TITLE 40.SOCIAL SERVICES AND ASSISTANCE

Part 1. TEXAS DEPARTMENT OF HUMAN SERVICES

Chapter 15. MEDICAID ELIGIBILITY

Subchapter E. INCOME

40 TAC §15.450

The Texas Department of Human Services (DHS) adopts an amendment to §15.450 without changes to the proposed text published in the January 28, 2000, issue of the Texas Register (25 TexReg 558).

The amendment is justified to comply with House Bill 143, in which the 76th Texas Legislature approved an increase of the personal needs allowance (PNA). The Appropriations Bill allowed the PNA to be $45 per month. The increase is retroactive to September 1, 1999. For SSI clients who receive the $30 federal benefit rate, the state will supplement their incomes by $15 per month so they also have $45 for personal use. The amendment will function by allowing clients additional money for personal needs. The 76th Legislature added Subsection (v) to Section 32.024 of the Human Resources Code by passing HB143. It also appropriated sufficient funds to allow for the PNA to be $45.

The department received no comments regarding adoption of the amendment.

The amendment is adopted under the Human Resources Code, Title 2, Chapters 22 and 32, which authorizes the department to administer public and medical assistance programs and under Texas Government Code §531.021, which provides the Health and Human Services Commission with the authority to administer federal medical assistance funds.

The amendment implements the Human Resources Code, §§22.001-22.030 and §§32.001-32.042.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 10, 2000.

TRD-200001844

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Effective date: March 30, 2000

Proposal publication date: January 28, 2000

For further information, please call: (512) 438-3108


Part 11. TEXAS COMMISSION ON HUMAN RIGHTS

Chapter 323. COMMISSION

40 TAC §323.6

The Commissioners of the Texas Commission on Human Rights adopts new §323.6, concerning the identification and reporting of the statewide civilian workforce. Section 323.6 is adopted without changes to the proposed text as published in the December 17, 1999, issue of the Texas Register (24 TexReg 11246) and will not be republished.

This section is necessary to comply with House Bill 1976 passed by the 76th Texas Legislature, which resulted in comprehensive amendments relating to the continuation and functions of the Commission. This new provision will provide the legislature, the governor, state agencies, and the general public statistical data on the make-up of workers in both private and public employment across the state.

This section requires the Commission to determine employee percentages in the State of Texas by using race, national origin, gender, and job category as identified parameters for meeting its objectives. The reports issued by the Commission will be based on statistical data published biennially by the U.S. Equal Employment Opportunity Commission (EEOC). Informing the governor, the legislature, state agencies, and the public of the composition of Texas' civilian workforce will provide a clearer view of the distribution of workers and the classes of jobs being held by these workers. This will allow for better goals and objectives in meeting the needs of all employees and employers in the State of Texas.

SUMMARY OF COMMENTS AND AGENCY RESPONSE TO COMMENTS

Comment: One commenter suggested that the section be revised to specifically state what EEOC statistical information TCHR intends to use and when the report is usually published.

Response: The commission disagrees that referring to a specific report will allow agencies to better understand and interpret the data. As written, the rule already provides a breakdown of which classes of individuals and job categories will be utilized. Furthermore, all employees within the State of Texas will be accounted for in determining the statistical make-up of the workforce. With the parameters already established for the information that is to be sought, the name of the specific report from which the information will be gleaned is irrelevant. Additionally, the rule clearly states that the information received from the EEOC is based on statistics issued every two years by the EEOC. The Commission does not believe that stating when the report is published by the EEOC is useful as the rule clearly sets forth the Commission's timelines for issuing its percentages.

NAMES OF THOSE COMMENTING FOR OR AGAINST THE SECTIONS. The Texas Workers' Compensation Commission: For, with changes.

This section is adopted under the Texas Labor Code, Chapter 21, §21.0035 and §21.003, and the Texas Administrative Code, Chapter 321, §321.4, and Chapter 323, §323.5. The Texas Labor Code §21.0035, provides that the commission shall promulgate rules as are necessary and proper to execute its functions and duties. The Texas Labor Code, §21.003, and the Texas Administrative Code §321.4 and §323.5, grant the Commission authority to adopt rules necessary to implement the Texas Commission on Human Rights Act.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 10, 2000.

TRD-200001851

William M. Hale

Executive Director

Texas Commission on Human Rights

Effective date: March 30, 2000

Proposal publication date: December 17, 1999

For further information, please call: (512) 437-3457


40 TAC §323.7

The Commissioners of the Texas Commission on Human Rights adopts new §323.7, concerning reviews. Section 323.7 is adopted with changes to the proposed text as published in the December 17, 1999, issue of the Texas Register (24 TexReg 11246).

The new section is necessary to comply with House Bill 1976 passed by the 76th Texas Legislature which resulted in comprehensive amendments relating to the continuation and functions of the Commission. This new provision will provide for a system of staggering the reviews of each agency's personnel policies and procedures within a six-year cycle of compliance.

After receiving public comments, the Commission has made certain revisions. Subsection (a) was revised to clarify when the six-year cycle of review will begin and end. Subsection (c) was revised to clarify when each agency would receive notice of a review by the Commission, when the Commission's recommendations would be issued, and how the one year anniversary date would be measured. These revisions were in response to commanders' concerns that the rule as written did not adequately clarify various provisions of the Texas Labor Code.

This section requires the commission to conduct a management review of each state agency's (excluding public junior colleges) personnel policies and procedures. This review is for the purpose of certifying that agency's personnel policies and procedures are in compliance with the Texas Commission on Human Rights Act.

The Commission within a six-year cycle shall conduct a review of policy and procedural systems for state agencies within each functional category of state government including: Health and Human Services, Regulatory; General Government; Natural Resources; Business and Economic Development; Institutions of Higher Education systems and components; Public Safety and Criminal Justice; Education Agencies; and Judiciary. If because of extenuating circumstances or undue hardship a review of an agency's personnel policies and procedures is unable to be completed during the pre-scheduled time, then the commission may recommend that said agency be deferred to the following year for review of their personnel policy and procedural systems.

Each agency must be reviewed within the six-year cycle and once a review has commenced it must be completed within one year. The one year anniversary date for review of policy and procedural systems commences upon the Commission's issuance of a formal notification to the agency head. Each agency will receive formal notice, via first class mail, at the beginning of the fiscal year in which they are to be reviewed, stating the Commission's intent to conduct a management review of said agency's personnel policy and procedural systems. Upon receipt of its notification letter each agency will be provided with notice as to the review process, what items are to be reviewed, and any additional information that is needed to conduct the review of the agency's policy and procedural systems. Once a review has been concluded, the Commission will issue its findings and, if appropriate, issue recommendations for appropriate revisions to the agency's personnel policies and procedures within the one year anniversary date that the review was commenced.

SUMMARY OF COMMENTS AND AGENCY'S RESPONSE TO COMMENTS.

Comment: Two commenters request that the rule address when the six-year cycle of review will begin and end.

Response: The Commission agrees and has made the appropriate revision.

Comment: Two commenters suggested that language be added to state what criteria, if any, will be used to determine when a state agency is to be reviewed.

Response: The Commission agrees that the suggested revision would be useful, but declines to make such revisions in the rule as such a criteria involves an ongoing analysis of various factors that evolve and change over time. A criteria that is established in this biennium may force the Commission to continue a process that is not effective or efficient.

Comment: Two commenters suggested that the rule address what prior notice, if any, state agencies will be given as to when their personnel policies and procedures are to be reviewed by TCHR.

Response: The Commission agrees, and has made an appropriate revision.

Comment: One commenter suggested adding language to indicate how the one year will be measured.

Response: The Commission asserts that subsection (c) already addresses what occurrence or action must take place in order for the one year time period to commence; however, the Commission has reworded the subpart for clarification purposes.

Comment: Two commenters suggested adding a provision addressing what personnel policies and procedures TCHR intends to review and how TCHR intends to review them.

Response: The Commission disagrees that the proposed rules should include what personnel policies the Commission intends to review and how the Commission intends to review them. The mandate set forth by the Legislature requires the Commission to review all personnel policy and procedural systems of each state agency. As such, these systems could include a myriad of documents for each individual agency. While most agencies may have similar systems in place, the Commission does not believe it is beneficial to outline a list of policies that may not be inclusive of all systems that are in place for all agencies in the State of Texas.

Comment: Two commenters suggested that language be added to define the term "personnel policy and procedural systems."

Response: The Commission declines the commenters' suggestion to add definitions to the rule. The terms "personnel policy" and "procedural systems" are expansive terms which encompass various components and terminology. The meaning of these words continue to evolve over time and the Commission does not believe that it would be worthwhile to incorporate potentially limiting definitions into the rule.

Comment: One commenter suggested adding a provision specifying what information the agency should have available for TCHR review, how TCHR will conduct its review, and the expected time period required for such a review.

Response: The Commission disagrees that the suggested revisions should be incorporated into the rule. If the Commission could state with absolute certainty all documents each agency would need to provide for a management review of its personnel policies and procedural systems, then perhaps a provision outlining said documents would be helpful to the individual agencies. However, as each agency has unique factors that may require unique documentation, the Commission is of the opinion that it cannot properly carve out a rule so as to encompass all of the information that may be needed to conduct a review of each agency's personnel policies and procedural systems. Furthermore, as each agency policy and procedural systems may be different, so may the Commission's procedures necessary to conduct its management review of said agency need to be restructured to meet the needs of the agency. Therefore, the Commission questions the appropriateness of putting such a blanket procedure in its rules. Finally, the Commission cannot state for certain how long any review will last as there are several factors that may determine the duration of the review and, as such, is not inclined to add language to the rule that attempts to do just that. However, the rule does provide that all reviews must be completed and closed on or before the one year anniversary date in which the review was commenced.

Comment: Two commenters suggested that the proposed rule address questions such as when the TCHR would issue its recommendations for revisions to an agency's policy and procedural systems and what period of time would an agency be given to consider TCHR's recommendations and provide its response. One commenter suggested that a state agency should have a minimum of 30 days after receipt of TCHR's recommendation to respond.

Response: The Commission agrees that the rule should be clarified to address when the Commission will issue its recommendations, and has made an appropriate revision. However, the Commission disagrees that the time period for agency response should be addressed in this rule. The Commission is not inclined to incorporate provisions found in Subchapter I., §21.4534 into the text of its rule. The Commission is exercising authority it receives solely from §21.453, which deals with promulgating a rule to establish a six-year review cycle. Other provisions in Subchapter I. are outside the scope of this rule.

Comment: One commenter suggested that language be included and expounded upon where appropriate that deal with the Compliance Report.

Response: The Commission disagrees that that language should be added to the rule. The Commission is not inclined to incorporate provisions found in Subchapter I., §21.4534 into the text of its rule. The Commission is exercising authority it receives solely from §21.453, which deals with promulgating a rule to establish a six-year review cycle. Other provisions in Subchapter I. are outside the scope of this rule.

Comment: Two commenters suggested that the Commission address reimbursement of TCHR's expenses for costs incurred in conducting a review via interagency contract. One commenter suggested that the rule provide guidance concerning what TCHR intends to propose in such contracts, including: (1) the process for reporting to the agency the actual expenses information obtained from the state auditor's office; (2) what accounting of the expenses will be provided; (3) in what time period after the review will TCHR request the reimbursement; (4) what is the time period for payment after the receipt by the agency of the request for payment; and, (5) what is the time period in which the agency can make payment before TCHR certifies to the Comptroller that the agency failed to make the payment. The commenter requests a minimum of 30 days for payment after the agency receives the request for payment to allow the agency to request and review any needed clarification.

Response: The Commission disagrees that these questions should be addressed. The Commission is not inclined to incorporate provisions found in Subchapter I., §21.455, into the text of its rule. The Commission is exercising authority it receives solely from §21.453, which deals with promulgating a rule to establish a six-year review cycle. Other provisions in Subchapter I. are outside the scope of this rule.

Comment: Two commenters suggested that the proposed rule should include what specifically triggers TCHR's certification to the Comptroller that a state agency has failed to comply with this Subchapter.

Response: The Commission disagrees that these questions should be addressed. The Commission is not inclined to incorporate provisions found in Subchapter I., §21.456, into the text of its rule. The Commission is exercising authority it receives solely from §21.453, which deals with promulgating a rule to establish a six-year review cycle. Other provisions in Subchapter I. are outside the scope of this rule.

NAMES OF THOSE COMMENTING FOR AND AGAINST THE SECTIONS. Texas Worker's Compensation Commission: For, with changes. Texas Department of Licensing and Regulation: For, with changes.

The new section is adopted under the Texas Labor Code, Chapter 21, §21.453 and §21.003, and Texas Administrative Code Chapter 321, §321.4 and Chapter 323, §323.5. The Texas Labor Code, §21.453, provides that the Commission shall promulgate rules as are necessary and proper to execute its duties and functions. The Texas Labor Code, §21.003, and the Texas Administrative Code, §321.4 and §323.5, grant the Commission authority to adopt procedural rules to carry out the purposes and policies of the Texas Commission on Human Rights Act.

§323.7. Review.

(a)

The commission shall review the personnel policy and procedural systems of each state agency on a six-year cycle, beginning fiscal year 2000, to determine whether the policy and procedural systems comply with the Texas Labor Code.

(b)

The commission shall stagger the reviews for each state agency's personnel policy and procedural systems such that each state agency will be reviewed once during the six-year cycle. If, because of undue hardship or other extenuating circumstances, a state agency's policy and procedural system is not reviewed within the scheduled time, then the commission's executive director or his/her designee may recommend that those agencies be deferred to the following year so long as the state agency's six-year cycle for review is not exceeded.

(c)

If a state agency's personnel policy and procedural systems are to be reviewed, said state agency shall receive notice, via first class mail and on the commission's website, at the beginning of the fiscal year in which the commission is to conduct its review of the agency's personnel policy and procedural systems. The review of each state agency shall be completed and recommendations issued on or before the one year anniversary date in which the Commission issued its notification letter to the agency head and the review thereby commenced.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 10, 2000.

TRD-200001853

William M. Hale

Executive Director

Texas Commission on Human Rights

Effective date: March 30, 2000

Proposal publication date: December 17, 1999

For further information, please call: (512) 437-3457


Chapter 327. ADMINISTRATIVE REVIEW

Subchapter B. ALTERNATIVE DISPUTE RESOLUTION

40 TAC §327.27

The Commissioners of the Texas Commission on Human Rights adopts the amendment to §327.27, concerning the standards and duties of mediators. Section 327.27 is adopted without changes to the proposed text as published in the December 17, 1999, issue of the Texas Register (24 TexReg 11247) and will not be republished.

This section is intended to make all provisions within this subchapter uniform and consistent. This new provision will provide clarification of the time period allotted in which to resolve alternative dispute resolution cases.

This section sets forth the scope of duties for Commission mediators. Section 323.27(a)(2) requires the mediator to conduct an on-site mediation within 45 days. The additional 15 days that has been added to this section is to maintain conformity within the provisions.

Section 323.27(a)(3) requires the mediator to maintain appropriate documentation during the 45 day dispute resolution period. The additional 15 days that has been added to this section is to maintain conformity within the provisions.

No comments were received.

This section is adopted under the Texas Labor Code, Chapter 21, §21.003, and the Texas Administrative Code, Chapter 321, §321.4, and Chapter 323, §323.5. The Texas Labor Code, §21.003, provides that the Commission may promulgate rules and regulations as are necessary and proper to carry out the provisions related to employment discrimination. The Texas Administrative Code, §321.4 and §323.5, provide for the adoption of procedural rules to carry out the purposes and policies of the Texas Commission on Human Rights Act.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 10, 2000.

TRD-200001852

William M. Hale

Executive Director

Texas Commission on Human Rights

Effective date: March 30, 2000

Proposal publication date: December 17, 1999

For further information, please call: (512) 437-3457


Chapter 341. ADMINISTRATIVE HEARING PROCEEDINGS

40 TAC §§341.1 - 341.68

The Commissioners of the Texas Commission on Human Rights adopts the repeal of §§341.1 - 341.68, concerning administrative hearing proceedings. The repeals are adopted without change as published in the December 17, 1999, issue of the Texas Register (24 TexReg 11248).

The repeal of these sections is necessary because the sections are no longer required due to legislative mandate which requires uniform procedures for rules that govern hearings conducted by the State Office of Administrative Hearings (SOAH). The repeal of §§341.1 - 341.68 is necessary to reflect the transfer of agency responsibility for adjudicative matters from the Commission to SOAH. The repeals are necessary because these provisions are now included in 1 TAC §§155.1 - 155.55, including contested cases under the Administrative Procedure Act, Texas Government Code, Chapter 2001.

Simultaneous with the adoption of the repeals, a comprehensive revision of Chapter 341, Title 40, Part 11 of the Texas Administrative Code is published elsewhere in this issue of the Texas Register .

The purpose and objective of the repeals is to implement changes and additions required by legislative mandate during the 75th Texas Legislature which resulted in the need for procedural consistency relating to administrative hearings involving state agencies.

No comments were received.

The repeals are adopted under the Texas Property Code, Chapter 301, § 301.062, and the Texas Administrative Code, Chapter 336, § 336.1 and Chapter 335, § 335.4. Under the Texas Property Code, § 301.062, the Commission may adopt rules as necessary to implement the Texas Fair Housing Act. The Texas Administrative Code §335.4 and §336.1, provide that the Commission may adopt rules and regulations to execute the duties and functions of the Texas Commission on Human Rights.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 10, 2000.

TRD-200001849

William M. Hale

Executive Director

Texas Commission on Human Rights

Effective date: March 30, 2000

Proposal publication date: December 17, 1999

For further information, please call: (512) 437-3457


40 TAC §§341.1 - 341.16

The Commissioners of the Texas Commission on Human Rights adopts new §§341.1 - 341.16, concerning administrative hearing proceedings. Sections 341.1 - 341.16 are adopted without changes to the proposed text as published in the December 17, 1999, issue of the Texas Register (24 TexReg 11249) and will not be republished.

These new sections are necessary due to legislative mandate which requires uniform procedures for rules that govern hearings conducted by the State Office of Administrative Hearings (SOAH). These sections operate in conjunction with SOAH rules found in 1 TAC §§155.51-155.55, including contested cases under the Administrative Procedure Act, Texas Government Code, Chapter 2001.

Simultaneous with the adoption of these sections, a comprehensive revision of Chapter 341 of Title 40 of the Texas Administrative Code is published elsewhere in this issue of the Texas Register .

The purpose and objective of this adoption is to implement changes and additions required by legislative mandate during the 75th Texas Legislature which resulted in the need for procedural consistency relating to administrative hearings involving state agencies.

No comments were received.

These new sections are adopted under the Texas Property Code, Chapter 301, §301.062 and Texas Administrative Code, Chapter 336, §336.1 and Chapter 335, §335.4. Under the Texas Property Code §301.062 the Commission may adopt rules as necessary to implement the Texas Fair Housing Act. Texas Administrative Code §335.4 and §336.1 provide that the Commission may adopt rules and regulations to execute the duties and functions of the Texas Commission on Human Rights.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on March 10, 2000.

TRD-200001850

William H. Hale

Executive Director

Texas Commission on Human Rights

Effective date: March 30, 2000

Proposal publication date: December 17, 1999

For further information, please call: (512) 437-3457