TITLE 1.ADMINISTRATION

Part 12. COMMISSION ON STATE EMERGENCY COMMUNICATIONS

Chapter 251. REGIONAL PLANS -- STANDARDS

The Commission on State Emergency Communications (CSEC) proposes the repeal and replacement to §251.1, regarding regional plans for 9-1-1 service. The new section provides for provisions that allow for local emergency communications operations to increase call-taking positions at existing Public Safety Answering Points (PSAPs).

The changes in demographics, an increase in wireless calls to PSAPs, and overall 9-1-1 call volume have burdened existing operations and placed local governments in situations that could adversely impact effective emergency response and attempts to save lives and property. Local governments are ready to implement, and the Commission approves immediate action so there will be no delays which could affect the capacity of local governments to receive and respond to 9-1-1 emergency calls.

Paul Mallett, executive director, has determined that for the first five-year period the rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the rule.

Mr. Mallett has determined that for each year of the first five years the section is to be in effect, the public benefit anticipated as a result of enforcing the section will be improved effectiveness and efficiency of 9-1-1 call delivery systems in 9-1-1 program regions throughout the state. No historical data is available, however, there appears to be no direct impact on small or large businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. There is no anticipated local employment impact as a result of enforcing the section.

Comments on the proposed rule may be submitted in writing within 30 days after publication of the proposal in the Texas Register to Paul Mallett, Executive Director, Commission on State Emergency Communications, 333 Guadalupe Street, Suite 2-212, Austin, Texas 78701-3942.

1 TAC §251.1

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Commission on State Emergency Communications or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeal is proposed under Health and Safety Code, Chapter 771, §§771.051, 771.055, 771.056, 771.057 and 771.075; and Title 1 Texas Administrative Code, Part XII, Chapter 251, Regional Plan Standards, which provide the Commission on State Emergency Communications with the authority to plan, develop, provide provisions and the enhancement of effective and efficient 9-1-1 service.

No other statutes, articles or codes are affected by the proposed repeal.

§251.1.Regional Strategic Plans For 9-1-1 Service.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 6, 2002.

TRD-200202786

Paul Mallett

Executive Director

Commission on State Emergency Communications

Earliest possible date of adoption: June 16, 2002

For further information, please call: (512) 305-6933


1 TAC §251.1

The new section is proposed under Health and Safety Code, Chapter 771, §§771.051, 771.055, 771.056, 771.057 and 771.075; and Title 1 Texas Administrative Code, Part XII, Chapter 251, Regional Plan Standards, which provide the Commission on State Emergency Communications with the authority to plan, develop, provide provisions and the enhancement of effective and efficient 9-1-1 service.

No other statutes, articles or codes are affected by the proposed new section.

§251.1.Regional Strategic Plans For 9-1-1 Service.

(a) Purpose. The Commission on State Emergency Communications (CSEC) herein establishes a framework for regional planning commissions (RPCs) to use in the development of regional strategic plans for provisioning 9-1-1 service. Regional strategic plans should include, but not be limited to, the elements and subsections of this rule. Other rules provide specific standards for performance of these requirements.

(b) Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1) 9-1-1 Call Taking Position -- Equipment acquired with 9-1-1 funds to answer the delivery of an emergency 9-1-1 call. The position is defined as the equipment necessary to answer the call, not the associated personnel. A position consists of a device for answering the 9-1-1 calls, a device to display 9-1-1 call information, and the related telephone circuitry and computer and/or router equipment necessary to ensure reliable handling of the 9-1-1 call.

(2) 9-1-1 Database -- An organized collection of information, which is typically stored in computer systems that are comprised of fields, records (data), and indexes. In 9-1-1, such databases include master street address guides (MSAG), telephone numbers, emergency service numbers (ESN), and telephone customer records. This information is used for the delivery of location information to a designated public safety answering point (PSAP). Use of the 9-1-1 database must be authorized by the CSEC and RPC. The database is developed and maintained by the local government agency and/or the RPC as described within the regional strategic plan in accordance with CSEC §251.9 of this title (relating to Guidelines for Database Maintenance Funds).

(3) 9-1-1 Equipment and Services -- Equipment and services acquired partially or in whole with 9-1-1 funds and designed to support and/or facilitate the delivery of an emergency 9-1-1 wireline or wireless call to an appropriate PSAP.

(4) 9-1-1 Network -- The dedicated network of equipment, circuits, and controls assembled to establish communication paths to deliver 9-1-1 emergency communications.

(5) 9-1-1 Funds -- Funds assessed and disbursed in accordance with the Texas Health and Safety Code, Chapter 771.

(6) Automatic Location Identification (ALI) -- A system that enables the automatic display at the PSAP of the caller's telephone number, the address/location of the telephone, and supplementary emergency services information.

(7) Automatic Number Identification (ANI) -- A system that enables the automatic display at the PSAP of the ten-digit number associated with the device from which a 9-1-1 call originates.

(8) Capital Equipment Asset -- Items and components that comprise the technology used to deliver and answer 9-1-1 calls whose cost is over $5,000 and which have a useful life of at least one year.

(9) Contingency Routing Plan -- Routing scheme to provide for the provision of uninterrupted 9-1-1 service in the event of an incident that requires the temporary rerouting of 9-1-1 calls due to man-made or natural disasters.

(10) Local Monitoring Plan -- The RPC schedule for monitoring all interlocal contracts, 9-1-1 funded activities, equipment, PSAPs, and subcontractors.

(11) Public Safety Answering Point (PSAP) -- A 24-hour communications facility established as an answering location for 9-1-1 calls originating within a given service area, as further defined in applicable law Texas Health and Safety Code, Chapters 771 and 772.

(A) Primary PSAP (P-PSAP) -- A facility equipped and staffed with the ability to extend, receive, answer, transfer or relay to the appropriate public safety response agencies 9-1-1 calls. The P-PSAP must be in service 24 hours per day, 7 days per week, 365 days per year and meet the criteria of subsection (f) of this section.

(B) Secondary PSAP (S-PSAP) -- A PSAP to which 9-1-1 calls are transferred or relayed from a P-PSAP, which may operate less than 24 hours per day, but which has the ability to extend, receive, answer, transfer or relay 9-1-1 calls and which meets the criteria of subsection (f) of this section.

(C) Remote PSAP -- Equipment located at an emergency service responder's facility that is capable of conveying call information via printer, fax, or telephone and used as a means of call delivery.

(12) Redundant Equipment and Services -- Duplication of components running in parallel to increase reliability.

(13) Regional Planning Commission (RPC) -- A commission established under Local Government Code, Chapter 391, also referred to as a regional council of governments.

(14) Regional Strategic Plan -- A plan developed by each RPC for the establishment and operation of 9-1-1 service throughout the region that the RPC serves. The service and contents must meet the standards established by the CSEC.

(15) Selective Router Tandem (SR) -- A switching office placed in front of a set of PSAPs that allows the routing of 9-1-1 calls to the proper PSAP.

(16) TDD/TTY -- A Telecommunication Device for the Deaf (TDD) or Teletypewriter (TTY) or Text Telephone (TT).

(17) Wireless Phase I E9-1-1 Service -- The service by which the wireless service provider (WSP) delivers to the designated PSAP the wireless end user's call back number, cell site/sector information in accordance with CSEC §251.10 of this title (relating to Guidelines for Implementing Wireless E9-1-1 Service).

(c) Regional Plan Submission. All regional strategic plans for 9-1-1 service, or amendments to those regional plans, must be submitted to the CSEC by a RPC as specified by Health and Safety Code, Chapter 771, §771.056, Submission of Regional Plan to CSEC, and §771.057, Amendment of Plan. The RPC shall comply with all applicable federal and state laws in carrying out its approved regional plan.

(d) Regional Plan Scope. All regional plans for 9-1-1 service submitted for approval must address the entire geographic area within the boundaries of a RPC. The regional plan must identify all participating public safety agencies. All counties with a population greater than 120,000, according to the latest federal census, must have 9-1-1 service by September 1, 1995. In counties with less than 120,000 in population, resolutions supporting the regional plan must be included for all participating cities and counties. Because the definition of Public Agency in Health and Safety Code, Chapter 771, §771.001(7) creates a possibility of overlapping jurisdictions, the city or county government of that area should submit the resolution to support the regional plan.

(e) Regional Plan Criteria. The regional plan must include a description of how the 9-1-1 service is to be administered, a description of how money is to be allocated within the region, projected financial operating information for the two state fiscal years following the submission of the regional plan, strategic planning information for the five state fiscal years following the submission of the regional plan, and a detailed description of the equipment, network, and database services as required by Health and Safety Code, Chapter 771, §771.055, Strategic Planning.

(f) All regional plans for 9-1-1 service must include the following equipment and service:

(1) Automatic Number Identification (ANI) level of service;

(2) Automatic Location Identification (ALI) level of service;

(3) Wireless Phase I E9-1-1 level of service;

(4) One P-PSAP per RPC. If there is more than one PSAP, the system may be arranged for two or more PSAPs to share the 24-hour duty requirement;

(5) TDD/TTY or TDD/TTY compatible equipment in compliance with the Americans with Disabilities Act (ADA) and in compliance with CSEC §251.4 of this title (relating to Guidelines for the Provisioning of Accessibility Equipment);

(6) A standby power supply for the 9-1-1 equipment;

(7) Forced disconnect feature to allow the PSAP to clear incoming circuits when necessary;

(8) The following redundant crucial service items at each PSAP:

(A) Network connections between each telephone central office or mobile switch and the SR;

(B) Network connections from the SR to the PSAP;

(C) Network connections from the ALI database to the PSAP;

(D) Database routers;

(E) Telephone sets and/or integrated ANI and ALI display call taking positions;

(F) Stand-alone TDD units as applicable; and

(G) Any other equipment essential to the 9-1-1 call-taking function;

(9) A published ten-digit emergency telephone number that can accept emergency calls;

(10) A positive response to each 9-1-1 call to include an audible ringing tone connecting to a PSAP where either the call is answered by personnel at the PSAP or a recorded announcement provides further information; and

(11) The following required elements to insure the reliability of the 9-1-1 equipment and service:

(A) Contingency Routing Plan;

(B) Network Testing Plan;

(C) Local Monitoring Plan;

(D) Capital Asset Plan;

(E) Network Diagrams;

(F) Database Maintenance Plan; and

(G) Equipment Maintenance Plan.

(g) Amendments to Regional Plan. A regional plan may be amended according to procedure established in accordance with CSEC §251.6 of this title (relating to Guidelines for Strategic Plans, Amendments, and Revenue Allocation).

(h) Call Taking Positions. Requests for an increase in the number of positions within a PSAP should be submitted for approval in the regional strategic plan along with justification for the increase. If an increase in the number of positions is required after the regional plan has been approved and the addition of the position(s) will require no additional funding, the RPC shall follow the requirements for amendment in accordance with §251.6 of this title. If additional funding is required for the additional position(s), the request shall be submitted to the CSEC for consideration and approval in accordance with §251.6 of this title. Each PSAP shall be equipped with adequate call taking positions to meet anticipated call volume. Factors that may be considered in determining the proper number of positions include:

(1) Historical 9-1-1 call volume and growth;

(2) Call duration information;

(3) Anticipated area population growth; and

(4) Peak 9-1-1 call volume patterns.

(i) Adding a PSAP. Should there be a need to add a new PSAP within the region, the RPC shall provide the CSEC written justification supporting the request. Appropriate justification shall include statistical information such as call volume and growth rates, or jurisdictional changes within the region. All requests for a new PSAP must include specific costs for equipment and services, as well as a complete written description and schematic illustrating the relationship of the proposed PSAP to the balance of the region's network.

(j) Contracts. The RPC shall execute interlocal agreements between itself and its local governments responsible for PSAPs relating to the planning, development, operation and provision of 9-1-1 service, the use of 9-1-1 funds and adherence to applicable law in accordance with CSEC §251.12 of this title (relating to Contracts for 9-1-1 Services).

(k) Procurement. The RPC shall use competitive procurement practices and procedures similar to those required by state law for cities or counties, as well as any additional CSEC policies, in conjunction with the procurement of 9-1-1 Customer Premises Equipment, 9-1-1 Network, and 9-1-1 Database Services, and any other items to be obtained with 9-1-1 funds in accordance with CSEC §251.8 of this title (relating to Guidelines for the Procurement of Equipment and Services with 9-1-1 funds).

(l) Equipment Management. The RPC is responsible for the 9-1-1 equipment in accordance with CSEC §251.5 of this title (relating to Guidelines for 9-1-1 Equipment Management and Disposition). Any integration of expanded third-party applications onto a call taking position must be in accordance with CSEC §251.7 of this title (relating to Guidelines for Implementing Integrated Services). If changes or extensions of 9-1-1 service occur, the RPC is to administer and report them in accordance with CSEC §251.2 of this title (relating to Guidelines for Changing or Extending 9-1-1 Service Arrangements).

(m) Testing. The RPC shall test all 9-1-1 Customer Premises Equipment (including TDD/TTY), 9-1-1 Network, and 9-1-1 Database services. Testing shall occur when new service or equipment is installed, service or equipment is modified, and on a regular basis to ensure system reliability and compliance with ADA. A schedule for ongoing testing shall be developed by the RPC and shall be available to the CSEC for monitoring.

(n) Monitoring. The CSEC reserves the right to perform on-site monitoring of the RPC and/or its performing local governments or PSAPs for compliance with applicable law in accordance with CSEC §251.11 of this title (relating to Monitoring Policies and Procedures).

(o) Performance Reporting. A RPC shall submit financial and performance reports to the CSEC at least quarterly on a schedule to be established by the CSEC. The financial report shall identify actual implementation costs by county, strategic plan priority level, and component. The performance report shall reflect the progress of implementing the region's strategic plan including, but not limited to, the status of equipment, services, and program deliverables in a format to be determined by the CSEC.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 6, 2002.

TRD-200202787

Paul Mallett

Executive Director

Commission on State Emergency Communications

Earliest possible date of adoption: June 16, 2002

For further information, please call: (512) 305-6933


1 TAC §251.9

The Commission on State Emergency Communications (CSEC) proposes amendment to §251.9, concerning the use and distribution of 9-1-1 funds for database maintenance by local governments. The amendment is proposed in response to question as to the definition of "subdivision", and to provide guidance to local governments and regional planning commissions in their continuing work with database maintenance.

Paul Mallett, executive director, has determined that for the first five-year period the section is in effect there may be limited fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. Mallett has determined that for each year of the first five years the section is to be in effect, the public benefit anticipated as a result of enforcing the section will be better utilization of funds for local database maintenance needs. The maintenance of maps and records associated with an addressing system enable efficient operation of an E9-1-1 system and the delivery of a caller's location. There will be no effect on small businesses. There are no anticipated economic cost to persons who are required to comply with the section as proposed. There is no anticipated local employment impact as a result of enforcing the section.

Comments on §251.9 must be submitted in writing within 30 days after publication of the proposal in the Texas Register to Paul Mallett, Executive Director, Commission on State Emergency Communications, 333 Guadalupe Street, Suite 2-212, Austin, Texas 78701-3942.

Section 251.9 is proposed under Health and Safety Code, Chapter 771, §§771.051, 771.055, 771.056, and 771.057; and Title 1 Texas Administrative Code, Part XII, Chapter 251, Regional Plan Standards, which provides the Commission on State Emergency Communications with the authority to develop and amend a regional plan that meets standards set for the operation of prompt and efficient 9-1-1 service throughout a region.

No other statutes, articles, or codes are affected by the proposed amendment.

§251.9.Guidelines for Database Maintenance Funds.

The Commission on State Emergency Communications ( CSEC [ Commission ]) has adopted a policy regarding database maintenance and the use of state funds. These guidelines address the use and distribution of 9-1-1 funds [ Funds ] and other related funds. The maintenance of street addresses is essential to E9-1-1 systems utilizing the Automatic Location Identification (ALI) feature, which displays the locations of 9-1-1 callers.

(1) Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(A) 9-1-1 Database Record -- A physical record, which includes the telephone subscriber information to include the caller's telephone number, related locational information, and class of service, and also conforms to NENA adopted database standards.

(B) 9-1-1 Funds -- Funds assessed and disbursed in accordance with the Texas Health and Safety Code, Chapter 771.

(C) Addressing Completion -- A county addressing project has developed a comprehensive MSAG, assigned street addresses and notified the residents of their 9-1-1 address, provided the MSAG and new or changed address information associated with the particular telephone numbers to the applicable telephone companies, submitted corrected address errors to the telco, and established a maintenance methodology.

(D) Digital Map -- A computer generated and stored data set based on a coordinate system, which includes geographical and attribute information pertaining to a defined location. A digital map includes street name and locational information; data sets related to emergency service provider boundaries, as well as other associated data.

(E) Emergency Communications District (District) -- A public agency or group of public agencies acting jointly that provided 9-1-1 service before September 1, 1987, or that had voted or contracted before that date to provide that service; or a district created under Texas Health and Safety Code, Chapter 772, Subchapter B, C, D, or E.

(F) Graphical Display of Location Information -- The ability to display a map on a telecommunicator's terminal in response to a 9-1-1 call or inquiry that relates to the caller's location. Features may include the display of an address or geographic based coordinate locations and the ability to zoom, pan, and show other related geographical information or features.

(G) Geographic Information System (GIS) -- A system necessary to map emergency service number (ESN) boundaries and reflect annexations and other feature changes; to list emergency service provider translations for ESNs; to provide and maintain master street address guide (MSAG) format; to validate and resolve database discrepancies; to project new addresses and block ranges as an initial assignment or correction; for ongoing issuance of new addresses; and for locator maps for emergency services providers.

(H) Master Street Addressing Guide (MSAG) -- A database maintained by the local government agencies or regional planning councils [ commissions ] which lists all street segments and their associated address information for the purpose of validating and updating telephone number records. An MSAG record consists of: street directional (when applicable); street name; house number low and high ranges; whether the range is odd ranges (O) even (E) or contains both odd and even ranges (B); the associated community name; state; Emergency Service Number (ESN); and telephone exchange. MSAG records will meet NENA standards or a statewide standard as determined by the CSEC [ Commission ].

(I) Regional Planning Council (RPC) - A commission established under Local Government Code, Chapter 391, also referred to as a regional council of governments (COG).

(J) Strategic Plan - As part of a regional plan, a document identifying 9-1-1 equipment and related activity, by strategic plan component, required to support planned levels of 9-1-1 service within a defined area of the state. The strategic plan shall cover a two year planning period and specifically projects 9-1-1 costs and revenues associated with this section including equalization surcharge requirements.

(i) Strategic Plan Component - Within a 9-1-1 implementation priority level, a category of 9-1-1 activity and/or equipment generally associated with 9-1-1 implementation cost.

(ii) Strategic Plan Level - A CSEC [ Commission ] established statewide implementation priority generally associated with a level of 9-1-1 service - e.g., Automatic Number Identification (ANI).

(K) Subdivision - The division of a tract of land into two or more parts, and including the laying out of roads, streets, or other public right-of-way, and which is recorded at the County Clerk's office.

(L) [ (K) ] Unaddressed County - A county in Texas , which has not completely assigned new addresses and provided all new or changed addresses to telephone companies under a county addressing process.

(2) Policy and Procedures. As authorized by the Texas Health and Safety Code, Chapter 771, the CSEC [ Commission ] may impose 9-1-1 emergency service fees and equalization surcharges to support the planning, development, and provision of 9-1-1 service throughout the state of Texas. The implementation of such service involves the procurement, installation, and operation of equipment designed to either support or facilitate the delivery of an emergency call to an appropriate emergency response agency. In addition, the CSEC [ Commission ] has funded addressing projects throughout the state to allow for the implementation of Automatic Location Identification (ALI) level of service. In the funding of such projects, it has been the policy of the CSEC [ Commission ] to fund geographic information systems and the development of digital maps to support such activities. The CSEC [ Commission ] recognizes that the maintenance of addressing systems is essential to the proper operation of an E9-1-1 system and the delivery of a caller's location. If not properly maintained, the maps and records associated with an addressing system will soon become unreliable and problematic.

(A) A RPC [ regional planning council ] or District [ emergency communication district ] applying on behalf of a county , which is operating 9-1-1 service and has completed a county addressing project , is considered eligible.

(B) Interlocal agreements shall be executed between the RPC [ regional planning council ] and the county. The agreement shall identify the responsibilities of all parties and provide for the reporting of performance measures.

(C) A database maintenance plan shall be submitted by the RPC [ regional planning council ] in conjunction with the approved strategic plan. The maintenance plan shall provide an overview of all projected activities, identify all parties involved and their associated responsibilities. As a standard minimum, the RPC will report, by county, the following database maintenance activity to CSEC on the regularly scheduled performance reports submitted at least quarterly:

(i) number of new subdivisions or re-plats addressed;

(ii) total number of new lots created and addressed in these subdivisions;

(iii) number of new datapoints added to computer map;

(iv) number of street signs replaced; and

(v) number of MSAG ranges in database.

(D) The following information will be incorporated into the regional report by CSEC as reported by the state-contracted database provider.

(i) number of MSAG changes/inserts/deletes;

(ii) percent of total errors compared to valid telephone numbers;

(iii) number of cleared errors as compared to new errors; and

(iv) percentage of total errors that have been pending at the RPC, the telephone company(ies), and the database service provider for more than 60 days.

(E) Budgets shall be developed by the local governments each fiscal year, identifying all projected database maintenance expenditures. These budgets will be reviewed during the strategic plan review process.

(F) Database maintenance funds will be allocated based on need as justified by the local government and approved by the CSEC [ Commission ].

(G) Budgeted costs associated with Database Maintenance shall be monitored by the CSEC [ Commission ] staff for consistency with approved strategic plans.

(3) Requesting Database Maintenance Funds.

(A) A request from a RPC [ regional planning council ] or a District [ an emergency communication district ] must contain the following:

(i) Certification of a fully executed interlocal agreement between the RPC [ regional planning council ] and the county;

(ii) A database maintenance plan identifying all activities and responsible parties involved; and

(iii) An approved budget outlining database maintenance components and projected expenditures.

(B) Funds requested by a RPC [ regional planning council ] or a District [ an emergency communication district ] shall be reflected as an expenditure on the CSEC [ Commission ] Financial Status Report.

(4) Budget Components. A RPC [ regional planning council ] or a District [ an emergency communication district ] must submit a [ an ] database maintenance budget to the CSEC [ Commission ] for approval. Database maintenance budgets are limited to allocated Strategic Plan Addressing Maintenance budget amounts and may only include the following cost components. Fund distribution among these components is at the discretion of the RPC [ regional planning council ] to best fit the needs of the region.

(A) Personnel. For each staff position, the following must be provided:

(i) Position title;

(ii) Duties related to database maintenance;

(iii) Total salary for the budget period;

(iv) Chargeable salary (total salary less release time);

(v) Percentage of time to be charged to database maintenance; and

(vi) Total salary chargeable to database maintenance.

(B) Travel. Total local travel estimated for the budget period multiplied by the current reimbursement rate for use of personally owned vehicles as defined by the State of Texas. List the cost rate for county owned vehicles.

(C) Supplies. Total costs associated with consumable office supplies to be purchased during the budget period. Also, total costs associated with the reproduction of maps for use by local emergency service agencies may be reflected as part of this item.

(D) Rent. Total square feet of space devoted to database maintenance times the rental rate to be charged during the budget period.

(E) Maintenance and Repairs. Total maintenance costs for database maintenance equipment during the budget period. Computers, printers, plotters, distance measuring devices (DMD), global positioning satellite (GPS) equipment and sign-making machines may be included.

(F) Communications. Total costs for communications including telephone, fax, courier, etc., during the budget period.

(G) Postage and Mailing. Total costs for postage and mailing services expected during the budget period.

(H) Utilities. Total costs for utilities such as electricity, gas, water, etc., expected during the budget period.

(I) Training. Total costs for training associated with database maintenance functions expected during the budget period.

(J) Street Sign Replacement. Cost share of the replacement of existing street signs located in the unincorporated areas of the county. This item shall not include the purchase of new signs in the county subsequent to the completion of rural addressing.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 6, 2002.

TRD-200202788

Paul Mallett

Executive Director

Commission on State Emergency Communications

Earliest possible date of adoption: June 16, 2002

For further information, please call: (512) 305-6933


1 TAC §251.13

The Commission on State Emergency Communications (CSEC) proposes new §251.13, concerning the use of the 9-1-1 database for emergency warning services for emergency notification services.

The emergency adoption of this section is in response to requests for direction from regional planning commissions and local governments in their participation with the Governor's Texas homeland security and disaster preparedness systems. This emergency action is taken to ensure quick response for emergency notification services and that effective emergency response and attempts to save lives and property is not adversely impacted. Local governments are ready to implement, and the Commission approves immediate action so there will be no delays which could affect the capacity of local governments and emergency response systems to notify the citizens of imminent emergencies.

Paul Mallett, executive director, has determined that for the first five-year period the rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the rule.

Mr. Mallett has determined that for each year of the first five years the section is to be in effect, the public benefit anticipated as a result of enforcing the section will be improved effectiveness and efficiency of 9-1-1 call delivery systems in 9-1-1 program regions throughout the state. No historical data is available, however, there appears to be no direct impact on small or large businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. There is no anticipated local employment impact as a result of enforcing the section.

Comments on the proposed rule may be submitted in writing within 30 days after publication of the proposal in the Texas Register to Paul Mallett, Executive Director, Commission on State Emergency Communications, 333 Guadalupe Street, Suite 2-212, Austin, Texas 78701-3942.

The new section is proposed under Health and Safety Code, Chapter 771, §§771.051, 771.051(a)(7), 771.055, 771.056, 771.057 and 771.075; and Title 1 Texas Administrative Code, Part XII, Chapter 251, Regional Plan Standards, which provide the Commission on State Emergency Communications with the authority to plan, develop, provide provisions and the enhancement of effective and efficient 9-1-1 service.

No other statutes, articles or codes are affected by the proposed new section.

§251.13.The Use Of The 9-1-1 Database For Emergency Notification Services.

(a) Purpose. The Commission on State Emergency Communications (CSEC), pursuant to Texas Health and Safety Code Chapter 771, §771.051(a)(7), is charged by the Texas Legislature to "assist in planning, supporting, and facilitating 9-1-1 databases, as needed." As such, the CSEC issues this rule to assist the regional planning commissions (RPCs) and local governments in the proper planning, supporting, and/or facilitation of the use of the 9-1-1 database information for emergency notification services.

(b) Background. State law provides and the Texas Attorney General has concluded, that the 9-1-1 database information is confidential and is not available for public inspection. (Texas Health and Safety Code, §771.061(a); Texas Attorney General Open Records Decision 661, 1999.) Thus, RPCs assisting local governments or providers that support emergency notification services in the use of the 9-1-1 database information for emergency notification services should, unless otherwise ruled to the contrary by the Texas Attorney General or a court of competent jurisdiction, require the same degree of confidentiality protections for the 9-1-1 database information when it is used for emergency notification services as they do when the information is used for 9-1-1 emergency service purposes. Furthermore, because of the confidential nature of the 9-1-1 database information and because it contains unlisted and unpublished numbers, RPCs should retain the right to withdraw their assistance if the local government or the providers that support emergency notification services do not maintain the confidentiality of the information or misuse the emergency notification services.

(c) Definitions. The following words and terms, when used in this rule, shall have the following meanings, unless the context clearly indicates otherwise.

(1) 9-1-1 Database -- An organized collection of information, which is typically stored in computer systems that are comprised of fields, records (data), and indexes. In 9-1-1, such databases include master street address guide (MSAG), telephone number, emergency service number (ESN), and telephone customer records. This information is used for the delivery of location information to a designated public safety answering point.

(2) 9-1-1 Database Provider -- A service provider who maintains the 9-1-1 database for RPCs and/or local government entities.

(3) Emergency Notification Services -- A service or system that provides local governmental entities the ability to notify citizens of a warning or alert regarding emergency situations which may jeopardize human life or property. Emergency notification services can utilize multiple methods of transmission to include voice technologies via telephone systems; data technologies via facsimile; e-mail, Internet services and paging systems; and broadcast technologies via television, radio, or Internet.

(4) Regional Planning Commission (RPC) -- A commission established under Local Government Code, Chapter 391, also referred to as a regional council of governments.

(d) The information in the 9-1-1 database is collected and maintained solely for the provision of emergency services. The 9-1-1 database provider shall not release the 9-1-1 database information without the express written approval of the CSEC and the RPC.

(e) The CSEC intends to authorize the release of the 9-1-1 database within the CSEC program areas for the use of emergency notification services under the condition that this information is to be used for the purpose of warning or alerting citizens regarding information in an emergency situation where property or human life is in jeopardy. Further, it is the intention of CSEC that the current designated 9-1-1 database provider, RPCs, and CSEC staff cooperate with local government to the fullest extent possible in accordance with CSEC rules and policy, and state and federal law for the implementation of emergency notification services.

(f) Since the CSEC funds the maintenance of the 9-1-1 database through RPCs, the local government entity, with the CSEC program areas, will bear the full responsibility for the expenses related to the implementation of emergency notification services and the transfer of data.

(g) Procedures. The procedures for authorization of utilizing the 9-1-1 database for emergency notification services will be:

(1) The RPC shall submit a written request to the CSEC for the authorization to release the information. This written request shall contain an overview of the emergency notification services, the local government entity requesting the 9-1-1 database and its written request, description of geographic area utilizing the services, and an interlocal agreement from all parties that the 9-1-1 database will only be used in emergency situations and will be kept confidential and not available for public inspection.

(2) The CSEC staff has the authority to review and approve the written request and shall provide written authorization once all information is provided.

(3) The designated 9-1-1 database provider shall cooperate and provide access to the information to the RPC, local government entity, or directly to the vendor of emergency notification services upon receipt of CSEC's authorization and after receipt of written notification from the RPC.

(4) The RPC shall notify the vendor of emergency notification services regarding the confidentiality of the 9-1-1 database.

(5) The CSEC staff will maintain an inventory of all requests, including withdrawals of assistance when the confidentiality of the information is misused.

(6) The RPC will notify the CSEC, through its quarterly performance report, on the implementation and status of any emergency notification services that utilize the 9-1-1 database within its region and/or when the emergency notification services is withdrawn, especially when the withdrawal is based on misuse of the confidential information.

(7) The RPC will continue its duties in verifying and maintaining the accuracy of the 9-1-1 database.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 6, 2002.

TRD-200202790

Paul Mallett

Executive Director

Commission on State Emergency Communications

Earliest possible date of adoption: June 16, 2002

For further information, please call: (512) 305-6933


Part 15. TEXAS HEALTH AND HUMAN SERVICES COMMISSION

Chapter 355. MEDICAID REIMBURSEMENT RATES

Subchapter J. PURCHASED HEALTH SERVICES

2. MEDICAID HOME HEALTH PROGRAM

1 TAC §355.8021

The Health and Human Services Commission (HHSC) proposes an amendment to §355.8021. The proposal changes the Home Health services reimbursement for the various forms of skilled professional and nurse aide services provided under the Texas Medicaid program. The proposed amendments were developed with input from providers.

Subsections (a)(1) and (a)(2) contain references to reimbursement that is based upon Medicare's reasonable cost principles as they existed prior to October 1, 2000. HHSC amended this rule to ensure continuity of reimbursement principles that applied prior to the implementation of a prospective payment system by the Medicare program, to provide HHSC an opportunity to perform additional analysis and obtain provider input.

The proposed amendment replaces the reimbursement methodology with a fee schedule developed by HHSC and updated every four years for the various therapy, nursing and aide services provided under the Texas Medicaid Home Health program. The fee schedule is based upon an analysis of current payments with input from home health providers and is intended to be budget neutral.

Don Green, Chief Financial Officer, has determined that for the first five years that the proposed rules are in effect, there will be no fiscal impact on state and local governments, as a result of enforcing or administering the section.

Steve Lorenzen, Director of Rate Setting, has determined that for each year of the first five years the section is in effect, the public benefit anticipated as a result of enforcing the section will be to provide HHSC with greater flexibility in determining reimbursement for home health professional services and maintaining a cost effective reimbursement methodology. The proposed section will not result in additional costs to persons required to comply with the section, nor do the rules have any anticipated adverse effect on small or micro-businesses. The section will not affect local employment.

HHSC has determined that the section is not a "major environmental rule" as defined by § 2001.0225, Government Code. "Major environmental rule" is defined to mean a rule the specific intent of which is to protect the environment or reduce risks to human health from environmental exposure and that may adversely affect in a material way the economy, a sector of the economy, productivity, competition, jobs, the environment, or the public health and safety of the state or a sector of the state. The proposed section is not specifically intended to protect the environment or reduce risks to human health from environmental exposure.

HHSC has determined that this proposal does not restrict or limit an owner's right to their property that would otherwise exist in the absence of governmental action and therefore does not constitute a taking under Texas Government Code, §2007.043.

Public comments on the proposal may be submitted to Ms. Janet Kres, Rate Analysis Division, TDH Y-995, 1100 W 49th Street, Austin Texas 78756-3199, or by facsimile to (512) 338-6544, within 30 days of publication of this proposal in the Texas Register . A public hearing is scheduled for June 7, 2002, 1:30-3:30, Room 3501, Brown-Heatly building, 4900 N. Lamar, Austin, Texas. To comply with federal regulations, a copy of the proposal is being sent to each Texas Department of Human Services (DHS) office where it will be available for public review upon request. Further information may be obtained by calling Ms. Kres at (512) 794-5166.

The amendment is proposed under the Texas Government Code, §531.033, which provides the commissioner of HHSC with broad rulemaking authority; Human Resources Code, §32.021 and the Texas Government Code, §531.021(a), which provide the Health and Human Services Commission (HHSC) with the authority to administer the federal medical assistance (Medicaid) program in Texas; and the Texas Government Code, §531.021(b), which provides HHSC with the authority to propose and adopt rules governing the determination of Medicaid reimbursements.

The proposed amendment affects the Human Resources Code, Chapter 32 and the Government Code, Chapter 531.

§355.8021.Reimbursement Methodology for Home Health Services.

(a) Reimbursement methodology for services provided by a home health agency.

(1) Except for expendable medical supplies and DME, authorized home health services provided for eligible Medicaid recipients are reimbursed the lesser of: [ the reasonable cost of supplying the service, applying the same standards, cost reporting period, and cost reimbursement principles used in computing reimbursement for comparable services under Title XVIII Medicare prior to October 1, 2000 ]

(A) the amount billed to Medicaid by the agency; or

(B) the fee established for the specific authorized home health service and published as part of a fee schedule developed by the commission in accordance with paragraph (2) of this subsection.

(2) HHSC will establish a fee schedule for Medicaid-reimbursable therapy, nursing, and aide services provided by a home health agency in accordance with this paragraph. [ Reasonable cost will be based on annual reports covering a 12-month period of operation (based on a provider's reporting year) required by Medicare. ]

(A) HHSC bases the initial fee schedule upon an analysis of providers' cost of providing Medicaid-reimbursable therapy, nursing, and aide services.

(B) HHSC calculates a Weighted Average Rate (WAR) for the initial fee schedule and each fee schedule developed under this paragraph.

(i) The WAR is based on a representative sampling of costs incurred by "high-volume" Medicaid providers for therapy, nursing, and aide services that are eligible for reimbursement by Medicaid. For purposes of this paragraph, a "high-volume" Medicaid provider is a provider that is identified in the top 25% of Medicaid payments for these services for the most recent twelve months of available data.

(ii) HHSC averages the sampled costs incurred by all high-volume providers for a specified home health service. HHSC weights the average cost by the total number of services reimbursed by Medicaid in this sample. HHSC applies the weighted average cost to the fee schedule.

(C) Following development of the initial fee schedule, HHSC will conduct a rebasing analysis no later than December 31, 2004. HHSC will review the cost of providing these Medicaid-reimbursable therapy, nursing, and aide services at least every four (4) years thereafter. HHSC will seek input from contracted home health services providers and other interested parties in performing this analysis.

(b) - (c) (No change)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 6, 2002.

TRD-200202783

Marina S. Henderson

Executive Deputy Commissioner

Texas Health and Human Services Commission

Earliest possible date of adoption: June 16, 2002

For further information, please call: (512) 424-6576