TITLE 40.SOCIAL SERVICES AND ASSISTANCE

Part 1. TEXAS DEPARTMENT OF HUMAN SERVICES

Chapter 77. EMPLOYMENT PRACTICES

The Texas Department of Human Services (DHS) adopts the repeal of §§77.10-77.15; and adopts new §§77.1, 77.2, 77.11-77.17, and 77.31-77.44 without changes to the proposed text published in the January 24, 2003, issue of the Texas Register (28 TexReg 658) and will not be republished.

DHS undertook the repeals and new sections as a result of its review of Chapter 77 as mandated by the Government Code, §2001.039, and as part of its initiative to rewrite agency rules in question-and-answer format to make them easier for the public to understand.

DHS received no comments regarding adoption of either the repeals or the new sections.

Subchapter A. INTRODUCTION

40 TAC §77.1, §77.2

The new sections are adopted under the Government Code, §656.048, which authorizes DHS to adopt rules relating to employee training and education.

The new sections implement the Government Code, §656.048.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 25, 2003.

TRD-200302010

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Effective date: April 14, 2003

Proposal publication date: January 24, 2003

For further information, please call: (512) 438-3734


Subchapter A. EMPLOYEE TRAINING AND EDUCATION

40 TAC §§77.10 - 77.15

The repeals are adopted under the Government Code, §656.048, which authorizes DHS to adopt rules relating to employee training and education.

The repeals implement the Government Code, §656.048.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 25, 2003.

TRD-200302011

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Effective date: April 14, 2003

Proposal publication date: January 24, 2003

For further information, please call: (512) 438-3734


Subchapter B. EMPLOYEE TRAINING

40 TAC §§77.11 - 77.17

The new sections are adopted under the Government Code, §656.048, which authorizes DHS to adopt rules relating to employee training and education.

The new sections implement the Government Code, §656.048.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 25, 2003.

TRD-200302012

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Effective date: April 14, 2003

Proposal publication date: January 24, 2003

For further information, please call: (512) 438-3734


Subchapter C. EDUCATION ASSISTANCE PROGRAM

40 TAC §§77.31 - 77.44

The new sections are adopted under the Government Code, §656.048, which authorizes DHS to adopt rules relating to employee training and education.

The new sections implement the Government Code, §656.048.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 25, 2003.

TRD-200302013

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Effective date: April 14, 2003

Proposal publication date: January 24, 2003

For further information, please call: (512) 438-3734


Part 5. TEXAS VETERANS LAND BOARD

Chapter 175. GENERAL RULES OF THE VETERANS LAND BOARD

Subchapter B. MORTGAGE FINANCING

40 TAC §175.52

The Veterans Land Board of the State of Texas (board) adopts an amendment to Texas Administrative Code, Title 40, Part 5, Chapter 175, §175.52 related to Borrower's Eligibility and Number of Loans without changes as published in the February 7, 2003, issue of the Texas Register (28 TexReg 1166) and will not be republished. The adopted amendment creates a new subsection, §175.52(d), for the land mortgage program. The purpose of the amendment is to provide for the conversion of existing Land Contracts for Sale and Purchase to Land Mortgage Loans. The amendment is required by Texas Natural Resources Code §§161.501 through 161.513 relating to Purchase of Land Secured by Mortgage, Deed of Trust, or Other Lien on Land.

The present method of financing the purchase by a Texas veteran is by a contract of sale and purchase and has been used since the inception of the Veterans Land Board. Chapter 175, Subchapter B related to Mortgage Financing contains rules governing the new method of financing the purchase of land by eligible Texas veterans using a mortgage. The adopted amendment, related to the conversion of contracts to mortgages, will allow purchasers to convert their contracts for sale and purchase to a mortgage loan. The conversion will replace one set of security documents with another. Financing with a mortgage gives the purchasers advantages over financing with a contract for sale and purchase.

The adopted 175.52(d) authorizes the chairman to establish the procedures and requirements for conversion of contracts to mortgages under the new veterans land mortgage program.

No comments were received regarding the proposed amendment.

The amendments to this section are adopted under the Natural Resources Code, Title 7, Chapter 161, §§161.063, 161.503, 161.504, 161.506, 161.508, 161.511 and 161.513 which authorizes the Board to adopt rules that it considers necessary and advisable for the Veterans Land Program and the Veterans Land Mortgage Program.

Texas Natural Resources Code §§161.221 to 161.230 and 161.501 to 161.513 are affected by this action.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 31, 2003.

TRD-200302120

Larry L. Laine

Chief Clerk, Deputy Commissioner

Texas Veterans Land Board

Effective date: April 20, 2003

Proposal publication date: February 7, 2003

For further information, please call: (512) 305-9129


40 TAC §175.61, §175.62

The Veterans Land Board of the State of Texas (board) adopts Texas Administrative Code, Title 40, Part 5, Subchapter B §175.61 related to Delinquencies, Acceleration and Foreclosures and §175.62 related to Trustee's Sale without changes to the text as published in the February 7, 2003, issue of the Texas Register ( 28 TexReg 1167) and will not be republished. The purpose of the adopted new rules is to provide fair notice to all parties of the board's procedures for delinquency, acceleration, foreclosure and post foreclosure measures. The adopted new rules are required by Texas Natural Resources Code §§161.501 through 161.513 relating to Purchase of Land Secured by Mortgage, Deed of Trust, or Other Lien on Land.

The land mortgage program is subject to the Texas Property Code regarding procedures for foreclosure and to the Texas Business and Commerce Code regarding filing and priority of security instruments. Other state and federal laws also apply to mortgages issued under the board's land mortgage program. The legal procedures for foreclosure are specified in other laws and these adopted rules do not purport to affect any legally required procedure for mortgages, notes, deeds of trust or foreclosures.

Adopted new §175.61, states that the board, under the new veterans land mortgage program, will follow the foreclosure procedures according to the terms of the note and deed of trust for each loan or any other lien document associated with each loan, and according to state and federal law, as applicable.

Adopted new §175.62, provides for the board's procedures at any trustee's sale of a foreclosed mortgage loan, and for disposition of land by the board after foreclosure and purchase by the board.

No comments were received regarding the proposed new rules.

The new sections are adopted under the Natural Resources Code, Title 7, Chapter 161, §§161.063, 161.319, 161.503, 161.504, 161.506, 161.508, 161.511 and 161.513 which authorizes the Board to adopt rules that it considers necessary and advisable for the Veterans Land Program and to provide for Land Mortgage Program foreclosure and for resale of land.

Texas Natural Resources Code §§ 161.319 and 161.501 to 161.513 are affected by this action.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 31, 2003.

TRD-200302115

Larry L. Laine

Chief Clerk, Deputy Commissioner

Texas Veterans Land Board

Effective date: April 20, 2003

Proposal publication date: February 7, 2003

For further information, please call: (512) 305-9129


Part 8. CHILDREN'S TRUST FUND OF TEXAS COUNCIL

Chapter 201. COUNCIL ADMINISTRATION: POLICIES AND PROCEDURES

40 TAC §201.2, 201.4, 201.5, 201.8 - 201.10

The Texas Department of Protective and Regulatory Services (PRS) adopts the repeal of Chapter 201, Council Administration: Polices and Procedures, consisting of §§201.2, 201.4, 201.5, and 201.8 - 201.10, without changes to the proposal published in the December 6, 2002, issue of the Texas Register (27 TexReg 11497).

Effective September 1, 2001, the Children's Trust Fund of Texas Council was transferred to PRS. As a result, PRS is repealing Chapter 201, and adopting new Children's Trust Fund rules in Chapter 704, Prevention and Early Intervention. New Chapter 704 is adopted in this issue of the Texas Register .

The repeals will function by replacing the repealed rules with new rules that will be easier to comply with and will be consistent with other agency requirements.

No comments were received regarding adoption of the repeals.

The repeals are adopted under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs.

The repeals implement the Human Resources Code, §40.029.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 28, 2003.

TRD-200302082

C. Ed Davis

Deputy Director, Legal Services (PRS)

Children's Trust Fund of Texas Council

Effective date: May 1, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 438-3437


Chapter 202. FUNDED PROGRAM AWARDS AND CONTRACTS

40 TAC §§202.1 - 202.8, 202.10 - 202.18

The Texas Department of Protective and Regulatory Services (PRS) adopts the repeal of Chapter 202, Funded Program Awards and Contracts, consisting of §§202.1 - 202.8 and §§202.10 - 202.18, without changes to the proposal published in the December 6, 2002, issue of the Texas Register (27 TexReg 11498).

Effective September 1, 2001, the Children's Trust Fund of Texas Council was transferred to PRS. As a result, PRS is repealing Chapter 202, and adopting new Children's Trust Fund rules in Chapter 704, Prevention and Early Intervention. New Chapter 704 is adopted in this issue of the Texas Register .

The repeals will function by replacing the repealed rules with new rules that will be easier to comply with and will be consistent with other agency requirements.

No comments were received regarding adoption of the repeals.

The repeals are adopted under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs.

The repeals implement the Human Resources Code, §40.029.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 28, 2003.

TRD-200302083

C. Ed Davis

Deputy Director, Legal Services (PRS)

Children's Trust Fund of Texas Council

Effective date: May 1, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 438-3437


Part 19. TEXAS DEPARTMENT OF PROTECTIVE AND REGULATORY SERVICES

Chapter 701. COMMUNITY INITIATIVES

The Texas Department of Protective and Regulatory Services (PRS) adopts the repeal of Chapter 701, Community Initiatives, consisting of §§701.100 - 701.103, 701.201, 701.203, 701.205, 701.207, 701.209, 701.211, 701.213, 701.215, 701.217, 701.219, 701.221, 701.223, 701.225, 701.271, and 701.272, without changes to the proposal published in the December 6, 2002, issue of the Texas Register (27 TexReg 11498).

Community Initiatives, the former name of the division, has been changed to Prevention and Early Intervention. Chapter 701 is repealed so the chapter can be renamed and restructured. New Chapter 704, Prevention and Early Intervention, is adopted in this issue of the Texas Register .

The repeals will function by replacing the repealed rules with new rules that will be easier to comply with and will be consistent with other agency requirements.

No comments were received regarding adoption of the repeals.

Subchapter A. SERVICES TO AT-RISK YOUTH (STAR) PROGRAM

40 TAC §§701.100 - 701.103

The repeals are adopted under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs.

The repeals implement the Human Resources Code, §40.029.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 28, 2003.

TRD-200302084

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Effective date: May 1, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 438-3437


Subchapter B. COMMUNITIES IN SCHOOLS

40 TAC §§701.201, 701.203, 701.205, 701.207, 701.209, 701.211, 701.213, 701.215, 701.217, 701.219, 701.221, 701.223, 701.225, 701.271, 701.272

The repeals are adopted under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs.

The repeals implement the Human Resources Code, §40.029.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 28, 2003.

TRD-200302085

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Effective date: May 1, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 438-3437


Chapter 702. GENERAL ADMINISTRATION

Subchapter E. MEMORANDUM OF UNDERSTANDING WITH OTHER STATE AGENCIES

The Texas Department of Protective and Regulatory Services (PRS) adopts new §702.413 with changes to the proposed text published in the December 6, 2002, issue of the Texas Register (27 TexReg 11499). The repeal of §702.413 is adopted without changes and will not be republished.

The justification for the repeal and new section is to update the memorandum of understanding (MOU) between PRS and the Texas Education Agency concerning the Communities In Schools program.

The sections will function by ensuring the rule includes the updated MOU.

No comments were received regarding adoption of the section. However, PRS is adopting new §702.413 with minor changes to correct typographical errors.

40 TAC §702.413

The repeal is adopted under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs.

The repeal implements the Human Resources Code, §40.029, and the Texas Family Code, §264.755.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 28, 2003.

TRD-200302086

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Effective date: May 1, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 438-3437


40 TAC §702.413

The new section is adopted under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs.

The new section implements the Human Resources Code, §40.029, and the Texas Family Code, §264.755.

§702.413.Memorandum of Understanding (MOU) Concerning the Communities In Schools Program.

(a) Purpose. This memorandum of understanding (MOU) is a mutual agreement between the Texas Education Agency (TEA) and the Texas Department of Protective and Regulatory Services (PRS), established pursuant to the Texas Family Code, Chapter 264, Subchapter I, Communities In Schools Program, §264.755. The purpose of this agreement is to define specific responsibilities of the TEA and PRS that will maximize the effectiveness of the Communities In Schools program.

(b) Participation.

(1) The PRS's responsibilities under this agreement shall be as follows:

(A) participate in regular meetings to discuss strategies to enhance the CIS program;

(B) ensure that districts and campuses that operate the CIS program include information about the program in the campus or district improvement plan;

(C) share participant data, within the parameters of federal law and each agency's confidentiality and data collection policies;

(D) safeguard the confidentiality of any participant information and/or data provided by TEA;

(E) develop student performance measures and program measures, which will relate to keeping students in school;

(F) encourage local businesses to participate in local CIS programs;

(G) provide a liaison and administrative support to the Community In Schools State Advisory Council (CISSAC) as per HB 1574;

(H) reimburse CISSAC members for travel expenses from the CIS State Office operating budget;

(I) replicate the CIS program into non-served areas of the state; and

(J) provide financial and operating reports as requested by TEA.

(2) The TEA's responsibilities under this agreement shall be as follows:

(A) provide a liaison to the CISSAC as per HB 1574;

(B) transfer the appropriated state Compensatory Education funds each fiscal year of the biennium to PRS;

(C) designate a CIS liaison that will assist in the implementation of the memorandum of understanding and participate in regular meetings to discuss strategies to enhance the CIS program;

(D) provide participant data and other information needed from the Public Education Information Management System and other sources to assist in evaluating the effectiveness of the CIS program in preventing students from dropping out of school, within the parameters of federal law and the TEA's confidentiality, student information sharing and data collection policies;

(E) clarify requirements and procedures for school districts and local CIS programs pertaining to sharing information;

(F) safeguard the confidentiality of any participant information and/or data provided by CIS;

(G) provide information about CIS to the education community throughout the state;

(H) provide information to the CIS state office about educational programs at TEA;

(I) coordinate and include CIS in any agency programs, services, conferences, and trainings related to at-risk youth when appropriate, and;

(J) encourage local districts to partner with CIS.

(c) Terms of the MOU.

(1) This MOU shall be adopted by rule by PRS and TEA and will be effective upon adoption.

(2) The MOU may be considered for expansion, modification or amendment at any time upon the mutual agreement of the Executive Director of PRS and the Commissioner of TEA.

(3) The MOU shall be reviewed jointly and, if necessary, updated prior to the close of each fiscal year.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 28, 2003.

TRD-200302087

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Effective date: May 1, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 438-3437


Chapter 704. PREVENTION AND EARLY INTERVENTION SERVICES

The Texas Department of Protective and Regulatory Services (PRS) adopts new Chapter 704, Prevention and Early Intervention Services, consisting of §§704.1, 704.3, 704.201, 704.203, 704.205, 704.207, 704.401, 704.403, 704.405, 704.407, 704.409, 704.411, 704.601, 704.603, 704.801, and 704.803. New §§704.207, 704.403, and 704.411 are adopted with changes to the proposed text published in the December 6, 2002, issue of the Texas Register (27 TexReg 11501). Sections 704.1, 704.3, 704.201, 704.203, 704.205, 704.401, 704.405, 704.407, 704.409, 704.601, 704.603, 704.801, and 704.803 are adopted without changes to the proposed text and will not be republished.

The justification for the new chapter is to rename and restructure the rules to include general division rules and appropriate program-specific rules, and to eliminate redundant or unnecessary rules. The chapter also includes new rules for the Children's Trust Fund, which was transferred to PRS in the last legislative session. The chapter is written in question and answer format, and uses other plain language techniques. Also in this issue of the Texas Register , PRS is adopting the repeal of Chapter 701, Community Initiatives; and Children's Trust Fund rules 40 TAC Chapter 201, Council Administration: Policies and Procedures; and 40 TAC Chapter 202, Funded Program Awards and Contracts.

The new sections will function by providing rules that will be easier to understand and comply with, and will be consistent with other PRS requirements.

No comments were received during the public comment period regarding adoption of the sections; however, members of the public testified regarding §704.411 at the Board's open meeting on March 28, 2003. In addition, the Communities In Schools State Advisory Committee requested clarification on §704.411. PRS is adopting §704.207 with a change to correct the website address, correcting a typographical error in §704.403, and revising the text of §704.411 as follows: Should additional funds for the CIS program be provided to PRS by the legislature, once any necessary replication has been addressed, these funds may be made available to CIS providers for program expansion through such processes as PRS deems appropriate. Similarly, if other funds are available, these funds may be allocated through such processes as PRS deems appropriate.

Subchapter A. PURPOSE AND DEFINITIONS

40 TAC §704.1, §704.3

The new sections are adopted under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs.

The new sections implement the Human Resources Code, §40.029, and the Texas Family Code, Chapter 265.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 28, 2003.

TRD-200302088

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Effective date: May 1, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 438-3437


Subchapter C. PREVENTION AND INTERVENTION PRIMARY RESPONSIBILITIES

40 TAC §§704.201, 704.203, 704.205, 704.207

The new sections are adopted under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs.

The new sections implement the Human Resources Code, §40.029, and the Texas Family Code, Chapter 265.

§704.207.How can a member of the public obtain more information on specific PEI initiatives or funding opportunities?

PEI procurements are posted on the Texas Marketplace (www.marketplace.com), where the entire procurement package may be downloaded, including the Request for Proposals (RFP), budget pages, certification forms, and any clarifications. Hard copies of RFPs may also be requested from PRS after they are released. Information on PEI programs and initiatives may be accessed on the agency's website at: http://www.tdprs.state.tx.us/Prevention_and_Early_Intervention/About_Prevention_and_ Early_Intervention/default.asp

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 28, 2003.

TRD-200302089

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Effective date: May 1, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 438-3437


Subchapter E. COMMUNITIES IN SCHOOLS

40 TAC §§704.401, 704.403, 704.405, 704.407, 704.409, 704.411

The new sections are adopted under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs.

The new sections implement the Human Resources Code, §40.029, and the Texas Family Code, Chapter 264, Subchapter I.

§704.403.What are the roles and responsibilities of PRS and Texas Education Agency (TEA) with respect to the CIS program?

These responsibilities are defined in a Memorandum of Understanding (MOU) between PRS and TEA, per Texas Family Code, Chapter 264, Subchapter I, §264.755. The text of the MOU is found in §702.413 of this title (relating to Memorandum of Understanding Concerning the Communities In Schools (CIS) Program).

§704.411.How will additional or other funds be made available to CIS programs?

Should additional funds for the CIS program be provided to PRS by the legislature, once any necessary replication has been addressed, these funds may be made available to CIS providers for program expansion through such processes as PRS deems appropriate. Similarly, if other funds are available, these funds may be allocated through such processes as PRS deems appropriate.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 28, 2003.

TRD-200302090

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Effective date: May 1, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 438-3437


Subchapter G. INFANT MORTALITY PREVENTION AND EDUCATION PROGRAM

40 TAC §704.601, §704.603

The new sections are adopted under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs.

The new sections implement the Human Resources Code, §40.029 and §40.0523.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 28, 2003.

TRD-200302091

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Effective date: May 1, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 438-3437


Subchapter I. CHILDREN'S TRUST FUND

40 TAC §704.801, §704.803

The new sections are adopted under the Human Resources Code, §40.029, which authorizes the department to adopt rules that facilitate the implementation of department programs.

The new sections implement the Human Resources Code, §40.029.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 28, 2003.

TRD-200302092

C. Ed Davis

Deputy Director, Legal Services

Texas Department of Protective and Regulatory Services

Effective date: May 1, 2003

Proposal publication date: December 6, 2002

For further information, please call: (512) 438-3437


Part 20. TEXAS WORKFORCE COMMISSION

Chapter 847. PROJECT RIO EMPLOYMENT ACTIVITIES AND SUPPORT SERVICES

The Texas Workforce Commission (Commission) adopts new Chapter 847 relating to Project Re-Integration of Offenders (Project RIO) employment activities and support services, which includes Subchapter A, General Provisions, §847.1-847.3; Subchapter B, Project RIO Job Seeker Responsibilities, §847.11-847.12; Subchapter C, Project RIO Services, §§847.21-847.22; Subchapter D, Project RIO Employment Activities, §847.31; Subchapter E, Project RIO Support Services, §847.41; and Subchapter F, Expenditure of Funds, §847.51, with changes to the proposed text as published in the January 3, 2003, issue of the Texas Register (28 TexReg 32). The text will be republished.

The purpose of Project RIO is to provide a statewide employment referral program designed to reintegrate into the labor force persons sentenced to a state jail or correctional institution, and persons committed to a Texas Youth Commission facility. Furthermore, Project RIO helps reduce recidivism by providing linkage between services offered after release and services provided while incarcerated.

The Project RIO standards and guidelines, set forth in this chapter, address the roles and responsibilities of Local Workforce Development Boards (Boards) to ensure that Project RIO employment activities and support services are available statewide through the Texas Workforce Centers, consistent with 40 TAC Chapter 801 relating to the One-Stop Service Delivery Network. Project RIO employment activities and support services are provided to adult and youth offenders before release by the agency partners, which include the Texas Department of Criminal Justice (TDCJ) and the Texas Youth Commission (TYC).

TDCJ is the agency that manages the overall operations of the state's prison, parole, and state jail systems. The agency also provides funding, training, and certain oversight of community supervision. The mission of the TDCJ is to provide public safety, promote positive change in offender behavior, reintegrate offenders into society, and assist victims of crime.

TYC is the state's juvenile corrections agency charged with protecting the public and controlling the commission of unlawful acts by youth committed to the agency by confining them under conditions that emphasize their positive development, accountability for their conduct, and discipline training.

Post-release employment activities and support services are provided through the Texas Workforce Centers, and are designed to provide ex-offenders with employment activities and support services that promote employment and meet the needs of Texas employers, in order to help reduce recidivism. The provisions in this chapter are intended to implement and be consistent with Texas Labor Code, Chapter 306; Texas Government Code §2308.312; and the Commission's Memorandum of Understanding with the TDCJ and the TYC.

The One-Stop Service Delivery Network, as set forth in 40 TAC Chapter 801, Subchapter B, is the vehicle for providing integrated services that are streamlined, empower individuals, provide universal access to services, increase accountability for service delivery, and provide a strong role for Boards in coordinating services at the local level to maximize the benefits to individuals and employers.

The Texas Workforce Centers, part of the One-Stop Service Delivery Network, are based on a partnership among the Boards, the service providers, the Commission, and others, including but not limited to the TDCJ and the TYC. The Boards utilize a competitively procured Texas Workforce Center operator for the provision of employment activities and support services. The Project RIO employment and training services are a required service that must be accessible through the Texas Workforce Centers, pursuant to the Texas Government Code §2308.312 and Texas Labor Code, Chapter 302.

Part of the Commission's innovative system of workforce training and services throughout the State of Texas is the Project RIO employment activities and support services. The Boards currently plan and oversee a broad array of workforce programs, including WIA Adult and Youth services. These programs offer opportunities to provide additional core and intensive services, such as comprehensive and specialized assessments or diagnostic testing, case management, short-term prevocational training, and vocational skills training, when appropriate, for Project RIO participants. The services under WIA Youth provide many opportunities for Project RIO - Youth to strengthen their awareness of and connections to employment, including summer employment and paid and unpaid work experiences, such as internships and job shadowing. In addition, WIA Youth offers tutoring, study skills training and other dropout prevention strategies, occupational skills training, as appropriate, and leadership development opportunities such as community service, with adult mentoring for the period of participation as well as subsequently for a total of 12 months.

Another significant opportunity for broadening the array of services to Project RIO participants includes a more active integration of Project RIO and Food Stamp Employment and Training (FSE&T) services. The provision of food stamps is recognized in the current Project RIO statute as an important support service for Project RIO job seekers. By encouraging Boards to seek applications for food stamps for a greater number of Project RIO job seekers, Boards can draw down additional FSE&T funds. The Commission supports the use of FSE&T funds to build a stronger network of services for Project RIO job seekers.

One of the primary goals of the Commission is to meet the needs of Texas employers for the development of a highly skilled and productive workforce. As part of this goal, the Commission strives to prepare, place, and retain individuals in employment, and meet the education and skills needs of workers of this state. It is a goal for the Commission that all participants in Project RIO employment activities and support services successfully secure employment.

Project RIO is a legislatively created joint undertaking intended to help reduce recidivism by assisting ex-offenders in securing meaningful employment after release. Success in Project RIO has largely been a product of a high level of interagency cooperation among the correctional and workforce development agencies. Specifically, the TDCJ and the TYC, along with the Commission, cooperate to provide full integration of Project RIO employment activities and support services. The Commission anticipates that the service delivery, through coordination with the Boards and use of the Texas Workforce Centers, will strengthen the partnerships with local TDCJ and TYC contacts in each local workforce development area (workforce area) to improve and enhance services and yield greater success for Project RIO job seekers. The Commission also anticipates that the one-stop model will provide more direct coordination of local services with the local partners, which will enhance the levels of coordination for the benefit of Project RIO job seekers.

Project RIO employment activities and support services are provided to adult and youth offenders in TDCJ's Institutional and State Jail Divisions, and TYC facilities. Employment activities and support services provided in these settings focus on better equipping offenders to secure employment after release.

Upon release, the majority of Project RIO job seekers have a supervising parole officer at the TDCJ or the TYC. The supervising parole officers make referrals to Project RIO. The Boards must ensure that the parole officer is informed of the status of the Project RIO job seeker's progress in securing employment.

Some ex-offenders may be released into the community with no supervision because they have fully discharged their sentence. This situation commonly occurs with State Jail ex-offenders and, on occasion, with individuals who fully discharge their sentences in prison. These individuals may become aware of Project RIO while incarcerated and may volunteer for participation.

Project RIO services for youth have shown success in providing early intervention and diversion services. The Commission anticipates that local partnerships formed under WIA to address the needs of youth more comprehensively will enhance these services.

The Commission also recognizes that Fidelity Bonding services are a valuable employer incentive for Project RIO job seekers. To ensure that this placement tool continues to be offered in a cost-efficient fashion, the Commission, through the Commission's Project RIO Department, will continue to obtain the necessary bonds and make them available for use in placing Project RIO job seekers.

Resources to support the Board's Project RIO oversight and management are anticipated to be distributed among the workforce areas based on factors such as those that recognize the potential service populations, the existing referral patterns, and the past entered employment rate applicable to the workforce area. Services available through the One-Stop Service Delivery Network for Project RIO job seekers may be funded with Project RIO funds or through a combination of other funds used for employment and training activities and services. Where applicable, other funds may include FSE&T funds or other funds for which the individuals may be eligible.

Multi-Agency Coordination. The policy concepts approved by the Commission were shared with the agency partners prior to the rule proposal. A draft of the proposed rules was circulated to the agency partners. Agency partner staff expressed general agreement with the proposed rules and preamble, and requested clarifications regarding a number of points. The TYC representative specifically referenced the state law requirement that youth who are released from a TYC facility, and have not yet obtained a General Equivalency Diploma (GED), must obtain the GED within 45 days of release. Likewise, the need to provide basic skills development, such as math and reading, may be critical for their post-release employment success. The Commission agrees with the majority of clarifications requested and has modified the rules accordingly.

Public comments on the proposed rules were received from the Coastal Bend Workforce Development Board; three individuals; and one agency partner, the Windham School District, part of the TDCJ. Some commenters agreed with the rules, some disagreed with certain provisions within the rules, and some did not state whether they were for or against the rules. Several commenters made recommendations for changes to the proposed language. The comment summaries and responses are as follows.

Comment: One commenter suggested coordinating Project RIO services more closely with the FSE&T funds to maximize the federal match capability of state General Revenue funds and to further reach the goals of both Project RIO and FSE&T services.

Response: The Commission agrees and will require application for food stamp benefits for Project RIO participation. The Commission recognizes that coordinating Project RIO and FSE&T funding sources will result in leveraging the return on state General Revenue dollars. For example, "job search" activities for Project RIO participants may be funded through FSE&T funds, to the extent that the job seeker meets the FSE&T eligibility criteria.

Comment: One commenter supports Project RIO and commented that taxpayers pay too much for incarcerating criminals, while little or no training is available to help these individuals return to society. The commenter conveyed that with Project RIO, these individuals will be able to help themselves improve their lives.

Response: The Commission appreciates the commenter taking the time to express support for Project RIO.

Comment: One commenter expressed concern regarding the reliability of contract administration of state and federal programs and cited past audit reports as the basis of the concern. The commenter further suggested that the Commission not privatize the administration of state and federally funded programs until full resolution of all audit issues for a period of three years.

Response: The Commission agrees that accountability is important. The Commission would clarify that its monitoring rules contained in 40 TAC Chapter 800 apply to the Board's coordination of Project RIO services and activities. The Commission disagrees with the commenter's request to postpone implementation. In addition, only one of the audits cited by the commenter pertained to the Commission, the Boards, or their contractors. The law directs the Boards to contract for service delivery, and performance and accountability are incorporated into every contract. Furthermore, the Commission recognizes the superior benefits for employers and job seekers when services are coordinated to the maximum extent possible in the Texas Workforce Centers. The Commission's action to move forward with the implementation of these rules is based in part on the goal of ensuring that Project RIO job seekers are able to access services on a statewide basis. The Commission also anticipates that a cost savings will be realized through more closely connecting the delivery of Project RIO services with other services available through the Texas Workforce Centers. The Commission anticipates that services to Project RIO job seekers will be improved and expanded.

Comment: One commenter suggested including information in the preamble of this chapter that reflects the overarching purpose of Project RIO.

Response: The Commission agrees that the preamble should include the overarching purpose of Project RIO; however, it does not see a need to amend the rules because the preamble language tracks the language of the existing statute.

Comment: One commenter stated that the resource distribution to the Boards should not be based only on the number of clients served, but also on the entered employment rate at the end of the previous program year.

Response: The Commission agrees that the entered employment rate is an appropriate factor for consideration, in addition to the historical service populations and the existing referral patterns. The Commission has clarified the distribution methodology in §847.1(c).

Comment: Regarding §847.2, one commenter suggested expanding the definition of the TDCJ to include additional information on its mission.

Response: The Commission agrees that it is important to communicate TDCJ's mission to ensure understanding of our agency partner's role. The Commission believes, however, that this information is more appropriate in the preamble rather than the rules. The Commission will also include a statement of TYC's mission in the preamble.

Comment: One commenter suggested revising language regarding the funds distribution to reflect that services be provided to Project RIO job seekers based on the availability of funds. Specifically, the commenter suggested language to incorporate into §847.3(a), §847.3(d)(4), §847.3(d)(6), and §847.41.

Response: The Commission disagrees that funds are not sufficient to serve Project RIO job seekers. The Commission also would emphasize that services available through the One-Stop Service Delivery Network for Project RIO job seekers may be funded with Project RIO funds or through a combination of other appropriate funding sources. Specifically, these services may include services funded with FSE&T funds or other funds that may assist the individuals with securing employment.

Comment: In §847.3(e), one commenter requested that the word "monitoring" be substituted with "management or supervision."

Response: The Commission agrees with clarifying this provision and has added the words "oversight and" before "monitoring."

Comment: In §847.3(e)(2), one commenter asked the meaning of the word "intervention."

Response: The Commission agrees that clarification is needed and has replaced the word "intervention" with "referrals to support services."

Comment: One commenter suggested that the wording of the goal be modified to specifically define "appropriate employment" as a job that directly relates to participants' training and skills, and considers their conviction, current supervision, and housing status.

Response: The Commission agrees with the comment that clarification is needed regarding what constitutes appropriate employment and has modified the rule at §847.31 to add additional clarifications.

Comment: One commenter asked whether the Memorandum of Understanding referenced under §847.41(b) would bind the Boards to anything that is not currently being done at the local level by TWC staff.

Response: The Memorandum of Understanding referenced in §847.41(b) contains existing statutory requirements for serving Project RIO job seekers pursuant to Texas Government Code §2308.312, as adopted in 1997.

For information about the Texas Workforce Commission, please visit our web page at www.texasworkforce.org.

Subchapter A. GENERAL PROVISIONS

40 TAC §§847.1 - 847.3

The new rules are adopted under Texas Labor Code §301.061, which provides the Texas Workforce Commission with the authority to adopt, amend, or repeal such rules as it deems necessary for the effective administration of Commission activities and services; Texas Labor Code, Chapter 306, and particularly §306.003, which requires the Commission to administer the project; and Texas Labor Code §306.006, which states the Project RIO director's duties to set standards and guidelines for the operation of the project.

Texas Labor Code, Title 4, and particularly Chapter 301 and Chapter 302, will be affected by the new rules.

§847.1.Purpose.

(a) Purpose. The purpose of Project RIO is to provide a statewide employment referral program designed to reintegrate into the labor force persons sentenced to a Texas Department of Criminal Justice (TDCJ) State Jail Division facility or the Institutional Division and persons committed to the Texas Youth Commission (TYC).

(b) Scope of Rules. The Project RIO standards and guidelines, set forth in this chapter, address the roles and responsibilities of Boards to ensure that Project RIO employment activities and support services are available statewide through the Texas Workforce Centers consistent with 40 TAC Chapter 801 relating to the One-Stop Service Delivery Network. Project RIO employment activities and support services are provided to adult and youth offenders before release by the TDCJ and the TYC. Post-release employment activities and support services are provided through the Texas Workforce Centers, and are designed to provide ex-offenders with employment activities and support services that promote employment, meet the needs of Texas employers, and help reduce recidivism. The provisions in this chapter are intended to be consistent with Texas Labor Code, Chapter 306, Texas Government Code §2308.312, and the Memorandum of Understanding with the TDCJ and the TYC.

(c) Funds Distribution. The Commission intends, to the greatest extent possible, to support and expand Project RIO services by leveraging the General Revenue appropriation for Project RIO and federal FSE&T funds. These funds will be distributed based on three factors, the historical service populations, the existing referral patterns, and the prior years' entered employment rates applicable to the local workforce development area (workforce area).

§847.2.Definitions.

The following words and terms, when used in this chapter, shall have the following meanings unless the context clearly indicates otherwise.

(1) Project RIO job seeker--an individual involved with the Texas criminal or juvenile justice systems that may include the following:

(A) adults who were formerly confined by the TDCJ Institutional Division, who are within one year after their release from incarceration, and are currently under or within one year of completion of their term of supervision by the TDCJ Parole Division;

(B) adults who were formerly confined in a TDCJ State Jail facility and who are within one year after their release from incarceration; and

(C) adjudicated youth ages 16 through 21, seeking employment activities and support services, who were formerly confined in a TYC facility.

(2) Job Seeker Responsibility Agreement--an agreement between the Project RIO job seeker and the Texas Workforce Center operator or the Board's designated service provider. This agreement outlines the Project RIO job seeker's responsibilities for continued enrollment in Project RIO activities.

(3) TDCJ--Texas Department of Criminal Justice, which includes the Institutional, Parole, and State Jail Divisions, is the state agency that manages the overall operations of the state's prison, parole, and state jail systems.

(4) TYC--Texas Youth Commission, which is the state's juvenile corrections agency, manages the overall operations of the state's youth facilities.

(5) Food Stamp Employment and Training (FSE&T)--the activities and support services that assist food stamp recipients in entering employment through participation in allowable job search, training, education, or workfare activities that promote self-sufficiency.

§847.3.General Board Responsibilities.

(a) Role of Boards. A Board shall ensure that individuals referred by the TDCJ and the TYC as Project RIO job seekers participate in Project RIO employment activities and support services, and other workforce activities and support services as appropriate. The employment activities and support services, as defined in this chapter, should meet the needs of local employers, prepare Project RIO job seekers to compete in the labor market, and assist ex-offenders in locating employment.

(b) Board Planning. A Board shall develop, amend, and modify its Integrated Plan to incorporate and coordinate the design and management of the delivery of Project RIO employment activities and support services with the delivery of other workforce employment, training, and educational services identified in Texas Government Code §2308.251 et seq. , Texas Government Code §2308.312 et seq. , as well as other employment and training services included in the One-Stop Service Delivery Network as set forth in Chapter 801 of this title. The Texas Workforce Commission's (Commission) intent is to assist Project RIO job seekers with securing employment as quickly as possible; however, Project RIO - Youth may need basic skills training and education to secure employment. Specifically, Boards shall consider integration with WIA Youth services or other funding sources, as appropriate, for assisting Project RIO - Youth with obtaining the basic General Equivalency Diploma (GED) or basic skills training.

(c) Board Coordination. The Boards shall coordinate with the following entities to ensure the transition to employment of Project RIO job seekers:

(1) TDCJ - Parole Supervising Offices. A Board shall coordinate the provision of Project RIO employment activities and support services with the referring Parole Division supervising officer. This coordination shall ensure that the TDCJ Parole Offices are made aware of the results of the initial referral for Project RIO services, as well as periodic updates on program participation status as determined appropriate for the individual.

(2) TDCJ - Institutional Division. A Board shall coordinate the provision of Project RIO employment activities and support services with the TDCJ Institutional Division by utilizing the data and resources developed by the TDCJ Institutional Division Project RIO component prior to the offender's release. This coordination shall ensure that the TDCJ Institutional Division is made aware of the results of the initial referral for Project RIO services, as well as periodic updates on program participation status as determined appropriate for the individual.

(3) TDCJ -State Jail Division. A Board shall coordinate the provision of Project RIO employment activities and support services with the TDCJ State Jail Division by utilizing the data and resources developed by the State Jail Project RIO component prior to the offender's release. This coordination shall ensure that the TDCJ State Jail Division is made aware of the results of the initial referral for Project RIO services, as well as periodic updates on program participation status as determined appropriate for the individual.

(4) TYC Offices. A Board shall coordinate the provision of Project RIO employment activities and support services with the referring TYC parole and contracted parole officer. This coordination shall ensure that the TYC Offices are made aware of the results of the initial referral for Project RIO services, as well as periodic updates on program participation status as determined appropriate for the individual.

(5) Other Partners. For the purposes of ensuring that Project RIO job seekers have the necessary support services available to them to enable successful reentry into the labor force, a Board shall develop cooperative agreements and service arrangements meeting the requirements of the Texas Labor Code §306.007(a).

(d) Service Delivery Strategies. A Board shall develop a Project RIO Service Delivery Strategy that fully incorporates and ensures the following elements:

(1) the efficient delivery and linkage of Project RIO employment activities and support services within the workforce area's One-Stop Service Delivery Network with other employment and training services funded through the Texas Workforce Center, in particular WIA Adult and Youth services and Food Stamp Employment and Training (FSE&T);

(2) the employment documents secured by the TDCJ Institutional Division, State Jail Division, or the TYC Project RIO are properly routed to the ex-offender;

(3) a point of contact for the TDCJ Parole Division and the TYC to facilitate access to information regarding the Project RIO job seeker's progress toward securing employment and related participation information;

(4) the outreach of Project RIO job seekers at TDCJ Parole Division and TYC facilities;

(5) the participation of the One-Stop Service Delivery Network in job fairs/career days held in TDCJ facilities;

(6) the use of reporting and document management systems related to Project RIO participation as required by the Commission;

(7) all performance standards, as developed by the Commission, are met; and

(8) the performance of any other duties, as required by the Commission, necessary to implement the intent of Texas Labor Code, Chapter 306.

(e) Access to Project RIO Employment Activities and Support Services. A Board shall ensure that the oversight and monitoring of program requirements and participant activities occur on an ongoing basis, as determined appropriate by the Board, and consist of the following:

(1) tracking and reporting, as required by the Commission, of employment activities and support services, including appropriate data relating to referrals, placements, specialized on-the-job training, and completion of training, such as GED completion, college credit and noncredit course accomplishments, or other data, as applicable;

(2) determining and arranging for any referrals to support services needed to assist the Project RIO job seeker in complying with Project RIO employment activities to address barriers to employment; and

(3) ensuring progress toward achieving the goals and objectives in the Project RIO job seeker's Individual Employment Plan, as set forth in §847.22 of this chapter, and the job seeker Responsibility Agreement, as set forth in §847.3(i) of this section.

(f) TDCJ Notice. A Board shall ensure that notification to the TDCJ Parole Division is made in a timely manner if a job seeker fails to comply with the job seeker Responsibility Agreement as set forth in §847.3 of this chapter.

(g) Employer Notice. A Board shall ensure that employers are informed at the time of the employment referral of the Project RIO job seeker's status as an ex-offender and the availability of Work Opportunity Tax Credits and Fidelity Bonding services.

(h) Youth Confidentiality. A Board shall ensure that employment referrals for adjudicated youth are made in accordance with the confidentiality requirements set forth in state statutes, state rules, and Commission policies.

(i) Job Seeker Responsibility Agreement. Boards shall ensure that the job seeker Responsibility Agreement is signed by the Project RIO job seeker and the Texas Workforce Center operator, or the Board's designated service provider, and contains language indicating that the job seeker:

(1) is ready and able to seek employment;

(2) will comply with all service requirements as outlined in the Individual Employment Plan;

(3) will report for employment interviews at the scheduled appointment time(s); and

(4) will notify the Texas Workforce Center operator, or the Board's designated service provider, of employment.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 27, 2003.

TRD-200302042

John Moore

Assistant General Counsel

Texas Workforce Commission

Effective date: April 16, 2003

Proposal publication date: January 3, 2003

For further information, please call: (512) 463-2573


Subchapter B. PROJECT RIO JOB SEEKER RESPONSIBILITIES

40 TAC §847.11, §847.12

The new rules are adopted under Texas Labor Code §301.061, which provides the Texas Workforce Commission with the authority to adopt, amend, or repeal such rules as it deems necessary for the effective administration of Commission activities and services; Texas Labor Code, Chapter 306, and particularly §306.003, which requires the Commission to administer the project; and Texas Labor Code §306.006, which states the Project RIO director's duties to set standards and guidelines for the operation of the project.

Texas Labor Code, Title 4, and particularly Chapter 301 and Chapter 302, will be affected by the new rules.

§847.11.Job Seeker Responsibilities.

Project RIO job seekers shall:

(1) complete and sign an application for food stamp benefits through the Texas Department of Human Services, unless the job seeker has a drug conviction on or after August 22, 1996;

(2) sign the job seeker Responsibility Agreement;

(3) participate in employment activities as specified in §847.22 and as described in §847.31 of this chapter;

(4) attend scheduled Project RIO appointments;

(5) notify the 'Texas Workforce Center operator, or the Board's designated service provider, when starting work on any job;

(6) participate in or receive support services as described in §847.22 and §847.41 of this chapter, necessary to enable the Project RIO job seekers to work or participate in employment activities, including counseling, treatment, and vocational or physical rehabilitation;

(7) be free of outstanding warrants and not in pre-revocation status; and

(8) be drug-free and comply with other terms or conditions of parole.

§847.12.Job Seeker Failure to Comply.

Project RIO job seekers referred by the TDCJ Parole Division, who fail to meet the requirements of the Individual Employment Plan and job seeker Responsibility Agreement, may be deemed ineligible for Project RIO employment activities and support services, and such participation status shall be reported to the TDCJ Parole Division. Failure to comply, as determined by the Texas Workforce Center operator, or the Board's designated service provider, includes but is not limited to:

(1) failing to report for two scheduled interviews;

(2) turning down a position of employment that is consistent with the skills possessed by the Project RIO job seeker;

(3) quitting an employment activity without cause; or

(4) being terminated from a job for misconduct.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 27, 2003.

TRD-200302043

John Moore

Assistant General Counsel

Texas Workforce Commission

Effective date: April 16, 2003

Proposal publication date: January 3, 2003

For further information, please call: (512) 463-2573


Subchapter C. PROJECT RIO SERVICES

40 TAC §847.21, §847.22

The new rules are adopted under Texas Labor Code §301.061, which provides the Texas Workforce Commission with the authority to adopt, amend, or repeal such rules as it deems necessary for the effective administration of Commission activities and services, Texas Labor Code, Chapter 306, and particularly §306.003, which requires the Commission to administer the project; and Texas Labor Code §306.006, which states the Project RIO director's duties to set standards and guidelines for the operation of the project.

Texas Labor Code, Title 4, and particularly Chapter 301 and Chapter 302, will be affected by the new rules.

§847.21.Job Seeker Assessment.

(a) A Board shall ensure that initial and ongoing assessments are performed to determine the employability and retention needs of Project RIO job seekers.

(b) Assessments shall include evaluations of strengths and potential barriers to securing and retaining employment, such as:

(1) information identified in the assessments provided by agency partners, which include background information relating to education and vocational skills training obtained while incarcerated, employment history, academic achievements, and past skills attainments;

(2) other skills and abilities, employment, and educational history in relation to employers' workforce needs in the local labor market;

(3) support services needs; and

(4) family circumstances that may affect participation, including the existence of domestic violence, substance abuse, and mental illness, or the need for parenting skills training, which, if identified, may require coordination through the parole or contracted parole officer, as one of the factors considered in evaluating employability.

(c) Assessments shall result in the development of an Individual Employment Plan, as described in §847.22 of this chapter.

§847.22.Job Seeker Individual Employment Plan.

Boards shall ensure that the Individual Employment Plan:

(1) incorporates information provided by the referring agency partner, including any individual employment planning provided while in a TDCJ or TYC facility;

(2) identifies and coordinates the provision of services available through the Texas Workforce Centers;

(3) is based on assessments, as described in this chapter;

(4) contains any prevocational goals established for Project RIO - Youth participants while in a TYC facility;

(5) contains employment goals to meet the needs of the local labor market;

(6) allows Project RIO job seekers to find and secure employment that requires their skills;

(7) meets the needs of employers by linking and matching the skills of Project RIO job seekers to the job-skills requirements of the employers;

(8) includes strategies for addressing barriers identified in the assessment; and

(9) is signed by the Project RIO job seeker.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 27, 2003.

TRD-200302044

John Moore

Assistant General Counsel

Texas Workforce Commission

Effective date: April 16, 2003

Proposal publication date: January 3, 2003

For further information, please call: (512) 463-2573


Subchapter D. PROJECT RIO EMPLOYMENT ACTIVITIES

40 TAC §847.31

The new rule is adopted under Texas Labor Code §301.061 which provides the Texas Workforce Commission with the authority to adopt, amend, or repeal such rules as it deems necessary for the effective administration of Commission activities and services; Texas Labor Code, Chapter 306, and particularly §306.003, which requires the Commission to administer the project; and Texas Labor Code §306.006, which states the Project RIO director's duties to set standards and guidelines for the operation of the project.

Texas Labor Code, Title 4, and particularly Chapter 301 and Chapter 302, will be affected by the new rule.

§847.31.Employment Activities for Project RIO Job Seekers.

(a) Boards shall ensure that employment activities are provided for Project RIO job seekers, as determined by the Texas Workforce Center operator, or the Board's designated service provider, which may include the provision of:

(1) activities set forth in 40 TAC Chapter 813 relating to FSE&T activities;

(2) job search and job readiness services, which incorporate the following:

(A) information and referral to employment opportunities;

(B) job-skills assessment;

(C) counseling;

(D) occupational exploration, including information on local emerging and demand occupations;

(E) interviewing skills and practice interviews;

(F) assistance with applications and resumes; and

(G) guidance and motivation for development of positive work behaviors necessary for the labor market.

(b) Boards shall ensure that referrals to employment opportunities are based on the Project RIO job seeker's assessment, training, skills, and conditions of release. The referrals to jobs may be restricted to certain available employment based on:

(1) recommendations from the agency partners, including the applicable parole officer or contracted parole officer;

(2) considerations of factors that may increase the likelihood of success of the individual in retaining employment; or

(3) consideration of factors that may help reduce the likelihood of recidivism.

(c) Boards shall ensure that other employment and training activities available through the One-Stop Service Delivery Network and paid for with funds other than Project RIO are considered and provided as deemed appropriate by the' Texas Workforce Center operator, or the Board's designated service provider, in order to maximize the opportunities for Project RIO job seekers to secure employment.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 27, 2003.

TRD-200302045

John Moore

Assistant General Counsel

Texas Workforce Commission

Effective date: April 16, 2003

Proposal publication date: January 3, 2003

For further information, please call: (512) 463-2573


Subchapter E. PROJECT RIO SUPPORT SERVICES

40 TAC §847.41

The new rule is adopted under Texas Labor Code §301.061, which provides the Texas Workforce Commission with the authority to adopt, amend, or repeal such rules as it deems necessary for the effective administration of Commission activities and services, Texas Labor Code, Chapter 306, and particularly §306.003; which requires the Commission to administer the project; and Texas Labor Code §306.006, which states the Project RIO director's duties to set standards and guidelines for the operation of the project.

Texas Labor Code, Title 4, and particularly Chapter 301 and Chapter 302, will be affected by the new rule.

§847.41.Provision of Project RIO Support Services.

(a) A Board shall ensure that support services, which address barriers to employment or participation in employment services, are provided to a Project RIO job seeker as determined by the Board's policies and Individual Employment Plans, and the Texas Workforce Center operator, or the Board's designated service provider.

(b) A Board shall ensure that referrals to support services as specified in the Memorandum of Understanding referenced in Texas Labor Code §306.004, §306.005, and §306.007 are made for Project RIO job seekers.

(c) A Board shall ensure that referrals are made, as determined appropriate by the 'Texas Workforce Center operator, or the Board's designated service provider, to other available support services, including low-income housing, application for food stamp benefits, low-cost medical assistance, substance abuse treatment, counseling, vocational or physical rehabilitation, and other services.

(d) A Board shall ensure that hiring incentives are made available for Project RIO job seekers, to include:

(1) Work Opportunity Tax Credits screening and conditional certification; and

(2) Fidelity Bonding services, which are available through the Commission.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 27, 2003.

TRD-200302046

John Moore

Assistant General Counsel

Texas Workforce Commission

Effective date: April 16, 2003

Proposal publication date: January 3, 2003

For further information, please call: (512) 463-2573


Subchapter F. EXPENDITURE OF FUNDS

40 TAC §847.51

The new rule is adopted under Texas Labor Code §301.061, which provides the Texas Workforce Commission with the authority to adopt, amend, or repeal such rules as it deems necessary for the effective administration of Commission activities and services; Texas Labor Code, Chapter 306, and particularly §306.003 that requires the Commission to administer the project; and Texas Labor Code §306.006, which states the Project RIO director's duties to set standards and guidelines for the operation of the project.

Texas Labor Code, Title 4, and particularly Chapter 301 and Chapter 302, will be affected by the new rule.

§847.51.Use of Funds.

Boards shall ensure that monies made available for Project RIO employment activities and support services pursuant to this chapter are used solely for the purpose of providing employment activities and support services specified in this chapter.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 27, 2003.

TRD-200302047

John Moore

Assistant General Counsel

Texas Workforce Commission

Effective date: April 16, 2003

Proposal publication date: January 3, 2003

For further information, please call: (512) 463-2573