TITLE 31.NATURAL RESOURCES AND CONSERVATION

Part 10. TEXAS WATER DEVELOPMENT BOARD

Chapter 363. FINANCIAL ASSISTANCE PROGRAMS

Subchapter E. ECONOMICALLY DISTRESSED AREAS PROGRAM

31 TAC §363.506

The Texas Water Development Board (the board) adopts amendments to §363.506, concerning the Economically Distressed Areas Program (EDAP) with minor changes to the proposed text as published in the March 3, 2000 issue of the Texas Register (25 TexReg 1849).

The following changes to the proposed text were made for clarification: (1) in subsection (d), the phrase "desiring financial assistance" was replaced with the phrase "requesting financial assistance"; and (2) in paragraph (d)(3), the term "capacity buy-in" was replaced with the phrase "the amount necessary to purchase capacity in the treatment plant and/or related facilities to which the system will be connected." Language in paragraph (d)(6) was edited to make the reference to capacity consistent with the foregoing clarification.

The amendments to §363.506(d) are adopted to clarify application requirements and to provide criteria under which the board will consider providing financial assistance to a qualified political subdivision that proposes to acquire and operate a water supply or wastewater project completed through the self-help efforts and initiatives of the residents receiving service from the project.

Subsection (d) provides the requirements for an application submitted under the self-help program. The application must be submitted by a qualified political subdivision and must include a facility plan which demonstrates that the conventional costs of the proposed project will be reduced by a minimum of 40% through the efforts of the residents that will benefit from the completed project. The application must further demonstrate that the residents will bear at least 10% of the actual costs of the project and that the design and construction of the project will be reviewed and inspected by the political subdivision applying for assistance. An applicant must also meet the applicable board requirements for acquisition of a system or treatment plant capacity.

These amendments to subsection (d) do not change the basic qualifying standards for an applicant nor the technical requirements for a project receiving financial assistance through EDAP; however, the board has determined that providing all grant funding will encourage local service providers to acquire and operate facilities resulting from the completion of small, locally important self-help projects that can make water and wastewater services available to areas that might not otherwise have them. Since many local service providers are reluctant to extend services into new areas because of the capital costs and expense of staff oversight necessary to administer smaller construction projects, acquisition of a completed project with EDAP grant funding provides a viable and attractive alternative.

By requiring a significant reduction of project costs (40%) through the self help initiatives, the finite amount of funds available to the Economically Distressed Areas Program can be leveraged to provide support to more projects. Assumption of a nominal portion of the project costs (10%) is intended to demonstrate and ensure the commitment of the residents who will benefit from completion of a project.

No comments were received on the proposed amendments.

The amendments are adopted under the authority of the Texas Water Code, §6.101 and §16.342, which provide the Texas Water Development Board with the authority to adopt rules necessary to carry out the powers and duties in the Water Code and other laws of the State including, specifically, administration of the Economically Distressed Areas Program.

§363.506.Calculation of Financial Assistance.

(a)

The board's financial assistance will be determined by the provisions of this section, including calculating:

(1)

capacity within the applicant's existing water or wastewater plants and associated facilities which will be funded by the board to serve the project area. The amount of financial assistance for existing system capacity shall be based on the percentage of the system capacity necessary to serve the project area. The percentage of system capacity for the project is then multiplied by the historical plant cost to the utility. This amount will be paid directly by the board in grant funds upon completion of construction and acceptance of the project to the extent other funds and system revenues are not sufficient to pay for such capacity; and

(2)

revenue available for payment of debt service. The board will determine the revenue available for payment of debt service by using the appropriate method specified in either subparagraph (A) or (B) of this paragraph.

(A)

Upon the submission of evidence satisfactory to the executive administrator that the rates, fees and charges to the average customer to be served by the project will be the same as the rates, fees, and charges that other families of similar income who are similarly situated pay for comparable services, the revenue available for payment of debt service will be either:

(i)

the regional capital component benchmark multiplied by the estimated number of LUEs of the area to be served at the end of construction of the proposed project less other debt incurred by the provider utility attributable to the overall project proposed in the application to the board; or

(ii)

for existing systems with a capital component of greater than zero and which are extending service to an area to which the provider utility has not previously provided service the capital component multiplied by the estimated number of LUEs of the area to be served at the end of construction of the proposed project less other debt incurred by the provider utility attributable to the overall project proposed in the application to the board.

(B)

If there is insufficient satisfactory evidence that there are other families of similar income who are similarly situated paying the same rates, then the revenue available for debt service will be either:

(i)

the regional payment benchmark multiplied by the regional capital component benchmark of the same water or service providers used to determine the regional payment benchmark multiplied by the estimated number of LUEs in the project area at the end of construction of the project less other debt incurred by the provider utility attributable to the overall project proposed in the application to the board; or

(ii)

for existing systems with a capital component of greater than zero and which are extending service to an area to which the provider utility has not previously provided service the revenue available for payment of debt service will be the payment rate of the provider utility multiplied by the capital component of the provider utility multiplied by the estimated number of LUEs in the project area at the end of construction of the project less other debt incurred by the provider utility attributable to the overall project proposed in the application to the board; and

(3)

for applications requesting an increase in the amount of financial assistance previously provided by the board for the project under this program, the amount of the increase for which repayment will be required will be the greater of:

(A)

an amount equal to the amount of the loan of the financial assistance provided by the board in its first commitment for the project divided by the total amount of the financial assistance provided by the board in its first commitment for the project multiplied by the amount of the additional financial assistance request under consideration by the board; or

(B)

an amount equal to the amount of the loan that would have resulted by applying the provisions of paragraph (2) of this subsection to the total project area, less the amount of the loan portion of the financial assistance provided by the board in its previous commitments for the project under this subchapter.

(b)

In determining the amount and form of financial assistance and the amount and form of repayment, the board also will consider sources of funding available to the applicant from federal and private funds, and from other state funds, as well as any other sources of funds to the applicant if the economically distressed area to be served by the board's financial assistance is within the boundary of the applicant, and the just, fair, and reasonable charges for water and wastewater service as provided in the Texas Water Code.

(c)

If the amount of financial assistance for which repayment is not required exceeds 50% of the total amount of financial assistance requested from the Economically Distressed Areas Program, including funds for system capacity, plus the total interest on any amount of financial assistance that must be repaid, the applicant will be asked to provide a finding from the Texas Department of Health that a nuisance dangerous to the public health and safety exists resulting from water supply and sanitation problems in the area to be served by the proposed project.

(d)

In lieu of using the calculations or considerations provided in subsections (a) and (b) of this section to determine the amount and form of financial assistance, the board may provide financial assistance in the form of a grant to an applicant requesting financial assistance to acquire a proposed project that meets the requirements of this section. Prior to construction of the proposed project, the applicant shall submit an application that includes:

(1)

a facility plan that meets the requirements of 31 TAC §355.73 and particularly includes an amount identified as total conventional project costs which is the cost to construct the project without the labor of the residents of the area;

(2)

sufficient evidence that the residents of the area to be served by the proposed project will contribute labor to the construction of the system or other cost savings such that the actual cost of the project is 60% of the total conventional project costs;

(3)

information which establishes that the residents will contribute funds in an amount not less than 10% of the total actual project cost including the amount necessary to purchase capacity in the treatment plant and/or related facilities to which the completed system will be connected;

(4)

a resolution from the eligible political subdivision that it will prepare or review plans and specifications of the proposed system to ensure service by the applicant;

(5)

a resolution from the eligible political subdivision that it will inspect or provide for inspection of the system during construction to ensure that it is constructed in accordance with plans and specifications; and

(6)

information which adequately identifies an amount necessary for the purchase of capacity in the treatment plant and/or related facilities to which the system will be connected, if applicable.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 20, 2000.

TRD-200002831

Suzanne Schwartz

General Counsel

Texas Water Development Board

Effective date: May 10, 2000

Proposal publication date: March 3, 2000

For further information, please call: (512) 463-7981


Part 17. TEXAS STATE SOIL AND WATER CONSERVATION BOARD

Chapter 517. FINANCIAL ASSISTANCE

Subchapter A. CONSERVATION ASSISTANCE

31 TAC §517.11

The Texas State Soil and Water Conservation Board adopts the amendment to 31 TAC §517.11 concerning audits of district records, without changes, to the proposed text as published in the February 4, 2000, issues of the Texas Register (25 TexReg 700) and will not be republished.

The adopted amendment adds language to authorize the State Board the power to withhold funds and setting filing requirements.

No comments were received regarding adopted of the amendment.

The amendment is adopted under Chapter 201.020 Agriculture Code which provides the Texas State Soil and Water Conservation Board with the authority to adopt rules as necessary for the performance of its functions under the Agriculture Code.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 18, 2000.

TRD-200002738

Robert G. Buckley

Executive Director

Texas State Soil and Water Conservation Board

Effective date: May 8, 2000

Proposal publication date: February 4, 2000

For further information, please call: (254) 773-2250


Chapter 518. GENERAL PROCEDURES

Subchapter A. EMPLOYEE TRAINING RULES

31 TAC §518.1, §518.2

The Texas State Soil and Water Conservation Board adopts new §518.1 and new §518.2 without changes to the proposed text as published in the February 11, 2000, issue of the Texas Register (25 TexReg 1040) and will not be republished.

This section establishes the training and education of its employees in accordance with provisions of the Texas Government Code, §§656.044 - 656.049

No comments were received regarding adoption of this new rule.

The new rules are adopted under Chapter 201.020 Agriculture Code which provides the Texas State Soil & Water Conservation Board with the authority to adopt rules as necessary for the performance of its functions under the Agriculture Code.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 18, 2000.

TRD-200002737

Robert G. Buckley

Executive Director

Texas State Soil and Water Conservation Board

Effective date: May 8, 2000

Proposal publication date: February 11, 2000

For further information, please call: (254) 773-2250


Chapter 519. TECHNICAL ASSISTANCE

Subchapter A. TECHNICAL ASSISTANCE PROGRAM

31 TAC §519.1, §519.7

The Texas State Soil and Water Conservation Board adopts an amendment to 31 TAC §519.1 and §519.7 defining technical assistance expenditures eligible for reimbursement and procedures for claiming reimbursement, without changes, to the proposed text as published in the February 11, 2000, issue of the Texas Register (25 TexReg 1041) and will not be republished.

The adopted amendment broadens the definition of eligible expenses and changes the procedures for payment to districts.

No comments were received regarding adoption of the amendments.

The amendments are adopted under Chapter 201.020 Agriculture Code which provides the Texas State Soil and Water Conservation Board with the authority to adopt rules as necessary for the performance of its functions under the Agriculture Code.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 18, 2000.

TRD-200002739

Robert G. Buckley

Executive Director

Texas State Soil and Water Conservation Board

Effective date: May 8, 2000

Proposal publication date: February 11, 2000

For further information, please call: (254) 773-2250


31 TAC §§519.9 - 519.11

The Texas State Soil and Water Conservation Board adopts the repeal of 31 TAC §§519.9 - 519.11, defining technical assistance expenditures eligible for reimbursement and procedures for claiming reimbursement, without changes as published in the February 11, 2000, issue of the Texas Register (25 TexReg 1042) and will not be republished.

The repeal of §§519.9 - 519.11 will allow the clarification of eligible expenditures and procedures for claiming technical assistance funds.

No comments were received regarding adoption of the repeals.

The repeals are adopted under Chapter 201.020 Agriculture Code which provides the Texas State Soil and Water Conservation Board with the authority to adopt rules as necessary for the performance of its functions under the Agriculture Code.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 18, 2000.

TRD-200002740

Robert G. Buckley

Executive Director

Texas State Soil and Water Conservation Board

Effective date: May 8, 2000

Proposal publication date: February 11, 2000

For further information, please call: (254) 773-2250


31 TAC §§519.9 - 519.12

The Texas State Soil and Water Conservation Board adopts new §§519.9 - 519.12, defining technical assistance expenditures eligible for reimbursement and procedures for claiming reimbursement, without changes, as published in the February 11, 2000, issue of the Texas Register (25 TexReg 1042) and will not be republished.

The new §§519.9 - 519.12 will better define technical assistance expenditures eligibility for reimbursement and procedures for claiming reimbursement and broaden the definition of eligible expenses and changes the procedures for payments to districts.

No comments were received regarding adoption of these new rules.

The new rules are adopted under Chapter 201.020 Agriculture Code which provides the Texas State Soil and Water Conservation Board with the authority to adopt rules as necessary for the performance of its functions under the Agriculture Code.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 18, 2000.

TRD-200002741

Robert G. Buckley

Executive Director

Texas State Soil and Water Conservation Board

Effective date: May 8, 2000

Proposal publication date: February 11, 2000

For further information, please call: (254) 773-2250


Chapter 521. AGRICULTURAL WATER CONSERVATION

Subchapter A. TECHNICAL ASSISTANCE PROGRAM FOR SOIL AND WATER CONSERVATION LAND IMPROVEMENT MEASURES

31 TAC §521.1, §521.7

The Texas State Soil and Water Conservation Board adopts the amendment to 31 TAC §521.1 and §521.7, defining technical assistance expenditures eligible for reimbursement and procedures for claiming reimbursement, without changes to the proposed text as published in the February 11, 2000, issue of the Texas Register (25 TexReg 1043) and will not be republished.

The adopted amendments broadens the definition of eligible expenses and changes the procedures for payments to districts.

No comments were received regarding adoption of the amendments.

The amendments are adopted under Chapter 201.020 Agriculture Code which provides the Texas State Soil and Water Conservation Board with the authority to adopt rules as necessary for the performance of its functions under the Agriculture Code.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 18, 2000.

TRD-200002742

Robert G. Buckley

Executive Director

Texas State Soil and Water Conservation Board

Effective date: May 8, 2000

Proposal publication date: February 11, 2000

For further information, please call: (254) 773-2250


31 TAC §521.10, §521.11

The Texas State Soil and Water Conservation Board adopts the repeal of 31 TAC §521.10 and §521.11, technical assistance expenditures eligible for reimbursement and procedures for claiming reimbursement, without changes, as published in the February 11, 2000, issue of the Texas Register (25 TexReg 1044) and will not be republished.

The repeal of §521.10 and §521.11 will allow the clarification of eligible expenditures and procedures for claiming technical assistance funds.

No comments were received regarding adoption of the repeals.

The repeals are adopted under Chapter 201.020 Agriculture Code which provides the Texas State Soil and Water Conservation Board with the authority to adopt rules as necessary for the performance of its functions under the Agriculture Code.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 18, 2000.

TRD-200002743

Robert G. Buckley

Executive Director

Texas State Soil and Water Conservation Board

Effective date: May 8, 2000

Proposal publication date: February 11, 2000

For further information, please call: (254) 773-2250


31 TAC §§521.10 - 521.13

The Texas State Soil and Water Conservation Board adopts new §§521.10 - 521.13, defining technical assistance expenditures eligible for reimbursement and procedures for claiming reimbursement, without changes, as published in the February 11, 2000, issues of the Texas Register (25 TexReg 1044) and will not be republished.

The adopted new §§521.10 - 521.13 will better define technical assistance expenditure eligibility for reimbursement and procedures for claiming reimbursement. The new rules broaden the definition of eligible expenses and changes the procedures for payments to districts.

No comments were received regarding adoption of these new rules.

The new rules are adopted under Chapter 201.020 Agriculture Code which provides the Texas State Soil and Water Conservation Board with the authority to adopt rules as necessary for the performance of its functions under the Agriculture Code.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on April 18, 2000.

TRD-200002744

Robert G. Buckley

Executive Director

Texas State Soil and Water Conservation Board

Effective date: May 8, 2000

Proposal publication date: February 11, 2000

For further information, please call: (254) 773-2250