the case, the Commission must:

(1) enter the revised findings into the investigation record;

(2) notify each person who was notified of the original findings about the revised findings, except for reporters who report in a non-professional capacity; and

(3) take the other actions specified by the reviewer, if any.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300440

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter G. CONFIDENTIALITY AND RELEASE OF ABUSE, EXPLOITATION AND NEGLECT INVESTIGATION RECORDS

37 TAC §§349.57 - 349.64

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§349.57.Purpose.

The purpose of this subchapter is to clarify to whom and under what circumstances the Commission may disclose information made confidential under Texas Family Code §261.201.

§349.58.Definitions.

The words and terms used in this subchapter shall have the following meanings, unless the context clearly indicates otherwise:

(1) Case records--All records described in Texas Family Code §261.201(a) which were collected, developed, or used in an abuse, exploitation or neglect investigation, which are under the control of the Commission. The term case records, as used in this subchapter, shall include investigation records, facility records as well as all juvenile court and probation department records in the control of the Commission which relate to the placement of a juvenile or which relate to the provision of other services to a juvenile or the juvenile’s family.

(2) Code--The Texas Family Code.

(3) Investigation Records--That portion of the records described in Texas Family Code §261.201(a) which were collected, developed, or used in an abuse, exploitation or neglect investigation and which are under the control of the Commission. The term investigation records, as used in this subchapter, shall not include those records under the control of the Commission that relate solely to the placement of a juvenile or to the provision of services to a juvenile or the juvenile’s family.

(4) Parent--Adoptive parent, possessory conservator, temporary or permanent managing conservator, legal guardian, or other legal representative of the juvenile, provided that the requestor's parental or other legal relationship to the juvenile has not been terminated at the time the request for information is made.

(5) Report--A report of alleged abuse, exploitation or neglect

(6) Reporter--An individual who makes a report to the Commission alleging the abuse, exploitation or neglect of a juvenile. If more than one individual makes a report alleging abuse, exploitation or neglect of the same juvenile, all such individuals shall have the designation of reporter.

§349.59.Access to Confidential Information.

(a) To the extent required by state or federal law, or to the extent deemed necessary by the Commission for the protection and care of juveniles, the Commission may release case record information made confidential under Texas Family Code §261.201(a) to the following listed persons or entities:

(1) the juvenile board and the chief administrative officer that placed the alleged victim;

(2) the juvenile board, the chief administrative officer and the facility administrator of the county in which the facility, juvenile justice program or juvenile justice alternative education program is located;

(3) law enforcement officials for the purpose of investigating allegations of abuse, exploitation or neglect or for the purpose of investigating allegations of false or malicious reporting of alleged abuse, exploitation or neglect;

(4) a physician who suspects a juvenile may be the victim of abuse, exploitation or neglect and requires this information for diagnosis, prognosis, or treatment of the juvenile;

(5) a government official when specifically required by law;

(6) a grand jury;

(7) an attorney, attorney ad litem, guardian ad litem, or court appointed special advocate of an alleged victim;

(8) a court in a criminal or civil case arising out of an investigation of abuse, exploitation and neglect;

(9) the attorney general of the state, or a county attorney or district attorney, when such attorney represents the state in a proceeding arising out of an investigation;

(10) a member of the state legislature when necessary to carry out that member's official duties; and

(11) any other person or entity, when in the discretion of the Commission, such information is necessary to properly meet the juvenile’s needs.

(b) Upon written request, the Commission shall provide access to case records to the parent or other legal guardian of the alleged/designated victim provided that the records are redacted in accordance with §349.60.

(c) The Commission may release case records, or information contained therein, to a minor child who is the subject of those records if the Commission deems the release to be in the best interest of the minor child.

(d) Upon written request, the Commission shall provide access to investigation records to an alleged or designated perpetrator.

(e) An individual not otherwise entitled to have access to records under this section, but who participated in, cooperated with, or otherwise contributed to an investigation may have access to only that portion of the case records obtained directly from or pertaining directly to that individual.

§349.60.Redaction of Records Prior to Release.

(a) Redaction of Reporter’s Identity.

(1) Unless otherwise permitted by law, prior to the release of investigation or case records, the Commission shall redact the name, address, and any other information in the record that tends to reveal the identity of the reporter.

(2) In the event that the reporter also provided a witness statement or other evidence, the reporter’s identity as a witness and the information provided in the role of witness will be released. Any information which might identify that individual as the reporter shall be redacted from the record prior to its release.

(b) The Commission shall withhold the release of any records obtained from another source, if the release of those records to the requestor is specifically prohibited under state or federal law. Information which may be withheld under this section includes, but is not limited to, the following:

(1) all medical records subject to the Medical Practices Act, Texas Civil Statutes, Article 4495(b), unless release to the requestor is authorized under that Act;

(2) HIV information unless release to the requestor is authorized under the Health and Safety Code, Chapter 81;

(3) criminal history or arrest records obtained from a law enforcement entity unless their release to the requestor is specifically authorized under state and federal law;

(4) adult or juvenile probation records, as well as juvenile arrest records, unless their release to the requestor is specifically authorized under state and federal law; and

(5) polygraph exam reports, unless their release to the requestor is specifically authorized under the Polygraph Examiners Act, Texas Civil Statutes, Article 4413(29cc), §19A.

(c) Notwithstanding any other provision in this chapter, the Commission may withhold any information in its records if, in the judgment of the Commission, the release of that information would endanger the life or safety of any individual. The Commission shall keep a record of any information so withheld and shall document the specific factual basis for its belief that the release of the information would be likely to endanger the life or safety of an individual.

(d) Information withheld from a requestor under this subsection, as well as the documented basis for withholding information under subsection (b) of this section, may be released only upon a court order.

§349.61.Procedures for Requesting Access to Confidential Information.

(a) Subject to the exception in §349.63 upon written request for copies of records, and a determination that the requestor is entitled to have access to those records, the Commission will provide copies of the requested records.

(b) Notwithstanding any other provision in this subchapter, the Commission shall not disclose any record or information, which, if released to the requestor, would interfere with an ongoing criminal investigation or prosecution.

(c) Records will not be released until the investigation of an allegation of abuse, exploitation or neglect is complete.

(d) Notwithstanding any other provision in this subchapter, if the Commission has been sued by any party and the Commission determines that the release of the requested records might interfere with its defense of that litigation, the Commission may require that a requestor seek access to records under the appropriate rules of civil procedure rather than these rules.

§349.62.Public Information.

The Commission shall compile statewide statistics on the incidence of abuse, exploitation and neglect as required by Texas Family Code §261.402. The following information is available to the public upon request:

(1) the number of allegations of abuse, exploitation and/or neglect;

(2) whether the allegation was abuse, exploitation or neglect; and

(3) the allegation dispositions.

§349.63.Videotapes, Audiotapes and Photographs.

(a) Individuals authorized under §349.59 of this chapter have access to investigation records or case records and may view and/or listen to any videotapes, audiotapes, or photographs which are a part of those records.

(1) Access will be permitted only in areas, designated by the Commission, at a time mutually convenient to the requestor and the Commission.

(2) When viewing or listening to these records, the requestor may not be accompanied by any individual who would not otherwise be entitled to have access to these records, unless the participation of this individual is deemed by the Commission to be appropriate under the circumstances surrounding the request.

(b) Copies of videotapes, audiotapes, and photographs may be provided to the individuals or entities identified in §349.59(a) of this chapter, only if, in the judgment of the Commission the provision of a copy is essential to the investigation, prosecution, or resolution of a case.

§349.64.Charges for Copies of Records.

The Commission may charge a fee for records provided under §349.59(a) of this chapter using the same fee structure as that used by the Commission when assessing charges under Chapter 552, Texas Government Code.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300441

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter H. MEMORANDA OF UNDERSTANDING

37 TAC §§349.69 - 349.72

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§349.69.Memorandum of Understanding--Coordinated Services for Multi-problem Children and Youth.

(a) The Commission adopts by reference a joint memorandum of understanding with the Texas Commission for the Blind, Texas Department of Health, Texas Department of Protective and Regulatory Services, Texas Department of Mental Health and Mental Retardation, Texas Education Agency, Texas Rehabilitation Commission, and the Texas Youth Commission concerning coordinated services for multi-problem children and youth which provides for the implementation of a system of community resource coordination groups.

(b) The memorandum of understanding was published in the November 15, 1988, issue of the Texas Register (13 TexReg 5727) by the Texas Department of Human Services, 40 TAC §72.701. Copies of the memorandum of understanding are available from the Texas Juvenile Probation Commission.

§349.70.Memorandum of Understanding--Service Delivery to Dysfunctional Families.

(a) The Commission adopts by reference a joint memorandum of understanding with the Texas Department of Human Services and the Texas Youth Commission regarding service delivery to dysfunctional families.

(b) The memorandum of understanding was published in the Texas Register by the Texas Department of Human Services on October 29, 1991 (16 TexReg 6126). Copies of the memorandum of understanding are available from the Texas Juvenile Probation Commission.

§349.71.Memorandum of Understanding--Transition Planning for Students Receiving Special Education Services.

(a) The Commission adopts by reference a joint memorandum of understanding with the Texas Education Agency and other state agencies regarding transition planning for students receiving special education services.

(b) The memorandum of understanding is published in Title 19 Texas Administrative Code §89.1110.

§349.72.Memorandum of Understanding--Interagency Coordination of Special Education Services to Students with Disabilities in Residential Facilities.

(a) The Commission adopts by reference a joint memorandum of understanding with the Texas Education Agency and other state agencies regarding the coordination of special education services to students with disabilities in residential facilities.

(b) The memorandum of understanding is published in Title 19 Texas Administrative Code §89.1115.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300442

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 349. STANDARDS FOR CHILD ABUSE AND NEGLECT INVESTIGATIONS IN SECURE JUVENILE FACILITIES

The Texas Juvenile Probation Commission proposes the repeal of Chapter 349, §§349.101 - 349.119 and §§349.501 - 349.508, relating to standards for child abuse and neglect investigations in secure juvenile facilities. The repeal is in an effort not to overlap with new proposed standards in Chapter 349 which provides structural and substantive changes from the current standards.

Ron Quiros, Director of Training and Certification, has determined that for the first five year period the repeal is in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Mr. Quiros, has also determined that for each year of the first five years the repeal is in effect, the public benefit expected as a result of the repeal will provide Texas Juvenile Probation Commission with a more accurate account in evaluating the effectiveness and services provided within the juvenile probation system. There will be no impact on small business or individuals as a result of the repeal.

Public comments on the repeal may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711-3547.

Subchapter A. INTAKE, INVESTIGATION, AND ASSESSMENT

37 TAC §§349.101 - 349.119

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§349.101.Terminology Used in Statutory Definitions of Child Abuse and Neglect and Person Responsible for a Child's Care, Custody, or Welfare.

§349.102.Definitions.

§349.103.Response to Reports That Do Not Allege Abuse or Neglect.

§349.104.Availability of Intake Services.

§349.105.Priorities for Investigation and Assessment.

§349.106.Notification of Law Enforcement Agencies.

§349.107.Investigation Interviews.

§349.108.Roles Alleged at Intake.

§349.109.Interviews with Facility Administrators, Staff, and Alleged Perpetrators.

§349.110.Interview.

§349.111.Medical Examinations.

§349.112.Completion of the Investigation and Assessment.

§349.113.Disposition of the Allegations of Abuse or Neglect.

§349.114.Conclusions about Roles.

§349.115.Notification about Results.

§349.116.Risk Assessment and Safety Evaluation.

§349.117.Providing Immediate or Short-Term Protection.

§349.118.Administrative Review of Investigation Findings.

§349.119.Testing.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300443

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter B. CONFIDENTIALITY AND RELEASE OF RECORDS

37 TAC §§349.501 - 349.508

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§349.501.Purpose.

§349.502.Definitions.

§349.503.Access to Confidential Information Maintained by the Texas Juvenile Probation Commission (TJPC).

§349.504.Redaction of Records Prior to Release.

§349.505.Procedures for Requesting Access to Confidential Information.

§349.506.Public Information.

§349.507.Videotapes, Audiotapes, and Photographs.

§349.508.Charges for Copies of Records.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300444

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 351. STANDARDS FOR HOLD-OVER DETENTION FACILITIES

The Texas Juvenile Probation Commission proposes the repeal of Chapter 351, §§351.1 - 351.16 and §§351.20 - 351.23, relating to standards for short-term detention facilities. The repeal is in an effort not to overlap with new proposed standards in Chapter 351 which provide structural and substantive changes from the current standards.

Luis Guerrero, Unit Coordinator of the Field Services Division, has determined that for the first five year period the repeal is in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Mr. Guerrero, has also determined that for each year of the first five years the repeal is in effect, the public benefit expected as a result of the repeal will provide Texas Juvenile Probation Commission with a more accurate account in evaluating the effectiveness and services provided within the juvenile probation system. There will be no impact on small business or individuals as a result of the repeal.

Public comments on the repeal may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711-3547.

Subchapter A. DEFINITIONS

37 TAC §351.1

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§351.1.Definitions.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300449

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter B. HOLD-OVER DETENTION FACILITY STANDARDS

37 TAC §§351.2 - 351.16

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§351.2.Administration, Organization, and Management.

§351.3.Supervision.

§351.4.Treatment and Safety.

§351.5.Management Information Systems.

§351.6.Residents' Records.

§351.7.Physical Plant.

§351.8.Security and Control.

§351.9.Rules and Discipline.

§351.10.Hygiene.

§351.11.Medical and Mental Health Services.

§351.12.Intake, Admission and Release.

§351.13.Communications.

§351.14.Residents' Rights.

§351.15.Volunteers and Interns.

§351.16.Waivers.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300450

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter C. HIRING, CERTIFICATION AND RECERTIFICATION OF JUVENILE DETENTION OFFICERS

37 TAC §§351.20 - 351.23

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Juvenile Probation Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by the repeal.

§351.20.Hiring Short-Term Juvenile Detention Officers.

§351.21.Training.

§351.22.Requirements for Continued Employment.

§351.23.Certification.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300451

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Chapter 351. STANDARDS FOR SHORT-TERM DETENTION FACILITIES

The Texas Juvenile Probation Commission proposes new Chapter 351, §§351.1-351.17, 351.30-351.33, and 351.40-351.48, relating to standards for short-term detention facilities. The proposed standards provide structural and substantive changes from the current standards.

Luis Guerrero, Unit Coordinator of the Field Services Division, has determined that for the first five year period the new sections are in effect, there will be no fiscal implications for state or local government or small businesses as a result of enforcement or implementation.

Mr. Guerrero has also determined that for each year of the first five years the new sections are in effect, the public benefit expected as a result of enforcement will be the consistent standards to all counties across the State of Texas which will provide TJPC with a more accurate account in evaluating the effectiveness and services provided within the juvenile probation system. There will be no impact on small business or individuals as a result of the new sections.

Public comments on the proposed new sections may be submitted to Kristy Carr at the Texas Juvenile Probation Commission, P.O. Box 13547, Austin, Texas 78711-3547.

Subchapter A. DEFINITIONS

37 TAC §351.1

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§351.1.Definitions.

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Alleged Victim--A juvenile alleged as being a victim of abuse, exploitation or neglect.

(2) Attempted Suicide--Any action a resident takes that could result in taking his or her own life voluntarily and intentionally while detained or placed in a short-term detention facility.

(3) Chemical Agents--Oleorsin Capsicum (OC) pepper spray, or Orthoclhorobenzalmalonoitrile (tear gas).

(4) Chief Administrative Officer--Regardless of title, the person hired by a juvenile board who is responsible for oversight of the day-to-day operations of a juvenile probation department or a multi-county juvenile judicial district.

(5) Commission--The Texas Juvenile Probation Commission.

(6) Contraband--Any item not issued to employees for the performance of their duties and which employees have not obtained supervisory approval to possess. Contraband also includes any item given to a resident by an employee or other individual, which a resident is not authorized to possess or use. Specific items of contraband include, but are not limited to:

(A) firearms;

(B) knives;

(C) ammunition;

(D) drugs;

(E) intoxicants;

(F) pornography; and

(G) any unauthorized written or verbal communication brought into or taken from an institution for a resident, former resident, associate of or family members of a resident.

(7) Design Capacity--The number of people that can safely occupy a building or space as determined by the original architectural design and any building modifications, licensing, accreditation, regulatory authorities, and building codes.

(8) Facility Administrator--Individual designated by the Chief Administrative Officer or juvenile board, as the on-site program director or superintendent of a short-term detention facility.

(9) Medical Professional--Practitioner licensed or certified by:

(A) the Texas Board of Nurse Examiners;

(B) the Texas Board of Medical Examiners;

(C) the State Board of Physician Assistants; or

(D) the Texas Department of Health.

(10) Mental Health Professional--Practitioner licensed or certified by:

(A) the Texas State Board of Examiners of Professional Counselors;

(B) the Texas State Board of Examiners of Marriage and Family Therapists;

(C) the Texas Department of Health;

(D) the Texas Commission on Alcohol and Drug Abuse;

(E) the Texas State Board of Examiners of Psychologists; and

(F) the Texas Board of Social Worker Examiners provided the licensure is either as an advanced practitioner or advanced clinical practitioner;

(G) the Texas State Board of Medical Examiners; or

(H) mental health professionals employed by the Texas Department of Mental Health and Mental Retardation or an entity that contracts as a service provider with the Texas Department of Mental Health and Mental Retardation.

(11) Primary Control Room--A restricted or secure area from which entrance into and exit from a secure facility is controlled. The primary control room also contains the emergency, monitoring, and communications systems and is staffed 24 hours each day that residents are in the facility.

(12) Resident--A juvenile or other individual that has been admitted into a short-term detention facility.

(13) Short-Term Detention--The temporary secure custody of a juvenile or other individual pending the first hearing to be conducted under Texas Family Code §54.01.

(14) Short-Term Detention Facility ("Facility")--A facility used to provide temporary secure custody of a juvenile or other individual pending the first detention hearing to be conducted under Texas Family Code §54.01.

(15) Short-Term Detention Officer--A person whose primary responsibility is the supervision of the daily activities of the short-term detention facility's residents.

(16) TJPC Standard Screening Tool--An instrument approved by the Commission that screens the juvenile's needs in the area of mental health.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300445

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter B. SHORT-TERM DETENTION FACILITY STANDARDS

37 TAC §§351.2 - 351.17

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§351.2.Administration and Management.

(a) Policies and Procedures. The juvenile board shall approve policies and procedures for the facility or approve the policies and procedures of a private provider operating a facility within its county under contract with the Juvenile Board and/or the County.

(b) Certification and Registration. The juvenile board’s current facility certification and the Commission’s registration shall be posted within the facility in a public area.

(c) Facility Administrator.

(1) There shall be a single facility administrator on-site that is designated to oversee the daily operations of the facility.

(2) The person designated as the facility administrator may be the county or judicial district’s chief administrative officer.

(3) A short-term detention officer shall be designated to be in charge during the facility administrator’s absence.

(d) Duties of Facility Administrator. The duties of the facility administrator shall include, but shall not be limited to the following:

(1) reviewing the facility’s policy and procedure manual on an annual basis and maintaining documentation of this review; and

(2) maintaining personnel records for each employee which shall include:

(A) proof of age;

(B) documentation of criminal background checks under §351.30(b)(4) of this chapter and §349.8 of this title;

(C) the application for employment;

(D) performance evaluations;

(E) training records; and

(F) documentation of promotion, demotion, termination and other personnel actions.

§351.3.Treatment and Safety.

(a) Serious Incidents. The facility administrator or designee shall report to the Commission within 24 hours, the death, attempted suicide, escape and any serious injury, including youth on youth assaults that requires medical treatment by a physician or physician's assistant that occurs in a facility.

(b) Abuse, Exploitation and Neglect. Any employee, volunteer or intern of a facility shall report to the Commission and local law enforcement any allegation of abuse, exploitation or neglect of a resident that occurs in or involves an employee of a juvenile justice program, juvenile probation department, juvenile justice alternative education program, pre-adjudication secure detention facility, post adjudication secure correctional facility or short-term detention facility.

(1) Any allegation of abuse, neglect or exploitation involving a juvenile under the jurisdiction of the juvenile court that is not alleged to have occurred in a program or facility under the jurisdiction of the juvenile board shall be reported as required in Texas Family Code, Section 261.

(2) A report of the alleged abuse, exploitation or neglect under (b) shall be made within 24 hours from the time the allegation is made.

(c) Internal Investigation.

(1) An internal investigation shall be conducted of all allegations of abuse, exploitation or neglect of a resident.

(2) All employees, volunteers and interns shall fully cooperate with any Commission investigation of alleged abuse, exploitation, or neglect of a resident;

(3) Until the conclusion of the internal investigation, any person alleged to be a perpetrator of abuse, exploitation or neglect shall be placed on administrative leave or reassigned to a position having no contact with residents in the facility, relatives of the alleged victim, participants in a juvenile justice program or individuals under the jurisdiction of the juvenile court.

(4) At the conclusion of the internal investigation, the facility administrator or his/her designee shall take appropriate measures to provide for the safety of the residents.

(5) The facility administrator or designee shall submit a copy of the internal investigation to the Commission within 5 calendar days following the completion of the internal investigation.

(d) Juvenile Board. In the event the facility administrator is alleged to be a perpetrator of abuse, exploitation or neglect, the juvenile board shall:

(1) conduct the internal investigation or appoint an individual who is not an employee of the facility to conduct the internal investigation;

(2) until the conclusion of the internal investigation, place the facility administrator on administrative leave, or ensure the facility administrator has no contact with residents in the facility, relatives of the alleged victim, participants in a juvenile justice program or individuals under the jurisdiction of the juvenile court.

(3) the juvenile board or their designee shall submit a copy of the internal investigation to the Commission within 5 calendar days following the completion of the internal investigation.

(e) Public Facilities. If the facility is operated by the juvenile board and the chief administrative officer is not the facility administrator, the chief administrative officer may perform the duties under subsection (d) of this section.

§351.4.Intake, Admission and Release.

(a) Intake. Any individual presented for admission for detention in a short-term detention facility and in need of emergency medical care due to injury, illness or intoxication or in need of mental health intervention shall not be admitted into the short-term detention facility.

(1) The referring person shall be directed to a health care facility to have the individual evaluated and treated.

(2) Subsequent admission to the short-term detention facility is contingent upon written medical clearance provided by a medical or mental health professional.

(b) Intoxicated Individuals.

(1) Anyone admitted into a short-term detention facility shall be assessed to determine need for detoxification from alcohol or other substances.

(2) Intoxicated individuals who have been medically cleared for admission should be segregated from other residents and closely monitored by staff.

(c) Intake and Release.

(1) An intake or other officer authorized by the court shall be on duty at the facility or on call 24 hours a day.

(2) Written policy shall state the conditions under which the intake officer may authorize the conditional release of a resident referred to the facility.

(d) Orientation.

(1) A short-term detention officer shall orient each newly admitted resident to the facility.

(2) The orientation shall include an explanation of the following:

(A) facility’s rules; and

(B) grievance procedures.

(e) Personal Property. Written policy shall describe the procedures regarding the handling of residents' personal property held by the facility.

(f) Bedding. Each resident shall be provided suitable clean bedding including sheets, pillow and pillowcase, mattress, and blankets.

(g) Clothing. Clean clothing is to be provided upon admission.

(h) Personal Hygiene. Residents shall be required to bathe or shower upon admission.

(i) Notice. Each resident shall be informed of the procedures in which health care services shall be provided.

(j) Assessment Period. Upon entering a short-term detention facility, a resident may be placed in room confinement for purposes of assessing the risks and needs of the resident in accordance with the following:

(1) the assessment period shall not last more than 24 hours;

(2) short-term juvenile detention officers shall document their assessment of residents during this 24-hour period; and

(3) short-term juvenile detention officers shall conduct and record room checks at staggered intervals not to exceed 15 minutes.

(k) Health Screening. Within one hour of admission, a health screening shall be conducted on each resident. Information obtained shall include but is not limited to:

(1) mental health problems;

(2) suicide risk in accordance with §351.13(d)(1)(A)(ii) of this chapter;

(3) current state of health including:

(A) allergies;

(B) other chronic conditions;

(C) tuberculosis;

(D) sexually transmitted diseases; and

(E) other infectious diseases.

(4) current use of medication including type, dosage, and prescribing physician;

(5) dental problems;

(6) vision problems;

(7) drug and alcohol use;

(8) physical disabilities; and

(9) evidence of physical trauma.

(l) Screening Results. Any finding of the health screening that indicates a significant potential health risk to the staff and residents shall be immediately reported to the facility administrator and the affected resident shall be placed in medical confinement until proper medical clearance is obtained.

(m) Screening. The TJPC Standard Screening Tool shall be administered to each resident that is admitted into the short-term detention facility.

(1) The tool shall be administered within 24 hours from the time the resident is admitted into detention.

(2) A copy of the completed tool shall be provided to the supervising juvenile probation officer.

(3) A copy of the completed tool shall be provided to the receiving pre-adjudication secure detention facility upon transfer from the short-term detention facility.

(n) Release. Procedures for releasing residents shall include:

(1) verification of identity of the person receiving custody;

(2) verification of release authorization;

(3) signed release by resident for return of personal property; and

(4) receipt signed by person receiving custody.

§351.5.Supervision.

(a) Gender.

(1) If residents of both genders are housed within the short-term detention facility, short-term detention officers of both genders shall be on duty and available to the residents for every shift.

(2) Short-term juvenile detention officers of one gender shall be the sole supervisors of residents of the same gender during showers, physical searches, pat downs, disrobing of suicidal youth, or during other times in which personal hygiene practices or needs would required the presence of a short-term detention officer of the same gender.

(b) Ratios.

(1) The short-term juvenile detention officer to resident ratio shall not be less than 1 short-term detention officer to every 8 residents.

(2) An individual hired as a short-term detention officer may count toward meeting the detention officer to resident ratio under subsection (b)(1) of this section so long as the individual:

(A) has received training in recognizing and reporting abuse, exploitation and neglect;

(B) has been certified in

(i) first aid;

(ii) cardio-pulmonary resuscitation; and

(iii) a TJPC approved physical restraint technique; and

(C) has received training on the contents and implementation of the suicide prevention plan.

(c) Level of Supervision.

(1) When present outside of their rooms, residents shall be in the constant physical presence of a short-term detention officer.

(2) Private visitation between one resident and an attorney, authorized visitor or clergy does not require the constant physical presence of a short-term detention officer.

(3) When residents are placed inside of their rooms, the short-term detention officer shall:

(A) visually observe each resident at staggered intervals not to exceed 15 minutes; and

(B) document each observation made with the time of the observation and a general description of the resident’s behavior.

(d) Communication. At least one short-term detention officer on every shift shall carry on their person two-way radio communication with local law enforcement.

(e) Technology. Video and audio monitoring devices shall not substitute for supervision by short-term juvenile detention officers.

§351.6.Data Collection.

The facility administrator shall ensure that accurate annual statistics are gathered and recorded, including:

(1) total number of admissions;

(2) total days of care provided;

(3) residents’ age;

(4) residents’ gender;

(5) residents’ race;

(6) referring offense of those detained;

(7) length of stay;

(8) average cost per resident per day;

(9) total number of physical restraints applied;

(10) total number of mechanical restraints applied;

(11) total number of room confinements;

(12) total number of resident related injuries to detention staff; and

(13) total number of incidents where chemical agents were applied.

§351.7.Residents' Records.

(a) Facility Records. The facility shall maintain:

(1) dated and signed record of entries by the staff supervising the residents;

(2) a daily report of admissions and releases; and

(3) a single document to identify all residents in the facility and their housing assignment.

(b) Admission Records. At the time of admission, the following information will be documented in each resident’s admission record:

(1) date and time of admission;

(2) name;

(3) nicknames and aliases;

(4) social security number;

(5) last known address;

(6) detention criteria as required by the Texas Family Code §53.02(b);

(7) referring offense;

(8) name of attorney;

(9) name, title, and signature of delivering individual;

(10) gender;

(11) race:

(12) date of birth;

(13) place of birth;

(14) citizenship;

(15) current education level;

(16) last school attended;

(17) name, relationship, address, and phone number of parents, guardian, or persons with whom the resident resides at admission; and

(18) health assessment.

(c) Residents Records Maintenance. Resident records shall be maintained in accordance with:

(1) a uniform format for identifying and separating files, and

(2) procedures to ensure confidentiality of records.

(d) Resident Record Contents. Each resident’s record shall include at least the following:

(1) offense report, offense narrative, arrest warrant, or directive to apprehend;

(2) signed inventory of cash and property surrendered signed by the resident and short-term detention officer;

(3) list of approved visitors;

(4) name of assigned probation officer;

(5) record of resident's notification of program rules and disciplinary policy;

(6) record of resident’s notification of the facility’s grievance procedures;

(7) behavioral record including any special incidents, discipline, or grievances;

(8) referrals to other agencies;

(9) a copy of the completed TJPC standard screening tool; and

(10) final release or transfer report.

§351.8.Physical Plant.

(a) Sleeping Units. All sleeping rooms constructed and/or placed into operation on or after the effective date of this standard shall be utilized as single occupancy.

(1) Sleeping rooms constructed and/or placed into operation on or after the effective date of this standard shall have a minimum ceiling height of seven and one-half feet.

(2) Sleeping rooms constructed and/or placed into operation on or after the effective date of this standard shall have a minimum of 60 square feet of floor space.

(3) Residents held in sleeping rooms shall have access to a toilet above floor level, a washbasin, drinking water, running water, and a bed above floor level.

(4) There shall be separate sleeping rooms for male and female residents.

(b) Exits. Facility exits shall be clear of obstruction and properly marked for evacuation in the event of fire or other emergency.

(c) Storage. Storage of cleaning supplies and equipment shall not be accessible to residents.

(d) Safety Plan. Written policies shall promote the safety of residents, staff, and visitors. The policies shall be reviewed annually with written documentation submitted by a qualified fire prevention and safety officer. These shall include, but shall not be limited to:

(1) maintenance of a current fire drill log;

(2) proper disposal of combustible refuse;

(3) a posted plan for prompt evacuation of the facility;

(4) required quarterly fire drills on all shifts; and

(5) procedures for use and control of flammable, toxic, and caustic materials.

(e) Safety Codes. The facility shall conform to the provisions set forth in the Life Safety Code, National Fire Protection Association (NFPA), 101 and/or any applicable state and local fire safety codes. The Life Safety Code may be substituted with local government ordinances/codes only if said ordinances/codes are specifically written to include building occupancy for detention and correctional usage.

(1) A formalized facility Life Safety/fire safety inspection shall be completed prior to the facility becoming operational.

(2) All subsequent Life Safety/fire safety shall be conducted at least annually.

(3) All inspection reports shall be reduced to written documentation which shall include:

(A) an enumeration of the specific codes used during the inspection;

(B) any corrective action required;

(C) the name and title of person conducting the inspection; and

(D) the date(s) of the inspection.

(f) Population. The population of the facility shall not exceed the rated capacity of the facility.

(g) Lighting. There shall be lighting available for the residents.

(h) Lavatory. There shall be a toilet and washbasin for at least every five residents.

(i) Facility Design. All housing areas shall provide for the following:

(1) an operable shower or bath with hot and cold running water for at least every ten residents;

(2) fully functioning:

(A) heating systems;

(B) ventilation systems; and

(C) cooling systems.

(3) access to a drinking fountain.

(j) New Facilities. All facilities placed into operation on or after the effective date of this standard shall provide for the following:

(1) Natural Lighting. All housing areas shall provide natural light available from a source within 20 feet of the area.

(2) Disabled Residents. Rooms or housing units used by disabled residents shall be designed for their use and provide for their safety and security in accordance with state and federal law.

(3) Personal Property. Space shall be provided for secure storage of the resident’s personal property.

(4) Alternate Power Source. The facility shall have an alternate source of power to operate:

(A) operate lights;

(B) communications systems; and

(C) electric door locks.

(5) Preventive Maintenance.

(A) A written plan shall provide for emergency repair or replacement of equipment.

(B) Power systems shall be tested at least every two weeks, the results documented and any deficiencies corrected.

(C) All emergency equipment and systems shall be tested at least monthly, the results documented and any deficiencies corrected.

(6) Ventilation. An alternate means of ventilation shall be maintained in case regular power is interrupted.

(7) Access for Individuals with Disabilities. All parts of the facility that are accessible to the public shall be accessible to and usable by staff and visitors with physical disabilities in accordance with the Americans with Disabilities Act.

(8) Secure Storage. There shall be a location for secure storage of restraining devices, and related security equipment. This equipment shall be readily accessible to authorized persons.

(k) Co-located Facilities. If the short-term detention facility is located in the same building or is on the grounds of any type of adult corrections facility, it shall be a separate, self -contained unit. All applicable federal and state laws pertaining to the separation of juveniles from adult inmates shall apply.

§351.9.Security and Control.

(a) Policy. Written policies for security and control of the facility shall include the following:

(1) procedures to continue operation in the event of a work stoppage;

(2) key control;

(3) control of the use of:

(A) tools;

(B) medical equipment; and

(C) kitchen tools; and

(4) provisions to prevent firearms from entering the secure area of the facility.

(5) Written procedures for coordination with law enforcement authorities in the case of riot, rebellion, escape, or other situations requiring assistance from city, county, or state law enforcement agencies.

(b) Searches. Searches shall be conducted according to written policies limited to the following conditions:

(1) residents may be required to submit to a pat down/frisk search to prevent concealment of contraband and as necessary for facility security;

(2) residents may be required to submit to an oral cavity search to prevent concealment of contraband, to ensure the proper administration of medication, and as necessary for facility security;

(3) residents may be required to surrender their clothing and submit to a search as necessary for facility security;

(4) residents may be required to undergo an anal or genital body cavity search only if there is probable cause to believe that they are concealing contraband; and

(5) an anal or genital body cavity search may be conducted only by a physician.

(c) Special Incidents.

(1) All special incidents including, but not limited to, riots, rebellion, the taking of hostages, escapes, and assaults shall be reported in writing to the facility administrator.

(2) A copy of the report shall be placed in the permanent file of the resident(s) involved in the incident.

(d) Perimeter Security. The facility shall be constructed so that residents remain within the premises and the general public is denied access without authorization. Perimeter security shall be maintained at all times.

§351.10.Rules and Discipline.

(a) Prohibited Sanctions. The following sanctions shall be prohibited:

(1) corporal punishment;

(2) humiliating punishment;

(3) one resident sanctioning another;

(4) group punishment for the acts of an individual;

(5) deprivation of food;

(6) deprivation of clothing;

(7) deprivation of sleep;

(8) deprivation of medical services; and

(9) physical exercise used for discipline, compliance, or intimidation.

(b) Enforcement.

(1) Rule violations and corresponding staff actions shall be recorded in the resident's record.

(2) Law Violations. When a resident is alleged to have committed a felony or a class A or B misdemeanor while in the facility, the case shall be referred to a law enforcement agency for possible investigation and/or prosecution.

§351.11.Food.

(a) Nutritional Requirements. Meals shall be well balanced and nutritious.

(b) Modified Diets. Modified diets shall be provided in the following circumstances:

(1) upon the recommendation of a physician or dentist; or

(2) when a resident’s religious beliefs require it.

(c) Staff Meals. Facility staff on duty where residents are eating need not eat, but if they do, they shall eat the same food served to the residents unless:

(1) a special diet has been ordered by staffs’ physician or dentist; or

(2) a special diet is required by staff’s religious beliefs.

(d) Daily Schedule.

(1) Three meals shall be provided daily.

(2) Two of the meals shall be hot.

(3) No more than 14 hours may elapse between the evening meal and breakfast unless a snack is provided.

(4) Residents shall be allowed no less than 10 minutes to eat.

§351.12.Hygiene.

(a) Bedding and Towels. Bed linens shall be clean.

(b) Housekeeping Plan. A written housekeeping plan shall be followed which promotes cleanliness, facility sanitation, and control of vermin and pests.

(c) Clothing. Clean socks and underclothing shall be issued daily.

(d) Personal Hygiene. Residents shall be required to bathe or shower daily.

(e) Hygiene Plan. Residents shall be given appropriate instruction on hygiene and shall be required to comply with acceptable rules of personal cleanliness and oral hygiene.

§351.13.Health Care Services.

(a) Medical Referral. If a staff member believes any resident to be in need of immediate medical attention or if a resident requests treatment, the resident shall be referred for medical services.

(b) Medical Release. Documentation of consent for medical treatment received in accordance with Texas Family Code Section 32.001, shall be maintained in applicable resident files.

(c) Medication. In accordance with Texas Human Resources Code Section 142.005, the juvenile board shall adopt a policy concerning the administration of medication to residents. The policy shall include which facility employees are authorized to administer medication to residents.

(d) Suicidal Youth.

(1) Prevention Plan.

(A) Each facility shall have a written suicide prevention plan developed in consultation with a mental health professional that addresses the following components:

(i) definitions of high risk and moderate risk suicidal behavior;

(ii) screening methodology to assess a resident’s risk of suicide upon admission and upon any indication a resident previously screened may now be at moderate or high risk for suicidal behavior;

(iii) communication among facility staff, mental health professionals, the resident, and the resident’s parent or guardian including communication regarding observations or indications a resident previously screened may now be at moderate or high risk for suicidal behavior;

(iv) level of supervision for residents assigned to moderate or high risk for suicidal behavior;

(v) policy and procedure for intervening in suicide attempts;

(vi) reporting of resident suicides and attempted suicides in accordance with any applicable state law, administrative standard, or local policy or ordinance;

(vii) training on the contents and implementation of the suicide prevention plan;

(viii) housing of residents assigned to moderate or high risk of suicidal behavior including the removal from the resident’s presence any dangerous objects; and

(ix) mortality reviews designed to review the facility’s compliance and possible needed revisions to the suicide prevention plan following a resident’s suicide.

(B) All short-term juvenile detention officers shall be trained annually in the implementation of the suicide prevention plan.

(C) Review.

(i) The suicide prevention plan shall be reviewed on an annual basis in consultation with a mental health professional.

(ii) The suicide prevention plan shall be included in the facility administrator’s review of the facility’s policies and procedures in accordance with §351.2(d)(1) of this chapter.

(2) Level of Supervision.

(A) Moderate Risk for Suicidal Behavior. During non-program hours, or any time a resident classified as a moderate risk for suicidal behavior is confined or restricted from the general population:

(i) The resident shall be visually checked by a short-term juvenile detention officer at staggered intervals not to exceed every 10 minutes.

(ii) The short-term juvenile detention officer shall document each visual observation made with the time of the observation and a general description of the resident’s behavior.

(B) High Risk for Suicidal Behavior.

(i) Supervision. During non-program hours, or any time a resident classified as high risk for suicidal behavior is confined or restricted from the general population:

(I) the resident shall be under the continuous, uninterrupted visual supervision of a short-term juvenile detention officer; and

(II) the short-term juvenile detention officer shall document physical observations of a high risk resident at staggered intervals of no less than every 30 minutes.

(ii) Required Documentation. The following documentation shall be maintained for high-risk residents and shall be posted where it is immediately accessible to the short-term juvenile detention officer providing supervision to the high risk resident:

(I) the date and time the resident was classified as high risk;

(II) who classified the resident as high risk;

(III) a description of the resident’s behavior that caused the resident’s classification as high risk;

(IV) who has been assigned to supervise the resident;

(V) the location for the resident’s supervision;

(VI) the date and time the resident was reclassified as no longer being high risk; and

(VII) the name of the mental health professional who reclassified the resident as no longer being high risk.

(C) A short-term juvenile detention officer assigned to work in a facility’s primary control room may not provide supervision under paragraph (2)(A) or (2)(B) of this subsection.

(D) Video and audio monitoring devices shall not substitute for supervision by a short-term juvenile detention officer under paragraph 2(A) or (2)(B) of this subsection.

(3) Mental Health Referral.

(A) The facility shall refer a resident classified as exhibiting a high risk for suicidal behavior to a mental health professional as defined by §351.1(10)(A),(B),(E),(F) and (G) of this chapter within 24 hours from the time the resident is classified as a high risk for suicidal behavior.

(B) The facility shall maintain written documentation that the referral under subparagraph (A) of this paragraph was made. The documentation shall include:

(i) who notified the mental health professional or mental health agency;

(ii) the date and time of the notification;

(iii) the method of notification; and

(iv) a brief description of the response provided by the mental health professional or mental health agency.

(C) Prior to being removed from a high risk for suicidal behavior designation/classification, a mental health professional as defined by section §351.1(10)(A)(B)(E)(F) and (G) of this chapter shall conduct an assessment of the resident’s suicide risk and issue a written recommendation which addresses the following:

(i) the need to re-classify the resident’s suicide risk level;

(ii) the need for intervention strategies and/or services during the resident’s period of incarceration within the facility; and

(iii) the need for additional assessment(s).

(D) The mental health professional’s written recommendation shall be maintained in the resident’s record.

(E) Only the facility administrator or their designee may remove a resident from being designated/classified as being a high risk for suicidal behavior paragraph (2)(B) of this section.

§351.14.Communications.

(a) Visitation.

(1) Written policies shall allow for regularly scheduled visitation and procedures for emergency visitation.

(2) The parents or guardians of the resident shall be provided a copy of the visitation schedule.

(3) A registry shall be maintained to document the name and relationship to the resident of all visitors.

(4) Attorneys and their representatives may visit residents at any time.

(b) Telephone.

(1) Written policies shall allow reasonable and fair access to telephones and detail the specific time, length, and other limitations on calls.

(2) The parents or guardians of the resident shall be provided a copy of the policy.

(c) Mail.

(1) Limitations. A resident's rights to privacy and correspondence may not be limited except when:

(A) probable cause exists to suspect that the correspondence is part of an attempt to formulate, devise, or otherwise effectuate a plan to escape from the facility or to violate state or federal laws. If such cause exists, then facility staff shall:

(i) ask the resident’s permission to read the letter;

(ii) if permission is denied, request a search warrant prior to opening and reading the letter; and

(iii) if a search warrant request is denied, the correspondence shall be provided to the resident;

(B) Communication with certain individuals is specifically forbidden by:

(i) the resident's court ordered rules of probation or parole; or

(ii) by the facility's rules of separation; or

(iii) a specific list of individuals furnished by a minor resident’s parents or guardian indicating who they feel should not communicate with the resident.

(iv) Such incoming correspondence shall be returned unopened to the sender.

(2) Withholding mail. When mail is withheld from the resident, the reasons shall be documented.

(3) Materials and Postage. Upon request, residents shall be furnished with writing materials and postage for no fewer than two letters.

(4) Legal Correspondence. Residents shall be furnished adequate postage for legal correspondence.

(5) Forwarding Mail. Provisions shall be made to forward mail when the resident is released or transferred.

(6) Inspection. Mail may be opened by staff only in the presence of the resident with inspection limited to searching for contraband. Money received in the mail shall be held for the resident in their personal property inventory, with receipt provided, or returned to the sender.

§351.15.Residents’ Rights.

(a) Illegal Discrimination. Residents shall not be subjected to discrimination based on race, national origin, religion, sex, or disability.

(b) Supervision. Residents shall not be subjected to supervision and control by other residents. Supervision is to be exercised only by short-term detention officers .

(c) Legal Counsel. Residents have the right to confidential contact with attorneys through telephone, uncensored letters, and personal visits.

(d) Work. Residents may not be required to work unless the activity is related to general housekeeping or as required by a court order or deferred prosecution agreement for community service restitution.

(e) Visitation and Communication. Residents have the right to receive visitors and to communicate and correspond subject only to the limitations necessary to maintain facility security and control.

(f) Use of Medication. Except upon the order of a physician, no stimulant, tranquilizer, or psychotropic drug shall be administered to residents.

(g) Experimentation. Participation by residents in medical, pharmaceutical, or cosmetic experiments is prohibited.

(h) Grievances. The facility shall have a written grievance procedure with at least one level of appeal.

(i) Religion. Residents may participate in religious services and religious counseling voluntarily, subject to the limitations necessary to maintain facility security and control.

(j) Services.

(1) Residents have the right to a program of services including:

(A) one hour of physical exercise per day outside of the resident’s cell/sleeping unit; and

(B) one hour of unstructured activity per day outside of the resident’s cell/sleeping unit.

(2) Denial of a service under paragraph (1)(A) and (B) of this section shall not be used as a means of disciplining a resident. Denial of a service under paragraph (1)(A) of this subsection and paragraph (1)(B) of this subsection may only occur during the resident’s assessment period under §351.4(k) of this title or if the resident poses a threat to himself or others.

(k) Treatment and Safety. Residents shall not be subjected to abuse, neglect or exploitation as defined in Chapter 261, Texas Family Code.

§351.16.Volunteers and Interns.

If a short-term detention facility has or develops a volunteer or internship program, the juvenile board shall adopt the following policies:

(1) a description of the authority, responsibility and accountability of volunteers and interns who work with the department;

(2) performance of a Texas criminal history background search (TCIC).

(3) performance of a local law enforcement sex offender registration records check in the city or county where the volunteer or intern resides.

(4) selection and termination criteria including disqualification based on criminal history;

(5) orientation and training requirements including training on recognizing and reporting abuse, exploitation and neglect;

(6) a requirement that volunteers and interns meet minimum applicable professional requirements; and

(7) a provision for a volunteer and intern registry sign-in log.

§351.17.Waivers and Variances.

Unless expressly prohibited by another standard, the juvenile board, chief administrative officer or facility administrator may make an application for waiver and the juvenile board may make an application for variance of any standard or standards adopted by the Commission in accordance with §349.2 of this title.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300446

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter C. SHORT-TERM JUVENILE DETENTION OFFICERS

37 TAC §§351.30 - 351.33

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§351.30.Employment of Short-Term Juvenile Detention Officers.

(a) Qualifications for Employment.

(1) Short-Term Juvenile Detention Officers and Supervisors of Short-Term Juvenile Detention Officers.

(A) An applicant for the position of a short-term juvenile detention officer, or supervisor of short-term juvenile detention officers shall be at least 21 years of age; and

(B) have either a high school diploma or a general equivalency diploma from a high school or issuing authority within the United States of America. An applicant with a high school diploma issued in a foreign country or who completed high school under home schooling may be hired contingent upon a successful validation of the applicant’s high school diploma or high school education under subparagraph (C) of this paragraph.

(C) Validation of High School Diploma or High School Education:

(i) Method of Validation. An applicant with a foreign high school diploma, or who received a high school education through home schooling shall validate his/her high school diploma within 3 months from the applicant’s date of hire using one of the following methods:

(I) obtaining unconditional acceptance into a college or university accredited by an accrediting organization recognized by the Texas Higher Education Coordinating Board;

(II) receiving a general equivalency diploma;

(III) obtaining evaluation of their high school diploma as the equivalent to a high school diploma received within the United States of America by an educational evaluation service approved by the Commission; and

(IV) providing documentation of the conferral of a bachelor’s or master’s degree from a university or college accredited by an accrediting organization approved by the Texas Higher Education Coordinating Board.

(ii) A short-term detention officer subject to subparagraph (C) of this paragraph who fails to validate his/her high school education within the three month time frame shall not be the sole supervisor of residents under §351.5(a)(2) of this title, nor count toward meeting the supervision ratio under §351.5(b) of this title.

(2) Facility Administrator. An applicant for the position of facility administrator shall:

(A) have a bachelor’s degree conferred by a college or university accredited by an accrediting organization recognized by the Texas Higher Education Coordinating Board; and

(B) have either:

(i) one year of graduate study in criminology, corrections, counseling, law, social work, psychology, sociology; or

(ii) have one year of experience in full-time casework, counseling, community group work in criminal justice or a related field.

(C) If necessary, and in accordance with Title 37 Texas Administrative Code §341.39, the juvenile board, or chief administrative officer shall apply to the Commission for an exemption of the one year of experience or graduate study prior to the employment of an individual as the facility administrator.

(b) Criminal Records Check. Prior to employing a person as a short-term juvenile detention officer, supervisor of short-term juvenile detention officers, or facility administrator, the facility administrator, chief administrative officer, juvenile board or their designee shall initiate a criminal history check in accordance with the following guidelines:

(1) The following criminal history checks shall be conducted:

(A) a Texas criminal history background search (TCIC);

(B) a local law enforcement sex offender registration records check in the city or county where the applicant resides; and

(C) a Federal Bureau of Investigation fingerprint based criminal history background search (NCIC).

(2) In addition to the requirements of paragraph (1) of this subsection, if the applicant currently resides in one of the following states, or resided in one of the following states within the 10 years prior to the date the employment application was made, a state criminal history background search and state sex offender registration check shall also be conducted where available:

(A) Hawaii;

(B) Kansas;

(C) Kentucky;

(D) Louisiana;

(E) Maine;

(F) Massachusetts;

(G) New Hampshire;

(H) Rhode Island;

(I) Tennessee;

(J) Vermont; and

(K) the District of Columbia.

(3) An Internet based criminal background search shall not be used to conduct the background searches required under subsection (b)(1)(A) or subsection (b)(1)(C) of this section.

(4) A copy of the returned criminal history checks shall be retained in the facility's records.

(5) Continued employment shall be contingent upon the completion and return of criminal history checks that show the individual has no disqualifying criminal history in accordance with §351.30(c)(1) of this title.

(c) Disqualification from Employment.

(1) Criminal History. A person with the following criminal history shall be disqualified from employment as a short-term juvenile detention officer, supervisor of juvenile detention officers, or administrative officer.

(A) a felony conviction against the laws of this state, another state, or the United States within the past 10 years;

(B) a deferred adjudication for a felony against the laws of this state, another state, or the United States within the past 10 years;

(C) current felony probation or parole;

(D) a jailable misdemeanor conviction against the laws of this state, another state or the United States within the past 5 years;

(E) a deferred adjudication for a jailable misdemeanor against the laws of this state, another state, or the United States within the past 5 years;

(F) current misdemeanor probation or parole; or

(G) registration as a sex offender under Chapter 62, Texas Code of Criminal Procedure.

(H) Waiver. A request for waiver under §349.2 of this title may not be requested for this section unless the person received a pardon based upon proof of innocence or the reversal of a finding of guilt by a trial or appellate court.

(2) Revocations and Suspensions. An individual whose certification has been revoked by the Commission shall never qualify for employment as a juvenile detention officer, supervisor of detention officers or administrative officer.

(A) An individual whose certification is currently under a suspension order issued under §349.27(d)(2) of this title shall not qualify for employment as a juvenile detention officer, supervisor of juvenile detention officers, or administrative officer so long as the suspension order remains in effect.

(B) An individual whose certification is currently under a suspension order issued under §349.31(a) of this title shall not qualify for employment as a juvenile detention officer, supervisor of juvenile detention officers, or administrative officer until the Commission receives an order issued under Texas Family Code §232.013 staying or vacating the license suspension.

(d) Applicability. This section applies to all individuals hired on or after the effective date of this subchapter.

§351.31.Training.

(a) Training Required Before Assuming Duties. Before assuming duties as the facility administrator and before providing supervision to residents, the facility administrator and all short-term detention officers shall be trained in recognition and reporting of abuse, exploitation and neglect, the contents and implementation of the facility’s suicide prevention plan, and hold current certification in first aid, cardio-pulmonary resuscitation, and a physical restraint technique that has been approved by the Commission.

(b) Training Required Within 60 Days from Date of Hire.

(1) Within 60 days from the date of hire, the facility administrator and short-term detention officers shall be trained in the following subjects:

(A) Introduction to Juvenile Detention;

(B) Juvenile Rights;

(C) Abuse, Exploitation and Neglect;

(D) Behavior Observation and Recording;

(E) Suicide Prevention and Identification;

(F) Legal Liabilities;

(G) Dynamics of Youth with Mental Illness in Detention Centers;

(H) Behavior Management;

(I) Risk Management, Safety, and Security;

(J) HIV/AIDS and other Communicable Diseases; and

(K) Medical and Health Services.

(2) A short-term juvenile detention officer who fails to complete the training required under paragraph (1) of this subsection within 60 days shall not be the sole supervisor of residents under §351.5(a)(2) of this title, nor count toward meeting the supervision ratio under §351.5(b) of this title.

§351.32.Requirements for Continued Employment.

(a) Criminal History Checks.

(1) The facility administrator, chief administrative officer, or juvenile board shall conduct a criminal history check in accordance with §351.30(b) of this title on every short-term juvenile detention officer, supervisor of short-term juvenile detention officers every two years.

(2) The chief administrative officer or juvenile board shall conduct a criminal history check in accordance with §351.30(b) of this title on the facility administrator.

(3) A person whose returned criminal history check reveals disqualifying criminal history as described under §351.30(c) of this title may not be the sole supervisor of residents under §351.5(a)(2) of this title, nor count toward meeting the supervision ratio under §351.5(b) of this title.

(b) Training.

(1) Certifications. The facility administrator and every short-term juvenile detention officer shall maintain a current certification in first aid, cardio-pulmonary resuscitation, and a physical restraint technique that has been approved by the Commission.

(2) Continuing Education. In addition to the certifications required under paragraph (1) of this subsection the facility administrator and every short-term juvenile detention officer shall receive 30 hours of training in a field related to the performance of their duties every two years.

(3) Abuse, Exploitation and Neglect. Short-term detention officers shall receive training on recognizing and reporting abuse, exploitation and neglect on an annual basis.

§351.33.Certification.

The facility administrator of a short-term detention facility, may elect to certify a facility’s short-term juvenile detention officers and supervisors of short-term detention officers as detention officers in accordance with 37 Texas Administrative Code Chapter 349. If the election to certify is made, every short-term detention officer within the facility comply with the certification standards found in Chapter 349.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300447

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710


Subchapter D. RESTRAINTS

37 TAC §§351.40 - 351.48

These standards are proposed under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

No other code or article is affected by these new standards.

§351.40.Definitions.

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Approved Physical Restraint Technique ("physical restraint")--A professionally trained restraint technique that uses a person’s physical exertion to completely or partially constrain another person’s body movement without the use of mechanical restraints. The approved physical restraint technique shall be approved for use by the Commission and adopted by the juvenile board.

(2) Approved Mechanical Restraint Devices ("mechanical restraint")--A professionally manufactured mechanical device to aid in the restriction of a person's bodily movement. The approved mechanical restraint shall be approved by the Commission and adopted by the juvenile board. The following are Commission approved mechanical restraint devices:

(A) Ankle Cuffs--Metal, cloth or leather band designed to be fastened around the ankle to restrain free movement of the legs;

(B) Anklets--Cloth or leather band designed to be fastened around the ankle or leg;

(C) Handcuffs--Metal devices designed to be fastened around the wrist to restrain free movement of the hands and arms;

(D) Plastic Cuffs--Plastic devices designed to be fastened around the wrist or legs to restrain free movement of hands, arms or legs;

(E) Restraint Chair--A professionally manufactured security restraining device that may utilize a combination of handcuffs, leg cuffs, and restraining straps in a specially designed upright contoured chair to provide effective containment of a resident;

(F) Waist Band--A cloth, leather, or metal band designed to be fastened around the waist used to secure the arms to the sides or front of the body; and

(G) Wristlets--A cloth or leather band designed to be fastened around the wrist or arm which may be secured to a waist belt.

(3) Chemical Restraint--The application of a chemical agent on a resident or residents.

(4) Four Point Restraint--The use of mechanical restraint devices, applied to each of a resident's wrists and ankles, used to secure a resident face up to a professionally manufactured bed.

(5) Physical Escort--Touching or holding a resident with a minimum use of force for the purpose of directing the resident's movement from one place to another. A physical escort is not considered a physical restraint.

(6) Protective Devices--Professionally manufactured devices used for the protection of residents or staff that do not restrict the movement of a resident. Protective devices are not considered mechanical restraint devices.

(7) Restraints--Physical, mechanical, or chemical restraint.

§351.41.Requirements.

The use of restraints shall be governed by the following criteria:

(1) restraints shall only be used by juvenile probation and detention officers;

(2) prior to participating in any restraint juvenile probation officers and juvenile detention officers shall be:

(A) certified in the use of the approved physical restraint technique;

(B) trained in the use all approved mechanical restraint devices; and

(C) trained in the use of any approved chemical agents;

(3) restraints shall only be used in instances of threat of imminent self-injury, injury to others, serious property damage, or prevention of escapes;

(4) restraints shall only be used as a last resort;

(5) only the amount of force and type of restraint necessary to control the situation shall be used;

(6) restraints shall be implemented in such a way as to protect the health and safety of the resident and others; and

(7) restraints shall be terminated as soon as the resident's behavior indicates that the threat of imminent self-injury, injury to others, serious property damage, or prevention of escape has subsided.

§351.42.Prohibitions.

Restraints that employ a technique listed below are prohibited:

(1) restraints used for punishment, discipline, retaliation, harassment, compliance, intimidation, or as a substitute for room restriction or confinement;

(2) restraints that deprive the resident of basic human necessities including restroom privileges, water, food and clothing;

(3) restraints that are intended to inflict pain;

(4) restraints that put a resident face down with sustained or excessive pressure on the back or chest cavity;

(5) restraints that put a resident face down with pressure on the neck or head;

(6) restraints that obstruct the airway or impair the breathing of the resident;

(7) restraints that restrict the resident’s ability to communicate;

(8) restraints that obstruct the view of the resident’s face;

(9) any technique that does not require the monitoring of the resident’s respiration and other signs of physical distress during the restraint; and

(10) percussive or electrical shocking devices.

§351.43.Documentation.

Documentation. Except as required by §351.48(c) of this title, all restraints shall be fully documented and maintained. Written documentation regarding the use of restraints shall require at a minimum:

(1) name of resident;

(2) staff member(s) name and title(s) who administered the restraint;

(3) date of the restraint;

(4) duration of the restraint including notation of the time the restraint began and ended;

(5) location of the restraint;

(6) description of preceding activities;

(7) behavior which prompted the restraint;

(8) type of restraint applied;

(9) efforts made to de-escalate the situation and alternatives to restraint that were attempted; and

(10) any injury that occurred during the restraint.

§351.44.Physical Restraint.

In addition to the requirements found in §351.41, §351.42 and §351.43 of this chapter, juvenile probation and detention officers shall be re-certified in the approved physical restraint technique at least every two years.

§351.45.Mechanical Restraint .

In addition to the requirements found in §351.41, §351.42 and §351.43 of this chapter, the use of mechanical restraint, except the restraint chair shall be governed by the following criteria:

(1) Requirements.

(A) mechanical restraints shall only be used in a manner consistent with their intended use;

(B) there shall be provisions for the inspection and maintenance of mechanical restraint devices; and

(C) mechanical restraints may be used when moving a resident from point to point within the facility. The mechanical restraint shall terminate upon completion of the resident’s relocation.

(2) Prohibitions.

(A) mechanical restraint devices shall not be altered from the manufacturer's design;

(B) a resident shall not be placed face down while restrained in any mechanical restraint for a period of time longer than necessary to apply the restraint devices;

(C) a mechanical restraint shall not secure a resident in a prone position with his or her arms and/or hands behind the resident’s back and secured to the resident’s legs;

(D) mechanical restraint devices shall not be secured so tightly as to interfere with circulation nor so loosely as to cause chafing of the skin;

(E) mechanical restraint devices shall not be secured to a stationary object except when complete immobilization is required by four-point restraint;

(F) a resident in mechanical restraints shall not participate in any physical activity; and

(G) plastic cuffs shall only be used in emergency situations.

§351.46.Restraint Chair.

(a) Requirements. In addition to the requirements found in §351.41, §351.42 and §351.43 of this chapter, the use of the restraint chair shall be governed by the following criteria:

(1) only a professionally manufactured restraint chair approved by the juvenile board may be used in a juvenile facility;

(2) the restraint chair may only be used to prevent self-injury, injury to others, or when a resident displays extremely aggressive or disruptive behavior and other approved restraint techniques are inappropriate or ineffective to control the resident's behavior; and

(3) only a juvenile probation or detention officer who has been trained in the proper use of the restraint chair shall:

(A) be authorized to place a resident in the restraint chair; and

(B) provide supervision of a resident placed in the restraint chair;

(4) circulation checks shall be conducted by a juvenile probation or detention officer every 10 minutes;

(5) length of confinement

(A) a resident shall be released from the restraint chair as soon as the resident is no longer a threat to self or others and the resident can be reasonably controlled by staff;

(B) a resident shall be considered for removal from the restraint chair every ten minutes;

(C) the maximum confinement time in the restraint chair is one hour unless authorized by the facility administrator or designee after examination of the resident's condition by one of the following licensed medical professionals:

(i) emergency medical services (EMS/fire rescue);

(ii) paramedic;

(iii) registered nurse (RN);

(iv) physician (MD);

(v) licensed vocational nurse (LVN);

(vi) licensed practicing nurse (LPN);

(vii) physician assistant (PA); or

(viii) emergency medical technician (EMT);

(D) five hours is the maximum total time a resident may be restrained in a restraint chair within a twenty-four hour period;

(6) each use of the restraint chair shall be authorized by the facility administrator or designee;

(7) when occupied, the restraint chair shall be placed in an area with minimum visibility by other residents in the facility; and

(8) there shall be provisions for the inspection and maintenance of the restraint chair.

(b) Prohibitions.

(1) restraint chairs that have been altered, modified or customized in any way from their originally manufactured state and intended use; and

(2) the restraint chair shall not be used to confine any resident for the sole reason as having been designated as being at high risk of suicidal behavior.

(c) Supervision of Resident in Restraint Chair.

(1) level of supervision.

(A) a resident placed in the restraint chair shall be under constant visual supervision until the resident is removed from the chair;

(B) the officer responsible for providing the constant visual supervision of a resident in the restraint chair may have limited concurrent duties only if those duties do not impede the constant visual supervision requirement; and

(C) a resident classified as high risk of suicidal behavior under §351.13(d) of this chapter who is placed in a restraint chair shall be supervised in accordance with §351.13(d)(2)(B) of this chapter;

(2) the officer responsible for providing the constant visual supervision of a resident in the restraint chair shall have physical possession of the key or other mechanism for unlocking or releasing the resident from the restraint chair;

(3) primary control room staff shall not be authorized to provide the constant visual supervision of a resident placed in the restraint chair; and

(4) audio and/or video monitoring cannot substitute for the constant visual supervision;

(d) Required Training. Any juvenile probation or juvenile detention officer authorized to place a resident into a restraint chair shall be trained annually in the proper use of the restraint chair. Training topics shall include but not be limited to:

(1) circumstances that are appropriate for use of the restraint chair;

(2) proper use of the restraint chair, including how to get a resident in and out of the device safely;

(3) supervision procedures for a resident placed in the chair;

(4) monitoring the vital signs and critical circulation points of a resident placed in the restraint chair;

(5) emergency procedures for the removal of a resident from the restraint chair; and

(6) documentation required for use of the restraint chair.

(e) Documentation of Chair Restraints. In addition to any documentation required under §351.43 of this chapter a ten-minute observation log shall be maintained that documents:

(1) justification for the resident’s continued restraint in or removal from the restraint chair;

(2) the results of the circulation checks conducted under §351.46(a)(4) of this chapter; and

(3) any medical checks conducted under §351.46(a)(5)(c) of this chapter.

(f) Review of Use of Restraint Chair.

(1) The facility administrator and the juvenile board shall review the use of the restraint chair annually.

(2) The review shall consider and evaluate:

(A) the frequency of use;

(B) the outcomes of the chair's use; and

(C) any needed modifications to policy and procedure concerning the chair.

§351.47.Chemical Agents.

In addition to the requirements found in §351.41, §351.42 and §351.43 of this chapter, the use of chemical agents shall be governed by the following criteria:

(1) the juvenile board shall authorize under which situations chemical agents may be used;

(2) immediately following the use of a chemical agent, exposed residents shall be examined by a medical professional and treated if necessary;

(3) in all cases, the use of a chemical agent shall be witnessed by a staff member other than the juvenile detention officer using the agent; and

(4) any use of a chemical agent is to be reported to the facility administrator immediately after the incident.

§351.48.Transporting Residents Outside Facility.

(a) During transportation of a resident in a vehicle, the resident may not be affixed to any part of the vehicle.

(b) During transportation in a vehicle, a resident may not be secured to another resident.

(c) Mechanical restraints used during routine transportation in a vehicle, or movement of a resident from the facility to another location outside the facility are not required to be documented as a restraint.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on January 22, 2003.

TRD-200300448

Lisa A. Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Earliest possible date of adoption: March 9, 2003

For further information, please call: (512) 424-6710