TITLE 37.PUBLIC SAFETY AND CORRECTIONS

Part 11. TEXAS JUVENILE PROBATION COMMISSION

Chapter 341. TEXAS JUVENILE PROBATION STANDARDS

37 TAC §§341.1 - 341.12, 341.21 - 341.23

The Texas Juvenile Probation Commission adopts the repeal of Chapter 341, §§341.1-341.12 and §§341.21-341.23, relating to Texas Juvenile Probation Commission standards without changes as published in the March 16, 2001, issue of the Texas Register (26 TexReg 2130) and will not be republished.

TJPC repeals this chapter in an effort not to overlap with adopted new standards which provide structural and substantive changes from the current standards.

No comments were received regarding adoption of the repeals.

This repeal is adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to modify or delete obsolete rules which provide minimum standards for the juvenile probation commission.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103819

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: March 16, 2001

For further information, please call: (512) 424-6710


Chapter 341. TEXAS JUVENILE PROBATION COMMISSION STANDARDS

The Texas Juvenile Probation Commission adopts new Chapter 341, §§341.1-341.6, 341.13-341.17, 341.24-341.31, 341.38-341.42, 341.48-341.53, 341.58-341.62, 341.68, 341.75, 341.82-341.92, 341.98-341.109, 341.113, 341.114, 341.121-341.125, 341.132-341.137, 341.138-341.143, 341.150, 341.157, and 341.158, relating to Texas Juvenile Probation Commission standards. Sections 341.40, 341.84 and 341.88(c)(3) are adopted with non-substantive changes as published in the May 11, 2001, issue of the Texas Register (26 TexReg 3458). The remaining sections are adopted without changes and will not be republished.

TJPC adopts this rule in an effort to provide structural and substantive changes from the current standards.

Public Comment. Public comment was received from the Dallas County Juvenile Probation Department recommending that the NCIC check be run without the applicant's fingerprints. Other identifying information such as the applicant's date of birth, social security number, and Texas Driver's license number are sufficient to identify the correct individual without adding the additional cost of fingerprinting.

Agency Response. TJPC does not recommend making this change. TJPC included the fingerprint requirement to capture federal convictions and out-of-state convictions. While other identifying information such as the date of birth and Texas Driver's License number may be sufficient to access federal convictions in Texas, a fingerprint based search is the only way to find any convictions made under an alias.

Public Comment. Public comment was received from the Tarrant County Juvenile Probation Department. As written, the standard would prohibit part-time detention/corrections officers, uncertified personnel, probation aids, security control personnel, transportation personnel, volunteers and interns from applying mechanical restraints. Each of these persons could be in situations where the use of mechanical restraints may be required. It's possible to provide training regarding the proper application and removal of these devices to these categories of individuals.

Agency Response. TJPC does not recommend adopting this change. As written, the standard applies to situations where the use of mechanical restraint devices will prevent juveniles from harming either themselves or third persons. The use of mechanical restraint devices during transportation is addressed by a separate standard, 341.4(b)(3). Under 341.4(b)(3), the juvenile board must set a policy that addresses the use of mechanical restraints during transportation. The transportation standard does not place any restrictions on whom the juvenile board may designate as appropriate persons for applying and removing mechanical restraints during transport. Apart from uses for transportation, the Commission believes only certified officers should use mechanical restraint devices because of the volatile nature and potential for injury inherent during other types of restraints.

Public Comment. Public comment was received from the Tarrant County Juvenile Probation Department. As written the standard would prohibit new hires (probation officers who have yet to be certified), volunteers and interns from performing duties that assist departments in meeting their day-to-day work requirements.

Agency Response. TJPC does not recommend adopting this change. As with the licensures and certifications of other professions, only those individuals who are actively licensed or certified in a profession should be able to perform the duties of the profession.

Subchapter A. DEFINITIONS

37 TAC §341.1

This standard is adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103820

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter B. JUVENILE BOARD RESPONSIBILITIES

37 TAC §§341.2 - 341.6

These standards are adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103821

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter C. CHIEF ADMINISTRATIVE OFFICER RESPONSIBILITIES

37 TAC §§341.13 - 341.17

These standards are adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103822

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter D. FISCAL OFFICER RESPONSIBILITIES

37 TAC §§341.24 - 341.31

These standards are adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103823

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter E. EMPLOYMENT OF JUVENILE PROBATION OFFICERS

37 TAC §§341.38 - 341.42

These standards are adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

§341.40.Criminal Records Check.

Prior to employing a person as a certified juvenile probation officer, supervisor of juvenile probation officers, or chief administrative officer, the chief administrative officer or juvenile board shall conduct and have returned a criminal history check in accordance with the following guidelines:

(1) The following criminal history checks shall be conducted:

(A) a Texas criminal history background search (TCIC);

(B) a local law enforcement sex offender registration records check in the city or county where the application was made; and

(C) a Federal Bureau of Investigation fingerprint based criminal history background search (NCIC).

(2) In addition to the requirements of paragraph (1) of this section, if the applicant currently resides in one of the following states, or resided in one of the following states within the 10 years prior to the date the employment application was made, a state criminal history background search and state sex offender registration check shall also be conducted where available:

(A) Hawaii

(B) Kansas;

(C) Kentucky;

(D) Louisiana;

(E) Maine;

(F) Massachusetts;

(G) New Hampshire;

(H) Rhode Island;

(I) Tennessee;

(J) Vermont; and

(K) the District of Columbia;

(3) An Internet based criminal background search shall not be used to conduct the background searches required under paragraph (1) or (2) of this section.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103824

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter F. CERTIFICATION OF JUVENILE PROBATION OFFICERS

37 TAC §§341.48 - 341.53

These standards are adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103825

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter G. TRAINING OF JUVENILE PROBATION OFFICERS

37 TAC §§341.58 - 341.62

These standards are adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103826

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter H. DUTIES OF CERTIFIED JUVENILE PROBATION OFFICERS

37 TAC §341.68

This standard is adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103827

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter I. JUVENILE PROBATION OFFICER CODE OF ETHICS

37 TAC §341.75

This standard is adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103828

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter J. ENFORCEMENT PROCEDURES--CODE OF ETHICS

37 TAC §§341.82 - 341.92

These standards are adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

§341.84.Effect of Request for Disciplinary Hearing.

When the Commission receives a request for disciplinary hearing under §341.82 of this title, the Commission shall give the officer alleged to have committed an ethics violation written notice and an opportunity for a hearing conducted by the Commission in accordance with sections 341.85 through 341.92 of this subchapter.

§341.88.Disciplinary Hearing.

(a) The juvenile probation officer, chief administrative officer or his/her representative, shall be given the opportunity to show compliance with the code of ethics and all requirements of the law, including Commission standards.

(b) The hearing shall be conducted in executive session with only the members of the Commission, Commission staff, the officer, the chief administrative officer, their representatives and such witnesses as may be called in attendance, unless the officer requests that it be open. Witnesses may be excluded from the hearing until is it their turn to present evidence.

(c) The conduct of the hearing shall be under the Commission chairman's control, and in general, shall be conducted in accordance with the following steps:

(1) The hearing shall begin with the presentation of investigatory findings by the designated Commission staff, supported by such proof as is deemed necessary.

(2) The officer may cross-examine any witnesses for the Commission;

(3) The officer may then present such testimonial or documentary proof as desired in rebuttal or in support of the contention that the code of ethics has not been violated;

(4) The designated Commission staff may cross-examine any witnesses for the officer and offer rebuttal testimony of the officer's witnesses;

(5) Each party may make closing arguments;

(6) The hearing shall be recorded and transcribed by means including but not limited to a stenographic record of the proceedings.

(d) Ruling by the Commission. The Commission may consider only such evidence as is presented at the hearing, if the Commission determines that the evidence presented is insufficient, the Commission may ask for additional information from the officer or chief administrative officer, or Commission staff and may ask questions on their own motion. After all the evidence has been presented, the Commission must determine whether the allegation against the officer is supported by substantial evidence. Based on the Commission's ruling the Commission may assign one of the following dispositions:

(1) Reprimand. The Commission may issue a written reprimand of the juvenile probation officer, supervisor of juvenile probation officers, or chief administrative officer.

(2) Suspension. The Commission may suspend the certification of a juvenile probation officer, supervisor of juvenile probation officers, or chief administrative officer for a specified period not to exceed 24 months.

(3) Revocation. The Commission may permanently revoke the certification of the juvenile probation officer, supervisor of juvenile probation officers, or chief administrative officer.

(e) Notice of Disposition. The Commission shall notify an individual whose conduct was the subject of a disciplinary hearing. The Commission may notify the individual either in person or in by certified mail return receipt requested. The notice of disposition shall include:

(1) which acts or omissions by the officer, if any violated the code of ethics;

(2) a statement of the evidence relied upon;

(3) a statement of which section or sections of the code of ethics, if any, were violated by the acts or omissions of the officer;

(4) the commission's dispositional ruling concerning the officer's certification; and

(5) the officer's right to rehearing and appeal.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103829

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter K. MANDATORY CERTIFICATION REVOCATION AND MANDATORY CERTIFICATION SUSPENSION

37 TAC §§341.98 - 341.109

These standards are adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103830

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter L. COMPLAINTS AGAINST JUVENILE BOARDS

37 TAC §341.113, §341.114

These standards are adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103831

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter M. CASE MANAGEMENT STANDARDS

37 TAC §§341.121 - 341.125

These standards are adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103832

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter N. DATA COLLECTION STANDARDS

1. CASEWORKER SYSTEMS

37 TAC §§341.132 - 341.137

These standards are adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards. Division I. CASEWORKER Systems

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103833

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


2. NON-CASEWORKER SYSTEMS

37 TAC §§341.138 - 341.143

These standards are adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103834

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter O. ELECTRONIC DATA INTERCHANGE SPECIFICATIONS

37 TAC §341.150

This standard is adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103835

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710


Subchapter P. TEXAS JUVENILE PROBATION COMMISSION

37 TAC §341.157, §341.158

These standards are adopted under §141.042 of the Texas Human Resource Code, which provides the Texas Juvenile Probation Commission with the authority to adopt reasonable rules which provide minimum standards for juvenile boards.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on July 3, 2001.

TRD-200103836

Lisa Capers

Deputy Executive Director and General Counsel

Texas Juvenile Probation Commission

Effective date: September 1, 2001

Proposal publication date: May 11, 2001

For further information, please call: (512) 424-6710