TITLE 37.PUBLIC SAFETY AND CORRECTIONS

Part 1. TEXAS DEPARTMENT OF PUBLIC SAFETY

Chapter 1. ORGANIZATION AND ADMINISTRATION

Subchapter A. OBJECTIVE, MISSION, AND PROGRAM

37 TAC §§1.3 - 1.5

The Texas Department of Public Safety proposes amendments to §1.3, §1.4, and new §1.5, relating to Objective, Mission, and Program. Amendment to §1.3(b)(1)(F) is necessary due to a name change of that particular service within the department. Subparagraphs (B) and (C) of paragraph (b)(2) are deleted as they are encompassed within subparagraph (A). Amendment to §1.4 is necessary to delete subsection (c) which is no longer a program within the Traffic Law Enforcement Division. New §1.5 is necessary as the Driver License Division, having been deleted from §1.4(c), is now a separate program within the department.

Tom Haas, Chief of Finance, has determined that for each year of the first five-year period the rules are in effect there will be no fiscal implications for state or local government, or local economies.

Mr. Haas also has determined that for each year of the first five-year period the rules are in effect the public benefit anticipated as a result of enforcing the rules will be current and updated rules which list the various department programs. There is no anticipated adverse economic effect on individuals, small businesses, or micro- businesses.

Comments on the proposal may be submitted to Mary Ann Courter, General Counsel, Texas Department of Public Safety, P.O. Box 4087, Austin, Texas 78773-0140, (512) 424-2890.

The amendments and new section are proposed pursuant to Texas Government Code, §411.004(3), which authorizes the Public Safety Commission to adopt rules considered necessary for carrying out the department's work, and Texas Government Code, §2001.039. Texas Government Code, §411.004(3) and §2001.039 are affected by this proposal.

§1.3.Programs.

(a) The programs of the Department of Public Safety fall into three general classes:

(1) street and highway traffic management;

(2) crime suppression and control; and

(3) emergency management.

(b) The three major classes of functional departmental programs within the department are as follows:

(1) police law enforcement function:

(A) highway patrol service;

(B) drivers license service;

(C) vehicle inspection service;

(D) license and weight service;

(E) narcotics service;

(F) special crimes [ criminal intelligence ] service;

(G) Texas Ranger service;

(H) motor vehicle theft service;

(2) administrative and regulatory function:

(A) drivers license service (primary responsibility);

[ (B) driver and vehicle records;]

[ (C) statistical services of driver and vehicle records (accident records function only);]

(B) [ (D) ] vehicle inspection service, parameter vehicle emission and vehicle idle emission inspection and maintenance (primary responsibility);

(C) [ (E) ] motorcycle operator training and all- terrain vehicle certification;

(D) [ (F) ] controlled substance registration;

(E) [ (G) ] alcohol testing program;

(3) staff support and supplemental functions:

(A) inspection and planning;

(B) staff services;

(C) crime records services;

(D) safety education service;

(E) accounting and budget control;

(F) motor carrier lease;

(G) public information;

(H) emergency management;

(I) administrative and legal services;

(J) communications service;

(K) crime laboratory services statewide;

(L) missing children/persons clearinghouse;

(M) automated data processing.

§1.4.Programs under Traffic Law Enforcement Division.

(a) Highway Patrol Service. The program of the Highway Patrol Service is "Police Traffic Supervision and General Law Enforcement on Rural Highways." This program consists of the following major activities:

(1) Police traffic supervision on rural highways:

(A) police traffic direction;

(B) police traffic accident investigation; and

(C) police traffic law enforcement and patrol.

(2) General police work--primarily on rural highways:

(A) criminal law enforcement;

(B) emergencies and disasters; and

(C) security activities.

(b) License and Weight Service. The program of the License and Weight Service is "The Supervision of Commercial Vehicles, Police Traffic Supervision, and General Law Enforcement on Rural Highways." This program includes the following major activities:

(1) Supervision of commercial vehicle traffic:

(A) assistance to commercial vehicle owners and operators on technical matters;

(B) supervision of motor carrier operations; and

(C) traffic law enforcement on commercial vehicles.

(2) Traffic and criminal law enforcement on rural highways.

[ (c) Drivers License Service. The program of the Drivers License Service is "The Licensing and Postlicense Control of Drivers, Police Traffic Supervision, and General Law Enforcement." This program consists of the following major activities:]

[ (1) examination of new drivers;]

[ (2) improvement and control of problem drivers; and]

[ (3) traffic and criminal law enforcement.]

(c) [ (d) ] Vehicle Inspection Service. The program of the Vehicle Inspection Service is "Vehicle Inspection Station Supervision, Police Traffic Supervision, and General Law Enforcement." This program includes the following major activities:

(1) Inspection station supervision:

(A) station qualification;

(B) station inspection;

(C) station control; and

(D) supervision of emissions testing.

(2) Traffic and criminal law enforcement by vehicle inspection commissioned officers.

(d) [ (e) ] Safety Education Service. The program of the Safety Education Service is "Public Safety Education." This program consists of the following major activities:

(1) Public traffic safety education;

(2) Public education in crime prevention and safety related matters;

(3) Public information;

(4) Cooperation with and assistance to other agencies; and

(5) Traffic and criminal law enforcement.

(e) [ (f) ] Communications Service. The program of the Communications Service is "Police Communication." This program consists of the following activities:

(1) Transmission and receipt of department messages;

(2) Transmission and receipt of emergency-type messages for other police agencies; and

(3) Other special assistance to other departments and agencies.

(f) [ (g) ] General Obligations. Personnel of all services, agencies, and units in the department are subject to assignment by the director to perform in any program or activity when he deems such assignments necessary.

(g) [ (h) ] Motor Carrier Bureau. The program of the Motor Carrier Bureau is to provide administrative support applicable to the License and Weight Service relative to motor carrier safety issues. This program consists of the following sections.

(1) The Motor Carrier Safety Section will provide the support to administer the Motor Carrier Safety Requirements.

(2) The Motor Carrier Records Section maintains all activity reports submitted by the License and Weight Service.

(3) The Motor Carrier Compliance Audit Section performs the administrative function of the enforcement of the Motor Carrier Safety and Hazardous Materials Regulations.

§1.5.Programs under the Driver License Division.

The mission of the Driver License Division is to provide exceptional customer service, promote public safety and enhance safe driving on Texas roadways. The Driver License Program consists of the following major activities:

(1) examination of new drivers and renewal of licensed drivers;

(2) issuance of driver license and identification cards;

(3) improvement and control of problem drivers;

(4) maintenance of driver and accident records;

(5) administration of safety responsibility regulations;

(6) operation of the Administrative License Revocation (ALR) program;

(7) dissemination of driver license information and customer service; and

(8) traffic and criminal law enforcement.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 1, 2003.

TRD-200302142

Thomas A. Davis, Jr.

Director

Texas Department of Public Safety

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-2135


Chapter 18. DRIVER EDUCATION

Subchapter A. COMMERCIAL DRIVER TRAINING SCHOOL TESTING AND ISSUANCE OF INSTRUCTION PERMITS

37 TAC §18.3

The Texas Department of Public Safety proposes an amendment to §18.3, concerning Driver Education. The title of the subchapter is changed to better reflect content. The amendment further requires that commercial driver training schools obtain an original transaction from a local driver license office in order to have a driver license number to assign to the student when the commercial driver training school issues that student an instruction permit. The department has experienced cases in the past where commercial driver training schools have administered written examinations for the issuance of an instruction permit to students 14 years of age. Since these students are not eligible, due to their age, to be issued the original transaction for the assignment of a driver license number, the department feels that examinations for the issuance of the instruction permit should not be given until the student qualifies for the issuance of the original transaction assigning a driver license number.

Tom Haas, Chief of Finance, has determined that for each year of the first five-year period the rule is in effect there will be no fiscal implications for state or local government, or local economies.

Mr. Haas also has determined that for each year of the first five-year period the rule is in effect the public benefit anticipated as a result of enforcing the rule will be to place commercial driver training schools on an equal level for those that issue instruction permits and those that do not. Further, it causes the applicant/student to meet the same criteria in both instances and eliminates confusion. There is no anticipated adverse economic effect on individuals, small businesses, or micro-businesses.

Comments on the proposal may be submitted to Frank Elder, Assistant Chief of Driver License, Texas Department of Public Safety, P.O. Box 4087, Austin, Texas 78773-0300, (512) 424-2768.

The amendment is proposed pursuant to Texas Government Code, §411.004(3), which authorizes the Public Safety Commission to adopt rules considered necessary for carrying out the department's work, and Texas Transportation Code, §521.005.

Texas Government Code, §411.004(3) and Texas Transportation Code, §521.005 are affected by this proposal.

§18.3.Tests Administered by a Commercial Driver Training [ Driving ] School Prior to Issuing Instruction Permits.

(a) Prior to the issuance of an instruction permit by the commercial driver training school , the school must have obtained the driver license number from the department and must have administered a vision exam , the Class C-Road Signs test , and the Class C--Road Rules test [ tests ] to each student . Each [ and the ] student issued an Instruction Permit must have passed the Class C--Road Signs and Class C--Road Rules tests with a score of at least 70% on each. The tests will be administered by the commercial driver training school in accordance with the following guidelines:

(1) Vision. The student's distant visual acuity must be checked by the commercial driver training [ education ] school utilizing a device suitable for accurately measuring a person's visual acuity and in a manner which is consistent with the procedures prescribed by the manufacturer of the device. The results of the student's visual acuity will be recorded on the Texas Driver Education Certificate, form DE-964. If the student normally wears corrective lenses and/or has no objection to being restricted to wearing corrective lenses while driving, the student must be tested with corrective lenses. Record the uncorrected vision test results on the DE-964 certificate in the spaces provided. If the vision is checked with corrective lenses, the corrected vision test results will also be recorded. The test results will be evaluated upon presentation of the DE-964 certificate to the Driver License office after issuance of the instruction permit by the commercial driver training [ driving ] school. If a license restriction is required due to vision limitations, an instruction permit will be issued by the department which indicates the proper restriction(s). Students with obvious visual problems should be referred to the Driver License office where the instruction permit will be issued after testing and any necessary referrals to vision specialists. A student with obvious vision problems should not be issued an instruction permit by a commercial driver training [ driving ] school nor should behind-the-wheel instruction be given until the student is issued a permit.

(2) Class C--Road Signs and Class C--Road Rules Tests. The student will be tested by the commercial driver training school using the Class C--Road Signs and Class C-- Road Rules examinations obtained from the Texas Department of Public Safety, General Services Bureau. The tests will be available in English and Spanish. Other languages and oral tests must be referred to a Driver License office. Each student must score a minimum of 70% correct on each exam in order to pass. These results will be recorded on the DE-964 certificate. NO STUDENT MAY BE TESTED PRIOR TO THEIR 15TH BIRTHDAY.

(b) A commercial driver training [ education ] school may administer the vision, Class C--Road Signs, and Class C--Road Rules parts of the driver examination only to a student enrolled in the school for purposes of satisfying the examination requirements of the Driver License Law and only when the commercial driver training [ driving ] school is going to issue the instruction permit as prescribed herein. Tests may be reviewed with a student after completion of the exam, but students may not be given copies of the tests. The tests may not be reviewed with students prior to testing.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 1, 2003.

TRD-200302143

Thomas A. Davis, Jr.

Director

Texas Department of Public Safety

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-2135


Chapter 19. BREATH ALCOHOL TESTING REGULATIONS

Subchapter A. BREATH ALCOHOL TESTING REGULATIONS

37 TAC §19.7

The Texas Department of Public Safety proposes an amendment to §19.7, concerning Breath Alcohol Testing Regulations. Amendment to subsection (h) is necessary in order to correct a reference to statute.

Tom Haas, Chief of Finance, has determined that for each year of the first five-year period the rule is in effect there will be no fiscal implications for state or local government, or local economies.

Mr. Haas also has determined that for each year of the first five-year period the rule is in effect the public benefit anticipated as a result of enforcing the rule will be current and updated rules. There is no anticipated adverse economic effect on individuals, small businesses, or micro-businesses

Comments on the proposal may be submitted to Richard Baxter, Manager, Breath Alcohol Testing, Texas Department of Public Safety, P.O. Box 4087, Austin, Texas 78773-0570, (512) 424-5201.

The amendment is proposed pursuant to Texas Government Code, §411.004(3), which authorizes the Public Safety Commission to adopt rules considered necessary for carrying out the department's work; Texas Transportation Code, §724.003, which authorizes the department and the State Office of Administrative Hearings to adopt rules to administer this chapter, and Texas Transportation Code, §724.016. Texas Government Code, §411.004(3), Texas Transportation Code, §724.003 and §724.016 are affected by this proposal.

§19.7.Explanation of Terms and Actions.

(a) Alcohol. As used in these regulations alcohol refers to ethyl alcohol (sometimes referred to as grain alcohol or ethanol).

(b) Breath alcohol test (breath alcohol analysis). Refers to the actual analysis of a specimen of the subject's breath to determine the alcohol concentrations thereof. Analyses must be performed by certified individuals on certified instruments which are supervised by a certified technical supervisor in accordance with provisions stated in these regulations.

(c) Certification.

(1) Certification refers to meeting and maintaining the requirements set forth in these regulations. Under the provisions of these regulations, certification is granted to:

(A) operators;

(B) technical supervisors;

(C) breath alcohol test instruments;

(D) techniques, methods and programs (breath alcohol test programs, agencies); and

(E) courses of instruction.

(2) Certification is granted only by the scientific director when minimum requirements of certification have been met. All breath alcohol testing for evidential purposes must be performed under certification in order to be admissible for court purposes.

(3) Certificates are issued to operators, technical supervisors, breath alcohol test instruments, courses of instruction and breath alcohol test programs. Certificates are not issued for reference sample devices.

(d) Certified breath alcohol testing program (techniques and methods). Refers to any breath alcohol testing program meeting and maintaining the provisions stated in §19.3 of this title (relating to Certification of Techniques, Methods, and Programs). This certification is referred to as a total breath alcohol testing program, or total local program. Usually a total testing program refers to an agency or laboratory which meets the minimum requirements of having a certified breath alcohol testing instrument, approved reference sample device, certified technical supervisor, certified operators, and techniques, methods, and programs which have been inspected and certified by the scientific director. In order to obtain certification as a total program, the applying agency or laboratory should first contact the office of the scientific director to determine the criteria and regulations regarding certification. After original contact, the applying agency, laboratory, or school will be given an application with instructions setting forth the necessary requirements for certification. When all requirements for certification are met, including the acquisition of certified personnel, the scientific director will make an on-site inspection prior to the issuance of certification. Issuance of a certificate shall be evidence that the agency, laboratory, or school possesses certified instruments and approved reference sample devices.

(e) Certified course of instruction. Refers to any school, college, agency, institution, or laboratory which meets the requirements stated in §19.6 of this title (relating to Certification of Courses of Instructions) for certification of courses of training. Operator schools will be certified for instruction on specific instrument(s). Applications for school certification must be approved by the scientific director prior to the school's commencement. Certification of operators successfully completing a certified school can only be made by the office of the scientific director through the administration of appropriate examinations. The scientific director has the authority to limit enrollment of any school or deny individual enrollment if, in the opinion of the scientific director, such enrollment would not be in the best interest of the scientific integrity of the breath alcohol test program; for example, if enrollment in a certified operator school would produce more operators than could be supervised by the number of available technical supervisors.

(f) Certified operator. Certified operator refers to an individual who has successfully completed the requirements stated in these regulations and has received certification from the scientific director to operate a specific instrument(s). Operator certification is contingent upon compliance with all provisions stated in §19.4 of this title (relating to Operator Certification).

(g) Inactivation.

(1) Inactivation refers to the voluntary or temporary discontinuance of certification. Unless specifically stated otherwise, this loss of certification will be an administrative program control as opposed to suspension or revocation for violation of these regulations or for unreliability or incompetence. Inactivation may be initiated by anyone having authority to suspend or revoke, by the certified operator in case of voluntary surrender of certification, or by the technical supervisor in case of voluntary surrender of technical supervisor certification. In questionable cases, the decision to accept inactivation or invoke suspension or revocation will be determined by the scientific director. Recertification of an inactivated certificate will require a written request from the applicant to the scientific director and successful completion of the requirements outlined in §19.4(e) of this title (relating to Operator Certification) for recertification and/or other requirements determined by the scientific director. Inactivation will be used in, but not limited to, the following situations:

(A) an operator or technical supervisor transfers to a position where certification as a breath test operator or technical supervisor is no longer needed;

(B) an operator temporarily becomes physically incapable to perform tests for either medical or administrative reasons;

(C) an operator fails to renew current certification and reverts to an inactive status;

(D) an operator terminates employment under which certification was acquired and new employment does not require certification as an operator, or the new location of the operator cannot be ascertained; or

(E) a technical supervisor resigns from an approved or certified program, or is no longer supervising a certified program.

(2) Inactivation will not be considered by the office of the scientific director as a disciplinary action. It is for administrative program control to safeguard the scientific integrity of the breath alcohol test program.

(h) Instruments. Instruments are defined as the device(s) which measure or quantitate the breath alcohol concentration pursuant to §19.1 of this title (relating to Instrument Certification). Certification of instruments is only in conjunction with breath alcohol analysis for evidential purposes as stated in Texas Transportation Code, Chapter 724 [ §724 ]. Approval of breath alcohol test instruments will be made by brand and/or model by the scientific director.

(i) Office of the scientific director. Refers to the scientific director or his staff.

(j) Practice test. Practice test refers to a properly conducted reference analysis by the operator on a certified breath alcohol test instrument using an approved reference sample device. Analyses must be conducted in accordance with provisions stated in §19.3(c)(4) of this title (relating to Certification of Techniques, Methods, and Programs).

(k) Predicted value. The predicted value refers to the known value of the reference sample. It is the result, within plus or minus 0.01g/210 Liters, which should be obtained in analyzing the reference sample.

(l) Proficiency test. A test administered by, and in the presence of, a technical supervisor to establish and/or ascertain the competency of an operator to obtain valid results on breath testing instrumentation.

(m) Public information and demonstration. Public information and demonstration refers to public demonstrations of certified evidential breath testing equipment. Certified evidential instruments should not ordinarily be used for public information programs and/or demonstrations. To utilize the equipment in this manner could violate the scientific integrity and validity of the analytical result in evidential subject analyses. When necessary, public information programs and demonstrations of certified equipment should only be performed by a certified technical supervisor.

(n) Recertification. Recertification refers to the renewal of lost certification; for example, certification loss by inactivation, suspension, or revocation. Unless provided for by specific provision in these regulations, application for recertification requires a written request from the applicant to the scientific director. Upon receipt of the request, the applicant will be advised of the necessary procedure to regain certification. Recertification requires the successful completion of requirements stated in §19.4(e) of this title (relating to Operator Certification) and/or additional requirements as stated by the scientific director.

(o) Reference Sample Device (simulator). A device that contains and delivers a temperature controlled headspace alcohol/water gas sample to a breath testing instrument, a device that artificially simulates the alveolar breath of a human being.

(p) Renewal of current certification. Renewal of current certification is referred to as certification renewal. Renewal of certification refers to the continuance of active certification by meeting the requirements stated in §19.4(b) of this title (relating to Operator Certification). Operator certificates have an expiration date and in order to be kept current require renewal. Failure or inability to renew current certification will result in inactivation or suspension. It is the responsibility of the certificate holder to renew certification. The scientific director, through the technical supervisor, will make available opportunities for certification renewal on a mass basis but cannot accept responsibility for individual renewal.

(q) Reports and records. Reports and records refer to all documents and reports required in breath alcohol testing. The scientific director, through the technical supervisor, supervises all reports and records of analyses conducted and/or documents relating to instruments and reference sample devices. Each specific brand and/or model of instrument requires specific records and forms which are explained in detail in the basic course of instruction for the specific instrument and which should be approved by the scientific director. Certification of a breath alcohol test program requires the completion and proper filing of certain documents relating to arrest. The scientific director, through the technical supervisor, is responsible to see that such documents are completed and filed but does not supervise these documents in regard to content. In addition to any forms, records, or documents required in the breath alcohol test program, the scientific director may require additional specific reports from the technical supervisors or other reports and records in regard to certifications and compliance with program regulations.

(r) Revisions. The changes which are adopted with the revision of these regulations apply only to breath tests that are done after the date of this revision. Previous revisions of these regulations are not nullified and nothing herein should be construed as limiting or canceling the effect of old regulations on tests done under these previous regulations.

(s) Revocation.

(1) Revocation is an action taken only by the scientific director. To regain certification after revocation requires a written request from the applicant to the office of the scientific director and successful completion of the requirements for certification and/or recertification and/or any additional requirements determined by the scientific director. Revocation invalidates any current program, course of instruction, instrument, operator, or technical supervisor certification issued to the revoked entity for the period of revocation and until recertification. Unless provided for by specific provision in these regulations revocation will apply in cases such as, but not limited to, the following:

(A) a certified instrument that is found to be unreliable, inaccurate, or unserviceable, and continued use of which, in the opinion of the scientific director, would not maintain the scientific integrity of the breath alcohol test program;

(B) a certified breath alcohol test program, or course of instruction which can no longer maintain the provisions of these regulations; or

(C) an operator or technical supervisor certificate not in compliance with the provisions stated in these regulations or when continuance of such certification in the opinion of the scientific director would not uphold the scientific integrity of the breath alcohol test program.

(2) Revocation will not be considered by the scientific director as a disciplinary action. Revocation will be for the purpose of enforcing these regulations and maintaining the scientific integrity of the breath alcohol test program.

(t) Scientific director. Denotes the title of the individual responsible for the implementation, administration, and enforcement of the Texas breath alcohol testing regulations. For the purpose of these regulations it shall also denote those as specified in §19.1(a) of this title (relating to Instrument Certification).

(u) Security. Refers to the safeguard of certified instruments at testing locations. Only certified operators, technical supervisors, and individuals defined in §19.3(c)(2) of this title (relating to Certification of Techniques, Methods, and Programs) shall have access to certified breath alcohol testing instruments. The technical supervisor has the responsibility and authority to maintain security at all times.

(v) Site location. Refers to the physical site where the breath alcohol testing instrument and reference sample device is located, and where testing is conducted pursuant to §19.3(b) of this title (relating to Certification of Techniques, Methods, and Programs). Relocation of certified breath alcohol test equipment requires the approval of the technical supervisor(s) and documentation of this fact. The technical supervisor has the authority to approve the site with regards to technical acceptability for breath alcohol testing and pursuant to subsection (u) of this section.

(w) Suspension. Suspension refers to the immediate cancellation of certification. A suspension can be initiated by the scientific director, technical supervisor, or designated representative of the scientific director. Prior to appeal to the director of the Department of Public Safety, suspensions may be set aside or sustained only after investigation by the scientific director. The minimum period of suspension as determined by the scientific director will be for a period of time not less than 30 days. The technical supervisor or a designated representative of the scientific director may recommend a specific period of suspension to the scientific director. Usually, suspensions will be immediate action taken by the suspending authority when there is reason to believe that unreliable or incompetent operations have occurred or there has been some violation of these regulations. Due to the immediate nature and the procedure for appeal, the individual initiating the suspension shall not be required to confer, consult, or obtain permission or approval from anyone prior to the initiation of the suspension. However, all suspensions must be consistent with procedures outlined in these regulations. A suspension invalidates any certification issued to the suspended entity for a period of suspension until recertification. To regain certification after the period of suspension requires a written request from the applicant to the scientific director. Upon receipt of the written request, the applicant will be advised of the necessary steps to be taken in order to regain certification. Suspension will not be considered by the scientific director as a disciplinary action but shall be for the purpose of maintaining the scientific integrity of the breath alcohol test program and upholding these regulations.

(x) System blank analysis (Sample Chamber Purge). An analysis of ambient air, free of alcohol and other interfering substances, that yields a result of 0.00.

(y) Technical supervisor and technical supervision. This term refers to an individual meeting the minimum requirements set forth in §19.5 of this title (relating to Technical Supervisor Certification) and certified by the scientific director. Technical supervisor certification, like operator certification, is limited to specific instrumentation. Technical supervisors have the responsibility and the authority to inactivate, suspend, or recommend revocation of any certification under their supervision. Inactivation, suspension, or recommended revocation by the technical supervisor will not be considered a disciplinary action, but a means to enforce these regulations and safeguard the scientific integrity of the breath alcohol testing program. Certification as a technical supervisor does not in itself imply disciplinary control or administrative in-line supervision over certified operators. However, technical supervisors must exercise complete technical supervisory authority over all operators in their assigned areas in all matters pertaining to breath alcohol testing and in enforcement of all provisions stated in these regulations. Certification of the technical supervisor and the program in which the technical supervisor operates is contingent upon the technical supervisor's ability to communicate directly with the office of the scientific director in accordance with the provisions stated in these regulations and by directives issued by the scientific director. The primary function of the technical supervisor is to provide the technical, administrative, and supervisory expertise in safeguarding the scientific integrity of the breath alcohol testing program and to assure the breath alcohol testing program's acceptability for evidential purposes. The technical supervisor, in matters pertaining to breath alcohol testing, is the field agent of the scientific director. Supervision by the technical supervisor in accordance with the provisions stated in these regulations shall include, but not be limited to:

(1) supervision of certified operators in performance of breath alcohol test operations, including the proper completion of forms and records, and operator's compliance with the provisions stated in these regulations;

(2) supervision of data gathered for initial certification and/or approval of individual instruments and reference sample devices in an assigned area;

(3) supervision of techniques of testing, maintaining scientific integrity and upholding these regulations as they apply to the certification of a total testing program;

(4) selection and supervision of a testing location as it applies to security and technical suitability for testing;

(5) supervision of compliance with the policy of public information and/or demonstrations of breath alcohol testing instruments and equipment;

(6) all technical, administrative, and regulatory aspects of breath alcohol testing within a designated area; and

(7) expert testimony by direct testimony or by written affidavit concerning all aspects of breath alcohol testing within an assigned area.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 1, 2003.

TRD-200302144

Thomas A. Davis, Jr.

Director

Texas Department of Public Safety

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-2135


Chapter 23. VEHICLE INSPECTION

Subchapter G. VEHICLE EMISSIONS INSPECTION AND MAINTENANCE PROGRAM

37 TAC §23.93

The Texas Department of Public Safety proposes amendments to §23.93, concerning vehicle emissions inspection requirements. The section defines commonly used terms; provides for control procedures; testing waivers and extensions; prohibitions; recognition requirements for recognized emissions repair technicians and recognized repair facilities; requirements for certified emissions inspection stations and inspectors; audit authority; and the adoption of department manuals for operation of certified emissions inspection stations.

The primary reason for this proposed rulemaking is the adoption by the Texas Commission on Environmental Quality (TCEQ) of amendments to 30 TAC §114.50, Vehicle Inspection and Maintenance, and corresponding revisions to the Texas Inspection and Maintenance State Implementation Plan (Texas I/M SIP), adopted on December 4, 2002 and published in the December 20, 2002 issue of the Texas Register (27 TexReg 11996). The significant amendment revises the I/M program in El Paso County, converting the on-board diagnostic (OBD) testing requirement beginning January 1, 2003 into a contingency measure effective 12 months after publication in the Texas Register of the determination by TCEQ that the contingency measure will be implemented. The proposed amendments by the department incorporate these changes in its implementation of the vehicle emissions inspection and maintenance program.

The department also proposes amendments clarifying administration of the I/M program. These amendments include clarifying the definition of a "designated vehicle," adding the definition of an "excepted vehicle," clarifying the definition of the term "primarily operated," and clarifying the term "two years old." The proposed amendments also clarify department control requirements regarding inspection in non-I/M counties by use of an affidavit. Finally, the department clarifies the prerequisites for granting an individual vehicle waiver.

On February 4, 2003, the Vehicle Emissions Inspection and Maintenance Advisory Committee reviewed the proposed amendment. Members of the Advisory Committee provided comments concerning the "two years old" definition recommending use of the vehicle's date of manufacture. The department revised the proposed amendment based on this comment.

Tom Haas, Chief of Finance, has determined that for each year of the first five-year period the section as proposed will be in effect, there will not be significant fiscal implications to state or local governments as a result of enforcing and administering the section.

Mr. Haas also determined that for each year of the first five-year period the section as proposed will be in effect, the public benefit anticipated will be the continued use of the existing Two-Speed Idle (TSI) test in the El Paso program area, without broadening the scope of vehicle emissions testing by incorporating OBD testing. The section as proposed also provides the public with a clearer understanding of the requirements in obtaining an individual vehicle waiver. There is no significant anticipated economic cost to persons required to comply with the section as proposed.

Mr. Haas has also determined there will be no significant fiscal implications to small and micro-businesses engaged in the business of state vehicle inspections resulting from the implementation of the section as proposed because the current OBD requirement would not have become effective until January 1, 2003. The department estimates there have been no expenditures by affected individuals and businesses to upgrade existing equipment or purchase new equipment in order to incorporate the OBD testing. The suspension deletion of the OBD testing requirement in El Paso County would eliminate a potential cost of $7,000 to $16,000 for each new or upgraded emission test analyzer.

Comments on the proposal may be submitted to E. Eugene Summerford, Legal Counsel, Vehicle Inspections and Emissions, Texas Department of Public Safety, Box 4087, Austin, Texas 78773-0543; or by fax at (512) 424-2774. All comments must be received no later than 20 days after publication in the Texas Register and should reference "Proposed Rule 37 TAC §23.93" in the subject line or in the beginning of the text.

The amendment is proposed pursuant to Texas Government Code, §411.004(3), which authorizes the Public Safety Commission (commission) to adopt rules considered necessary for carrying out the department's work and Texas Transportation Code, §548.301, which authorizes the commission to adopt rules establishing a motor vehicle emission inspection and maintenance program.

Texas Government Code, §411.004(3) and Texas Transportation Code, §548.301 are affected by this proposal.

§23.93.Vehicle Emissions Inspection Requirements.

(a) General. The rules of the Texas Department of Public Safety set out herein are to maintain compliance with the Texas Clean Air Act. The department is authorized to establish and implement a vehicle emissions testing program that is a part of the annual vehicle safety inspection program, in accordance with Texas Transportation Code, Chapter 548, the Health and Safety Code, Chapter 382, and rules adopted thereunder.

(b) Terms and/or Definitions. Unless specifically defined in the Texas Clean Air Act (TCAA) or in the rules of the Texas Department of Public Safety (DPS), the terms used by the DPS have the meanings commonly ascribed to them in the fields of air pollution control and vehicle inspection. In addition to the terms [ which are ] defined by the TCAA, the following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Affected county--refers to any county with a motor vehicle emissions inspection and maintenance program under Texas Transportation Code, §548.301 and Health and Safety Code, §382.037. The Texas Commission on Environmental Quality (TCEQ) specifies these [ These ] counties [ are specified in Texas Natural Resource Conversation Commission (TNRCC) rules, ] in 30 TAC §114.50.

(2) Acceleration Simulation Mode (ASM-2) I/M test--the Acceleration Simulation Mode (ASM-2) test is an emissions test using a dynamometer (a set of rollers on which a test vehicle's tires rest) which applies an increasing load or resistance to the drive train of a vehicle thereby simulating actual tailpipe emissions of vehicle as it is moving and accelerating. The ASM-2 vehicle emissions test is comprised of two phases:

(A) the 50/15 mode--in which the vehicle is tested on the dynamometer simulating the use of 50% of the vehicle available horsepower to accelerate at a rate of 3.3 miles per hour (mph) per second to a constant speed of 15 mph; and

(B) the 25/25 mode--in which the vehicle is tested on the dynamometer simulating the use of 25% of the vehicle available horsepower to accelerate at a rate of 3.3 mph per second to a constant speed of 25 mph.

(3) Department--refers to the Texas Department of Public Safety.

(4) Designated Vehicles--refers to all motor vehicles, as defined in the Texas Transportation Code, §541.201, unless otherwise exempted or excepted, that are:

(A) capable of being powered by gasoline;

(B) [ from ] two years old through [ to ] and including 24 years old; and

(C) registered , [ in or ] required to be registered , [ in and ] primarily operated , or [ in a designated county; and ]

[ (D) ] subject to the "Emissions Test on Resale" requirement in an affected county .

(5) Director--refers to the director of the Texas Department of Public Safety or the designee of the director.

(6) Emissions control component--refers to a device designed to control or reduce the emissions of substances from a motor vehicle or motor vehicle engine installed on or incorporated in a motor vehicle or motor vehicle engine in compliance with requirements imposed by the Motor Vehicle Air Pollution Control Act (42 United States Code, §1857 et seq) or other applicable law. This term shall include, but not be limited to the following components: air injection system (AIS); catalytic converter; coil; distributor; evaporative canister; exhaust gas recirculation (EGR) valve; fuel filler cap/gas cap; ignition wires; oxygen sensor; positive crank case ventilation (PCV) valve; spark plugs; thermal reactor/thermostatic air cleaner; and hoses, gaskets, belts, clamps, brackets, filters or other accessories and maintenance items related to these emissions control components and systems.

(7) Emissions Test on Resale--refers to an emissions test performed on a vehicle coming into an affected county from another county within the state which does not have an I/M program (non-affected county); the ownership has changed as the result of a retail sale; and a registration and/or titling change is necessary. This test is not required on model year 1996 and newer vehicles if it has less than 50,000 "actual" miles.

(8) EPA--refers to the United States Environmental Protection Agency; the federal agency that monitors and protects air and water resources.

(9) Exempt vehicles--refers to vehicles otherwise considered "designated vehicles" that are:

(A) antique vehicles, as defined by Texas Transportation Code, §502.275;

(B) slow-moving vehicles, as defined by Texas Transportation Code, §547.001; or

(C) motorcycles, as defined by Texas Transportation Code, §502.001.

(10) Excepted vehicle-refers to [ (D) ] motor vehicles registered in an affected county but not primarily operated in an affected county.

(11) [ (10) ] I/M--refers to Inspection and Maintenance.

(12) [ (11) ] Inspection station--refers to an inspection station/facility as defined in the Texas Transportation Code, §548.001.

(13) [ (12) ] Inspector--refers to an inspector as defined in the Texas Transportation Code, §548.001.

(14) [ (13) ] Motorist--refers to a person or other entity responsible for the inspection, repair, maintenance or operation of a motor vehicle, which may include, but is not limited to, owners or lessees.

(15) [ (14) ] Out-of-cycle test--refers to an emissions test not associated with the annual vehicle safety inspection testing cycle.

(16) [ (15) ] OBD (On-board diagnostic system)--Computer system installed in a 1996 and newer vehicles by the manufacturer which monitors the performance of the vehicle emissions control equipment, fuel metering system, and ignition system for the purpose of detecting malfunction or deterioration in performance that would be expected to cause the vehicle not to meet emissions standards. All references to OBD should be interpreted to mean the second generation of this equipment, sometimes referred to as OBD II.

(17) [ (16) ] Person--refers to a human being, a partnership or a corporation that is recognized by law as the subject of rights and duties.

(18) [ (17) ] Primarily operated in--refers to the use , including driving, parking, or storing, of a motor vehicle for [ greater than ] 60 days or more per calendar year in affected [ designated ] counties. It is presumed that a vehicle is primarily operated in the county in which it is registered; the burden is on the motorist to overcome this presumption by a preponderance of the evidence.

(19) [ (18) ] Re-test--refers to a successive vehicle emissions inspection following the failure of an initial emissions test by a vehicle.

(20) [ (19) ] Revised Texas I/M SIP--refers to the most current Texas Inspection and Maintenance State Implementation Plan.

(21) [ (20) ] Safety inspection--refers to a compulsory vehicle inspection performed as required by Texas Transportation Code, Chapter 548, by an official inspection station issued a certificate of appointment by the department.

(22) [ (21) ] Safety inspection certificate--refers to an inspection certificate issued under Texas Transportation Code, Chapter 548, after a safety inspection as defined herein.

(23) [ (22) ] Tampering-related repairs--refers to repairs to correct tampering modifications, including but not limited to engine modifications, emissions system modifications, or fuel-type modifications disapproved by the TCEQ [ TNRCC ] or the EPA.

(24) [ (23) ] Testing cycle--refers to an annual cycle for which a motor vehicle is subject to a vehicle emissions inspection.

(25) [ (24) ] Test-only facilities--refers to inspection stations certified to do emissions testing that are not engaged in repairing, replacing and/or maintaining emissions control components of vehicles. Acceptable repairs in test-only facilities shall be oil changes, air filter changes, repairs and/or maintenance of non-emissions control components, and the sale of auto convenience items.

(26) [ (25) ] Test-and-repair facilities--refers to inspection stations certified to do emissions testing that engage in repairing, replacing and/or maintaining emissions control components of vehicles.

(27) TCEQ [ (26) TNRCC ]--refers to the Texas [ Natural Resource Conservation ] Commission on Environmental Quality .

(28) [ (27) ] Two-speed idle (TSI) I/M test--a test equipment meeting TCEQ [ TNRCC ] specifications for the measurement of the tailpipe exhaust emissions of a vehicle while the vehicle idles, first at a lower speed and then again at a higher speed.

(29) [ (28) ] Two years old--refers to a vehicle upon the expiration of the initial two-year inspection certificate ; or any time the vehicle is presented for inspection or required to be inspected during the year when the date of manufacture indicated on the manufacturer's federal certification label (49 CFR 567.4) is greater than 2 years [ vehicle model year is two years less than the current calendar year (current calendar year minus two years), whichever comes first ]. In the event the federal certification label is not present or legible, the first month of production of the model year shall be used as the date of manufacture.

(30) [ (29) ] Twenty-four years old--refers to a vehicle when the vehicle model year is 24 years less than the current calendar year (current calendar year minus 24 years).

(31) [ (30) ] Uncommon part--refers to a part that takes more than 30 days for expected delivery and installation.

(32) [ (31) ] VIR--refers to the Vehicle Inspection Report.

(33) [ (32) ] VRF--refers to the Vehicle Repair Form.

(c) Applicability. The requirements of this section and those contained in the Revised Texas I/M SIP shall be applied to motorists, vehicles, vehicle inspection stations and inspectors certified by the department to inspect vehicles, and to Recognized Emissions Repair Facilities of Texas and Recognized Emissions Repair Technicians of Texas, as defined herein.

(d) Control requirements.

(1) In affected counties, in order to be certified by the department as a vehicle inspection station, the vehicle inspection station must be certified by the department to perform vehicle emissions testing. This provision does not apply to vehicle inspection stations certified by the department as vehicle inspection stations endorsed only to issue one or more of the following inspection certificates: trailer certificates, motorcycle certificates, commercial windshield certificates, commercial trailer certificates.

(2) In affected counties, only department certified inspection stations that are certified by the department to do emissions testing may perform the annual vehicle safety inspection on designated vehicles.

(3) An inspection station in a county not designated as an affected county [ herein ] shall not inspect a designated vehicle [ that is capable of being powered by gasoline, from two years old to and including twenty-four years old and registered in an affected county ] unless the inspection station is certified by the department to perform [ do ] emissions testing, or unless the motorist presenting the vehicle signs an affidavit on a form provided by the department stating the vehicle is excepted from emissions testing. [ one of the following: ( ]The affidavit will be held by the inspection station for collection by the department.[ ) ] Under the following exceptions, a vehicle registered in an affected county may receive a safety inspection at an inspection station in a non-affected county.

(A) The [ the ] vehicle is not a designated vehicle[ ; ] because it has not and will not be primarily operated in an affected county. This exception includes the following examples.

(i) Company fleet vehicles owned by business entities registered at a central office located in an affected county but operated from branch offices and locations in non-affected counties on a permanent basis.

(ii) Hunting and recreational vehicles registered to the owner in an affected area, but permanently maintained on a hunting or vacation home site in a non-affected county.

(B) The [ the ] vehicle no longer qualifies as a designated vehicle because is no longer and will be no longer primarily operated in an affected county. For example, the vehicle registration indicates it is registered in an affected county, but the owner has moved, does not currently reside in, nor will primarily operate the vehicle in an affected county. [ ; or ]

(C) The [ the ] vehicle is registered in an affected county, not primarily operated in an affected county, and currently operated in a non-affected county, but will not return to an affected county prior to the expiration of the current inspection certificate . Under this exception the vehicle will be reinspected at an inspection station certified to do vehicle emissions testing [ however ] immediately upon return to an affected county [ the vehicle will be reinspected at an inspection station certified to do vehicle emissions testing ]. Examples of this exception include:

(i) vehicles operated by students enrolled at learning institutions.

(ii) vehicles operated by persons during extended vacations, and

(iii) vehicles operated by persons on extended out-of-town business.

(4) All designated vehicles must be emissions tested at the time of and as a part of the designated vehicle's annual vehicle safety inspection at an [ a DPS certified ] inspection station [ that is ] certified by the department to perform [ do ] vehicle emissions testing. The following exceptions apply to this provision . [ are for: ]

(A) Commercial [ commercial ] motor vehicles as defined by the Texas Transportation Code, §548.001 meeting [ , that meet ] the definition of "designated vehicle" as defined by this section [ herein ]. Designated [ Said "designated" ] commercial motor vehicles must be emissions tested at an [ a DPS certified ] inspection station [ that is ] certified by the department to perform [ do ] vehicle emissions testing and must be issued [ have ] a unique emissions test-only inspection certificate, as authorized by Texas Transportation Code, §548.251, affixed to the lower left-hand corner of the windshield of the vehicle, immediately above the registration sticker, prior to receiving a commercial motor vehicle safety inspection certificate pursuant to Texas Transportation Code, Chapter 548. The unique emissions test-only inspection certificate must be issued within 15 calendar days prior to the issuance of the commercial motor vehicle safety inspection certificate. The unique emissions test-only inspection certificate will expire at the same time the newly issued commercial motor vehicle safety inspection certificate expires . [ ; and ]

(B) Vehicles [ vehicles ] presented for inspection by motorists in counties not designated as affected counties meeting [ that meet ] the exceptions listed in paragraphs(3)(A)-(C) [ requirements of paragraph (3)(C) ] of this subsection.

(5) A vehicle with a currently valid safety inspection certificate presented for an "Emissions Test on Resale" inspection shall receive an emissions test. The owner or selling dealer may choose one of two options:

(A) a complete safety and emissions test and receipt of a new inspection certificate, or

(B) an emissions test and receipt of the unique emissions test-only inspection certificate affixed to the lower left-hand corner of the windshield of the vehicle, immediately above the registration sticker. The unique emissions test-only inspection certificate will expire at the same time as the safety inspection certificate currently displayed on the vehicle at the time the unique emissions test-only certificate is issued.

(6) Any vehicle not listed as an exempt vehicle that is capable of being powered by gasoline, from two years old to and including 24 years old, presented for the annual vehicle safety inspection in affected counties will be presumed to be a designated vehicle and will be emissions tested as a part of the annual vehicle safety inspection. Emissions testing will be conducted as follows:

(A) in all affected counties, except El Paso County: [ effective until April 30, 2002, all designated vehicles will be emission tested using approved two-speed idle I/M test equipment (TSI). ]

[ (B) effective May 1, 2002: ]

(i) all 1996 model year and newer designated vehicles, which are equipped with an On-board diagnostic system, will be emission tested using approved OBD I/M test equipment, [ excluding El Paso County; ] and

(ii) all 1995 model year and older designated vehicles [ in all affected counties, excluding El Paso County, ] will be emission tested using the [ a ] Acceleration Simulation Mode (ASM-2) I/M test. [ All 1995 model year designated vehicles in El Paso will be emissions tested using approved two-speed idle I/M test equipment (TSI). ]

(iii) Vehicles which can not be tested using the prescribed emission testing equipment will be tested using the following default methods. OBD vehicles will be tested using ASM-2, if the vehicle cannot be tested on ASM-2 ([ except for El Paso County, ] four-wheel drive and unique transmissions), then the vehicle will be tested using TSI.

(B) This subparagraph applies to all designated vehicles [ (C) effective January 1, 2003, ] in El Paso County . [ : ]

[ (i) all 1996 model year and newer designated vehicles, which are equipped with an On-board diagnostic system, will be emission tested using approved OBD I/M test equipment; and]

(i) All [ (ii) all 1995 model year and older ] designated vehicles will be emissions tested using approved two-speed idle I/M test equipment (TSI).

(ii) In the event that the Texas Commission on Environmental Quality publishes notification in the Texas Register that contingency I/M measures in El Paso County are necessary, the following requirements become effective 12 months after the notice is published.

(I) All 1996 model year and newer designated vehicles, which are equipped with an On-board diagnostic system, will be emission tested using approved OBD I/M test equipment.

(II) All 1995 model year and older designated vehicles will be emissions tested using approved two-speed idle I/M test equipment (TSI).

(III) [ (iii) ] OBD vehicles which can not be tested using the prescribed emission testing equipment will be tested using the approved two-speed idle I/M test equipment (TSI).

(7) Vehicles registered in affected counties will be identified by a distinguishing validation registration sticker or a registration sticker imprinted with the name of the affected county, as determined by the Texas Department of Transportation.

(8) Vehicles inspected under the vehicle emissions testing program and found to meet the requirements of the program in addition to all other vehicle safety inspection requirements will be passed by the certified inspector, who will thereafter affix to the windshield a unique emissions inspection certificate pursuant to Texas Transportation Code, §548.251. The only valid inspection certificate for designated vehicles shall be a unique emissions inspection certificate issued by the department, unless otherwise provided herein.

(9) The department shall perform challenge tests to provide for the reinspection of a motor vehicle at the option of the owner of the vehicle as a quality control measure of the emissions testing program. A motorist whose vehicle has failed an emissions test may request a free challenge test through the department within 15 calendar days, not including the date of the emissions test being challenged or questioned.

(10) Federal and State governmental or quasi-governmental agency vehicles that are primarily operated in affected counties that fall outside the normal registration or inspection process shall be required to comply with all vehicle emissions I/M requirements contained in the Texas I/M SIP.

(11) Any motorist in an affected county whose designated vehicle has been issued an emissions-related recall notice shall furnish proof of compliance with the recall notice prior to having their vehicle emissions tested the next testing cycle. As proof of compliance, the motorist may present a written statement from the dealership or leasing agency indicating the emissions repairs have been completed.

(12) Inspection certificates issued prior to an effective date in this section shall be valid and shall remain in effect until the expiration date thereof.

(13) A unique emissions test-only inspection certificate expires at the same time the annual vehicle safety inspection certificate it relates to expires.

(14) The department will perform quarterly equipment and/or gas audits on all vehicle emissions [ exhaust gas ] analyzers used to perform vehicle emissions tests. If a vehicle emissions [ exhaust gas ] analyzer fails the calibration process during the gas audit, the department shall cause the appropriate inspection station to cease vehicle emissions testing with the failing emissions [ exhaust gas ] analyzer until all necessary corrections are made and the vehicle emissions [ exhaust gas ] analyzer passes the calibration process.

(15) Pursuant to the Revised Texas I/M SIP, the department shall administer and monitor a follow-up loaded mode I/M test on at least 0.1% of the vehicles subject to vehicle emissions testing in a given year to evaluate the mass emissions test data as required in 40 CFR 51.353(c)(3). A contractor(s) may be used to assist in collecting, reviewing and evaluating program data.

(16) On-road testing (Remote Sensing Program) verification emissions inspection. Vehicle owners receiving a notice from the department requiring an emission test shall receive an out-of-cycle test, if the vehicle already has a valid safety and emission inspection certificate. This test will be conducted in accordance with the terms of the department's notice. The results of this verification emissions inspection shall be reported (on-line) to the Texas Information Management System Vehicle Identification Database (VID). Vehicles identified to be tested by the notice will receive the prescribed test regardless of the county of registration and whether the vehicle has a currently valid safety inspection certificate or a valid safety and emissions inspection certificate. When the vehicle has a currently valid safety inspection certificate or a valid safety and emissions inspection certificate, the owner may choose one of two options:

(A) a complete safety and emissions test and receipt of a new inspection certificate, or

(B) an emissions test and receipt of the unique emissions test-only inspection certificate affixed to the lower left-hand corner of the windshield of the vehicle, immediately above the registration sticker. The unique emissions test-only inspection certificate will expire at the same time as the safety inspection certificate currently displayed on the vehicle at the time the unique emissions test-only certificate is issued.

(17) Emissions testing of vehicles requiring vehicle identification insignias issued by public institutes of higher learning. Effective January 1, 2002 as per §51.207 of the Texas Education Code, public institutions of higher learning located in affected counties will require vehicles to be emissions tested as a condition to receive a permit to park or drive on the grounds of the institution, including vehicles registered out-of-state. The following instructions are provided for handling this type of inspection.

(A) Vehicles presented under this subsection shall receive an emissions inspection and be issued a unique emissions test-only inspection certificate which will be affixed to the lower left-hand corner of the windshield of the vehicle. Since this inspection certificate is not dated, this certificate will expire as follows:

(i) Vehicles registered in this state from counties without an emissions testing program. The unique emissions test-only inspection certificate will expire at the same time as the safety inspection certificate currently displayed on the vehicle at the time the unique emissions test-only certificate is issued.

(ii) Vehicles registered in another state. The unique emissions test-only inspection certificate will expire on the twelfth (12th) month after the month indicated on the date of the Vehicle Inspection Report (VIR) generated by the emissions inspection. Under no circumstances is the inspection station authorized to remove an out-of-state inspection and/or registration certificate, to include either safety, emissions, or combination of any of the aforementioned.

(B) The operator of a vehicle presented for an emissions inspection under this subsection will be notified to retain the Vehicle Inspection Report (VIR) as proof of emissions testing under the requirements of §51.207 of the Texas Education Code.

(e) Waivers and extensions. Under this section, the department may issue an emissions testing waiver or time extension to any vehicle that passes all requirements of the standard safety inspection portion of the annual vehicle safety inspection and meets the established criteria for a particular waiver or time extension. An emissions testing waiver or a time extension defers the need for full compliance with vehicle emissions standards of the vehicle emissions I/M program for a specified period of time after a vehicle fails an emissions test. The department will accept applications for emissions testing waivers and time extensions There are four types of emissions testing waivers and time extensions: Low Mileage Waiver; Individual Vehicle Waiver; Parts Availability Time Extension; and Low-Income Time Extension. The motorist may apply once each testing cycle for the Low Mileage Waiver, Individual Vehicle Waiver, and Parts Availability Time Extension. The motorist may apply every other testing cycle for the Low-Income Time Extension.

(1) Low Mileage Waiver.

(A) Eligibility. A vehicle may be eligible for a Low Mileage Waiver provided that it has:

(i) failed both its initial emissions inspection and re-test; and

(ii) incurred qualified emissions-related repairs, as defined herein, whose cost is equal to at least $100; and

(iii) the vehicle has been driven less than 5,000 miles in the previous inspection cycle; and

(iv) the vehicle will be reasonably expected to be driven fewer than 5,000 miles before the next safety inspection is required.

(B) Qualified Emissions-Related Repairs. Qualified emissions-related repairs are those repairs to emissions control components, including diagnosis, parts and labor, which count toward a Low Mileage Waiver. In order to be considered qualified emissions-related repairs, the repair(s):

(i) must be directly applicable to the cause for the emissions test failure;

(ii) must be performed after the initial emissions test or have been performed within 60 days prior to the initial emissions test;

(iii) must not be tampering-related repairs, as defined herein;

(iv) must not be covered by any available warranty coverage unless the warranty remedy has been denied in writing by the manufacturer or authorized dealer; and

(v) must be performed by a Recognized Emissions Repair Technician of Texas at a Recognized Emissions Repair Facility of Texas in order to include the labor cost and/or diagnostic costs. When repairs are not performed by a Recognized Emissions Repair Technician of Texas at a Recognized Emissions Repair Facility of Texas, only the purchase price of parts, applicable to the emissions test failure, qualify as a repair expenditure for the Low Mileage Waiver.

(C) Conditions. The following conditions must be met in order to receive a Low Mileage Waiver:

(i) the vehicle must pass a visual inspection performed by a department representative to insure that the emissions repairs being claimed have actually been performed;

(ii) the diagnosis, parts and labor receipts for the qualified emissions-related repairs must be presented to the department and support that the emissions repairs being claimed have actually been performed; and

(iii) the valid re-test Vehicle Inspection Report (VIR) and valid Vehicle Repair Form (VRF) for the applicant vehicle must be presented to the department. If labor and/or diagnostic charges are being claimed towards the low mileage waiver amount, the VRF shall be completed by a Recognized Emissions Repair Technician of Texas.

(2) Low-Income Time Extension. A Low-Income Time Extension may be granted in accordance with the following conditions:

(A) The applicant must supply to the department proof in writing that:

(i) the vehicle failed the initial emissions inspection test; proof shall be in the form of the original failed VIR;

(ii) the vehicle has not been granted a Low-Income Time Extension in the previous testing cycle;

(iii) the applicant is the owner of the vehicle that is the subject of the Low-Income Time Extension; and

(iv) the applicant receives financial assistance from the Texas Department of Human Services due to indigence (subject to approval by the director) or the applicant's adjusted gross income (if the applicant is married, the applicant's adjusted gross income is equal to the applicant's adjusted gross income plus the applicant's spouse's adjusted gross income) is at or below the current federal poverty level as published by the United States Department of Health and Human Services, Office of the Secretary, in the Federal Register; proof shall be in the form of a federal income tax return or other documentation authorized by the director that the applicant certifies as true and correct.

(B) After a vehicle receives an initial Low-Income Time Extension, the vehicle must pass an emissions test prior to receiving another Low-Income Time Extension.

(3) Parts Availability Time Extension. A Parts Availability Time Extension may be granted in accordance with the following conditions:

(A) The applicant must demonstrate to the department:

(i) reasonable attempts were made to locate necessary emissions control parts by retail or wholesale parts suppliers; and

(ii) emissions-related repairs cannot be completed before the expiration of the safety inspection certificate or before the 30-day period following an out-of-cycle inspection because the repairs require an uncommon part, as defined herein.

(B) The applicant shall provide to the department:

(i) an original VIR indicating the vehicle failed the emissions test;

(ii) an invoice, receipt, or original itemized document indicating the uncommon part(s) ordered by: name; description; catalog number; order number; source of part(s), including name, address and phone number of parts distributor; and expected delivery and installation date(s). The original itemized document must be prepared by a Recognized Emissions Repair Technician of Texas before a Parts Availability Time Extension can be issued.

(C) A Parts Availability Time Extension is not allowed for tampering-related repairs, as defined herein.

(D) If the vehicle does not pass an emissions re-test prior to the expiration of the Parts Availability Time Extension, the applicant must provide to the department, adequate documentation that one of the following conditions exists:

(i) the motorist qualifies for a Low Mileage Waiver, Low-Income Time Extension or Individual Vehicle Waiver; or

(ii) the motor vehicle will no longer be operated in the affected county.

(E) A vehicle that receives a Parts Availability Time Extension in one testing cycle must have the vehicle repaired and re-tested prior to the expiration of such extension or must qualify for another type of waiver or time extension, in order to be eligible for a Parts Availability Time Extension in the subsequent testing cycle.

(F) The length of a Parts Availability Time Extension shall depend upon expected delivery and installation date(s) of the uncommon part(s) as determined by the department representative on a case by case basis. Parts Availability Time Extensions will be issued for either 30, 60 or 90 days.

(G) The department shall issue a unique time extension sticker for Parts Availability Time Extensions.

(4) Individual Vehicle Waiver. [ If a vehicle has failed an emissions test, a motorist may petition the director for an Individual Vehicle Waiver. Upon demonstration that the motorist has taken every reasonable measure to comply with the requirements of the vehicle emissions I/M program contained in the Revised Texas I/M SIP and such waiver shall have minimal impact on air quality, the director may approve the petition, and the motorist may receive a waiver. Motorists may apply for the Individual Vehicle Waiver each testing cycle. ]

(A) Eligibility. If a vehicle has failed an emissions test required by the vehicle emissions I/M program, a motorist may petition the designated representative of the department for an Individual Vehicle Waiver in order for the vehicle to receive a state inspection certificate. The motorist must demonstrate that all reasonable measures (diagnostics, repairs, replacement parts, etc.) have been taken to bring the vehicle into compliance with the program, but have failed. The department will review the measures taken by the motorist to insure that they have been performed, further measures would be economically unfeasible during this inspection cycle, and a waiver will result in a minimal impact on air quality. A vehicle may be eligible for a Individual Vehicle Waiver provided that:

(i) it failed both the initial emissions inspection and re-test; and

(ii) the motorist has incurred qualified emissions-related repairs, as defined by subparagraph (e)(1)(B) of this section, costing equal to or are in excess of the maximum reasonable repair expenditure amounts, as defined herein for the county in which the vehicle is registered.

(B) Maximum Reasonable Repair Expenditure Amounts. The applicable amounts are:

(i) affected counties, except El Paso county - $600, and

(ii) El Paso county - $450.

(C) Validity. The individual vehicle waiver shall be valid through the end of the twelfth month from the date of issuance. Motorists must apply for the individual vehicle waiver each testing cycle.

(D) Conditions. The following conditions must be met in order to receive an individual vehicle waiver:

(i) the vehicle must pass a visual inspection performed by a department representative to insure that the emissions repairs being claimed have actually been performed;

(ii) the diagnosis, parts, and labor receipts for the qualified emissions-related repairs must be presented to the department and support that the emissions repairs being claimed have actually been performed; and

(iii) the valid re-test Vehicle Inspection Report (VIR) and valid Vehicle Repair Form (VRF) for the applicant vehicle must be presented to the department. If labor and/or diagnostic charges are being claimed towards the individual vehicle waiver, the VRF shall be completed by a Recognized Emissions Repair Technician of Texas.

(f) Prohibitions.

(1) No person may operate or allow to be operated any motor vehicle that does not comply with:

(A) all applicable air pollution emissions control-related requirements included in the annual vehicle safety inspection administered by the department, as evidenced by a current valid inspection certificate affixed to the vehicle windshield; and

(B) the vehicle emissions inspection and maintenance requirements contained in the Revised Texas I/M SIP.

(2) No person or entity may own, operate, or allow the operation of a designated vehicle in an affected county unless the vehicle has complied with all applicable vehicle emissions inspection and maintenance requirements contained in the Revised Texas I/M SIP, unless otherwise provided for herein.

(3) No person may issue or allow the issuance of a Vehicle Inspection Report (VIR), as authorized by the department, unless all applicable air pollution emissions control-related requirements of the annual vehicle safety inspection and the vehicle emissions inspection and maintenance requirements and procedures contained in the Revised Texas I/M SIP are completely and properly performed in accordance with the rules and regulations adopted by the department and the TCEQ [ TNRCC ].

(4) No person may allow or participate in the preparation, duplication, sale, distribution, or use of false, counterfeit, or stolen inspection certificates, VIRs, VRFs, vehicle emissions repair documentation, or other documents which may be used to circumvent the vehicle emissions inspection and maintenance requirements and procedures contained in Texas Transportation Code, Chapter 548 and the Revised Texas I/M SIP.

(5) No organization, business, person, or other entity may represent itself as an inspector certified by the department, unless such certification has been issued pursuant to the certification requirements and procedures contained in the Revised Texas I/M SIP and the rules and regulations of the department.

(6) No person may act as or offer to perform services as a Recognized Emissions Repair Technician of Texas or a Recognized Emissions Repair Facility of Texas, as defined in subsections (h) and (i) of this section, without first obtaining and maintaining recognition by the department.

(g) Violation/Penalties. Pursuant to Texas Transportation Code, §548.601, any person who operates a designated vehicle in an affected county without displaying a valid unique emissions inspection certificate, may be subject to a fine in an amount not to exceed that set out in Texas Transportation Code, §548.604.

(h) Requirements for Recognized Emissions Repair Technicians of Texas. The department will recognize automotive repair technicians that meet the qualifications as set forth herein.

(1) In order to be recognized by the department as a Recognized Emissions Repair Technician of Texas, the technician must:

(A) have a minimum of three years full-time automotive repair service experience;

(B) possess current certification in the following areas based on the following tests offered by the National Institute of Automotive Service Excellence (ASE):

(i) Engine Repair (ASE Test Al);

(ii) Electrical/Electronic Systems (ASE Test A6);

(iii) Engine Performance (ASE Test A8); and

(iv) Advanced Engine Performance Specialist (ASE Test Ll); and

(C) must be employed by a Recognized Emissions Repair Facility of Texas, as defined herein.

(2) A Recognized Emissions Repair Technician of Texas shall perform the following duties:

(A) complete and certify the VRF form(s); and

(B) notify the DPS in writing within 14 days of changes in the technician's ASE testing status.

(3) Failure to comply with these rules and failure to meet the qualifications set out herein may result in the department ceasing to recognize the technician.

(i) Requirements for Recognized Emissions Repair Facilities of Texas.

(1) In order to be recognized by the department as a Recognized Emissions Repair Facility of Texas, the facility must:

(A) employ at least one full-time Recognized Emissions Repair Technician of Texas, as described in subsection (h) of this section; and

(B) possess equipment to perform the functionality of the following items:

(i) ammeter;

(ii) compression tester;

(iii) cooling system tester;

(iv) dwellmeter;

(v) engine analyzer;

(vi) five gas exhaust analyzer (which can perform diagnostic repair for at least hydrocarbon (HC), carbon monoxide (CO), carbon dioxide (CO2), and oxides of nitrogen (NOX);

(vii) fuel pressure/pressure drop tester;

(viii) ohmmeter;

(ix) repair reference information;

(x) scan tool/or OBDII capable testing equipment;

(xi) tachometer;

(xii) timing light;

(xiii) vacuum/pressure gauge;

(xiv) vacuum pump; and;

(xv) volt meter.

(2) A Recognized Emissions Repair Facility of Texas shall:

(A) notify the DPS in writing within 14 days of changes in the facility's technicians' ASE testing status or employment status and the facility's equipment functionality status; and

(B) agree in writing upon application for recognition by the department to maintain compliance with the qualifications enumerated in paragraph (1) of this subsection, in order to maintain recognition by the department.

(3) Failure to comply with these rules and failure to meet the qualifications set out herein, may result in the department ceasing to recognize the facility.

(j) Certified emissions inspection station requirements.

(1) In order to be certified by the department as an emissions inspection station, for purposes of the emissions I/M program, the station must:

(A) be licensed by the department as an official vehicle inspection station;

(B) comply with the DPS Rules and Regulations Manual for Official Vehicle Inspection Stations and Certified Inspectors and other applicable rules and regulations of the department;

(C) complete all applicable forms and reports as required by the department;

(D) purchase or lease emissions testing equipment that is currently certified by the TCEQ [ TNRCC ] to emissions test vehicles, or upgrade existing emissions testing equipment to meet the current certification requirements of the TCEQ [ TNRCC ];

(E) have a designated telephone line dedicated solely for each vehicle emissions [ exhaust gas ] analyzer to be used to perform vehicle emissions tests; and

(F) enter into and maintain a business arrangement with the Texas Information Management System contractor to obtain a telecommunications link to the Texas Information Management System Vehicle Identification Database (VID) for each vehicle emissions [ exhaust gas ] analyzer to be used to inspect vehicles as described in the Revised Texas I/M SIP.

(G) All public certified emissions inspection stations in affected counties, excluding El Paso County shall offer both the ASM-2 test and the OBD test. Certified emissions inspection stations in these affected counties desiring to offer OBD-only emission testing to the public must request a waiver as low volume emissions inspection station from the department Regional Supervisor. All public certified emissions inspection stations in El Paso County shall offer the TSI test. Effective 12 months after TCEQ notification published in the Texas Register [ January 1, 2002 ], all public certified emissions inspection stations in El Paso County shall offer both and the OBD and TSI test.

(2) Failure to comply with these rules may result the in denial, suspension or revocation of an inspection station's certificate of appointment, pursuant to Texas Transportation Code, §548.405, or in a fine, pursuant to Texas Transportation Code, §542.301 and §548.601 , in an amount not to exceed that set out in Texas Transportation Code, §542.401.

(k) Certified emissions inspector requirements.

(1) To qualify as a certified inspector, an individual must:

(A) be licensed by the department as an official vehicle inspector;

(B) must complete the training required for the Vehicle Emissions Inspection Program and receive the department's current approved inspector's certificate for such training;

(C) must comply with the DPS Rules and Regulations Manual for Official Vehicle Inspection Stations and Certified Inspectors and other applicable rules , [ and ] regulations , and notices of the department; and

(D) complete all applicable forms and reports as required by the department.

(2) Failure to comply with these rules may result in the denial, suspension or revocation of a certified inspector's certificate, pursuant to Texas Transportation Code, §548.405, or in a fine, pursuant to Texas Transportation Code, §542.301 and §548.601 , in an amount not to exceed that set out in Texas Transportation Code, §542.401.

(l) Inspection and Maintenance Emissions Testing Fees. The fees for emissions testing will be set by the TCEQ [ TNRCC ]. The fee for an emissions test shall provide for one free re-test for each failed initial emissions inspection, provided that the motorist has the re-test performed at the same inspection station where the vehicle originally failed and the re-test is conducted within 15 calendar days of the initial emissions test, not including the date of the initial emissions test.

(m) Audits.

(1) The department is authorized to perform covert and overt audits pertaining to the emissions testing program.

(2) The department may authorize enforcement personnel or other individuals to remove, disconnect, adjust, or make inoperable vehicle emissions control equipment, devices, or systems and to operate a vehicle in the tampered condition in order to perform a quality control audit of an inspection station or other quality control activities as necessary to assess and ensure the effectiveness of the vehicle emissions inspection and maintenance program.

(n) Authority to publish manuals. The Public Safety Commission authorizes the director of the Department of Public Safety to promulgate, publish and distribute necessary manuals of instruction and procedure for the implementation of the emissions I/M testing program in a manner not inconsistent with these rules. The department adopts by reference the VEHICLE EMISSIONS INSPECTION AND MAINTENANCE RULES AND REGULATIONS MANUAL FOR OFFICIAL VEHICLE INSPECTION STATIONS AND CERTIFIED INSPECTORS as the standard for conducting emissions inspections in designated counties. Any violation of these rules and regulations may result in the suspension or revocation of the certificate of appointment of the vehicle inspection station or certificate of the certified inspector. Such manual(s) shall be available for public inspection at reasonable times at offices of the department as designated by the director.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 1, 2003.

TRD-200302148

Thomas A. Davis, Jr.

Director

Texas Department of Public Safety

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-2135


Part 3. TEXAS YOUTH COMMISSION

Chapter 85. ADMISSION AND PLACEMENT

Subchapter A. COMMITMENT AND RECEPTION

37 TAC §85.3

The Texas Youth Commission (TYC) proposes an amendment to §85.3, concerning Admission Process. The amendment to the section will clarify that upon admission, youth who are committed to the agency will be provided with a written description of the sections of the Family Code dealing with automatic restriction of records. The youth's parent or guardian will also receive a copy.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be informing youth and their families about the rights and restrictions of access to the youth's records. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The amendment is proposed under the Human Resources Code, §61.0385, which provides the Texas Youth Commission with the authority to establish a children's assessment center.

The proposed rule affects the Human Resource Code, §61.034.

§85.3.Admission Process.

(a)-(i) (No change.)

(j) Staff shall provide a written explanation of Sec. 58.209 of the Texas Family Code, regarding access to records, and a copy will be provided to the parent/guardian or custodian.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302252

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6014


Subchapter B. PLACEMENT PLANNING

37 TAC §85.61

The Texas Youth Commission (TYC) proposes an amendment to §85.61, concerning Discharge. The amendment to the section will clarify that youth other than sentenced or type A violent offenders who have earned probation as a result of conduct while on parole shall be discharged. An additional change requires that youth be provided with information regarding the sealing of their records upon discharge.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be the timely and efficient discharge of eligible youth. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The amendment is proposed under the Human Resources Code, §61.045, which provides the Texas Youth Commission with the authority to establish rules appropriate to the accomplishment of its functions.

The proposed rule affects the Human Resource Code, §61.034.

§85.61.Discharge.

(a)-(c) (No change.)

(d) Discharge Criteria.

(1) (No change.)

(2) Special Circumstances.

(A)-(B) (No change.)

(C) Youth of any classification except sentenced offender and type A violent offender shall be discharged under the following circumstances:

(i) Placement on adult probation for conduct which occurred while on parole status. [ : ]

[ (I) on parole status and only after the youth has completed all minimum lengths of stay.]

[ (II) assigned to a residential placement and only after the youth has met all transition movement criteria.]

(ii) (No change.)

(D) (No change.)

(e)-(f) (No change.)

(g) A youth's primary service worker (PSW) shall immediately notify the youth of the discharge . [ and shall provide information on the procedure for sealing records. ] The PSW shall provide the youth a written explanation on procedures for sealing records utilizing the Sec. 58.003 Sealing of Files and Records form and a copy will be provided to the parent/guardian or custodian.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302251

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6014


Chapter 91. PROGRAM SERVICES

Subchapter B. EDUCATION PROGRAMS

37 TAC §91.41

The Texas Youth Commission (TYC) proposes an amendment to §91.41, concerning Education Administration. The amendment to the section will clarify that TYC schools are accredited under the provisions of the Texas Education Code, Chapter 30, Subchapter E. Additional revisions state that youth who have completed a high school diploma or equivalent will continue to participate in reading and math instruction until they have reached 12.9 in both areas on the Test of Adult Basic Education or are released from TYC institutions. The minimum number of hours of daily instruction will increase from six to seven, and the time allowed for teacher preparation is now 45 minutes.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be the compliance of TYC schools with statutory requirements of the Texas Education Code. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The amendment is proposed under the Human Resources Code, §61.076, which provides the Texas Youth Commission with the authority to require youth in its care to participate in academic training and activities.

The proposed rule affects the Human Resource Code, §61.034.

§91.41.Education Administration.

(a) Purpose. The purpose of this rule is to establish basic requirements for the administration of educational services consistent with applicable federal and state laws and the educational needs of Texas Youth Commission (TYC) [ TYC ] youth.

(b) (No change.)

(c) Institutions.

(1) TYC schools are [ shall be ] accredited under the provisions of the Texas Education Code, Chapter 30, Subchapter E. [ by the Texas Education Agency (TEA). ]

(2) Education programs will comply with applicable federal and state requirements. [ TEA alternative schools accreditation standards. ]

(3) All youth will be enrolled in an education program. Youth who have completed high school will be in a post high school training/education program and may be [ or ] employed part-time [ full-time ]. Youth who have completed a high school diploma or the equivalent will continue to participate in reading and math instruction until they have reached 12.9 on the Test of Adult Basic Education in both areas, or until they are released from TYC institutions.

(4) The principal, assistant principal [ educational counselor ], diagnostician, Reintegration of Offenders - Youth (RIO-Y) Counselor, licensed school psychologist, or qualified teacher will provide educational and vocational counseling to youth.

(5) The school schedule will include a minimum of seven (7) [ six ] hours of instruction daily, including intermissions and recesses, according to the school calendar established annually by the central office education department. Four (4) of the seven (7) [ six ] hours must be in core curriculum areas. Waivers for less than seven (7) [ six ] hours, but not less than four (4) , of school may be granted by the superintendent of education.

(6)-(7) (No change.)

(8) Schools will use available federal funds [ community resources ] to provide required specialized education and vocational training instruction/training not available in the institution.

(9) Teaching schedule provides each teacher a minimum of 45 minutes [ one period ] per day for preparation.

(d)-(e) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302250

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6014


37 TAC §91.43

The Texas Youth Commission (TYC) proposes an amendment to §91.43, concerning Basic Education. The amendment to the section will establish that the individual case plan (ICP) developed for each youth addresses special education or English as a second language as needed.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be to ensure that special needs of youth are considered when developing their education and individual case plans. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The amendment is proposed under the Human Resources Code, §61.076, which provides the Texas Youth Commission with the authority to require the youth in its care to participate in academic training and activities.

The proposed rule affects the Human Resource Code, §61.034.

§91.43.Basic Education.

(a) (No change.)

(b) Assessment Units.

(1)-(2) (No change.)

(3) The individual case plan (ICP) developed for each youth includes academic and vocational objectives for the youth and addresses special education or English as a second language as needed .

(c) Institutions.

(1) The institution continues to develop and implement the ICP with modifications to address special needs, if applicable .

(2)-(6) (No change.)

(7) Youth who complete all TEA requirements for high school graduation whole enrolled in a TYC school may graduate from the TYC school [ or TYC will petition their home school for graduation from that school ].

(8)-(10) (No change.)

(d) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302249

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6014


Subchapter D. HEALTH CARE SERVICES

37 TAC §91.84

The Texas Youth Commission (TYC) proposes new §91.84, concerning Health Insurance. The new section will publish an existing rule under a new rule number.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be to allow the previous rule number to be used for a new policy which falls logically and sequentially between other existing rules. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The new section is proposed under the Family Code, §54.06, which provides the Texas Youth Commission with the authority to seek reimbursement from third parties payers for medical expenses of youth committed to the agency.

The proposed rule affects the Human Resource Code, §61.034.

§91.84.Health Insurance.

(a) Purpose. The purpose of this rule is to establish procedures whereby the Texas Youth Commission (TYC) shall pursue reimbursement by third party payers for the medical care of youth committed to the agency.

(b) TYC staff shall pursue information regarding medical insurance coverage of youth, including whether a court order exists for the parent/guardian to provide insurance. The information will be systematically made available to TYC managed health care contractors and residential contract care providers.

(c) TYC managed health care contractors will seek reimbursement for medical care from insurance companies.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302248

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6014


37 TAC §91.87

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Youth Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Texas Youth Commission (TYC) proposes the repeal of §91.87, concerning Health Insurance. The repeal of the section will allow the section to be published under a new number.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be to allow a new rule relating to Suicide Alert procedures to be published in logical and sequential order. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The repeal is proposed under the Family Code, §54.06, which provides the Texas Youth Commission with the authority to seek reimbursement from third party payers for medical expenses of youth committed to the agency.

The proposed rule affects the Human Resource Code, §61.034.

§91.87.Health Insurance.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302247

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6014


37 TAC §91.87

The Texas Youth Commission (TYC) proposes new §91.87, concerning Suicide Alert Explanation of Terms. The new section will define terms used throughout the Texas Youth Commission's policies regarding Suicide Alert procedures.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be the identification, assessment, protection, and treatment of youth who verbalize or display suicidal behavior. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The new section is proposed under the Human Resources Code, §61.076 Type of Treatment Permitted, which provides the Texas Youth Commission with the authority to provide any necessary medical or psychiatric treatment.

The proposed rule affects the Human Resource Code, §61.034.

§91.87.Suicide Alert Explanation of Terms.

(a) Purpose. The purpose of this rule is to establish explanations of terms used pursuant to (GAP) §91.88 of this title (relating to Suicide Alert for Secure Programs), (GAP) §91.89 of this title (relating to Suicide Alert for Non-Secure Programs), and (GAP) §91.90 of this title (relating to Suicide Alert for Parole) which establish procedures for the identification, assessment, treatment, and protection of youth who may be at risk for suicide.

(b) Explanation of Terms Used.

(1) Secure Program--A TYC institution or contract program which contains a security unit.

(2) Non-Secure Program--A TYC institution or contract program which does not contain a security unit.

(3) Mental Health Professional (MHP)--An individual who is a Psychiatrist, doctoral level Psychologist, master level Associate Psychologist, Licensed Professional Counselor, or a Licensed Social Worker with an Advanced Clinical Practitioner (LMSW-ACP) designation. Prior consultation with and the signature of the DMHP is not necessary for a licensed doctoral level Psychologist acting as an MHP who determines that a change in SA status or observation/precaution level is warranted. The licensed doctoral level psychologist shall inform the DMHP of any such changes in youth status.

(4) Designated Mental Health Professional (DMHP)--In TYC institutions, the DMHP shall be a Psychiatrist or a doctoral level Psychologist and is the individual that has the primary responsibility and accountability for the evaluation, monitoring, and treatment of a youth referred as a suicide risk. Where available, the director of clinical services is the DMHP.

(5) Trained Designated Staff--Staff trained to conduct a Suicide Risk Screening. In TYC programs this will include superintendent, assistant superintendent, administrative duty officer (ADO), program administrator (PA), institution placement coordinator (IPC), principal, caseworker, and Juvenile Corrections Officer (JCO) V or VI. A JCO V or VI may only conduct a suicide risk screening during the late night shift in secure programs. JCO staff in TYC halfway houses may not conduct suicide risk screenings.

(6) Appropriate Administrator--The highest level local administrative authority in non-secure programs.

(7) Suicide Alert- Pending (SA-P)--A temporary status that begins with the identification of a potentially suicidal youth, by staff, and terminates after a suicide risk assessment by an MHP.

(8) Suicide Alert (SA)--A status that begins following a face-to-face suicide risk assessment by an MHP indicating that a youth is at risk to attempt suicide or self-injury and is in need of increased supervision.

(9) Overt Suicide Behavior--A physical act or stated intention associated with a potentially dangerous or life threatening outcome or imminent risk of self-injury. The behavior itself may lack the immediate danger, but accidental risk of death or serious injury is likely. Examples of overt suicidal behavior include, but are not limited to, jumping from heights with intent to cause injury, serious and repeated head banging, tying a ligature around the neck, suffocation, medication overdose, self-mutilation requiring nursing or medical care, or stated intent to commit suicide with a specific plan to seriously harm self.

(10) Non-Lethal Suicide Behavior--The superficial self-injury, or sudden change in behavior suggesting risk of self-injury. For example, the youth may display vegetative symptoms of depression, verbalize a non-specific suicide plan, place an object loosely around the neck, or engage in superficial self-injurious behavior, without imminent risk of harm.

(11) Suicide Risk Screening--A standardized face-to-face interview by an MHP or trained designated staff in consultation with an MHP, to determine the placement of youth in security intake or general population.

(12) Suicide Risk Assessment--A clinical face-to-face interview conducted by an MHP for the determination of suicide risk. The youth participates in the interview and has an opportunity to make his/her own statement. The assessment is required for removal of SA-P status, placement on SA status, continuation of SA status, removal of SA status, or admission and extensions to protective custody.

(13) Protective Custody--a segregation program in secure programs designed for the placement of youth, as determined by an MHP, who are at risk of serious harm to themselves, and confinement is necessary to protect the youth from self-harm. A youth may be admitted to protective custody only if the youth has received a face-to-face assessment by an MHP.

(14) Secure Observation Area--a location in the security unit, infirmary, or other secure area where staff may visually check youth to ensure safety.

(15) Suicide Levels of Observation--levels of observation, which are automatically assigned by policy or determined by an MHP to ensure youth safety. Levels of observation are:

(A) One-to-One (1:1) Observation--at a minimum, an assigned staff is within five (5) feet and youth is within sight of staff at all times. The staff will not be assigned other concurrent duties and must be formally relieved of the duty by another staff or by the discontinuation of the 1:1 status. This level of observation may be assigned to youth in the general population or in the security unit.

(B) Constant Observation--youth is within sight of an assigned staff at all times. The staff may have concurrent duties if the duties do not interfere with observation of the youth. Other staff may assist in visual observation of the youth. This level of observation may be assigned to youth in the general population or in the security unit.

(C) Close Observation--youth is visually checked at least once every ten minutes. Staff may be involved in concurrent duties that allow for the flexibility needed to check the youth. This level of observation may be assigned to youth in the general population, but may not be applied to youth in the security unit where youth are visually checked every three minutes for overt suicidal behavior and every five minutes for non-lethal suicidal behavior.

(16) Minimum Dorm Precautions--A youth on SA-P or SA status on a dorm shall be monitored by staff according to the level of observation. These youth should have reduced or monitored access, approved by the MHP, to potentially dangerous objects such as clothing (e.g., belts, hair accessories, bath robe, bras, belts, shoes/shoe laces), personal hygiene items (e.g., razors) or chemical cleaning agents (e.g., bleach, cleaning solvents), and have a system to ensure constant observation by staff, unless the level of observation is reduced by an MHP. Youth must sleep in direct sight of staff. This may involve sleeping on a mattress pulled in front of staff desk, sleeping in a day area in direct view of staff, sleeping on a bunk/bed in direct sight of staff, or any other appropriate method of supervision. In consultation with the principal and/or assistant principal, the youth will have monitored or restricted access to vocational instruction, or on campus employment, or any other location where there is access to potentially lethal and/or harmful objects/machinery. Youth may not participate in off-campus employment or privileges except for medical treatment or court hearings.

(17) Minimum Secure Observation Area Precautions--A youth on SA-P or SA status in a secure observation area other than the security unit shall be monitored by staff according to the level of observation. These youth should have reduced or monitored access, approved by the MHP, to potentially dangerous objects such as clothing (e.g., belts, hair accessories, bath robe, bras, belts, shoes/shoe laces), personal hygiene items (e.g., razors) or chemical cleaning agents (e.g., bleach, cleaning solvents), and have a system to ensure constant observation by staff, unless the level of observation is reduced by an MHP. Youth in secure observation areas must sleep in direct sight of staff. This may involve sleeping on a mattress pulled in front of staff desk, sleeping in a day area in direct view of staff, sleeping on a bunk/bed in direct sight of staff, or any other appropriate method of supervision. The youth may not participate in off-campus education, employment or privileges without the approval of the MHP except for medical treatment or court hearings.

(18) Minimum Security Precautions for Secure Programs.

(A) Non-Lethal Suicide Precautions--A youth is admitted to security intake according to (GAP) §97.37 of this title (relating to Security Intake), or protective custody according to (GAP) §97.45 of this title (relating to Protective Custody), and is visually checked once every five minutes by staff. The room is secured by security staff for safety prior to placement and checked for safety every shift or as needed between periods of movement to ensure youth safety. Staff reduces access to potentially dangerous objects (e.g., limited or controlled/supervised access to plastic eating utensils, bed linens), issues suicide safe bedding (e.g. use of suicide blanket). Access to razors is approved by the MHP and visually monitored by staff. Standard suicide precautions are implemented for any youth referred for non-lethal suicide behavior or for a youth who originally engaged in overt suicide behavior but who has stabilized to the point that a reduction in precaution is indicated. The precautions may be modified, by telephone consultation or following a face-to-face suicide risk assessment, by an MHP.

(B) Overt Suicide Precautions--A youth is admitted to security intake according to (GAP) §97.37 of this title (relating to Security Intake), or protective custody according to (GAP) §97.45 of this title (relating to Protective Custody), or a secure observation area, or the infirmary and is visually checked once every three minutes by staff or, if necessary, placed on one-to-one (1:1) or constant observation. For youth who engage in overt suicide behavior as defined in this policy, staff will:

(i) issue protective clothing (e.g., disposable paper gown, suicide barrel, etc.). Staff verbally instructs youth to put on protective clothing and to remove any undergarment. In accordance with (GAP) §97.23 of this title (relating to Use of Force) use of force may be initiated, but only as a last resort. Staff must consult with the facility administrator and/or MHP, regarding alternative interventions that do not involve use of force. When physical or mechanical restraint is employed, at least one staff conducting the restraint must be the same gender as the youth. Staff provides repeated opportunities during the restraint for youth to remove own clothing. If there is no same gender staff available, the youth remains on one-to-one (1:1) observation until such staff is available.

(ii) implement other security precautions, including:

(I) suicide safe bedding (e.g. suicide blanket) and,

(II) where available, placement in a suicide safe room (e.g., no bed frame or toiletry in room, video camera, etc.) which is checked for safety every shift or as needed between periods of movement, and

(III) placement on a "finger food" diet to ensure youth safety; and

(IV) access to razors only if approved by the MHP and visually monitored by staff.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302246

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6014


37 TAC §91.88

The Texas Youth Commission (TYC) proposes new §91.88, concerning Suicide Alert for Secure Programs. The new section establishes procedures to be used at secure TYC programs for the identification and treatment of potentially suicidal TYC youth.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be the identification, assessment, protection, and treatment of youth who verbalize or display suicidal behavior. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The new section is proposed under the Human Resources Code, §61.076 Type of Treatment Permitted, which provides the Texas Youth Commission with the authority to provide any necessary medical or psychiatric treatment.

The proposed rule affects the Human Resource Code, §61.034.

§91.88.Suicide Alert for Secure Programs.

(a) Purpose. The purpose of this rule is to establish procedures for the identification, assessment, treatment, and protection of youth that may be at risk for suicide. Treatment will be provided within the least restrictive environment necessary to ensure safety.

(b) Applicability.

(1) This rule applies to all youth currently assigned to placement in Texas Youth Commission (TYC) institutions and secure contract programs.

(2) This rule must be read in conjunction with (GAP) §91.87 of this title (relating to Suicide Alert Explanation of Terms).

(3) If a youth is admitted to protective custody following a face to face assessment by a mental health professional (MHP), this rule must also be applied in conjunction with (GAP) §97.45 of this title (relating Protective Custody).

(c) Initial Identification of Youth at Risk for Suicide

(1) Any staff hearing or observing a youth engage in or verbalize non-lethal or overt suicide behavior must immediately respond in a manner that protects youth safety. Staff will immediately seek medical attention for youth if necessary. Staff must provide minimum dorm precautions to prevent dangerous or potentially dangerous behavior, which includes constant observation and confiscating materials which could potentially be used for self-injury.

(2) A youth in general population who has engaged in or verbalized suicide behavior must be referred to security intake according to the procedures in (GAP) §97.37 of this title (relating to Security Intake) and immediately placed on Suicide Alert Pending (SA-P). The youth is placed on overt suicide security precautions upon arrival to security intake.

(3) A youth in a segregation program who has engaged in or verbalized suicide behavior will be immediately placed on Suicide Alert - Pending (SA-P) with overt suicide precautions.

(4) An MHP and a trained designated staff approved to conduct suicide risk screenings are contacted immediately.

(5) A face-to-face suicide risk screening will be initiated within one hour of referral to security intake by a trained designated staff or an MHP. An MHP will make a decision, based on a clinical determination of risk and the suicide risk screening, whether the youth will temporarily remain in security intake or be released to the general population.

(6) An MHP will conduct a face-to-face suicide risk assessment to determine suicide alert (SA) status and treatment/placement options.

(d) Temporary Placement of Youth Following a Suicide Risk Screening. Prior to a face-to-face suicide risk assessment, the following two temporary placement options are available to an MHP after a trained designated staff conducts a suicide risk screening:

(1) Retain Youth in Security Intake. Youth who have engaged in overt suicide behavior must be retained in security intake. Youth who have engaged in non-lethal suicide behavior may also be retained in security intake, at the discretion of an MHP.

(A) Youth will continue on SA-P status. An MHP will determine the suicide level of observation and minimum security precautions.

(B) For youth engaging in overt suicidal behavior, the MHP must conduct a face-to-face suicide risk assessment within three hours of referral to security intake.

(C) Youth engaging in non-lethal suicide behavior are maintained in security intake up to 24 hours after referral, pending a face-to-face assessment by an MHP.

(2) Return Youth to General Population. Return to general population is available only for youth who have engaged in non-lethal suicide behavior.

(A) Youth will continue on SA-P status on, at a minimum, constant observation.

(B) Dorm staff will monitor the youth according to minimum dorm precautions.

(C) The MHP will monitor youth's mental status by consulting with appropriate staff at least every 24 hours.

(D) The MHP will conduct a face-to-face suicide risk assessment within 72 hours of initial referral to security intake.

(3) If a youth on SA-P at any time displays behavior suggesting deterioration in emotional condition, appropriate actions will be taken to ensure the youth's safety, which may include re-admission to security intake if the youth has been returned to the general population. The MHP is immediately advised of the change in the youth's condition.

(e) MHP Face-to-Face Suicide Risk Assessment.

(1) Based on the face-to-face suicide risk assessment with the youth, an MHP determines whether to place the youth on SA. An MHP may do one of the following:

(A) remove the SA-P status;

(B) place the youth on SA status and assign a level of observation, which may include admission to protective custody. If a youth is admitted to Protective Custody, this policy must be read in conjunction with (GAP) §97.45 of this title (relating to Protective Custody);

(C) seek emergency psychiatric placement if the youth is in serious imminent risk of self-injury and cannot be safely managed in protective custody. The MHP, in consultation with the Designated Mental Health Professional (DMHP) or contract psychiatrist, places the youth on one-to-one (1:1) observation and seeks placement in the following order:

(i) the Corsicana Stabilization Unit (CSU);

(ii) the nearest MHMR hospital; or

(iii) as a last resort, a private psychiatric hospital.

(D) admit the youth to the infirmary with one-to-one (1:1) observation if no other options are available, or there are compelling medical reasons.

(2) An MHP, in consultation with the DMHP, develops a plan of treatment to ensure youth safety. The plan includes the monitoring of youth on SA status and regular individual counseling and assessment sessions until youth is removed from SA. The plan also includes consultation with the youth's direct care staff, caseworker, and/or program administrator.

(3) The MHP who is assigned to the youth on SA status may, with prior consultation with the DMHP, release a youth from protective custody or reduce the level of observation of youth on SA status.

(f) Removal of Youth from SA Status.

(1) The MHP who is assigned to the youth on SA status may, with prior consultation with the DMHP, remove the SA status.

(2) The DMHP may remove a youth from SA status or modify the level of supervision upon a face-to-face interview with the youth

(g) Transfer of Youth on SA Status.

(1) Youth who are on SA status may not be moved to another placement unless:

(A) the receiving placement is a TYC institution or residential treatment center, or other placement having on-site psychiatric staff who may function as an MHP; and

(B) the DMHP at the sending site approves and coordinates the transfer of the youth and clinical responsibilities in consultation with the DMHP at the receiving site.

(2) Youth who transfer from one facility to another must receive a suicide risk assessment from the receiving facility, within 72 hours of arrival if:

(A) youth is on SA or SA-P status; or

(B) youth has history of suicide behavior within the past six months.

(h) Notification.

(1) Every TYC facility and secure program develops a system of notification of key personnel to identify youth on SA or SA-P.

(2) Facility staff shall notify the parent or guardian of a youth placed on SA as a result of overt suicide behavior and when the youth is removed from SA.

(3) Appropriate central office staff will be notified of life threatening suicide attempts or completed suicide as outlined by procedures in (GAP) §07.03 of this title (relating to Incident Reporting).

(i) Training. All direct care staff in TYC facilities and in secure programs will receive initial suicide prevention training and annual updates. Staff designated to conduct suicide screenings receive training from an MHP regarding suicide alert policy, suicide indicators, and suicide screening.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302245

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6014


37 TAC §91.89

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Youth Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Texas Youth Commission (TYC) proposes the repeal of §91.89, concerning Suicide Alert. The repeal of the section will allow for a new rule to be published in its place.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be the identification, assessment, protection, and treatment of you who verbalize or display suicidal behavior. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The repeal is proposed under the Human Resources Code, §61.076 Type of Treatment Permitted, which provides the Texas Youth Commission with the authority to provide any necessary medical or psychiatric treatment.

The proposed rule affects the Human Resource Code, §61.034.

§91.89.Suicide Alert.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302244

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6014


37 TAC §91.89

The Texas Youth Commission (TYC) proposes new §91.89, concerning Suicide Alert for Non-Secure Programs. The new section establishes procedures to be used at non-secure TYC programs for the identification and treatment of potentially suicidal TYC youth.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be the identification, assessment, protection, and treatment of youth who verbalize or display suicidal behavior. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The new section is proposed under the Human Resources Code, §61.076 Type of Treatment Permitted, which provides the Texas Youth Commission with the authority to provide any necessary medical or psychiatric treatment.

The proposed rule affects the Human Resource Code, §61.034.

§91.89.Suicide Alert for Non-Secure Programs.

(a) Purpose. The purpose of this rule is to establish procedures for the identification, assessment, protection, and treatment of youth that may be at risk for suicide within the least restrictive environment to ensure safety.

(b) Applicability. This rule applies to all youth currently assigned to placement in Texas Youth Commission (TYC) medium restriction halfway houses, and non-secure contract residential facilities. This rule must be applied in conjunction with (GAP) §91.87 of this title (relating to Suicide Alert Explanation of Terms).

(c) Initial Identification of Youth at Risk for Suicide

(1) Any staff hearing or observing a youth engage in or verbalize non-lethal or overt suicide behavior must immediately respond in a manner that protects youth safety. Staff will immediately seek medical attention if necessary. Staff must provide, at a minimum, constant observation to prevent dangerous or potentially dangerous behavior, which includes confiscating materials used or which could potentially be used for self-injury.

(2) Youth who have engaged in non-lethal or overt suicide behavior must immediately be designated as Suicide Alert - Pending (SA-P) and placed in a secure observation area with minimum secure observation area precautions, pending an assessment by an MHP.

(3) Youth on SA-P are not allowed community access, including community service, employment, or academic attendance, unless supervised on, at a minimum, constant observation by staff.

(4) A trained designated staff initiates a face-to-face suicide risk screening within one hour and consults with an appropriate administrator regarding the results of the screening.

(5) The appropriate administrator will assign a level of observation based on the results of suicide risk screening and contact a mental health professional (MHP) to arrange a face-to-face suicide risk assessment.

(A) For youth engaging in non-lethal behavior, the administrator will ensure the youth remains in a secure observation area on at least constant observation, pending a face-to-face assessment by an MHP.

(B) For youth engaging in overt suicide behavior, the administrator will ensure the youth remains in a secure observation area on one-to-one (1:1) observation, until a face-to-face assessment by an MHP is conducted.

(6) In the event that a youth on SA-P, pending assessment by an MHP, displays behavior suggesting deterioration of emotional condition indicating serious or imminent risk of self-injury, the appropriate administrator coordinates increased supervision, to include one to one (1:1) observation and/or emergency psychiatric care. Increased supervision for youth not on parole status may include temporary admission to a high restriction TYC facility.

(7) If the time required to obtain an MHP to conduct a suicide risk assessment is exceeded, the youth remains on one-to-one (1:1) observation. The facility staff notifies the appropriate administrator in person or directly by telephone to arrange staff coverage and required supervision. The appropriate administrator may secure emergency psychiatric care to obtain an evaluation of the youth.

(d) MHP Face-to-Face Suicide Risk Assessment.

(1) For Non-Lethal Suicidal Behavior. Within 72 hours of placement on SA-P status, the MHP must do the following:

(A) consult with appropriate staff to review the results of the suicide risk screening;

(B) conduct a face-to-face suicide risk assessment;

(C) determine whether to remove the SA-P status or place the youth on SA;

(D) determine whether youth may be safely managed within the structure of the current placement; and

(E) assign the level of observation and develop a plan of treatment for youth placed on SA, including the supervision requirements and degree of community restrictions necessary to ensure youth safety.

(2) For Overt Suicidal Behavior. Within 3 hours of placement on SA-P, the MHP must do the following:

(A) consult with appropriate staff to review the results of the suicide risk screening;

(B) conduct a face-to-face suicide risk assessment;

(C) determine whether to remove the SA-P status or place the youth on SA;

(D) determine whether youth may be safely managed within the structure of the current placement;

(E) assign the level of observation and develop a plan of treatment for youth placed on SA, including the supervision requirements and degree of community restriction necessary to ensure youth safety.

(3) Youth Who Cannot Be Safely Managed in Current Placement. If an MHP determines that a youth on SA cannot be safely managed within the structure of the current placement, the appropriate administrator will:

(A) ensure one-to-one observation for the youth until an emergency psychiatric placement is obtained;

(B) obtain emergency placement directly to the Corsicana Stabilization Unit (CSU) or, if the CSU is not able to receive the youth, placement in a local MHMR hospital or, as a last resort, a private psychiatric hospital. For youth not on parole status, the administrator may seek temporary admission to protective custody in a high restriction TYC facility pending emergency psychiatric placement.

(C) maintain communication with staff at the emergency placement to obtain current mental status information and assess the length and suitability of the current placement. If the emergency placement exceeds five days, the administrator initiates alternate placement in a more secure facility.

(4) In the event that a youth on SA in a non-secure placement displays behavior that indicates a serious or imminent risk of self-injury, an MHP is immediately contacted and the youth is placed on one-to-one (1:1) observation pending a face-to-face suicide risk assessment by and MHP. The appropriate administrator may seek emergency psychiatric care.

(5) For youth maintained on SA and on constant and/or one-to-one observation longer than seven days in placements other than the Corsicana Stabilization Unit, the appropriate administrator in TYC Halfway House programs or the appropriate TYC staff for contract programs will pursue an alternative placement with longer-term stabilization, clinical resources, and increased supervision where the youth may be safely managed.

(e) Removal of Youth from SA Status. The MHP that initially placed the youth on SA may remove the youth from SA status or reduce the level of supervision immediately following a face-to-face assessment. If the youth has been transferred to another TYC operated institution for emergency placement, the MHP at the receiving facility may remove the youth from SA status or reduce the level of supervision immediately following a face-to-face assessment.

(f) Notification.

(1) Every TYC facility and contract residential program develops a system of notification of key personnel to identify youth on SA or SA-P in the general population.

(2) Facility staff shall notify the parent or guardian of a youth placed on SA as a result of overt suicide behavior and when the youth is removed from SA.

(3) Appropriate central office staff will be notified of life threatening suicide attempts or completed suicide as outlined by procedures in (GAP) §07.03 of this title (relating to Incident Reporting).

(g) Training. All direct care staff in TYC operated facilities and in contract residential programs will receive initial suicide prevention training and annual updates. Staff designated to conduct suicide screenings receive annual training by an MHP regarding suicide alert policy, suicide indicators, and suicide screening.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302243

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6014


37 TAC §91.90

The Texas Youth Commission (TYC) proposes new §91.90, concerning Suicide Alert for Parole. The new section establishes procedures to be used by staff when they are made aware of potentially suicidal behavior exhibited by TYC youth paroled in the community.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be the identification of youth on parole who display suicidal behavior. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The new section is proposed under the Human Resources Code, §61.040, which provides the Texas Youth Commission with the authority to provide active parole supervision for youth given conditional release.

The proposed rule affects the Human Resource Code, §61.034.

§91.90.Suicide Alert for Parole.

(a) Purpose. The purpose of this rule is to establish procedures for the identification, assessment, treatment and protection of youth that may be at risk for suicide within the community on parole to ensure safety.

(b) Applicability. This rule applies to all youth currently assigned to parole in the community in the Texas Youth Commission (TYC). This rule must be applied in conjunction with (GAP) §91.87 of this title (relating to Suicide Alert Explanation of Terms).

(c) Initial Identification of Youth at Risk for Suicide

(1) Any staff hearing or observing a youth engage in or verbalize non-lethal or overt suicide behavior must immediately respond in a manner that protects youth safety.

(2) For youth engaging in non-lethal suicide behavior, staff will immediately notify the family or legal guardian of the youth's behavior and provide community resource information where a Mental Health Professional (MHP) may be consulted.

(3) For youth engaging in overt suicide behavior, staff will immediately notify local law enforcement and the family or legal guardian and provide community resource information where an MHP may be consulted.

(d) Notification. For youth who have engaged in life threatening overt suicide behavior or who have completed suicide, staff will immediately report the incident to Executive staff in Central Office.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302242

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6014


Chapter 95. YOUTH DISCIPLINE

Subchapter A. DISCIPLINARY PRACTICES

37 TAC §95.21

The Texas Youth Commission (TYC) proposes an amendment to §95.21, concerning Aggression Management Program. The amendment to the section will establish new criteria for progression through the stages of the program and release from the program. Additional minor revisions provide clarification to admission criteria.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be the safe and effective management of dangerously aggressive behavior exhibited by youth assigned to a Texas Youth Commission institution. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765.

The amendment is proposed under the Human Resources Code, §61.075 Determination of Treatment, which provides the Texas Youth Commission with the authority to establish special needs treatment programs and criteria for confinement under conditions which best serve the welfare of youth and protection of the public.

The proposed rule affects the Human Resource Code, §61.034.

§95.21.Aggression Management Program.

(a)-(b) (No change.)

(c) Eligibility Criteria. Any youth, (other than females or sentenced offenders eligible for transfer to the Institutions Division of the Texas Department of Criminal Justice (TDCJ) [ (TDCJ)) ] are eligible for the AMP.

(1) (No change.)

(2) The youth committed, attempted to commit, or helped someone else commit at least one of the following offenses:

(A)-(B) (No change.)

(C) intentionally participated in a riot that caused bodily injury or property damage of over $500.00 ; or

(D) used or attempted [ threatened ] to use either an object defined as a weapon by the Penal Code or an object that could be used as a weapon, which placed the victim in fear of imminent bodily injury.

(3) (No change.)

(d) Admission Decision Process.

(1)-(4) (No change.)

(5) Priority is given to youth with the most dangerous [ ,recent, ] and chronic aggressive behavior, greater frequency of the use of weapons, and older age.

(e) Release from AMP.

(1) Program Completion Requirements.

(A) Youth are released from AMP upon successful completion of the following requirements:

(i) stages I through V of the AMP : [ ; and ]

(I) Stage I. Youth must complete a minimum of 15 consecutive days without an aggressive act or credible threat of one; and

(II) Stages II-V. Youth must:

(-a-) complete a minimum of 30 consecutive days on each stage without an aggressive act or credible threat of one; and

(-b-) have 30 days on each stage of program compliance; and

(-c-) have completed phase A-2, B-2, C-2; and

(ii) at least phase A-2, B-2, C-2. Youth may not achieve higher than phase A-4, B-2, C-2 in stages I-III and phase A-4, B-2, C-3 in stages IV-V. [ phase II of the resocialization program. ]

[ (I) Stage I. Youth must complete a minimum of 15 consecutive days without an aggressive act or credible threat of one; and]

[ (II) Stages II-V. Youth must:]

[ (-a-) complete a minimum of 30 consecutive days on each stage without an aggressive act or credible threat of one; and]

[ (-b-) have 30 days on each stage of program compliance; and]

[ (-c-) phase II of the resocialization program.]

(B) Program compliance is defined as completion of the resocialization phases (phase components) required for each of the stages as specified in this policy.

(i)-(iii) (No change.)

(iv) The treatment team will determine the appropriate stage for each youth using compliance with ICP objectives as the criteria. A youth may be retained on or promoted to the next stage based on completing ICP objectives. However, youth may be assigned to a lower stage based only on specific acts of aggressive behavior or loss of Behavior phase in resocialization . The treatment team shall document the reasons used to support their decisions and may make recommendations for modification of the treatment objectives or strategies.

(v) (No change.)

(C) (No change.)

(D) The youth will return to the facility that initiated the commitment to AMP. If there are compelling circumstances to prevent the youth from returning to the committing facility, the committing facility will notify the appropriate director of juvenile corrections. The appropriate director of juvenile corrections will make a determination of the appropriate placement. [ The superintendent or designee will determine whether the youth will be permanently assigned to the MCSJC general campus program or be referred for placement elsewhere. If the youth is to be transferred, the superintendent or designee will refer the case to the Centralized Placement Unit (CPU) for placement assignment. ]

(2) (No change.)

(f) Stage Requirements and Conditions. A youth obtains stages in the AMP based upon the following criteria.

(1) Stage I.

(A)-(B) (No change.)

(C) Youth will spend at least two (2) [ up to two ] hours a day out of the locked room in a structured activity following the daily program .

(2) Stage II.

(A) (No change.)

(B) Youth must have 30 days of program compliance including successful completion of three (3) of the five (5) indicators for the Correctional Therapy Phase C-1 main objective located in the ABC's of Phase Assessment, C1 page 4. The required three (3) main objective indicators are as follows: [ six components of phase 1 of the resocialization program. ]

(i) indicator 1: define a Life Story;

(ii) indicator 2: define Offense Cycle; and

(iii) the third indicator can be any of the remaining indicators for the main objective.

(C) Youth must have 30 days of program compliance including successful completion of three (3) of the five (5) sub-objectives located in the ABC's of Phase Assessment, C1 page 4. The required three (3) sub-objectives are as follows:

(i) sub-objective: Thinking Errors to include indicator 1;

(ii) sub-objective: Empathy to include indicator 1; and

(iii) the third sub-objective to include indicator 1 can be any of the remaining sub-objectives excluding Layout. The Layout must be the last sub-objective to be completed.

(D) Youth must maintain the Behavior Phase B-1 behavior objectives located in the ABC's of Phase Assessment, B1 page 2.

(E) Youth must complete the Academic/Workforce Development Phase A-1 main and sub-objective located in the ABC's of Phase Assessment, A1 page 2.

(F) [ (C) ] Youth are confined to single occupancy rooms except for periods of specific, highly supervised, and structured activities with limited numbers of other youth in the self contained program.

(G) [ (D) ] Youth will spend up to four (4) hours a day out of the locked room in structured activities following the daily program.

(3) Stage III.

(A) (No change.)

(B) Youth must have 30 days of program compliance including successful completion of all Academic/Workforce, Behavior and Correctional Therapy of Phase 1 with the Layout sub-objective the last to be completed [ components of phase 1 of the resocialization program ].

(C) (No change.)

(D) Youth will spend up to six (6) hours a day out of the locked room in structured activities following the daily program .

(4) Stage IV.

(A)-(C) (No change.)

(D) Youth must complete three (3) of the four (4) indicators for the Correctional Therapy Phase C-2 main objective located in the ABC's of Phase Assessment, C2 page 4. The required three (3) main objective indicators are as follows: [ six components of phase 2 of the resocialization program. ]

(i) indicator 1: accurately discusses significant life events;

(ii) indicator 3: identifies significant unmet needs; and

(iii) the third indicator can be any of the remaining indicators for the main objective.

(E) Youth must complete three(3) of the five (5) sub-objectives, excluding the Layout sub-objective that must be completed last, located in the ABC's of Phase Assessment, C2 page 4.

(F) Youth must complete the Academic/Workforce Development Phase A-2 main and sub-objective located in the ABC's of Phase Assessment, A1 page 2.

(G) Youth must maintain the Behavior Phase B-2 behavior objectives located in the ABC's of Phase Assessment, B1 page 2.

(H) [ (E) ] Youth will spend up to eight (8) hours a day out of the locked room in structured activities following the daily program .

(5) Stage V.

(A) (No change.)

(B) Youth must successfully complete all main objectives and sub-objectives to include the Layout sub-objective of Academic/Workforce and Correctional Therapy phase 2 of the ABC's of Phase Assessment. The Behavior Phase 2 objectives must be maintained. [ components of phase 2 of the Resocialization program. ]

(C) (No change.)

(D) Youth will spend up to 14 hours a day out of the locked room in structured activities following the daily program .

(g) Program Components.

(1)-(5) (No change.)

(6) Individual Counseling.

(A) Youth in stage I will receive at least one (1) hour a week of individual counseling from either the PSW [ (PSW) ] or unit psychologist.

(B)-(C) (No change.)

(7) Group Therapy.

(A) Group therapy will be offered on stages I-III in the AMP. The emphasis will be on individual Correctional Therapy phase 1 resocialization work in stages I and II and on core group in stage III.

(B) (No change.)

(8) Behavior Management. Youth are expected to follow their prescribed schedules and commit no rule violations per (GAP) §95.3 of this title (relating to Rules of Conduct) [ (relating to Rules of Conduct, Contraband, and Dress) ]. Youth will be entitled to earn privileges within the AMP with progression through the AMP stages and resocialization phases .

(9)-(10) (No change.)

(h) Program Monitoring and Youth Rights.

(1) (No change.)

(2) Youth will be offered the opportunity to meet with the assistant superintendent [ youth rights specialist ] weekly.

(3) (No change.)

(i) -(j) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302241

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6166


Chapter 97. SECURITY AND CONTROL

Subchapter A. SECURITY AND CONTROL

37 TAC §97.37

The Texas Youth Commission (TYC) proposes an amendment to §97.37, concerning Security Intake. The amendment to the section will establish procedures for admitting potentially suicidal youth to security intake. The amendment also establishes procedures and controls to ensure that such youth are assessed in person by a mental health professional.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will is the identification, assessment, protection, and treatment of youth who have verbalized or engaged in suicidal behavior. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The amendment is proposed under the Human Resources Code, §61.045 Operations of Programs and Facilities, which provides the Texas Youth Commission with the authority to establish rules and procedures appropriate to the accomplishment of its functions.

The proposed rule affects the Human Resource Code, §61.034.

§97.37.Security Intake.

(a) Purpose.

(1) The purpose of this rule is to establish criteria and procedure for segregating youth from the general population under certain circumstances. Each Texas Youth Commission (TYC) operated institution [ high restriction facility ] or secure contract program provides for segregation programs. Placement in a segregation program may be imposed only in specific situations for specified periods of time. Youth who may be eligible for a placement in a segregation program may be initially referred to the security intake. Such youth are placed into a secure setting that is controlled exclusively by staff.

(2) If a youth from the community is referred to the institution for placement in protective custody, and the youth arrives without a formal assessment by a mental health professional (MHP), that youth will be placed in security intake, pending face-to-face assessment.

(b) Applicability. This rule does not apply to:

(1)-(3) (No change.)

(4) the use of the same or adjacent space when used specifically as protective custody. See (GAP) §97.45 of this title (relating to Protective Custody).

(5) [ (4) ] the use of the same or adjacent space when used specifically as temporary admission. See (GAP) §85.41 of this title (relating to Temporary Admission Awaiting Transportation); and

(6) [ (5) ] the aggression management program (AMP). See (GAP) §95.21 of this title (relating to Aggression Management Program).

(c) Referral and Admission Criteria. A youth may be admitted to security intake if there is reason to believe, based on overt acts by the youth, and/or under the following circumstances:

(1) (No change.)

(2) the youth is a serious and immediate physical danger to [ himself/herself or ] others and staff cannot protect [ the youth or ] others except by referring the youth to security intake; or

(3) the youth engages in or verbalizes overt or non-lethal suicide behavior as defined in (GAP) §91.87 of this title (relating to Suicide Alert Explanation of Terms); or

(4) [ (3) ] confinement is necessary to prevent imminent and substantial destruction of property; or

(5) [ (4) ] confinement is necessary to control behavior that creates disruption of the youth's current program; or

(6) [ (5) ] the youth requests confinement, unless self-referrals have been disallowed by the superintendent or designee; or

(7) [ (6) ] staff requests detention for a youth.

(d) Referral and Admission Process.

(1)-(4) (No change.)

(5) Designated staff include the superintendent, assistant superintendent, administrative duty officer (ADO), program administrator (PA), institution placement coordinator (IPC), principal, psychologist, caseworker, or designated juvenile correctional officer (JCO) VI [ V ] trained in the security intake policy and procedure to admit youth to the security intake program. On the late night shift, a JCO V [ IV ] trained in the security intake admission policy and procedure may admit a youth to security intake. The director of security may not admit a youth to security intake.

(6) If a youth is referred to security intake for danger of injury to self, this policy needs to be read in conjunction with (GAP) §91.88 of this title (relating to Suicide Alert for Secure Programs). Security staff shall immediately contact an MHP and a trained designated staff who must initiate a suicide risk screening within one (1) hour from referral.

(7) [ (6) ] The director of security or designee will review all admission decisions within one (1) working day to determine if admission criteria have been met. If the criteria are not met or policy and procedures are not followed, the youth will be released from the security unit. The director of security or designee shall not have been involved in the admission decision.

(8) [ (7) ] A youth may appeal the admission decision to the security intake through the youth complaint system as defined in (GAP) §93.31 of this title (relating to Complaint Resolution System).

(e) Security Intake Termination/Other Segregation Programs.

(1) Within 24 hours of admission to security intake, a youth shall be:

(A) (No change.)

(B) admitted to one of the following programs:

(i)-(ii) (No change.)

(iii) protective custody - if it is determined by an MHP, following a face-to-face assessment, that protective custody admission criteria are occurring. See (GAP) §97.45 of this title.

(2) If a youth is admitted to security intake for any reason other than danger of injury to self, the youth [ Youth ] may be released by the director of security or any designated staff authorized to admit youth in this policy.

(3) Youth admitted to security intake for danger of injury to self may only be released from security intake to the general population under two circumstances:

(A) by an MHP in accordance with (GAP) §91.88 of this title; or

(B) If an MHP does not assess the youth within 24 hours of admission to intake. The superintendent or assistant superintendent will be contacted immediately and the youth will be returned to the general population under one-to-one (1:1) observation until an MHP conducts a face-to-face suicide risk assessment.

(f) Restrictions.

(1)-(2) (No change.)

(3) The superintendent or assistant superintendent [ designee ] may place moratoriums of self referrals to security intake for individual dormitories (such as during dorm shutdown), as well as campus-wide when appropriate.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302240

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6166


37 TAC §97.45

The Texas Youth Commission (TYC) proposes new §97.45, concerning Protective Custody. The new section will create a segregation program in secure TYC facilities and contract programs in order for potentially suicidal youth to be temporarily removed from the general population. The new rule will further establish a schedule for clinical assessments and monitoring of such youth by a mental health professional, along with establishing requirements for re-integrating youth back in to the general population.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be the protection, monitoring, and treatment of potentially suicidal youth. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The new section is proposed under the Human Resources Code, §61.045, which provides the Texas Youth Commission with the authority to establish rules appropriate to the accomplishment of its functions.

The proposed rule affects the Human Resource Code, §61.034.

§97.45.Protective Custody

(a) Purpose. The purpose of this rule is to provide for a protective custody program in Texas Youth Commission (TYC) institutions and secure contract programs for the placement of youth who are determined to be at risk of serious harm to themselves and to establish program operation requirements.

(b) Applicability.

(1) This rule does not apply to:

(A) the use of the same or adjacent space when used specifically as security intake. See (GAP) §97.37 of this title (relating to Security Intake);

(B) the use of the same or adjacent space when used specifically as detention in a TYC institution. See (GAP) §97.43 of this title (relating to Institution Detention Program);

(C) the use of the same or adjacent space when used specifically as disciplinary segregation. See (GAP) §95.17 of this title (relating to Behavior Management Program);

(D) the use of the same or adjacent space when used specifically as a security program. See (GAP) §97.40 of this title (relating to Security Program);

(E) the use of the same or adjacent space when used specifically as temporary admission. See (GAP) §85.41 of this title (relating to Temporary Admission Awaiting Transportation);

(F) the aggression management program (AMP). See (GAP) §95.21 of this title (relating to Aggression Management Program).

(2) When a youth is admitted to protective custody, this policy must be read in conjunction with (GAP) §91.87 of this title (relating to Suicide Alert Explanation of Terms) and (GAP) §91.88 of this title (relating to Suicide Alert for Secure Programs).

(c) Admission Criteria. A youth may be admitted to the protective custody program only if the youth has received a face-to-face assessment by a mental health professional (MHP), and the MHP has determined that:

(1) based on the youth's actions, statements, or mental status, the youth is a serious and immediate physical danger to himself/herself; and

(2) confinement in the security unit is necessary to protect the youth from self-harm, and there is no less restrictive setting that provides the necessary level of security and staff supervision.

(d) Admission and Release Process.

(1) Based upon the MHP's assessment that admission criteria are met, the youth will be admitted into protective custody for up to 24 hours.

(2) All admissions to protective custody are reviewed within one (1) working day to determine if policy and procedures have been followed.

(3) The youth may be released from protective custody only if:

(A) a mental health professional determines the youth may return to the regular program immediately following a face-to-face suicide risk assessment; and

(B) the MHP has consulted with the designated mental health professional (DMHP), as defined in (GAP) §91.87 of this title (relating to Suicide Alert Explanation of Terms), prior to releasing the youth from protective custody; or

(C) A review of the admission to protective custody reveals that the youth is being held in violation of policy.

(e) Extended Stay Requirements.

(1) A youth may not be held in protective custody beyond 24 hours from admission to the program unless an MHP conducts a second face-to face suicide risk assessment and the MHP determines that the youth continues to be a serious and immediate physical danger to himself/herself and continued confinement is necessary to prevent self-harm.

(2) The youth may continue to be held in protective custody with a face-to-face suicide risk assessment completed every 24 hours after initial placement to evaluate the youth's status and need for continued placement.

(3) Each 24-hour extension decision will be reviewed within one (1) working day to determine if policy and procedures were followed.

(4) Every seven (7) days following a youth's admission into protective custody, the TYC facility's DMHP shall review the documentation relating to protective custody including the youth's treatment plan.

(5) If the youth remains in protective custody beyond 14 days, the director of treatment and case management shall review the MHP's evaluations and the youth's treatment plan shall be reviewed at least every three (3) days thereafter. Assessments will continue to be completed by the MHP every 24 hours.

(f) Appeals. The youth has the right to appeal his/her placement through the youth complaint system at any point in this process.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302239

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6014


Chapter 99. GENERAL PROVISIONS

Subchapter A. YOUTH RECORDS

37 TAC §99.11

The Texas Youth Commission (TYC) proposes an amendment to §99.11, concerning Youth Masterfile Records. The amendment to the section will replace some obsolete terminology, as well as make some minor grammatical changes.

Don McCullough, Assistant Deputy Executive Director for Financial Support, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. McCullough also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be consistent use of terminology relating to youth records among all TYC and contract facilities and programs. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. No private real property rights are affected by adoption of this rule.

Comments on the proposal may be submitted to DeAnna Lloyd, Policy Coordinator, Texas Youth Commission, 4900 North Lamar, P.O. Box 4260, Austin, Texas 78765, or email to deanna.lloyd@tyc.state.tx.us.

The amendment is proposed under the Human Resources Code, §61.073, which provides the Texas Youth Commission with the authority to keep written records of all examinations, treatment, and disposition of each youth in its care.

The proposed rule affects the Human Resource Code, §61.034.

§99.11.Youth Masterfile Records.

(a)-(b) (No change.)

(c) Masterfile Description. [ Explanation of Terms Used. Masterfile - ] The official record [ records ] maintained for each youth is called the masterfile . It physically consists of four (4) [ two ] separate file folders called the security subfile, the incident subfile, the casework subfile, and the medical subfile.

(d)-(e) (No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on April 4, 2003.

TRD-200302261

Steve Robinson

Executive Director

Texas Youth Commission

Earliest possible date of adoption: May 18, 2003

For further information, please call: (512) 424-6014